Vacuum Tubes: A Historical Overview
Vacuum Tubes: A Historical Overview
Back in 1904, British scientist John Ambrose Fleming first showed his device to convert an
alternating current signal into direct current. The "Fleming diode" was based on an effect
that Thomas Edison had first discovered in 1880, and had not put to useful work at the time.
This diode essentially consisted of an incandescent light bulb with an extra electrode inside.
When the bulb's filament is heated white-hot, electrons are boiled off its surface and into the
vacuum inside the bulb. If the extra electrode (also called a "plate" or "anode") is made
more positive than the hot filament, a direct current flows through the vacuum. And since
the extra electrode is cold and the filament is hot, this current can only flow from the
filament to the electrode, not the other way. So, AC signals can be converted into DC.
Fleming's diode was first used as a sensitive detector of the weak signals produced by the
new wireless telegraph. Later (and to this day), the diode vacuum tube was used to convert
AC into DC in power supplies for electronic equipment.
Many other inventors tried to improve the Fleming diode, most without success. The only
one who succeeded was New York inventor Lee de Forest. In 1907 he patented a bulb with
the same contents as the Fleming diode, except for an added electrode. This "grid" was a
bent wire between the plate and filament. de Forest discovered that if he applied the signal
from the wireless-telegraph antenna to the grid instead of the filament, he could obtain a
much more sensitive detector of the signal. In fact, the grid was changing ("modulating") the
current flowing from the filament to the plate. This device, the Audion, was the first
successful electronic amplifier. It was the genesis of today's huge electronics industry.
Between 1907 and the 1960s, a staggering array of different tube families was developed,
most derived from de Forest's invention. With a very few exceptions, most of the tube types
in use today were developed in the 1950s or 1960s. One obvious exception is the 300B
triode, which was first introduced by Western Electric in 1935. Svetlana's SV300B version,
plus many other brands, continues to be very popular with audiophiles around the world.
Various tubes were developed for radio, television, RF power, radar, computers, and
specialized applications. The vast majority of these tubes have been replaced by
semiconductors, leaving only a few types in regular manufacture and use. Before we
discuss these remaining applications, let's talk about the structure of modern tubes.
INSIDE A TUBE
All modern vacuum tubes are based on the concept of the Audion--a heated "cathode" boils
off electrons into a vacuum; they pass through a grid (or many grids), which control the
electron current; the electrons then strike the anode (plate) and are absorbed. By designing
the cathode, grid(s) and plate properly, the tube will make a small AC signal voltage into a
larger AC voltage, thus amplifying it. (By comparison, today's transistor makes use of
electric fields in a crystal which has been specially processed--a much less obvious kind of
amplifier, though much more important in today's world.)
Figure 3 (Inside a miniature tube) shows a typical modern vacuum tube. It is a glass bulb
with wires passing through its bottom, and connecting to the various electrodes inside.
Before the bulb is sealed, a powerful vacuum pump sucks all the air and gases out. This
requires special pumps which can make very "hard" vacuums. To make a good tube, the
pump must make a vacuum with no more than a millionth of the air pressure at sea level
(one μTorr, in official technical jargon). The "harder" the vacuum, the better the tube will
work and the longer it will last. Making an extremely hard vacuum in a tube is a lengthy
process, so most modern tubes compromise at a level of vacuum that is adequate for the
tube's application.
A. Cathode
Today, nearly all tubes use one of two different kinds of cathode to generate electrons.
1) The thoriated filament: it is just a tungsten filament, much like that in a light bulb, except
that a tiny amount of the rare metal THORIUM was added to the tungsten. When the
filament is heated white-hot (about 2400° C), the thorium moves to the outer surface of it
and emits electrons. The filament with thorium is a much better maker of electrons than the
plain tungsten filament by itself. Nearly all big power tubes used in radio transmitters use
thoriated filaments, as do some glass tubes used in hi-fi amps. The thoriated filament can
last a VERY long time, and is very resistant to high voltages.
