ISSN: 2171-6315
Volume 3 - 2013
Editor:
Jaime Almansa Sánchez
www.arqueologiapublica.es
AP:
Online Journal in Public Archaeology
AP: Online Journal in Public Archaeology is edited by JAS Arqueología S.L.U.
AP: Online Journal in Public Archaeology
Volume 3 - 2013 p. 148-154
REVIEWS
Alicia TORIJA
Archaeologist
Negotiation Basics for
Cultural Resource Management
[Nicholas Dorochoff]
Left Coast Press
ISBN: 978-1-59874-095-0
133 pages
“Conlict is the gadly of thought. It stirs us to observation
and memory. It instigates invention. It shocks us out of
sheep-like passivity, and sets us at noting and contriving…
conlict is a sine qua non of relection and ingenuity.”
John Dewey (1922)
Summary:
Anyone in the cultural resource management world will tell you that much
of the job is successfully negotiating consensus on a course of action
between various stakeholders. Brief, practical, and geared speciically for
cultural resource managers, consultants, and other interested parties,
the author slices the negotiation process into its various component
parts and steps. In a workshop fashion, Dorochoff takes the reader
through the negotiation process, showing where conlicts can arise,
how they can be solved, and how a clear understanding of negotiation
strategies can lead to successful resolutions. (back cover)
Alicia TORIJA - Review: Negotiation basics for CRM - 149
As Nicholas Dorochoff himself suggests in the introduction to his
book Negotiation Basics for Cultural Resource Managers, archaeologists
and preservationists are fatally uninformed and uninterested in
negotiation. Dorochoff, who has a long corporate background, did
not get involved in preservation until his forties. This background is
not only manifest in the style and content of his short work; it is the
very reason why he wrote it in the irst place. It became clear to him,
he argues, that preservationists tend to take “an ‘us-versus-them’
approach and […] they would rather not engage at all rather than
attempt to work together with those whose values differed from their
own.” (p. 7) The result of this approach is much more harmful than
helpful to their goals, and prevents them from saving countless sites
that could be saved with even elementary knowledge or interest in
negotiation. The aim of his project then, is to rectify this situation.
The book is a summary of relevant business negotiation basics aimed
speciically at preservationists, attempting to introduce the latter to
the tactics and procedures that would allow them to argue their cases
in business terms. Since negotiation is a large part of preservation,
this book ills an important niche that - in spite of this work - remains
largely untouched.
In his approach to negotiation, Dorochoff places heavy emphasis
on preparation, organisation and communication. He separates the
procedure into ive clearly deined stages, the irst of which, what he calls
investigation and preparation, takes place before any actual discussion
begins (second stage). The remaining three phases of connection,
interaction, and integration occur once the irst two stages have been
accomplished, and the talks begin. He also identiies six “negotiation
contexts” most commonly encountered by resource managers, which
he organises as well into a neat grid based on the level of formality and
the need for agreement: Number of parties, Communication method,
Communication mode, Need for agreement, Nature of the resolution,
Negotiation type. Public hearings, consultations and contracts are all
very formal contexts for negotiation, but have an increasing need
for agreement, with contracts being the most demanding of all.
Unstructured and persuasive writing tend to be rather informal, but
while the latter requires little to no agreement the former generally
does. The bulk of the monograph (i.e., chapters three to seven) is
taken up by examining chapter to chapter each negotiation stage in
detail, and assessing how they apply individually to each of the six
negotiation contexts listed above. The chapters are introduced with
deinitions, and include real examples of negotiations in preservation
and cultural resource management.
Alicia TORIJA - Review: Negotiation basics for CRM - 150
Just as each chapter begins by deining the stage it is outlining,
the second chapter introduces the chapters to come with a deinition.
“Negotiation is communication that allows two or more parties with
differing goals to arrive at a resolution” (p. 16). The author comes
back to this description nearly in every chapter, often more than once.
If Dorochoff’s need for deinition and order is not obvious to the reader
at this stage, it becomes clear as the book progresses. Each stage has
its unique purpose and structure, often involving a model or a number
of distinct points to be addressed. In chapter three, for example, which
focuses on identifying the goals and motivations of all negotiating parties,
Dorochoff lists three motivation types: There are those motivated by
power who are generally uninterested in maintaining relationships or
making concessions; those who are motivated by achievement and will
thus be willing to make enough concessions, at least as far as this will
allow them to move their goals forward; and those who are motivated
by afiliation and are most interested in maintaining networks and
connections, therefore making the most concessions. He also returns
to these variations often in the chapters that follow.
