Right To Development
Right To Development
Indian Perspective:
The discourse on rights in India predates the formation of the modern Indian state.
Providing an important basis to the nationalist discourse on freedom and numerous
other subaltern struggles, rights have formed an integral part of the Indian polity.
Representing “claims” made upon the State, the notion of rights has played an important
role in defining certain fundamental precepts of the obligations and duties that the
Indian State has towards its citizens. The Constitution of India, drafted roughly around
the same period as the Universal Declaration of Human Rights, provides for a separate
chapter on the protection and promotion of Fundamental Rights. However, unlike the
Universal Declaration that does not distinguish between sets of rights (civil, political,
economic, social and cultural), the Indian Constitution makes a fundamental distinction
between justiciable and non-justiciable rights. While the protection and promotion of
civil and political rights is legally binding upon the State, the responsibilities of
promoting economic, social and cultural rights are relatively less explicit. Enlisted as
Directive Principles of State Policy, these do not enjoy the justiciable status of
fundamental rights, but are nevertheless important as they embody policy guidelines
that are to be progressively realised and observed by the State in good faith. The present
study on the implementation of the right to development, builds on the normative and
legal foundations for linking rights with development in the Indian context. While India
is an official signatory to the UN Declaration on the Right to Development, discussions
on the specifics of the right to development at the formal level have been limited.
Although there is recognition of the need to institutionalise more democratic norms of
governance, linkages to the right to development have not been sufficiently explored.
At the policy level, while certain elements of a rights-based approach have been
institutionalised, the progress made in adopting a holistic and comprehensive approach
that characterises the right to development has been slow. The possibility of the
implementation of the right to development in India remains as yet a largely untested
proposition. Keeping in mind the constraints— political, social, economic, and
cultural— that typically inhibit development efforts in low and middle-income
countries, as well as the contradictions and challenges confronting development within
the country, there exists a strong case for exploring how the right to development
approach may be adopted in the Indian context. The term development has been open
to several conflicting interpretations. As an activity, development has come to signify
different things to different classes and groups of people. The amazingly fast growth of
consumerism in the contemporary period, its coexistence with abominable conditions
of poverty and deprivation, and the absence of analysis regarding the distribution of
benefits is a relevant illustration of the problems of finding appropriate definitions of
development. Whereas for some people development is synonymous with economic
growth, for others it is the positive outcomes that flow from growth such as fulfilment
of basic needs, human development, opportunities and freedoms that qualify as
development. The conceptualisation of development as a process that consciously
focuses on the realisation of the human rights and fundamental freedoms that form the
central proposition of the right to development provides a fresh and innovative
interpretation of development. Coined by the Senegalese jurist, Keba M’baye, in 1972,
the right to development has been amongst the most controversial issues in
contemporary international relations. In the last few years, there has been a significant
re-examination of the concept and value attached to adopting a rights-based approach
to development, especially in reducing the levels of poverty and deprivation prevalent
across large areas of the globe. At the policy level, the main discussion has been in the
United Nations forum, where the adoption of the Declaration on the Right to
Development has provided a rallying point around which academics, policy-makers and
civil society may formulate concrete proposals identifying the main parameters of the
right. The current resurgence of interest in the right to development amongst policy
makers and academia comes at a time when concerns are being expressed about the
contradictions and biases of the process of globalisation, especially its effects on the
lives of the poor in the developing world. The present study is part of a larger research
project undertaken by the François-Xavier Bagnoud Center for Health and Human
Rights of the Harvard School of Public Health. The Centre for Development and Human
Rights (New Delhi) has attempted to document the prospects and challenges
confronting the implementation of the right to development; thus this report focuses on
the meaningful applications of the right to development in the realisation of basic needs
and rights in India. The report is based on preliminary research undertaken by the Centre
concerning the application of a rights-based framework in the areas of food, health and
education.The report has five main sections. Section I lays down the basic precepts of
the right to development approach that differentiates it from other approaches to
development. Section II presents an historical overview of the process of development
in India— encompassing a review of the goals, policies, approaches and structures
influencing the formulation and implementation of development programmes. Section
III reviews the possibilities and implications of adopting the rights approach in fulfilling
the basic needs related to food, health and education in development. Section IV
outlines the role of international cooperation in realising the right to development. The
last section, Section V, presents the conclusions and main findings of the research. The
interpretation of development in human rights language undoubtedly raises certain
questions. For example, how does the claim to a “right to development” actually help
individuals? To whom does the right belong and who are the duty bearers? What is the
scope of the right, or the range of specific cases or instances to which the right applies?
While the actual content and meaning of the right may still not be in a final form, the
importance of assimilating rights with development cannot be discounted. For example,
while a country may not consciously follow the right to development model, it is still
possible to identify the linkages between development and rights and the extent to
which the rights framework is interwoven with the realisation of development. The
section below takes a look at the basic precepts of the right to development, before
undertaking a larger discussion on the relevance of the right to the Indian context.
The Essential Elements of the Right to Development Approach
The inclusion of certain distinct elements differentiates the right to development thesis
from other mainstream theories on development (e.g. economic growth, basic needs,
human development, centralised planning, free market neo-liberal, participatory and
community-driven models). These include:
• The right to development is a right to a process, not just outcomes, based on the five
principles of rights-based approach— equity, non-discrimination, transparency,
accountability and democratic participation.