B. Plate (anode)
The plate, or anode, is the electrode that the output signal appears on. Because the plate
has to accept the electron flow, it can get hot, especially in power tubes. So it is specially
designed to cool itself off, either by radiating heat through the glass envelope (if it's a glass
tube), or by forced-air or liquid cooling (in bigger metal-ceramic tubes). Some tubes use a
plate made of graphite, because it tolerates high temperatures and because it emits very
few secondary electrons, which can overheat the tube's grid and cause failure. See "H--the
getter" below for more about the graphite plate.
C. Control Grid
A tube with only one grid is a TRIODE. The most widely used small triode, the 12AX7, is a
dual triode which has become the standard small-signal amplifier in guitar amps. Other
small glass triodes used in audio equipment include the 6N1P, 6DJ8/6922, 12AT7, 12AU7,
6CG7, 12BH7, 6SN7 and 6SL7.
The EL34, EL84, SV83 and EF86 are true pentodes. The EL34 is widely used in guitar and
high-end amplifiers as the power output tube. The smaller EL84 is seen in lower-cost guitar
amps. The SV83 is used in a few high-end and guitar amps, while the EF86 is used as a
low-noise preamp in guitar amps and professional audio equipment. One of the few large
high-power pentodes is the 5CX1500B, often seen in radio transmitters.
There were tubes with more than three grids. The pentagrid converter tube, which had five
grids, was widely used as the front-end frequency converter in radio receivers. Such tubes
are no longer in production, having been fully replaced by semiconductors.
F. Audio Beam Tetrode
This is a special kind of beam tetrode, with a pair of "beam plates" to constrain the electron
beam to a narrow ribbon on either side of the cathode. Also, the control and screen grids
have their wire turns aligned, much like the large ceramic tetrodes (above). Unlike the
ceramic tetrodes, the grids are at a critical distance from the cathode, producing a "virtual
cathode" effect. All this adds up to greater efficiency and lower distortion than a regular
tetrode or pentode. The first popular beam tetrode was the RCA 6L6, introduced in 1936.
Beam tetrodes still made today include the SV6L6GC and SV6550C; the former is most
popular in guitar amplifiers, while the latter is the most common power tube in modern high-
end audio amplifiers for the home. Today this design is seen only in glass tubes used in
audio amplifiers, not in ceramic power tubes.
An oxide-coated cathode can't heat itself, and it has to be hot to emit electrons. So, a wire
filament heater is inserted within the cathode. This heater has to be coated with an
electrical insulation that won't burn up at the high temperatures, so it is coated with
powdered aluminum oxide. This is an occasional cause of failure in such tubes; the coating
rubs off or cracks, so the heater can touch the cathode. This can prevent normal operation
of the tube. And if the heater is running from AC power, it can put some of the AC signal
into the amplifier's output, making it unusable in some applications. Good-quality tubes
have very rugged and reliable heater coatings.
H. The getter
We want a good, hard vacuum inside a tube, or it will not work properly. And we want that
vacuum to last as long as possible. Sometimes, very small leaks can appear in a tube
envelope (often around the electrical connections in the bottom). Or, the tube may not have
been fully "degassed" on the vacuum pump at the factory, so there may be some stray air
inside. The "getter" is designed to remove some stray gas.
The getter in most glass tubes is a small cup or holder, containing a bit of a metal that
reacts with oxygen strongly and absorbs it. (In most modern glass tubes, the getter metal is
barium, which oxidizes VERY easily when it is pure.) When the tube is pumped out and
sealed, the last step in processing is to "fire" the getter, producing a "getter flash" inside the
tube envelope. That is the silvery patch you see on the inside of a glass tube. It is a
guarantee that the tube has good vacuum. If the seal on the tube fails, the getter flash will
turn white (because it turns into barium oxide).
There have been rumors that dark spots on getters indicate a tube which is used. This is
NOT TRUE. Sometimes, the getter flash is not perfectly uniform, and a discolored or clear
spot can occur. The tube is still good and will give full lifetime. THE ONLY RELIABLE WAY
TO DETERMINE THE HEALTH OF A TUBE IS TO TEST IT ELECTRICALLY.
