Journal of Field Archaeology
ISSN: 0093-4690 (Print) 2042-4582 (Online) Journal homepage: http://www.tandfonline.com/loi/yjfa20
Inhabiting Remote Tropical Seashores at
1500–1100 b.c.: Water, Practicalities, and Rituals in
the Mariana Islands
Mike T. Carson
To cite this article: Mike T. Carson (2017) Inhabiting Remote Tropical Seashores at 1500–1100
b.c.: Water, Practicalities, and Rituals in the Mariana Islands, Journal of Field Archaeology, 42:4,
269-282, DOI: 10.1080/00934690.2017.1326800
To link to this article: http://dx.doi.org/10.1080/00934690.2017.1326800
Published online: 25 May 2017.
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Date: 27 July 2017, At: 00:55
JOURNAL OF FIELD ARCHAEOLOGY, 2017
VOL. 42, NO. 4, 269–282
https://doi.org/10.1080/00934690.2017.1326800
Inhabiting Remote Tropical Seashores at 1500–1100
Rituals in the Mariana Islands
B.C. :
Water, Practicalities, and
Mike T. Carson
Micronesian Area Research Center, University of Guam, Mangilao, Guam, USA
ABSTRACT
KEYWORDS
When people first inhabited the Remote Oceanic region of the world at 1500 B.C. , they generated
archaeological sites attesting to their practical coastal adaptations in tandem with their ceremonial
traditions, wherein water figured vitally in daily living and ritual performance. Of eight known firstsettlement sites in the Mariana Islands, Ritidian in Guam uniquely incorporates one residential
habitation plus two caves related to water collection, pictographs, consumption of unusual foods,
and use of exceptionally decorative objects. The inter-connected findings clarify what was “special”
about the special-use caves, in total articulating a fuller sense of cultural life and landscape than
otherwise could be possible.
cave ritual; water sources;
human-environment
relations; landscape
archaeology
Interrelating Habitation, Cave Rituals, and Water
Resources
Along the northern coast of Guam of the Mariana Islands,
Ritidian’s oldest site dates to 1500 B.C . and offers a precious
rare glimpse into what happened when people initially
encountered a truly pristine natural environment (FIGURE 1).
Ritidian is one of eight sites in the Marianas bearing a record
of the first time when people successfully inhabited the
Remote Oceanic region of the world (Carson and Kurashina
2012), in this case requiring the longest ever sea-crossing
migration of its time, in excess of 2000km from Island Southeast Asia (Craib 1999; Hung et al. 2011). Research at the Ritidian Site in particular has revealed how the first settlers here
targeted a narrowly defined seashore niche that existed only
for a few centuries (Carson 2014a: 79–104; 2014b). Yet the
roles of cave rituals during first settlement have not been evaluated with an ample material record until now.
Uniquely at Ritidian, the earliest site layers include one
practical habitation area plus two specialized ceremonial
cave venues, together illustrating more about the initial settlement period than otherwise has been possible. This situation
allows cross-comparisons of the three localities: a residential
occupation directly at the ancient seashore, bearing dense
dietary food remains and general-utility household debris; a
ritual cave area with enigmatic rock art, unusual food
remains, and impressive concentrations of highly ornate artifacts; and another ritual cave area with less ornamental offerings, more practical-use items, and layered rock art panels.
Critical for comprehending this early site context, the two
caves contained freshwater sources prior to 1100 B.C. Thereafter, with lowering sea level and accordingly a lowering
freshwater lens, accessibility decreased.
The ability to interrelate an open habitation with cave
rituals and water resources is indeed a rare occurrence within
a single archaeological site complex. Following its discovery,
the Ritidian Site’s overall sequence of more than three millennia was summarized elsewhere (Carson, forthcoming), but
the initial settlement period deserves closer examination.
CONTACT Mike T. Carson
mtcarson@triton.uog.edu
© Trustees of Boston University 2017
The water resources have not been addressed explicitly
until now.
The essential role of water tends to be taken for granted by
archaeologists, knowing that water must have been available
for the inhabitants of any site, but so far only few studies
have considered in depth the ancient use of water. Vernon
Scarborough (2003) and Steven Mithen (2012) encouraged
archaeologists worldwide to consider how water influenced
the cultural use of landscapes, and how this influence likely
has changed through time in variable ways. This scope of
such study may prove invaluable as we deal with recent concerns about sea-level rise and its effect on water tables and
with escalating population densities which are over-taxing
our world’s usable water sources that have been limited by
salinization, coastal flooding, and other factors.
Globally, archaeological studies of water sources have
focused on the most robust material evidence in the form of
reservoirs, irrigation networks, and other devices for manipulating and managing water supplies. Formalized water management has been dated at least as early as 6000 B.C. at the
Choga Mami irrigation canal in Iraq (Helbaek 1972; Oates
1972), but artificial constructions are just one aspect of controlling water. For the vast majority of human evolutionary history, people collected water from rainfall, streams, lakes,
coastal seepage flows, and other natural sources, resulting in
little or no diagnostic archaeological trace.
