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CN111194043B - Power distribution method based on non-perfect serial interference elimination - Google Patents

Power distribution method based on non-perfect serial interference elimination Download PDF

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CN111194043B
CN111194043B CN202010188013.1A CN202010188013A CN111194043B CN 111194043 B CN111194043 B CN 111194043B CN 202010188013 A CN202010188013 A CN 202010188013A CN 111194043 B CN111194043 B CN 111194043B
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蔡丽娟
李云
吴广富
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Xi'an Rongcan Yunlian Data Technology Co ltd
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Chongqing University of Post and Telecommunications
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    • H04W72/0473Wireless resource allocation based on the type of the allocated resource the resource being transmission power
    • HELECTRICITY
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Abstract

本发明属于通信技术领域,具体涉及一种基于非完美串行干扰消除的功率分配方法,该方法包括:基站设置单位功率价格,并将制定的价格发送给用户端;用户端根据基站设定的价格确定从基站处购买的功率量,并将购买的功率量发送给基站;基站根据用户端的功率购买量重新调整更新价格;基站和用户不断博弈,直至基站的功率价格和用户的功率购买量达到均衡状态;获取均衡后的用户功率,完成功率分配;本发明在保证服务质量和用户公平性前提下采用非完美串行干扰消除的功率分配方法,使得算法更简单和准确。

Figure 202010188013

The invention belongs to the field of communication technologies, and in particular relates to a power allocation method based on imperfect serial interference elimination. The method includes: a base station sets a unit power price, and sends the set price to a user; The price determines the amount of power purchased from the base station, and sends the purchased power amount to the base station; the base station readjusts the update price according to the power purchase amount of the user end; the base station and the user continue to compete until the power price of the base station and the power purchase amount of the user reach Equilibrium state; obtain equalized user power to complete power distribution; the present invention adopts the power distribution method of non-perfect serial interference elimination under the premise of ensuring service quality and user fairness, so that the algorithm is simpler and more accurate.

Figure 202010188013

Description

一种基于非完美串行干扰消除的功率分配方法A Power Allocation Method Based on Imperfect Serial Interference Cancellation

技术领域technical field

本发明属于通信技术领域,具体涉及一种基于非完美串行干扰消除的功率分配方法。The invention belongs to the technical field of communications, and in particular relates to a power distribution method based on imperfect serial interference cancellation.

背景技术Background technique

随着移动通信技术发展,已从单纯的话音业务拓展到移动互联网业务。由于物联网飞速发展,移动流量呈指数级增长。传统的正交多址接入的频谱效率和允许接入的用户是有限的,已经不能满足这种爆炸性的用户增长。与正交多址接入方式不同,非正交多址接入可在同一频带叠加复用多个用户,并通过串行干扰消除(Successive InterferenceCancellation,SIC)技术消除其他用户所造成的干扰。非正交多址接入技术(Non-Orthogonal Multiple Access,NOMA)作为5G(5th-Generation)关键技术之一,可以在5G物联网时代满足低时延\高可靠以及海量接入等需求。With the development of mobile communication technology, it has expanded from pure voice services to mobile Internet services. Mobile traffic is growing exponentially due to the rapid development of the Internet of Things. The spectral efficiency of the traditional orthogonal multiple access and the users allowed to access are limited, and can no longer meet this explosive user growth. Different from the orthogonal multiple access method, the non-orthogonal multiple access can superimpose multiple users in the same frequency band, and eliminate the interference caused by other users through the serial interference cancellation (Successive Interference Cancellation, SIC) technology. As one of the key technologies of 5G (5th-Generation), Non-Orthogonal Multiple Access (NOMA) can meet the requirements of low latency, high reliability and massive access in the era of 5G IoT.

目前,多天线输入多输出(Multiple-Input Multiple-Output,MIMO)技术是近年来研究的热点,它在4G(4th-Generation)中用于提高通信系统的频谱效率,是4G的关键技术,并且在5G中也同样会作为一项关键技术出现。例如专利申请号为CN201811267625.9的《基于干扰抑制的多小区MIMO-NOMA最优功率分配方法》公开了:构建多小区MIMO-NOMA系统模型;通过干扰技术消除小区干扰得出功率分配的数学模型;构造紧下界系数和相应代换,将原功率分配问题转化为凸优化问题;通过迭代求最优功率。通过该方法使得系统能够更快的传输数据。At present, the Multiple-Input Multiple-Output (MIMO) technology is a hot research topic in recent years. It is used to improve the spectral efficiency of the communication system in 4G (4th-Generation) and is the key technology of 4G. It will also appear as a key technology in 5G. For example, the patent application number CN201811267625.9 "Multi-cell MIMO-NOMA optimal power allocation method based on interference suppression" discloses: building a multi-cell MIMO-NOMA system model; eliminating cell interference through interference technology to obtain a mathematical model of power allocation ; Construct tight lower bound coefficients and corresponding substitutions to transform the original power distribution problem into a convex optimization problem; find the optimal power through iteration. This method enables the system to transmit data faster.

但是该方法在求取最优功率时采用了凸差规划的功率分配算法,该算法的计算量大,计算的过程复杂,不利于数据传输。However, this method adopts the power allocation algorithm of convex difference planning when obtaining the optimal power, which requires a large amount of calculation and complicated calculation process, which is not conducive to data transmission.

发明内容SUMMARY OF THE INVENTION

为解决以上现有技术问题,本发明提出了一种基于非完美串行干扰消除的功率分配方法,包括:基站设置单位功率价格,并将制定的价格发送给用户端;用户端根据基站设定的价格确定从基站处购买的功率量,并将购买的功率量发送给基站;基站根据用户端的功率购买量重新调整更新价格;基站和用户不断博弈,直至基站的功率价格和用户的功率购买量达到均衡状态;获取均衡后的用户功率,完成功率分配;In order to solve the above problems of the prior art, the present invention proposes a power allocation method based on imperfect serial interference cancellation, including: the base station sets a unit power price, and sends the set price to the user; the user sets the price according to the base station. Determine the amount of power purchased from the base station and send the purchased power amount to the base station; the base station readjusts the update price according to the power purchase amount of the user end; the base station and the user continue to compete until the power price of the base station and the power purchase amount of the user The equilibrium state is reached; the balanced user power is obtained, and the power allocation is completed;

所述用户端购买的功率量包括:基站获取用户的有效信道增益,根据每个用户的信干噪比和香农公式构建系统吞吐量最大化模型;根据用户端和基站的连接关系,构建多个一主一从的斯坦克尔伯格博弈模型,定义用户为买方,基站为卖方;根据系统吞吐量最大化模型确定用户的功率限制、系统最大功率约束、用户间公平性约束以及用户服务质量约束条件,得到买方的效用优化模型;采用拉格朗日乘数法和次梯度迭代法计算买方的效用优化模型,根据效用优化模型得到用户端的购买的功率量;The amount of power purchased by the user terminal includes: the base station obtains the effective channel gain of the user, and constructs a system throughput maximization model according to the signal-to-interference noise ratio of each user and the Shannon formula; The Steinkelberg game model of one master and one slave defines the user as the buyer and the base station as the seller; according to the system throughput maximization model, the user's power limit, system maximum power constraint, inter-user fairness constraint and user service quality constraint are determined The buyer's utility optimization model is obtained; the Lagrange multiplier method and the sub-gradient iteration method are used to calculate the buyer's utility optimization model, and the purchased power amount of the user terminal is obtained according to the utility optimization model;

所述基站设置单位功率价格:根据功率价格和基站售卖单位功率的成本获得卖方的效用函数,根据最大化效用函数构建卖方的效用优化模型;根据效用优化模型计算单位功率价格。The base station sets the unit power price: obtains the seller's utility function according to the power price and the cost of selling unit power of the base station, constructs the seller's utility optimization model according to the maximized utility function; calculates the unit power price according to the utility optimization model.