Glass power tubes often do not have flashed getters. Instead, they use a metal getter
device, usually coated with zirconium or titanium which has been purified to allow oxidation.
These getters work best when the tube is very hot, which is how such tubes are designed to
be used. The Svetlana 812A and SV811 use such getters.
The most powerful glass tubes have graphite plates. Graphite is heat-resistant (in fact, it
can operate with a dull red glow for a long time without failing). Graphite is not prone to
secondary emission, as noted above. And, the hot graphite plate will tend to react with, and
absorb, any free oxygen in the tube. The Svetlana SV572 series and 572B use graphite
plates coated with purified titanium, a combination which gives excellent gettering action. A
graphite plate is much more expensive to make than a metal plate of the same size, so it is
only used when maximum power capability is needed. Large ceramic tubes use zirconium
getters. Since you can't see a "flash" with such tubes, the state of the tube's vacuum has to
be determined by electrical means (sometimes by metering the grid current).
• First comes vacuum pumping; while the pump runs, an RF induction coil is placed
over the tube assembly and all the metal parts are heated. This helps remove stray
gases trapped in the parts, and also activates the cathode coating.
• After 30 minutes or more (depending on the tube type and the vacuum desired), the
tube is automatically lifted up and a small flame seals its exhaust tubing.
• The turntable rotates, and there may follow an electrical "break-in" period where the
tube is put through a series of operational stresses, such as higher-than-rated heater
voltages.
• Then the tube is rotated to the getter-flash station, where a combination of RF
induction heating and/or high-voltage discharge flashes the barium getter.
• Finally the tube is removed, the base wiring is attached to the external base (if it is
an octal base type) with special heat-resistant cement, and the finished tube is ready
for aging in a burn-in rack. If the tube meets a set of operational specs in a special
tester, it is marked and shipped.
J. Metal-ceramic power grid types:
If you want to control a LOT of power, a fragile glass tube is more difficult to use. So, really
big tubes today are made entirely of ceramic insulators and metal electrodes. Otherwise,
they are much the same inside as small glass tubes--a hot cathode, a grid or grids, and a
plate, with a vacuum in-between.
In these big tubes, the plate is also part of the tube's outer envelope. Since the plate carries
the full tube current and has to dissipate a lot of heat, it is made with either a heat radiator
through which lots of cooling air is blown, or it has a jacket through which water or some
other liquid is pumped to cool it. The air-cooled tubes are often used in radio transmitters,
while the liquid-cooled tubes are used to make radio energy for heating things in heavy
industrial equipment. Such tubes are used as "RF induction heaters", to make all kinds of
products--even other tubes.
Ceramic tubes are made with different equipment than glass tubes, although the processes
are similar. The exhaust tubing is soft metal rather than glass, and it is usually swaged shut
with a hydraulic press. All the equipment for exhausting and conditioning the tube is much
larger, since there is more volume to exhaust, and the large metal parts require more
aggressive induction heating. The ceramic parts are usually ring-shaped and have metal
seals brazed to their edges; these are attached to their mating metal parts by welding or
brazing.
A. High-power RF applications
Many big radio stations continue to use big power tubes, especially for power levels above
10,000 watts and for frequencies above 50 MHz. High-power UHF TV stations and large
FM broadcast stations are almost exclusively powered by tubes. The reason is cost and
efficiency--only at low frequencies are transistors more efficient and less expensive than
tubes.
This equation becomes even more pronounced at microwave frequencies. Nearly all
commercial communication satellites use a traveling-wave tube for their "downlink" power
amplifiers. The "uplink" ground stations also use TWTs. And for high power outputs, the
tube seems to reign unchallenged. Exotic transistors still are used only for small-signal
amplification and for power outputs of less than 40 watts, even after considerable advances
in the technology. The low cost of RF power generated by tubes has kept them
economically viable, in the face of advancing science.
