LANGUAGE AND LINGUISTICS 8.1:343-372, 2007
2007-0-008-001-000207-1
Information Structure and Constituent Order in Tagalog∗
Naonori Nagaya
The University of Tokyo
The goal of this paper is to spell out the way syntax and pragmatics interact
with each other inside and outside the clause in Tagalog. Inside the clause,
different constructions are employed to express different types of focus structure:
a canonical construction for predicate focus and sentence focus, a cleft construction for argument narrow focus, and a fronting construction for adjunct
narrow focus. In every case the clause-initial position is included in the actual focus domain. Outside the clause, on the other hand, a topical/presupposed element
is optionally preposed to the sentence-initial position called the left-detached position. It will be shown that this sentence-initial position is clearly distinguished
from the clause-initial position. The traditionally recognized contrast between
sentence and clause is indisputable and unequivocal in this language.
Key words: Tagalog, information structure, focus structure, constituent order, cleft,
fronting
1. Introduction
This paper aims to elucidate aspects of the interplay between morphosyntax and
information structure of Tagalog within the framework of Role and Reference Grammar
with special reference to its theories of clause structure and information structure (Foley
and Van Valin 1984, Van Valin 1993, Van Valin & LaPolla 1997, Van Valin 2005).
∗
An earlier version of this paper was presented at the 2005 International Course and Conference
on Role and Reference Grammar, held at Academia Sinica, Taipei, in June 2005 (Nagaya 2005).
Many thanks to my consultants for Tagalog, who shared their precious native-speaker intuitions
with me. Thanks, also, to Tooru Hayasi, Daphne Lindaya, Joe V. Lopresti, Yoshiki Nishimura,
Ricardo Ma. Nolasco, Toshio Ohori, Masayoshi Shibatani, Tasaku Tsunoda, and Robert D. Van
Valin Jr. for their indispensable comments and suggestions. I am also grateful to two
anonymous reviewers for their eye-opening and detailed comments on this paper. Of course,
responsibility for any errors is purely my own. Special thanks to Hsiu-chuan Liao for sending
an electronic copy of her dissertation to me, to Elizabeth Zeitoun for her dedicated effort to
edit this volume, and to Danilo Bv. Tuazon and Susie Tuazon for providing the hospitality and
spiritual help that made this research possible. Lastly, I wish to acknowledge my gratitude to
the Japan Society for the Promotion of Science for supporting this research financially.
Naonori Nagaya
This paper has a twofold goal and revolves around clausal boundaries. In the first
part, I will confine the discussion to the syntax-pragmatics interface inside the clause.
After some basic facts and concepts are reviewed in §2, it will be argued in §3 that
different focus structures are expressed by different constructions in Tagalog. In broad
focus a focal predicate occupies the clause-initial nucleus, whereas in narrow focus, a
focused non-predicating element appears in the clause-initial position by means of a
cleft construction for an argument, and a fronting construction for an adjunct. This
means that in any case the clause-initial position is included in the actual focus domain.
This will be examined in §4.
In the second part, I will expand the scope of the discussion to include the entire
sentence, taking into account a sentence-initial optional position called the left-detached
position, which houses a topical or presupposed element. In §5, I will present a
description of characteristics of the left-detached position in Tagalog and demonstrate
how this position can be distinguished from the clause-initial position, by employing
syntactic tests including enclitic placement and a pause.
In this way, syntax and pragmatics interact differently inside and outside the clause.
Clause-internally, the focus domain obligatorily includes the clause-initial position;
clause-externally a topical/presupposed element optionally occupies the sentence-initial
position. I will deal with this issue and conclude this paper in §6.
Some terminological notes are in order before turning to the main body of the
analyses. In this paper, the term ‘topic’ is employed only in the sense of Gundel (1988)
and Lambrecht (1994), although in the literature of Philippine linguistics it has been
used for what I call absolutive in this paper (for example, Schachter & Otanes 1972,
Schachter 1976, 1977). Likewise, the terms ‘focus’, ‘focus structure’, ‘broad focus’,
‘predicate focus’, ‘sentence focus’, and ‘narrow focus’ are used strictly in Lambrecht’s
sense. Note that although it includes ‘focus’ in its name, a ‘focus system’ is the term for
voice/valence-marking morphology found in Tagalog and other Philippine-type languages,
and is irrelevant to the focus at issue in the paper.
2. Background
Tagalog is one of the Austronesian languages spoken on the island of Luzon, the
Republic of the Philippines. It is a head-initial or right-branching language. The casemarking system is ergative-absolutive (Ceña 1977, Payne 1982, De Guzman 1988, Blake
1988, 1993, Nolasco 2003, 2005, Reid & Liao 2004a, b, Liao 2004, Nolasco & Saclot
2005).
In this section, some basic facts and concepts in Tagalog will be reviewed: clause
structure in §2.1, and the ‘focus system’ and relativization in §2.2. Some special
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Information Structure and Constituent Order in Tagalog
constructions relevant to this paper will be introduced in §2.3.
2.1 Layered structure of the clause in Tagalog
The theory of clause structure in Role and Reference Grammar is called the
layered structure of the clause (Van Valin & LaPolla 1997:Ch. 2, and Van Valin 2005:
Ch. 1). In this theory, the clause is composed of the core and the periphery. The core
includes the nucleus and its core argument(s), which correspond to the predicate and the
argument(s), respectively. The periphery refers to a syntactic unit housing non-arguments
or adjuncts of the clause such as a PP adjunct and an adverb. The sentence is an even
larger syntactic unit which may include multiple clauses in complex sentences or an
additional sentence-initial position.
There are two types of pragmatically motivated optional position: a precore slot
and a left-detached position. The precore slot is the position in which question words
appear in languages in which they do not occur in situ, and is inside of the clause but
outside of the core. The left-detached position is the location of sentence-initial elements,
which are set off from the clause by a pause, and is outside of the clause but within the
sentence.
An English sentence with all these elements is given in (1) and its constituent
projection in Figure 1 (the example is cited from Van Valin & LaPolla 1997:36).