• The right to development requires the realisation of all rights in an integrated manner,
rather than viewing them as discrete components. Trade-offs among rights or between
rights and economic growth that lead to the diminution of the enjoyment of any right
are inconsistent with the right to development.
• There exists a strong connection between the realisation of all the rights taken together
in the right to development and the need for economic growth in relaxing the constraints
of resources, technology and institutions.
The identification of development with the fulfilment of rights and freedoms “both at a
particular time and over a period of time” or the “phased realisation of rights”
distinguishes the right to development from other existing approaches to development.
Encompassing a broader canvas of development that includes freedom from poverty,
social deprivation and tyranny, the right to development draws attention to the crucial
aspects of the ends and means of development. Whereas ends focus on goals or final
outcomes, the process reflects the means by which such goals are actually achieved.
For policy makers, goals and objectives invariably form an important basis for selection
and design of policies. Expressed either in quantitative or qualitative terms or a mix of
both, goals lay the basis for programmes or policies, reflecting upon what ought to be.
In this respect, they stand to be distinct from outcomes. The process refers to the crucial
aspects of social, economic and political life that determines the possibilities of change
and transformation. The right to development makes it mandatory for both outcomes
and the process through which such outcomes are achieved to be consistent with human
rights standards. In such a framework both ends and means are accorded equal
importance.
Unlike the preoccupation of most theories of development with achievements of certain
targeted goals without any considerations for the means or the process through which
these ends are achieved, the association of development with the process and not just
the outcomes give the right to development a distinct identity. A process of development
that does not follow the principles of rights-based development (equity, non-
discrimination, transparency, accountability and participation) violates the tenets of the
right, and thus the essence of development, even if it manages to attain certain rights
and freedoms. For example, a country may choose to prioritise certain outcomes, such
as compulsory schooling for all children or a social security programme for the aged,
as its goals for development. While consensus may prevail on the goals, there is a
possibility of disagreement over the process of realising the goals, given the existence
of several alternative processes.
For example, among the many alternative processes available for implementing
compulsory education, there may be a situation in which the Government is faced with
three main policy options: (i) coercing parents to send their children to school; (ii)
creating a demand for education amongst parents and children; or (iii) diverting money
from other development needs in order to construct schools where none exist. The
choice of options in the case of the right to development is not determined simply by
utilitarian calculations of the number of persons benefited. Rather, in deciding upon the
choice of policies, the consistency of human rights with both outcomes and process is
given primary importance. In all cases, policy decisions must be evaluated in terms of
each of the tenets of a rights-based development approach. Option one, for example,
directly contradicts the accepted norms of democratic decision-making. However, if the
State fails to create demand for education among minority groups, or follows a
discriminatory, non-participatory process of policy making, then option two likewise
does not constitute a suitable, rights-based policy choice. In the case of option three,
while the construction of new schools does improve upon the accessibility and
availability of education, at the micro level the cost of school construction could result
in the corresponding reduction in spending on the realisation of another right, such as a
supplemental nutrition program for pregnant women and children. The achievement of
one right at the expense of another also fails to be a viable policy choice.
The right to development framework does not sponsor a trade-off approach to
development outcomes, as “all human rights are regarded as inviolable and none of
them is considered superior or more basic than another.” Even so, it is possible to
prioritise the progressive realisation of rights, as the rate of fulfilment of some rights
may be accelerated more than others depending upon resource constraints and social
preferences. One set of rights is not considered superior over other rights; rather,
individual communities and societies would choose their own programmes of
development in accordance with the given state of affairs. For instance, a developing
country may choose to prioritise the fulfilment of the right to food or the right to basic
health care while a relatively better-off country may choose to accelerate other areas of
rights fulfilment.
The integrated and holistic approach that takes into account the rights and freedoms of
citizens in determining the processes as well as outcomes of development distinguishes
the right to development from other existing approaches to development. Emphasising
the interdependent nature of rights, the right to development consciously links the
realisation of each right with the performance of other rights, conceptualising a
framework of progressive and integrated realisation of all rights. In doing so, it
explicitly presses for a more comprehensive treatment of rights than has traditionally
been the case in highlighting the inadequacies of the existing processes of development.
Attention to process also raises other related concerns. The identification of
development as a human right makes it obligatory for the State, by virtue of being the
primary duty-holder, to undertake specific responsibilities towards respecting, fulfilling
and protecting the right to development of citizens. States have the obligation to respect,
which includes a positive affirmation on the part of the State not to undertake any action
that would cause obstruction or hindrance in the process of right’s fulfilment. Then
States also have the obligation to protect and safeguard the rights and freedoms of
individuals from negative actions arising on account of unethical practices. The
protective function of the State is the most important as well as manageable aspect of
the State’s obligations, as the State’s role in the protection of economic, social and
cultural rights are very similar to its role as protector of civil and political rights.
However, the State also has the positive obligation to facilitate and aid the process of
rights realisation by undertaking affirmative action that guarantees suitable
opportunities and means for citizens to realise their needs.
The lack of sufficient resources has often been quoted by States, especially in the
developing world, as a reason for the inability to provide for certain basic rights for all.
While this may be a plausible situation, in order for a State party to be able to attribute
its failure to meet at least its minimum core obligations to a lack of available resources,
“it must demonstrate that every effort has been made to use all resources that are at its
disposition in an effort to satisfy, as a matter of priority, those minimum obligations.”