Reading between the lines, Dorochoff clearly gives the impression
of taking negotiation very seriously and giving much importance to
formalities. He not only suggests that it is unwise to stray from the
procedure or the considerations he lists, but also asserts that it is
necessary to adhere to them completely. In chapter six, he introduces a
“problem solving cycle”, which illustrates the circular path a negotiation
usually follows. In black and white he lists that during communication
both parties should review the situation, reconsider their goals, reine
their positions, present and discuss them, and begin the cycle again,
ad ininitum, until an agreement is reached. In chapter eight, which
discusses roadblocks, he asserts his view that every time a negotiation
breaks down, one of the steps in this problem solving cycle is neglected.
Usually, he argues, negotiation breakdown is the result of a failure of
communication. If it is the result of an “output problem,” that is “one
of the parties is either incapable of adjusting their position or simply
refuses to do so” (p. 102), new goals and concessions must be brought
to the table or one of the parties has to walk away. For Dorochoff, it
seems to be as simple as that.
The author presents a very organized and easy to follow guide to
negotiating preservation and resource management. The book reads
very much like a textbook, and is indeed intended to be read as such.
No prior knowledge of the subject is required from the reader, and the
Alicia TORIJA - Review: Negotiation basics for CRM - 151
rigidly deined formula for negotiation presented can be taken as a
guideline for beginners. Many of the points may seem rudimentary seems obvious to say that the way in which information is presented is
crucial for success - and many indeed are, but considering the stages
and the steps involved in them does encourage one to take negotiation
more seriously. In this way, Dorochoff does achieve his goal. In
presenting the basics of the negotiation procedure, to which many
of his intended audience’s negotiation counterparts adhere, especially
those somewhat allergic to the business aspect of communication, he
gives them the opportunity to communicate on their terms.
Dorochoff’s work is, overall, a good resource for beginners in
cultural resource management. However, its rigidly outlined method
and sometimes obvious advice may not appeal to more seasoned
preservationists. Many might enjoy the same beneit from reading an
article-length version of the monograph and ind many of the expanded
explanations unnecessary. For such readers, however, the organization
and headings of the book make reading through the main points easy
and painless. The extensive bibliography is also a useful resource, no
matter the reader’s experience. Just as well organized as the main body
of the book, the bibliography gives a wide range of sources in cultural
resource management, various aspects of business communication
and the negotiation process, as well as strategies and tactics that
preservationists will ind useful. In this way, Negotiation Basics can be
useful to experienced and inexperienced negotiators alike, and, all in
all, achieves its goals well.
Nevertheless, the text is missing an explanation of why culture needs
different negotiating strategies. As recorded in his text, Kiram points
out: “The behaviors that negotiators from a culture characteristically
use to enact a negotiation strategy are related to other features of that
culture including its values and norms. The following features of culture
seem to be related to the variability in negotiation strategy across
cultures: Individualism Vs Collectivism; Egalitarianism Vs Hierarchy;
Low-Context Vs High-Context Communications”. (Kiram, 2005) In that
sense, the work of Salacuse (1998) is very telling, the author asked
310 people to participate in a survey asking them to rate their trading
style analyzing ten factors of the process. Its aim was to assess the
effects of their origin (8 different occupations, and 12 countries) on
its strategy when starting a negotiation. “Various cultures differed on
the interpretation of what constitutes a deal. To some, the deal is the
contract that will be relied upon when new situations should arise.
Alicia TORIJA - Review: Negotiation basics for CRM - 152
Other culture groups view the contract as an instrument that outlines
general principles versus detailed rules” (Horst, 2007, 25) Although it
may be considered that the sample in the experiment is small, it can be
concluded that each actor in a negotiation process leading to their own
frames of reference are those of culture, character, interests, gender,
etc. The study demonstrates that in some culture the negotiating
process is meant only as a battle to win, while others include a priori
rule that combines losing and winning as the process route.
Although some of the examples in the text refer to heritage, this
issue is not theorized. The question of the development of cultural
heritage is part of the conlicts that contemporary trends of globalization
generate. Globalization holds within it aspects of homogenization
and cultural heterogeneity. It is in the context of these conlicts, the
national and local identities in which cultural creation and development
of the cultural heritage of the people turns out to be a key factor.
The strength of ‘the outside’, driven by globalization, can lead to an
underestimation of the national (or the local, or the group) for the
beneit of the global (or rather, of the hegemonic forces in cultural
production at an international level).