The Ritidian Site presents a situation where people must
have been able to access freshwater sources when they first
lived there in 1500 B.C. , yet no formal management constructions are evident for the period in question. The site is situated on the coastal margin of an extensive limestone
plateau in northern Guam, which contains an aquifer with
an estimated capacity to produce more than 225,000,000 liters
of water per day. Prior to the drilling of modern wells into the
aquifer, however, hand-dug wells supported agricultural
fields in Ritidian’s coastal plain during the 1800s (Madrid
2014). Even earlier, before the coastal plain had formed geologically, the inhabitants of the paleo-seashore beginning in
1500 B.C. could not possibly have accessed the same water
303 University Drive, UOG Station Mangilao, GU 96913.
270
M. T. CARSON
Figure 1. Ritidian Site in Guam, Mariana Islands, western Pacific.
sources that supported a large village of the A.D . 1600s.
Instead they collected rainwater and ceiling-drip in caves
along the steep limestone escarpment, found portions of the
island’s aquifer in cave pools, and tapped into natural freshwater seeps at the dynamic shorelines.
The presence of freshwater sources, especially prior to
1100 B.C., characterizes the Ritidian caves, and this has implications for interpreting other palaeo-landscapes with former
water sources that now have become transformed or
obscured. Prior to 1100 B.C. in Guam and the other largest
southern islands of the Marianas, caves embodied otherworldly places as in all time periods, but they also provided
the most reliable ways to access the massive aquifers in the
enormous limestone plateau formations of these islands.
The highest density of accessible ground-level caves occurred
naturally along Guam’s northern coast, at and around the
Ritidian Site.
Most instructively, two of the caves at Ritidian can be
articulated with a contemporaneous residential habitation,
dated to the beginning of human presence in Remote Oceania
in 1500 B.C . This record effectively expands on worldwide
studies of caves as places of extraordinary activities apart
from regular daily life, for instance as reviewed by Bergsvik
and Skeates (2012), Clottes (2003), Moyes (2012), and
Taçon (2005). Unlike observations elsewhere in the world,
however, the Ritidian caves allow insights into water collection as both practical and ceremonial.
Caves in general are understood as ritual or ceremonial
venues, due to their unique natural conditions in all cases
and their association with peculiar archaeological signatures
in some cases. While the exteriors and lighted zones of
caves can accommodate a great variety of activities, the
interior dark zones are strikingly inhospitable and therefore
are either avoided or reserved for a narrow range of rare
activities (Goldberg and Sherwood 2006). The Ritidian
caves too, show varied cultural deposits in their lighted and
twilight zones, as compared to little or no evidence at all in
their deep interior dark zones. Human beings are physically
incapable of surviving long-term in permanently dark zones
or completely enclosed spaces, as seen in studies of the abnormal effects of deep caves on the human senses (Montello and
Moyes 2012). In many cultural traditions, people have
directed the sensory effects inside caves toward inducing
trance or other unusual experiences, outside the realm of normal life.
While cave sites may be described as specialized contexts,
their precise meanings are notoriously difficult if not impossible to define purely on the basis of the archaeological evidence. Instances of rock art, burial features, and
concentrations of rare artifacts all could suggest activities
apart from daily residential ones, but these implications are
vague and unsubstantiated unless they can be compared
with sites outside the caves dated to the same time period
as attested inside the caves. This kind of comparison of
archaeological records inside and outside caves has been
possible at the Ritidian Site.
Prior to the findings as reported here, caves in the Mariana
Islands have yielded no sign of cultural activity during the first
centuries of human presence in the region. A review by Dixon
and Schaefer (2014) noted only sparse cultural use of a few
caves as early as 500 B.C. The role of caves during first settlement period between 1500–1100 B.C . could not be ascertained
until the present Ritidian study. Most caves in the Marianas
were altered or destroyed during World War II, but fortuitously no wartime battles occurred at the Ritidian Site.
First Settlement at Ritidian
Excavations at the Ritidian site have revealed buried layers
containing artifacts, midden materials, and environmental
indicators of where people lived and how they interacted
with their landscape during different time periods. While
JOURNAL OF FIELD ARCHAEOLOGY
the surface of Ritidian today exhibits an extensive village
complex and numerous caves with rock art dating to the
A.D. 1600s, these contexts must be recognized as disconnected
from the circumstances of the initial cultural horizon dated
some millennia earlier.
The present work concentrates on the first settlement
period of 1500–1100 B.C. , when people at Ritidian inhabited
an environment substantially different from today’s conditions, in terms of a higher sea level with direct effects on
the water table, shape of the shoreline, and nearshore ecology
(FIGURE 2). Prior to 1100 B.C., the regional sea level was about
1.8 m higher than present (Dickinson 2000, 2001; Kayanne
et al. 1993), supporting a shallow-water lagoon around the
base of the steep limestone cliffline at Ritidian. As well, the
freshwater lens and coastal seeps were more elevated and
accessible to humans in different locales than at present.
The paleo-lagoon environment is evidenced in a subsurface bed of the bioclasts of Halimeda sp. algae, effectively
mapping the floor of the palaeo-lagoon over an area of
approximately 800 × 100 m, directly dated by radiocarbon
and coordinated with its absolute elevation (Carson 2014c).