(1) Yesterday, what did Robin show to Pat in the library?
Figure 1: English layered structure of the clause
Now let us consider the Tagalog example in (2) and the constituent projection in
Figure 2. In the nucleus is the verb binili, the core argument positions are filled
individually with the pronominal enclitic ko and the noun phrase ang bulaklak, and the
periphery includes the PP adjunct para kay Weng and the bare NP adverb kahapon.
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Naonori Nagaya
(2) B<in>ili=ko=na
ang=bulaklak para kay=Weng kahapon.
PF:bought=1SG.ERG=already ABS=flower for DAT=Weng yesterday
‘I have already bought the flower for Weng yesterday.’
Figure 2: Tagalog layered structure of the clause
In Tagalog, the nucleus is prototypically a verb but can be nonverbal. The verb has
a special feature called the ‘focus system’, which will be discussed in connection with
relativization in the following subsection. The nucleus is located in the core-initial
position and is clause-initial, too, as long as the precore slot is null.
The core argument position is occupied by a pronominal enclitic or a noun phrase.
Noun phrases are introduced by a determiner (Reid & Liao 2004a, b). Both noun phrases
and pronominal enclitics inflect for case: absolutive,1 ergative/genitive,2 and dative.
It is of significance to point out that in Tagalog enclitics including the pronominal
enclitic are so-called second position clitics, and have to appear in the second position
of the clause (Kroeger 1993, 1998). They include na ‘already’, pa ‘still’, lang/lamang
‘only, just’, naman ‘indeed’, and ba ‘question’ in addition to the pronominal enclitic.
Clitics and hosts thereof are linked by ‘=’ in this paper.
The periphery includes a PP adjunct headed by a preposition such as para ‘for’ and
dahil ‘because’, and a bare NP adverb such as kahapon ‘yesterday’ and bukas ‘tomorrow’.
Examples with the precore slot and left-detached position will be given later in the
paper. The syntactic and pragmatic contrast between them plays an important role in
1
2
The absolutive case marks the single core argument in an intransitive clause (S), and the
undergoer core argument in a transitive clause (UT). As will be shown later in §5, a left/
right-detached noun phrase is also marked in this case.
The ergative case and the genitive case are formally identical but functionally different. The
ergative case marks the actor core argument in a transitive clause (AT). In contrast, the genitive
case is used to introduce a possessive phrase and an adverbial phrase.
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Information Structure and Constituent Order in Tagalog
understanding the distinction between sentence and clause, which is the issue of the
second part of this paper.
2.2 ‘Focus system’ and relativization
Tagalog and other so-called Philippine-type languages are known for their voice/
valence-marking verbal morphology called the ‘focus system’. This can be analyzed as
an equipollent verb derivational system, where both transitive and intransitive verbs are
derived from the same stem by adding different affixes (Nagaya 2006a, c, Haspelmath
1993 for equipollent derivation, also Nichols et al. 2004). Verbs are marked by one of
the four affixes: m-/-um- (Actor Focus (AF)),3 -in (Patient Focus (PF)), -an (Locative
Focus (LF)) and i- (Circumstantial Focus (CF)). Again, note that ‘focus’ of the focus
system is distinct from ‘focus’ of focus structure.
Basically, AF verbs are intransitive, except for meteorological verbs, and the single
core argument is marked in the absolutive case. In contrast, PF, LF, and CF verbs are
either intransitive or transitive: an undergoer is encoded in the absolutive case, while an
actor, if any, is marked in the ergative case.
One of the important functions of these verbal affixes is relativization. In Tagalog,
only the core argument in the absolutive case (S, or UT) can be relativized in a clause.
For example, the single core argument ang bata ‘child’ in the intransitive clause (3a)
can be relativized as in (3b). (Henceforth, the relative clause is put in parentheses.)
(3) a.
P<um>unta
ang=bata
sa=simbahan.
DAT=church
AF:went
ABS=child
‘The child went to the church.’
b. bata=ng
[p<um>unta
[S]
sa=simbahan]
child=LIN
AF:went
DAT=church
‘the child who went to the church’
In the transitive clause (4a), the undergoer argument ang isda ‘fish’ can be a pivot for
relativization as in (4b), whereas the actor core argument ng bata ‘child’ cannot be
extracted as in (4c)
3
Note that the productive AF marker mag- is analyzed to be composed of m- + pag-, and mang-,
m- + pang-.
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Naonori Nagaya
(4) a.
B<in>ili
ng=bata
ang=isda.
PF:bought
ERG=child
ABS=fish
‘The child bought the fish.’
b. isda=ng
[b<in>ili
ng=bata
[UT]]
fish=LIN
PF:bought
ERG=child
‘the fish which the child bought’
ang=isda]
c. * bata=ng
[b<in>ili
[AT]
child=LIN
PF:bought
ABS=fish
Intended for ‘the child who bought the fish’
However, different verbal affixes can be used to relativize different participants. The
actor argument above becomes a pivot when the AF form is employed instead of the PF
form, as in (5).
(5) bata=ng
[b<um>ili
[S]
AF:bought
child=LIN
‘the child who bought (the) fish’
ng=isda]
GEN=fish
As shown above, only the S or UT can be a pivot for relativization in Tagalog. It follows
that relativization in Tagalog shows syntactic ergativity (see also Blake 1988).4
2.3 Some important constructions
I will demonstrate in the following sections that different focus structures are
expressed by different constructions, which are overviewed in advance here.
[1] Cleft construction. A cleft construction in Tagalog is an intransitive clause
where its single core argument is a headless relative clause, and its nucleus is a noun
phrase coreferential with the gap in the headless relative clause. See example (6) and
Figure 3.
ang=[p<um>atay [Si]
(6) Si=Boyeti
ABS=Boyet
ABS=AF:killed
‘The one who killed Juan is Boyet.’
4
kay=Juan].
DAT=Juan
As one of the reviewers mentioned, there are some exceptions to this generalization (Ceña
1979). See Reid & Liao (2004a, b) for discussion of relativization in Philippine languages and
also see Liao (1999-2000) for more discussion of relativization.
