CN113447821B - Methods for Assessing Battery State of Charge - Google Patents
Methods for Assessing Battery State of Charge Download PDFInfo
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Abstract
Description
技术领域technical field
本申请涉及电池检测领域,具体而言,涉及一种评估电池荷电状态的方法。The present application relates to the field of battery detection, in particular, to a method for evaluating the state of charge of a battery.
背景技术Background technique
锂离子电池组具有高功率、高能量密度等特点,在电动汽车、电网侧大规模储能系统中应用广泛。电池荷电状态(State of Change,SOC)作为衡量电池利用潜力的重要指标之一,是进行电池热管理、均衡管理和安全可靠性管理的重要依据,因此受到广泛关注。Lithium-ion battery packs have the characteristics of high power and high energy density, and are widely used in electric vehicles and large-scale energy storage systems on the grid side. Battery state of charge (State of Change, SOC), as one of the important indicators to measure the battery utilization potential, is an important basis for battery thermal management, balance management and safety and reliability management, so it has received extensive attention.
常用的电池SOC估计大致可以分为两类:基于模型的估计方法和基于数据的估计方法。基于模型估计方法是通过电池建模和相应参数的识别,获得表征电池行为特征的参数,进而根据特征参数估算出电池SOC。电池模型有电化学模型和等效电路模型(Equivalent Circuit Model,ECM)。电化学模型通过对电解液浓度和锂离子扩散特性进行建模,能够获得电池内部物理和化学变化的行为特征。由于电化学模型建立过程中需要进行偏微分方程求解和未知参数估算,该方法对系统内存和计算资源要求较高,不适用于实时电池管理系统(Battery Management System,BMS)。基于数据的估计方法中最常采用安时积分法,该方法对一段时间内电流进行积分计算获得电池容量值,由于SOC初始值无法确定造成较大误差。因此,相关技术中在评估电池荷电状态的过程中,存在对硬件资源要求较高以及评估结果不准确的技术问题。Commonly used battery SOC estimation can be roughly divided into two categories: model-based estimation methods and data-based estimation methods. The model-based estimation method is to obtain the parameters characterizing the battery behavior characteristics through battery modeling and identification of corresponding parameters, and then estimate the battery SOC according to the characteristic parameters. The battery model includes an electrochemical model and an equivalent circuit model (Equivalent Circuit Model, ECM). The electrochemical model can obtain the behavioral characteristics of the physical and chemical changes inside the battery by modeling the electrolyte concentration and lithium ion diffusion characteristics. Due to the need to solve partial differential equations and estimate unknown parameters during the establishment of electrochemical models, this method requires high system memory and computing resources, and is not suitable for real-time battery management systems (Battery Management System, BMS). Among the data-based estimation methods, the ampere-hour integration method is most commonly used. This method integrates the current over a period of time to obtain the battery capacity value. Because the initial value of the SOC cannot be determined, a large error is caused. Therefore, in the process of evaluating the state of charge of the battery in the related art, there are technical problems of high requirements on hardware resources and inaccurate evaluation results.
针对上述的问题,目前尚未提出有效的解决方案。For the above problems, no effective solution has been proposed yet.
发明内容Contents of the invention
本申请实施例提供了一种评估电池荷电状态的方法,以至少解决由于相关技术中在对电池荷电状态评估时对硬件要求较高,且SOC初始值无法确定造成的浪费硬件资源,以及评估结果不准确的技术问题。The embodiment of the present application provides a method for evaluating the state of charge of the battery to at least solve the waste of hardware resources caused by the high hardware requirements in the evaluation of the state of charge of the battery in the related art and the inability to determine the initial value of the SOC, and Technical issues with inaccurate assessment results.
根据本申请实施例的一个方面,提供了一种评估电池荷电状态的方法,包括:获取充放电参数,其中,充放电参数至少包括:开路电压预测值;获取目标电池中的电池荷电状态与开路电压预测值的状态方程,其中,状态方程用于表征开路电压预测值与所示电池荷电状态之间的映射关系;基于状态方程以及卡尔曼滤波算法模型对开路电压预测值与开路电压实际值进行误差校正,其中,卡尔曼滤波算法模型用于表征电压预测值与开路电压实际值之间的关系。According to an aspect of an embodiment of the present application, there is provided a method for evaluating the state of charge of a battery, including: obtaining charging and discharging parameters, wherein the charging and discharging parameters at least include: a predicted value of the open circuit voltage; obtaining the state of charge of the battery in the target battery and the state equation of the predicted value of the open circuit voltage, where the state equation is used to characterize the mapping relationship between the predicted value of the open circuit voltage and the state of charge of the battery shown; based on the state equation and the Kalman filter algorithm model, the predicted value of the open circuit voltage and the open circuit voltage The actual value is corrected for error, and the Kalman filter algorithm model is used to characterize the relationship between the voltage prediction value and the actual value of the open circuit voltage.
可选地,获取开路电压预测值之前,方法还包括:确定目标电池充电过程对应的第一等效电路模型;确定目标电池放电过程对应的第二等效电路模型;根据第一等效电路模型与第二等效电路模型确定充放电参数对应的一阶电路响应模型。Optionally, before obtaining the predicted value of the open circuit voltage, the method further includes: determining a first equivalent circuit model corresponding to the charging process of the target battery; determining a second equivalent circuit model corresponding to the discharging process of the target battery; A first-order circuit response model corresponding to the second equivalent circuit model to determine the charge and discharge parameters.
可选地,根据第一等效电路模型与第二等效电路模型确定充放电参数对应的一阶电路响应模型之后,方法还包括:通过图解法确定充放电参数对应的目标数值;并基于一阶电路响应模型与目标数值,得到开路电压预测值。Optionally, after determining the first-order circuit response model corresponding to the charge and discharge parameters according to the first equivalent circuit model and the second equivalent circuit model, the method further includes: determining the target value corresponding to the charge and discharge parameters by a graphical method; and based on a The first order circuit response model and the target value are used to obtain the predicted value of the open circuit voltage.