The parameters of the palaeo-lagoon are refined further
with the measured elevations of palaeo-tidal notches and
the dating of fossil coral reefs in the vicinity (Carson 2011).
Archaeological site middens show that the palaeo-lagoon
provided a habitat for Anadara sp. clams, but these shellfish
thereafter declined rapidly with the onset of sea-level drawdown and change in coastal ecology after 1100 B.C. (Carson
2012).
Concurrent with the changing nearshore ecology after
1100 B.C. , the lowering sea level began to affect the distributions of freshwater pools and coastal seeps, thus transforming the relationship between people and their landscapes as
reflected in the material culture chronology. First, people
abandoned their oldest residential sites and began to live on
the new coastal landforms that emerged above the lowering
sea level. Second, people needed to harvest different kinds
of shellfish and other resources in a changing nearshore habitat. Third, people stopped producing their specialized decorated pottery and finely made shell ornaments, replacing
them with thicker, coarser, and less ornate objects.
The tightly framed first settlement period of 1500–1100
B.C. is represented in three localities at Ritidian. An ancient
shoreline habitation originally had been situated over shallow water in a meadow of Halimeda sp. algae. Two nearby
caves were used at the same time, primarily in the external
light-zone areas protected by large overhang formations,
although the deeper twilight and dark-zone interiors were
accessed for drawing pictographs, obtaining water, and
other purposes.
Ritidian Palaeo-shore Habitation
The oldest residential habitation at Ritidian consisted of a
small area of less than 20 × 20 m, according to findings in
test pits. The cultural layer was encountered at 2.35 m in
depth in a single 1 × 1 m test pit, later expanded with an
additional test pit. Other test pits at 10 m intervals found
no further evidence of this deeply buried layer, hence defining
the residential space within those limits.
The investigation required two methodological advances.
First, the excavation needed to penetrate through more
than 1 m of solid calcrete, using a geological hammer to
271
remove blocks of the concreted sands and later dissolving
those blocks in light (5%) acid to reveal the pottery fragments,
shellfish remains, and other materials encased inside the hardened matrix. Second, for radiocarbon dating of the deep
palaeo-lagoon layers lacking reliable charcoal, a local marine
reservoir correction (ΔR) was calculated by pairing samples of
varied marine shells with charcoal of short-lived
coconut endocarp fragments, found in secure contexts in
the middle to upper layers (Carson 2010). Whereas some
shell taxa produced inconsistent dating results, the samples
of Anadara sp. shells and of Halimeda sp. algal bioclasts
proved to be reliable and with a rather minor correction of
-44 ± 41 years. Continued excavations have validated the
same ΔR calculation.
The initial habitation layer reflects cultural occupation in a
shallow sub-tidal or inter-tidal zone, with radiocarbon results
cross-confirming a date range of 1551–1313 CAL B.C.
(FIGURE 3). A layer of cultural debris had formed inside a
palaeo-lagoon bed of Halimeda sp. algal bioclasts that continued to accumulate over the deposited cultural material. Excavation has not yet been wide enough to identify patterns of
post molds or other house structural remains, but the
palaeo-lagoon setting would suggest stilt-raised housing
over the water. The dense shell midden is consistent with
other palaeo-shoreline habitations in the Mariana Islands,
where large-format excavations have clarified the patterns
of stilt-raised houses, such as at the 92 sq m excavations at
the House of Taga Site in Tinian (Carson 2014a: 119–134;
2016: 146–159). The dating at Ritidian is bracketed by underlying pre-cultural corals dating to 2455–2061 CAL B.C. and
1926–1644 CAL B.C. , as well as by a later overcapping layer
of branch coral dating to 1359–1040 CAL B.C. and the next cultural layer dating to 1073–843 CAL B.C. definitely post-dating
the palaeo-lagoon (TABLE 1) (FIGURE 3).
The palaeo-shore habitation layer contained mostly general-utility pottery and dietary shellfish remains. The pottery
fragments had been broken from thin-walled earthenware
bowls, covered with red slip but otherwise undecorated,
except for one instance of a circle-stamped rim. Other artifacts included a set of 21 small Conus sp. shell beads and
an unfinished chert adze pre-form. The midden consisted
almost entirely of Anadara sp. shells, plus fair amounts of
chiton, sea urchin, and limpets. Poorly preserved animal
bones were identified as sparse fragments of turtle and fish
bones.
Ritidian First Cave
About 50 m landward (southeast) from the palaeo-shore habitation, people used a limestone cave at least as early as 1491–
1320 CAL B.C. (FIGURE 4). At that time, the ancient lagoon habitat had extended to near the cave entrance, as attested by a bed
of Halimeda sp. bioclasts. A small area of about 15 m2 was
elevated just slightly above mean tide level and was periodically exposed as dry sand in the area beneath the cave’s external overhang shelter. The cave interior has shown evidence of
sparse use of the twilight area at the entrance, clusters of pictographs in the dark zone (FIGURE 5), and possible traces of
former freshwater pools in a number of places.
