PETER
QUALITATIVE
GARDENFORS
PROBABILITY
AS AN INTENSIONAL
LOGIC*
I
The main aim of this paper is to study the logic of a binary sentential operator ‘z=‘, with the intended meaning ‘is at least as probable as’. The object
language will be simple; to an ordinary language for truth-functional connectives we add ‘&’ as the only intensional operator. Our choice of axioms is
heavily dependent of a theorem due to Kraft et al. [8], which states necessary
and sufficient conditions for an ordering of the elements of a finite subset
algebra to be compatible with some probability measure. Following a construction due to Segerberg [ 121, we show that these conditions can be translated into our language.
When giving semantical models of this formal language we will start from
a universe U, interpreted as the set of possible worlds. We then assume that
the probabilities of other worlds, from the standpoint of a given world, can
be evaluated. We do this by associating with each world a probability measure
on the universe. When a standard truth-valuation of propositional letters is
added, we can then define the set of worlds where a given formula is true.
The central clause here is that the truth-value at a world x of a formula of the
form ‘A + B’ is determined from the probabilities at x of the sets of worlds
where ‘A’ and ‘B’ are true.
This mechanism also provides a simple way of handling higher order probability statements, i.e. statements about probabilities of probabilities. As we
will see, some tentative restrictions on the probability measures in the models
will reflect different approaches to the logic of higher order probability
sentences.
For the semantics of classical one-place modal operators, the alternativeness relation on the universe has proven to be useful and clarifying. However,
as soon as one turns to more complicated intensional operators as e.g. counterfactuals, preferences, conditional obligations and probabilities, such a relation
between points in‘the universe seems as mysterious as the operators themselves
In our opinion, a more fruitful way to deal with these operators semantically
Journal
of Philosophical
Logic
Copyright
0 1975 by D. Reidel
4 (1975)
Publishing
171-185.
All Rights Reserved
Company,
Dordrecht-Holland
172
PETER
GARDENFORS
is rather to use different kinds of measures (as e.g. degrees of similarity,
utility and probability measures).
Following this program, we also outline how other kinds of qualitative
orderings, such as additive semiorderings and conditional probability orderings, can be treated in much the same way.
Finally, we define the ordinary necessity operator from ‘3’ and show
which modal logics can be derived within our different probability logics. The
logic derivable from our basic system will be D, which has been introduced as
the logic for one-place deontic operators.
II
The alphabet of our object language contains countably many propositional
letters, the binary sentential connectives ‘+’ (implication) and ‘+’ (the probability-operator), the nullary connective ‘0’ (falsity) and parentheses.
The set of formulas are defined as follows:
(9
(ii)
(iii)
(iv)
‘0’ is a formula,
every propositional letter is a formula,
if ‘A’ and ‘B’ are formulas, then ‘(A + B)’ and ‘(A 3 B)’
are formulas,
nothing else is a formula
Note that we allow formulas to contain nestings of the + -operator’. One
of the advantages of using an intensional language is that we can deal with
higher order probability statements without much ado. Our semantics will
also treat the different types of formulas in a uniform manner.
For the sake of greater perspicuity we introduce the following abbreviations:
1 =dfo’o,
-A
=dfA’O.
The usual definitions of &,
A-B
=df(ABB)&(B?=A),
A+B
=~f(.42=B)&-(BbA).
V
and *.
As a convention for the use of parentheses we will regard the propositional
connectives as binding more strongly than the probability-operators.
QUALITATIVE
PROBABILITY
AS AN
INTENSIONAL
LOGIC
173
Our language differs from that of Segerberg [ 121 in that it does not include the necessity-operator 0. Whether such an operator ought to be included
in a language for qualitative probability is a non-logical problem. However, the
necessity-operator might be regarded as superfluous, since one may introduce
it by defining ‘it is necessary that p’ as ‘p is equally probahle as 1, i.e. truth’.
We will return to this topic in the sequel.
