Long-Distance Dependencies in Tagalog:
The Case for Raising
Veronica Gerassimova and Peter Sells
Stanford University and SOAS, University of London
1. Introduction
One famous feature of Tagalog and other Western Austronesian languages is that only the
Subject1 may relativize (e.g., Schachter & Otanes 1972); see (1-3). The verb's voice picks out one
argument as Subject, which is the missing constituent in a relative clause; hence (3) is ungrammatical:2
1. Binigyan
ng sundalo
ng pera
ang babae.
gave.RV
GEN soldier
GEN money
NOM woman
The soldier gave the money to the woman.
2. ang babae
=ng
binigyan
ng sundalo ng pera
NOM woman =L
gave.RV GEN soldier GEN money
the woman that the soldier gave the money to
3. *ang babae =ng
ibinigay
ng sundalo ang pera
NOM woman =L
gave.PV
GEN soldier NOM money
Intended: the woman that the soldier gave the money to
Subject: Recipient
Subject: Recipient
Subject: Theme
Another notorious characteristic of Tagalog relativization is the requirement that the predicates in
a long-distance chain each appear in a particular voice (usually Patient voice), and that none of their
overt arguments be a Nominative DP (Sells 2000). We refer to such chains as Subject-only chains.
Now Subject-only chains also uncontroversially characterize raising constructions in Tagalog
(Davies 2000, Nakamura 2000, Sells 2000). In order to account for the identical constraints on
relativization and raising, some have proposed that raising is A-bar-movement (e.g., Nakamura 2000).
Following Gerassimova (2005), we explore the opposite possibility – that all Subject-only chains are
in fact raising dependencies. This not only solves the problems faced by A-bar movement analyses,
but also has desirable consequences for several larger issues, including the constraints on whmovement in Universal Grammar, the consequences that one can draw from the Keenan-Comrie
Accessibility Hierarchy, and the claimed link between extraction and voice in so-called wh-agreement
phenomena.
While the Tagalog system is assumed to be essentially different from what we find in English,
English does in fact show voice constraints in relativization, specifically, in so-called reduced
relatives:
4. a.
b.
c.
the man __ known by Mary __ to be studying French
the man __ known by Mary __ to have been photographed by Sam
the man __ known by Mary *(that Sam photographed __ )
English reduced RCs
The contrast in the b/c examples is rather similar to what we find in Tagalog; the apparent voice
constraints are not surprising in English, for we would immediately diagnose these dependencies as
involving raising, not extraction. These examples provide a direct model for our approach to Tagalog.
As well as arguing that there is no A-bar movement in Tagalog relative clauses, we show that whphrases in questions appear in only and exactly the same places where their non-wh-counterparts do
(see also Gerassimova 2005). Hence Tagalog is a wh-in-situ language, and thus more similar to
1 The argument marked with Nominative ang (si for names), also known as focus, topic, absolutive or trigger.
2 Glosses: AV – Actor voice; DAT – Dative case; DV – Dative voice; GEN – Genitive case; L – linker; NASA –
locative predication form; NOM – Nominative case; PV – Patient voice; PL – plural; Q – question particle; RV –
Recipient voice; [] – clause boundary; = – cliticization site; S&O – Schachter and Otanes.
© 2008 Veronica Gerassimova and Peter Sells. Proceedings of the 26th West Coast Conference on Formal
Linguistics, ed. Charles B. Chang and Hannah J. Haynie, 190-198. Somerville, MA: Cascadilla Proceedings
Project.
191
languages like Malagasy (Sabel 2003, Paul & Potsdam, to appear), Niuean (Massam 2002), and
Indonesian (Saddy 1991; Cole at al. 2005) than previously thought. Simply put, we argue that Tagalog
has no evidence of any A-bar movement and (correspondingly) no evidence of overt wh-movement.
Section 2 concerns relativization in Tagalog, with a review of existing extraction analyses of
Subject-only chains; we then present our own analysis of Subject-only chains as raising chains. In
Section 3 we turn to various strategies for wh-question formation, none involving movement,
including the fronting of wh-adverbs and in-situ argument wh-phrases. Finally, in Section 4 we
consider the bigger picture of (presumed) extraction in Tagalog, and discuss the consequences of our
analysis for Universal Grammar, the Keenan-Comrie Hierarchy, and the typology of wh-agreement
phenomena.