可选地,通过图解法确定充放电参数对应的目标数值,包括:获取在充电脉冲电流下的激励下,端电压随着时间变化的第一目标变化曲线;通过第一目标变化曲线中预定曲线段确定充放电参数对应的目标数值。Optionally, determining the target values corresponding to the charging and discharging parameters by a graphical method includes: obtaining the first target change curve of the terminal voltage changing with time under the excitation of the charging pulse current; The segment determines the target value corresponding to the charge and discharge parameters.
可选地,在充电过程中,开路电压预测值为uOCV=Uout-Ae-t/τ,t>0;其中,Uocv表示开路电压,Uout表示端电压,A表征充电过程中电阻的压降e为自然底数,τ为时间常数。Optionally, during the charging process, the predicted value of the open circuit voltage is u OCV = U out -Ae -t/τ , t>0; wherein, Uocv represents the open circuit voltage, Uout represents the terminal voltage, and A represents the voltage of the resistor during the charging process Drop e to the natural base, and τ is the time constant.
可选地,通过图解法确定充放电参数对应的目标数值,包括:获取在放电脉冲电流下的激励下,端电压随着时间变化的第二目标变化曲线;通过第二目标变化曲线中预定曲线段确定目标数值。Optionally, determining the target values corresponding to the charge and discharge parameters by a graphical method includes: obtaining a second target change curve of the terminal voltage changing with time under the excitation of the discharge pulse current; using a predetermined curve in the second target change curve segment to determine the target value.
可选地,在放电过程中,开路电压预测值为iOCV=Uout+Ae-t/τ,t>0;其中,Uocv表示开路电压,Uout表示端电压,A表征充电过程中电阻的压降e为自然底数,τ为时间常数。Optionally, during the discharge process, the predicted value of the open circuit voltage is i OCV = U out +Ae -t/τ , t>0; wherein, Uocv represents the open circuit voltage, Uout represents the terminal voltage, and A represents the voltage of the resistor during the charging process Drop e to the natural base, and τ is the time constant.
可选地,基于状态方程以及卡尔曼滤波算法模型对开路电压预测值与开路电压实际值进行误差校正,包括:获取卡尔曼滤波算法模型;基于卡尔曼滤波算法模型确定状态方程的矩阵系数参数;调整矩阵系数参数对开路电压预测值与开路电压实际值进行误差校正。Optionally, based on the state equation and the Kalman filter algorithm model, error correction is performed on the predicted value of the open circuit voltage and the actual value of the open circuit voltage, including: obtaining the Kalman filter algorithm model; determining the matrix coefficient parameters of the state equation based on the Kalman filter algorithm model; Adjust the matrix coefficient parameters to correct the error between the predicted value of the open circuit voltage and the actual value of the open circuit voltage.
根据本申请实施例的另一方面,还提供了一种评估电池荷电状态的装置,包括:第一获取模块,用于获取充放电参数,其中,充放电参数至少包括:开路电压预测值;第二获取模块,用于获取目标电池中的电池荷电状态与开路电压预测值的状态方程,其中,状态方程用于表征开路电压预测值与所示电池荷电状态之间的映射关系;校正模块,用于基于状态方程以及卡尔曼滤波算法模型对开路电压预测值与开路电压实际值进行误差校正,其中,卡尔曼滤波算法模型用于表征电压预测值与开路电压实际值之间的关系。According to another aspect of the embodiments of the present application, there is also provided a device for evaluating the state of charge of a battery, including: a first acquisition module, configured to acquire charging and discharging parameters, wherein the charging and discharging parameters at least include: a predicted value of open circuit voltage; The second acquisition module is used to acquire the state equation of the battery state of charge and the predicted value of the open circuit voltage in the target battery, wherein the state equation is used to characterize the mapping relationship between the predicted value of the open circuit voltage and the shown battery state of charge; correction The module is used to correct the error between the predicted value of the open circuit voltage and the actual value of the open circuit voltage based on the state equation and the Kalman filter algorithm model, wherein the Kalman filter algorithm model is used to characterize the relationship between the predicted value of the voltage and the actual value of the open circuit voltage.
根据本申请实施例的另一方面,还提供了一种非易失性存储介质,非易失性存储介质包括存储的程序,其中,在程序运行时控制非易失性存储介质所在设备执行任意一种评估电池荷电状态的方法。According to another aspect of the embodiment of the present application, there is also provided a non-volatile storage medium, the non-volatile storage medium includes a stored program, wherein, when the program is running, the device where the non-volatile storage medium is located is controlled to execute any A method of assessing a battery's state of charge.
根据本申请实施例的另一方面,还提供了一种处理器,处理器用于运行程序,其中,程序运行时执行任意一种评估电池荷电状态的方法。According to another aspect of the embodiments of the present application, a processor is also provided, and the processor is configured to run a program, wherein, when the program is running, any method for estimating the state of charge of the battery is executed.
在本申请实施例中,采用基于卡尔曼滤波估算SOC的方式,通过获取充放电参数,其中,充放电参数至少包括:开路电压预测值;获取目标电池中的电池荷电状态与开路电压预测值的状态方程,其中,状态方程用于表征开路电压预测值与所示电池荷电状态之间的映射关系;基于状态方程以及卡尔曼滤波算法模型对开路电压预测值与开路电压实际值进行误差校正,其中,卡尔曼滤波算法模型用于表征电压预测值与开路电压实际值之间的关系,达到了对脉冲激励下的电池充放电暂态响应进行分析并辨识ECM参数,并基于卡尔曼滤波估算SOC的目的,从而实现了节省硬件资源,准确评估电池荷电状态的技术效果,进而解决了由于相关技术中在对电池荷电状态评估时对硬件要求较高,且SOC初始值无法确定造成的浪费硬件资源,以及评估结果不准确的技术问题。In the embodiment of the present application, the method of estimating SOC based on Kalman filter is adopted to obtain the charge and discharge parameters, wherein the charge and discharge parameters at least include: the predicted value of the open circuit voltage; the state of charge of the battery in the target battery and the predicted value of the open circuit voltage are obtained The equation of state, where the equation of state is used to characterize the mapping relationship between the predicted value of the open circuit voltage and the shown battery state of charge; based on the equation of state and the Kalman filter algorithm model to correct the error between the predicted value of the open circuit voltage and the actual value of the open circuit voltage , where the Kalman filter algorithm model is used to characterize the relationship between the predicted value of the voltage and the actual value of the open circuit voltage, to analyze the transient response of the battery charge and discharge under pulse excitation and to identify the ECM parameters, and to estimate the ECM parameters based on the Kalman filter The purpose of SOC, so as to realize the technical effect of saving hardware resources and accurately evaluating the state of charge of the battery, and then solve the problem caused by the high hardware requirements when evaluating the state of charge of the battery in the related technology, and the initial value of SOC cannot be determined. Waste of hardware resources, and technical problems with inaccurate evaluation results.
