Ambient Iot: A Missing Link in 3Gpp Iot Devices Landscape
Ambient Iot: A Missing Link in 3Gpp Iot Devices Landscape
Ambient Iot: A Missing Link in 3Gpp Iot Devices Landscape
Abstract—Ambient internet of things (IoT) is the network of business case. Energy harvesting technology is key to the
devices which harvest energy from ambient sources for powering success of the IoT market as it can considerably reduce device
their communication. After decades of research on operation operational cost. Energy harvesting devices are ’battery free’
arXiv:2312.06569v1 [cs.NI] 11 Dec 2023
Fig. 1. Cellular IoT Technology landscape with major technologies covering different potential use cases.
II. I OT SPACE IN 3GPP power consumption, and small form factor, which can be met
The expansion of IoT to encompass use cases in new by devices that are either battery-less or have the capability
verticals has steadily progressed from the initial applications for limited energy storage. The requirements related to power
in second-generation (2G) cellular technology to the current consumption and device cost/complexity cannot be met by
5G technologies. IoT use cases span a range of requirements in existing cellular technologies. Therefore, new technologies
terms of cost, complexity, delay constraints, and other metrics. under NR in Rel-19 or later and 6G are needed.
Fig. 1 depicts the division of IoT based on requirements into Fig. 1 also shows some key performance indicators (KPIs)
the following classes. for the different cellular IoT technologies [10]. It can be seen
Broadband IoT: This class of IoT comprises one extreme that in terms of peak data rate, broadband IoT is at the high
of IoT applications that require high data rates along with end whereas massive IoT is at the low end. Among the legacy
a low latency. The use cases covered by this class of IoT classes, in terms of reliability and latency, KPIs for critical
include fleet management, industry gateways, video, hot-spots, IoT are the most stringent whereas those for massive IoT are
wearables, and industrial wireless sensors. The requirements the most relaxed. A-IoT is expected to have even more relaxed
can be served by 4G Long Term Evolution (LTE) as well as KPIs.
5G New Radio (NR) technologies (using enhanced Mobile
III. A-I OT U SE C ASES AND R EQUIREMENTS
Broadband, or eMBB, and Reduced Capability or RedCap,
devices). RedCap devices have a lower cost and complexity A. Technology Overview
than NR eMBB devices, making them more attractive for many A-IoT technology includes both energy harvesting devices
IoT applications. with active transmission as well as passive backscattering
Critical IoT: This class of IoT constitutes another extreme of devices. Backscattering devices do not have an active trans-
IoT applications requiring ultra-high reliability and ultra-low mission component and modulate information on the received
latency. Typical use cases for this class include factory au- signal from the exciter where the exciter (often used inter-
tomation, industrial control, robotics, and Augmented Reality changeably with the terms illuminator or activator) can be
(AR) or Virtual Reality (VR). The LTE High-Reliability Low- any node generating RF signals. On the other hand, energy
Latency Communication (HRLLC) feature of LTE, introduced harvesting with active transmission and small storage allows
in Release 15, and the NR URLLC technologies feature of NR, higher range and better quality of service (QoS) as compared
also introduced in Release 15, can serve these applications. to backscattering devices without any storage. Different use
Massive IoT: This class of IoT consists of delay-tolerant cases can be envisioned for both technologies, where low-
applications where the requirements include low-cost devices cost backscattering technology is more suitable to use cases
with low energy consumption, extended network coverage, and such as asset tracking and monitoring, livestock, etc., while
support of a massive number of devices. Example use cases high-end use cases requiring better QoS can be supported by
include fleet management, asset tracking, smart meters, smart energy harvesting technology with active transmission. Both
city, gateways, sensors, voice, and point-of-sales. LTE for Ma- backscattering and active energy-harvesting devices can be
chines (LTE-M) and Narrowband IoT (NB-IoT) technologies battery-less or carry a small battery.
fulfill the requirements for these applications [9]. Fig. 2 shows an overview of broad coverage of A-IoT
Ambient IoT: The last class is the latest addition and technology. Backscattering IoT devices can be used both in
comprises the very low end of IoT use cases where the monostatic and bi-/multi-static configurations, where the term
requirements include ultra-low complexity devices, ultra-low monostatic is used when both the energy exciter and the reader
3
Fig. 2. Ambient IoT landscape with both energy harvesting and backscattering devices. Ambient energy sources like sun, TV signals and Wifi signals can
be used for energy harvesting and excitation as well.
functionalities are performed by the same device, while bistatic The RAN plenary later agreed to study A-IoT radio use
deployment specifies the scenario where the energy exciter cases and requirements in [11]. This study has completed in
and the reader are physically two different devices. Fig. 2 3GPP and a summary of main agreements is captured in this
illustrates that 3GPP base stations (BSs, i.e., gNB or dedicated section.