2. Tagalog relativization: Subject-only chains as raising
In Tagalog, verbs in Subject-only chains are required to appear in a particular voice form. In the
immediate clause containing the gap, or the base clause, this is the voice form that identifies the empty
position as the Subject of the clause, as in the relative clause examples in (1-3) above. In higher
clauses along the chain, verbs must appear in one particular voice, usually the Patient voice:3 4
5. ang
kalabaw
[na ipinangako ng guro
[na bibigyan ng lalaki
ng bulaklak]]
NOM water.buffalo L promised.PV GEN teacher L gave.DV GEN man
GEN flower
the water buffalo [(that) the teacher promised [(that) the man would give a flower to]]
6. ang babae
[na sinabi ko
kay Pedro
[na ikakasal
kay Jose]]
NOM woman
L said.PV I.GEN DAT Pedro L marry.PV DAT Jose
the woman [that I said to Pedro [that will marry Jose]]
2.1 Previous analyses: extraction
In much current work, Subject-only chains are treated as extraction, with various extra constraints
to account for the fact that only Subjects may extract and for the voice constraints along the chain
(e.g., Kroeger 1993, Nakamura 2000, Richards 2000, Aldridge 2002, Paul 2002, Rackowski 2002,
Rackowski & Richards 2005). According to extraction analyses, Subject-only chains are formed via
wh-movement of a null Operator; the voice of the base clause identifies as its Subject the empty
position; and the voice of a predicate in a higher clause identifies as its Subject its complement clause,
through which the dependency passes. This style of analysis necessitates peculiar constraints on A-bar
dependencies: that only Subjects may extract, and extraction is allowed only out of sentential Subjects,
resulting in the following constraints on A-bar dependencies:
7. a. A gap must always be the Subject in its immediate clause, the base clause.
b. A subordinate clause containing a gap must itself be the Subject of its containing clause.
Such extraction accounts raise both theoretical and empirical problems. First, they imply that an
A-bar dependency interacts with voice. While voice is expected to play a central role in Adependencies, it is not in A-bar extraction – this is one of the empirical motivations for the theoretical
distinction between A- and A-bar dependencies. Thus the claim that the voice of predicates in Subjectonly chains is determined by extraction obliterates a core difference between A- and A-bar
constructions.
Moreover, treating Subject-only chains as extraction results in a violation of the familiar
constraint on extraction from sentential subjects, attested in a number of languages. Although there are
languages in which sentential subjects are not extraction islands, extraction analysis of Tagalog
Subject-only chains is unique in that sentential subjects are the only possible environment for
extraction, and it “not only allows, but actually requires, violations of the Sentential Subject
3 In both raising and relativization, clauses in the chain are introduced by the linker/complementizer na/-ng.
4 Any other voice form on the verbs in (5-6) leads to ungrammaticality. These restrictions on voice are only
found in dependency constructions; regular subordinate clauses allow any voice form.
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Constraint” (Kroeger 1993:210).
Another undesirable consequence of extraction analyses is that Subjects are commonly
dispreferred as extractees across languages. In a number of languages, objects are easier to extract than
Subjects. In the English that-trace phenomenon, for instance, when an overt complementizer is
present, subjects (8) but not objects (9) are precluded from extracting. Tagalog, on the other hand, is
ascribed the unusual typological property of disallowing object extraction and requiring Subject
extraction.
8. *Who do you believe that __ saw Jim?
9. Who do you believe that Tom saw __?
Finally, extraction accounts fail to explain a key fact about the distribution of Subject-only chains,
noted by several authors (Davies 2000, Nakamura 2000, Sells 2000) – in some languages, including
Tagalog and Cebuano, chains with voice constraints occur in raising as well as relative clauses; some
researchers have concluded that both relative clauses and raising are instances of A-bar extraction.
To deal with these issues, we propose an alternative account of relativization in Tagalog. We
suggest that the Subject-only chains found in relative clauses in fact involve (Subject-to-Subject)
raising. A raising account of Subject-only chains avoids all of the undesirable effects of the extraction
analyses, and provides a straightforward explanation of the otherwise puzzling properties just noted.
2.2 Our proposal: Subject-only chains as raising
As already mentioned, Subject-only chains have the same structure as raising chains (Davies
2000, Nakamura 2000, Sells 2000) – in both constructions it is the Subject of the base clause that is
targeted by the dependency, and verbs higher up in the chain must appear in a particular voice form.
