CN112986831A - Lithium ion battery life prediction method based on correlation coefficient particle filtering - Google Patents
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Abstract
本发明公开了一种基于相关系数粒子滤波的锂离子电池寿命预测方法,包含:S1、设置预测起点及电池寿命阈值;S2、获取待预测锂离子电池的数据及其容量估计值
S3、建立锂离子电池容量指数衰减模型的状态空间,并进行参数估计;S4、设置采样粒子数目N,过程噪声方差σw和测量噪声方差σv以及重采样阈值S5、将待预测锂离子电池的容量估计值作为测量值代入锂离子电池容量指数衰减模型,基于相关系数粒子滤波算法,不断更新粒子权重,获取预测起点时状态后验估计;S6、基于容量衰减模型将状态后验估计迭代至寿命阈值,获取剩余寿命预测结果。其优点是:该方法将相关系数粒子滤波算法引入电池RUL预测,可以有效提高锂电池RUL预测精度。The invention discloses a lithium-ion battery life prediction method based on correlation coefficient particle filtering, comprising: S1, setting a prediction starting point and a battery life threshold; S2, acquiring data of the lithium-ion battery to be predicted and its capacity estimation value
S3. Establish the state space of the exponential decay model of lithium-ion battery capacity, and perform parameter estimation; S4. Set the number of sampling particles N, process noise variance σw , measurement noise variance σv , and resampling threshold S5. Estimate the capacity of the lithium-ion battery to be predicted Substitute the measured value into the lithium-ion battery capacity exponential decay model, and continuously update the particle weights based on the correlation coefficient particle filter algorithm to obtain the state posterior estimation at the starting point of prediction; S6, based on the capacity decay model, iterate the state posterior estimation to the life threshold, and obtain Remaining life prediction results. The advantage is that the method introduces the correlation coefficient particle filter algorithm into the battery RUL prediction, which can effectively improve the RUL prediction accuracy of the lithium battery.Description
Technical Field
The invention relates to the technical field of health prediction and diagnosis of a battery management system, in particular to a lithium ion battery service life prediction method based on correlation coefficient particle filtering.
Background
Lithium ion batteries have characteristics of high energy density, high open circuit voltage, wide temperature range, rapid charge and discharge, and high output power, and have been widely used in almost all industrial fields with energy supply. In many fields, lithium ion batteries have gradually become their key devices. However, unlike other rechargeable batteries, the performance of lithium ion batteries slowly degrades during use, which is manifested by a decrease in the capacity and an increase in the internal resistance of the lithium ion battery. The continuous use of the battery after the battery reaches the service life threshold value may bring a series of safety problems, and the accurate prediction of the remaining service life (RUL) of the battery is very important for ensuring the reliable and safe operation of the lithium ion battery, but the problem that the remaining capacity cannot be measured in real time exists in the RUL prediction of the lithium ion battery at present.
Disclosure of Invention
The invention aims to provide a lithium ion battery life prediction method based on correlation coefficient particle filtering, which aims at the problem that the capacity is difficult to directly measure in the RUL prediction of a lithium ion battery, and can estimate the residual capacity of the battery in real time by extracting measurable indirect parameters in a discharge period when the battery runs; in addition, the method introduces a relative particle filter algorithm into the battery RUL prediction aiming at the problems of particle degradation and sample shortage in the standard particle filter algorithm, and can effectively improve the RUL prediction precision of the lithium battery.
In order to achieve the purpose, the invention is realized by the following technical scheme:
a lithium ion battery life prediction method based on correlation coefficient particle filtering is characterized by comprising the following steps:
s1, setting a prediction starting point and a battery life threshold;
s2, obtaining the data of the lithium ion battery to be predicted, and obtaining the capacity estimation value of the lithium ion battery to be predicted based on the lithium ion battery capacity estimation method
S3, establishing a state space of a lithium ion battery capacity index decay model, and performing parameter estimation;
s4, setting the number N of sampling particles and the process noise variance sigmawAnd measure the noise variance σvAnd a resampling threshold
S5, estimating the capacity of the lithium ion battery to be predictedSubstituting the measured value into a lithium ion battery capacity exponential decay model, continuously updating the weight of particles based on a correlation coefficient particle filter algorithm, and obtaining state posterior estimation when the starting point is predicted;
and S6, iterating the state posterior estimation to the life threshold value based on the capacity attenuation model, and obtaining the residual life prediction result.