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Information Structure and Constituent Order in Tagalog
Figure 3: Cleft construction
This cleft analysis is borne out by the fact that a clause which can appear only as a relative
clause can also appear as the core argument of a cleft construction. Let us consider (7),
which is ungrammatical: the clause pumatay kay Juan cannot be used in non-relative
environments (Schachter & Otanes 1972:299ff., Schachter 1976:517, Schachter 1977:
303-304).
(7) * P<um>atay si=Boyet
kay=Juan.
DAT=Juan
AF:killed
ABS=Boyet
Intended for ‘Boyet killed Juan.’
Compare this example with (8), where the same clause is employed as a relative clause
modifying a noun phrase, yielding a grammatical sentence.
(8) S<in>ampal=ko
ang=lalaki=ng [p<um>atay kay=Juan].
DAT=Juan
PF:spanked=1SG.ERG ABS=man=LIN AF:killed
‘I spanked the man who killed Juan.’
Now let us look at (6) again, which is grammatical, even though p<um>atay kay Juan
is employed. This means that relativization is involved in example (6). That is, example
(6) is a cleft construction.
Other pieces of evidence for this analysis include the interpretation of a depictive
secondary predicate (Nagaya 2004) and the position of an enclitic (Kroeger 1993, 1998).
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Naonori Nagaya
[2] Fronting construction. In a fronting construction, an adjunct is fronted to the
precore slot like WH-questions in English (cf. ‘emphatic inversion’ of Schachter &
Otanes 1972:496ff.).
(9) [PrCS Ngayon]=ko=lang
na-basa ang=e-mail=mo.
now=1SG.ERG=just PF:read ABS=e-mail=your
‘I read your e-mail just now.’
It is significant that in this construction the enclitics are attached to the precore slot
rather than the nucleus. See Figure 4:
Figure 4: Fronting construction
[3] Canonical construction. All the other constructions discussed in this paper are
called canonical constructions. In a canonical construction, the ‘subject-predicate
relationship’ is not clefted and the precore slot is null. An example of this type of
construction has been given in (2).
3. Focus structures and their realizations
Now let us look at how information structure and morphosyntax interact with each
other in Tagalog, relying on Lambrecht’s theory of focus structure adopted in RRG. The
most important distinction in this theory is between narrow focus and broad focus. In
narrow focus the focus falls only on a single constituent, while in broad focus the focus
extends over more than one constituent. Broad focus is composed of two subtypes:
predicate focus and sentence focus. The former is equivalent to the traditionally
recognized ‘topic-comment’ organization of information in a clause. In the latter, the
focus domain encompasses the entire clause and there is no topic in it.
In addition to those mentioned above, two types of narrow focus are recognized in
this paper for the sake of convenience: argument narrow focus and adjunct narrow focus.
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Information Structure and Constituent Order in Tagalog
The whole taxonomy of these distinctions is summarized in Table 1.
Table 1: Taxonomy of focus structure
Broad focus
Narrow focus
Focus structure
Predicate focus
Sentence focus
Argument narrow focus
Adjunct narrow focus
Focus domain
Predicate (+ non-predicating element(s))
Entire clause
Single argument
Single adjunct
In this section, it is argued that in Tagalog different types of focus structure are
expressed by different constructions. I will discuss each of these types of focus structure
individually: predicate focus in §3.1, sentence focus in §3.2, argument narrow focus in
§3.3, and adjunct narrow focus in §3.4.
3.1 Predicate focus
The construction used to encode predicate focus is a canonical construction. See
the answer in example (10).
(10) Q: Kumusta ang=kotse=mo?
how
ABS=car=your
‘How’s your car?’
A: Na-sira
(ang=kotse=ko). [canonical]
PF:broke down
ABS=car=my
‘(My car) broke down.’
Note that in Tagalog ‘topic-comment’ organization is not reflected in constituent order.
It is realized as ‘comment-topic’ order in this head-initial language as in (10A), although
‘topic-comment’ order is the most common order cross-linguistically (see Van Valin &
LaPolla 1997:421).
3.2 Sentence focus
The canonical construction is also employed to express sentence focus, in which
the actual focus domain is the entire clause. See the answer in example (11).
(11) Q: Ano
ang=[nang-yari]?
what ABS=AF:happened
‘What happened?’
(LIT. ‘The thing that happened was what?’)
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Naonori Nagaya
A: Na-sira
ang=kotse=ko. [canonical]
PF:broke down ABS=car=my
‘My car broke down.’
Thus, both predicate focus and sentence focus are represented by the same construction.
Namely, broad focus structure is marked by the canonical construction. This is illustrated
in Figures 5 and 6. (10A) and (11A) are identical in the constituent projection but
different in the focus structure projection.5
Figure 5: Predicate focus (10A)
5
Figure 6: Sentence focus (11A)
Note that Tagalog employs a presentational construction as well as a canonical construction to
mark sentence focus structure (Nagaya 2005). The presentational construction is a subtype of
existential sentence, where a newly-introduced participant is realized as a noun phrase or a
headless relative clause.
May
[naka-tayo
sa=labas].
[presentational]
exist
AF:standing DAT=outside
‘There is/was someone standing outside.’
Canonical and presentational constructions can describe much the same situation. But they are
different in that the speaker assumes that the hearer already knows about a newly-introduced
participant at the time of utterance in a canonical construction, but he/she does not in a
presentational construction. That is why a proper noun is not allowed in a presentational
construction. See Nagaya (2005) for details.
It is worth pointing out that, since a presentational construction is formed by relativization
and relativization shows syntactic ergativity in Tagalog, what is introduced by this construction
is restricted to S and UT, which are universally favored for new information (Du Bois 1987).
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Information Structure and Constituent Order in Tagalog
3.3 Argument narrow focus
The cleft construction serves to encode argument narrow focus. See the answer in
example (12). This construction is obligatory in this focus structure.
(12) Q: Na-rinig=ko=na
na-sira
ang=motor=mo.