附图说明Description of drawings
此处所说明的附图用来提供对本申请的进一步理解,构成本申请的一部分,本申请的示意性实施例及其说明用于解释本申请,并不构成对本申请的不当限定。在附图中:The drawings described here are used to provide a further understanding of the application and constitute a part of the application. The schematic embodiments and descriptions of the application are used to explain the application and do not constitute an improper limitation to the application. In the attached picture:
图1是根据本申请实施例的评估电池荷电状态方法的流程示意图;FIG. 1 is a schematic flowchart of a method for evaluating a battery state of charge according to an embodiment of the present application;
图2是根据本申请实施例一种可选的锂离子电池Thevenin模型的示意图;Fig. 2 is a schematic diagram of an optional lithium-ion battery Thevenin model according to an embodiment of the present application;
图3是根据本申请实施例一种可选的锂离子电池脉冲充电过程曲线;Fig. 3 is a kind of optional lithium-ion battery pulse charging process curve according to the embodiment of the present application;
图4根据本申请实施例一种可选的锂离子电池脉冲放电过程曲线;Fig. 4 is an optional lithium-ion battery pulse discharge process curve according to an embodiment of the present application;
图5是根据本申请实施例一种可选的评估电池荷电状态装置的结构示意图。Fig. 5 is a schematic structural diagram of an optional device for evaluating the state of charge of a battery according to an embodiment of the present application.
具体实施方式Detailed ways
为了使本技术领域的人员更好地理解本申请方案,下面将结合本申请实施例中的附图,对本申请实施例中的技术方案进行清楚、完整地描述,显然,所描述的实施例仅仅是本申请一部分的实施例,而不是全部的实施例。基于本申请中的实施例,本领域普通技术人员在没有做出创造性劳动前提下所获得的所有其他实施例,都应当属于本申请保护的范围。In order to enable those skilled in the art to better understand the solution of the present application, the technical solution in the embodiment of the application will be clearly and completely described below in conjunction with the accompanying drawings in the embodiment of the application. Obviously, the described embodiment is only It is an embodiment of a part of the application, but not all of the embodiments. Based on the embodiments in this application, all other embodiments obtained by persons of ordinary skill in the art without creative efforts shall fall within the scope of protection of this application.
需要说明的是,本申请的说明书和权利要求书及上述附图中的术语“第一”、“第二”等是用于区别类似的对象,而不必用于描述特定的顺序或先后次序。应该理解这样使用的数据在适当情况下可以互换,以便这里描述的本申请的实施例能够以除了在这里图示或描述的那些以外的顺序实施。此外,术语“包括”和“具有”以及他们的任何变形,意图在于覆盖不排他的包含,例如,包含了一系列步骤或单元的过程、方法、系统、产品或设备不必限于清楚地列出的那些步骤或单元,而是可包括没有清楚地列出的或对于这些过程、方法、产品或设备固有的其它步骤或单元。It should be noted that the terms "first" and "second" in the description and claims of the present application and the above drawings are used to distinguish similar objects, but not necessarily used to describe a specific sequence or sequence. It is to be understood that the data so used are interchangeable under appropriate circumstances such that the embodiments of the application described herein can be practiced in sequences other than those illustrated or described herein. Furthermore, the terms "comprising" and "having", as well as any variations thereof, are intended to cover a non-exclusive inclusion, for example, a process, method, system, product or device comprising a sequence of steps or elements is not necessarily limited to the expressly listed instead, may include other steps or elements not explicitly listed or inherent to the process, method, product or apparatus.
根据本申请实施例,提供了一种评估电池荷电状态的方法实施例,需要说明的是,在附图的流程图示出的步骤可以在诸如一组计算机可执行指令的计算机系统中执行,并且,虽然在流程图中示出了逻辑顺序,但是在某些情况下,可以以不同于此处的顺序执行所示出或描述的步骤。According to an embodiment of the present application, an embodiment of a method for evaluating the state of charge of a battery is provided. It should be noted that the steps shown in the flow chart of the accompanying drawings can be executed in a computer system such as a set of computer-executable instructions, Also, although a logical order is shown in the flowcharts, in some cases the steps shown or described may be performed in an order different from that shown or described herein.
图1是根据本申请实施例的评估电池荷电状态方法,如图1所示,该方法包括如下步骤:Fig. 1 is a method for evaluating the state of charge of a battery according to an embodiment of the present application. As shown in Fig. 1, the method includes the following steps:
步骤S102,获取充放电参数,其中,充放电参数至少包括:开路电压预测值;Step S102, acquiring charging and discharging parameters, wherein the charging and discharging parameters at least include: a predicted value of open circuit voltage;
步骤S104,获取目标电池中的电池荷电状态与开路电压预测值的状态方程,其中,状态方程用于表征开路电压预测值与所示电池荷电状态之间的映射关系;Step S104, obtaining the state equation of the battery state of charge and the predicted value of the open circuit voltage in the target battery, wherein the state equation is used to represent the mapping relationship between the predicted value of the open circuit voltage and the indicated battery state of charge;
步骤S106,基于状态方程以及卡尔曼滤波算法模型对开路电压预测值与开路电压实际值进行误差校正,其中,卡尔曼滤波算法模型用于表征电压预测值与开路电压实际值之间的关系。Step S106 , performing error correction on the predicted value of the open circuit voltage and the actual value of the open circuit voltage based on the state equation and the Kalman filter algorithm model, wherein the Kalman filter algorithm model is used to characterize the relationship between the predicted voltage value and the actual value of the open circuit voltage.
