Accepted Manuscript
Title: Site formation processes in caves: the Holocene sediments of the Haua Fteah,
Cyrenaica, Libya
Authors: Chris Hunt, John Davison, Robyn Inglis, Lucy Farr, Tim Reynolds, David
Simpson, Graeme Barker, Hwedi el-Rishi
PII:
S0305-4403(10)00026-9
DOI:
10.1016/j.jas.2010.01.021
Reference:
YJASC 2417
To appear in:
Journal of Archaeological Science
Received Date: 11 September 2009
Revised Date:
8 January 2010
Accepted Date: 14 January 2010
Please cite this article as: Hunt, C., Davison, J., Inglis, R., Farr, L., Reynolds, T., Simpson, D., Barker,
G., el-Rishi, H. Site formation processes in caves: the Holocene sediments of the Haua Fteah,
Cyrenaica, Libya, Journal of Archaeological Science (2010), doi: 10.1016/j.jas.2010.01.021
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ACCEPTED MANUSCRIPT
Site formation processes in caves: the Holocene sediments of the Haua Fteah, Cyrenaica,
Libya
Chris Hunt1, John Davison1, Robyn Inglis2, Lucy Farr3, Tim Reynolds4, David Simpson1, Graeme
Barker 2, Hwedi el-Rishi5
School of Geography, Archaeology, and Palaeoe olog , Quee s U i e sit of Belfast, UK
Department of Archaeology, University of Cambridge, UK
McDonald Institute for Archaeological Research, University of Cambridge, UK
Faculty of Continuing Education, Birkbeck College London, UK
Department of Geography, Garyounis University, Benghazi, Libya
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Abstract
Caves have yielded some of the most globally important archaeological sequences, but often
their interpretation has suffered from assumptions about cave sedimentary processes.
Caves contain distinctive sedimentary environments: this has major implications for the
understanding of contained archaeological materials. This paper describes and analyses the
Holocene sediments in the Haua Fteah, a sequence regarded as essentially continuous by
the original excavator. 50 years after it was first excavated the Haua s Epipalaeolithic to
post-Classical chronological range and rich finds make it still the key Holocene archaeological
site in North Africa. The reassessment shows, however, that the sequence is strongly
discontinuous and this has major implications for the reinterpretation of the site, as the
highly-resolved archaeological record is thus likely to reflect a series of brief occupations,
rather than continuous human activity. As with many caves, the sedimentary record in the
Haua Fteah is an extremely sensitive indicator of environments and processes in the wider
landscape. Secure understanding of sedimentary process, from analysis of the highly
individual records found in caves, is essential for full understanding of their contained
archaeology.
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Keywords
Cave archaeology, North Africa, Libya, Holocene, Facies Analysis, Radiocarbon Dating
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Introduction
Caves are often key archaeological sites because people used them over extended periods
and because caves are known to preserve long and often critical archaeological and
environmental records (e.g. Bar-Joseph & Meignen 2008; Bertran et al. 2008; Barker et al.
2007; Chase et al. 2009; Farrand, 2001; Hovers 2009; Hunt et al. 2007b; Laville et al. 1980;
Mc Burney 1967). Yet caves are not simple repositories – they are dynamic sedimentary
environments with their own complex taphonomic processes which shape the nature of the
archaeological record (Hunt & Gale 1986). Understanding of taphonomic processes – the
processes of site formation – are critical to the evaluation of the archaeological record from
caves. Previous generations of cave archaeologists had only very limited understanding of
sedimentary and taphonomic processes in caves, and this limited understanding of process
had significant repercussions in their interpretation of the cave record. Typical early
archaeological models of cave sedimentation often involve the concept of the build-up of a
stead d izzle of sediment (e.g. Harrisson 1959a,b; McBurney 1967), resulting in
archaeologists regarding cave deposits as containing continuous archaeological records.
Modern re-evaluation of this early work, utilising sedimentological and stratigraphic studies
of cave sediments (e.g. Woodward & Goldberg, 2001; Gilbertson et al. 2005; Bertran et al.
2008; Ghinassi et al., 2009), and taphonomic evaluation (e.g. Hunt & Rushworth 2004), is in
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some cases providing dramatic new results (e.g. Woodward & Goldberg, 2001; Gilbertson et
al. 2005; Barker et al. 2007; Bertran et al., 2008) diametrically at odds with the earlier
interpretation. Caves contain highly complex sequences, laid down by a wide variety of
processes (Gillieson, 1996; Gilbertson et al., 2005; Bertran et al., 2008; Ghinassi et al. 2009).
Sedimentation rates vary by many orders of magnitude, both spatially and chronologically
(Bailey & Galanidou, 2009). Deposition is often discontinuous and sometimes catastrophic.
Erosion and recycling of materials occurs frequently. Yet in spite of the difficulty and
complexity of cave records, it is clear that they are as significant archaeologically as ever. It
has become increasingly evident, however, that the archaeological record from any cave is
only as good as the understanding of the local depositional environment (Farrand, 2001;
Butzer, 2008).