Optionally, the step S2 includes:
s21, acquiring and analyzing data of the lithium ion battery during operation;
s22, extracting physical parameters capable of representing battery performance degradation in the data obtained in the step S21;
s23, reducing the dimensionality of the physical parameters extracted in the step S22 based on a principal component analysis method, and acquiring fusion health factors capable of representing battery performance degradation;
s24, taking the fusion health factor as an input parameter of the NARX neural network, and taking actually measured capacity data as an output parameter to obtain a relation model of the fusion health factor and the battery residual capacity;
s25, obtaining characteristic parameters of the lithium ion battery to be predicted before the prediction starting point, reducing the dimension, and using the characteristic parameters as the input of a relation model fusing the health factor and the battery residual capacity, thereby obtaining the capacity estimation value of the lithium ion battery to be predicted
Optionally, the physical parameters capable of characterizing the battery performance degradation in step S22 include:
the time when the voltage is reduced to the minimum peak value, the constant voltage drop discharge time, the time when the current at the load end and the output current are reduced to the minimum peak value, and the time when the temperature is increased to the maximum peak value.
Optionally, the state space for establishing the lithium ion battery capacity exponential decay model in step S3 includes:
the lithium ion battery capacity exponential decay model is as follows:
Qk=a·exp(b·k)+c·exp(d·k) (1)
wherein a, b, c, d are parameters of the capacity exponential decay model, a is a first initial value of the capacity of the battery, c is a second initial value of the capacity of the battery, b is a first capacity decay rate, d is a second capacity decay rate, k is the number of charge-discharge cycles, QkThe residual capacity of the battery at the moment k is the residual capacity of the battery at the kth charge-discharge cycle;
the exponential decay model of the capacity of the lithium ion battery in the formula (1) can be converted into the following by polynomial operation:
Qk=Qk-1·exp(b)+c·exp[d·(k-1)]·[1-exp(b-d)] (2)
the state space equation of the lithium ion battery capacity exponential decay model is as follows:
wherein wkIs the process noise at time k, vkMeasurement noise at time k, wk~N(0,σw) Denotes wkObedience is expected to be 0 and variance is σwNormal distribution of (v)k~N(0,σv) Denotes vkObedience is expected to be 0 and variance is σvNormal distribution of (2), Qk-1The residual capacity at the k-1 st charge-discharge cycle.
Optionally, the performing parameter estimation in step S3 includes:
taking the parameters in the lithium ion battery capacity exponential decay model as the system state to obtain a state space model x at the moment kk:
xk=[ak,bk,ck,dk]
ak=ak-1+wa wa~N(0,σa)
bk=bk-1+wb wb~N(0,σb)
ck=ck-1+wc wc~N(0,σc)
dk=dk-1+wd wd~N(0,σd) (6)
Qk=ak·exp(bk·k)+ck·exp(dk·k)+vk vk~N(0,σn)
Wherein, ak,bk,ck,dkA first battery capacity initial value, a second battery capacity initial value, a first capacity fade rate and a second capacity fade rate at time k, respectivelyk-1,bk-1,ck-1,dk-1Respectively corresponding parameter at time k-1, wa,wb,wc,wdAre respectively a constant;
fitting the full-period capacity data of the training lithium ion battery according to the lithium ion battery capacity exponential decay model, and taking the fitted parameters as initial parameters of the lithium ion battery to be predicted;
estimating the capacity of the lithium ion battery to be predictedState space model x as time kkThe parameters are updated iteratively based on a particle filter algorithm, and the values of b, c and d after iteration are parameters in a lithium ion battery capacity exponential decay model.