While the full realisation of relevant rights may be achieved progressively, “deliberate,
concrete and targeted” steps towards that goal must be taken by the State to demonstrate
its seriousness in according importance to the realisation of basic rights. It is significant
that a State in which a significant number of individuals are deprived of “essential
foodstuffs, of essential primary health care, of basic shelter and housing, or of the most
basic forms of education,” is prima facie considered as having failed in the discharge
of its primary obligations.
The obligation to take steps towards the realisation of basic rights “by all appropriate
means” by States includes a commitment to all three levels of obligations— respect
protect and fulfil. While the obligations to respect and protect may appear to be less
demanding than the right to fulfil, which necessarily involves a certain degree of
affirmative action on the part of States, representatives of the State must still struggle
to make themselves relatively autonomous of the dominant structures of power within
a country, in order to address conflicts and differing interests among groups or
individuals while respecting and protecting fundamental rights. In India, contradictions
in the development process necessarily create divisions between groups and
communities, so that affirmative action becomes a social necessity. In addressing
concerns such as equity, the selection of a set of policies from amongst many is not as
“technical” as is made out to be: the choice is a political one involving considerations
and calculations of policies that may not be acceptable to both powerful and
dispossessed segments or classes of society. Therefore, the State must mediate the
crucial interests or various stakeholders, in the process of ensuring a fair and equitable
solution to the problems of development.
As a country, the Indian experience with development provides an interesting test case.
Predominantly capitalist in orientation, traces of feudal life still exist in certain parts of
the country that pose a challenge to the democratic norms of modern society. Bonded
wage labour as opposed to free employment, small-scale labour-intensive
manufacturing unit’s vis-a vis larger and fully automated units of production, the co-
existence of a relatively small organised sector with a massively huge and
heterogeneous unorganised sector, are a few reflections of the complexities involved.
For example, while India ranks high in terms of global competitiveness (rank 57),
India’s social indicators remain weak by most measures of human development. In
terms of human development ranking, India ranks at par with countries having lower
per capita incomes (rank 127). Desperately low achievements in attaining equity of
opportunities to basic goods and services, such as schools and hospitals, make the
application of the rights-based approach to development imperative in India. The
history of the last fifty-plus years of development planning in India has been
characterised precisely by attempts at resolving and reducing contradictions in
development, either through State-encouraged initiatives or direct public action.
Despite impressive gains in economic investment and output, massive overpopulation,
disparate levels of welfare, extensive poverty and high environmental degradation place
India in a peculiar situation. On the one hand, the country produces highly qualified
professionals, yet on the other, approximately 20 percent of the world’s out-of-school
children belong to India. The issue at hand is not just about unmet needs and aspirations,
but a larger question of the State’s responsibilities and obligations towards maximising
the redress of socio-economic imbalances and inequities. The poor suffer from extreme
lack of access to a range of basic services, denying them economic, social and cultural
rights, while assaulting the principles of political equality and social justice enshrined
in the Preamble of the Indian Constitution. Historically, the formal end of two hundred
years of colonial rule in August 1947 presented a significant opportunity for social and
economic transformation. From 1757, the year the East India Company established its
control over Bengal till the very last years of colonial rule, India remained a prized
possession of the British. An ideology of “paternalistic benevolence, occasionally
combined with talk of trusteeship and training towards self-government”, thinly veiled
the realities of the Raj. The unsatisfactory diffusion and denial of the accrued benefits
to a large majority of the native Indian population, along with gradual impoverishment
under colonialism, provided the immediate imperative for an indigenously designed,
self-reliant programme of development. Amid other developing countries who gained
independence around the same period, the relatively better position of India gave rise
to genuine expectations that despite the grinding poverty, the country would manage to
embark on a successful programme of national reconstruction and development. India
benefited from a rich stock of natural resources, an industrial base which by the
standards of other colonies was fairly broad and advanced, a bureaucratic and
administrative apparatus and lastly a political leadership committed to a programme of
modernisation. It is interesting to note that while the very political strategy of building
up a mass movement against colonial rule had required the nationalists to espouse
Gandhi’s idea of machinery, commercialisation and centralised state power as the curses
of modern civilisation imposed by European colonialism, Gandhi’s vision of national
self-sufficiency through a vibrant and largely self-reliant village economy was
considered to be too impractical and unrealistic at the eve of Independence. Instead of
the Gandhian model of community-based decentralised development, a centralised
model of planned development was adopted, in the hope of rapid industrial and
economic transformation, very much influenced by the theories of socialist
development. The central core of the development policy was a move towards a capital
intensive, public sector led programme of heavy industrialisation. The strategy “did not
draw its principal inspiration from a reasoned analysis and assessment of the political
economy of the country, its resources, social structure and the immediate needs of its
people.” Instead, it drew upon the very model of the modern industrial economy that
the freedom struggle had criticised severely in its drain of wealth theory. The initiation
of an aggressive policy of industrialisation minus commensurate attention on other
equally more important goals of development therefore left much to be desired.
The Planning Commission in Delhi was designated as the nodal body responsible for
formulating development plans between the Centre and the States. At the regional level,
the State was recognised as the fundamental planning unit. Each State unit was divided
into several districts, which in turn were divided into blocks. A cluster of villages made
up a particular block. While the administrative structure was kept the same for all States,
there was relatively little uniformity maintained between States in terms of area or
population size. For the smaller states while the three-tiered structure did not create
problems, for bigger states such as Madhya Pradesh, even a district formed too big an
administrative unit. While the village was accepted as the basic unit of the
organisational framework, there was relatively very little delegation of decision-making
powers at the level of local Panchayat bodies. The call for decentralised planning that
had been a rallying point during the freedom movement was shelved, inadvertently
leading to the exclusion of the community from the realm of policy making.