Raising in Tagalog is always Subject-to-Subject. In (10) all of the arguments of the embedded clause
are in their normal position. In (11) the Nominative of the complement clause, ang panbansang awit
‘national anthem’, has been raised into the matrix clause, and the downstairs Nominative position is
empty. In contrast, (12) is ungrammatical because the raised phrase, Linda, is not the downstairs
Subject.
10. Inasahan
ko
[na awitin
ni Linda
ang pambansang awit].
expected.RV I.GEN L sang.PV
GEN Linda NOM national anthem
I expect (for) Linda to sing the national anthem.
11. Inasahan
ko
ang pambansang awit [na awitin
ni Linda].
expected.RV I.GEN NOM national anthem
L sang.PV
GEN Linda
I expected the national anthem to be sung by Linda. (Kroeger 1993:28, ex. 17)
12. *Inasahan
ko
si Linda
[na
awitin
ang panbansang awit].
expected.RV I.GEN NOM Linda L
sang.PV
NOM national anthem
Intended: I expected Linda to sing the national anthem. (Kroeger 1993:28, ex. 17)
And like relativization, shown in (6) (repeated below in (13)), raising may also take place across
more than one clause. In (14) the DP ang babae ‘the woman’, which is semantically an argument of
the lowest clause, is raised two clauses up and appears as an element of the main clause:
13. ang babae
[na sinabi
ko kay Pedro [na ikakasal
kay Jose]]
NOM woman L said.PV I.GEN DAT Pedro L marry.PV DAT Jose
the woman [that I said to Pedro [that will marry]]
14. Pinaniwalaan ni Maria
ang babae [=ng sinabi ni Juan
[na binigyan ng pera]].
believed.RV GEN Maria NOM woman L said.PV GEN Juan L gave.RV GEN money
Maria believed the woman to have been said by Juan to have been given (the) money by him.
One unappreciated fact about Subject-only chains is that they display not only the form, but also
the distribution of raising dependencies, a property also found in English reduced relatives (see (4)
above). Considering the voice forms of verbs in English Subject-to-Subject raising, such as the ones in
(4) above, it is clear that they obey the same constraints as verbs in Tagalog: in the base clause the
raised phrase is always the Subject, while in higher clauses the verbs are always in the passive voice,
having as their Subject an empty argument position, as in (16), which is the structure of (4c).
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15. [ __SUBJ known by Mary [ __ SUBJ to have been photographed by Sam]]
Hence we propose that higher clauses of Subject-only chains contain an empty Subject position,
which is the subject of verbs in Subject-only chains, as in typical raising (Gerassimova 2005):
16. [na
L
sinabi ko
kay Pedro
said.PV I.GEN DAT Pedro
__ SUBJ [na
L
ikakasal
marry.PV
kay Jose __ SUBJ]]
DAT Jose
The generalization covering all dependencies in Tagalog is that there can be no overt Nominative
DP within any of the clauses into which the dependency passes (Sells 2000), and the apparent voice
constraints always conspire to make this so. To see how the voice constraints work, imagine that
sinabi “say.PV” in (16) were in its Actor voice form, namely, nagsabi; in that case Pedro would be the
Nominative Subject of the higher clause, and the dependency chain would not be possible:
ikakasal
17. *[na nagsabi ko
ang Pedro __ SUBJ [na
L
said.AV I.GEN NOM Pedro
L
marry.PV
Intended: [said by me to Pedro __ [to have been given the money]]
kay Jose __ SUBJ]]
DAT Jose
The voice form of each intermediate verb must be such that none of the overt DP arguments is
picked out as Subject – on our account, it is the missing constituent which corresponds to the Subject.
In sum, our account of Subject-only chains as raising explains the voice and Subject restrictions –
puzzling and typologically odd under an extraction account – as natural epiphenomena of standard
raising, and shows that they in fact constitute a familiar and well-studied type of syntactic dependency.
3. Wh-questions: the case against movement
Subject wh-questions are formed as pseudo-clefts, consisting of two juxtaposed DPs – an initial
predicate followed by a nominalized relative clause (Paul 2001, Potsdam 2004). Hence the familiar
voice constraints hold inside the relative clause part, as in these examples of a wh-cleft:
18. Ano ang
binili
what NOM bought.PV
What did Maria buy?
ni Maria? 19. *Ano ang
bumili
si Maria?
GEN Maria
what
NOM bought.AV NOM Maria
Intended: What did Maria buy?