“Heritage conlicts that can arise out of land possession, structure
extensions, services, infrastructure, inhabitation, non-compliance to
the regulations/municipal byelaws” (Nitin, 2007) But that list can be
added such controversial issues as inheritance claim subtracted by
governments at war, claims on human remains found in archaeological
sites and deposited in museums, shipwrecks, etc., repeated anywhere
in the world.
“The disputing party can be individuals, group of inhabitants or the
community inhabiting the heritage buildings. Even as the civil cases
get sorted out as per the due process, the parties apparently become
more hostile to the structure. An historic building, which is a matter of
pride, is now seen as a cause of the ongoing problems. This situation
becomes more volatile over time and the community tends to neglect
the historic building and loses concern”. (Nitin, 2007) There are many
ways to approach the conlict, some may argue that it is aware of the
laws and it is not easy to understand the guidelines imposed on heritage
management. Others understand that their rights have been violated.
In any case we do not speak of a single law or a single scenario, so the
conlicts are not easy to solve and the igure of mediation and expert
existence is so necessary. The scope of conlict resolution is wide.
Alicia TORIJA - Review: Negotiation basics for CRM - 153
We should not forget that, in addition to negotiating, there are
other methods of conlict resolution well-studied in the abundant
literature son las referencias de la bibliografía: (Cohen 1997, Moore
and Woodrow 2004) but absent from the book:
-Early Neutral Evaluation is a process by which a non-binding,
reasoned evaluation is given to the parties, based on the merits of
the case, from an experienced, neutral third party.
-Arbitration is a private determination of the controversial issue by
a neutral party, who can make a binding award. When arbitration is
combined with another type of alternative dispute resolution process,
such as conciliation and mediation, it is termed Hybrid Arbitration.
-Consultation is the process of seeking, discussing, and considering
the views of others, and, where feasible, seeking agreement with
them on how historic properties should be identiied, considered, and
managed.
A challenging reality awaits archaeologists and other heritage
workers in the new century, in which openness, dialogue and
negotiation (understood as inluence, persuasion, compromise, and
learning, both as a process and as a structure) will probably be our
best methodological tools. However, no negotiation is possible if the
archaeologist is unable to make a self-criticism of his own position and
discourse (as a specialist), which is crucial to try to understand the
public’s relationship with the past and, eventually, develop solutions
tailored to that public.
The conlict resolution techniques are more often than not used
after a dispute has arisen. However, anticipation of future forms of
conlict would be very important for conlict resolution, taking into
account that there are also productive conlicts which are characterized
by the sharing of mutually beneicial ideas, acceptance of multilateral
sources of information, an array of solutions, integrative negotiations,
etc.
Finally, it is obvious that good practices and ethics favor negotiation
and that the only road to a succesful negotiation is persistence, despite
the obstacles that stand in the way.
References
Cohen, Raymond, Negotiating Across Cultures. Washington, D.C.:
United States Institute of Peace, (1997)
Alicia TORIJA - Review: Negotiation basics for CRM - 154
Paul R. Horst, Jr : Cross-cultural negotiations (2007)
Kiran Kumar, K. : The Culture and Negotiation Strategies (2005)
http://www.indianmba.com/Faculty_Column/FC178/fc178.html
Moore, Chris and Woodrow, Peter : “Mapping Cultures – Strategies for
Effective Intercultural Negotiations” (March 2004)
Nitin Sinha, R.: Conlict resolution in heritage management
http://www.heritagechambers.org/
Salacuse Jeswald W. “Ten Ways the Culture Affects Negotiating Style:
Some Survey Results.” Negotiation Journal 14, no. 3 (July 1998):
221-240
http://dorochoffconsulting.com/
http://www.wipo.int/amc/en/center/speciic-sectors/art/icom/
AP: Online Journal in Public Archaeology
Editor:
Jaime Almansa Sánchez
Email: almansasanchez@gmail.com
Assistant editor:
Elena Papagiannopoulou
Edited by:
JAS Arqueología S.L.U.
Website: www.jasarqueologia.es
Email: jasarqueologia@gmail.com
Address: Plaza de Mondariz, 6, 28029 - Madrid (Spain)
-Cover Image: Noche en el templo de Debod (J. Almansa)
Copyright © 2013 JAS Arqueología S.L.U. (edition) & Authors (content)
ISSN: 2171-6315
Quotation:
Torija, A. 2013. Review: Negotiation Basics for Cultural Resource
Management. AP Journal Vol. 3, 148-154.
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