PF:heard=1SG.ERG=LIN PF:broke down ABS=motorcycle=your
‘I heard that your motorcycle broke down.’
A: Hindi. Ang=kotse=ko ang=[na-sira].
[cleft]
No
ABS=car=my
ABS=PF:broke down
‘No. My car broke down.’
(lit. ‘No. What broke down is my car.’)
3.4 Adjunct narrow focus
To express adjunct narrow focus, the fronting construction is employed. See the
answer in example (13). This construction is obligatory in this focus structure.
(13) Q: Kailan=ba
na-sira
ang=kotse=mo?
when=Q
PF:broke down
ABS=car=your
‘When did your car break down?’
na-sira
(iyon).
[fronting]
A: [PrCS Kahapon]
yesterday
PF:broke down (it.ABS)
‘(It) broke down yesterday.’
The analyses of (12A) and (13A) are given in Figures 7 and 8. (12A) and (13A) are
different in the constituent projection, but the same in the focus structure projection.
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Naonori Nagaya
Figure 7: Argument narrow focus (12A) Figure 8: Adjunct narrow focus (13A)
3.5 Summary
The discussion in this section is summarized in Table 2, where the clause-initial
constituent is in boldface, and “CL” indicates an enclitic.
Table 2: Focus structures and constructions
Predicate focus
Sentence focus
Argument narrow focus
Adjunct narrow focus
Constructions
Canonical
Canonical
Cleft
Fronting
Constituent Order
V (CL) NP …
V (CL) NP …
NP (CL) ang=[V …]
ADV (CL) V …
(10A)
(11A)
(12A)
(13A)
An important consequence of this observation is that the clause-initial element in
boldface is included in the focus in all the focus structures. In predicate focus and
sentence focus, the nucleus houses a focal predicate in a canonical construction. In narrow
focus, the nucleus accommodates a focal argument in a cleft construction, and the precore
slot contains a focal adjunct in a fronting construction. I will give further evidence for
this claim in the next section.
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Information Structure and Constituent Order in Tagalog
4. Clause-initial position as the obligatory focus domain
In this section, I will try to demonstrate that the clause-initial position in Tagalog is
always in focus, by examining various types of constructions as a litmus test for the focus:
exhaustive identification (§4.1), universal quantifier (§4.2), WH-question (§4.3), yes-no
question (§4.4), correction (§4.5), and negation (§4.6). Each construction has a specific
portion which should be in focus. For example, a WH-word has to be in focus in
WH-questions. I will show that in any case the clause-initial position is (a part of) the
focus domain each construction specifies.
4.1 Exhaustive identification
It is well known that an exhaustively identified element is in focus (cf. Kiss 1998).
Exhaustive identification in Tagalog is marked by the enclitic lang/lamang. The scope
of this enclitic includes at least the clause-initial position. See the examples below.
(14) Na-tulog=lang=siya
sa=bahay.
[canonical]
PF:slept=only=3SG.ABS DAT=house
‘He/she only slept in the house.’
(15) Siya=lang
ang=[na-tulog sa=bahay].
[cleft]
3SG.ABS=only ABS=PF:slept DAT=house
‘Only he/she slept in the house.’
(LIT. ‘The one who slept in the house was only him/her.’)
(16) [PrCS Sa=bahay]=lang=siya
na-tulog.
[fronting]
DAT=house=only=3SG.ABS PF:slept
‘He/she slept only in the house.’
Note that the scope of exhaustive identification can be over the entire clause as well as
the predicate in (14). In either case, the clause-initial position is included in the focus
domain of exhaustive identification.
Because of this property, the enclitic lang cannot exclusively identify an argument
or adjunct outside the clause-initial position. See examples (17) and (18), whose possible
interpretation is that the clause-initial position is included in the focus domain.
(17) I-text=mo=lang
CF:text=2SG.ERG=only
*‘Text only Daphne.’
ok ‘Just text Daphne.’
si=Daphne.
ABS=Daphne
[canonical]
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Naonori Nagaya
(18) Nag-meryenda=lang=siya
sa=bahay.
AF:had a snack=only=3SG.ABS DAT=house
*‘He/she had a snack only in the house.’
ok ‘He/she only had a snack in the house.’
[canonical]
For a single non-predicating element to be the focus of exhaustive identification, it is
necessary to employ a cleft or a fronting construction like (19) and (20).
(19) Si=Daphne=lang
ang=[i-text=mo].
[cleft]
ABS=Daphne=only ABS=CF:text=2SG.ERG
‘Text only Daphne.’
(LIT. ‘The one you (should) text is only Daphne.’)
nag-meryenda. [fronting]
(20) [PrCS Sa=bahay]=lang=siya
DAT=house=only=3SG.ABS AF:had a snack
‘He/she had a snack only in the house.’
As shown above, the clause-initial position is always in the focus domain of exhaustive
identification.
4.2 Universal quantifiers
The universal quantifier is also sensitive to information structure. There is a
cross-linguistic tendency for the universal quantifier not to appear in the focus domain
of narrow focus structure (Kiss 1998).
This also obtains in Tagalog. The universal quantifiers lahat ‘all’ and kahit ano
‘anything’ cannot occur in the nucleus of a cleft construction, as in (21) and (22).
(21) * Lahat ng=pagkain
ang=[k<in>ain=ko].
all
GEN=food
ABS=PF:ate=1SG.ERG
(22) * Kahit ano ang=[k<in>ain=ko].
anything
ABS=PF:ate=1SG.ERG
[cleft]
[cleft]
In contrast, these universal quantifiers can appear in a core argument position of a
canonical construction.
(23) K<in>ain=ko
PF:ate=1SG.ERG
‘I ate all the food.’
(24) K<in>ain=ko
PF:ate=1SG.ERG
‘I ate anything.’
356
ang=lahat
ABS=all
kahit ano.
anything
ng=pagkain.
GEN=food
[canonical]
[canonical]
Information Structure and Constituent Order in Tagalog
Like this, the universal quantifiers are excluded from the clause-initial position in
Tagalog. This fact supports the claim that the clause-initial position is always in focus.
