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CN105259136A - Measuring-point-free temperature correction method of near-infrared correction model - Google Patents

Measuring-point-free temperature correction method of near-infrared correction model Download PDF

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CN105259136A
CN105259136A CN201510827828.9A CN201510827828A CN105259136A CN 105259136 A CN105259136 A CN 105259136A CN 201510827828 A CN201510827828 A CN 201510827828A CN 105259136 A CN105259136 A CN 105259136A
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CN105259136B (en
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栾小丽
赵忠盖
刘飞
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Jiangnan University
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Abstract

The invention relates to a measuring-point-free temperature correction modeling method used in near-infrared spectrum measurement. The measuring-point-free temperature correction modeling method comprises the steps that representative samples are collected, and it is ensured that the range of measurement requirements can be covered by the physical parameters to be measured of the samples; near-infrared spectrums of the samples are acquired at different temperature levels; preprocessing and principal component analysis are conducted on the acquired spectrums respectively according to the temperatures and the physical parameters to be measured; the two different spectrums obtained through preprocessing are combined, and combined spectral data are produced; finally, principal component analysis is conducted on the combined spectrums, and a physical parameter correction model is established through partial least squares. The measuring-point-free temperature correction modeling method uses the temperatures as separated implied factor variables to be involved in the near-infrared modeling process, thus when the near-infrared measurement is performed, measurement of physical properties at different temperatures can be completed by relying on the temperature adaptability of the model itself without direct temperature measurement information and relevant calculation, and the established model can have better universality and temperature adaptability.

Description

近红外校正模型的无测点温度修正方法No-measuring-point temperature correction method for near-infrared correction model

技术领域technical field

本发明涉及近红外光谱测量中的无测点温度修正建模方法,适用于易受环境温度影响的物质粘度、发酵过程丙氨酸浓度、食品品质、农产品品质、药品品质、汽油油品等的快速检测,还可用于人体无创血糖浓度、土壤成分及矿物成分等的测量。The invention relates to a non-measuring-point temperature correction modeling method in near-infrared spectrum measurement, which is suitable for the viscosity of substances easily affected by the ambient temperature, the concentration of alanine in the fermentation process, the quality of food, the quality of agricultural products, the quality of medicines, gasoline and oil products, etc. Rapid detection can also be used for the measurement of human non-invasive blood sugar concentration, soil composition and mineral composition.

背景技术Background technique

近年来,近红外光谱分析技术以其快速检测、无损检测、无化学污染、操作简便、样品制备简单等优点,已经广泛地应用于石油化工、食品、农业、医药等行业,成为发展最快的定性和定量分析技术之一。近红外光谱区内的吸收主要来自于分子振动或转动引起的状态变化,其各基团的振动容易受到温度等外界条件的影响,尤其在对液体样品测量时,温度的升高会导致伸缩振动的羟基数目减少而自由振动的数目增加,从而产生振动光谱的偏移,使得特定温度下建立的近红外光谱模型只能适用于该温度下的样品品质分析,而对于不同温度的样品品质分析效果不理想,此缺点大大地限制了近红外光谱分析仪建模技术的应用。In recent years, near-infrared spectroscopy has been widely used in petrochemical, food, agriculture, medicine and other industries due to its advantages of rapid detection, non-destructive testing, no chemical pollution, easy operation, and simple sample preparation, and has become the fastest growing One of qualitative and quantitative analysis techniques. The absorption in the near-infrared spectral region mainly comes from the state change caused by molecular vibration or rotation. The vibration of each group is easily affected by external conditions such as temperature. Especially when measuring liquid samples, the increase in temperature will cause stretching vibration. The number of hydroxyl groups decreases and the number of free vibrations increases, resulting in a shift in the vibration spectrum, so that the near-infrared spectrum model established at a specific temperature can only be applied to the quality analysis of samples at this temperature, while the effect of quality analysis on samples at different temperatures Not ideal, this shortcoming greatly limits the application of NIR spectroscopy modeling techniques.

为了获得较好的分析准确度,在恒温下测量可以有效减少温度变化的影响,但在实际应用中温度无法精确控制,因此解决温度对近红外光谱影响的一些方法陆续被提出,如光谱预处理方法剔除光谱中温度的影响;选取对温度影响不敏感的波段建立分析模型;采用内校正的方法,将温度变化信息包含在数学模型中;采集光谱的同时测量样品的温度,建立温度修正模型等等。这些方法可以用于克服待测样品温度变化对定量分析模型的干扰,但是,目前还没有通用的规则来判断何种情况下使用何种方法,而要根据具体问题选择。因此,在温度变化下建立更为通用的、温度适应性更强的近红外检测校正模型,对近红外技术能否有效应用非常关键。In order to obtain better analysis accuracy, measurement at a constant temperature can effectively reduce the influence of temperature changes, but in practical applications, the temperature cannot be precisely controlled, so some methods to solve the influence of temperature on near-infrared spectroscopy have been proposed one after another, such as spectral preprocessing The method eliminates the influence of temperature in the spectrum; selects the band that is not sensitive to the influence of temperature to establish an analysis model; adopts the method of internal correction to include the temperature change information in the mathematical model; measures the temperature of the sample while collecting the spectrum, and establishes a temperature correction model, etc. Wait. These methods can be used to overcome the interference of the temperature change of the sample to be tested on the quantitative analysis model. However, there is no general rule to judge which method to use in which case, but should be selected according to the specific problem. Therefore, establishing a more general and temperature-adaptable near-infrared detection and correction model under temperature changes is critical to the effective application of near-infrared technology.