For future needs we also want to introduce a powerful abbreviatory device
(originating in Segerberg [ 121) as follows. For m 2 0, let A0 , . . ., A,, BO,
. . ., B, be a fixed set of formulas in ourlanguage. Form all conjunctions
doAl-J& . . . Ld,A,
&eoBo &. . .&e,B,
such that exactly p of the di’s and p of the ei’s are the negation sign (where
0 <p < m + l), the rest of them being the empty string of symbols. Define
C’ as the disjunction of all such conjunctions. We now introduce the abbreviation symbol E (which may be read as ‘are generalized equivalent to’) by the
scheme:
A,,A1.. .A,
E BoBI. . B,
=df(COV
. ..C.+,)-1.
To give an idea of how this construction works, we note that A E B iff (A &
B v -A & -B) - 1, i.e. iff (A ++B) - 1. Or, to state the meaning of E in so
far vague semantical terms: AoAl * * *A, E BoBI * * *B, is true iff exactly as
many of the Ai’S as of the Bi’S come out true, no matter how we assign truth
values to the compounds of the Ai’s and Bi’S.
III
In order to make our axiomatic system intelligible, we next present a theorem
originally due to Kraft et al. [8] . Their paper is rather difficult to read (partly
due to their cumbersome notation), but a much more lucid presentation of
their conditions and a simpler proof can be found in Scott [ 1 l] . We state
Scott’s version of the Kraft-Pratt-Seidenberg
theorem without proof. It is
formulated for an ordering on the subsets of a set, but we will see how the
theorem can be applied to the formulas in our language.
By x we denote the characteristic function of the set X, i.e. the function
that assigns 1 to the elements which belong to the set and 0 to the elements
outside the set.
THEOREM. Let S be a finite set and > an ordering of the subsets of S.
174
PETER
GiRDENFORS
Necessary and sufficient conditions that there,exists a probability measure
P such that X a Y iff flX) > P( Y) are that the following hold for all subsets
Xand YofS:
(1)
xz 8,
(2)
XaY
(3)
S > 8 (i.e. not @> S),
(4)
for all natural numbers m and all subsets Xe ,Xx,. . .X,,, ,Ye,
or
Y r...Y,,,
YhX,
ofS,ifXi>
YiforO<i<mandXe(~)+Xr(~)
+ . . . +Xm(.z) = Ye(z)+
. ..+Y~(z)forallzeS.
then Y, > X,.
Condition 4 may be hard to understand, but the algebraic equation means
that any element of S belongs to exactly as many Xi’s as Yi’s. To see what
this condition excludes let S be {a,b,c,d,e} and consider the following relations:
(Q,b}
> {C},
{Q,C}
> {hd}
{kc} >
{Q,e}a
{de) >
{Q,hC)-
It was shown by Kraft, Pratt and Seidenberg that this set of relations can be
extended to an ordering of all subsets of S which satisfies the conditions
proposed by de Finetti [2], but there does not exist any probability measure
on S which agrees with these relations. They also violate Condition 4 since
every element of S belongs to as many of (a,b), (Q c}, @,c>, @,e) as of (cl,
{hd}, {QS}, {Q,hC) so, according to Condition 4 if the first three relations
hold, the fourth should not.
The axiomatic system we now introduce is in essencea translation of these
conditions into our language. Our basic logic, called QP,has as its axioms all
truth-functional tautologies and all instances of the following schemes: :
(AO)
(A+tB-
(Al)
A+O,
642)
(A z=B)v(B
(-43)
1 b 0,
for all m 2 1
l)&(C*D-l)+((A
>A),
+ c)++(B -‘D)),
QUALITATIVE
(A4(m))
PROBABILITY
AeAr..
AS AN
.A,,, E&-Jr..
.B,
(Am.el + B,-,)+(B,
INTENSIONAL
LOGIC
175
& (A,-, * BO) & . . . &
?=A,).
The rules of QP are modus ponens and the following:
WI
if t A,
then
t A * 1.
To illustrate the power of the A4(m)axioms we outline a derivation of the
scheme(A z=B) & (B?=C’)+(A +c):
(1)
ABC E BCA
(from tautologies, via RN and the definition
of El,
(2)
A z=B
(assumption),
(3)
B ?=C
(assumption),
(4)
A B C
(from 1,2 and 3 by A4(3)).