The focused element ano 'what' is the matrix (copular) predicate, and the clause final Subject is a
headless relative clause, with the case marker ang at its left edge. There is fairly clear consensus
among Austronesian researchers that the wh-phrase in these examples is generated in situ.
In contrast, non-Subjects form questions via several different strategies, probably none of which
has been fully systematically explored; tellingly, voice constraints do not apply in any of these cases.
3.1 Focus Fronting
One type of question with a sentence-initial wh-phrase involves Focus Fronting, also known as
Emphatic Inversion (Schachter & Otanes 1972:496-8), Adjunct Fronting (Kroeger 1993:43-8), or PPfocus (Mercado 2004). An adjunct or oblique appears in pre-verbal position, receiving an information
focus interpretation (e.g., Schachter & Otanes 1972, Mercado 2004), as in (21):
20. Binili
ni Maria
ang laruan
bought.PV GEN Maria
NOM toy
Maria bought the toy for Pedro.
21. Para kay Pedro binili
ni Maria
for
DAT Pedro bought.PV GEN Maria
It's for Pedro that Maria bought the toy.
para
for
kay Pedro.
DAT Pedro
ang laruan.
NOM toy
Several tests indicate that the Focus position is not clause-external, but is a part of the minimal
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clause. One type of evidence comes from the placement of second-position clitics, which are always
placed with respect to IP, following its first constituent (see Kroeger 1993). In Focus Fronting, in
which a preposed phrase appears immediately before the predicate, second-position clitics appear after
right after that fronted phrase (the clitics are underlined in the examples below):
mangangisda? 23. Saan
ka
pupunta?
22. Kailan
siya
when
he.NOM
fish.AV
where
you.NOM
go.AV
When will he go fishing? (S&O 1972:505)
Where are you going? (S&O 1972:514)
Clitic placement diagnoses the focused phrase as in Spec,IP (Kroeger 1993), rather than Spec,CP.
Additionally, the Focus phrase always occurs to the right of other types of preverbal phrases, such
as those found with ay-inversion (25) and topicalization (Kroeger 1993):
24. Kakain
kami
eat.AV
we.NOM
We'll eat here.
dito.
here.DAT
25. Kami='y
dito
kakain.
we.NOM=AY here.DAT eat.AV
It's here that we'll eat. (S&O 1972:498)
The focus position in (21) above is a regular clause-internal position for adjuncts of various kinds,
including all the relevant wh-phrases. Given the interpretive connection between wh and Focus, it is
natural that wh-phrases will be in this position. For our argument, the key observation is that adjunct
wh-phrases in (22-23) have the same distribution as their non-wh counterparts. Note that voice
constraints play no role in these adjunct fronting constructions.
3.2 Wh-expressions as syntactic predicates
Wh-phrases may also appear directly as syntactic predicates, with the structural properties of their
non-wh counterparts. They may serve as both non-verbal and verbal predicates. Non-verbal whexpressions, such as adverb, DP and PP wh-phrases, are 1-place predicates. In (26-27) the wh-phrases
are in the canonical predicate position:
26. Kailan ang miting?
when
NOM meeting
When is the meeting? (S&O 1972: 505)
27. Tungkol
sa ano
ang kuwento?
about
DAT what NOM story
What's the story about? (S&O 1972: 507)
Direct evidence for the predicate status of the wh-phrases in these examples comes from a special
feature of locative phrases – they appear with the case marker sa when they occur as arguments, as in
(28-29), yet with a distinct marker, nasa when they occur as predicates, as in (30-31):
28. Kumakain sila
IM.eat.AV he.NOM
He eats at the school.
sa iskwela.
DAT school
30. Nasa Maynila ang gusali.
NASA Manila NOM building
The building is in Manila.
29. May
trabaho siya
sa kanila.
exist
work
he.NOM DAT their
He has a job at their place. (S&O 1972:450)
31. Nasa opisina
si Esting.
NASA office
NOM Esting
Esting is at/in the office. (S&O 1972:256)
Crucially, in questions locative wh-phrases also appear with the predicate version of locative
marking, as in the following examples:
32. Nasa ano na
ba ang pusa?
33. Nasaan si Pedro? (nasaan = nasa + saan)
NASA what now Q NOM cat
where NOM Pedro
On what is the cat now? (S&O 1972:507)
Where is Pedro? (S&O 1972:513)
In (33) the wh-word ano ‘what’ has the predicate marker nasa, and in (34) the wh-phrase ‘where’,
whose basic form is saan, lexically incorporates the marker nasa in the predicate form nasaan.