At the cave overhang shelter, excavations covering 9.5 m2
found a surprisingly rich cultural layer. A high concentration
of unusual decorative objects indicated activities outside the
scope of regular habitation, wherein many of these artifacts
272
M. T. CARSON
Figure 2. Ancient versus modern conditions at Ritidian.
represented the only examples of their kind or were among
the few ever known. The food midden consisted of very few
of the Anadara sp. shells and other taxa typical of residential
habitation debris, instead characterized by Codakia sp. and
Tellina sp. bivalves not ordinarily seen in high frequencies
at habitation sites.
The pottery in the oldest cultural layer included rare variants within the general categories of red-slipped earthenware
Table 1 Radiocarbon dates from three early-period localities at Ritidian.
Conventional
age
(years B.P.)
Marine reservoir
correction (ΔR)
−25.4
2810 ± 40
Not applicable
−1.1
−0.7
+5.3
3260 ± 30
3420 ± 40
3480 ± 40
−44 ± 41
−44 ± 41
−44 ± 41
1073–1066 B.C. (0.77%) 1057–843
B.C. (94.7%)
1359–1040 B.C. (95.4%)
1551–1247 B.C. (95.4%)
1608–1313 B.C. (95.4%)
−3.0
+4.2
3750 ± 30
3860 ± 30
−44 ± 41
−44 ± 41
1926–1644 B.C. (95.4%)
2455–2061 B.C. (95.4%)
First Cave
444229 Human bone, superimposed cultural layer
433372 Charcoal, superimposed cultural layer
−17.5
−26.3
2180 ± 30
2470 ± 30
Not applicable
Not applicable
424685 Anadara sp. shell, superimposed cultural layer
424686 Anadara sp. shell, within earliest cultural layer
433371 Anadara sp. shell, within earliest cultural layer
−1.2
−0.7
−1.9
2780 ± 30
3400 ± 30
3480 ± 30
−44 ± 41
−44 ± 41
−44 ± 41
361–168 B.C. (95.4%)
768–476 B.C. (92.4%) 464–453 B.C. (1.2%)
445–431 B.C. (1.8%)
768–457 B.C. (95.4%)
1491–1231 B.C. (95.4%)
1604–1344 B.C. (95.1%) 1331–1320
B.C. (0.3%)
Star Cave
418951 Charcoal, superimposed cultural layer
−24.0
1670 ± 30
Not applicable
418952
418950
355871
424684
−25.0
−1.9
−1.8
+3.3
1870 ± 30
2570 ± 30
3330 ± 30
3850 ± 30
Not applicable
−44 ± 41
−44 ± 41
−44 ± 41
+4.2
3860 ± 30
−44 ± 41
2097–1772 B.C. (95.4%)
+4.0
3900 ± 30
−44 ± 41
2143–1842 B.C. (95.4%)
+1.3
4300 ± 30
−44 ± 41
2701–2377 B.C. (95.4%)
13
Beta #
Material
C/12C Ratio
(‰)
2 sigma calibration (calendar years)
Palaeo-shore Habitation
239577 Carbonized coconut endocarp, superimposed
cultural layer
303808 Acropora sp. branch coral, superimposed layer
253681 Anadara sp. shell, within earliest cultural layer
253682 Halimeda sp. algal bioclast, within earliest
cultural layer
303807 Acropora sp. branch coral, beneath cultural layer
253683 Heliopora sp. coral, beneath cultural layer
Charcoal, superimposed cultural layer
Anadara sp. shell, superimposed cultural layer
Anadara sp. shell, superimposed cultural layer
Halimeda sp. algal bioclast, within or beneath
cultural layer
355872 Halimeda sp. algal bioclast, within or beneath
cultural layer
414213 Halimeda sp. algal bioclast, within or beneath
cultural layer
383491 Barbatia sp. shell, beneath cultural layer
A.D.
258–285 (6.0%) A.D. 290–295 (0.4%)
A.D. 321–428 (89.0%)
A.D. 73–226 (95.4%)
483–191 B.C. (95.4%)
1418–1144 B.C. (95.4%)
2071–1752 B.C. (95.4%)
All calibrations are at 2 sigmas (95.4%), using OxCal version 4.2 (Bronk Ramsey and Lee 2013). Charcoal and human bone samples were calibrated with INTCAL13
dataset, and marine specimens were calibrated with MARINE13 dataset (Reimer et al. 2013). A local marine reservoir correction (ΔR) of -44±41 was calculated or
Anadara sp. shells and Halimeda sp. algal bioclasts at the Ritidian Site (Carson 2010).
JOURNAL OF FIELD ARCHAEOLOGY
273
Figure 3. Ritidian palaeo-shore habitation. Excavation profile. Dates are calibrated at 2 sigmas.
bowls typically found in this time range and in the nearby
palaeo-shore habitations (FIGURE 6). At least 20 different
bowls were decorated, accounting for 2% of the total assemblage as compared to less than 1% at other sites of the same
age. Among the decorations, most intriguing are the finely
dentate-stamped and circle-stamped designs with white
lime infilling (FIGURES 6A–E), comprising a highly distinctive
tradition that can be traced to its origins in Island Southeast
Asia prior to 1500 B.C. (Bellwood et al. 2011; Carson et al.
2013; Hung et al. 2011). A few pieces displayed paddleimpressed exteriors (FIGURE 6F), made by a groove-carved
paddle, otherwise found on less than 20 potsherds of similar
age. The assemblage also included one of only three handle
pieces ever recovered from this early period, as well as the
only clear example of a foot-ring appendage so far identified
in the Marianas.