We also note that from A0 and RN we can derive the following replacement
rule :
(W
if t A ++B and D is like C except for containing B in some
place where ChasA, then1 C-D.
Instead of the conditions in the Kraft-Pratt-Seidenberg
theorem, many
other sets of conditions on the ordering > have been shown to guarantee tha
the ordering agrees with a probability measure (see e.g. Savage [IO] or Fine
[5]). These have all had two disadvantages. Firstly, they are sufficient but
not necessary for an ordering to agree with a probability measure. Secondly,
if one wants to translate them into some kind of intensional language, propositional quantification seems to be a necessary ingredient, while the set of
conditions we use only demands a very meagre language.
IV
We next turn to the appropriate formal semantics for QP. A probability
frame, or frame for short, is a structure tU,P) where
(9
Uis a set,
(ii)
P is a function on U,
176
(iii)
PETER
GiRDENFORS
for any x in I/, the value P, of P is a probability measure on
the set of all subsets of U.
In this general definition, P, is allowed to be any probability measure. In
particular, we do not demand that P, is countably additive. In the sequel we
will consider two tentative restrictions on the probability measures and give
the corresponding axioms.
A probability model, or model, is a structure W,P, V) where W,P) is a
frame and I’ a function which assignsto every propositional letter A a subset
V(A) of U.
For a given model M = W,P, V), we now recursively define a function
II IIM from formulas to subsets of U:
(0
if A is a propositional letter, then IhI IP = V(A),
(ii)
II0IP = Ql)
(iii)
llA-,BlI’
= (U-
(iv>
IIAz BllM = (~‘3
IIAII”)
U llBll”,
Px(llAIIM)~P,(IIBIIM)}.
We will drop the superscript referring to the model, when it is clear which
model we refer to.
We say that a formula A is true (in M) at x, iff x E IIA IP. A Formula A
is uaZid in Miff IIA IIM = U. Finally, a formula is valid in a frame F iff it is
valid in all models on the frame.
Our next aim is to show that the set of formulas valid in all models are
exactly the set of formulas derivable in QP. The completeness theorem per
se will not add much to our understanding of a logic for qualitative probability,
but as a by-product we can prove that QP has the finite model property and
is decidable.
First of all one needs to show that QP is sound with respect to the models.
CONSISTENCY THEOREM. The theorems of QP are valid in all probability
models.
Proofi All rules preserve validity and for all axioms except those generated
from A4(m) it is completely trivial to show that they are valid in all models.
For the A4(m)-axioms it suffices to show that if AOA 1. . .A,,, E BeBr . . .B,
is true at x in a model M = W,P, I?, then P,.(IIAe II) + . * . P,( IIA, II) =
P,. llBo 11)t . . . + Px( IIB, II). The argument for this parallels Segerberg’s in
[ 123 pp. 344-345 and will not be repeated here.
QUALITATIVE
PROBABILITY
AS AN
INTENSIONAL
LOGIC
177
We now turn to the proof of the converse of the Consistency Theorem.
Let A be any formula which is not provable in QP. We want to construct a
finite frame FA = (U, ,PA >such that A is not valid in FA .
Define a relation =Bp on the set of formulas by A
B iff A of B is
derivable in QP. Clearly
p is an equivalence relation. Denote the equivalence classof A by 1A 1.If we define operations ‘-’ and ‘v’ on the set of
equivalence classesby 1A1v IB 1= 1A v B 1and -1A 1= l-A I we obtain a
Boolean algebra B with I1I and IO 1as unit and zero elements. To show that
this construction is well-defined one makes use of A0 and RN’. It follows
that A is derivable in QP iff IAI = Ill.
The rank of a formula C, denoted rank (C), is the maximal number of
nestings of the k -operator in the formula. If a formula does not contain + ,
we say that it has rank 0.
Let 3, be the set of formulas C which are built up from some subset of
the propositional letters in A and for which it holds that rank(C) < rank(A).
Let SA be the set of formulas built up from the same propositional letters
for which rank(C) d rank(A) + 1.