优选的,系统吞吐量最大化模型为:Preferably, the system throughput maximization model is:

Figure GDA0003435066770000021
Figure GDA0003435066770000021

优选的,所述系统为MIMO-NOMA系统,系统中基站天线数为M1,用户的天线数为N,且N≥M1;用户已经被分为M簇,每簇内共有L个用户,小区的用户数为G=M×L;每簇用户均使用非正交多址接入技术。Preferably, the system is a MIMO-NOMA system, the number of base station antennas in the system is M1, the number of user antennas is N, and N≥M1; the users have been divided into M clusters, there are L users in each cluster, and the number of users in the cell is L. The number of users is G=M×L; each cluster of users uses non-orthogonal multiple access technology.

进一步的,基站处的发送信号为:Further, the transmitted signal at the base station is:

Figure GDA0003435066770000031
Figure GDA0003435066770000031

优选的,斯坦克尔伯格博弈模型包括:Preferably, the Steinkelberg game model includes:

各用户端根据基站制定的价格从基站处购买功率,买方的效用函数为:Each client purchases power from the base station according to the price set by the base station, and the buyer's utility function is:

Figure GDA0003435066770000032
Figure GDA0003435066770000032

其中,λm,l为基站向UEm,l用户出售功率的价格;where λ m,l is the price at which the base station sells power to UE m,l users;

基站向各用户端出售功率,卖方的效用函数为:UBS m,l=(λm,l-cm,l)pm,lThe base station sells power to each user, and the seller's utility function is: U BS m,l =(λ m,l -c m,l )p m,l .

优选的,买方的效用优化模型为:Preferably, the buyer's utility optimization model is:

Figure GDA0003435066770000033
Figure GDA0003435066770000033

Subject to:Subject to:

Figure GDA0003435066770000034
Figure GDA0003435066770000034

Figure GDA0003435066770000035
Figure GDA0003435066770000035

Figure GDA0003435066770000036
Figure GDA0003435066770000036

Figure GDA0003435066770000037
Figure GDA0003435066770000037

Figure GDA0003435066770000038
Figure GDA0003435066770000038

优选的,根据卖方最大化自身效用函数得到卖方的效用优化模型为:Preferably, the seller's utility optimization model is obtained according to the seller's maximization of its own utility function:

Figure GDA0003435066770000039
Figure GDA0003435066770000039

优选的,用户的最优购买策略包括:Preferably, the user's optimal purchase strategy includes:

买方的效用最大化问题为:The buyer's utility maximization problem is:

Figure GDA0003435066770000041
Figure GDA0003435066770000041

拉格朗日函数对pm,l求导可得:The Lagrangian function can be derived from p m,l to get:

Figure GDA0003435066770000042
Figure GDA0003435066770000042

Figure GDA0003435066770000043
求解得UEm,l的最优功率:make
Figure GDA0003435066770000043
Solve the optimal power of UE m,l :

θm,l=um,lm,lm,lm,l θ m,l =u m,lm,lm,lm,l

Figure GDA0003435066770000044
Figure GDA0003435066770000044

优选的,得到用户端的购买的功率量的过程包括:Preferably, the process of obtaining the purchased power amount of the user terminal includes:

将最优功率解带入卖方最优问题,得到卖方的最优优问题解:The optimal power solution is brought into the seller's optimal problem, and the seller's optimal solution is obtained:

Figure GDA0003435066770000045
Figure GDA0003435066770000045

对卖方的最优问题解的λm,l求导,得到:Taking the derivative of λ m,l of the seller's optimal problem solution, we get:

Figure GDA0003435066770000046
Figure GDA0003435066770000046

Figure GDA0003435066770000047
得到最优价格:make
Figure GDA0003435066770000047
Get the best price:

Figure GDA0003435066770000051
Figure GDA0003435066770000051

优选的,基站和用户双方进行博弈的过程包括:基站设置单位功率价格并出售功率给各用户,各用户根据基站制定的价格从基站处购买功率,以最大化自身的效益;用户根据最优价格制定策略

Figure GDA0003435066770000052
计算此时功率价格,并将结果代入最优功率购买量pm,l *,更新用户购买功率的数量,此过程不断循环,直至功率和价格达到均衡。Preferably, the game process between the base station and the user includes: the base station sets a unit power price and sells power to each user, and each user buys power from the base station according to the price set by the base station to maximize their own benefits; Develop strategies
Figure GDA0003435066770000052
Calculate the power price at this time, and substitute the result into the optimal power purchase amount p m,l * to update the amount of power purchased by the user. This process loops continuously until the power and price reach equilibrium.

本发明根据在MIMO-NOMA系统中考虑SIC残留,算法会随SIC残留因子的大小调整功率价格和用户的功率分配值,使得结果更加接近最优功率;本发明根据在MIMO-NOMA中建立多个一主一从的斯坦克尔伯格博弈模型,在保证服务质量和用户公平性前提下,使得本发明的吞吐量性能更优越,算法复杂度低于基于凸差规划的功率分配算法。The present invention considers the SIC residual in the MIMO-NOMA system, and the algorithm adjusts the power price and the user's power allocation value according to the size of the SIC residual factor, so that the result is closer to the optimal power; the present invention is based on the establishment of multiple The one-master-one-slave Steinkelberg game model, under the premise of ensuring service quality and user fairness, makes the throughput performance of the present invention more superior, and the algorithm complexity is lower than that of the power allocation algorithm based on convex difference planning.

附图说明Description of drawings

图1为本发明的下行MIMO-NOMA系统模型;Fig. 1 is the downlink MIMO-NOMA system model of the present invention;

图2为本发明的基于博弈论的吞吐量优化功率分配算法流程图;Fig. 2 is the flow chart of the throughput optimization power allocation algorithm based on game theory of the present invention;

图3为所提算法与基于凸差规划的功率分配的算法复杂度比较;Fig. 3 is the algorithm complexity comparison of the proposed algorithm and the power allocation based on convex difference programming;

图4为本发明的系统吞吐量与基站总功率的关系;4 is the relationship between the system throughput of the present invention and the total power of the base station;

图5为所提算法与基于凸差规划的功率分配的吞吐量比较。Figure 5 shows the throughput comparison between the proposed algorithm and the power allocation based on convex difference planning.

具体实施方式Detailed ways

为了更清楚地说明本发明实施例或现有技术中的技术方案,下面将结合附图,对本发明实施例中的技术方案进行清楚、完整地描述,所描述的实施例仅是本发明一部分实施例,而不是全部的实施例。基于本发明中的实施例,本领域普通技术人员在不付出创造性劳动前提下所获得的所有其他实施例,都属于本发明保护的范围。In order to more clearly illustrate the technical solutions in the embodiments of the present invention or the prior art, the technical solutions in the embodiments of the present invention will be clearly and completely described below with reference to the accompanying drawings, and the described embodiments are only part of the implementation of the present invention. examples, but not all examples. Based on the embodiments of the present invention, all other embodiments obtained by those of ordinary skill in the art without creative efforts shall fall within the protection scope of the present invention.

本发明为一种基于非完美串行干扰消除的功率分配方法,如图2所示,包括:The present invention is a power allocation method based on imperfect serial interference cancellation, as shown in Figure 2, including:

基站设置单位功率价格,并将制定的价格发送给用户端;用户端根据基站设定的价格确定从基站处购买的功率量,并将购买的功率量发送给基站;基站根据用户端的功率购买量重新调整更新价格;基站和用户不断博弈,直至基站的功率价格和用户的功率购买量达到均衡状态;获取均衡后的用户功率,完成功率分配;The base station sets the unit power price, and sends the set price to the user terminal; the user terminal determines the amount of power purchased from the base station according to the price set by the base station, and sends the purchased power amount to the base station; the base station purchases the amount of power according to the user terminal. Re-adjust the update price; the base station and the user continue to compete until the power price of the base station and the user's power purchase amount reach an equilibrium state; obtain the balanced user power and complete the power allocation;

所述用户端购买的功率量包括:基站获取用户的有效信道增益,根据每个用户的信干噪比和香农公式构建系统吞吐量最大化模型;根据用户端和基站的连接关系,构建多个一主一从的斯坦克尔伯格博弈模型,定义用户为买方,基站为卖方;根据系统吞吐量最大化模型确定用户的功率限制、系统最大功率约束、用户间公平性约束以及用户服务质量约束条件,得到买方的效用优化模型;采用拉格朗日乘数法和次梯度迭代法计算买方的效用优化模型,根据效用优化模型得到用户端的购买的功率量;The amount of power purchased by the user terminal includes: the base station obtains the effective channel gain of the user, and constructs a system throughput maximization model according to the signal-to-interference noise ratio of each user and the Shannon formula; The Steinkelberg game model of one master and one slave defines the user as the buyer and the base station as the seller; according to the system throughput maximization model, the user's power limit, system maximum power constraint, inter-user fairness constraint and user service quality constraint are determined The buyer's utility optimization model is obtained; the Lagrange multiplier method and the sub-gradient iteration method are used to calculate the buyer's utility optimization model, and the purchased power amount of the user terminal is obtained according to the utility optimization model;

所述基站设置单位功率价格:根据功率价格和基站售卖单位功率的成本获得卖方的效用函数,根据最大化效用函数构建卖方的效用优化模型;根据效用优化模型计算单位功率价格。The base station sets the unit power price: obtains the seller's utility function according to the power price and the cost of selling unit power of the base station, constructs the seller's utility optimization model according to the maximized utility function; calculates the unit power price according to the utility optimization model.