Optionally, the step S5 includes:
s51, initialization: for i 1,2, N, from the distributionExtracting N particles to form a particle set
S52, calculating the sample weight of the particle:
wherein z iskAs individual measurements;
s53, weight normalization:
s54, calculating the number N of effective particleseffSetting a resampling threshold NthIf the number of effective particles Neff<NthThen resampling is carried out;
s55, actual measurement of construction systemValue sequence and sample estimation measurement matrix: for the actual measured value sequence, a length L sequence is takenFor a sequence of sample estimation measurements, take
S56, calculating a correlation coefficient: for the sequence ZkAndcalculating the correlation coefficient cc;
s57, recalculating the weight of the particle sample: the range of the correlation coefficient cc is [ -1,1], and in order to transform it into the positive range, an exponential function with a parameter α is taken to process the correlation coefficient:
wherein, the parameter alpha is more than 0, the function is to adjust the discrete degree of the sample weight, and beta is the correlation coefficient after conversion;
the recalculated particle sample weights are:
and (4) normalizing the recalculated sample particle weight value according to the formula (8).
Compared with the prior art, the invention has the following advantages:
aiming at the problem that the capacity is difficult to directly measure in the RUL prediction of the lithium ion battery, the method can be used for establishing a relation model fusing a health factor and the residual capacity of the battery by analyzing measurable battery performance parameters in a discharge period during the operation of the battery so as to obtain the estimated value of the residual capacity of the lithium ion battery in real time; in addition, the method introduces a relative particle filter algorithm into the battery RUL prediction aiming at the problems of particle degradation and sample shortage in the standard particle filter algorithm, and can effectively improve the RUL prediction precision of the lithium battery.
Further, the method of the present invention can predict the RUL of the battery and give an uncertainty expression of the prediction result by substituting the obtained capacity estimation value as a measurement value into a correlation coefficient particle filter algorithm.
Drawings
FIG. 1 is a schematic diagram of a lithium ion battery life prediction method based on correlation coefficient particle filtering according to the present invention;
FIG. 2 is a graph of B5 cell and B6 cell capacity versus cycle number for an example of the present invention;
FIG. 3 is a diagram illustrating the capacity estimation result of a B6 battery according to an embodiment of the present invention;
FIG. 4 is a schematic diagram illustrating the RUL prediction result of a lithium ion battery based on a standard particle filtering algorithm according to an embodiment of the present invention;
fig. 5 is a schematic diagram of a RUL prediction result of a lithium ion battery based on a correlation coefficient particle filter algorithm according to an embodiment of the present invention.
Detailed Description
The present invention will now be further described by way of the following detailed description of a preferred embodiment thereof, taken in conjunction with the accompanying drawings.
As shown in fig. 1, a schematic diagram of a lithium ion battery life prediction method based on correlation coefficient particle filtering according to the present invention is shown, and the method includes:
and S1, setting a prediction starting point and a battery life threshold.
S2, obtaining the data of the lithium ion battery to be predicted, and obtaining the capacity estimation value of the lithium ion battery to be predicted based on the lithium ion battery capacity estimation method
The step S2 includes:
and S21, acquiring and analyzing the data of the training lithium ion battery during operation.
And S22, extracting physical parameters capable of representing the battery performance degradation from the data obtained in the step S21.
Wherein the physical parameters capable of characterizing the battery performance degradation in step S22 include: the time when the voltage is reduced to the minimum peak value, the constant voltage drop discharge time, the time when the current at the load end and the output current are reduced to the minimum peak value, the time when the temperature is increased to the maximum peak value and the like.
And S23, reducing the dimensionality of the physical parameters extracted in the step S22 based on the principal component analysis method, and acquiring fusion health factors capable of representing battery performance degradation.
And S24, taking the fusion health factor as an input parameter of the NARX neural network, and taking actually measured capacity data as an output parameter to obtain a relation model of the fusion health factor and the battery residual capacity.