Let B, be the subalgebra of B which has as its elements exactly the equivalence classesof the formulas in S, . Similarly, define BA as the subalgebra
of B which consists of the equivalence classesof the formulas in Sd. Clearly
B, is a subalgebra of Bi. Since A has a finite rank and contains only finitely
many propositional letters, it can be shown by e.g. a normal form argument
that BA contains only finitely many elements. In fact, an upper bound of the
size of BA can easily be computed.
Since BA is a finite Boolean algebra it is isomorphic to the subset algebra
of the set of its atoms. We define U, , the first component in our desired
frame, as the set of atoms in BA . We note that BA is also a finite Boolean
algebra. Each atom in B, may in general consist of several atoms in Bd ,
since B, may be (and in general is) a proper subalgebra of BL .
In the sequel we will make tacit use of the fact that a finite Boolean
algebra is isomorphic to a subset algebra on a finite set, and not always
distinguish between Boolean and set-theoretical uses of the elements.
For every element x in U, , we now introduce an ordering >, on the
elements of BA by stipulating that I C I>, ID 1iff x E 1C 3 D I. This is
well-defined since I C k D I is in Bi.
LEMMA 1. The ordering 2, of elements in B, satisfies conditions 1 - 4 of
the Kraft-Pratt-Seidenberg
theorem, for any x E U, .
=Qp
=Q
178
PETER
G;i RDENFORS
Proof It is handwork to verify that Conditions 1 - 3 are satisfied given
the presence of axioms (Al) - (A3), and the proof is omitted. For the
verification of Condition 4, which is the central part in the completeness
proof, let L-4, I, IAi I, . . . IA, I, 1~01, IB1 I, . . . IB, l&. elements in BA
(these elements may be considered as sets of atoms in BA). Furthermore,
assume that the algebraic equation in Condition 4 holds for these elements,
which is the same as assuming that every atom of BA belongs to exactly as
many of the I~il’s as the 1~~1’s.Finally, assume that IA,-,I >, I&, I,
. . . IA,-~ I >, l&-r I. Any atom w in Bd is included in exactly one of
the atoms of BA since these are disjoint. It follows that w belongs to the
same number, say p, of the 1~~1’sas the IBiI’s. Therefore w E Iq I, where
C’ is defined as in connection with the definition of E. By the definition of
the Booleanoperations, w E IC, v C, v . . . v Cm+, I. This holds for any
atoinwinBA,hence
Ic~v...vc’,,,+~
I = II I. From the rule RN it follows
that I&AI...&
EBoB1.. .B, I = I1 I. This holds independently of which
probability measure function and valuation we add’to U, in order to get a
model. From the presence of the axiom scheme A4(m) we derive that
I@, +B,) & . . . & (Am-r & Bmml)+(B,
SA,)I=
lll.Fromour
earlier assumptions and the definition of the equivalence classeswe conclude
that x f IB, + A, I, i.e. IB, 12, IA, I. This ends the proof of the
lemma.
According to the Kraft-Pratt-Seidenberg
theorem, we now know that,
for every x in U,, there exists a probability measure P, defined on all
elements of BA , such that Px( ICI) > Px( IO I) iff ICI 2, IO I. This probability
measure is completely determined by the magnitudes of the measures of the
atoms in BA . We next show how to extend P, to a probability measure PL
defined on all elements in BA . Let a be any atom in BA and suppose P,(a)
=P.Ifa;,ai,
. . . aA are the atoms in BA which are included in a, let Pi be
any probability measure such that P!Jai) + P:(ai) + . . - P:(aA) = p. Since
every atom in Bd is included in exactly one atom in Bi, such a measure
always exists. Defining P: in this manner for every atom in Bi determines
a unique measure of every element in BA . Clearly, P:(a) = P,.(a) for any
element a in BA .
We can now define the second component of our frame. Let PA be the
function which assignsPi to every x in lJ, . Let FA be the frame (U,, PA ).
The crucial feature of this construction is revealed in the next lemma.
QUALITATIVE
PROBABILITY
AS
AN
INTENSIONAL
LOGIC
179
LEMMA 2. If B is a formula in S, , then B is derivable in QP iff B is valid
in FA.