该评估电池荷电状态的方法中,获取充放电参数,其中,充放电参数至少包括:开路电压预测值;获取目标电池中的电池荷电状态与开路电压预测值的状态方程,其中,状态方程用于表征开路电压预测值与所示电池荷电状态之间的映射关系;基于状态方程以及卡尔曼滤波算法模型对开路电压预测值与开路电压实际值进行误差校正,其中,卡尔曼滤波算法模型用于表征电压预测值与开路电压实际值之间的关系,达到了对脉冲激励下的电池充放电暂态响应进行分析并辨识ECM参数,并基于卡尔曼滤波估算SOC的目的,从而实现了节省硬件资源,准确评估电池荷电状态的技术效果,进而解决了由于相关技术中在对电池荷电状态评估时对硬件要求较高,且SOC初始值无法确定造成的浪费硬件资源,以及评估结果不准确的技术问题。In the method for evaluating the state of charge of the battery, the charging and discharging parameters are obtained, wherein the charging and discharging parameters at least include: a predicted value of the open circuit voltage; obtaining the state equation of the battery state of charge and the predicted value of the open circuit voltage in the target battery, wherein the state equation It is used to characterize the mapping relationship between the predicted value of the open circuit voltage and the displayed battery state of charge; based on the state equation and the Kalman filter algorithm model, the error correction between the predicted value of the open circuit voltage and the actual value of the open circuit voltage is performed. Among them, the Kalman filter algorithm model It is used to characterize the relationship between the predicted voltage value and the actual value of the open circuit voltage. It achieves the purpose of analyzing the transient response of battery charge and discharge under pulse excitation and identifying the ECM parameters, and estimating the SOC based on the Kalman filter, thus realizing the saving Hardware resources, the technical effect of accurately evaluating the state of charge of the battery, and then solving the problem of wasting hardware resources caused by the inability to determine the initial value of the SOC due to the high requirements for hardware in the evaluation of the state of charge of the battery in related technologies, and the inconsistency of the evaluation results. Accurate technical questions.
本申请一些可选的实施例中,在获取开路电压预测值之前,可确定目标电池充电过程对应的第一等效电路模型;并确定目标电池放电过程对应的第二等效电路模型;根据第一等效电路模型与第二等效电路模型确定充放电参数对应的一阶电路响应模型。In some optional embodiments of the present application, before obtaining the predicted value of the open circuit voltage, the first equivalent circuit model corresponding to the charging process of the target battery can be determined; and the second equivalent circuit model corresponding to the discharging process of the target battery can be determined; according to the first The first equivalent circuit model and the second equivalent circuit model determine a first-order circuit response model corresponding to the charging and discharging parameters.
本申请一些实施例中,根据第一等效电路模型与第二等效电路模型确定充放电参数对应的一阶电路响应模型之后,可通过图解法确定充放电参数对应的目标数值;并基于一阶电路响应模型与目标数值,得到开路电压预测值。In some embodiments of the present application, after the first-order circuit response model corresponding to the charge and discharge parameters is determined according to the first equivalent circuit model and the second equivalent circuit model, the target value corresponding to the charge and discharge parameters can be determined by a graphical method; and based on a The first order circuit response model and the target value are used to obtain the predicted value of the open circuit voltage.
本申请一些实施例中,可通过图解法确定充放电参数对应的目标数值,具体地,可获取在充电脉冲电流下的激励下,端电压随着时间变化的第一目标变化曲线;通过第一目标变化曲线中预定曲线段确定充放电参数对应的目标数值。In some embodiments of the present application, the target values corresponding to the charging and discharging parameters can be determined graphically, specifically, the first target change curve of the terminal voltage changing with time under the excitation of the charging pulse current can be obtained; through the first The predetermined curve segment in the target change curve determines the target value corresponding to the charging and discharging parameter.
需要说明的是,在充电过程中,开路电压预测值为uOCV=Uout-Ae-t/τ,t>0;其中,Uocv表示开路电压,Uout表示端电压,A表征充电过程中电阻的压降e为自然底数,τ为时间常数。It should be noted that during the charging process, the predicted value of the open circuit voltage is u OCV = U out -Ae -t/τ , t>0; where Uocv represents the open circuit voltage, Uout represents the terminal voltage, and A represents the resistance of the charging process The pressure drop e is the natural base number, and τ is the time constant.
本申请一些实施例中,可通过图解法确定充放电参数对应的目标数值,具体地,可获取在放电脉冲电流下的激励下,端电压随着时间变化的第二目标变化曲线;通过第二目标变化曲线中预定曲线段确定目标数值。In some embodiments of the present application, the target values corresponding to the charging and discharging parameters can be determined graphically, specifically, the second target change curve of the terminal voltage changing with time under the excitation of the discharge pulse current can be obtained; through the second The predetermined curve segment in the target change curve determines the target value.
需要说明的是,在放电过程中,开路电压预测值为uOCV=Uout+Ae-t/τ,t>0;其中,Uocv表示开路电压,Uout表示端电压,A表征充电过程中电阻的压降e为自然底数,τ为时间常数。It should be noted that during the discharge process, the predicted value of the open circuit voltage is u OCV = U out +Ae -t/τ , t>0; where Uocv represents the open circuit voltage, Uout represents the terminal voltage, and A represents the resistance during the charging process The pressure drop e is the natural base number, and τ is the time constant.