如图1所示,在本发明实施例中,考虑在MIMO-NOMA网络中,基站天线数为M1,基站总功率为Ptot,小区内有G个用户,每个用户的天线数为N(N≥M1),假设用户已经被分为M簇,每簇内共有L个用户,则有G=M×L。在上述MIMO-NOMA网络中,每簇用户均使用非正交多址接入技术,即所有用户在基站处叠加发送,并在接收端使用串行干扰消除技术进行多用户检测,以消除同一簇内的其他用户带来的干扰。基站处的发送信号为:As shown in FIG. 1 , in the embodiment of the present invention, consider that in a MIMO-NOMA network, the number of base station antennas is M1, the total power of the base station is P tot , there are G users in the cell, and the number of antennas of each user is N ( N≥M1), assuming that users have been divided into M clusters, and there are L users in each cluster, then G=M×L. In the above-mentioned MIMO-NOMA network, each cluster of users uses non-orthogonal multiple access technology, that is, all users superimpose transmission at the base station, and use serial interference cancellation technology to perform multi-user detection at the receiving end to eliminate the same cluster. interference from other users within. The transmitted signal at the base station is:

Figure GDA0003435066770000071
Figure GDA0003435066770000071

其中,

Figure GDA0003435066770000072
为第m簇用户的叠加信号,pm,l表示基站为第m簇中的第l个用户分配的功率值,Sm,l表示第m簇中的第l个用户的发送符号,SM表示第M簇用户的叠加信号。in,
Figure GDA0003435066770000072
is the superimposed signal of the mth cluster user, p m,l represents the power value allocated by the base station for the lth user in the mth cluster, S m,l represents the transmitted symbol of the lth user in the mth cluster, S M represents the superimposed signal of the Mth cluster of users.

标记第m簇中的第l个用户为UEm,l,UEm,l接收到的信号表示为:Mark the lth user in the mth cluster as UE m,l , and the signal received by UE m,l is expressed as:

Figure GDA0003435066770000073
Figure GDA0003435066770000073

其中,

Figure GDA0003435066770000074
表示用户UEm,l的检测矩阵的共轭转置,ym,l表示表示在接收端收到的未进行用户检测的信号矩阵,Hm,l表示UEm,l与基站的信道增益,C表示基站使用的预编码矩阵,S表示基站的发送信号,n表示高斯白噪声向量,cm表示预编码矩阵C的第m列,Sm表示第m簇用户的叠加信号,cj表示预编码矩阵C的第j列,Sj表示第j簇用户的叠加信号,
Figure GDA0003435066770000075
表示基站为第m簇中的第l个用户分配的功率值的开方,
Figure GDA0003435066770000076
表示基站为第m簇中的第k个用户分配的功率值。in,
Figure GDA0003435066770000074
represents the conjugate transpose of the detection matrix of user UE m,l , y m,l represents the signal matrix received at the receiver without user detection, H m,l represents the channel gain of UE m,l and the base station, C represents the precoding matrix used by the base station, S represents the transmitted signal of the base station, n represents the Gaussian white noise vector, cm represents the mth column of the precoding matrix C, Sm represents the superimposed signal of the mth cluster of users, and cj represents the precoding matrix. The jth column of the coding matrix C, S j represents the superimposed signal of the jth cluster of users,
Figure GDA0003435066770000075
represents the square root of the power value allocated by the base station to the lth user in the mth cluster,
Figure GDA0003435066770000076
Indicates the power value allocated by the base station to the kth user in the mth cluster.

若令

Figure GDA0003435066770000077
理论上可消除其他簇发送的信号对本簇信号所造成的干扰。Ruo Ling
Figure GDA0003435066770000077
In theory, the interference caused by the signals sent by other clusters to the signals of this cluster can be eliminated.

通过串行干扰消除技术和信号检测技术可获得期望得到的信号。假设第m簇用户在接收端的有效信道增益排序为:The desired signal can be obtained by serial interference cancellation technology and signal detection technology. Assume that the effective channel gain ranking of the mth cluster users at the receiving end is:

Figure GDA0003435066770000078
Figure GDA0003435066770000078

在接收端使用串行干扰消除技术,假设ηm,l(0≤ηm,l≤1)为UEm,l在第m簇的串行干扰残留系数,表示UEm,l的串行干扰消除能力,ηm,l=0时表示接收端串行干扰消除理想。则经过串行干扰消除后UEm,l接收到的信号可表示为:The serial interference cancellation technique is used at the receiving end, assuming that n m,l (0≤n m, l≤1) is the serial interference residual coefficient of UE m,l in the mth cluster, which represents the serial interference of UE m,l Cancellation capability, when η m, l = 0, it indicates that the serial interference cancellation at the receiving end is ideal. Then the signal received by UE m, l after serial interference cancellation can be expressed as:

Figure GDA0003435066770000081
Figure GDA0003435066770000081

经过串行干扰消除后UEm,l的信干噪比可表示:After serial interference cancellation, the signal-to-interference-noise ratio of UE m and l can be expressed as:

Figure GDA0003435066770000082
Figure GDA0003435066770000082

其中,SINRm,l表示用户UEm,l的信干噪比。Among them, SINR m, l represents the signal-to-interference and noise ratio of user UE m, l .

Figure GDA0003435066770000083
则由香农公式可得UEm,l的速率为:make
Figure GDA0003435066770000083
Then the rate of UE m, l can be obtained from Shannon's formula:

Figure GDA0003435066770000084
Figure GDA0003435066770000084

上式计算的结果为单位频谱(1Hz)的吞吐量。系统内所有用户的总吞吐量可表示为:The result calculated by the above formula is the throughput per unit spectrum (1 Hz). The total throughput of all users in the system can be expressed as:

Figure GDA0003435066770000085
Figure GDA0003435066770000085

每簇用户间平均分配系统功率,则基站分配给每簇用户的总功率为Ptot/M。The system power is evenly distributed among each cluster of users, and the total power allocated by the base station to each cluster of users is P tot /M.

系统吞吐量最大化模型为:The system throughput maximization model is:

Figure GDA0003435066770000086
Figure GDA0003435066770000086

其中,M表示用户总分簇,L表示每簇的用户数量,Rm,l表示用户UEm,l的吞吐量,pm,l表示基站第m簇中的第l个用户UEm,l分配的功率值,

Figure GDA0003435066770000087
表示接收端使用的检测矩阵的共轭转置,Hm,l表示第i簇中的第l个用户与基站的信道增益,cm表示预编码矩阵C的第m列,pm,k表示基站第m簇中的第k个用户UEm,k分配的功率值,ηm,l表示用户UEm,l在第m簇的串行干扰残留系数,pm,i表示基站第m簇中的第i个用户UEm,i分配的功率值,δ2表示高斯白噪声的方差值。Among them, M represents the total number of clusters of users, L represents the number of users in each cluster, R m,l represents the throughput of user UE m,l , p m,l represents the lth user UE m in the mth cluster of the base station, l Power value assigned,
Figure GDA0003435066770000087
Represents the conjugate transpose of the detection matrix used by the receiving end, H m,l represents the channel gain of the l-th user in the i-th cluster and the base station, cm represents the m-th column of the precoding matrix C, p m ,k represents The power value allocated by the kth user UE m,k in the mth cluster of the base station, η m,l denotes the serial interference residual coefficient of the user UE m,l in the mth cluster, p m,i denotes the mth cluster of the base station The power value assigned by the i-th user UE m, i , δ 2 represents the variance value of Gaussian white noise.