While a popularly elected representative form of government provided both the
legitimacy and the mandate to the Executive to determine the vision and course of
development, the Executive in India also retained a degree of autonomy from the civil
society in determining the goals and objectives of development. The Westminster model
of parliamentary democracy in fact replicated the colonial practice of giving the
Executive de facto powers to decide, plan and execute all policies related to national
and regional development. A strong consensus existed among the political leadership
and the immensely powerful bureaucracy concerning the central importance of
industrialisation in laying the groundwork for development. While the Government
formally announced the abolition of zamindari and placed ceilings on land ownerships,
these concerns were considered to be of secondary importance to the industrialisation
that continued to be closely identified with modernisation.
While it is understandable that situation prevalent at the time of Independence was a
complex one, the failure of the Indian State to undertake a proactive programme of
social reconstruction and development remains an anomaly. For example, on the issue
of caste, while in 1955 the Government passed the Untouchability (Offences) Act,
which made its practice in any form a punishable offence, there was little that was done
in concrete terms to tackle the issue of caste-based discrimination. While the Act
provided protection against social disabilities imposed on certain classes of persons by
reason of their birth in certain cases, “it did not cover social boycott based on conduct.”
In other words, there was no affirmative action to regulate customary practices that
prohibited persons belonging to lower castes from using the same wells, attending the
same temples or marrying persons from other castes. Constitutional provisions provided
legal guarantee of greater equality; however, in practice, considerable inequalities
persisted. The majority of the lower caste either worked as agricultural workers or
continued to be engaged in traditional occupations, such as flaying and scavenging.
herefore, while economic growth and democratic arrangements buttressed the
legitimacy of political authorities by providing economic rewards to the upper class
urban professionals and the rural landed elite, the majority of workers in both
agricultural and the industrial sectors received relatively little benefits from this growth.
Studies undertaken have in fact shown that the pattern and process of development in
fact strengthened the primordial system of caste-based loyalties. The Community
Development Programme, instituted in 1952, serves as a useful illustration of the
inherent limitations of a process of development biased against persons coming from
lower castes. Although the first phase of the programme focussed on the improvement
of social amenities such as schools, health centres, roads, wells, etc., the major
beneficiaries were upper caste elites; lower caste workers who constituted the majority
of the poor continued to be both physically and socially deprived of the benefits of such
investments.
Experiences in development planning in India over the last few decades have confirmed
the persistence of similar contradictions. For example, nearly fifty years later, scheduled
castes and tribes continue to be discriminated against and deprived of the right to
participate in the formulation and making of development policies affecting them.
Although their exclusion from the policy process as actors and beneficiaries has
significantly reduced over the years, as a community they continue to lag behind the
rest of the population in terms of overall development. For example, the highest
proportion of underweight children continues to be from scheduled caste and tribe
families. The relative poverty in which they are forced to live makes them vulnerable
to increased morbidity and mortality that has a debilitating effect on their capabilities.
Intra-State and intra-community differences in important indicators such as infant
mortality— the infant mortality rate is over 80 among scheduled caste or tribe
households, compared to the national average of 70 deaths per 1000 live births—
signify the need for special attention to be focussed on the development of socially and
economically disadvantaged communities.
Based on the Census for the last four decades, literacy rates of scheduled tribes and
scheduled castes vis-a-vis the rest of the population illustrates the widening gap and the
relatively slow progress that has been made in creating equal opportunity for all people.
Systemic discrimination in India is not just confined to grounds of caste, race and class,
but extends to criterion of sex and disabilities. For example, while the Constitution
specifically provides for equality between sexes, the roots of gender discrimination lie
deeply entrenched in the social and cultural fabric of communities. Elimination of the
girl foetus through illegally executed pre-natal sex determination and female infanticide
is responsible for the declining sex ratio between males and females, and is indicative
of how technological advances can be subverted to further discrimination and gender
biases prevalent in modern Indian society. A similar situation prevails in case of
physically challenged persons. The lack of opportunities towards the fulfilment of basic
needs such as freedom of movement, schooling, employment, etc., places such persons
at a relative disadvantage vis-a-vis others living in the same society.
The above examples seek to reinforce the need for institutionalising a framework of
development that seeks to make the individual the central focus of attention. The legal
guarantees related to equality, non-discrimination, freedom of movement and
association that continue to be violated in different contexts across different segments
of the population supports a revision of conventional legal principles. Translated as a
goal of development policy, the rights framework shifts the focus of policy making from
the realm of outcomes to a deeper concern with the qualitative aspects of life.
Development in such a framework is not judged solely on the basis of achievement of
certain quantitative targets but rather by the positive improvement or contribution that
the intervention makes to the enhancement of human capabilities. The right to
development in its form and spirit supports such a representation. The complexities and
the paradoxes prevalent in India support the association that the right to development
makes between development and public action. Disparities at multiple levels that have
a direct bearing on all facets of development (personal, social, political, cultural and
economic) make it impending to consciously articulate and integrate development with
the rights discourse. The reconceptualization of the role of economic growth in
development represents such a move. The right to development intrinsically supports a
process of growth that aids the positive realisation of rights and freedoms. The
achievement of growth per se is not taken to be the representative indicator of
development. Rather it is the process of growth— its consistency with the rights
framework— its content and character that are considered more important. For
example, if the distribution of growth is skewed disproportionately in favour of a few
groups, classes or regions, then such a process of growth is incompatible and
fundamentally contrary to the framework provided in the right to development.