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In this paper we re-evaluate using a facies-analysis approach (Walker, 1992; Ghinassi et al.,
2009) the Holocene depositional sequence in the Haua Fteah, Cyrenaica, Libya, as an
example of how the re-evaluation of the cave sediments affects the understanding of the
archaeological record. Here, the original interpretation (McBurney, 1967) was of a
continually-deposited archaeological sequence, with sudden dramatic changes in the
archaeology being thought to reflect major cultural events. This interpretation resulted
from the interpretation of the sedimentary record as reflecting the more-or-less constant
accumulation of the deposits, and thus that the archaeological sequence was virtually
complete. Our re-evaluation shows a rather different pattern, which has major implications
for our understanding of the nature of the contained archaeological record.
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Materials and methods
The Haua Fteah, in the Gebel Akhdar, Cyrenaica, Northeast Libya (Fig. 1, 2), has remained
one of the foundations of North African archaeology since the seminal publication of
McBurney (1967). The Haua is technically a tafoni (a granular disintegration feature) on the
side of a doline (a depression caused by solution and/or collapse common in limestone
areas). The Haua Fteah has small relict phreatic features in places in its roof and small
vadose conduits in its roof and floor which are active under very high rainfall, suggesting
that the tafoni formed in an area already subject to cave formation. McBurney (1967)
excavated to a depth of 14 m in the fill of this enormous feature during the 1950s, and
discovered a highly stratified record which he suggested might reach back to the later part
of the last interglacial period, perhaps 80000 years ago. M Bu e s e a atio s p odu ed
what is still regarded as the longest sequence of human activity in North Africa. The site –
and the prehistoric archaeology of the region - has been largely untouched by research since
this ti e, a d M Bu e s findings are now in urgent need of revision.
[Figs 1, 2 about here]
The Cyrenaican Prehistory Project (CPP) is, therefore, carrying out a programme of
archaeological fieldwork and science-based archaeology (Barker et al. 2007, 2008), with the
aim of reassessi g M Bu e s o k a d i teg ati g it ith ode a haeologi al
paradigms. It is clear from initial work (Barker et al. 2007, 2008, 2009, Simpson, Hunt 2009)
that the Haua Fteah contains a high-resolution record, where changing environments and
patterns of human activity can be discerned. It is also sho i g that a of M Bu e s
findings require re-evaluation in the context of modern techniques and understandings.
In this account, we conside the sedi e ts e posed i M Bu e s Uppe T e h , hich is a
~2 m deep, ~10 m by ~10 m excavation unit. This contained a Holocene sequence beginning
ith the Li o-Capsia Mesolithi his Layers X, IX) dated using some pioneering
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radiocarbon determinations by McBurney to c.8000-5000 BC, followed by the Neolithic (his
Layers VIII-VI, 5000-2700 BC), and then the Graeco-Roman (his Layer III). The upper part of
the trench (his Layers II, I) was referred to recent centuries. M Bu e s (1967) conception
of the sedimentary processes operating seems to have been of the then-p e aili g d izzle of
sediments model, with aeolian dust-fall augmented by various quantities of roof collapse.
He therefore argued that the archaeological sequence in the cave was essentially complete.
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At the end of the 1955 season, the excavation was backfilled. Subsequently, local
informants tell us that the Libyan authorities dumped gravel in the cave to provide a
hardstanding for vehicles. During a high rainfall event around 1997-1998, considerable
surface runoff entered the cave f o the doli e outside. Du i g this e e t … ud a d
ate a i to the a e a d I fea ed that I ould e d o ed… (Mr Salim Hussein, pers.
comm. 2007). The same informant described the traditional use of the cave as a place to
manage and pen goats. Until recent years, the cave was used as part of a transhumant landuse pattern, with goat herds pastured at low altitude near the coast at the Haua during the
winter, then moving inland to higher altitudes in the Gebel Akhdar for the spring flush of
grazing and the summer. The build-up of ticks and other pests necessitated the burning of
the accumulated guano on the cave floor at the end of the occupation season every one or
two years.
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In April 2007 we removed the a kfill of the Uppe T e h to establish the robustness of
the original faces and their suitability for renewed investigation. All of M Bu e s su i i g
section pins and labels were recorded and the original faces were cleaned back substantially
to expose fresh sediment. Detailed running sections (Figs. 3-4) were constructed on the
western (East-facing) and southern (North-facing) faces and charcoal samples were taken
from these sections for 14C dating. All radiocarbon dates were on well-preserved, angular
charcoal roundwood pieces selected for their good preservation and lack of rounding as
least likely to be recycled and without appreciable old carbon effects. Unpublished
preliminary work on the sedimentary organic matter in the Holocene deposits by Simpson
and Hunt shows that there is no appreciable movement of organic material through the
sediments as the sedimentary organic matter profile is highly stratified and coherent. Hard
water effects in this limestone region were avoided by selection of identified woody
terrestrial taxa. Radiocarbon dates were by Accelerator Mass Spectrometry at the Oxford
Laboratory for Archaeology and the history of Art. They were calibrated using Calib 5.02 and
are documented in detail in Barker et al. (2008) and in Table 1. Selected profiles were
cleaned further back, then samples taken from the East-facing section for sediment and
other analysis: the work on these samples other than sediment analysis will be reported
elsewhere. In this paper, determinations of magnetic susceptibility and of organic carbon by
loss on ignition follow Gale & Hoare (1992).
In the 2008 season we again cleaned the sections for investigation of the Holocene
sediments in the Haua Fteah to establish the major depositional processes and postdeposition history, with a programme of intensive recording of sediment characteristics,
sedimentary structures and pedogenic features, using drawing, photography, clast
roundness and hand-texturing in the field. Krumbein roundness follows Krumbein (1941),
using the procedure of Gale & Hoare (1992), and is expressed as minimum range value
(mode) maximum range value, since means should not be calculated for ordinal data.