This predicate use contrasts with wh-locatives in questions with verbal predicates; there, whlocatives appear in the simple non-predicative form, saan, via Focus Fronting (discussed above).
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34. Saan ka
pupunta?
where you.NOM
go.AV
Where are you going? (S&O 1972:514)
In addition, wh-words in Tagalog may actually serve as verbal predicates. For example, ano
‘what’ can occur as a “substitute for a verb base”: it appears with all verbal morphology, including
voice marking, and in the position of verbal predicates (Schachter & Otanes 1972:509), as in (35-36),
which are perfectly canonical Tagalog clauses, whose predicate is a wh-predicate. All three examples
involve a version of the wh-word ano ‘what’ in a predicative use: it occupies the canonical predicate
position at the left edge of the clause, and is marked for the verbal categories voice and aspect:
35. Nagano
ka
ba?
what.AV you.NOM Q
What did you do?
36.
Inano
mo
ba ito?
what.PV
you.GEN
Q this.NOM
What did you do with this? (S&O 1972: 509)
These data again show that wh-phrases occupy positions already available to constituents of the same
type, rather than appearing in a special position associated with extraction.
3.3 Wh-expressions as linked modifiers
In Tagalog, certain adjuncts, such as time and manner adverbs, do not participate in the fronting
constructions discussed so far. Instead they may occur immediately adjacent to the verb as modifiers.
In such cases, the adverb may either precede or follow the verb, and it is linked with a na/-ng linker as
noted by S&O (1972:437). Consider these examples with the adverb biglan ‘suddenly’:
37. Biglan
=ng
binuksan ni Fred
ang pintuan.
suddenly L
opened.PV GEN Fred NOM door
Fred opened the door suddenly.
38. Binuksan =ng
biglan
ni Fred
ang pintuan.
opened.PV L
suddenly GEN Fred
NOM door
Fred opened the door suddenly. (S&O 1972:451)
The corresponding class of wh-phrases appear as modifiers as well, preceding the verb, with an
optional linker. (The word raw in (39) is a second-position clitic.)
39. Paano raw
(na) nakarating ang mga Cruz? 40. Paano siya
(=ng) magsayaw?
how they.say (L) arrive.AV
NOM PL Cruz
how
he.NOM (L) danced.AV
How did they say the Cruzes came?
How does he dance? (S&O 1972:514)
This observation provides yet one more piece of evidence that wh-phrases in Tagalog appear in
the positions that are independently available to their non-interrogative equivalents.
3.4 Wh-phrases in situ
Schachter & Otanes (1972), perhaps the most detailed description of wh-questions, only list
examples where wh-phrases appear at the left periphery. For arguments, it is assumed that the only
way to form a question is to turn the argument into a Subject and cleft it, as in (18) above. Yet recent
work shows that there is an alternative – non-Subject arguments may also remain in situ, although
more research is needed to establish if and what constraints exist on in-situ core-argument questions:
41. Kumain
ng ano
si Mark?
ate.AV
GEN what NOM Mark
What did Mark eat? (Dery 2006, ex. 12)
42. Nakita ka
nino?
saw.PV you.NOM who
Who saw you?
Interestingly, examples of Subject wh-phrases in situ have also been cited in recent work (Law &
Gärtner 2005, Mayr 2006), as in (43-44):
43. Bumili
ng isda
ang ano?
bought.AV GEN fish NOM what
Who bought fish? (Law & Gärtner 2005, ex. 15)
44. Binasa ni Jeff
ang ano?
read.PV GEN Jeff NOM what
What did Jeff read? (Mayr 2006, ex. 3)
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On the assumption that at least some examples of this form are acceptable as true questions, they
show that Tagalog has a wh-in-situ strategy for every type of wh-phrase. Our account of wh-questions
essentially leaves every independent position available to wh-phrases, similar to the account of whquestion formation in Indonesian proposed by Cole at al. (to appear), who reach the conclusion “the
syntax in Indonesian must parallel information structure”. On the interpretive side, we might assume
that the surface position of wh has to be a position where Focus can be properly interpreted. Focus
positions in Tagalog are typically at the left periphery: predicates, Focus Fronting and clefting all
provide the right syntactic conditions (e.g., Mercado 2004, Dery 2007, Nagaya 2007). These are also
the preferred positions for wh-phrases, but are not obligatory, as we have seen. There may also be a
clause-typing function fulfilled by a wh-phrase in the initial position.