While progressive growth has been a regular feature of the Indian economy indicating
a steady improvement in the growth potential of the country, the widening gaps between
regions and communities in terms of income, resources and opportunities call for
concern. Per capita income in the richest State (Maharashtra) is approximately nine
times that of Assam, the poorest State in the country. While disparities between States
certainly form an important area of concern at the national level such as the relative
backwardness of the North-Eastern States vis-à-vis the rest of the country, from the
rights perspective, it is iniquitous distribution at the local intra-State level that is of
greater concern.
The relationship between growth and development is dependent on a number of
exogenous and endogenous factors. While centre-state relationships play an important
role in the determination and allocation of resources, at the local level the potential for
growth is invariably determined by the composition and structure of society, politics
and the economy. Kerala and West Bengal illustrate the contribution that social sector
policies and land reform programmes can have in reducing inequities associated with
the development process. Rajasthan, which was for long identified as a BIMARU
(backward) State, has been successful improving human, while other relatively faster
growing states, such as Karnataka, Gujarat and Andhra Pradesh, have fallen in their
human development rankings. While nearly all State Governments encounter problems
in fiscal deficit management, some states in India are worse off than others. Tamil Nadu,
which carries a record of continuous improvement in growth performance, has been
better positioned to overcome challenges than the states of Orissa or Bihar, which have
long had lower rates of growth. While persistence of interstate disparities is a cause for
concern, underdevelopment over a period of time, as in the case of the Koraput-
Bolangir-Kalahandi (KBK) region, is of greater concern. The KBK region in Orissa
accounts for approximately 30 percent of India’s total land area, and 19.7 percent of the
total population. However, nearly 87.1 percent of the population living here subsists
below the poverty line. Despite the investment of various Government programmes, the
KBK region continues to be plagued by poor social and economic development. This
continued persistence of poverty points to the need for a wider range of public action,
so as to create pressures for better policy administration.
The Institutional Framework Supporting a Human Rights Approach in India
Historically, while rights constituted an integral theme of the nationalist movement and
were accorded special importance in the Constitution of India, the conceptualisation of
development in the post-Independence period was bereft of the rights framework. India
it may be noted was one of the few countries that constitutionally accorded equal civil
and political rights to both men and women at a time when certain countries such as
Switzerland continued to deny to its women the right to franchise. A separate section
(Part III, Articles12-35) was devoted to rights that were considered to be fundamental
in the new Constitution. These were essentially rights of a civil and political nature
delineating limitations or restrictions on the actions of the State, such as equality before
law, the right to freedom of speech and association, rights against discrimination on
grounds of religion, race, caste, sex and birth. However, given the fact that at the social
level there were certain bottlenecks that impinged on the enjoyment of certain
freedoms, affirmative action constituted an important part of the responsibility that the
State had towards the protection and promotion of civil and political liberties. The
protection of economic, social and cultural rights on the other hand was more implicit.
Placed in a separate section as Directive Principles of State Policy (Part IV, Articles 36-
51), this set of rights were included to serve as policy guidelines for successive
governments to build upon the ideal of a democratic welfare state as set out in the
Preamble. A commitment to “equal pay for equal work for both men and women”,
“conditions of work ensuring a decent standard of life and full enjoyment of leisure and
social and cultural opportunities”, “the ownership and control of the material resources
of the community …to sub serve the common good,” “right to work, to education and
to public assistance in case of unemployment, old age, sickness and disablement” etc.
were some of the important principles enumerated in this section.
While legally the Constitution made the State explicitly responsible for the protection
and promotion of civil and political rights, the State’s responsibilities to the protection
of social, economic and cultural rights were relatively less explicit. At the time of
Independence while non-justiciability of Directive Principles was justified on the
grounds that “a State just awakened from freedom with its many preoccupations might
be crushed under the burden,” there were demands from certain representatives to make
Directive Principles of State Policy justiciable. While the constraint on resources was
invariably an important consideration it is debatable whether financial constraints
provided the sole justification for the State to refrain from assuming direct and binding
obligations in development. The Kerala experience with development clearly counters
such reasoning. Following independence in 1947, while Kerala continued with the
legacy of allotting a substantial share of public resources to social investments, this was
not the case for the rest of India.
Given the arbitrary nature of obligations towards development, the issue of
justiciability certainly merits attention. While there is no disagreement over the fact that
the State has an obligation to improve the standard of living of all its citizens, there is
relatively little consensus over whether such a responsibility be made legal and
justiciable, creating positive obligations for the State to undertake certain policy steps
in order to fulfil and provide for the social and economic needs of individuals. This is
where the protection of legally enforceable social and economic rights, as opposed to
merely aspirational rights enters the debate.47 The positive value of making the
category of economic and social rights justiciable in a democracy may be illustrated by
taking up the case of something as basic as the universalisation of primary education
across the country.