S25, obtaining characteristic parameters of the lithium ion battery to be predicted before the prediction starting point, reducing the dimension, and using the characteristic parameters as the input of a relation model fusing the health factor and the battery residual capacity, thereby obtaining the capacity estimation value of the lithium ion battery to be predicted
And S3, establishing a state space of the lithium ion battery capacity exponential decay model, and performing parameter estimation.
The state space for establishing the lithium ion battery capacity exponential decay model in the step S3 includes:
the lithium ion battery capacity exponential decay model is as follows:
Qk=a·exp(b·k)+c·exp(d·k) (1)
wherein a, b, c, d are parameters of the capacity exponential decay model, a is a first initial value of the capacity of the battery, c is a second initial value of the capacity of the battery, b is a first capacity decay rate, d is a second capacity decay rate, k is the number of charge-discharge cycles, QkBattery at time kThe residual capacity is the residual capacity in the k-th charge-discharge cycle;
the exponential decay model of the capacity of the lithium ion battery in the formula (1) can be converted into the following by polynomial operation:
Qk=Qk-1·exp(b)+c·exp[d·(k-1)]·[1-exp(b-d)] (2)
the state space equation of the lithium ion battery capacity exponential decay model is as follows:
wherein wkIs the process noise at time k, vkMeasurement noise at time k, wk~N(0,σw) Denotes wkObedience is expected to be 0 and variance is σwNormal distribution of (v)k~N(0,σv) Denotes vkObedience is expected to be 0 and variance is σvNormal distribution of (2), Qk-1The residual capacity at the k-1 st charge-discharge cycle.
Further, the performing of parameter estimation in step S3 includes:
taking the parameters in the lithium ion battery capacity exponential decay model as the system state to obtain a state space model x at the moment kk:
xk=[ak,bk,ck,dk]
ak=ak-1+wa wa~N(0,σa)
bk=bk-1+wb wb~N(0,σb)
ck=ck-1+wc wc~N(0,σc)
dk=dk-1+wd wd~N(0,σd) (6)
Qk=ak·exp(bk·k)+ck·exp(dk·k)+vk vk~N(0,σn)
Wherein, ak,bk,ck,dkA first battery capacity initial value, a second battery capacity initial value, a first capacity fade rate and a second capacity fade rate at time k, respectivelyk-1,bk-1,ck-1,dk-1Respectively corresponding parameter at time k-1, wa,wb,wc,wdAre constants (the constants are not necessarily equal).
And fitting the full-period capacity data of the training lithium ion battery according to the lithium ion battery capacity exponential decay model, and taking the fitted parameters as initial parameters of the lithium ion battery to be predicted.
Estimating the capacity of the lithium ion battery to be predictedState space model x as time kkThe parameters are updated iteratively based on a particle filter algorithm, and the values of b, c and d after iteration are parameters in a lithium ion battery capacity exponential decay model.
S4, setting the number N of sampling particles and the process noise variance sigmawAnd measure the noise variance σvAnd a resampling threshold
S5, estimating the capacity of the lithium ion battery to be predictedSubstituting the measured value into a lithium ion battery capacity exponential decay model, continuously updating the particle weight based on a correlation coefficient particle filter algorithm, and obtaining the state posterior estimation at the starting point of prediction.
Specifically, the step S5 includes:
s51, initialization: for i 1,2, N, from the distributionExtracting N particles to form a particle set
S52, calculating the sample weight of the particle:
wherein z iskAre individual measurements.
S53, weight normalization:
s54, calculating the number N of effective particleseffSetting a resampling threshold NthIf the number of effective particles Neff<NthResampling is performed.
S55, constructing a system actual measurement value sequence and a sample estimation measurement value matrix: for the actual measured value sequence, a length L sequence is takenFor a sequence of sample estimation measurements, take
S56, calculating a correlation coefficient: for the sequence ZkAndthe correlation coefficient cc is calculated.