4.3 WH-questions
WH-questions are a typical example of narrow focus structure: a WH-word is
narrowly focused in this type of sentence. In Tagalog, when an argument is questioned,
a cleft construction is employed. See (26), which is a WH-question corresponding to (25).
(25) K<um>ain si=Jonalyn
ng=hamburger
kahapon.
AF:ate
ABS=Jonalyn GEN=hamburger yesterday
‘Jonalyn ate hamburger yesterday.’
(26) Sino=ba ang=[k<um>ain ng=hamburger
kahapon]?
who=Q ABS=AF:ate
GEN=hamburger yesterday
‘Who ate hamburger yesterday?’
(LIT. ‘Who was the one who ate hamburger yesterday?’)
[canonical]
[cleft]
A fronting construction is used when an adjunct is questioned, as in (27).
(27) [PrCS Kailan]=ba k<um>ain si=Jonalyn
ng=hamburger? [fronting]
when=Q AF:ate
ABS=Jonalyn GEN=hamburger
‘When did Jonalyn eat hamburger?’
Thus, WH-questions are just a type of narrow focus construction in Tagalog. This is also
the case in other Austronesian languages like Malagasy (Potsdam 2004).
It is noteworthy that Tagalog has what I call WH-verbs, whose root is a WH-word
(Schachter & Otanes 1972:509).
(28) Nag-ano=sila
dito?
AF:did what=3PL.ABS here
‘What did they do here?’
(29) <In>ano=mo
ang=damit=ko?
PF:did what=2SG.ERG ABS=clothes=my
‘What did you do to my clothes?’
Since they obviously contain a focal verbal predicate in the nucleus, these WH-questions
with WH-verbs are categorized as predicate focus in spite of being WH-questions.
Nonetheless, these are the same as ordinary WH-questions I discussed here in the sense
that the clause-initial element is exclusively the focus.
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Naonori Nagaya
4.4 Yes-no questions
Yes-no questions are formed by adding the interrogative enclitic ba or just by
intonation. Example (30) is a yes-no question sentence expressing predicate focus or
sentence focus.
(30) Pu-punta=ba
si=Melanie
AF:will come=Q ABS=Melanie
‘Will Melanie come here?’
dito?
here
[canonical]
Now let us turn to narrow focus. When a single argument is the focus of a yes-no
question, a cleft is employed as in (31), which is asking whether or not it is Melanie that
will come to the speaker’s side.
(31) Si=Melanie=ba
ang=[pu-punta
dito]?
ABS=Melanie=Q ABS=AF:will come here
‘Will Melanie come here?’
(LIT. ‘Is the one who will come here Melanie?’)
[cleft]
In the case of a narrowly focused adjunct, it is fronted as in (32), which is asking
whether or not it is to the speaker’s side that Melanie will come.
(32) [PrCS Dito]=ba pu-punta
here=Q
AF:will come
‘Will Melanie come here?’
si=Melanie?
ABS=Melanie
[fronting]
In this way, in Tagalog yes-no questions, the clause-initial position is always included in
the focus of question.
4.5 Correction
Correction of someone’s belief is also one of the typical contexts of narrow focus
structure. Let us look at the conversation below:
(33) (Person A joked about Ronald, who was going to celebrate his birthday soon.
Then, Person B, Ronald’s wife, responded to Person A.)
A: i. Kawawa=naman si=Ronald.
[canonical]
pitiful=indeed
ABS=Ronald
‘Ronald is really pitiful.’
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Information Structure and Constituent Order in Tagalog
ii. Kasi,6
wala=ako
sa=kaarawan=niya.
because not exist=1SG.ABS
DAT=birthday=his
‘This is because I will be absent on his birthday.’
B: i. Ikaw
ang=[kawawa].
[cleft]
2SG.ABS ABS=pitiful
‘You (> not Ronald) are pitiful.’
(LIT. ‘The one who is pitiful is you.’)
ii. Kasi,
hindi=ka
maka-ka-kain ng=handa=ko.
because not=2SG.ABS AF:can eat
GEN=prepared food=my
‘This is because you will not be able to eat the food I will prepare.’
Compare the utterance of Person A (33Ai) (predicate focus) with that of Person B
(33Bi) (argument narrow focus). Person B is trying to correct Person A’s belief by
employing the cleft construction.
The fronting construction as well as the cleft is used for correction.
(34) (The hearer came back to the meeting after using his cell phone outside the
room. He sat down in a seat, but that seat was not the seat where he was
seated before. So, the speaker told the hearer where he was seated before.)
naka-upo.
[fronting]
[PrCS Doon]=ka
there=2SG.ABS AF:were seated
‘You were seated there (> not here).’
On the other hand, when the adjunct is in situ, the sentence is broad focus: the
implication observed in (34) is not found in (35).
(35) Naka-upo=ka
AF:were seated=2SG.ABS
‘You were seated there.’
doon.
there
[canonical]
Here is a pair of examples with a temporal adjunct. (36) is simply proposing that
the speaker and the hearer meet tomorrow. But (37) is insisting that the speaker and the
hearer meet tomorrow, not the day for which the meeting was previously scheduled.
6
The particle kasi is analyzed as a sentence-level clause-linkage marker (Van Valin & LaPolla
1997:476), and is not counted as a clause-initial element. See also note 9.
359
Naonori Nagaya
(36) Mag-kita=tayo
bukas.
AF:meet=1PL.INCL.ABS
tomorrow
‘Let’s meet tomorrow.’
mag-kita.
(37) [PrCS Bukas]=na=lang=tayo
tomorrow=already=just=1PL.INCL.ABS AF:meet
‘Let’s meet tomorrow (> not another day).’
[canonical]
[fronting]
In every example, the clause-initial constituent is in the focus of correction.
4.6 Negation
In Tagalog, different scopes of negation are expressed by different constructions
(see also Schachter & Otanes 1972:499-500, Ramos & Ceña 1990:172-173). In any
case, the clause-initial position is included in the focus of negation.
(38) Hindi s<in>ipa
ni=Mark
si=Arius.