On the other hand, Subjects in Tagalog have a relatively close connection to topic interpretation
(e.g., Schachter 1976), disfavoring wh-phrases as Subject. (In the canonical cleft wh-questions, the
initial wh is a predicate, not derivationally related to the Nominative ‘gap’ inside the following free
relative.) In the examples above with Nominative wh-phrases, these phrases have to be given a strong
Focus interpretation by non-positional means. And we assume that a focus position is possible inside
the clause (with associated accent) (Dery 2007), allowing non-initial wh-in situ.
In sum, in this section we have shown, on the one hand, that the left-periphery position of whphrases is licensed by a host of independently attested constructions, including Focus Fronting, linked
modification, and syntactic predication, not by extraction, and on the other that wh-arguments,
including Subjects, may stay in situ. In other words, wh-phrases always appear in situ. In this respect,
Tagalog is similar to other Western Austronesian languages, such as Malagasy, Niuean, Indonesian,
Seediq and Madurese. Malagasy (Sabel 2003, Paul & Potsdam, to appear), Niuean (Massam 2002),
and Indonesian (Saddy 1991, Cole at al. 2005; to appear).
4. Extraction in Tagalog: the bigger picture
We suggest that Tagalog is best described as a wh-in situ language, without even the null operator
kind of wh-movement: relative clauses involve only raising chains.5
A non-extraction analysis of Subject-only chains has desirable consequences for what UG is
understood to allow. If Tagalog is indeed a wh-in-situ language and no wh-expressions move, an
extraction analysis of Subject-only chains (e.g., Aldridge 2002, Rackowski & Richards 2005) means
that wh-movement in Tagalog is only available to null elements – in relative clauses. This raises the
question of whether we should really expect to find a language such that it allows syntactic whmovement, and yet overt wh-expressions in that language never move.
We believe not: we would like to speculate that if a language has A-bar extraction as an option, it
should be available as a strategy for wh-question formation as well, i.e., there should be overt
evidence for it. Our proposal to treat Subject-only chains as raising, rather than extraction, provides a
more coherent perspective on Tagalog. Rather than saying that it has an unusual mixture of whmovement and base-generation strategies, with some mysterious restriction precluding all overt whelements from moving, we can simply state that wh-movement (A-bar-movement) is not available as
an option in this language, and possibly in other Western Austronesian languages as well. In fact, in
the AGREE-based approach to licensing in current Minimalist syntax, movement itself is triggered by
an EPP or OCC feature; movement is now essentially theoretically motivated only when overtly
visible.
A very surprising fact on the extraction account is that the putative voice constraints on movement
hold for argument wh-phrases but not for adjuncts. Some authors, such as Rackowski & Richards
(2005), have tried to attribute this contrast between arguments and adjuncts to a distinction between
DPs and non-DPs. On that account, the set of DPs would be restricted to Nominatives and Genitives,
whereas non-DPs would include the remaining arguments and adjuncts – Datives, PPs, adverbials, etc.
Crucially, the contrast between arguments and adjuncts cannot be reduced to DP vs. non-DP, for
Dative phrases are clearly DPs, not PPs, yet they pattern as adjuncts (Gerassimova 2005). All formal
features of Datives in Tagalog indicate that they are DPs, just like Nominatives and Genitives: First,
like Nominative and Genitive case markers, Dative markers are different for common (sa) and proper
(kay) nouns. Such differentiation characterizes crosslinguistically case markers, but not prepositions;
5 One may wish to posit a null operator in a relative clause for the purposes of semantic interpretation. This
would not affect our argument, as we only claim that there is no evidence for movement of a null operator.
197
Tagalog prepositions do not display such alternations either. Second, phrases marked with sa may
appear in the same environments as other DPs, e.g., either a Dative or a Genitive marked-phrase may
occur in the comparative construction. Another indicator that Dative phrases are DPs is that canonical
prepositions take as their complements Dative phrases, e.g., para sa N “for N”, buhat sa N “from N”,
galing sa N “from N”, mula sa N “from N”, “about N”, etc. (Schachter & Otanes 1972:260). Finally,
Dative sa displays a wide variety of functions – Locative, Benefactive and Goal arguments, as well as
definite non-Nominative patients, which is typical of case markers but uncharacteristic of prepositions.