B. Guitar amps
In general, only very low-cost guitar amplifiers (and a few specialized professional models)
are predominantly solid-state. We have estimated that at least 80% of the market for high-
ticket guitar amps insists on all-tube or hybrid models. Especially popular with serious
professional musicians are modern versions of classic Fender, Marshall and Vox models
from the 1950s and 1960s. This business is thought to represent at least $100 million
worldwide as of 1997.
Why tube amplifiers? It's the tone that musicians want. The amplifier and speaker become
part of the musical instrument. The peculiar distortion and speaker-damping characteristics
of a beam-tetrode or pentode amp, with an output transformer to match the speaker load, is
unique and difficult to simulate with solid-state devices, unless very complex topologies or a
digital signal processor are used. These methods apparently have not been successful;
professional guitarists keep returning to tube amplifiers.
Even the wildest rock musicians seem to be very conservative about the actual equipment
they use to make their music. And their preferences keep specifying the proven technology
of vacuum tubes.
C. Professional audio
The recording studio is somewhat influenced by the prevalence of tube guitar amps in the
hands of musicians. Also, classic condenser microphones, microphone preamplifiers,
limiters, equalizers and other devices have become valuable collectibles, as various
recording engineers discover the value of tube equipment in obtaining special sound
effects. The result has been huge growth in the sales and advertising of tube- equipped
audio processors for recording use. Although still a minor movement within the multi-billion-
dollar recording industry, tubed recording-studio equipment probably enjoys double-digit
sales growth today.
D. High-end audio
At its low point in the early 1970s, the sales of tube hi-fi equipment were barely detectable
against the bulk of the consumer-electronics boom. Yet even in spite of the closure of
American and European tube factories thereafter, since 1985 the sales of "high-end" audio
components have boomed. And right along with them have boomed the sales of vacuum-
tube audio equipment for home use. The use of tubes in this regime has been very
controversial in engineering circles, yet the demand for tube hi-fi equipment continues to
grow.
USING TUBES
A. Bias
Bias is a negative voltage applied to a power tube's control grid, to set the amount of idle
current the tube draws. It is important to bias a tube to stay within its rated dissipation.
Otherwise, you DO NOT need to worry about small deviances from the manufacturer's
recommendations. Many times we have customers asking us things like, "I replaced the
tubes, the old tubes ran at 35 mA, the new ones run at 38 mA. I'm worried that I have to
rebias the amp." This is NOT worth worrying about. Especially with guitar amps--they tend
to run their tubes at idle conditions which are conservative. Some high-end audio amps run
their power tubes quite hard--in that case, rebiasing is necessary. Many amps have no bias
adjustments at all, and are designed so that you do not need to concern yourself with bias.
This includes most Mesa-Boogie guitar amps, most amps using EL84s, and many single-
ended triode hi-fi amps. See our Technical Bulletin #7 for more information on biasing guitar
amps. We suggest that users consult with the equipment manufacturer, if possible.
Practically speaking, you should only replace tubes in an audio amplifier when you start to
notice changes in the sound quality. Usually the tone will become "dull", and transients will
seem to be blunted. Also, the gain of the amplifier will decrease noticeably. This is usually
enough of a warning for tube replacement. If the user has very stringent requirements for
observing tube weakening, the best way to check tubes is with a proper mutual-
conductance-style tube tester. These are still available on the used market; though new
ones have not been manufactured in many years. One tester is being manufactured today,
the Maxi-Matcher. It is suitable for testing 6L6, EL34, 6550 and EL84 types. If you cannot
get your own tube tester, speak to a service technician for his recommendations. See our
cathode section 2A above for some idea of typical lifetimes for tubes.
Large ceramic power tubes are usually operated in equipment that has metering of the
plate current or power output. When the tube cannot reach the rated plate current or power
output for the equipment, the tube is usually considered to be at the end of its normal life.
The operating manual should give a more complete procedure for estimating the health of
the tube.