The original text of Article 45 of the Indian Constitution dealing with primary education
had laid out that the State “shall endeavour to provide, within a period of ten years from
the commencement of this Constitution, for free and compulsory education for all
children until they complete the age of fourteen years.” Article 45 has recently been
rephrased through an Act of the Indian Parliament (Eighty-sixth Amendment, 2002),
and the article now reads as “the State shall endeavour to provide early childhood care
and education for all children until they complete the age of six years.” The above
amendment read along with Article 21A that appears in the section on Fundamental
Rights is significant. Constitutionally now, the State is under an obligation to ensure
free and compulsory education to all children aged six to fourteen years. The
transformation of indirect responsibilities into a more direct obligation through a
constitutional amendment holds significance for potentially supporting the gradual
interpretation of development from a rights perspective in India. However, the above
example also throws light on some of the inherent limitations of the justiciability thesis
in making rights realisable. The State’s obligation for rights fulfilment extends to three
basic spheres— the right to respect, protect and fulfil. Legislation on rights constitutes
only one part of this entire process. In the Indian context, while the Indian State may
respect and protect the right to education for all children by including it as a
Fundamental Right, the duty to fulfil necessarily entails affirmative action to ensure the
full realisation of the right. In other words, while the constitutional recognition of the
right to education, as a justiciable right is undoubtedly a positive step forward, yet
justiciability per se does not automatically lead to a guarantee of realisation. There can
be a situation where people’s rights may have no protection despite being guaranteed
in the Constitution. The right to education is a relevant citation of how the realisation
of rights is connected to and dependent on a much larger process that involves both the
State and the community to engage in a programme of affirmative action. At this point
it would be useful to examine the constitutional and legal framework supporting the
institutionalisation of a system of rights-based governance in India. Rights in India
derive their primary legitimacy from the assertion of fundamental principles of justice,
liberty, equality and fraternity, mentioned in the Preamble to the Indian Constitution.
The principle of equity, for example, finds substantive elaboration in specific provisions
that connote a positive commitment on the part of the Indian State to undertake
affirmative action based on the principles of distributive justice. While the Constitution
explicitly calls for non-discrimination amongst citizens on grounds of religion, race,
caste, sex and place, it does, however, allow for positive discrimination undertaken
specifically for the welfare of underprivileged sections such as Scheduled Tribes,
Scheduled Castes, socially and educationally backward classes, women and children.
These underlying assumptions have provided the foundation for the assertion and
interpretation of “newer” rights in the Indian context. Rights of communities and
individuals to and in development constitute one such set of rights. A review of some
important cases in the next few pages illustrates the varied usage of the rights language
pertaining to the civil and democratic rights of citizens in the context of development.
In Maneka Gandhi v. Union of India (1978), the Supreme Court for example, interpreted
the right to life (Article 21) as being beyond mere physical existence, including within
its ambit “the right to live with human dignity.” The same was reiterated in Francis
Coralie v. Union Territory of Delhi (1981) where the right to life was interpreted to
include all the “bare necessities of life such as adequate nutrition, clothing and shelter
and facilities for reading, writing and expressing oneself in diverse forms…” The
Supreme Court’s judgment in the case of People’s Union for Democratic Rights v.
Union of India (1982), the non-payment of minimum wages to workers was interpreted
as amounting to the denial of their right to live with basic human dignity. Other relevant
citations include rulings in Olga Tellis v. Bombay Municipal Corporation (1986), where
the court drew attention to the relevance of livelihood; Jolly George Verghese v. Bank
of Cochin (1980), where imprisonment of a poor person for non-payment of debts was
considered to be equivalent to depriving the person of his or her personal liberty; and
Neerja Choudhari v. State of M.P (1984), which focused on the rehabilitation of freed
bonded labourers.
It would at this stage be useful to take a closer look at the judicial and administrative
process as it works in India. Article 32 of the Indian Constitution, gives citizens the
power to directly appeal to the Supreme Court concerning the violation of rights. The
Supreme Court of India, as part of its juridical duties, has the power to issue directions
or orders or writs in nature of habeas corpus, mandamus, prohibition, quo warranto and
certiorari for the enforcement of rights conferred. Orders passed by the Supreme Court
are equivalent and binding on all authorities. A Court Order generally contains two main
parts: the declaratory and the mandatory. The enforcement of orders thus depends on
the specific type and nature of order. Declaratory parts to be enforceable have to await
the acceptance of the State government concerned. In Unnikrishnan J.P. v. State of
Andhra Pradesh (1993), the Court declared the right to education as a basic right linking
it with the right to life in Article 21, but it was not accepted by the State until nine years
later, when the State responded by introducing the Ninety-third amendment making
education a fundamental right. Mandatory orders, on the other hand lay down a plan of
action as well as a time frame within which compliance with court orders is expected.
The Supreme Court’s orders in People’s Union for Civil Liberties v. Union of India case
is a good example of the above. In this case, the Court upheld “the duty of each State
or Union Territory to prevent deaths due to starvation or malnutrition,” by establishing
specific guidelines to operationalise the principles of transparency and accountability
in the functioning of the village level food for work programme. The Orders specifically
provide for the appointment of Commissioners who have the responsibility of providing
periodical reports on the implementation of the Court’s directives.
While progressive interpretation of Directive Principles by the Supreme Court has been
instrumental in clarifying the scope and content of rights, the fact that the judiciary
among all other institutions is the least accountable to public opinion, brings to fore the
limitations of articulating a discourse of rights based on judicial interpretations alone.
Litigation in India has its own limitations. Heavy monetary costs, time constraints,
physical and social inaccessibility to courts and the absence of legal help and advice
are some of the factors that deter individuals (especially the poor) from accessing courts
of justice. While the institutionalised practice of Public Interest Litigation (PIL) by the
Supreme Court in late 1970s has actually made it possible for individuals and
organisations to approach the courts directly “in public interest” on behalf of those who
would otherwise be unable to access them on their own, the fact that the Supreme Court
also serves as the highest court of appeal means that once the Court has taken the final
decision, the public have no right to further appeal.