Proof: If B is derivable in QP, then B is valid in FA by the consistency
theorem. For the converse, let V, be any valuation such that, for any
propositional letter C in S, , V,(C) = ICI. This equivalence class is clearly
in BA and hence denotes a subset of U, . We show by induction on the length
of B that IBI = IIBII, where II II is the function generated from VA. If B is a
propositional letter it holds by definition. If B is 0, then trivially lOi= 11011.
IfBisC+D,then
IBI= IC+Di=-IClv
lDl,which,ifwechange
the
notation to set-theoretical for 17, , according to the induction hypotheses
is the same as (iI, - IICII) U IID II, which by definition is IlC+ DII. Finally,
ifBisCBD,thenwehave
IBI= ICkDI={w
E VA: w E ICBDI}=
{w E UA:Pw(~C~)S-Pw(tD~)}={w
E U,:P,(~IC~~)>P,(~~D~~)}=
IIC + D Il. It follows that if B is not derivable in QP, then IB i # 11I and hence
IIB II # VA in the model defined above. Therefore, B is not valid in FA . This
completes the proof of the lemma.
COMPLETENESS THEOREM. Every formula which is valid in all probability
models is derivable in QP.
Proof: Let A be a formula which is not derivable in QP. Since A belongs
to S, , it follows from Lemma 2 that there is a frame where A is not valid
and therefore there is a model where A is not valid.
DECIDABILITY THEOREM : QP is decidable.
Proof: The upper bound of the number of elements in VA can be computed from the number of propositional letters in A and rank (A). It is true
that for any finite set U there are infinitely many probability measures on
U, but these generate only finitely many orderings on U. As a corollary to
the Kraft-Pratt-Seidenberg theorem we know how to decide whether an
ordering agrees with a probability measure. So in order to find out whether
a given formula is a theorem of QP, we only have to check finitely many
valuations for finitely many orderings on finitely many finite sets. A highly
impractical procedure, but entirely mechanical.
V
In the deftnition of a probability model we allowed the values P, of P to be
180
PETER
GiRDENFORS
any probability measures on the subsets of U. We next turn to a discussion
of some constraints on P, where we also make use of our abilities to deal
with higher order probability statements.
A very rough motivation for the first constraint is that if x is the actual
world, then certainly x is possible. It might therefore be argued that there
is some chance that x occurs, given that x is the actual world, so a natural
condition on P would be that
6)
U~xl>
> 0% for all
x E U.
Of course, we do not want an interpretation of P, such that P,( (x)) = 1.
This would be tantamount to the fatalistic mistake that whatever happens
is necessary.
The axiom which corresponds to the requirement that (i) holds is:
(A9
(A - 1)+/l.
A straightforward reading of this axiom is that if something is as probable
as the truth (or happens as often as the truth), then it is actually true. If our
goal were to find axioms which are true for a subjective reading of the @ operator, (AS) seems inevitable.
This is, however, in sharp contrast with quantitative probability theory,
where it e.g. holds that the probability measure of the set of irrational points
on the real line is the same as the measure of the entire line. So it is perfectly
possible to have some world x where some stochastic variable has a rational
number as its value. In this situation we would have Px({x}) = 0, since for
the set of worlds S where the variable has an irrational value P,(S) = 1 holds
according to standard measurement theory.
It is obvious that the axiom (A5) is valid in any frame which satisfies (i).
In fact, our proof of the completeness theorem can be modified to show
that QP + (AS) is complete with respect to the set of such frames. In the
same way as before it can be shown that the logic is decidable. We also note
that (A3) can be derived from (A5) and the rest of the axioms.
Some notions of probability are stronger than those we have discussed so
far. According to what might be termed the ‘analytical’ notion of probability,
a sentence saying that A is more probable than B is true only if it is necessarily true. Or in more precise semantical terms: If A + B is true at X, then
A & B is true everywhere in CJ.This leads us to the next constraint of P:
(ii)
P,(S) = P,,(S) for any x and y in U and for any S E U .
QUALITATIVE
PROBABILITY
AS
AN
INTENSIONAL
LOGIC
181
Or more informally; the probability of a world is not dependent on which
world it is evaluated from.