The cave deposits
The cave deposits are heterogeneous and analysis of the sections showed that they occur in
unconformity-bounded units. Major changes in lithofacies (sedimentary characteristics
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recording depositional environments) between and within beds are distinguishable.
Lithofacies for sedimentary units in the two exposed faces (the East-facing and North-facing
sections of the Upper Trench) are set out and interpreted below. Their occurrence is
summarised in Tables 2 and 3, with their locations on the sections shown in Figs 3 and 4.
Typical lithofacies are shown in Figs. 5-13, and sedimentary properties are shown graphically
in Figs. 14 and 15. This lithofacies analysis omits pedogenesis and pedogenic features in the
sediments, which will be dealt with elsewhere.
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[Figs 3-4 and Tables 1 and 2 about here]
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Diamicts, poorly mixed (D1)
Diamict, unsorted, silty sand to gravel matrix, with clasts mostly subrounded (Krumbein
roundness for Context 147 is 0.2(0.7)0.7: n=9) and randomly orientated. Also contains clods
of calcreted riverine sediments, lumps of charred material, ashy lenses, dispersed
carbonised and uncarbonised goat guano (Fig. 5). This layer is made ground: it in-fills the
top of the McBurney trench above the primary fill. Local informants suggest that this layer
was introduced into the cave and bulldozed into position during the 1980s a d it s te tu al
qualities suggest derivation from local fan gravels.
[Fig. 5 about here]
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[Fig 6 about here]
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Diamicts (D)
Matrix to clast-supported diamicts, which consist of angular to subangular cobbles to small
boulders in a silty matrix. Clasts mostly subangular (Krumbein roundness for Context 153 is
0.2(0.4)0.7: n=37; for Context 126 is 0.1(0.3)0.6: n=38) Clast li es lie at the ase of the
deposit and also line scour-like features (Fig. 6). Clast long-axis imbrication is weak and
predominantly horizontal, north-south orientated or slightly southward-dipping. The
diamicts usually infill existing topography and wedge out southward. The matrix- and clastsuppo ted, poo l so ted atu e of these deposits, the asal sto e li e a d the sto e li es
at the base of the scour-like features, together with the horizontal long axis orientation of
clasts is consistent with these being mudflow deposits. Comparison with the field soils on
the doline floor outside the cave, which are characterised by being predominantly silty with
similar subangular clasts (Krumbein roundness 0.1(0.3)0.5: n=17), suggests that this is the
sediment source.
Clast-supported cobbles and boulder gravels (Gc) and Openwork cobbles and boulder gravels
(Goi)
Clast-supported and openwork gravel of cobble to small boulder size with angularsubangular clasts disorganised or showing a weak horizontal fabric which is north-south
orientated (Fig. 7). Partly infilling some voids in what was originally openwork gravel are
laminated silts, clayey silts and ash layers. This layer contains abundant carbonised goat
guano. This layer is intimately related to the underlying diamicts - some large clasts in this
layer are partly embedded in the diamict. The horizontal imbrication of some clasts in this
openwork deposit is perhaps suggestive of deposition from rather turbid water flows, or
watery mud-flows, probably at the end of the event which laid down the underlying diamict.
Some of the silty void-fills probably relate to the settling of fines after the gravel was
deposited. Later, other openwork voids were in-filled with waterlain ash and silts.
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[Fig. 7 about here]
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Gravels (G)
Clast to matrix-supported gravel, with subangular clasts in a silty-sand matrix. Clasts mostly
subangular to angular (Krumbein roundness for Context 125 is 0.1(0.3)0.7: n=20, for Context
152 is 0.1(0.2)0.4: n=14) The horizontal long-axis imbrication of the clasts is strong. The
sedi e t odies o up s ou s hi h a e V -shaped in cross-section, incised into older
deposits (Fig. 8). The clast-to matrix-supported gravels with clear horizontal clast long-axis
imbrication is suggestive of rapid deposition from relatively turbid flowing water. The
morphology and sediment characteristics of these deposits are consistent with them being a
waterlain gully-fill.
[Fig. 8 about here]
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Silts (Si/Sil)
Silts, sometimes with some fine sands, occasional small stones. The deposits are massive (Si)
or indistinctly to distinctly southward-dipping cross- and plane-laminated (Sil). The clasts are
subangular to angular (Krumbein roundness for Context 135 is 0.1(0.2)0.4: n=35; for context
136 is 0.1(0.3)0.4: n=10; for Context 132 is 0.1(0.2)0.2: n=6) The layers usually infill existing
topography and wedge out southward. The generally well-sorted nature of these deposits
and their southward dips is consistent with them being waterlain from shallow surface wash
and rills originating on the doline floor outside the cave.
[Fig. 9 about here]
[Fig. 10 about here]
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Laminated silts and clays (SiCl)
Clayey silts, plane-laminated, with the laminations typically being silt-clay fining upward
couplets (Fig. 10). The silt-clay fining upward couplets are consistent with these deposits
being settling-out deposits from quiet water
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Openwork breccia (Bo)
Openwork breccia, with very angular clasts (Fig 11). Clast roundness for context 173 is 0.1
(n=25). The general depositional dip and clast long axes dip northward. In cross-section the
sediment bodies are lenticular. The openwork texture and clast morphology of these
deposits is consistent with them being debris-avalanche deposits resulting from rockfall.