micro cells) and smartphones can be used both as exciters, and 3GPP RAN has agreed to study four deployment topologies
readers, or RF energy source, while an ambient energy source for A-IoT devices:
(e.g., TV, WiFi signals) can also be used for excitation for 1) BS ↔ A-IoT device
backscattering as well as energy source for energy harvesting 2) BS ↔ Intermediate node ↔ A-IoT device
for active transmissions. Besides RF signals, energy harvesting 3) BS ↔ Assisting node UE ↔ A-IoT device ↔ BS
devices can make use of other ambient energy sources like sun 4) UE ↔ A-IoT device
light, pressure, thermal etc, to harvest and store energy and In Topology 1, the A-IoT device directly and bidirectionally
use it to make data transmission. Though 3GPP focus is more communicates with a base station. In Topology 2, the A-
on RF energy harvesting devices in A-IoT studies, devices IoT device communicates bidirectionally with an interme-
powered by other energy sources, e.g., solar which has several diate node between the device and the base station. The
orders of magnitude high power density as compared to RF intermediate node can be a relay, Integrated Access and
source, are not precluded in this study.” Backhaul (IAB) node, user equipment (UE), repeater, etc.,
which can support A-IoT. In Topology 3, the A-IoT de-
vice transmits data/signaling to a base station and receives
B. 3GPP Focus Areas and Use Cases
data/signaling from the assisting node; or the A-IoT device
3GPP has recently studied A-IoT in both Service and receives data/signaling from a base station and transmits
System Aspects working group 1 (SA1) [8] and Radio Ac- data/signaling to the assisting node. In this topology, the
cess Networks (RAN) plenary [11]. The 3GPP work was assisting node can be a relay, IAB, UE, repeater, etc. which can
initiated by the Technical Report in TR 22.840 [8] by SA1 support A-IoT. In Topology 4, the A-IoT device communicates
to capture use cases, traffic scenarios, device constraints of bidirectionally with a UE. 3GPP SA1 has defined a large set
ambient power enabled IoT; and identify new potential service of use cases for ambient power-enabled IoT and 3GPP RAN is
requirements as well as new KPIs. defining representative deployment scenarios for studies, each
Considering the limited size and complexity affordable by covering more use cases and topologies.
practical applications for battery-less devices with no energy Using bi-/multi-static links can enable positioning and will
storage capability or devices with limited energy storage that remove the challenges associated with full duplexing self-
do not need to be replaced or recharged manually, the output interference for a monostatic A-IoT illuminator and reader
power of the energy harvester typically ranges from 1 µW device.
to a few hundreds of µW. Existing cellular devices may not The 3GPP RAN study assumes three A-IoT device types:
work well with energy harvesting due to their peak power • Device A: (Passive) Pure battery-less devices with no
consumption of higher than 10 mW. energy storage capability at all, no independent signal
4
• Indoor: 3m at 90%
• Outdoor: several 10m at 90%
Based on these simple design targets the ambition is to
standardize radio interface and protocols to enable deployment
of such Ambient IoT devices. 3GPP is expected to study A-
IoT devices in Rel. 19 with the aim to standardize in later
releases. It is largely expected that AIoT technology will be
one of the key bridge topics in 3GPP for 6G.
Fig. 4. UE illumination scenarios with different receive options for device type A and B.
Three different bistatic use cases with UE excitation are Device B can be used, and the uplink range from the device to
depicted in Fig. 4 with some example communication ranges. a base station can reach 300 meters, which can accommodate
The path loss exponent γ is assumed to be 3 for outdoor cases similar inter-site distances (ISD).
and 2.5 for indoor cases. For passive A-IoT devices (Device Considering the above link budgets, the topology of illumi-
A), the modulation factor is M =0.25 and for semi-passive nator and receiver to be deployed will depend on application
A-IoT devices (Device B) M =1. Note that all devices are and the environment. However, it is clear that for large scale
assumed to have an omni-directional antenna (Gtag = 2 dBi), outdoor or enterprise deployments, UE illumination will be
which represents a baseline scenario. In the first case from favorable, since the power source can be brought close to the
the left, excitation of devices is performed in an area by a AIoT device. Then uplink ranges of several hundred meters
UE and reception is performed by a fixed BS. The middle can be achieved, and the AIoT device backscattering can be
case involves indoor small-cell deployment with excitation of received by fixed infrastructure gNBs.
devices is performed by a UE and reception by a small-cell
access point. The case to the right involves indoor small-cell
deployment with device excitation and reading by two different V. A-I OT: TECHNOLOGY CHALLENGES AND
UEs. SOLUTIONS
It is interesting to note that for bistatic cases, the two links’ A. A-IoT Device Access Techniques
(exciter (Tx)-to-device and device-to-receiver (Rx)) maximum Energy harvesting IoT devices have the following key
range depends on each other. For a short Tx-device distance, a difference as compared to NR UE and associated challenges
significantly higher device-Rx distance can be achieved. This must be resolved before deploying A-IoT technology.