具体的,考虑电池充放电过程中电池内部的极化效应,建立电池等效阻容Thevenin模型,图2是一种可选的锂离子电池Thevenin模型,如图2所示,该模型包括:1.充电过程等效阻容模型(即,第一等效电路模型,如附图中左边所示)2.放电过程等效阻容模型(即,第二等效电路模型,如,附图中右图所示)。Specifically, considering the polarization effect inside the battery during charging and discharging of the battery, the equivalent resistance-capacitance Thevenin model of the battery is established. Figure 2 is an optional Thevenin model for lithium-ion batteries, as shown in Figure 2, the model includes: 1 .Equivalent resistance-capacitance model of the charging process (that is, the first equivalent circuit model, as shown on the left in the accompanying drawing) 2. Equivalent resistance-capacitance model of the discharge process (that is, the second equivalent circuit model, such as, in the accompanying drawing shown on the right).
其中,Et表示电动势,与开路电压UOCV在数值上相等。R0为电池欧姆内阻,电池极化内阻RC、RD和电容构成阻容回路,由于电池充放电过程中极化内阻和电容参数不同,采用RC-CC、RD-CD分别表示充电和放电时阻容参数。Among them, Et represents the electromotive force, which is equal to the open circuit voltage U OCV in value. R0 is the ohmic internal resistance of the battery, and the internal polarization resistance R C , R D of the battery and the capacitor form a resistance-capacitance circuit. Since the polarization internal resistance and capacitance parameters are different during the charging and discharging process of the battery, R C -C C , R D -C are used D represents the resistance and capacitance parameters during charging and discharging, respectively.
由电池等效一阶阻容模型得一阶电路响应模型为:The first-order circuit response model obtained from the equivalent first-order resistance-capacitance model of the battery is:
Uout(t)=Uocv+uC(t)+uR(t) (1)U out (t)=U ocv +u C (t)+u R (t) (1)
在没有外加激励的充电和断路过程中,电池极化内阻和电容构成阻容回路的零输入响应,uC(0+)=Et-0。在t=0时,由于电容电压没有跃变,uC(0+)=uC(0-)=U0,此时电路中电流最大i(0+)=uC/R0。当充电断路后,电池极化内阻RC和极化电容组成闭合阻容RC回路,电容通过内阻RC放电。当t→∞时,UC→0,IC→0,在此过程中极化电容储存的能量逐渐被极化内阻以热能的形式消耗。In the process of charging and disconnection without external excitation, the internal resistance and capacitance of the battery polarization constitute the zero-input response of the resistance-capacitance circuit, uC(0+)=Et-0. At t=0, since there is no jump in the capacitor voltage, uC(0+)=uC(0-)=U0, at this time the maximum current in the circuit is i(0+)=uC/R0. When the charging is disconnected, the battery polarization internal resistance RC and the polarization capacitor form a closed resistance-capacitance RC loop, and the capacitor is discharged through the internal resistance RC. When t→∞, UC→0, IC→0, during this process, the energy stored in the polarization capacitance is gradually consumed by the polarization internal resistance in the form of heat energy.
从电路原理上分析,当t>0时:From the analysis of the circuit principle, when t>0:
该一阶齐次微分方程的初始条件为UC(0+)=uC(0-)=U0,其次微分方程的解为:The initial condition of this first-order homogeneous differential equation is UC(0+)=uC(0-)=U0, and then the solution of the differential equation is:
电路中的电流和电阻上的电压分别为:The current in the circuit and the voltage across the resistor are:
电压uC、uR和电流i都是按照相同的指数规律变化,衰减的快慢取决于负特征根p=-1/RC的大小。定义τ为一阶微分方程特征根p的倒数的负值,即τ=-1/p。电池等效电路的参数是由电路结构和元件参数确定的,元件的参数取决于电池的老化程度,τ为具有时间量纲的常数,其大小反映一阶过渡过程的进展速度。表1列出了不同时刻τ电容电压uC的衰减值。The voltage uC, uR and current i all change according to the same exponential law, and the speed of decay depends on the size of the negative characteristic root p=-1/RC. Define τ as the negative value of the reciprocal of the characteristic root p of the first-order differential equation, that is, τ=-1/p. The parameters of the battery equivalent circuit are determined by the circuit structure and component parameters. The component parameters depend on the aging degree of the battery. τ is a constant with time dimension, and its magnitude reflects the progress speed of the first-order transition process. Table 1 lists the attenuation value of τ capacitor voltage uC at different times.
表1不同时刻的uC的值Table 1 The value of uC at different times
时间常数τ的求解方法有三种:电路参数计算、特征根计算和图解法确定。图解法可以根据在线运行数据检测到电路的零输入响应,本申请中电池充放电参数可通过图解法获得。There are three ways to solve the time constant τ: circuit parameter calculation, characteristic root calculation and graphic method determination. The graphical method can detect the zero-input response of the circuit according to the online operation data, and the battery charge and discharge parameters in this application can be obtained through the graphical method.
2.2电池充电参数在线辨识2.2 Online identification of battery charging parameters
图3是锂离子电池脉冲充电过程曲线(即,第一目标变化曲线),在充电过程的锂离子电池系统中,在充电脉冲电流I(t)的激励下,断路电压Uout变化趋势,如图3所示(脉冲电流I(t)的脉冲宽度为w,脉冲幅度为I,重复周期为T)。由图3可以看出,充电过程中的检测电压Uout分成三段:AB段,对应电池的充电过程,电池的极化电容已经充满,电池的OCV渐变趋于最大SOC对应的OCV,端电压渐变;BC段,端电压骤变,对应电池充电回路断开过程,电池的极化内阻骤然失去充电电流,此时检测的变化特征体现了极化内阻的特性;CD段,端电压以指数型渐变,对应极化电容零响应过程,极化电池所储存的能量被极化内阻R用作热能形式消耗。Fig. 3 is a lithium-ion battery pulse charging process curve (that is, the first target change curve). In the lithium-ion battery system in the charging process, under the excitation of the charging pulse current I(t), the change trend of the cut-off voltage Uout is as shown in Fig. 3 (the pulse width of the pulse current I(t) is w, the pulse amplitude is I, and the repetition period is T). It can be seen from Figure 3 that the detection voltage Uout during the charging process is divided into three sections: AB section, corresponding to the charging process of the battery, the polarized capacitance of the battery has been fully charged, the OCV of the battery gradually tends to the OCV corresponding to the maximum SOC, and the terminal voltage gradually changes ; In section BC, the terminal voltage changes suddenly, corresponding to the disconnection process of the battery charging circuit, the polarization internal resistance of the battery suddenly loses the charging current, and the change characteristics detected at this time reflect the characteristics of internal polarization resistance; in section CD, the terminal voltage is exponentially type gradual change, corresponding to the zero response process of the polarized capacitance, the energy stored in the polarized battery is consumed by the polarization internal resistance R as heat energy.