Breccia (B)
Clast to matrix-supported breccia (Fig. 11). The matrix is silty, with some ash in places. The
clasts are angular (Krumbein roundness for Context 144 is 0.1(0.2)0.4: n=25), with long axes
conforming to the depositional dip. There is some size-sorting of clasts. Depositional dips
are generally northward. The angular clasts and imbrication of these deposits are consistent
them being debris-avalanche deposit resulting from rockfall, with a minor admixture of silty
or ashy substrate which became entrained in the debris-avalanche.
Ashy Breccia (Ba)
Clast-supported to matrix supported breccia (Fig. 11). The matrix is mostly silt and/or ash
and it contains artefacts, bone, shell and charcoal. The clasts are angular (Krumbein
roundness for Context 131 is 0.1(0.1)0.5: n=24; for Context 161 is 0.1(0.1)0.4: n=21; for
Context 172 is 0.1(0.1)0.4: n=10; for Context 167 is 0.1(0.2)0.4: n=20; for Context 168 is
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0.1(0.2)0.4: n=10) Clast long-axis orientation and depositional dip is generally northward.
The sediment bodies are lenticular in cross-section, wedging out northward. The poorlysorted nature of these deposits, the general angularity of the clasts, the morphology of the
sediment bodies all suggest that these are debris-avalanche deposits. The high content of
anthropogenic material may be because debris avalanches incorporated this material from
the substrate, or that it was anthropogenic material which collapsed to produce the debrisavalanches.
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[Fig. 11 about here]
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Tabular-bedded ash (At)
Ash, silty and with occasional stones, containing artefacts, shell, and bone. The deposits are
crudely and indistinctly tabular-bedded and usually very compact. Clast roundness is quite
variable, probably reflecting a variety of parent materials: (Krumbein roundness for Context
133 is 0.1(0.1)0.8: n=11) The nature of these deposits, with their high anthropogenic content
and compaction, suggests that they are occupation horizons.
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[Fig 12 about here]
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Tabular-bedded ash and goat guano (Atg)
Ash, stony ash and carbonised goat pellets, containing occasional to frequent artefacts, bone
and shell. The layers typically are tabular in form, with a sharp upper contact and a
g adatio al lo e o ta t, ofte ith fi ge s of ash i filli g s all u o s (Fig. 5). Clasts
are angular (Krumbein roundness for Context 175 is 0.1(0.1)0.3: n=23). Discussion with
local informants, together with the characteristics of the deposits - which are extremely rich
in goat guano - suggest that these la e s a e sta le- u i g ho izo s, he e the floo of the
cave was either deliberately or purposefully fired to eliminate ticks and other pests.
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Laminated ash (Al)
Laminated or cross-bedded silty ash, containing occasional artefacts, bone and shell (Fig.
13). The layers infill depressions in the underlying topography and load-casts and waterescape structures are sometimes present. The clear laminations in these deposits are
consistent with the accumulation of ash in quiet water following surface wash.
[Fig. 13 about here]
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Synthesis: lithofacies assemblages in the Holocene sediments of the Haua Fteah
A number of major sedimentary facies assemblages are present in the Holocene deposits of
the Haua. The lower part of the sequence, f o M Bu e s
) layers X-IV, can be
assigned to two major facies assemblages, and the upper part to two further faciesassemblages.
Lithofacies-assemblage 1
In the lower part of the northern half of the East-facing section, the dominant facies is silty
and massive (structureless) or more-or-less laminated or cross-laminated (lithofacies Si,
Si/Cl). The depositional dips in layers allocated to this facies are consistent with derivation
from the doline floor, to the north. It may be suggested that these deposits result from
shallow wash and rill-flow and the dominantly silt-grade sediments are most probably
derived from ultimately aeolian sources, with comparatively little pedogenic alteration of
the material prior to redeposition in its present location. The Krumbein roundness (Fig. 14)
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is consistent with the clasts in these layers losing some of their angularity through transport
in a flowing medium.
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Lithofacies-assemblage 2
In the lower parts of the north-facing section and the southern half of the east-facing
section, the predominant facies association consists of more-or-less ashy breccias
(lithofacies B, Bo and Ba) and occupation deposits (lithofacies At). Clasts in these breccias
are characteristically very angular (Fig. 14) and have A-axis dips towards the north. The nonclastic component typically includes a high proportion of cultural debris. These can be
assigned to rockfall (when predominantly limestone breccia: lithofacies B, Bo) and debrisavalanche processes (when containing significant ash and cultural material: lithofacies Ba),
most probably in a dry state. It is hypothesised that the ashy breccias reflect cultural
material spilling forward from an occupation area usually located on a slightly higher area of
the cave floor, to the south of the a e, i to a su p a ea he e the M Bu e t e h is
located.
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Lithofacies-assemblage 3
This facies assemblage is distributed throughout the upper parts of the North-facing section
and the East-facing section. This facies-assemblage, consisting of reddish clayey silts
(lithofacies Si), diamicts (lithofacies D) and gravels (lithofacies G), results from mudflows and
surface wash of field soils from the doline. This is inferred from the strong reddish-brown
colours, sedimentary structures and clast morphology. Water-escape and loading structures
suggest that the underlying sediments were in a wet state when some of these diamicts
arrived. One major mudflow (contexts 126 and 153, correlating with M Bu e s La e III
most probably arrived shortly before the building of the Graeco-Roman structure, but the
major wash event which frightened our informant seems to have left little discernable trace
in the sedimentary record.