The axiom scheme corresponding to (ii) is:
W)
((‘4 *B)++((A*
B)-1))
& (-(A
+@*((A
-‘R)-0)).
As is easily checked, (A6) is valid in all frames satisfying (ii), and conversely,
our completeness proof can be modified to show that QP + (A6) is decidable
and determined by the class of all such frames. As a byproduct we get that
(AS) and (A6) are independent of each other.
We also note that every instance of the following schemes is derivable
inQP+(A6):
(1)
((A ?=B) - 1) v ((A 3 B) - 0) )
(2)
(A>B)++((ABB)?=(BzA)),
(3)
((AzB)>
(4)
(A?=(B~A))-+(A~B),
(5)
((A 2=B)?=B)-,(ABB).
(C?=D))+,((C3=D)+(A
z=B)),
So, in a model which satisfies (ii), a formula containing ‘3’ as its main operator is either valid in the model or its negation is.
Finally, note that since every non-theorem fails in a finite frame, the
constraint that P, is countably additive adds nothing to our axiomatic system.
Or in other words, there is no formula in our language which corresponds to
a property that separates countably additive probability measures from
finitely additive.
VI
In the Kraft-Pratt-Seidenberg
theorem the ordering 2 was based on the
condition X 2 Y iffP(X) > P( Y). We get another kind of ordering, a so
called additive semiordering, if we introduce an ordering > by the condition
X> YiffP(X)>P(Y)+eforsomefixedesuchthatO<e<l.
The following representation theorem is proved in Domotor and Stelzer
[41 :
THEOREM : Let S be a finite set and > an ordering of the subset of S.
Necessary and sufficient conditions that there exists a probability measure P
182
PETER
GiRDENFORS
on S such that X > Y iff P(X) > P( Y) + E, where 0 < E < 1, are that the
following hold for all subsets X, Y and 2 of S:
(1)
S>Q,
(2)
not X> X,
(3)
ifXgY
(4)
for all natural numbers m and all subsets Xi, Yr, Zi, and Wi
ofS,ifXi>
andZ>
Y, then.Z> X,
YiandnotZr>
WiforallisuchthatOGi<m3
and for all elementsx E S i:m(Xi(X)
+ @i(X)) =
z (Yi(X) + ii(X)) holds, then if X, > Y,,, , then
i<m
z, > iv, 4.
This theorem is thus a counterpart to the earlier theorem with an even more
complicated Condition 4.
These conditions can, however, also be translated into an intensional
language with one binary operator. The only difficulty is to give a condition
on formulas such that the algebraic equation of the characteristic functions
is satisfied. And this can be done in a way similar to when we introduced E.
Therefore we can develop an intensional logic for the additive semiordered
qualitative probability in much the same way as we have done for the ordinary
probability operator. The semantics will be the same except for using the
threshold condition when defining [IA s B II. Also a completeness theorem
for this semantics can be proved along the same lines as before.
Moreover qualitative conditional probability can be handled in much the
same manner. For a four-place relation X IY > ZIW defined on all subsets
X, Y, Z and W of a set S (with the restriction that Y and W are such that
YIS > 0 IS and WlS > 8 IS, Domotor [3] has proved that a certain set of
conditions on the relation are necessary and sufficient to guarantee that there
exists a probability measure P such that X I Y > Z I W iff P(X IY) > P(Z IW).
These conditions can be formulated in an ordinary propositional language
supplemented with one four-place operator, though the degree of complexity
of the axioms increases considerably. Finally, we do not see any problems in
proving a completeness theorem for the corresponding semantics.
QUALITATIVE
PROBABILITY
AS AN
INTENSIONAL
LOGIC
183
VII
The final topic in this paper is an investigation of the logics we can derive
for the necessity operator when this is introduced with the help of our
probability operator. What we have in mind is to define &4 as ‘it is maximally probable that A’ or ‘A is as probable as the truth’. Formally
We can then introduce OA in the customary manner. Since -(--A - 1) f)
(A Z=0) is a theorem of QP. we could as well have used the following:
Od=df(A
PO).
From our semantical definitions it follows that DA is true at x iff A is true
(in a finite model) at all points y such that P, (b}) > 0 and OA is true at x
iff A is true at some such point.
