CN110703120A - Lithium ion battery service life prediction method based on particle filtering and long-and-short time memory network - Google Patents
Lithium ion battery service life prediction method based on particle filtering and long-and-short time memory network Download PDFInfo
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Abstract
本发明基于统计学习理论,实现了一种粒子滤波与长短时记忆网络相结合的方法,有效解决了单一基于粒子滤波的锂离子电池寿命预测中存在的问题。本发明针对基于粒子滤波的锂离子电池寿命预测方法中所存在的不足,通过分析比较时间序列预测策略,实现了无测量值更新的粒子滤波的迭代预测算法,并将上述融合预测算法对锂离子电池的寿命进行预测。本发明有效地提高了锂离子电池寿命多步估计的精度。
Based on the statistical learning theory, the invention realizes a method combining particle filtering and long-short-term memory network, and effectively solves the problems existing in the single particle filtering-based lithium-ion battery life prediction. Aiming at the shortcomings of the lithium-ion battery life prediction method based on particle filtering, the present invention realizes an iterative prediction algorithm of particle filtering without measurement value update by analyzing and comparing time series prediction strategies, and applies the above fusion prediction algorithm to lithium-ion battery. Battery life is predicted. The invention effectively improves the accuracy of the multi-step estimation of the life of the lithium ion battery.
Description
技术领域technical field
本发明涉及电池管理系统健康预测和诊断技术领域,尤其涉及一种动力电池剩余寿命间接预测方法。The invention relates to the technical field of health prediction and diagnosis of a battery management system, in particular to an indirect prediction method for the remaining life of a power battery.
背景技术Background technique
锂离子电池是许多设备中主要或辅助电源的来源,它们正迅速成为电动汽车(EV)最常用的电源。电池的剩余使用寿命(RUL)定义为在特定操作时间留在电池上的使用寿命。RUL估计对于基于状态的维护(CBM)和电池的健康管理至关重要。重要的是要找到一种可靠而准确的方法来监测锂离子电池健康状况(SOH)并预测RUL,以便及时维护和更换电池系统。目前对锂电池寿命预测主要采用基于模型建模和数据建模的方法进行锂电池容量衰减的预测,目前的研究方法只对电池寿命进行预测,然而,电池内部状态的变化才是导致电池寿命终结的主要因素。Lithium-ion batteries are the source of primary or auxiliary power in many devices, and they are fast becoming the most commonly used power source for electric vehicles (EVs). Remaining useful life (RUL) of a battery is defined as the useful life left on the battery for a specific operating time. RUL estimation is critical for condition-based maintenance (CBM) and battery health management. It is important to find a reliable and accurate way to monitor Li-ion battery health (SOH) and predict RUL for timely maintenance and replacement of battery systems. At present, the lithium battery life prediction mainly adopts the method based on model modeling and data modeling to predict the capacity attenuation of lithium battery. The current research method only predicts the battery life. However, the change of the internal state of the battery is the end of the battery life. main factor.
基于模型与基于数据驱动的预测方法在实际的使用场景中各有其有劣势,本发明综合考量上述两种方法,整合基于模型和基于数据驱动的方法。以粒子滤波算法为基础,结合长短时记忆网络,实现融合的预测方法Model-based and data-driven prediction methods have their own disadvantages in actual usage scenarios. The present invention comprehensively considers the above two methods, and integrates model-based and data-driven methods. Based on the particle filter algorithm, combined with long and short-term memory network, to achieve a fusion prediction method
发明内容SUMMARY OF THE INVENTION
本发明提出一种基于粒子滤波和长短时记忆网络算法的锂离子电池寿命预测方法,来实现对电池循环寿命预测。The invention proposes a lithium-ion battery life prediction method based on particle filtering and long-short-term memory network algorithm, so as to realize the battery cycle life prediction.