Many of the stone, shell, and bone tools displayed unexpected artistic qualities with extra attention paid to their
shaping and polishing (FIGURE 7). Among the most exquisite
examples are: a tiny polished adze made of crystallized cave
flowstone (FIGURE 7B); a coconut grater made of Cypraea
tigris shell (FIGURE 7C); and a piece of a harpoon point carved
from human bone (FIGURE 7A). At least one polished adze is
indicated by the broken pieces of Tridacna sp. (giant clam)
shell (FIGURE 7f). Several flakes of chert were removed from
cores, including many with cutting-edge wear and one
fashioned into a drill-bit piece (FIGURE 7D). A few fragments
of human bone displayed cut edges, and one retained a red
ochre smudge.
Numerous body ornaments consisted of 528 beads, 5 discs,
18 rings, and 2 pendants (FIGURE 8). The most popular items
were small Conus sp. shell beads (N = 510) (FIGURE 8A),
274
M. T. CARSON
Figure 4. Ritidian First Cave plan map and excavation profiles. Dates are calibrated at 2 sigmas.
wherein dozens would have been needed for making a necklace or the decorative space-filling of a skirt or robe. Some of
these beads retained red or yellow coloring from their contact
with pigmentation. Less common beads of Cypraea sp. shell
(N = 18) (FIGURE 8B) may have been sewn into sennit or rattan, positioned to expose their broadest faces. Perforated shell
discs included a thin form (N = 3) (FIGURE 8F) and a colorful
thick form (N = 2) (FIGURE 8E), likely used for adorning head
dressing, belts, or shoulder straps. Only very few Conus spp.
rings were large enough to be used as bangles or bracelets (n =
2), while most (n = 16) must have been used in other fashions
(FIGURES 8C–D).
Two items definitely were unique personal pendants. One
such item was a shell plate with a deeply worn suspension
hole (FIGURE 8G). Another was a marine mammal tooth
(FIGURE 8H), probably from a bottlenose dolphin or pilot
whale, modified by: removing the root portion of the tooth;
drilling a suspension hole; and creating a slightly serrated
edge in one part near the suspension hole. Both of these pendants must be stressed as unique specimens, reflecting
personalities.
Overall, the body ornaments are attributable to the personal attire and ceremonial regalia worn during special
events or perhaps deposited as offerings. These items cannot be associated with burial features as might be expected,
but rather they were scattered in separate concentrations
throughout the general cultural layer. A few of those concentrations were inside small pits about 15–25 cm in diameter and 20–25 cm deep, capped by large shells such as
Lambis sp. (conch shell) and Pinctada sp. (mother-ofpearl) which were marking their locations. Most often,
however, no pit outlines could be detected within the bed
of paleo-lagoon bioclasts, likely due to the inter-tidal waters
prior to 1100 B.C. which were repeatedly washing over this
area.
Mortuary rituals definitely occurred at this location, but
formal burial features are undetectable until a later time,
post-dating the earliest materials as described here. Burial
pits were cut downward from an upper layer, dated as early
as 768–476 CAL B.C. and consistent with the thicker and coarser pottery associated with their layer of origin. A metatarsal
bone produced a direct dating of 361–168 CAL B.C. for one
burial feature. Notably, these later pits did not contain any
of the diagnostic early-period artifacts such as finely decorated pottery or ornaments. Prior to 1100 B.C. , this location
was unstable as an inter-tidal or near-tidal zone, and the
possibility of mortuary ritual is not yet attested through any
material evidence, other than the unusually ornate artifacts
inside apparent offering pits.
Most of the specialized body ornaments and the finely
decorated pottery declined in frequency rapidly or were no
longer produced at all after 1100 B.C. at Ritidian or at any
other site in the Mariana Islands. These trends suggest that
a set of ancestral traditions during the foundational settlement period were no longer practiced after some centuries.
The rare Cypraea sp. shell beads in particular date to a precise
time range of the first few centuries of settlement after 1500
B.C. The small polished Conus sp. shell beads continued in
low frequencies through 500 B.C. and vanished entirely by
200 B.C. These trends paralleled the decline in decorative pottery, most notably with the disappearance of fine dentatestamped and circle-stamped varieties by 1100 B.C. and then
the eventual loss of the later expressions of coarse or bold decorations around 500 B.C.
In the cave overhang area, excavations showed a spatial
patterning in the artifacts, differentiating the southwest
JOURNAL OF FIELD ARCHAEOLOGY
275
Figure 5. Black-pigment pictographs in Ritidian First Cave. Scale bar is in 20 cm increments.
versus northeast ends of the area. The southwest end contained the most numerous small Conus sp. shell beads, the
densest concentration of decorated pottery, and the two
unique pendants. The northeast end contained scattered
small offering pits, all of the rare Cypraea sp. shell beads,
and the artistic-quality tool items. At the far southwest end
of the overhang shelter area, in an alcove with a low shelf
in the limestone cliff face, small grinding basins there naturally collect ceiling-drip rainwater but also indicate the
pounding and processing possibly of nuts, pigments, medicines, or other materials. While most of these grinding basins
in the Marianas are found at sites post-dating A.D . 1000, the
precise relationship with much older cultural deposits is
unclear in this case.