Glass tubes have visible glow inside them. Most audio types use oxide-coated cathodes,
which glow a cheery warm orange color. And thoriated-filament tubes, such as the SV811
and SV572 triodes, show both a white-hot glow from their filaments and (in some amplifiers)
a slight orange glow from their plates. All of these are normal effects. Some newcomers
to the tube-audio world have also noticed that some of their tubes emit a bluish- colored
glow. There are TWO causes for this glow in audio power tubes; one of them is normal and
harmless, the other occurs only in a bad audio tube.
• 1) Most Svetlana glass power tubes show FLUORESCENCE GLOW. This is a very
deep blue color. It can appear wherever the electrons from the cathode can strike a
solid object. It is caused by minor impurities, such as cobalt, in the object. The fast-
moving electrons strike the impurity molecules, excite them, and produce photons of
light of a characteristic color. This is usually observed on the interior of the plate, on
the surface of the mica spacers, or on the inside of the glass envelope. THIS GLOW
IS HARMLESS. It is normal and does not indicate a tube failure. Enjoy it. Many
people feel it improves the appearance of the tube while in operation.
• 2) Occasionally a tube will develop a small leak. When air gets into the tube, AND
when the high plate voltage is applied, the air molecules can ionize. The glow of
ionized air is quite different from the fluorescence glow above--ionized air is a strong
purple color, almost pink. This color usually appears INSIDE the plate of the tube
(though not always). It does not cling to surfaces, like fluorescence, but appears in
the spaces BETWEEN elements. A tube showing this glow should be replaced right
away, since the gas can cause the plate current to run away and (possibly) damage
the amplifier.
•
PLEASE NOTE: some older hi-fi and guitar amplifiers, and a very few modern amplifiers,
use special tubes that DEPEND on ionized gas for their normal operation.
• -Some amps use mercury vapor rectifiers, such as types 83, 816, 866 or 872. These
tubes glow a strong blue-purple color in normal use. They turn AC power into DC to
run the other tubes.
-And occasionally, vintage and modern amplifiers use gas-discharge regulator tubes,
such as types 0A2, 0B2, 0C2, 0A3, 0B3, 0C3 or 0D3.
These tubes rely on ionized gas to control a voltage tightly, and normally glow either blue-
purple or pink when in normal operation. If you are unsure if these special tubes are used in
your amplifier, consult with an experienced technician before replacing them.
ALSO NOTE: these light sources cannot be seen in metal-ceramic tubes, because their
parts are opaque. As we said above, it is difficult to tell if a ceramic tube has become gassy.
Usually, in a large radio transmitter, a gassy tube will arc over internally. (This does not
damage the transmitter. It has protective circuits.) The equipment operating manual should
give more information on this.
D. What is Class A, B, AB, ultralinear, etc?
1. Class A means that the power tube conducts the same amount of current all the time,
whether idling or producing full power. Class A is very inefficient with electricity but usually
gives very low distortion.
• There are single-ended class-A, or SE, amplifiers. They use one or more tubes in
parallel, which are all in phase with each other. This is commonly used in smaller
guitar amps and in exotic high-end amplifiers. Many audiophiles prefer the SE
amplifier, even though it has relatively high levels of even-order distortion. Most
300B high-end amplifiers are SE. Negative feedback, which can be used to decrease
the distortion of an amplifier, is felt by some people to sound inferior. Most SE amps
have no feedback.
• Push-pull class-A amplifiers also exist--they use two, four or more tubes (always in
pairs) which are driven in opposite phase to each other. This cancels out the even-
order distortion and gives very clean sound. An example of a class-A push-pull
amplifier is the Vox AC-30 guitar amp. Push-pull Class A operation usually involves
low plate voltages and high plate currents, compared to Class AB operation below.
The high currents might tend to wear out the tube cathodes faster than in an AB
amplifier.
• There are two kinds of class-A operation, which can apply to single-ended or push-
pull.
--Class A1 means that the grid voltage is always more negative than the cathode voltage.
This gives the greatest possible linearity and is used with triodes such as the SV300B, and
with audio beam tetrodes and pentodes.