has also been shown experimentally in [13]. The opposite
1) New Terminal States: A major consideration for the
is also true for semi-passive devices (Device B), but not
access techniques in energy harvesting communication
for passive A-IoT devices that need to be energized by the
is the uncertainty in the availability of energy. Unlike
exciter. Fig. 5(a,b) shows this contrast for the UE excitation-
conventional communication scenarios, availability of
gNB reception case, where a yellow shaded region corre-
ambient energy is not stable, and it varies spatially as
sponds to successful communication operation. The Figure
well. When designing access techniques, this uncertainty
5(a) corresponds to an A-IoT device (Device A), for which
has to be considered [14]. For energy harvesting devices
the Tx-device distance is very limited, since the device power-
with active transmission (Device C), duty cycle design,
up threshold must be exceeded. Despite that fact, very long
scheduling decisions and wakeup occasions need to be
device-Rx ranges can be achieved (several hundreds of meters)
designed based on availability of intermittent energy.
for a sufficiently sensitive receiver. Fig. 5(b) corresponds to an
As devices are not always connected with the network,
energy-assisted backscattering device (Device B). Since there
NR functionality based on radio resource control (RRC)
is no RF power-up constraint, the total operating region is
states (active/idle) may not be valid and we may need
larger compared to Device A. Keeping a short Tx-device range
new device state definitions.
allows for exponentially larger device-Rx range and vice versa.
2) Device Registration: NR UEs are registered with the
Similar trends are observed for the case of UE exciter and
network and a context is maintained in the network. As
indoor gNB reception (Fig. 5(c) and Fig. 5(d)).
A-IoT devices are low-cost devices with small form fac-
Fig. 4 provides example numbers for the feasibility of each tor, it will be difficult to register them with the network
deployment (RF harvesting devices (Device A) and energy- through subscriber identity module (SIM). However, it is
assisted devices (Device B)). In general, Device B can afford important to establish a simplified form of A-IoT device
longer Tx-device ranges than Device A, due to the relaxed identification in a 3GPP network and 3GPP SA2 studies
power-up requirements, and therefore can be used for larger will look into this aspect. It is not yet clear how A-
area coverage. For UE excitation cases, where the UE can be IoT device identification will be managed, i.e., through
brought to the proximity of the devices, both Device A and Subscription Permanent Identifier (SUPI) by the network
6
Fig. 5. Operating regions (Yellow indicates sufficient received SNR) (a) for UE-device-gNB scenario device A operation (left) is governed by power-up
threshold (b) for UE-device-gNB scenario device B operation (right) is receiver-sensitivity limited (c) for UE-device-indoor gNB scenario device A operation
(left) is governed by power-up threshold (d) for UE-device-indoor gNB scenario device B operation (right) is receiver-sensitivity limited.
or through application-defined IDs managed by a 3GPP backscattering link budget analysis but illuminator-to-
network. backscattering device analysis as well.
3) Mobility Tracking: Typical use cases targeted by AIoT 5) Distributed Energy Sources: As shown in Section IV,
technology, e.g., inventory tracking, may not require due to a large link budget requirement, gNB is not
continuous mobility management as in NR. Mobility the best exciter for backscattering devices. In 3GPP
management requires maintaining context of UE in networks, all the NR UE access mechanisms are handled
the network and preparing handover when UEs move by gNB. For backscattering devices, we need to rely on
between cells. As some of the target use cases do not distributed low-complexity 3GPP network illuminators,
require this functionality, this overhead can be avoided readers and/or smartphones, which require more coordi-
by finding solutions for ’on demand’ mobility manage- nation between network devices to service A-IoT devices
ment. and demand for new network protocol design.
4) Link Budget Analysis: Backscattering devices are low- 6) Simplified Protocols: Due to small form factor and
cost devices and typically first harvest some energy low-cost requirement, A-IoT devices cannot support
to activate their circuit and then backscatter informa- full stack access protocol. Thus, simplified protocol
tion. Thus, 3GPP system design not only involves design is a key requirement for such devices, particularly
7
similar spectrum access regulations, both to ensure the ease [9] R. Ratasuk, N. Mangalvedhe, Y. Zhang, M. Robert, and J.-P. Koskinen,
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VI. C ONCLUSION
This article provides a comprehensive overview of Ambient
IoT technology in 5G. Ambient IoT is new technology on top
of existing cellular IoT technology and targets market segment
below the existing technologies. Battery replenishment and
cost is major hurdle in deployment of IoT technology and
A-IoT can help fill this gap by targeting reduced complexity
and cost. Before this technology becomes a reality, several
challenges need to be overcome including development of
suitable access, transmission, positioning, and radio resource
management techniques, identifying spectrum and topologies
for various scenarios, and incorporating low complexity secu-
rity protocols. This article summarizes 3GPP discussions on A-
IoT studies and envision an ambient IoT technology that will
make future networks more sustainable and ready for massive
deployment of IoT devices.
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