The set of activities as documented at the cave exterior can
be related to the twilight and dark zones of the cave interior.
The cave entrance contains a small twilight area of just a few
m2, while the chambers farther from the entrance are much
larger and entirely within dark zones. The cave floor is covered
by a layer of indurated sandy silt, about 20–30 cm thick, and
hardened by the ceiling-drip water. Ceiling-drip in the cave
fosters the growth of stalactites and stalagmites, and pools of
water are visible in scattered shallow depressions after any rain.
One portion of the interior cave wall displays a set of rare
black-pigment pictographs in two panels (FIGURE 5). The
black color so far has been documented only at this cave
and one other at Ritidian (see below), both associated with
archaeological layers of the first-settlement period. In both
cases, the black pigments were drawn in dark zones, specifically in locations requiring the artist to climb up a narrow
ledge along the cave wall. In a tentative relative-order chronology of Marianas rock art (Carson, forthcoming), these darkzone black images could be the oldest. Direct dating has not
yet been attempted, due to a policy of avoiding any destructive analysis at this time.
Inside the cave, test pit excavations found no cultural
materials in the deepest portions of the dark zones. The
floor of the farthest chamber would have been 1.6–2.1 m
above the higher sea level prior to 1100 B.C. Excavations in
this chamber found a lens of silt typical of the fine particles
that settle in the bottom of a pool, although direct dating
has not yet been possible.
Toward the front side of the cave interior, at the interface
of the twilight and dark zones, two test pits of 1 × 1 m each
revealed the oldest layer composed of Halimeda sp. bioclasts
from the palaeo-lagoon at 50–70 cm below the surface. This
276
M. T. CARSON
Figure 6. Examples of decorated pottery in the caves. All scale bars are in 1 cm increments. A) Fine-line incised, First Cave; B) Circle-stamped, white lime infill, First
Cave; C, D) Dentate-stamped, fine-line incised, white lime infill, First Cave; E) Dentate-stamped, fine-line-incised, circle-stamped, First Cave; F) Carved-paddle
impressed, First Cave; G) Wrapped-paddle impressed, Star Cave.
layer contained broken pieces of thin red-slipped pottery, one
small Conus sp. shell bead, very few shell remains, and fragments of fish, bird, and turtle bones. One pottery fragment
displayed distinctive dentate-stamped decoration and white
lime infilling, classified with the early-period Marianas
assemblage pre-dating 1100 B.C.
The excavations revealed that the palaeo-lagoon definitely
extended into the twilight opening of the cave prior to 1100
B.C. , and accordingly any freshwater pools or seeps must
have been positioned slightly farther into the dark zones of
the cave at that time. Later, after the sea level had been lowering
for a few centuries, the amount of water decreased inside the
cave, and cultural use changed to include burials and other
activities after 500 B.C. The caves consistently were places of
ritual and ceremony, although the precise behaviors changed.
The indigenous Chamorro name for this cave is unknown
at present, but it is called the “First Cave” in a controlledaccess hiking tour managed by the U.S. Fish and Wildlife
Service. It was referenced as Ritidian Beach Cave in an
island-wide geological survey of caves and karst of Guam
(Tabarosi 2004, 2006). The appellation of First Cave is
gaining more popularity, given the discovery of an archaeological layer dating to the initial settlement period and the
palaeo-shore habitation situated nearby.
Ritidian Star Cave
The Star Cave has been among Guam’s most famous sites,
following an unpublished popular interpretation of the
cave’s rock art as representing an astronomical calendar,
JOURNAL OF FIELD ARCHAEOLOGY
277
Figure 7. Examples of tools in the caves. All scale bars are in 1 cm increments. A) Harpoon fragment, carved human bone, First Cave; B) Polished adze fragment, cave
flowstone, First Cave; C) Coconut grater, Cypraea tigris shell, First Cave; D) Chert drill bit, First Cave; E) Adze fragments, Tridacna sp. shell, Star Cave; F) Adze fragments,
Tridacna sp. shell, First Cave; G) Scraper tools, volcanic stone, Star Cave.
linked to notions of seafaring traditions. The key point of
interest is a panel of dull reddish brown thumbprint dots
that could represent a counting system or a way of tracking
the movement of stars or other celestial objects in relation
to the horizon. This particular panel is just one among several
in the cave (FIGURE 9), made in diverse colors and imagery,
hence its naming as the Ritidian Pictograph Cave in an
island-wide geological survey (Tabarosi 2004, 2006).
The plentiful rock art panels were produced at different
times, and only a few potentially date to the first settlement
period. The oldest may be the single black image in an
upper portion of a dark-zone cave wall (FIGURE 9A), reminiscent of the black images at Ritidian First Cave. The white-pigment human figures appear to be the most recent and are
usually found at sites with deposits post-dating A.D . 1000
and in this case overlaying the bright red handprints that
must be older (FIGURE 9B). Similar handprints of the same
red pigment are seen in just one other cave at Ritidian,
where the cultural deposits date to as early as 1100 B.C. (Carson, forthcoming). The dull reddish brown elements of
thumbprints (FIGURE 9E), a lone five-pointed “starfish”
shape, a crab image (FIGURE 9C), and varied geometric
designs (FIGURE 9D) are so far not documented in any
other cave of the Marianas.