为解决本发明的吞吐量优化问题,下面给出基于吞吐量最优化功率分配策略:In order to solve the throughput optimization problem of the present invention, a power allocation strategy based on throughput optimization is given below:

构建斯坦克尔伯格博弈模型的过程包括:定义小区内的用户为买方(从方),基站为卖方(主方),基站设置单位功率价格并出售功率给各用户,各用户根据基站制定的价格从基站处购买功率,以最大化自身的效益。The process of constructing the Steinkelberg game model includes: defining the user in the cell as the buyer (slave side), the base station as the seller (master side), the base station setting the unit power price and selling the power to each user, each user according to the base station. The price buys power from the base station to maximize its own benefits.

买方的效用优化模型为:The buyer's utility optimization model is:

Figure GDA0003435066770000091
Figure GDA0003435066770000091

其中,Um,l表示用户UEm,l的效用函数,

Figure GDA0003435066770000092
表示用户UEm,l的等效信道增益,
Figure GDA0003435066770000093
表示接收端使用的检测矩阵的共轭转置,Hm,l表示第m簇中的第l个用户与基站的信道增益,cm表示预编码矩阵C的第m列,pm,l表示基站第m簇中的第l个用户UEm,l分配的功率值,hm,l表示基站与第m簇中的第l个用户UEm,l之间的等效信道增益,pm,k表示基站第m簇中的第k个用户UEm,k分配的功率值,pm,i表示基站第m簇中的第i个用户UEm,i分配的功率值,ηm,l表示UEm,l的串行干扰消除残留系数,δ2表示高斯白噪声的方差值,λm,l为基站向UEm,l用户出售功率的价格。Among them, U m, l represents the utility function of user UE m, l ,
Figure GDA0003435066770000092
represents the equivalent channel gain of user UE m, l ,
Figure GDA0003435066770000093
Represents the conjugate transpose of the detection matrix used by the receiving end, H m,l represents the channel gain of the lth user in the mth cluster and the base station, cm represents the mth column of the precoding matrix C, p m ,l represents Power value allocated by the lth user UE m,l in the mth cluster of the base station, h m,l represents the equivalent channel gain between the base station and the lth user UE m,l in the mth cluster, p m, k represents the power value allocated by the kth user UE m,k in the mth cluster of the base station, p m,i represents the power value allocated by the ith user UE m,i in the mth cluster of the base station, η m,l represents The serial interference cancellation residual coefficient of UE m, l , δ 2 represents the variance value of white Gaussian noise, and λ m, l is the price that the base station sells power to UE m, l users.

Subject to:Subject to:

Figure GDA0003435066770000094
Figure GDA0003435066770000094

Figure GDA0003435066770000095
Figure GDA0003435066770000095

Figure GDA0003435066770000096
Figure GDA0003435066770000096

Figure GDA0003435066770000097
Figure GDA0003435066770000097

Figure GDA0003435066770000098
Figure GDA0003435066770000098

其中,Um,l表示用户UEm,l的效用函数,

Figure GDA0003435066770000099
表示用户UEm,l的等效信道增益,
Figure GDA00034350667700000910
表示接收端使用的检测矩阵的共轭转置,Hm,l表示第m簇中的第l个用户与基站的信道增益,cm表示预编码矩阵C的第m列,pm,l表示基站第m簇中的第l个用户UEm,l分配的功率值,hm,l表示基站与第m簇中的第l个用户UEm,l之间的等效信道增益,pm,k表示基站第m簇中的第k个用户UEm,k分配的功率值,pm,i表示基站第m簇中的第i个用户UEm,i分配的功率值,ηm,l表示UEm,l的串行干扰消除残留系数,δ2表示高斯白噪声的方差值,λm,l为基站向UEm,l用户出售功率的价格,m表示用户分簇数标号,l表示用户数标号,M表示用户总分簇数,L表示每簇中的用户数,pm,k表示基站第m簇中的第k个用户UEm,k分配的功率值,Rm,l表示用户UEm,l的吞吐量,ROMA为相同系统总功率约束下此用户在正交多址系统中的吞吐量,Ptot为基站总功率值,G表示系统内用户总数,δ2表示高斯白噪声的方差值,约束条件C1表示单个用户的功率分配值必须大于0,约束条件C2表示基站的总功率约束,约束条件C3和C4为用户间公平性约束,C5为用户的服务质量要求。Among them, U m, l represents the utility function of user UE m, l ,
Figure GDA0003435066770000099
represents the equivalent channel gain of user UE m, l ,
Figure GDA00034350667700000910
Represents the conjugate transpose of the detection matrix used by the receiving end, H m,l represents the channel gain of the lth user in the mth cluster and the base station, cm represents the mth column of the precoding matrix C, p m ,l represents Power value allocated by the lth user UE m,l in the mth cluster of the base station, h m,l represents the equivalent channel gain between the base station and the lth user UE m,l in the mth cluster, p m, k represents the power value allocated by the kth user UE m,k in the mth cluster of the base station, p m,i represents the power value allocated by the ith user UE m,i in the mth cluster of the base station, η m,l represents The residual coefficient of serial interference cancellation of UE m, l , δ 2 is the variance value of white Gaussian noise, λ m, l is the price that the base station sells power to UE m, l users, m is the label of the number of user clusters, and l is the User number label, M represents the total number of user clusters, L represents the number of users in each cluster, p m, k represents the power value allocated by the kth user UE m, k in the mth cluster of the base station, R m, l represents The throughput of user UE m, l , ROMA is the throughput of this user in the orthogonal multiple access system under the same total system power constraint, Ptot is the total power value of the base station, G is the total number of users in the system, δ 2 is Gaussian The variance value of white noise, the constraint C1 indicates that the power allocation value of a single user must be greater than 0, the constraint C2 is the total power constraint of the base station, the constraints C3 and C4 are the fairness constraints between users, and C5 is the user's service quality requirements. .

约束条件C1表示单个用户的功率分配值必须大于0,约束条件C2表示基站的总功率约束,约束条件C3和C4为用户间公平性约束,C5为用户的服务质量要求。Constraint C1 indicates that the power allocation value of a single user must be greater than 0, constraint C2 indicates the total power constraint of the base station, constraints C3 and C4 are fairness constraints between users, and C5 is the user's QoS requirement.

卖方的效用模型为:The seller's utility model is:

Figure GDA0003435066770000101
Figure GDA0003435066770000101

其中,UBS m,l表示表示基站向用户UEm,l出售功率的效用函数,λm,l表示基站向用户UEm,l出售功率的价格,cm,l表示基站向UEm,l出售单位功率的成本,pm,l表示基站为第m簇中的第l个用户UEm,l分配的功率值。Among them, U BS m,l denotes the utility function that the base station sells power to the user UE m,l , λ m,l denotes the price at which the base station sells the power to the user UE m,l , cm, l denotes the base station sells the power to the UE m,l The cost of selling unit power, p m,l represents the power value allocated by the base station to the lth user UE m,l in the mth cluster.