[canonical]
not
PF:kicked ERG=Mark ABS=Arius
‘Mark didn’t kick Arius (> Mark did not do anything to Arius, or Mark did
something but kicking).’
(39) Hindi si=Mark
ang=[s<um>ipa
kay=Arius].
[cleft]
DAT=Arius
not
ABS=Mark ABS=AF:kicked
‘Mark didn’t kick Arius (> but someone else kicked Arius).’
(LIT. ‘The one who kicked Arius was not Mark.’)
(40) Hindi kahapon s<in>ipa
ni=Mark
si=Arius.
[fronting]
not
yesterday PF:kicked ERG=Mark ABS=Arius
‘Mark didn’t kick Arius yesterday (> but at some other time).’
Internal negation or narrow scope negation, where the scope of negation is only part of
the clause (Van Valin & LaPolla 1997:45-46), requires a cleft or a fronting construction,
as in (39) and (40). The position of the negative operator hindi in the layered structure
of the clause needs more study. Note that it is possible that the negation has clausal
scope in (38).
4.7 Summary
As shown above, the focus of exhaustive identification, WH-question, yes-no
question, correction and negation includes the clause-initial position, i.e. the nucleus or
precore slot, in any focus structure. In this sense, the clause-initial position is the
obligatory focus domain in Tagalog. In broad focus, the predicate in a clause is in focus
360
Information Structure and Constituent Order in Tagalog
and occupies the clause-initial nucleus, while in narrow focus one of the non-predicating
elements is focused and appears in the clause-initial position by means of a cleft or
fronting construction.7
5. Left-detached position and sentence-clause distinction
The discussion so far is confined to the clause-internal correlation between clause
structure and information structure. In this section, let us expand the range of the
discussion to include the entire sentence and consider aspects of syntax-pragmatics
interface at the level of sentence.
The center of contention in this regard is the left-detached position, which is an
optional location for sentence-initial elements. In this section, first, I will present a
syntactic and pragmatic description of this position briefly in §5.1. Then, I will
demonstrate how this position behaves differently from the clause-initial position, with
regard to syntactic behaviors in §5.2. Through these considerations, the validity of the
traditional distinction between sentence and clause will be reevaluated in Tagalog.
5.1 Left-detached position
The left-detached position in Tagalog, which has already been described in Schachter
& Otanes (1972:485ff.) and Foley & Van Valin (1984:126ff.), houses a topical/
presupposed element. Let us examine examples (41) and (42).
ba-balik
dito]]?
(41) [sentence [LDP Si=May], [clause [PrCS kailan]=ba=siya
ABS=May
when=Q=3SG.ABS AF:will return here
‘As for May, when will she come here?’
ang=[bi-bili
ng=ulam]]].
(42) [sentence [LDP Bukas], [clause ikaw=na=lang
tomorrow 2SG.ABS=already=just ABS=AF:will buy GEN=food
‘Tomorrow, it is you who will buy food.’
7
In this connection, the flexibility of focus structure is worth mentioning. Van Valin (1999) has
proposed the typology of rigid and flexible focus structure languages. The former, like Italian
and French, has a restriction on the potential focus domain, whereas the latter does not, like
English and Russian. According to Van Valin’s typology, Tagalog is categorized as a language
of flexible focus structure, since the potential focus domain is not restricted to a subpart of the
main clause. However, Tagalog is a language of rigid focus structure with regard to the obligatory
focus domain: it has a restriction that the clause-initial position (= obligatory focus domain)
must be included in the actual focus domain. This suggests that finer typology of rigid and
flexible focus structure is possible.
361
Naonori Nagaya
In (41), the absolutive noun phrase si May is preposed to the left-detached position, and
functions as a topic. The remaining clause is a WH-question, in which the WH-word
kailan ‘when’ is fronted to the precore slot. In (42), the adverb bukas ‘tomorrow’ is
dislocated in the left-detached position and sets the temporal framework for the
remaining cleft clause. These analyses are represented in Figures 9 and 10.
SENTENCE
CLAUSE
LDP
CORE
NUC
SENTENCE
CLAUSE
CLAUSE
LDP
CORE
PERIPHERY
PrCS CORE
NUC ARG
ARG NUC
PRED
NP
ADV
PRO
ARG
V
PRED
ADV ADV PRO
V
NP
Si=May, kailan=ba=siya ba-balik dito? Bukas, ikaw=na=lang ang=[bi-bili ng=ulam].
IU
IU
IU
IU
IU
IU
SPEECH ACT
Figure 9: Left-detached position (41)
IU
IU
IU
SPEECH ACT
Figure 10: Left-detached position (42)
The left-detached position is usually set off from the clause by a pause8 (Van Valin
& LaPolla 1997:36, Van Valin 2005:6). The pause is expressed by ‘,’ in this paper.
(43) (The speaker is reporting about the breakfast she has just eaten.)
a. Katatapos=lang=nami=ng
mag-breakfast.
AF:have breakfast
finished=just=1PL.EXCL.GEN=LIN
‘We have just finished our breakfast.’
8
The left-detached position is sometimes followed by the particle ay, coupled with a pause.
According to Schachter & Otanes (1972:485), ay-construction is “characteristic of formal style,
and is more common in writing, lectures, sermons, etc., than it is in ordinary conversation”.
362
Information Structure and Constituent Order in Tagalog
b. [LDP Ang=ulam=namin], [clause longanisa, tinapa, corn beef, at atsara].
ABS=dish=our
longanisa tinapa corn beef and atsara
‘Our dishes are longanisa, tinapa, corn beef, and atsara.’
This position is a preferred site for a contrastive topic as shown in (44).
(44) (On the phone)
a. Nasaan=ka=na?
where=2SG.ABS=now
‘Where are you now?’
[clause nasa labas=pa].
b. [LDP Kami],
1PL.EXCL.ABS
be at outside=still
‘As for us, (we) are still outside.’
The examples presented so far all involve detached noun phrases. But a setting element
as well can be located in the left-detached position to introduce the temporal or spatial
framework to a discourse.
si=Daphne
sa=KFC].