The twilight and dark zones certainly were the places of
ritual events related to the rock art panels, yet so far no corroborating evidence has been recovered through excavations.
Two test pits (each 1 × 1 m) in the cave interior found no
278
M. T. CARSON
Figure 8. Examples of ornaments from Ritidian First Cave. All scale bars are in 1 cm increments. A) Small Conus sp. shell beads; B) Cypraea sp. shell beads; C, D) Shell
rings and fragments; E, F) Perforated shell discs; G) Shell plate pendant; H) Marine mammal tooth pendant.
JOURNAL OF FIELD ARCHAEOLOGY
279
Figure 9. Examples of pictographs in Ritidian Star Cave. All scale bars are in 20 cm increments. A) Black figure; B) Bright red handprints, overlain by white human
figures; C) Dull reddish brown apparent crab image; D) Dull reddish brown geometric image; E) Dull reddish brown lines of thumbprints.
cultural deposits, but instead they revealed thin lensing of silt
as can settle at the bottom of a water pool. The inferred base
of the possible water pool was about 1.4–1.9 m above the
ancient sea level prior to 1100 B.C. The cave interior at present
shows only minimal ceiling-drip water in a few spots of active
stalactite growth, and no pooling is evident today.
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M. T. CARSON
Figure 10. Ritidian Star Cave excavation profile. Dates are calibrated at 2 sigmas.
Ceiling-drip water is abundant at the cave’s exterior overhang area, also containing a succession of cultural layers. The
overhang shelter covers about 60 m2 in total, with constant
water dripping from each of the dozens of stalactites over
the whole surface area. The ground surface has been severely
disturbed by unlicensed looting pits and exacerbated by pig
rooting, where the remaining intact portion allowed controlled archaeological excavations of a total of 11.5 m2,
beneath the densest concentration of dripping stalactites in
the middle of the overhang formation.
The overhang had sheltered the edge of a palaeo-lagoon
prior to 1100 B.C. , evidenced by a bed of Halimeda sp. algal
bioclasts (FIGURE 10). Inside the upper portion of the
palaeo-lagoon bed, a 10 cm thick horizon contained broken
earthenware pottery, shell and stone tool fragments, a few
fish and bird bones, and a shell midden. The particular shellfish taxa in this horizon did not include Anadara sp. or similar shells most reliable for radiocarbon dating, but instead was
comprised of limpets and other taxa known to produce unreliable dating results (Carson 2010). Charcoal was entirely
absent in this context, although pieces of burned coral and
shell indicated fires in the vicinity.
Dating of the oldest cultural horizon is estimated imprecisely within a few centuries close to 1500 B.C. , guided by a
set of dates in stratigraphic positions above and below the cultural materials. In the upper 30 cm of the palaeo-lagoon bed,
individual bioclasts produced radiocarbon dates as old as
2143–1842 CAL B.C. and as young as 2071–1752 CAL B.C. ,
thus indicating that the pottery and other materials must
have been deposited into a surface of bioclasts at this time
or later, possibly sinking a few centimeters downward into
a pre-existing matrix. Definitely beneath this zone and predating the cultural presence here, a Barbatia sp. shell was
dated at 2701–2377 CAL B.C. Immediately super-imposed
over the palaeo-lagoon bed, a layer of silty sand contained
different forms of pottery with less red slip, and this layer produced separate radiocarbon dates in stratigraphic order at
1418–1144 CAL B.C. and 483–191 CAL B.C. (TABLE 1).
The oldest cultural horizon showed two forms of pottery.
The first and most frequent type was an extremely thinwalled variant of early red-slipped pottery, as thin as
0.5 mm yet approaching 2 mm at base corners, shoulder carinations, and everted lips. These super-thin pieces were broken from small bowls, about 20 cm in diameter and also
JOURNAL OF FIELD ARCHAEOLOGY
about 20 cm high, with either a rounded or angular shoulder
carination. The second type was a flat-based and slightly
open-angled bowl, about 25–30 cm in diameter and with
walls 4–7 mm thick, showing red slip around the middle
and bottom portions, then covered with paddle-marking
over the upper exteriors, lips, and interiors. The paddle tool
evidently was not the kind of carved paddle seen at Ritidian
First Cave, but instead it was wrapped with vines, rattan, or
similar material to produce the distinctive patterns, seen
only in this one assemblage and in no other in the Marianas
(FIGURE 6G).
In addition to the pottery, the oldest cultural horizon contained a few pieces of general-utility stone and shell tools.
These items included adze fragments of Tridacna sp. shell
(FIGURE 7E), a few pieces of chert flaking cores and edgeworn flakes, and two volcanic stone scraper tools
(FIGURE 7G). Of these objects, the scrapers are unusual, not
known in other sites of this age, and the source material
must have come from the volcanic mountains of southern
Guam or another area outside the limestone plateau of northern Guam.