基于BC段电压变化分析(即,第一目标变化曲线中预定曲线段),可得到电池充电过程电池极化内阻:Rc=UBC/I。CD段曲线变化反应RC极化消失过程,可得出电池极化内阻:RC=(UC(0+)-UC(∞))/I。一般认为经过3τ~5τ时间过渡结束,在3τ时间内电容电压uC下降95%所对应的时间可求得τ。此时与电势差UCD可认为为电池极化内阻RC导致的压降,由此可求得极化内阻为:RC=UCD/I,从而求得电池极化电容为:C=τ/RC。Based on the analysis of the voltage change in the BC segment (ie, the predetermined curve segment in the first target change curve), the polarization internal resistance of the battery during charging can be obtained: Rc=U BC /I. The change of the CD section curve reflects the disappearance process of R C polarization, and the internal resistance of battery polarization can be obtained: R C =(UC(0+)-UC(∞))/I. It is generally believed that after 3τ ~ 5τ time transition ends, the time corresponding to the capacitor voltage u C dropping 95% within 3τ time can be calculated as τ. At this time, the potential difference U CD can be regarded as the voltage drop caused by the internal polarization resistance of the battery R C , and the internal polarization resistance can be obtained as: R C = U CD /I, and the polarization capacitance of the battery can be obtained as: C =τ/R C .
当静置时间5τ时,此时的端电压Uout接近于电池OCV,根据一阶电路响应可得:When the resting time is 5τ, the terminal voltage Uout at this time is close to the battery OCV. According to the first-order circuit response, it can be obtained:
uC=uC(∞)+[uC(0+)-uC(∞)]e-t/τ (6)u C =u C (∞)+[u C (0 + )-u C (∞)]e -t/τ (6)
经过长时间,可推出电池OCV为:After a long time, the battery OCV can be introduced as:
uOCV=Uout-Ae-t/τ,t>0 (7)u OCV = U out -Ae -t/τ ,t>0 (7)
其中A表示指数曲线幅值,表征电池极化内阻RC在充电时的压降,可表示为:A=IRC。Wherein A represents the amplitude of the exponential curve, representing the voltage drop of the battery polarization internal resistance R C during charging, which can be expressed as: A=IR C .
2.3电池放电参数在线辨识2.3 Online identification of battery discharge parameters
图4锂离子电池脉冲放电过程曲线(即,第二目标变化曲线),在放电过程的锂离子电池系统中,在放电脉冲电流I(t)的激励下,断路电压Uout变化趋势如图4所示(脉冲电流I(t)的脉冲宽度为w,脉冲幅度为I,重复周期为T)。由图4可以看出,放电停止后到下次放电Uout可以分为两段:AB段,电池持续放电阶段,电池端电压Uout持续下降;BC段(第二目标变化曲线中的预定曲线段):电池停止放电与纯电阻供电特性相似,体现电池受到欧姆内阻影响,可求得电池内阻R=UBC/I;CD段,电压逐渐上升,与电池的极化消失有关,可求得电池极化内阻RD=UCD/I,当UCD上升C点电压的94%时对应的时间为3τ,由τ=RD CD,得CD=τ/RD。经过5τ时间后,认为断路电压uC接近OCV,根据一阶电路完全响应公式(6)推出:Figure 4 Lithium-ion battery pulse discharge process curve (that is, the second target change curve), in the lithium-ion battery system during the discharge process, under the excitation of the discharge pulse current I(t), the change trend of the cut-off voltage Uout is shown in Figure 4 Show (the pulse width of the pulse current I(t) is w, the pulse amplitude is I, and the repetition period is T). It can be seen from Figure 4 that after the discharge stops, the next discharge Uout can be divided into two sections: the AB section, the battery continuous discharge stage, and the battery terminal voltage Uout continues to drop; the BC section (the predetermined curve section in the second target change curve) : The characteristics of the battery stop discharging are similar to those of pure resistance power supply, which means that the battery is affected by the ohmic internal resistance, and the internal resistance of the battery can be obtained R=U BC /I; in the CD section, the voltage gradually rises, which is related to the disappearance of the polarization of the battery, which can be obtained Battery polarization internal resistance R D = U CD /I, when U CD rises to 94% of the voltage at point C, the corresponding time is 3τ, from τ = R D CD , we get CD = τ/R D . After 5τ time, the open-circuit voltage u C is considered to be close to OCV, which can be deduced according to the complete response formula (6) of the first-order circuit:
uOCV=Uout+Ae-t/τ,t>0 (8)u OCV = U out +Ae -t/τ , t>0 (8)
其中A表示指数曲线幅值,表征电池极化内阻RD在放电结束后的压升,可表示为:A=IRD。Wherein A represents the amplitude of the exponential curve, representing the voltage rise of the internal polarization resistance RD of the battery after discharge, which can be expressed as: A=IR D .
本申请一些可选的实施例中,可基于状态方程以及卡尔曼滤波算法模型对开路电压预测值与开路电压实际值进行误差校正,具体地,可获取卡尔曼滤波算法模型;基于卡尔曼滤波算法模型确定状态方程的矩阵系数参数;调整矩阵系数参数对开路电压预测值与开路电压实际值进行误差校正。In some optional embodiments of the present application, error correction can be performed on the predicted value of the open circuit voltage and the actual value of the open circuit voltage based on the state equation and the Kalman filter algorithm model. Specifically, the Kalman filter algorithm model can be obtained; based on the Kalman filter algorithm The model determines the matrix coefficient parameters of the state equation; adjusts the matrix coefficient parameters to correct the error between the predicted value of the open circuit voltage and the actual value of the open circuit voltage.