(45) [LDP Kahapon], [clause nag-lunch
yesterday
AF:had lunch ABS=Daphne DAT=KFC
‘Yesterday, Daphne had lunch at KFC.’
(46) [LDP Sa=palengke], [clause b<um>ili ng=isda ang=lalake].
DAT=market
AF:bought GEN=fish ABS=man
‘In the market, the man bought some fish.’ (Foley and Van Valin 1984:128)
The left-detached position can also serve as a landing site for possessor raising.
(47) [LDP Si=Juan], [clause na-matay ang=tatay].
ABS=Juan
PF:died ABS=father
‘Juan, (his) father died.’
5.2 Distinction between sentence and clause
It should be clear by now that the left-detached position is pragmatically different
from the clause-initial position. Then the logical question to ask is how this position can
be distinguished from the clause-initial position. This issue is addressed in this section
by employing seven tests.
363
Naonori Nagaya
5.2.1 Enclitic placement
As mentioned in §2.1 (see also Kroeger 1993, 1998), the enclitics in a clause follow
the clause-initial element, as in (48).
(48) [LDP Bukas], [clause [PrCS saan]=ka=ba
tomorrow
where=2SG.ABS=Q
‘Tomorrow, where will you go?’
pu-punta]?
AF:will go
In contrast, the enclitics cannot accompany the left-detached element, as in (49).
(49) *[LDP Bukas]=ka=ba, [clause [PrCS saan] pu-punta]?
There is one exception to this generalization: bakit ‘why’. This WH-word seems to
occupy the precore slot in WH-questions, but is not necessarily accompanied by an
enclitic.9 The reason is unknown.
5.2.2 Uniqueness condition
In Tagalog, only one precore slot is available in each clause. I refer to this as the
uniqueness condition (cf. Rizzi 1997). Example (50) is not grammatical; it includes more
than one precore slot in the clause.
pu-punta]?
(50) *[clause [PrCS Ano=ng oras] [PrCS dito]=ka
what=LIN hour
here=2SG.ABS AF:will come
On the other hand, the uniqueness condition does not hold in the case of the leftdetached position. More than one left-detached position can occur in a sentence.
(51) [LDP Sa=palagay=ko], [LDP si=Paul], [clause patay=na].
DAT=opinion=my
ABS=Paul
dead=already
‘In my opinion, as for Paul, (he) was already dead.’
9
One of the reviewers suggested that kasi in (33) should be added to this statement. But I
analyze this particle as a sentence-level clause-linkage marker, and do not regard it as an
exception. See also note 6.
364
Information Structure and Constituent Order in Tagalog
5.2.3 Semantic relatedness
Since it is inside a clause, the clause-initial element must be relevant to the semantics
of the clause. A manner adverb and a depictive secondary predicate (Nagaya 2004) can
appear in this position.
k<in>ain ang=pansit].
(52) [clause [PrCS Mabilis]=na=niya
quick=already=3SG.ERG PF:ate
ABS=noodle
‘He ate noodles quickly.’
k<in>ain ang=isda]?
(53) [clause [PrCS Nakahubad]=mo=ba
naked=2SG.ERG=Q
PF:ate
ABS=fish
‘Did you eat the fish naked?’ (The hearer was naked.)
On the other hand, the left-detached element need not be relevant to the semantics
of the clause.
(54) [LDP Ang=nais=ko], [clause malusog ang=mama=ko].
ABS=wish=my
healthy ABS=mother=my
‘My wish is that my mother would be healthy.’
si=Mutya].
(55) [LDP Ang=[g<in>awa=ko]], [clause t<in>ulung-an=ko
ABS=PF:did=1SG.ERG
LF:helped=1SG.ERG ABS=Mutya
‘What I did was that I helped Mutya.’
A modal adverb and a sentential adverb also appear here.
sa=pagsusulit].
(56) [LDP Siguro], [clause b<um>agsak si=Gaga
probably
AF:failed
ABS=Gaga DAT=examination
‘Probably, Gaga failed the exam.’
(57) [LDP Sa=kasamaang-palad], [clause b<um>agsak si=Gaga sa=pagsusulit].
unfortunately
AF:failed
ABS=Gaga DAT=examination
‘Unfortunately, Gaga failed the exam.’
5.2.4 Pause
The pause or intonational break cannot follow the clause-initial element, but it can
accompany the left-detached element(s). Let us look at examples (41) and (42), repeated
here as (58) and (59).
365
Naonori Nagaya
(58) [LDP Si=May], [clause [PrCS kailan](*,)=ba(*,)=siya(*,) ba-balik
dito]?
ABS=May
when=Q=3SG.ABS
AF:will return here
‘As for May, when will she come here?’
ng=ulam]].
(59) [LDP Bukas], [clause ikaw(*,)=na(*,)=lang(*,) ang=[bi-bili
tomorrow
2SG.ABS=already=just ABS=AF:will buy GEN=food
‘Tomorrow, it is you who will buy food.’
There is no pause following the nucleus and the precore slot.
5.2.5 Resumptive pronoun
The left-detached noun phrase can leave a resumptive pronoun coreferential with it
in the following clause.
(60) [LDP Si=Ian], [clause i-b<in>ili=mo(=siya)]?
ABS=Ian
CF:bought=2SG.ERG(=3SG.ABS)
‘As for Ian, did you buy (something) (for him)?’
si=Weng].
(61) [LDP Si=Flor], [clause na-kita(=niya)
ABS=Flor
PF:met(=3SG.ERG) ABS=Weng
‘As for Flor, (she) met Weng.’
Van Valin & LaPolla (1997:36) say that “if the NP in it [= the left-detached position]
functions as a semantic argument in the following clause, there must be a pronoun in the
clause which refers to it”. But since Tagalog allows zero anaphora (cf. Nagaya 2006a,
b), the resumptive pronoun is optional.
Such a resumptive pronoun is not available in a cleft construction.