The food remains in this horizon are curious for the complete absence of Anadara sp. shells that ordinarily would
comprise the primary dietary protein in residential habitation
middens of this age. Anadara sp. shells occurred in low frequencies in the next super-imposed layer of silty sand of
slightly later dating, but the oldest cultural horizon contained
primarily the remains of limpets and chitons, among a few
others in lesser quantities. These taxa were absent in the
lower portions of the palaeo-lagoon bed pre-dating the cultural horizon; they appeared abruptly within the pottery
and other materials signifying a cultural association. The
pre-cultural context was characterized by Barbatia sp. shells
that declined rapidly with the initial cultural horizon.
The findings at the Star Cave do not contain the wealth of
highly specialized and elaborate objects as seen at Ritidian
First Cave, yet they are distinguished as clearly unusual
when compared with the contents of the palaeo-shore habitation. The food remains reflect the consumption of foods
different from our expectations of the local diet, similar to
those at First Cave yet even more exaggerated in this case.
The pottery does not include any of the finely decorated varieties that may be suggestive of ritual ceremonies, but the
extremely thin-walled bowls here nonetheless indicate
specialized use outside the scope of daily activities. Furthermore, the unique finding of wrapped-paddle impressed pottery is perhaps related to the collection of water or other
activities that are not yet clearly understood.
Conclusions
This study has illustrated how practical habitation, water collection, and ceremonial activities are inter-related within the
unified setting of a single site complex. While caves can be
appreciated cross-culturally as ceremonial places, the role of
water collection has not always been a key factor as seen in
the Ritidian case. As shown here, these particular caves
were integral to the survival of the first peoples inhabiting
the area at 1500 B.C.
The Ritidian findings accord with the generalization that
people traditionally have used the light and dark zones of
caves differently, hinting at rules of reserving the dark
zones for special circumstances. The most abundant deposits
281
of cultural materials at Ritidian occurred in the light and twilight areas, while the interior dark zones were places of enigmatic rock art and little durable material. As noted, the
Ritidian case involved an additional factor of water collection
in the twilight to dark zones prior to 1100 B.C. , certainly influencing the scope of activities in those spaces, but this factor
alone cannot explain the differential use of zones in other
caves lacking water sources.
The ancient use of water at Ritidian may be viewed as
enhancing ritual behaviors in those settings that just happened to be inside caves. So far at least two global scale surveys (Mithen 2012; Scarborough 2003) have concluded that
water sources tend to involve rituals, sometimes formalized
in religious temples. Within the scope of the available evidence at Ritidian, the deep cave interiors by A.D . 1000 no
longer contained freshwater pools, and the cultural usage in
the dark zones by then clearly had changed, producing midden deposits, burials, and different rock art traditions distinguished by their pigments, images, and positions inside the
caves. In other words, the loss of a water-collection context
may be associated with a change in the ritual aspects of the
Ritidian caves.
In addition to their water sources and rock art panels, the
caves revealed extraordinary pottery, body ornaments, and
other rare objects all indicative of special-use contexts. The
most exquisitely decorative objects were concentrated at
First Cave, while less ornate but curiously unique pottery
was found at Star Cave. The food remains do not necessarily
resemble feasts of luxury items or conspicuous abundance,
but rather they reflect site-specific rules about what kinds
of foods could be eaten in these particular contexts. In any
case, the dietary preference for Anadara sp. clams at the
palaeo-shore habitation was completely absent at Star Cave
and greatly subdued at First Cave, where instead different
shell taxa were discarded.
The new findings from Ritidian have broadened the view of
ritual ceremony as part of social life in general. Water was both
a practicality and a ritualized element, linked with notions of
how to use space around the water sources in caves. By virtue
of being situated within the otherworldly settings of caves,
these places of water collection also were places of beliefs and
ceremonies which changed through time as water accessibility
lessened. Although the role of water in the caves changed in
later centuries, the caves themselves persisted as distinguished
venues for the continued layering of rock art panels, burial
interments, and other ceremonial behaviors.
Acknowledgements
Three anonymous reviewers improved this work with their constructive
advice. Research at Ritidian since 2005 has been possible with the professional support, permits, and guidance from the U.S. Fish and Wildlife
Service, with special gratitude owed to Brian Leon Guerrero, Joe Schwagerl,
Emily Sablan, Laura Beauregard, Larisa Ford, Gabe Cruz, and all staff at the
Ritidian Unit of the Guam National Wildlife Refuge. Rosanna Barcinas,
Lon Bulgrin, Jeremy Cepeda, Leonard Iriarte, Rita Nauta, and Ben Santos
shared their experiences and knowledge about the caves and other ancient
sites. Partial funding was provided by the Guam Preservation Trust 2008–
11 and by the Chiang-ching Kuo Foundation 2015–16.
Notes on contributor
Mike T. Carson (Ph.D. 2002, University of Hawai‘i) investigates archaeological and palaeo-landscapes throughout the Asia-Pacific region. He is
author of First Settlement of Remote Oceania (2014) and Archaeological
282
M. T. CARSON
Landscape Evolution (2016), and he is co-editor of Asian Perspectives:
The Journal of Archaeology for Asia and the Pacific.
ORCID
Mike T. Carson
http://orcid.org/0000-0003-3755-9126
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