用户的最优购买策略包括:The user's optimal purchasing strategy includes:

本发明采用拉格朗日乘子法求解买方最优化问题,对买方的效用函数构建拉格朗日函数,买方的效用最大化问题转化为:The invention adopts the Lagrange multiplier method to solve the buyer's optimization problem, constructs a Lagrangian function for the buyer's utility function, and transforms the buyer's utility maximization problem into:

Figure GDA0003435066770000111
Figure GDA0003435066770000111

拉格朗日函数对pm,l求导可得:The derivative of the Lagrangian function with respect to p m, l can be obtained:

Figure GDA0003435066770000112
Figure GDA0003435066770000112

Figure GDA0003435066770000113
求解得UEm,l的最优功率:make
Figure GDA0003435066770000113
Solve the optimal power of UE m, l :

Figure GDA0003435066770000114
Figure GDA0003435066770000114

其中,Lm,l表示用户UEm,l效用函数在限制条件下的拉格朗日函数,

Figure GDA0003435066770000115
表示用户UEm,l的等效信道增益,
Figure GDA0003435066770000116
表示接收端使用的检测矩阵的共轭转置,Hm,l表示第m簇中的第l个用户与基站的信道增益,cm表示预编码矩阵C的第m列,pm,l表示基站第m簇中的第l个用户UEm,l分配的功率值,hm,l表示基站与第m簇中的第l个用户UEm,l之间的等效信道增益,pm,k表示基站第m簇中的第k个用户UEm,k分配的功率值,pm,i表示基站第m簇中的第i个用户UEm,i分配的功率值,ηm,l表示UEm,l的串行干扰消除残留系数,δ2表示高斯白噪声的方差值,λm,l为基站向UEm,l用户出售功率的价格,um,l表示约束条件C2的拉格朗日乘子,Ptot为基站总功率值,ωm,l表示约束条件C3的拉格朗日乘子,βm,l表示约束条件C4的拉格朗日乘子,γm,l表示约束条件C5的拉格朗日乘子,G表示系统内总用户数,
Figure GDA0003435066770000121
表示用户效用函数的拉格朗日函数对pm,l求导,θm,l表示um,lm,lm,lm,l,pm,l *表示用户UEm,l的最优功率值,λm,l表示基站向UEm,l用户出售功率的价格。Among them, L m, l represents the Lagrangian function of the user UE m, l utility function under the constraint condition,
Figure GDA0003435066770000115
represents the equivalent channel gain of user UE m, l ,
Figure GDA0003435066770000116
Represents the conjugate transpose of the detection matrix used by the receiving end, H m,l represents the channel gain of the lth user in the mth cluster and the base station, cm represents the mth column of the precoding matrix C, p m ,l represents Power value allocated by the lth user UE m,l in the mth cluster of the base station, h m,l represents the equivalent channel gain between the base station and the lth user UE m,l in the mth cluster, p m, k represents the power value allocated by the kth user UE m,k in the mth cluster of the base station, p m,i represents the power value allocated by the ith user UE m,i in the mth cluster of the base station, η m,l represents The residual coefficient of serial interference cancellation of UE m, l , δ 2 is the variance value of white Gaussian noise, λ m, l is the price that the base station sells power to UE m, l users, um, l is the pull of the constraint condition C2 Grange multiplier, P tot is the total power value of the base station, ω m, l represents the Lagrangian multiplier of the constraint C3, β m, l represents the Lagrangian multiplier of the constraint C4, γ m, l represents the Lagrange multiplier of the constraint C5, G represents the total number of users in the system,
Figure GDA0003435066770000121
The Lagrangian function representing the user's utility function is derived with respect to pm ,l , θm ,l denotes um,l +ωm ,l +βm ,l −γm ,l ,pm ,l * denotes the user The optimal power value of UE m,l , λ m,l represents the price at which the base station sells power to UE m,l users.

求出用户的最优购买策略的过程包括:The process of finding the user's optimal purchasing strategy includes:

将最优功率解代入卖方最优化问题中,可得卖方的最优化问题为:Substituting the optimal power solution into the seller's optimization problem, the seller's optimization problem can be obtained as:

Figure GDA0003435066770000122
Figure GDA0003435066770000122

UBS m,l对λm,l求导,可得:Taking the derivative of U BS m, l with respect to λ m, l , we can get:

Figure GDA0003435066770000123
Figure GDA0003435066770000123

Figure GDA0003435066770000124
求解可得最优价格:make
Figure GDA0003435066770000124
Solve for the optimal price:

Figure GDA0003435066770000125
Figure GDA0003435066770000125

其中,UBS m,l表示基站对于UEm,l的效用函数,λm,l表示基站为UEm,l设置的单位功率价格,cm,l表示基站向UEm,l出售单位功率的成本,pm,l *表示UEm,l的最优功率值,

Figure GDA0003435066770000126
表示基站效用函数的拉格朗日函数对λm,l求导,θm,l为一个确定值um,lm,lm,lm,l,hm,l表示UEm,l的有效信道增益,pm,k表示第m簇中第k个用户的功率,ηm,l表示UEm,l的串行干扰消除残留系数,pm,i表示第m簇中第i个用户的功率,
Figure GDA0003435066770000127
表示UEm,l的信道检测矩阵的共轭转置,δ2表示高斯白噪声的方差,
Figure GDA0003435066770000128
表示基站为UEm,l设置的的最优价格。Among them, U BS m,l denotes the utility function of the base station for UE m,l , λm ,l denotes the unit power price set by the base station for UE m,l , cm ,l denotes the price of unit power sold by the base station to UE m,l cost, p m,l * denotes the optimal power value of UE m,l ,
Figure GDA0003435066770000126
The Lagrangian function representing the utility function of the base station is derived from λ m, l , θ m, l is a certain value um, l + ω m, l + β m, l −γ m, l , h m, l is the effective channel gain of UE m, l , pm , k is the power of the k-th user in the m-th cluster, η m, l is the serial interference cancellation residual coefficient of UE m, l , pm , i is the m-th user the power of the ith user in the cluster,
Figure GDA0003435066770000127
represents the conjugate transpose of the channel detection matrix of UE m,l , δ 2 represents the variance of white Gaussian noise,
Figure GDA0003435066770000128
Indicates the optimal price set by the base station for UE m,l .

基站和用户双方进行博弈的过程包括:基站设置单位功率价格并出售功率给各用户,各用户根据基站制定的价格从基站处购买功率,以最大化自身的效益。假设基站的报价从成本cm,l开始,用户的功率购买量pm,l从0开始,首先根据最优价格制定策略

Figure GDA0003435066770000129
计算此时功率价格,并将结果代入最优功率购买量pm,l *,更新用户购买功率的数量,此过程不断循环,直至功率和价格达到均衡。The game process between the base station and the user includes: the base station sets a unit power price and sells power to each user, and each user buys power from the base station according to the price set by the base station to maximize their own benefits. Assuming that the base station's quotation starts from the cost cm , l , and the user's power purchase quantity p m, l starts from 0, first formulate the strategy according to the optimal price
Figure GDA0003435066770000129
Calculate the power price at this time, and substitute the result into the optimal power purchase quantity pm , l * , and update the quantity of power purchased by the user. This process loops continuously until the power and price reach equilibrium.

假设用户分簇数为M,每簇用户数为L,则小区内总用户数G=M×L。在本发明所提算法中,每个用户根据基站设定的单位功率价格决定最优功率分配策略,在每一次循环中,将有一个用户基于基站设定的价格做出响应,并通过1次计算得到此时的最优功率分配策略。通过考虑所提功率分配算法的最坏情况,可以分析其计算复杂度。假设在最坏的情况下,所有的用户在算法达到最大迭代次数时仍未达到均衡状态,此时进行了K×M×Imax,即G×Imax次计算。故当算法的最大迭代次数为Imax时,算法的时间复杂度为O(G×Imax)。而对于基于凸差规划的功率分配算法,当最大迭代次数为Nmax时,其时间复杂度为O(Nmax×G3)。Assuming that the number of user clusters is M, and the number of users in each cluster is L, the total number of users in the cell is G=M×L. In the algorithm proposed in the present invention, each user decides the optimal power allocation strategy according to the unit power price set by the base station. In each cycle, one user will respond based on the price set by the base station, and pass one The optimal power allocation strategy at this time is obtained by calculation. By considering the worst case of the proposed power allocation algorithm, its computational complexity can be analyzed. It is assumed that in the worst case, all users have not reached the equilibrium state when the algorithm reaches the maximum number of iterations. At this time, K×M×I max , that is, G×I max calculations, are performed. Therefore, when the maximum number of iterations of the algorithm is I max , the time complexity of the algorithm is O(G×I max) . For the power allocation algorithm based on convex difference programming, when the maximum number of iterations is N max , its time complexity is O(N max ×G 3 ).