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Lithofacies-assemblage 4
This facies assemblage is distributed throughout the upper parts of the North-facing section
and the East-facing section and interdigitates with the third facies-assemblage. It consists of
ashy deposits containing abundant carbonised goat pellets, derived from stabling, mostly of
goats, and the burning of the resulting guano (lithofacies Atg and Al).
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Facies change in the Haua and it’s causes
The ajo sedi e ta ha ge elo M Bu e s la e III, f o the fi st t o of these fa iesassociations to the second pair, points to significant changes both inside and outside the
cave. Inside the cave, the dominant process changes from debris–avalanche of occupation
debris, to deposition of sediments resulting from goat-penning and stable-burning. It is
probable that occupation by a residential group who kept their domestic animals elsewhere
to the cave gave way at this point to shepherding communities predominantly using the
cave for animal-keeping. There is also a change in the nature of the materials entering the
cave at this time and the processes concerned. Small-scale wash of sediment derived from
aeolian sources characterises the externally-originating layers in the earlier Holocene, before
M Bu e s u it III. F o Da id “i pso s unpublished pollen analysis, the earlier Holocene
vegetation of the area round the Haua was extremely open and of a rather arid aspect. This
would chime with evidence for aeolian sedimentation outside the cave and a lack of
pedogenic alteration of the materials entering the cave. This scenario is replaced in Historic
ti es M Bu e s Unit III) by wash and mudflow of doline soils, most probably resulting
from relocation of ploughsoil under extreme rainfall events. It is noteworthy that the major
mudflow (contexts 126, 153) happened very shortly after the change in land-use outside the
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cave and before the Graeco-Roman structure was built. It presumably reflects the relocation
of easily-eroded stored sediment from the doline at a time when there was no vegetation
cover, maybe as a result of ploughing, and once this had occurred, the quantity of sediment
available for movement into the cave was substantially less. The rather uniform
sedimentary properties throughout the Holocene (Fig. 14) reflect the rather similar,
ultimately aeolian sources from which the Haua sediments have derived, but the switch
between facies-associations 1 and 2 in the Libyco-Capsian and Neolithic layers and faciesassociations 3 and 4 in the Historic layers is visible as a general decline in magnetic
susceptibility. This decline most probably reflects changes in magnetic mineralogy. as lowtemperature smouldering of goat guano during the Historic period generally higher
temperatures reached by domestic fires during the Neolithic and Libyco-Capsian.
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The broad coincidence between these changes and the start of the Greek occupation in
Cyrenaica around 621 BC may suggest that there were changes in residential location and
land use associated with the incoming of the Greeks. The community previously resident in
the cave was relocated and it would appear that the present-day pattern of cultivation of
the doline and goat-herding in the cave started around this time. There is no trace of
habitation activity in the sediments relating to the Graeco-Roman sanctuary. The
vegetation on the Cyrenaican littoral in the Graeco-Libyan period consisted of forests with
some cleared and grazed or cultivated areas (Hunt et al. 2002) but it was not as degraded as
it became during the Roman occupation, or subsequently during the Little Ice age (Barker et
al. 2008), but this increasing degradation in the wider landscape does not seem to have
resulted in major sediment accumulation in the Haua Fteah.
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Re-evaluation of the McBurney model of sedimentation
This re-examination of the Holocene deposits in the Haua Fteah is only the first stage of the
complete re-evaluation of this important depositional sequence. It provides a framework
for detailed micromorphological, geochemical, palaeobotanical and palynological studies,
and for the re-evaluation of the archaeology.
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The new dating evidence and the facies analysis can be used to suggest that a re-evaluation
of M Bu e s
odel of o ti uous sedi e tatio is o e due. La e s see , on the
whole, to have accumulated extremely rapidly, with significant hiatuses between
depositional episodes (Table 3). In the Holocene layers underlying the 1980s made ground
there are probably 24 significant depositional events, some of which probably took no more
than a few minutes to occur, and few of which lasted more than a few years. This is
particularly the case for the mudflow, debris-avalanche and rockfall deposits, which would
have accumulated virtually instantaneously, but it is also likely to be the case with the
waterlain layers, which most probably accumulated in single wet seasons. This pattern of
episodic deposition has been reported widely in other recent high-resolution studies of cave
sedimentation (e.g. Otte et al., 2003; Gilbertson et al., 2005; Lundberg & McFarlane, 2007;
Pickering et al. 2007; Bertran et al., 2008; Ghinassi et al. 2009). There are also a few
instances of significant recycling – the date for layer X of 12761-12131 BC is far older than
would be expected from the other dates associated with this layer both from McBurney
(1967) and from Barker et al. (in press), who have calibrated dates of 8806-8615 BC and
9294-8951 BC from lower in layer X deposits. This is a phenomenon increasingly to be
expected from caves and many other types of archaeological sites as technological advance
enable the taking of smaller radiocarbon samples and more cost-effective protocols lead to
increases of the average number of dates per site.