可以理解的,由于时间常数τ的估算和OCV-SOC映射关系中造成SOC估计误差。而卡尔曼滤波法可用于弥补实际状态量值与观测量之间的误差,可修正由于OCV辨识不准确造成的SOC估计误差。根据等效阻容模型和电池安时积分模型,得到状态方程:Understandably, the SOC estimation error is caused by the estimation of the time constant τ and the OCV-SOC mapping relationship. The Kalman filter method can be used to make up the error between the actual state value and the observed value, and can correct the SOC estimation error caused by inaccurate OCV identification. According to the equivalent resistance-capacitance model and the battery ampere-hour integral model, the state equation is obtained:
其中,SOCt表示t时刻的电池SOC值,μ表示电池充放电效率,Q0表示电池初始容量。R表示电池等效内阻,R'、C分别表示充放电极化内阻和极化电容,其值可通过参数在线辨识获得。Uout,t和It分别表示t时刻的实际测量变量,。Among them, SOC t represents the battery SOC value at time t, μ represents the charging and discharging efficiency of the battery, and Q0 represents the initial capacity of the battery. R represents the equivalent internal resistance of the battery, and R' and C represent the charge and discharge polarization internal resistance and polarization capacitance, respectively, and their values can be obtained through online parameter identification. U out, t and I t represent the actual measured variables at time t, respectively.
建立经典扩展卡尔曼滤波算法模型:Establish the classic extended Kalman filter algorithm model:
Xt=AXt-1+Buk-1 X t = AX t-1 + Bu k-1
Zk=CXk+vk (10)Z k =CX k +v k (10)
其中,Xk表示系统状态变量(实际量),Zk表示系统观测变量(预测量),vk表示系统观测噪声,uk表示系统激励。根据算法模型,电池SOC估计的状态空间模型的矩阵系数参数可以表示为:Among them, X k represents the system state variable (actual quantity), Z k represents the system observation variable (predicted quantity), v k represents the system observation noise, u k represents the system excitation. According to the algorithm model, the matrix coefficient parameters of the state space model for battery SOC estimation can be expressed as:
图5是根据本申请实施例的一种评估电池荷电状态的装置,如图5所示,该装置包括:Fig. 5 is a device for evaluating the state of charge of a battery according to an embodiment of the present application. As shown in Fig. 5, the device includes:
第一获取模块40,用于获取充放电参数,其中,充放电参数至少包括:开路电压预测值;The
第二获取模块42,用于获取目标电池中的电池荷电状态与开路电压预测值的状态方程,其中,状态方程用于表征开路电压预测值与所示电池荷电状态之间的映射关系;The second acquisition module 42 is configured to acquire the state equation of the battery state of charge and the predicted value of the open circuit voltage in the target battery, wherein the state equation is used to represent the mapping relationship between the predicted value of the open circuit voltage and the shown battery state of charge;
校正模块44,用于基于状态方程以及卡尔曼滤波算法模型对开路电压预测值与开路电压实际值进行误差校正,其中,卡尔曼滤波算法模型用于表征电压预测值与开路电压实际值之间的关系。The correction module 44 is used to correct the error between the predicted value of the open circuit voltage and the actual value of the open circuit voltage based on the state equation and the Kalman filter algorithm model, wherein the Kalman filter algorithm model is used to characterize the difference between the predicted value of the voltage and the actual value of the open circuit voltage relation.
该评估电池荷电状态的装置中,第一获取模块40,用于获取充放电参数,其中,充放电参数至少包括:开路电压预测值;第二获取模块42,用于获取目标电池中的电池荷电状态与开路电压预测值的状态方程,其中,状态方程用于表征开路电压预测值与所示电池荷电状态之间的映射关系;校正模块44,用于基于状态方程以及卡尔曼滤波算法模型对开路电压预测值与开路电压实际值进行误差校正,其中,卡尔曼滤波算法模型用于表征电压预测值与开路电压实际值之间的关系,达到了对脉冲激励下的电池充放电暂态响应进行分析并辨识ECM参数,并基于卡尔曼滤波估算SOC的目的,从而实现了节省硬件资源,准确评估电池荷电状态的技术效果,进而解决了由于相关技术中在对电池荷电状态评估时对硬件要求较高,且SOC初始值无法确定造成的浪费硬件资源,以及评估结果不准确的技术问题。In the device for evaluating the state of charge of the battery, the
根据本申请实施例的另一方面,还提供了一种非易失性存储介质,非易失性存储介质包括存储的程序,其中,在程序运行时控制非易失性存储介质所在设备执行任意一种评估电池荷电状态的方法。According to another aspect of the embodiment of the present application, there is also provided a non-volatile storage medium, the non-volatile storage medium includes a stored program, wherein, when the program is running, the device where the non-volatile storage medium is located is controlled to execute any A method of assessing a battery's state of charge.
具体地,上述存储介质用于存储执行以下功能的程序指令,实现以下功能:Specifically, the above-mentioned storage medium is used to store program instructions for performing the following functions, so as to realize the following functions:
获取充放电参数,其中,充放电参数至少包括:开路电压预测值;获取目标电池中的电池荷电状态与开路电压预测值的状态方程,其中,状态方程用于表征开路电压预测值与所示电池荷电状态之间的映射关系;基于状态方程以及卡尔曼滤波算法模型对开路电压预测值与开路电压实际值进行误差校正,其中,卡尔曼滤波算法模型用于表征电压预测值与开路电压实际值之间的关系。Acquire charge and discharge parameters, wherein the charge and discharge parameters include at least: a predicted value of open circuit voltage; obtain the state equation of the state of charge of the battery in the target battery and the predicted value of open circuit voltage, wherein the state equation is used to characterize the predicted value of open circuit voltage and the shown The mapping relationship between the battery state of charge; based on the state equation and the Kalman filter algorithm model to correct the error between the predicted value of the open circuit voltage and the actual value of the open circuit voltage. relationship between values.