S57, recalculating the weight of the particle sample: the range of the correlation coefficient cc is [ -1,1], and in order to transform it into the positive range, an exponential function with a parameter α is taken to process the correlation coefficient:
wherein, the parameter alpha is more than 0, the function is to adjust the discrete degree of the sample weight, and beta is the correlation coefficient after conversion;
the recalculated particle sample weights are:
and (4) normalizing the recalculated sample particle weight value according to the formula (8).
And S6, iterating the state posterior estimation to the life threshold value based on the capacity attenuation model, and obtaining the residual life prediction result.
In this embodiment, the validity of the method of the present invention is demonstrated by combining with an example, where the test set is test data obtained by performing an accelerated life test on a lithium ion battery by National Aeronautics and astronautics (NASA), and the data set includes test data of temperature, current, voltage, and the like during charging and discharging processes of four lithium ion batteries with numbers B5, B6, B7, and B18. The test samples had selected B5 and B6 cells. The B5 battery data are used as a training set to establish a relation model fused with the capacity of the health factor, so that the B6 battery capacity is estimated, and the B6 battery data are used for verification and RUL prediction.
As shown in fig. 2, the capacity of the B5 cell and the B6 cell were plotted against the number of cycles. The battery capacity generally shows a tendency to gradually decay, locally accompanied by a capacity recovery effect.
As shown in fig. 3, the result is the capacity estimation of the B6 battery. And establishing a relation model fusing the health factor and the residual capacity of the battery by taking the full life cycle data of the B5 battery as training data. Indirect parameters in the circulation process of the B6 battery are extracted, a main component analysis method is used for obtaining health factors, the health factors are used as input, the full life cycle capacity of the B6 battery is estimated, and the root mean square error of the estimation result is 0.0247. From the above results, it can be seen that the proposed lithium ion capacity estimation method has high accuracy and strong adaptability.
Fig. 4 shows the result of RUL prediction of a lithium ion battery using a standard particle filter algorithm. The prediction starting point is the 80 th cycle, the service life threshold value for judging whether the battery is failed is Q < 1.38, the particle number is selected to be 200, the actual failure time of the battery is the 113 th cycle, the predicted failure time is the 105 th cycle, and the prediction error is 8 cycle cycles.
Fig. 5 shows the result of RUL prediction of a lithium ion battery using the correlation coefficient particle filter algorithm according to the present invention. The prediction starting point is also selected as the 80 th cycle, the life threshold for judging whether the battery is failed is Q < 1.38, the particle number is selected to be 200, the actual failure time of the battery is the 113 th cycle, the predicted failure time is the 109 th cycle, and the prediction error is 4 cycle cycles. The simulation result can show that the method provided by the invention can effectively predict the service life of the lithium ion battery, the prediction error is within an acceptable range, and the particle filter algorithm based on the correlation coefficient can effectively improve the accuracy of the long-term prediction of the RUL.
In summary, according to the lithium ion battery life prediction method based on the correlation coefficient particle filter, aiming at the problem that the capacity is difficult to directly measure in the RUL prediction of the lithium ion battery, a relation model fusing a health factor and the battery residual capacity is established by analyzing measurable battery performance parameters in a discharge cycle during the operation of the battery, so as to obtain an estimated value of the lithium ion battery residual capacity in real time; in addition, the method introduces a relative particle filter algorithm into the battery RUL prediction aiming at the problems of particle degradation and sample shortage in the standard particle filter algorithm, and can effectively improve the RUL prediction precision of the lithium battery.
Further, the method of the present invention can predict the RUL of the battery and give an uncertainty expression of the prediction result by substituting the obtained capacity estimation value as a measurement value into a correlation coefficient particle filter algorithm.
While the present invention has been described in detail with reference to the preferred embodiments, it should be understood that the above description should not be taken as limiting the invention. Various modifications and alterations to this invention will become apparent to those skilled in the art upon reading the foregoing description. Accordingly, the scope of the invention should be determined from the following claims.
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