The Supreme Court’s judgements in certain cases involving violation of rights in the
course of economic liberalisation serves as a relevant illustration. The Supreme Court,
in cases involving the violation of rights such as Shri Sitaram Sugar Co. Ltd v. Union
of India (1990), Peerless General Finance and Investment Co. Limited and Another v.
Reserve Bank of India (1992), Narmada Bachao Andolan v. Union of India and Others
(2000) and the BALCO Employees Union v. Union of India (2001) has strongly
maintained a position supporting the exclusion of economic policies from the purview
of judicial review. In the BALCO Employees Union v. Union of India (2001) case, the
Supreme Court actually reversed its own ruling delivered in National Textile Workers'
Union and Others v. P.R. Ramakrishnan (1983) that supported the right of workers to
be consulted in the decision-making involving the closure of the industry concerned.
The present position of the Court in fact creates an anomaly of sorts as it forecloses all
possibilities of public litigation on the subject of economic reforms.
On the whole however, the Indian experience over the last fifty years shows a positive
trend towards the progressive interpretation of development as a human right. The right
of citizens to be treated equally in a non-discriminatory manner, right to a dignified life,
right to information concerning public programmes are all relevant citations of the
increasing recognition of rights in development. The Indian State, as the situation as it
exists today, can no longer excuse itself of its responsibilities towards development
without demonstrating that it is has in effect utilised all possible avenues in maximising
the protection and promotion of rights of individuals in the process of development.
Inquisitorial justiciability, which involves the institution of an enquiry mechanism that
investigates the compliance of obligations in practice, further reinforces the increasing
importance of rights in the Indian context.
The Constitution provides for the creation of special commissions such as the National
Commission for Minorities (religious and cultural), National Commission of Women
and the National Commission for Scheduled Castes and Scheduled Tribes to oversee
and address specific problems of the concerned group of citizens. A National Human
Rights Commission (NHRC) and similar commissions at the State level also exist to
facilitate the monitoring of human rights situation within the country. The NHRC at the
national level has the power to inquire, suo motu or on a petition presented to it by a
victim or any person on his behalf, into complaint of: (i) violation of human rights or
abetment or (ii) negligence in the prevention of such violation by a public servant. It
also has the power to review the safeguards provided by or under the Constitution or
any law in force for the protection of human rights, study treaties and other international
instruments on human rights and make recommendations for their effective
implementation. Some of the more important cases taken up by the NHRC involve those
related to food related starvation deaths, use of bonded and child labour, rights of
mentally ill persons and rights of communities affected by ethnic and communal riots
and disturbances.
The application of the right to development in India mainly reflects a legal argument
for the protection of minority rights, such as women’s rights, Dalit rights and Adivasi
rights in cases on affirmative action in education, land acquisition and labour rights.
For instance, in a judgment on the constitutionality of customary law in Bihar in 1996,
which had until then excluded tribal women from the inheritance of property, the right
to development was used to argue for an amendment of the discriminatory law ‘…to
ensure that women have an active role in the development process. Appropriate
economic and social reforms should be carried out with a view to eradicate all social
injustice’ (Madhu Kishwar vs. State of Bihar). There is, however, a risk of misuse
involved as exemplified by a judgment in 2010 on the land acquisition for the
construction of the Yamuna Expressway. There it was argued that ‘…the scales of
justice must tilt towards the right to development of the millions who will be benefited
from the road and the development of the area, as against the human rights of 35
petitioners therein…’ (Nand Kishore vs. State of U.P.). In my mind, this interpretation,
uses the right to development for a utilitarian legal argument to justify human rights
restrictions.
Sustainable Development and Indian Judiciary
Meaning: Right to wholesome environment is a fundamental right protected under
Article 21 of the Constitution of India. But the question is, can the environment be
protected at present times when almost all the countries in South-East Asia are still at
their developing stages? Development comes through industrialization, which in turn
the main factor behind the degradation of environment. To resolve the issue, the experts
worldwide have come up with a doctrine called 'Sustainable Development', i.e. there
must be balance between between development and ecology.
Origin of the doctrine: The concept of 'Sustainable Development' is not a new concept.
The doctrine had come to be known as early as in 1972 in the Stockholm declaration.
It had been stated in the declaration that: " Man has the fundamental right to freedom,
equality and adequate conditions of life, in an environment of a quality that permits a
life of dignity and wellbeing and he bears a solemn responsibility to protect and improve
the environment for present and future generation. " But the concept was given a
definite shape in a report by world commission on environment, which was known as '
our common future'. The commission, which was chaired by the then Norway Prime
Minister, Ms. G.H. Brundtland defined 'Sustainable Development' as: Development
that meets the needs of the present without compromising the ability of the future
generations to meet their own needs.
The report was popularly known as 'Brundtland report' the concept had been further
discussed under agenda 21 of UN conference on environment and development held in
June 1992 at Rio de Janeiro, Brazil.
Various principles of 'Sustainable Development':
Some of the basic principles of 'Sustainable Development' as described in 'Brundtland
report' are as follows: -
a) Inter-Generational Equity: The principle talks about the right of every generation
to get benefit from the natural resources. Principle 3 of the Rio declaration states that:
"The right to development must be fulfilled so as to equitably meet developmental and
environmental needs of present and future generations.