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A new model of sedimentation for the Haua Fteah would thus be of long periods of hiatus
separated by extremely rapid and often catastrophic sedimentation events incorporating, on
occasion, materials from older levels. This change in the interpretation of the sequence do
not negate its archaeological significance, but they do require a re-evaluation of their
contained archaeology, which would now perhaps be reinterpreted as highly-resolved
s apshots of a haeologi al e e ts athe tha a o ti uous se ue e. A further corollary
is that (as the excavated locality is the topographic low in the cave and thus where virtually
all material might be expected to accumulate) the history of human activity in the Haua
Fteah was extremely discontinuous, with short phases of activity separated by many years of
abandonment. This may be the reason that McBurney (1967) documents a series of highly
distinctive artefact assemblages in these horizons - conceivably people were gradually
modifying their technology during the episodes of non-deposition, but the artefacts we see
come only from short, well-separated periods of activity in the cave and thus are likely to be
typologically distinct.
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An alternative (but by no means completely mutually exclusive) viewpoint (e.g. Bailey &
Galanidou, 2009) would hold that these assemblages are time-averaged palimpsests derived
from the accumulation of many years human activity on a stable surface. At present, the unabraded and pristine nature of the lithics and the extremely good preservation of bone,
molluscs and charred plant debris recovered by the deep section cleaning and the first of the
new excavations in the cave inclines us against this hypothesis, since in time-averaged
palimpsests there is a strong tendency for degradation of archaeological materials by
passing feet, weathering and animal activity.
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These viewpoints will be tested further over the coming years by highly-controlled testexcavations. It is clear that the full significance of the archaeological record at the Haua will
not be apparent until tests of the coherence of layers, such as lithic refitting and
fluorescence microscopy of pollen grains (Hunt et al. 2007a) have been carried out.
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[Table 3 about here]
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Conclusions: cave geoarchaeology and the quality of the archaeological record
The example of the Haua Fteah confirms many indications from the recent literature. In
many cases, caves do not contain simple sedimentary systems, but extremely complex and
variable ones. The deposition of sediment in caves is intimately related to the processes
occurring at any given point in time and space: these processes will vary in time, and across
the cave floor, with distinctive facies relating to the geography and geometry of the cave,
the location and types of inputs of sediment and the transport mechanisms involved.
People may further complicate these patterns by their activities, and the location and type
of human activity is governed by cultural issues, the geography and geometry of the system,
the stability and dryness of the cave floor and the cave microclimate. Also of considerable
significance are periods of non-deposition, where successions of cultural activities may occur
over considerable periods. Caves, during times when they are accumulating
archaeologically-important deposits, are intimately related to the outside world, and the
processes which transport sediment into and deposit it within caves are often, but not
always, manifestations of processes which are operating outside. Sediment supply also is
likely to vary through time, so that even if processes are constant, the nature and rate of
sediment accumulation may vary. Caves thus mirror the outside world in many ways - that is
part of their value to the geoarchaeologist and to the wider archaeological community. And
- as with the outside world - transport, depositional and erosional processes will vary with
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time and with changes in the outside climate and environment. Also significant will be
changes in the morphology of the cave itself.
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The geoarchaeologist wishing to interpret cave sequences has a series of key issues to
address. First and possibly most important is the identification of the sedimentary
mechanisms involved in the formation of the cave record. The variety of processes involved
is considerable, but facies analysis offers a powerful tool for their identification. Second, the
recognition of changing sedimentation rate and of periods of non-deposition is critical to the
i te p etatio of the se ue e a d it s o tai ed a haeolog . This has eso a e i the
recognition of - on one hand - instantaneous s apshots o lage state a d - on the other, palimpsests and time-averaged deposits. Without secure geoarchaeological understanding,
the cave archaeological record is meaningless.
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Acknowledgements
We would like to particularly acknowledge the permission and support of the Department of
Antiquities of Libya to undertake the project; the financial support of the Society for Libyan
Studies, the Leakey Foundation, and the University of Cambridge, for the fieldwork; and the
significant help in kind provided by the Department of Antiquities in Tripoli and Cyrene. The
personal support of the President of the Department of Antiquities Dr Giuma Anaag and the
Controllers of Antiquities for Cyrene Achmed Sabar and Abdulgader al Mulzeni has been vital
to the success of the project. Further invaluable support for the project was provided by
Paul Bennett (former Chair of the Society for Libyan Studies), Mustapha Turjman
(Department of Antiquities, Tripoli), Ibreike Quinhe (Inspector of Antiquities, Apollonia),
Mohammed Twati and Fathallah Khalifa (Department of Archaeology, Omar Mukhtar
University al-Baeida), and Ahmed Buzaian (Department of Archaeology, Gar Yunis University,
Benghazi). We thank the many members of the Cyrenaica Prehistory Project for support in
the field and discussion. An early version of this paper was read at the World Archaeological
Congress, Dublin, 2008.
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CAPTIONS TO THE FIGURES
Fig. 1. Map of the central Mediterranean showing the location of the Haua Fteah.
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Fig. 2. The Haua Fteah before re-excavation in 2006, showing also the cultivated field in the
doline in front of the cave. The site of the McBurney excavation is visible as a large craterlike depression in the cave fill.
Fig. 3. The East-facing Section in the re-excavated Upper Trench in the Haua Fteah, showing
the McBurney layers, the contexts identified by the CPP, and the locations of the new
radiocarbon dates obtained by the CPP. Modified from Barker et al. (2009).
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Fig. 4. The North-facing Section in the re-excavated Upper Trench in the Haua Fteah,
showing the McBurney layers and the contexts identified by the CPP.