如图3所示,当Nmax=Imax=30时,两种算法的时间复杂度对比,通过复杂度分析可知,基于斯坦克尔伯格博弈的分布式功率分配算法的复杂度要明显低于基于凸差规划的功率分配策略。As shown in Figure 3, when N max =I max =30, the time complexity of the two algorithms is compared, and the complexity analysis shows that the complexity of the distributed power allocation algorithm based on the Steinkelberg game is significantly lower For the power allocation strategy based on convex difference planning.

为了进一步说明MIMO-NOMA网络中基于博弈论的功率分配算法性能优于分数阶功率分配算法,下面对本发明的功率分配算法进行仿真验证。In order to further illustrate that the performance of the power allocation algorithm based on game theory in the MIMO-NOMA network is better than the fractional order power allocation algorithm, the power allocation algorithm of the present invention is simulated and verified below.

如图4所示,仿真参数设置如下:基站天线数M=2,用户天线数N=2,小区半径R=500m,用户与基站的最小距离dmin=50m,小区内用户数为8,用户随机分布在小区内,信道噪声功率为-70dBm。信道估计为理想状态,路径损耗指数为3,基站总功率范围为24dBm到40dBm,串行干扰消除残留分别为η=0.001和η=0.002。仿真结果表明,所提功率分配算法性能要优于分数阶功率分配算法。在基站总功率相同的情况下,所提算法系统总吞吐量总是高于分数阶功率分配算法,且随着系统总功率的增加,系统总速率也增加,但增加的速度逐渐减缓,这是由于对于本发明所提算法,基站为用户所分配的功率并不会随着系统总功率的增加而无限制的增加。As shown in Figure 4, the simulation parameters are set as follows: the number of base station antennas M=2, the number of user antennas N=2, the cell radius R=500m, the minimum distance between the user and the base station dmin =50m, the number of users in the cell is 8, the user Randomly distributed in the cell, the channel noise power is -70dBm. The channel estimation is ideal, the path loss index is 3, the total power range of the base station is 24dBm to 40dBm, and the serial interference cancellation residuals are η=0.001 and η=0.002, respectively. The simulation results show that the performance of the proposed power allocation algorithm is better than that of the fractional-order power allocation algorithm. When the total power of the base station is the same, the total system throughput of the proposed algorithm is always higher than that of the fractional power allocation algorithm, and with the increase of the total system power, the total system rate also increases, but the speed of increase gradually slows down, which is As for the algorithm proposed in the present invention, the power allocated by the base station to the user does not increase unlimitedly with the increase of the total system power.

如图5所示,将小区内总用户数设置为8时本发明所提算法与基于凸差规划的功率分配算法在系统总吞吐量方面的性能比较。仿真结果表明,基于凸差规划的功率分配算法的系统总速率略高于本发明所提算法,表明本发明在与基于凸差规划的功率分配算法的性能相近的基础上降低了算法复杂度。As shown in FIG. 5 , when the total number of users in the cell is set to 8, the performance comparison between the algorithm proposed in the present invention and the power allocation algorithm based on convex difference planning in terms of total system throughput. The simulation results show that the total system rate of the power allocation algorithm based on the convex difference programming is slightly higher than that of the algorithm proposed by the present invention, indicating that the present invention reduces the algorithm complexity on the basis of similar performance to the power allocation algorithm based on the convex difference programming.

本领域普通技术人员可以理解上述实施例的各种方法中的全部或部分步骤是可以通过程序来指令相关的硬件来完成,该程序可以存储于计算机可读存储介质中,存储介质可以包括:ROM、RAM、磁盘或光盘等。Those of ordinary skill in the art can understand that all or part of the steps in the various methods of the above embodiments can be completed by instructing relevant hardware through a program, and the program can be stored in a computer-readable storage medium, and the storage medium can include: ROM , RAM, disk or CD, etc.

以上所举实施例,对本发明的目的、技术方案和优点进行了进一步的详细说明,所应理解的是,以上所举实施例仅为本发明的优选实施方式而已,并不用以限制本发明,凡在本发明的精神和原则之内对本发明所作的任何修改、等同替换、改进等,均应包含在本发明的保护范围之内。The above-mentioned embodiments further describe the purpose, technical solutions and advantages of the present invention in detail. It should be understood that the above-mentioned embodiments are only preferred embodiments of the present invention, and are not intended to limit the present invention. Any modification, equivalent replacement, improvement, etc. made to the present invention within the spirit and principle of the present invention shall be included within the protection scope of the present invention.

Claims (3)