一种基于粒子滤波和长短时记忆网络算法的锂离子电池循环寿命预测方法,具体步骤如下:A lithium-ion battery cycle life prediction method based on particle filtering and long-short-term memory network algorithm, the specific steps are as follows:
步骤一:监测待预测的锂离子电池,获得锂电池剩余容量的监测数据;Step 1: monitor the lithium-ion battery to be predicted, and obtain the monitoring data of the remaining capacity of the lithium battery;
步骤二:建立描述电池老化的容量指数衰减模型的状态空间方程;Step 2: Establish the state space equation of the capacity exponential decay model describing battery aging;
所述电池容量指数衰减模型:The battery capacity exponential decay model:
Q=a·exp(b·k)+c·exp(d·k) (1)Q=a·exp(b·k)+c·exp(d·k) (1)
其中a,b,c和d为电池容量指数衰减模型的参数,a和c表示电池容量初始值,c和d表示电池容量衰减速率,k为充放电循环的次数,Q为k时刻电池的实际容量。Where a, b, c and d are the parameters of the battery capacity exponential decay model, a and c represent the initial value of the battery capacity, c and d represent the battery capacity decay rate, k is the number of charge-discharge cycles, and Q is the actual battery capacity at time k capacity.
该模型在k时刻的状态转移方程为:The state transition equation of the model at time k is:
xk=[ak,bk,ck,dk] (2)x k = [ ak , b k , c k , d k ] (2)
该模型在k时刻测量方程为:The model's measurement equation at time k is:
Qk=ak·exp(bk·k)+ck·exp(dk·k)+vk vk~N(0,σv) (4)Q k = ak ·exp(b k ·k)+c k ·exp(d k ·k)+v k v k ~N(0,σ v ) (4)
其中,wa,wb,wc,wd为过程噪声,vk为测量噪声。Among them, w a , w b , w c , and w d are process noise, and v k is measurement noise.
步骤三:设立预测起点,粒子滤波模型中的粒子数目和电池使用寿命阈值,初始化电池容量指数衰减模型中的参数a,b,c,d,过程噪声wa~d的协方差σa~d以及测量噪声v的协方差σd;Step 3: Set up the prediction starting point, the number of particles in the particle filter model and the battery life threshold, initialize the parameters a, b, c, d in the exponential decay model of the battery capacity, and the covariance σ a~d of the process noise w a ~d and the covariance σ d of the measurement noise v;
步骤四:利用粒子滤波算法以及长短时记忆网络模型对电池剩余使用寿命进行单步或多步预测。Step 4: Use the particle filter algorithm and the long-short-term memory network model to predict the remaining service life of the battery in one step or multiple steps.
所述长短时记忆网络模型即通过给定历史测量时间序列z1,z2,...,zk,预测zk+1,zk+2,...,zk+P的过程。通过回归分析,建立数据与时间的关系,以此实现对未来数据的预测。对于时间序列{z1,z2,…,zk},根据输入{zk-1,zk-2,…,zk-m}与y={zk}之间的映射关系,从而得到长短时记忆网络的学习样本,进而得到未来P步的电池容量预测。The long-short-term memory network model is a process of predicting z k+1 , z k +2 , . . . , z k+P by measuring time series z 1 , z 2 , . Through regression analysis, the relationship between data and time is established, so as to realize the prediction of future data. For the time series {z 1 , z 2 , ..., z k }, according to the mapping relationship between the input {z k-1 , z k-2 , ..., z km } and y={z k }, the length and length are obtained. The learning samples of the time memory network are obtained, and then the battery capacity prediction of the next P steps is obtained.
所述粒子滤波具体算法步骤如下:The specific algorithm steps of the particle filter are as follows:
步骤31:初始化。k=0,根据已知先验概率密度p(x0)采样粒子集 Step 31: Initialization. k=0, sample the particle set according to the known prior probability density p(x 0 )
步骤32:重要性权值计算:根据采样更新粒子权值:Step 32: Calculation of importance weights: according to sampling Update particle weights:
归一化重要性权值:Normalized importance weights:
步骤33:重采样。根据原来带有的权值样本得到新的等权样本 Step 33: Resampling. According to the original weight sample get new equal weight samples
步骤34:状态估计:Step 34: State Estimation:
步骤35:判断是否结束。若是则退出程序,若否则令k=k+1,返回步骤32。Step 35: Determine whether to end. If so, exit the program; otherwise, set k=k+1, and return to step 32 .