--Class A2 means that the grid is driven MORE POSITIVE than the cathode for part or all
of the waveform. This means the grid will draw current from the cathode and heat up. A2 is
not often used with beam tetrodes, pentodes or triodes like the SV300B, especially in audio.
Usually a class-A2 amplifier will use tubes with special rugged grids, such as the SV811
and SV572 series of triodes. Class A2 also requires a special driver circuit that can supply
power to the grid.
2. Class AB applies only to push-pull amplifiers. It means that when one tube's grid is
driven until its plate current cuts off (stops) completely, the other tube takes over and
handles the power output. This gives greater efficiency than Class A. It also results in
increased distortion, unless the amplifier is carefully designed and uses some negative
feedback. There are class-AB1 and class-AB2 amplifiers; the differences are the same as
were explained above--the tube's grids are not (AB1) or are (AB2) driven positive.
E. Why are different kinds of power supplies used in various tube amplifiers? Why do
some use tube amplifiers? Why do some use tube rectifiers, while others use solid-
state rectifiers, while still others have electronic regulation?
Tube rectifiers are still used in power supplies of some guitar amps, because the current a
tube rectifier can produce varies somewhat with the load. It is quite different in response
from a solid-state rectifier. Many audiophiles also prefer this classic design for much the
same reasons. Also, inexpensive solid-state rectifiers can put "hash" into a power supply,
because of their slow transient capability while charging and recharging a filter capacitor
50/60 times a second. Special high-speed silicon rectifiers are available at high cost. They
are rarely used in products other than a few high-end amplifiers. Tube rectifiers have faster
transient response than most solid-state rectifiers, also making them useful in some high-
end designs.
Regulated DC plate power can be very helpful in a push-pull Class AB amplifier. Because
the amp draws greatly different current when at idle and when delivering full power, a
regulated supply "sags" less at full power, producing better transient response in the
amplifier. It is expensive to regulate the high voltages in a tube amplifier, so it is done only
in expensive top-line models. Class A amplifiers have less need for regulation since they
draw nearly the same DC power at all times. It is dependent on the circuit design. The only
way to see if you need an amplifier with a regulated supply is to listen to it and carefully
compare it with similar amps with unregulated supplies. Regulation is almost never used in
guitar amps, since the DC power "sag" causes some signal compression, which is
considered part of the desired sound effect inherent to a guitar amp.
F. What are the advantages of an OTL amplifier over a conventional one with an
output transformer? Should I get an OTL? What about its reliability issues?
Parallel feed and shunt feed are the same technique. Basically, a choke is used to load the
power tube (usually one, in SE mode), while the output transformer is coupled to the plate
of the tube through a capacitor. So, the plate current of the tube does not flow through the
output transformer. This can be a very expensive technique to implement, since the choke
must be as carefully wound as the output transformer. It does offer a possible performance
improvement. You should try to audition a parallel-feed high-end amp before buying it. This
technique is considered too expensive for use in guitar amps.
SRPP circuits and mu-follower circuits are special designs which use a lower tube (for
gain), and an upper tube which serves as the plate load for the lower tube. The upper tube
also acts as both a cathode follower and as a constant-current source for the lower tube. If
properly designed, either circuit can offer improved performance over an ordinary resistor-
loaded tube stage. These circuits are used only in preamp stages and in the driver stages
of power amps, usually SE types, in high-end audio. If you want to build your own, see
Technical Bulletin 27 for a good-quality mu-follower circuit that can be used as a line stage
preamp or a power-amp driver.
-If you want to learn more about tube materials and processes, the American Institute of
Physics currently publishes two classic books that are chock-full of advanced information:
HANDBOOK OF MATERIALS AND TECHNIQUES FOR VACUUM DEVICES, by Walter
Kohl (ISBN 1-56396-387-6); and HANDBOOK OF ELECTRON TUBE AND VACUUM
TECHNIQUES, by Fred Rosebury (ISBN 1-56396-121-0).