根据本申请实施例的另一方面,还提供了一种处理器,处理器用于运行程序,其中,程序运行时执行任意一种评估电池荷电状态的方法。According to another aspect of the embodiments of the present application, a processor is also provided, and the processor is configured to run a program, wherein, when the program is running, any method for estimating the state of charge of the battery is executed.
具体地,上述处理器用于调用存储器中的程序指令,实现以下功能:Specifically, the above-mentioned processor is used to call program instructions in the memory to realize the following functions:
获取充放电参数,其中,充放电参数至少包括:开路电压预测值;获取目标电池中的电池荷电状态与开路电压预测值的状态方程,其中,状态方程用于表征开路电压预测值与所示电池荷电状态之间的映射关系;基于状态方程以及卡尔曼滤波算法模型对开路电压预测值与开路电压实际值进行误差校正,其中,卡尔曼滤波算法模型用于表征电压预测值与开路电压实际值之间的关系。Acquire charge and discharge parameters, wherein the charge and discharge parameters include at least: a predicted value of open circuit voltage; obtain the state equation of the state of charge of the battery in the target battery and the predicted value of open circuit voltage, wherein the state equation is used to characterize the predicted value of open circuit voltage and the shown The mapping relationship between the battery state of charge; based on the state equation and the Kalman filter algorithm model to correct the error between the predicted value of the open circuit voltage and the actual value of the open circuit voltage. relationship between values.
上述本申请实施例序号仅仅为了描述,不代表实施例的优劣。The serial numbers of the above embodiments of the present application are for description only, and do not represent the advantages and disadvantages of the embodiments.
在本申请的上述实施例中,对各个实施例的描述都各有侧重,某个实施例中没有详述的部分,可以参见其他实施例的相关描述。In the above-mentioned embodiments of the present application, the descriptions of each embodiment have their own emphases, and for parts not described in detail in a certain embodiment, reference may be made to relevant descriptions of other embodiments.
在本申请所提供的几个实施例中,应该理解到,所揭露的技术内容,可通过其它的方式实现。其中,以上所描述的装置实施例仅仅是示意性的,例如所述单元的划分,可以为一种逻辑功能划分,实际实现时可以有另外的划分方式,例如多个单元或组件可以结合或者可以集成到另一个系统,或一些特征可以忽略,或不执行。另一点,所显示或讨论的相互之间的耦合或直接耦合或通信连接可以是通过一些接口,单元或模块的间接耦合或通信连接,可以是电性或其它的形式。In the several embodiments provided in this application, it should be understood that the disclosed technical content can be realized in other ways. Wherein, the device embodiments described above are only illustrative. For example, the division of the units may be a logical function division. In actual implementation, there may be other division methods. For example, multiple units or components may be combined or may be Integrate into another system, or some features may be ignored, or not implemented. In another point, the mutual coupling or direct coupling or communication connection shown or discussed may be through some interfaces, and the indirect coupling or communication connection of units or modules may be in electrical or other forms.
所述作为分离部件说明的单元可以是或者也可以不是物理上分开的,作为单元显示的部件可以是或者也可以不是物理单元,即可以位于一个地方,或者也可以分布到多个单元上。可以根据实际的需要选择其中的部分或者全部单元来实现本实施例方案的目的。The units described as separate components may or may not be physically separated, and the components displayed as units may or may not be physical units, that is, they may be located in one place, or may be distributed to multiple units. Part or all of the units can be selected according to actual needs to achieve the purpose of the solution of this embodiment.
另外,在本申请各个实施例中的各功能单元可以集成在一个处理单元中,也可以是各个单元单独物理存在,也可以两个或两个以上单元集成在一个单元中。上述集成的单元既可以采用硬件的形式实现,也可以采用软件功能单元的形式实现。In addition, each functional unit in each embodiment of the present application may be integrated into one processing unit, each unit may exist separately physically, or two or more units may be integrated into one unit. The above-mentioned integrated units can be implemented in the form of hardware or in the form of software functional units.
所述集成的单元如果以软件功能单元的形式实现并作为独立的产品销售或使用时,可以存储在一个计算机可读取存储介质中。基于这样的理解,本申请的技术方案本质上或者说对现有技术做出贡献的部分或者该技术方案的全部或部分可以以软件产品的形式体现出来,该计算机软件产品存储在一个存储介质中,包括若干指令用以使得一台计算机设备(可为个人计算机、服务器或者网络设备等)执行本申请各个实施例所述方法的全部或部分步骤。而前述的存储介质包括:U盘、只读存储器(ROM,Read-Only Memory)、随机存取存储器(RAM,Random Access Memory)、移动硬盘、磁碟或者光盘等各种可以存储程序代码的介质。If the integrated unit is realized in the form of a software function unit and sold or used as an independent product, it can be stored in a computer-readable storage medium. Based on this understanding, the technical solution of the present application is essentially or part of the contribution to the prior art or all or part of the technical solution can be embodied in the form of a software product, and the computer software product is stored in a storage medium , including several instructions for enabling a computer device (which may be a personal computer, server or network device, etc.) to execute all or part of the steps of the methods described in the various embodiments of the present application. The aforementioned storage media include: U disk, read-only memory (ROM, Read-Only Memory), random access memory (RAM, Random Access Memory), mobile hard disk, magnetic disk or optical disk and other media that can store program codes. .
以上所述仅是本申请的优选实施方式,应当指出,对于本技术领域的普通技术人员来说,在不脱离本申请原理的前提下,还可以做出若干改进和润饰,这些改进和润饰也应视为本申请的保护范围。The above description is only the preferred embodiment of the present application. It should be pointed out that for those of ordinary skill in the art, without departing from the principle of the present application, some improvements and modifications can also be made. These improvements and modifications are also It should be regarded as the protection scope of this application.
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