如图1所示,所述锂离子电池循环寿命单步预测具体步骤表达为:As shown in Figure 1, the specific steps of the single-step prediction of the cycle life of the lithium-ion battery are expressed as:
步骤11:利用长短时记忆网络模型对电池历史容量数据z1:k进行训练建模;Step 11: Use the long-short-term memory network model to train and model the battery historical capacity data z 1:k ;
步骤12:利用训练得到的模型预测k+1时刻的测量伯 Step 12: Use the trained model to predict the measurement at time k+1
步骤13:将预测的测量值代入到系统的状态空间模型中,用其更新粒子重要性权值,然后进行重采样,,从而获得k+1时刻的预测状态 Step 13: Substitute the predicted measurement value into the state space model of the system, use it to update the particle importance weight, and then perform resampling to obtain the predicted state at time k+1
步骤14:根据状态预测判断电池是否达到容量阈值,若是则结束预测,若否则令k=k+1,返回步骤12。Step 14: Determine whether the battery reaches the capacity threshold according to the state prediction, if so, end the prediction, if otherwise, set k=k+1, and return to step 12.
如图2所示,所述锂离子电池循环寿命多步预测具体步骤表达为:As shown in Figure 2, the specific steps of the multi-step prediction of the cycle life of the lithium-ion battery are expressed as:
步骤21:利用长短时记忆网络模型对电池历史容量数据z1:k进行训练建模;Step 21: Use the long-short-term memory network model to train and model the battery historical capacity data z 1:k ;
步骤22:利用训练得到的模型预测未来P步的测量值;Step 22: Use the model obtained by training to predict the measurement value of P steps in the future;
步骤23:将上述预测的测量值代入到系统的状态空间模型中,用其更新粒子重要性权值,然后进行重采样,获得系统k+1时刻的状态 Step 23: Combine the above predicted measurements Substitute it into the state space model of the system, use it to update the particle importance weight, and then resample to obtain the state of the system at time k+1
步骤24:根据预测状态判断是否达到容量阈值,若是则结束预测,若否则令k=k+1,返回步骤23。Step 24: Determine whether the capacity threshold is reached according to the prediction state, if so, end the prediction, if otherwise, set k=k+1, and return to step 23 .
本发明的优点是:针对基于粒子滤波的锂离子电池寿命预测方法中所存在的不足,通过分析比较时间序列预测策略,实现了无测量值更新的粒子滤波的迭代多步预测算法,并将上述融合预测算法对锂离子电池的寿命进行预测,有效提高了多步预测的精度。The advantages of the present invention are: in view of the deficiencies in the lithium-ion battery life prediction method based on particle filtering, by analyzing and comparing time series prediction strategies, an iterative multi-step prediction algorithm of particle filtering without measurement value update is realized, and the above The fusion prediction algorithm predicts the life of lithium-ion batteries, which effectively improves the accuracy of multi-step prediction.
附图说明Description of drawings
图1为基于粒子滤波和长短时记忆网络算法的电池容量衰减的单步预测原理图。Figure 1 is a schematic diagram of the single-step prediction of battery capacity decay based on particle filter and long-short-term memory network algorithm.
图2为基于粒子滤波和长短时记忆网络算法的电池容量衰减的多步预测原理图。Figure 2 is a schematic diagram of multi-step prediction of battery capacity decay based on particle filter and long-short-term memory network algorithm.
图3为基于粒子滤波和长短时记忆网络算法的电池容量衰减的单步预测结果。Figure 3 shows the single-step prediction results of battery capacity fading based on particle filter and long-short-term memory network algorithm.
图4为基于单一粒子滤波算法的电池容量衰减的多步预测结果。Figure 4 shows the multi-step prediction results of battery capacity fading based on a single particle filter algorithm.
图5为基于粒子滤波和长短时记忆网络算法的电池容量衰减的多步预测结果。Figure 5 shows the multi-step prediction results of battery capacity fading based on particle filter and long-short-term memory network algorithm.
具体实施方式Detailed ways
本发明所提供的方法,其具体包括以下步骤:The method provided by the present invention specifically comprises the following steps:
步骤一:监测待预测的锂离子电池,获得锂电池剩余容量的监测数据;Step 1: monitor the lithium-ion battery to be predicted, and obtain the monitoring data of the remaining capacity of the lithium battery;
步骤二:建立描述电池老化的容量指数衰减模型的状态空间方程;Step 2: Establish the state space equation of the capacity exponential decay model describing battery aging;
步骤三:设立预测起点,粒子滤波模型中的粒子数目和电池使用寿命阈值,初始化电池容量指数衰减模型中的参数a,b,c,d,过程噪声wa~d的协方差σa~d以及测量噪声v的协方差σd;Step 3: Set up the prediction starting point, the number of particles in the particle filter model and the battery life threshold, initialize the parameters a, b, c, d in the exponential decay model of the battery capacity, and the covariance σ a~d of the process noise w a ~d and the covariance σ d of the measurement noise v;
步骤四:利用粒子滤波算法以及长短时记忆网络模型对电池剩余使用寿命进行单步或多步预测。Step 4: Use the particle filter algorithm and the long-short-term memory network model to predict the remaining service life of the battery in one step or multiple steps.