(62) *Si=Ian
ABS=Ian
ang=[i-b<in>ili=mo=siya]
ABS=CF:bought=2SG.ERG=3SG.ABS
5.2.6 Universal quantifier
In §4.2, I have pointed out that the universal quantifiers (lahat ‘all’ and kahit ano
‘anything’) cannot appear in the clause-initial position. In contrast, they are available in
the left-detached position.
(63) [LDP Lahat ng=pagkain], [clause k<in>ain=ko].
all
GEN=food
PF:ate=1SG.ERG
‘All the food, I ate (it).’
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Information Structure and Constituent Order in Tagalog
(64) [LDP Kahit ano], b<in>ili=niya.
anything
PF:bought=3SG.ERG
‘Anything, she bought (it).’
5.2.7 Symmetric property
The left-detached position and the clause-initial position differ in terms of symmetric
property, too. In Tagalog, the detached position has a symmetric property regarding the
position in which it appears: whether it appears to the left of the clause or to the right
does not affect the pragmatic status of the detached phrase. Tagalog has a right-detached
position, as well, which is also for a presupposed element.
(65) [clause <Um>upo=ka=muna dito], [RDP ang=sabi=ko].
AF:sit=2SG.ABS=first here
ABS=what is said=my
‘What I said is that you sit down here.’
ang=kapwa=mo], [RDP ang=turo
ni=Hesus].
(66) [clause Mahal-in=mo
PF:love=2SG.ERG ABS=neighbor=your
ABS=teachings GEN=Jesus
‘Love your neighbor, according to the teachings of Jesus.’
On the other hand, the clause-initial element does not have a symmetric property.
When it appears in non-clause-initial positions, it may or may not be in focus.10
5.2.8 Where do these differences come from?
As has been demonstrated above, the left-detached position and the clause-initial
position (i.e. the nucleus or precore slot) behave differently at least with regard to these
seven phenomena. See Table 3.
Table 3: Different behaviors of the left-detached position and the clause-initial position
Enclitic placement
Uniqueness condition
Semantic relatedness
Pause
Resumptive pronoun
Universal quantifier
Symmetric property
10
Left-detached position
*
*
*
√
√
√
√
Clause-initial position
√
√
√
*
*
*
*
I have not been able to find a postcore slot in Tagalog so far. See Van Valin & LaPolla (1997:
37) and Van Valin (2005:5-6) for the postcore slot.
367
Naonori Nagaya
These results are not accidental but rather natural consequences of the characterization
of the left-detached position and the clause-initial position in RRG: the left-detached
position is clause-external, while the clause-initial position is clause-internal.
Let us take enclitic placement as an example. The pronominal enclitic, which is an
argument of a predicate, can be located in the position immediately following the
clause-initial position, because the position is still inside the clause. But when it is put
after the left-detached position, it is outside the clause. This situation is not acceptable,
because the semantic argument of the predicate must be included in the clause.
This explanation is applicable to the other phenomena: the pause reflects the clause
boundary; the clause-initial element does not leave a resumptive pronoun because it is
still inside the clause; since the left-detached element is out of the clause, it is free from
the uniqueness condition and the semantic relatedness condition of the clause. Thus, the
traditional sentence-clause distinction adopted in RRG can provide a satisfactory
explanation for different behaviors of the two positions.
6. Conclusion
In this paper, I have discussed the interaction between syntax and pragmatics in
Tagalog, and have claimed the following. At the clause-internal level, different constructions are employed to represent different types of focus structure: a canonical construction for broad focus, a cleft construction for argument narrow focus, and a fronting
construction for adjunct narrow focus. In any case the clause-initial position is in focus
and thus can be considered as the obligatory focus domain. At the clause-external level,
a topical/presupposed element comes optionally in the left-detached position. But this
position can be clearly distinguished from the clause-initial position with regard to syntax and pragmatics. To put it differently, the traditional contrast between sentence and
clause is verified in this language. Thus, in Tagalog, syntax and pragmatics interact
differently inside the clause than they do outside the clause: the focus obligatorily falls
on the domain including the clause-initial position, and a topical/presupposed element is
optionally preposed to the sentence-initial left-detached position.
Concerning such an interconnection between constituent order and information
structure, Gundel (1988:229) proposes ‘two independent, and sometimes conflicting
principles’:
(67) First Things First Principle
Provide the most important information first.
(68) Given Before New Principle
State what is given before what is new in relation to it.
368
Information Structure and Constituent Order in Tagalog
The discussion in this paper reveals that these two principles are both realized in
Tagalog but in different layers. Clause-internally, First Things First Principle (67) is the
determining factor: the actual focus domain always includes the clause-initial position.
Clause-externally, in contrast, Given Before New Principle (68) should be taken into
account: a topical/presupposed element optionally occupies the sentence-initial position
called the left-detached position. In light of my analysis, these two principles do not
conflict but function in distinct layers of clause structure.
Thus, this paper presents all these findings and claims in an integrated way within
the framework of RRG. In particular, it provides strong support for the validity of its
theories of clause structure and information structure.
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[Received 2 January 2006; revised 1 June 2006; accepted 1 August 2006]
Department of Linguistics
The University of Tokyo
7-3-1 Hongo, Bunkyo-ku
Tokyo 113-0033, Japan
nnagaya@gengo.l.u-tokyo.ac.jp
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Naonori Nagaya
塔加洛語資訊結構及句法成分的排列方式
長屋尚典
東京大學
本文主要目的為探討句法及語用在塔加洛語子句內外的互動。在子句
內,不同結構可以表達不同的焦點:典型結構可反應述語或整句焦點;分裂
結構可反應論元的狹窄焦點;前移結構則可以反應修飾語的狹窄焦點。在這
三種結構裡,實際焦點範疇涵蓋了子句最前面的位置。然而在子句外,主題
或預想成分可以選擇性的前移到句子最前方所謂的 向左分離 位置,此與
子句的前置位置有所不同。因此,傳統中所認為的句子和子句之間的不同在
這個語言裡有非常明確的區分。
關鍵詞:塔加洛語,資訊結構,焦點結構,句法成分的排列方式,分裂句,
前移
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