"The main object behind the principle is to ensure that the present generation should
not abuse the non-renewable resources so as to deprive the future generation of its
benefit.
b) The Precautionary Principle: This principle has widely been recognized as the
most important principle of 'Sustainable Development'. Principle 15 the Rio declaration
states that: "In order to protect the environment, the precautionary approach shall be
widely applied by States according to their capabilities. Where there are threats of
serious or irreversible damage, lack of full scientific certainty shall not be used as a
reason for postponing cost-effective measures to prevent environmental degradation."
In other words it means:
1) Environmental measures by the state government and the local authority must
anticipate, prevent and attack the causes of environmental degradation.
2) Where there are threats of serious and irreversible damage, lack of scientific certainty
should not used as a reason for postponing measures to prevent environmental
degradation.
3) The 'onus of proof' is on the actor or the developer to proof that his action is
environmentally benign.
c) Polluter Pays Principle
Principle 16 of the Rio declaration states that:
National authorities should endeavor to promote the internalization of environmental
costs and the use of economic instruments, taking into account the approach that the
polluter should, in principle, bear the cost of pollution, with due regard to the public
interest and without distorting international trade and investment.
It is quite obvious that the object of the above principle was to make the polluter liable
not only for the compensation to the victims but also for the cost of restoring of
environmental degradation. Once the actor is proved to be guilty, he is liable to
compensate for his act irrelevant of the fact that whether he's involved in development
process or not.
Role of judiciary: Judiciary in India, more precisely, the Supreme Court and the High
Courts has played an important role in preserving the doctrine of ' Sustainable
Development '. Parliament has enacted various laws to deal with the problems of
environmental degradation. In such a situation, the superior courts have played a pivotal
role in interpreting those laws to suit the doctrine of ' Sustainable Development'.
It is worthwhile to mention here that principle 10 of Rio declaration, 1992 states that
"Environmental issues are best handled with participation of all concerned citizens, at
the relevant level. At the national level, each individual shall have appropriate access
to information concerning the environment that is held by public authorities, including
information on hazardous materials and activities.
In their communities, and the opportunity to participate in decision-making processes.
States shall facilitate and encourage public awareness and participation by making
information widely available. Effective access to judicial and administrative
proceedings, including redress and remedy, shall be provided."
It is also to be remembered that most of the environmental cases have come before the
court through PIL (public interest litigation) either under Article 32 or under 226of the
constitution.
The first case on which the apex court had applied the doctrine of ' Sustainable
Development' was Vellore Citizen Welfare Forum vs. Union of India. In the instant case,
dispute arose over some tanneries in the state of Tamil Nadu. These tanneries were
discharging effluents in the river Palar, which was the main source of drinking water in
the State. The Hon'ble Supreme Court held that:
We have no hesitation in holding that the precautionary principle and polluter pays
principle are part of the environmental law of India
The court also held that: Remediation of the damaged environment is part of the process
of 'Sustainable Development' and as such polluter is liable to pay the cost to the
individual sufferers as well as the cost of reversing the damaged ecology.
But before Vellore Citizen's case, the Supreme Court has in many cases tried to keep
the balance between ecology and development. In Rural Litigation and Entitlement
Kendra Dehradun vs. State of Uttar Pradesh, which was also known as Doon valley
case, dispute arose over mining in the hilly areas. The Supreme Court after much
investigation ordered the stopping of mining work and held that:
This would undoubtedly cause hardship to them, but it is a price that has to be paid for
protecting and safeguarding the right of the people to live in healthy environment with
minimal disturbance of ecological balance and without avoidable hazard to them and to
their cattle, homes and agricultural land and undue affection of air, water and
environment."
However, in 1991, in the Rural Litigation and Entitlement Kendra vs. State of U.P. the
Supreme Court allowed a mine to operate until the expiry of lease as exceptional case
on condition that land taken on lease would be subjected to afforestation by the
developer. But as soon as the notice was brought before the court that they have
breached the condition and mining was done in most unscientific way, the Supreme
Court directed the lessee to pay a compensation of three lacs to the fund of the
monitoring committee. This has been directed on the principle of 'polluter pays'.
Likewise, various forests have also been protected. In a landmark case Tarun Bhagat
Singh vs. Union of India, the petitioner through a PIL brought to the notice of the
Supreme Court that the state government of Rajasthan though empowered to make rules
to protect environment, failed to do so and in contrary allowed mining work to continue
within the forest area. Consequently, the Supreme Court issued directions that no
mining work or operation could be continued within the protected area.
But it would be unwise to hold that the courts always favour environment without
giving any significance to the development aspect when dispute arises between
environment and development.
In M.C.Mehta vs. Union of India, (Oleum Gas Leak Case) the Supreme Court issued
directions towards the closing of mechanical stone crushing activities in and around
Delhi, which was declared by WHO as the third most polluted city in the world.
However, it realised the importance of stone crushing and issued directions for
allotment of sites in the new 'crushing zone' set up at village Pali in the state of Haryana.
Thus it is quite obvious that the courts give equal importance to both ecology and
development while dealing with the cases of environmental degradation.
Conclusion: environment and development are two sides of the same coin. Any one of
these cannot be sacrificed for the other. On contrary, both are equally important for our
better future. Thus, the responsibility lies on the Supreme Court and the various High
Courts to deal with these cases with caution of high degree. Then only, we will achieve
our goal i.e. to secure a pollution free developed country for our next generation