1.一种基于非完美串行干扰消除的功率分配方法,其特征在于,包括:1. a power allocation method based on non-perfect serial interference cancellation, is characterized in that, comprises: 基站设置单位功率价格,并将制定的价格发送给用户端;用户端根据基站设定的价格确定从基站处购买的功率量,并将购买的功率量发送给基站;基站根据用户端的功率购买量重新调整更新价格;基站和用户不断博弈,直至基站的功率价格和用户的功率购买量达到均衡状态;获取均衡后的用户功率,完成功率分配;The base station sets the unit power price, and sends the set price to the user terminal; the user terminal determines the amount of power purchased from the base station according to the price set by the base station, and sends the purchased power amount to the base station; the base station purchases the amount of power according to the user terminal. Re-adjust the update price; the base station and the user continue to compete until the power price of the base station and the user's power purchase amount reach an equilibrium state; obtain the balanced user power and complete the power allocation; 所述用户端购买的功率量包括:基站获取用户的有效信道增益,根据每个用户的信干噪比和香农公式构建系统吞吐量最大化模型;根据用户端和基站的连接关系,构建多个一主一从的斯坦克尔伯格博弈模型,定义用户为买方,基站为卖方;根据系统吞吐量最大化模型确定用户的功率限制、系统最大功率约束、用户间公平性约束以及用户服务质量约束条件,得到买方的效用优化模型;采用拉格朗日乘数法和次梯度迭代法计算买方的效用优化模型,根据效用优化模型得到用户端的购买的功率量;The amount of power purchased by the user terminal includes: the base station obtains the effective channel gain of the user, and constructs a system throughput maximization model according to the signal-to-interference noise ratio of each user and the Shannon formula; The Steinkelberg game model of one master and one slave defines the user as the buyer and the base station as the seller; according to the system throughput maximization model, the user's power limit, system maximum power constraint, inter-user fairness constraint and user service quality constraint are determined The buyer's utility optimization model is obtained; the Lagrange multiplier method and the sub-gradient iteration method are used to calculate the buyer's utility optimization model, and the purchased power amount of the user terminal is obtained according to the utility optimization model; 所述基站设置单位功率价格包括:根据功率价格和基站售卖单位功率的成本获得卖方的效用函数,根据最大化效用函数构建卖方的效用优化模型;根据效用优化模型计算单位功率价格;The setting of the unit power price by the base station includes: obtaining the seller's utility function according to the power price and the cost of the unit power sold by the base station, constructing the seller's utility optimization model according to the maximized utility function; calculating the unit power price according to the utility optimization model; 系统吞吐量最大化模型为:The system throughput maximization model is:
Figure FDA0003435066760000011
Figure FDA0003435066760000011
其中,M表示用户总分簇数,L表示每簇的用户数量,Rm,l表示用户UEm,l的吞吐量,pm,l表示基站第m簇中的第l个用户UEm,l分配的功率值,
Figure FDA0003435066760000012
表示接收端使用的检测矩阵的共轭转置,表示第m簇中的第l个用户与基站的信道增益,cm表示预编码矩阵C的第m列,pm,k表示基站第m簇中的第k个用户UEm,k分配的功率值,ηm.l表示用户UEm,l在第m簇的串行干扰残留系数,pm,i表示基站第m簇中的第i个用户UEm,i分配的功率值,δ2表示高斯白噪声的方差值;
Among them, M represents the total number of clusters of users, L represents the number of users in each cluster, R m,l represents the throughput of user UE m,l , p m,l represents the lth user UE m in the mth cluster of the base station, l Power value assigned,
Figure FDA0003435066760000012
represents the conjugate transpose of the detection matrix used by the receiver, represents the channel gain between the l-th user in the m -th cluster and the base station, cm represents the m-th column of the precoding matrix C, and p m,k represents the m-th cluster of the base station The power value allocated by the kth user UE m,k in , η ml represents the serial interference residual coefficient of the user UE m,l in the mth cluster, p m,i represents the ith user UE in the mth cluster of the base station The power value assigned by m, i , δ 2 represents the variance value of Gaussian white noise;
斯坦克尔伯格博弈模型包括:各用户端根据基站制定的价格从基站处购买功率,买方的效用函数为:The Steinkelberg game model includes: each client purchases power from the base station according to the price set by the base station, and the buyer's utility function is:
Figure FDA0003435066760000021
Figure FDA0003435066760000021
其中,Um,l表示用户UEm,l的效用函数,
Figure FDA0003435066760000022
表示用户UEm,l的等效信道增益,
Figure FDA0003435066760000023
表示接收端使用的检测矩阵的共轭转置,Hm.l表示第m簇中的第l个用户与基站的信道增益,cm表示预编码矩阵C的第m列,pm,l表示基站为第m簇中的第l个用户UEm,l分配的功率值,hm,l表示基站与第m簇中的第l个用户UEm,l之间的等效信道增益,pm,k表示基站为第m簇中的第k个用户UEm,k分配的功率值,pm,i表示基站为第m簇中的第i个用户UEm,k分配的功率值,ηm,l表示用户UEm,l在第m簇的串行干扰残留系数,δ2表示高斯白噪声的方差值,λm,l为基站向UEm,l用户出售功率的价格;
Among them, U m,l represents the utility function of user UE m,l ,
Figure FDA0003435066760000022
represents the equivalent channel gain of user UE m,l ,
Figure FDA0003435066760000023
Represents the conjugate transpose of the detection matrix used by the receiver, H ml represents the channel gain of the l-th user in the m -th cluster and the base station, cm represents the m-th column of the precoding matrix C, and p m,l represents that the base station is The power value allocated by the lth user UE m,l in the mth cluster, h m,l represents the equivalent channel gain between the base station and the lth user UE m,l in the mth cluster, p m,k represents the power value allocated by the base station to the kth user UE m,k in the mth cluster, p m,i represents the power value allocated by the base station to the ith user UE m,k in the mth cluster, η m,l represents the serial interference residual coefficient of user UE m,l in the mth cluster, δ 2 represents the variance value of white Gaussian noise, and λ m,l is the price that the base station sells power to UE m,l user;
基站向各用户端出售功率,卖方的效用函数为:The base station sells power to each user, and the seller's utility function is: UBS m,l=(λm,l-cm,l)pm,l U BS m,l =(λ m,l -c m,l )p m,l 其中,UBS m,l表示基站向用户UEm,l出售功率的效用函数,pm,l表示基站为第m簇中的第l个用户UEm,l分配的功率值,cm,l表示基站向UEm,l出售单位功率的成本;买方的效用优化模型为:where U BS m,l denotes the utility function of the base station selling power to user UE m,l , p m,l denotes the power value allocated by the base station to the lth user UE m,l in the mth cluster, cm,l Represents the cost of the base station selling unit power to UE m,l ; the buyer's utility optimization model is:
Figure FDA0003435066760000024
Figure FDA0003435066760000024
Subject to:Subject to: C1:
Figure FDA0003435066760000025
C1:
Figure FDA0003435066760000025
C2:
Figure FDA0003435066760000026
C2:
Figure FDA0003435066760000026
C3:
Figure FDA0003435066760000027
C3:
Figure FDA0003435066760000027
C4:
Figure FDA0003435066760000028
C4:
Figure FDA0003435066760000028
Figure FDA0003435066760000031
Figure FDA0003435066760000031
其中,Um,l表示用户UEm,l的效用函数,
Figure FDA0003435066760000032
表示用户UEm,l的等效信道增益,
Figure FDA0003435066760000033
表示接收端使用的检测矩阵的共轭转置,Hm.l表示第m簇中的第l个用户与基站的信道增益,cm表示预编码矩阵C的第m列,pm,l表示基站为第m簇中的第l个用户UEm,l分配的功率值,hm,l表示基站与第m簇中的第l个用户UEm,l之间的等效信道增益,pm,k表示基站为第m簇中的第k个用户UEm,k分配的功率值,pm,i表示基站为第m簇中的第i个用户UEm,i分配的功率值,ηm,l表示用户UEm,l在第m簇的串行干扰残留系数,δ2表示高斯白噪声的方差值,λm,l为基站向UEm,l用户出售功率的价格,m表示用户分簇数标号,l表示用户数标号,M表示用户总分簇数,L表示每簇中的用户数,Rm,l表示用户UEm,l的吞吐量,ROMA为相同系统总功率约束下此用户在正交多址系统中的吞吐量,Ptot为基站总功率值,G表示系统内总用户数,δ2表示高斯白噪声的方差值,约束条件C1表示单个用户的功率分配值必须大于0,约束条件C2表示基站的总功率约束,约束条件C3和C4为用户间公平性约束,C5为用户的服务质量要求;
Among them, U m,l represents the utility function of user UE m,l ,
Figure FDA0003435066760000032
represents the equivalent channel gain of user UE m,l ,
Figure FDA0003435066760000033
Represents the conjugate transpose of the detection matrix used by the receiver, H ml represents the channel gain of the l-th user in the m -th cluster and the base station, cm represents the m-th column of the precoding matrix C, and p m,l represents that the base station is The power value allocated by the lth user UE m,l in the mth cluster, h m,l represents the equivalent channel gain between the base station and the lth user UE m,l in the mth cluster, p m,k represents the power value allocated by the base station to the kth user UE m,k in the mth cluster, p m,i represents the power value allocated by the base station to the ith user UE m,i in the mth cluster, η m,l is the serial interference residual coefficient of user UE m,l in the mth cluster, δ 2 is the variance value of white Gaussian noise, λ m,l is the price that the base station sells power to UE m,l users, m is the user clustering Number label, l represents the number of users, M represents the total number of clusters of users, L represents the number of users in each cluster, R m,l represents the throughput of user UE m,l , and ROMA is the total power constraint of the same system. The throughput of users in the orthogonal multiple access system, P tot is the total power value of the base station, G is the total number of users in the system, δ 2 is the variance value of white Gaussian noise, and the constraint C1 indicates that the power allocation value of a single user must be greater than 0, the constraint C2 represents the total power constraint of the base station, the constraints C3 and C4 are the fairness constraints between users, and C5 is the user's service quality requirement;