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Fig. 5. Detail of the East-facing section, showing D1 diamict of context 147 overlying Atg ash
with carbonised goat pellets of context 135 and then Si clayey sitls of context 138. Divisions
on scale are 0.1 m.
Fig. 6. Detail of the North-facing section, showing D diamict of context 153 with large clasts
floati g i a silt at i a d ith a asal li e of lasts. To the left of the photog aph, a
scour-like features is lined with clasts. Divisions on scale are 0.1 m.
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Fig. 7. Detail of the East-facing section showing context 125 - Gc clast-supported gravel
(darker matrix) passing up into Goi openwork gravel subsequently infilled with waterlain
sandy silt (lighter matrix). Divisions on scale are 0.1 m.
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Fig. 8. Detail of the junction between the East-facing and North-facing sections showing a
gully-fill with basal G imbricated clast-supported gravel of context 152. Divisions on scale are
0.1 m.
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Fig. 9. Detail of the East-facing section showing context 135 with massive and crosslaminated silts Sim and Sil. Divisions on scale are 0.1 m.
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Fig. 10. Detail of the East-facing section showing weakly laminated very clayey silts SiCl of
context 138. Divisions on scale are 0.01 m.
Fig. 11. Detail of the North-facing section showing strong brown silty diamict D of context
153 (at top of picture) overlying dark grey ashy breccia Ba of context 161, overlying light
brown openwork breccia Bo of context 173 (in middle of picture) overlying light brown clast
to matrix-supported breccia B (in lower part of picture). Divisions on scale are 0.1 m.
Fig. 12. Detail of East-facing section, showing shelly tabular silty ash At occupation horizon,
overlain by cross-bedded and massive silts Si of context 132. Divisions on scale are 0.1 m.
Fig. 13. Detail of East-facing section, showing crudely-laminated silty ash Al in context 140,
with carbonised goat pellets in the lower part of the picture. Divisions on scale are 0.1 m.
Figure 14. Sedimentary properties of the sample profile of Holocene deposits in the Eastfacing section of the Upper Trench in the Haua Fteah.
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Figure 15. Krumbein roundness histograms for contexts in the Holocene sediments of the
Haua Fteah. Context 173 (lithofacies Bo) is excluded from the diagram since a sample of 25
clasts all had a Krumbein roundness of 0.1.
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Table 1. Details of CPP and McBurney (1967) Holocene radiocarbon dates from the
Haua Fteah, modified after Barker et al. (2009). McBurney (1967) states his dated
aterial o l as har oal a d his re ords do ot e a le attri utio to CPP o te ts.
Sample and species
CPP
Context
McBurney
Layer
Phase
Lab no.
Radiocarbon
age
Cal. BC/AD
190 (Juniperus sp.)
243 (Zygophyllum sp.)
126
129
III
VI
Historic
Neolithic
OxA-18710
OxA-18675
1688±25
5759±28
243 (Zygophyllum sp.)
129
VI
Neolithic
OxA-18676
5462±30
243 (Zygophyllum sp.)
129
VI
Neolithic
OxA-18794
5521±32
Charcoal
na
VI top
Neolithic
NPL-40
5800±108
Charcoal
na
VI
Neolithic
NPL-41
4860±97
209 (Rhus cf. tripartita)
131
VIII
Neolithic
OxA-18673
244 (Suaeda sp.)
131
VIII
Neolithic
OxA-18667
238 (Ephedra sp.)
132
VIII
Neolithic
OxA-18674
380 (Rhus cf. tripartita)
132
VIII
Neolithic
OxA-19028
6413±32
Charcoal
na
VIII
Neolithic
W98
6800±350
Charcoal
na
VIII
Neolithic
NPL-42
6370±103
254 (Juniperus sp.)
136
X
Capsian
OxA-18678
12360±50
317 (Juniperus sp.)
176
X
Capsian
OxA-19184
9425±40
319 (Juniperus sp.)
176
X
Capsian
OxA-19158
9740±45
Charcoal
na
X
Capsian
GrN-3167
8400±150
Charcoal
na
X
Capsian
W89
7300±300
Charcoal
na
X
Capsian
Grn-3541
7000±110
259-416 AD
4692-4534
BC
4356-4259
BC
4451-4331
BC
4932-4375
BC
3936-3375
BC
5877-5729
BC
5208-4949
BC
5533-5376
BC
5471-5326
BC
6400-5001
BC
5526-5065
BC
1276212130 BC
8806-8615
BC
9294-8951
BC
7729-7061
BC
6822-5570
BC
6062-5673
BC
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6115±31
6505±33
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6917±31
(2σ)
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Table 2. Lithofacies identified in the Holocene sediments of the Haua Fteah.
G
Matrix to clast-supported diamicton
consisting of subangular cobbles to
small boulders in a silty matrix.
Weak clast long-axis imbrication is
predominantly north-south. In the
upper part, laminated silts, clayey
silts and ash layers between clasts.
Layers usually infill existing
topography and wedge out
southward.
Diamict, unsorted, clasts mostly
rounded and randomly orientated,
clods of calcreted riverine sediments,
lumps of charred material, ashy
lenses, dispersed carbonised and
uncarbonised goat guano.
Clast to matrix-suported gravel,
clasts subrounded-subangular, longaxis imbrication follows depositional
dip, silty matrix. Sheets of gravel or
lenticular sediment bodies occupying
gullies.