We say that a modal formula is a formula of our language which by use
of the definitions can be written as a formula not containing z= , s or -.
Our aim is now to characterize the set of modal formulas derivable in QP,
QP + (AS) and QP + (AS) + (A6) respectively.
Similar ideas can be found in Rescher [9] and Danielsson [ 1] . They prove
that from their probability axioms the modal logics S5 and T respectively
can be derived. They do not prove, however, that the set of derivable modal
formulas is exactly the theorems of S5 and T.
THEOREM : The modal formulas derivable in QP are exactly those derivable
in the modal logic D.
Proof: We first show that D is included in the set of modal theorems in
QP. These certainly form a logic, closed under modus ponens and substitution,
which contains all instances of truth-functional tautologies. All instances of
the scheme 0 (A & B) * 0 A & OB is in the set since any instance of
is a theorem in QP. Similarly any instance
(A &B-l)++(A-:l)&(B-1)
of q A + 0.4 is included since (A - 1) + (A h 0) is a derivable scheme.
Finally, the rule of necessitation is an immediate consequence of the rule RN.
We show the converse, that any modal theorem in QP is derivable in D, by
semantical arguments. It is well-known that D is determined by the set of
relational models ( U, R, V) where U is a set, R is a binary relation on U such
that for every x in U there exists some y such that xRy, and I/ is a valuation
184
PETER
GARDENFORS
of the propositional letters. Given a finite relational model (U,R, I’) of this
kind, it is always possible to construct a corresponding probability model
(U,P, I’) such that P,(b)} > 0 iff xRy, for any x and y in I/. If A is not a
theorem ofD, there is some finite model&f, = (UA,R,, VA) such that A
is not valid in MA. If we construct a corresponding probability model
(U,,P,, VA) as indicated above, it is easy to verify that A is not valid in this
model and hence not a theorem in QP. Therefore any modal formula
derivable in QP is derivable in D and our theorem is proved.
That the modal formulas derivable in the logic QP + (A5) are exactly those
in T, can be verified in a similar manner. That T is included is immediate
given the previous theorem since oA + A is equivalent to (AS) by definition.
To show the converse it is sufficient to note that in the above mentioned
construction it is true that PX({x}) > 0 iff xRx. It is well-known that if A is
not derivable in T, there is some finite reflexive relational model in which
A fails. Therefore A also fails in a corresponding probability model where
it is true that PX({x)) > 0 for all x. Hence A is not derivable in QP + (A5).
Finally, the modal formulas derivable in QP + (A5) + (A6) are exactly
those in S5. The modal scheme one has to add to Tin order to get S5 is
OA + nOA. According to the definition this is the same as (A > 0) +
((A + 0) - 1) and this scheme is an immediate consequence of (A6). So S5
is included in the set of modal formulas derivable from QP + (A5) + (A6).
The relation characteristic for an SS-model may be taken to be the universal
relation. If (U,R, T/j is an SS-model, we define a corresponding probability
model (U,P, V) by demanding that, for any x, y and z in U, PX({z}) =
P,({z}) > 0. As long as U does not contain more than countably many
elements it is always possible to find such a probability model. If A is a
formula which is not a theorem of S5, there is some finite model in which
A is not valid. So, as before, A is not valid in a corresponding probability
model and therefore not a theorem of QP + (A5) + (A6). This proves that
the modal theorems of QP + (A5) + (A6) are contained in S5.
Princeton University and University of Lund
NOTES
* The research for this paper was supported
by a grant from the American-Scandinavian
Foundation.
The author wishes to thank Zoltan Domotor,
Bengt Hansson,
Glenn Kessler,
David Lewis and Krister
Segerberg
for valuable
help and criticism.
’ In contrast
to Segerberg
[ 121.
QUALITATIVE
PROBABILITY
AS AN INTENSIONAL
LOGIC
185
2 The reader may consult Hansson and Gedenfors [ 61 and [ 71, if he is unfamiliar
with the construction of Lindenbaum-algebras in intensional logic.
’ If m = 0, we regard this as satisfied.
4 As before, 1 denotes the characteristic function of the set X.
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