根据卖方最大化自身效用函数得到卖方的效用优化模型为:According to the seller's maximization of its own utility function, the seller's utility optimization model is obtained as:
Figure FDA0003435066760000034
Figure FDA0003435066760000034
其中,UBS m,l表示表示基站向用户UEm,l出售功率的效用函数,λm,l表示基站向用户UEm,l出售功率的价格,cm,l表示基站向UEm,l出售单位功率的成本,pm,l表示基站为第m簇中的第l个用户UEm,l分配的功率值;Among them, U BS m,l denotes the utility function representing the power sold by the base station to the user UE m,l , λ m,l denotes the price at which the base station sells the power to the user UE m,l , and cm,l denotes the base station to the UE m,l The cost of selling unit power, p m,l represents the power value allocated by the base station for the lth user UE m,l in the mth cluster; 用户的最优购买策略包括:买方的效用最大化问题为:The user's optimal purchase strategy includes: the buyer's utility maximization problem is:
Figure FDA0003435066760000041
Figure FDA0003435066760000041
拉格朗日函数对pm,l求导可得:The Lagrangian function can be derived from p m,l to get:
Figure FDA0003435066760000042
Figure FDA0003435066760000042
Figure FDA0003435066760000043
求解得UEm,l的最优功率:
make
Figure FDA0003435066760000043
Solve the optimal power of UE m,l :
θm,l=um,lm,lm,lm,l θ m,l =u m,lm,lm,lm,l
Figure FDA0003435066760000044
Figure FDA0003435066760000044
其中,Lm,l表示用户UEm,l效用函数在限制条件下的拉格朗日函数,
Figure FDA0003435066760000045
表示用户UEm,l的等效信道增益,
Figure FDA0003435066760000046
表示接收端使用的检测矩阵的共轭转置,Hm.l表示第i簇中的第l个用户与基站的信道增益,cm表示预编码矩阵C的第m列,pm,l表示基站为第m簇中的第l个用户UEm,l分配的功率值,hm,l表示基站与第m簇中的第l个用户UEm,l之间的等效信道增益,pm,k表示基站为第m簇中的第k个用户UEm,k分配的功率值,pm,i表示基站为第m簇中的第i个用户UEm,i分配的功率值,ηm,l表示用户UEm,l在第m簇的串行干扰残留系数,δ2表示高斯白噪声的方差值,λm,l为基站向UEm,l用户出售功率的价格,um,l表示约束条件C2的拉格朗日乘子,Ptot为基站总功率值,M表示用户总分簇数,ωm,l表示约束条件C3的拉格朗日乘子,βm,l表示约束条件C4的拉格朗日乘子,γm,l表示约束条件C5的拉格朗日乘子,G表示,
Figure FDA0003435066760000051
表示拉格朗日函数对pm,l求导,θm,l为一个确定的的值um,lm,lm,lm,l,pm,l *表示用户UEm,l的最优功率值,λm,l表示基站向UEm,l用户出售功率的价格;
Among them, L m,l represents the Lagrangian function of the user UE m,l utility function under the constraint condition,
Figure FDA0003435066760000045
represents the equivalent channel gain of user UE m,l ,
Figure FDA0003435066760000046
represents the conjugate transpose of the detection matrix used by the receiver, H ml represents the channel gain of the l-th user in the i-th cluster and the base station, cm represents the m -th column of the precoding matrix C, and p m,l represents that the base station is The power value allocated by the lth user UE m,l in the mth cluster, h m,l represents the equivalent channel gain between the base station and the lth user UE m,l in the mth cluster, p m,k represents the power value allocated by the base station to the kth user UE m,k in the mth cluster, p m,i represents the power value allocated by the base station to the ith user UE m,i in the mth cluster, η m,l represents the residual coefficient of serial interference of user UE m,l in the mth cluster, δ 2 represents the variance value of white Gaussian noise, λ m,l is the price that the base station sells power to UE m,l user, u m,l represents Lagrangian multiplier of constraint C2, P tot is the total power value of the base station, M represents the total number of user clusters, ω m,l represents the Lagrangian multiplier of constraint C3, β m,l represents the constraint Lagrange multiplier of C4, γ m,l represents the Lagrange multiplier of constraint C5, G represents,
Figure FDA0003435066760000051
Represents the derivation of the Lagrangian function to p m,l , θ m,l is a certain value um,lm,lm,lm,l , p m,l * represents The optimal power value of user UE m,l , λ m,l represents the price at which the base station sells power to UE m,l user;
得到用户端的购买的功率量的过程包括:将最优功率解带入卖方最优问题,得到卖方的最优问题解:The process of obtaining the purchased power amount of the user terminal includes: bringing the optimal power solution into the seller's optimal problem, and obtaining the seller's optimal problem solution:
Figure FDA0003435066760000052
Figure FDA0003435066760000052
对卖方的最优问题解的λm,l求导,得到:Taking the derivative of λ m,l of the seller's optimal problem solution, we get:
Figure FDA0003435066760000053
Figure FDA0003435066760000053
Figure FDA0003435066760000054
得到最优价格:
make
Figure FDA0003435066760000054
Get the best price:
Figure FDA0003435066760000055
Figure FDA0003435066760000055
其中,UBS m,l表示基站对于UEm,l的效用函数,λm,l表示基站为UEm,l设置的单位功率价格,cm,l表示基站向UEm,l出售单位功率的成本,pm,l *表示UEm,l的最优功率值,
Figure FDA0003435066760000056
表示,θm,l为一个确定的值um,lm,lm,lm,l,um,l表示约束条件C2的拉格朗日乘子,ωm,l表示约束条件C3的拉格朗日乘子,βm,l表示约束条件C4的拉格朗日乘子,γm,l表示约束条件C5的拉格朗日乘子,hm,l表示UEm,l的有效信道增益,pm,k表示基站为第m簇中第k个用户的功率,ηm,l表示UEm,l的串行干扰消除残留系数,pm,i表示基站为第m簇中第i个用户的功率,
Figure FDA0003435066760000057
表示UEm,l的信道检测矩阵的共轭转置,δ2表示高斯白噪声的方差,
Figure FDA0003435066760000058
表示基站为UEm,l设置的的最优价格;
Among them, U BS m,l represents the utility function of the base station for UE m ,l ; cost, p m,l * represents the optimal power value of UE m,l ,
Figure FDA0003435066760000056
represents, θ m,l is a certain value u m,lm,lm,lm,l , u m,l denotes the Lagrange multiplier of constraint C2, ω m, l represents the Lagrangian multiplier of constraint C3, β m,l represents the Lagrangian multiplier of constraint C4, γ m,l represents the Lagrange multiplier of constraint C5, h m,l represents Effective channel gain of UE m,l , p m,k denotes the power of the base station as the kth user in the mth cluster, η m,l denotes the serial interference cancellation residual coefficient of UE m,l , p m,i denotes the base station is the power of the i-th user in the m-th cluster,
Figure FDA0003435066760000057
represents the conjugate transpose of the channel detection matrix of UE m,l , δ 2 represents the variance of white Gaussian noise,
Figure FDA0003435066760000058
Indicates the optimal price set by the base station for UE m,l ;
基站和用户双方进行博弈的过程包括:基站设置单位功率价格并出售功率给各用户,各用户根据基站制定的价格从基站处购买功率,以最大化自身的效益;用户根据最优价格制定策略
Figure FDA0003435066760000061
计算此时功率价格,并将结果代入最优功率购买量pm,l *,更新用户购买功率的数量,此过程不断循环,直至功率和价格达到均衡。
The process of the game between the base station and the user includes: the base station sets the unit power price and sells power to each user, and each user buys power from the base station according to the price set by the base station to maximize their own benefits; users formulate strategies according to the optimal price
Figure FDA0003435066760000061
Calculate the power price at this time, and substitute the result into the optimal power purchase amount p m,l * to update the amount of power purchased by the user. This process loops continuously until the power and price reach equilibrium.
2.根据权利要求1所述一种基于非完美串行干扰消除的功率分配方法,其特征在于,所述系统为MIMO-NOMA系统,系统中基站天线数为M1,用户的天线数为N,且N≥M1;用户已经被分为M簇,每簇内共有L个用户,小区的用户数为G=M×L;每簇用户均使用非正交多址接入技术;2. a kind of power allocation method based on imperfect serial interference elimination according to claim 1, is characterized in that, described system is MIMO-NOMA system, in the system, the number of base station antennas is M1, and the number of antennas of users is N, And N≥M1; users have been divided into M clusters, there are L users in each cluster, and the number of users in the cell is G=M×L; each cluster of users uses non-orthogonal multiple access technology; 其中,MIMO-NOMA表示多入多出非正交多址,M1表示基站天线数,N表示用户的天线数,L表示每簇的用户数,G表示小区用户数。Among them, MIMO-NOMA represents multiple-input multiple-output non-orthogonal multiple access, M1 represents the number of base station antennas, N represents the number of user antennas, L represents the number of users per cluster, and G represents the number of cell users. 3.根据权利要求2所述的一种基于非完美串行干扰消除的功率分配方法,其特征在于,基站处的发送信号为:3. a kind of power allocation method based on imperfect serial interference cancellation according to claim 2, is characterized in that, the transmission signal at the base station is:
Figure FDA0003435066760000062
Figure FDA0003435066760000062
其中,
Figure FDA0003435066760000063
为第m簇用户的叠加信号,pm,l表示基站为第m簇中的第l个用户分配的功率值,sm,l表示第m簇中的第l个用户的发送符号,SM表示第M簇用户的叠加信号。
in,
Figure FDA0003435066760000063
is the superimposed signal of the mth cluster user, p m,l represents the power value allocated by the base station for the lth user in the mth cluster, s m,l represents the transmitted symbol of the lth user in the mth cluster, S M represents the superimposed signal of the Mth cluster of users.
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