Silts, sometimes with fine sands,
massive or indistinctly to distinctly
southward-dipping cross- and planelaminated, occasional small stones.
Layers usually infill existing
topography and wedge out
southward.
Silts, sometimes clayey, well
laminated.
Openwork breccia, clasts very
angular, general depositional dip and
clast long axes dipping northward.
Clast long-axis orientation and
depositional dip generally
northward. Lenticular sediment
bodies in cross-section.
Breccia, clast to matrix-supported,
silty, some ash in places. Clasts
angular, with long axes conforming
to depositional dip. Some sizesorting. Depositional dips generally
northward.
Breccia, clast-supported to matrix
supported, matrix mostly silt and/or
ash and containing artefacts, bone,
Mudflow deposits
originating on the doline
floor outside the cave
during heavy rainfall
events. Infiltration
deposits between clasts
in the upper part of the
units.
126, 142,
146, 149,
153
Made ground: layer of fill
introduced into the cave
and bulldozed into
position during the
1980s.
147, 148
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B
Ba
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Bo
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Sil
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Context
D
Si
Interpretation
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D1
Description
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Lithofacies
code
D
Gravel deposited from
sediment-rich flows at
end of mudflow,
waterlain gully-fill gravel.
125, 152
(lower
part)
Wash and rill deposits
originating on the doline
floor outside the cave
during heavy rainfall
events.
132, 135,
136, 138,
150, 154,
155, 156,
400
Settling-out deposits
from quiet water
Debris-avalanche
deposits resulting from
rockfall.
128, 134
Debris-avalanche deposit
resulting from rockfall.
Minor admixture of
cultural material.
144, 169,
170, 176,
177
Occupation debris,
rockfall and aeolian silt
relocated in small debris
129, 130,
131, 143,
151, 159,
173
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133, 402
Laminated or cross-bedded silty ash,
containing occasional artefacts, bone
and shell.
Accumulation of ash in
quiet water.
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Burning of goat guano
layers.
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Al
161-168,
172, 401
EP
Atg
avalanches.
AC
C
At
shell and charcoal. Clasts angular to
slightly subangular, clast long-axis
orientation and depositional dip
generally northward. Lenticular
sediment bodies in cross-section,
wedging out northward in long
section.
Ash, silty and with occasional stones,
containing artefacts, shell, bone,
crudely and indistinctly tabularbedded.
Ash and carbonised goat pellets,
occasional to frequent artefacts,
bone and shell.
135, 137,
145, 158,
159, 175,
176
17, 127,
139, 140,
141, 146,
152 (upper
part), 157
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Table 3. Stratigraphic relationships, depositional environment and CPP dates from layers in
the Haua Fteah
Date
D1
Made ground
1980s AD
Si
Si
G
Atg
1955-1980s
AD
4
138,
146,
156,
157
149
Si
3
Gully-fill ashy silt
Gully-fill ashy silt
Gully-fill gravel
Goat penning and
stable-burning
Wash and rill, silt with
ash
Al
4
145,
158,
159
125,
144,
143,
145,
139
126,
142,
153
128,
400
129
Atg
131,
172
132
402
162,
163
I–II
Historic
Sil, G
3
IV Historic
D
3
Ba
VII
Neolithic
2
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VI
Neolithic
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Sil
D
III Historic
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Post 1955
Faciesassemblage
Ash accumulating in
quiet water
Goat penning and
stable-burning
M
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Lithofacies
code
RI
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Depositional
environment
130,
161
McBurney
layer
AC
C
Layer
code
no.
148,
147
154
155
152
137
Settling out deposits
from quiet water, silts
and ash, infilling
openwork gravels
Mudflow originating in
doline floor
Settling out deposits
from quiet water
Debris avalanche
relocating occupation
debris and fallen rock
Ba
2
Debris avalanche
relocating occupation
debris and fallen rock
Debris avalanche
relocating occupation
debris and fallen rock
Ba
2
Si
1
Wash and rill deposits
originating in doline
floor
At
Ba
2
Occupation layer
Occupation debris
relocated from the
259-416 AD
4692-4534
BC, 43564259 BC,
4450-4331
BC
5877-5729
BC
5208-4949
BC
5533-5376
BC
5471-5326
BC
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167
(pars)
VIII
Neolithic
Ba
2
133
134
IX LibycoCapsian
At
SiCL
2
1
Si
143,
168
Ba
144,
169,
170,
177,
176
135,
172
B
175
167
(pars)
B
Ba
2
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404
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Ba
SC
164,
166,
165
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X LibycoCapsian
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D
Si/Ba
AC
C
136
Ba/Si
south by debris
avalanche
Occupation debris
relocated from the
south by debris
avalanche
Occupation debris
relocated from the
south by debris
avalanche
Occupation layer
Settling out deposits
from quiet water
Wash and rill deposits
originating in doline
floor
Occupation debris
relocated from the
south by debris
avalanche
Rockfall breccia
2
Occupation debris
relocated from the
south by debris
avalanche, grading into
wash deposits from the
doline floor
Rockfall breccia
Occupation debris
relocated from the
south by debris
avalanche
Occupation debris
relocated from the
south by debris
avalanche, grading into
wash deposits from the
doline floor
12760-12130
BC
(probably
recycled: see
Table 1)
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Figure 11
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Figure 12
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Figure 13
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Figure 14
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Figure 15
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