图1示出了基于粒子滤波和长短时记忆网络算法的电池容量衰减的单步预测算法原理图。Figure 1 shows the schematic diagram of the single-step prediction algorithm for battery capacity decay based on particle filter and long-short-term memory network algorithm.
图2示出了基于粒子滤波和长短时记忆网络算法的电池容量衰减的多步预测算法原理图。Figure 2 shows a schematic diagram of a multi-step prediction algorithm for battery capacity fading based on particle filter and long-short-term memory network algorithm.
下面结合实例证明本发明的有效性,测试数据集来源于美国马里兰大学的高级寿命周期工程研究中心对锂离子电池进行加速寿命试验得到的容量数据。数据集包括4节来自于同一制造商生产的18650型成品圆形锂离子电池,并分别编号为A1、A2、A3、A4。测试样本选取其中的A4电池,判断该电池是否到达使用寿命的阈值为Q<0.72。The effectiveness of the present invention is demonstrated below in conjunction with an example. The test data set comes from the capacity data obtained by the accelerated life test of lithium ion batteries carried out by the Advanced Life Cycle Engineering Research Center of the University of Maryland in the United States. The dataset includes 4 finished 18650 round lithium-ion batteries from the same manufacturer, numbered A1, A2, A3, and A4, respectively. The A4 battery is selected from the test sample, and the threshold for judging whether the battery has reached the service life is Q<0.72.
图3示出了基于粒子滤波和长短时记忆网络算法的电池容量衰减的单步预测结果。选择电池A4前39个容量数据作为已知数据,从循环周期k=39时刻开始一步预测,粒子数选择为200,电池的预测失效时间为第50个循环周期,而电池实际失效时间为第47个循环周期,预测误差为3个循环周期。Figure 3 shows the single-step prediction results of battery capacity fading based on particle filter and long-short-term memory network algorithms. Select the first 39 capacity data of battery A4 as the known data, start one-step prediction from the cycle period k=39, select the number of particles as 200, the predicted failure time of the battery is the 50th cycle, and the actual failure time of the battery is the 47th cycle cycle, and the prediction error is 3 cycles.
图4示出了基于单一粒子滤波算法的电池容量衰减的多步预测结果,选择电池A4前39个容量数据作为已知数据,从循环周期k=39时刻开始一步预测,粒子数选择为200,电池的预测失效时间为第61个循环周期,而电池实际失效时间为第47个循环周期,预测误差为14个循环周期,多步预测结果不理想。Figure 4 shows the multi-step prediction results of battery capacity decay based on the single particle filter algorithm. The first 39 capacity data of battery A4 are selected as known data, and the one-step prediction starts from the cycle period k=39, and the number of particles is selected as 200. The predicted failure time of the battery is the 61st cycle, while the actual failure time of the battery is the 47th cycle, the prediction error is 14 cycles, and the multi-step prediction results are not ideal.
图5示出了粒子滤波和长短时记忆网络算法的电池容量衰减的多步预测结果,同样选择电池A4前39个容量数据作为已知数据,从循环周期k=39时刻开始一步预测,粒子数选择为200,电池的预测失效时间为第50个循环周期,而电池实际失效时间为第47个循环周期,预测误差为3个循环周期,该仿真结果表明,上述基于粒子滤波以及长短时记忆网络的预测算法对锂离子电池的寿命进行预测,有效提高了多步预测的精度。Figure 5 shows the multi-step prediction results of battery capacity decay by particle filter and long-short-term memory network algorithm. Similarly, the first 39 capacity data of battery A4 are selected as known data, and the one-step prediction starts from the cycle period k=39. If 200 is selected, the predicted failure time of the battery is the 50th cycle, while the actual failure time of the battery is the 47th cycle, and the prediction error is 3 cycles. The simulation results show that the above based on particle filtering and long-term memory network The prediction algorithm predicts the life of lithium-ion batteries, which effectively improves the accuracy of multi-step prediction.
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