Thus the fact that voice constraints hold for arguments but not adjuncts does not correlate with DP
vs. non-DP, and hence cannot be related to Case or some other kind of ‘agreement’-type licensing.
The mysteries inherent in the extraction approach all disappear if arguments may be questioned
literally in-situ, or via the preferred cleft construction, in which a wh-phrase is base-generated initially.
Adjunct questions involve a variety of (different) in-situ strategies, as we showed above.
In their influential paper, Keenan & Comrie (1977) suggest that each language specifies the
syntactic roles that may relativize, determined by a span of the Accessibility Hierarchy (AH), in (45):
45. Subject > Direct Object > Indirect Object > Oblique > Genitive > Object of Comparison
If a relativization strategy applies to a particular position on the AH, it will also apply to all of the
higher positions. The majority of the languages in Keenan and Comrie’s sample which have ‘Subjectonly’ for the primary relativization strategy are Austronesian.
From the perspective we take here, the ‘Subject-only’ constraint sheds no light on relativization or
on the typology of relativization strategies: it is a consequence of the fact that the Philippine-type
voice system generates many kinds of one-place predicates – where a ‘predicate’ and a Nominative
Subject comprise a clause. The key observation – made by Keenan himself in later work (Keenan
1995, 2005) – is that such predicates can be directly used or chained in raising and relative clauses.
Hence, there are no special restrictions on extraction limiting it to Subjects, but rather these languages
have flexible ways of creating predicates, within the voice system and without extraction.
Consequently, the constraints on relativization in Tagalog follow directly from the constraints on
voice, and so any reference to the Accessibility Hierarchy is unnecessary, and misleading. Further,
concerns about how to enforce at a theoretical level extraction of Subjects but not objects, or
extraction out of sentential Subjects but not sentential complements simply become irrelevant.
One important conclusion from our proposal is that voice does not, after all, interact with
extraction, something which has only been claimed for Western Austronesian languages anyway. This
allows us to maintain the position that A- and A-bar dependencies are fundamentally different, and
that argument realization patterns are relevant only for the former. Although we have focused on
Subject-only chains in Tagalog, the raising account of relativization can be naturally extended to the
very similar dependencies reported for a variety of other languages, most notably the Philippine
languages, including Ilocano, and Cebuano; the Javanic languages, including Malay, Javanese,
Madurese, Balinese, and Indonesian; and Malagasy (e.g., Davies 2000, Davies and Dubinsky 2004).
Furthermore, our analysis of Subject-only chains as raising provides important insights into the
apparent link between extraction and voice in the famous so-called wh-agreement phenomenon
assumed for Chamorro (Chung 1982, 1998, Chung and Georgopoulos 1988, Georgopoulos 1985,
1991) and Palauan (Chung and Georgopoulos 1988, Georgopoulos 1985, 1991), which were also the
original inspiration for the extraction analysis of Subject-only chains. According to the wh-agreement
analysis, there are verb forms that are only used in extraction dependencies, and whose sole function is
to indicate the syntactic role of the gap. The absence of extraction in Tagalog is consistent with recent
findings about the absence of wh-agreement in Chamorro and Palauan, and suggests that whagreement phenomena involving voice are the result of misinterpreting raising dependencies in all of
these languages as extraction. Donohue and Maclachlan (1999) and Gerassimova (2002, 2005)
demonstrate that in both Chamorro and Palauan, respectively, the assumed wh-agreement verb forms
in fact mark Philippine-type voice.6 In her analysis of Palauan, Gerassimova (2005) argues that
Palauan relativization is best analyzed along the lines of Subject-only dependencies found in Tagalog
6 The gist of both accounts is that so-called wh-agreement verb forms are neither necessary nor sufficient markers
of filler-gap dependencies. Rather they are remnants of an older, Philippine-type voice system, and are today
extant in (a variety of) subordinate clauses, including relative clauses. The illusion that these forms are unique to
filler-gap dependencies is due to the inability of these older forms to appear in matrix clauses.
198
relativization, and that the apparent wh-agreement forms are in fact voice forms constraining the
relative prominence of Subject and non-Subject dependents.
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Proceedings of the 26th West Coast
Conference on Formal Linguistics
edited by Charles B. Chang
and Hannah J. Haynie
Cascadilla Proceedings Project
Somerville, MA
2008
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