发明内容Contents of the invention

本发明提出的方法,在不同温度水平下获取样品光谱,把温度作为分离的隐含因素变量参与到近红外建模过程中,因而在使用近红外测量时,可以依赖模型本身对温度的适应性完成不同温度下的物性测量,不需要直接温度测量信息和相关计算,使得所建立的模型具有更好的通用性以及温度适应性。The method proposed in the present invention obtains sample spectra at different temperature levels, and uses temperature as a separate hidden factor variable to participate in the near-infrared modeling process, so when using near-infrared measurements, it can rely on the adaptability of the model itself to temperature The physical property measurement at different temperatures does not require direct temperature measurement information and related calculations, so that the established model has better versatility and temperature adaptability.

本发明为实现上述目的,采用如下技术方案:In order to achieve the above object, the present invention adopts the following technical solutions:

本发明步骤分为两个部分。第一部分,建模数据的实验设计和光谱收集;第二部分,近红外光谱的预处理和校正模型的建立。The steps of the present invention are divided into two parts. The first part is the experimental design and spectrum collection of modeling data; the second part is the preprocessing of near-infrared spectra and the establishment of calibration models.

建模数据的实验设备包括,(1)可对样品温度进行调节的样品池(2)可显示温度变化的温度测量器(3)近红外光谱收集仪器(4)不对样品温度产生明显影响的光学探头。(5)和近红外光谱收集仪器连接的计算机记录装置。The experimental equipment for modeling data includes, (1) a sample cell that can adjust the sample temperature (2) a temperature measurer that can display temperature changes (3) a near-infrared spectrum collection instrument (4) an optical sensor that does not significantly affect the sample temperature probe. (5) A computer recording device connected to the near-infrared spectrum collection instrument.

本发明实验和数据收集步骤如下:Experiment of the present invention and data collection steps are as follows:

实验步骤一:确认样品最大和最小温度值。把温度范围分为多个水平值。每个温度水平一般要大于温度测量仪器分辨率5倍,以达到有效区分精度。Experimental step 1: Confirm the maximum and minimum temperature values of the sample. Divide the temperature range into levels. Each temperature level is generally 5 times larger than the resolution of the temperature measuring instrument to achieve effective discrimination accuracy.

实验步骤二:在最高和最低温度范围内,对所有样品物性参数取得所规定温度下的原始标准分析数据。Experimental step 2: within the range of the highest and lowest temperature, obtain the original standard analysis data at the specified temperature for all the physical parameters of the samples.

实验步骤三:在不同温度水平下收集样品的光谱数据。同时记录相对应的样品温度值。此温度值作为一个隐含因素参与到建模中,记录温度的精确数值对本方法不是必须的。Experimental Step 3: Collect spectral data of samples at different temperature levels. At the same time record the corresponding sample temperature value. This temperature value is involved in the modeling as an implicit factor, and recording the exact value of the temperature is not necessary for this method.

温度作为分离的隐含因素变量建模方法步骤如下:The steps of temperature as a separate latent factor variable modeling method are as follows:

建模步骤一:对光谱进行以温度模式为目标的预处理。将原始光谱做一阶导数或二阶导数运算,产生一阶导数光谱或者二阶导数光谱。此处导数阶次的确定随样品和物性参数的特性而有所不同。例如,对高分子高粘度样品,以二阶导数为较佳。对低粘度样品以一阶导数为较佳。Modeling step 1: Preprocessing the spectrum with the temperature model as the target. Perform the first-order derivative or second-order derivative operation on the original spectrum to generate the first-order derivative spectrum or the second-order derivative spectrum. Here, the determination of the derivative order varies with the characteristics of samples and physical parameters. For example, for high-molecular high-viscosity samples, the second derivative is better. The first derivative is better for low viscosity samples.

建模步骤二:对上面产生的导数光谱做主元分析(PCA),剔除统计异常值,使得整个导数光谱数据的主元模式都在一个统计可信度之内。Modeling step 2: Perform principal component analysis (PCA) on the derivative spectrum generated above, and remove statistical outliers, so that the principal component mode of the entire derivative spectrum data is within a statistical reliability.

建模步骤三:对原始光谱进行以待测物性参数模式为目标的预处理。这些预处理包括一种或几种以下算法的叠加运算:一阶导数,二阶导数,最大-最小标准化,基础底线校正,散射校正,常数偏置校正,等等。此处预处理算法的确定以待测物性参数而异。Modeling step 3: Preprocessing the original spectrum with the target physical parameter model as the target. These preprocessing include one or more of the following algorithm superposition operation: first derivative, second derivative, max-min normalization, base baseline correction, scatter correction, constant bias correction, etc. The determination of the preprocessing algorithm here varies with the physical parameters to be measured.

建模步骤四:对上面产生的预处理后光谱做主元分析(PCA),剔除统计异常值,使得整个预处理后的光谱数据主元模式都在一个统计可信度之内。Modeling step 4: Perform principal component analysis (PCA) on the preprocessed spectrum generated above, and remove statistical outliers, so that the principal component mode of the entire preprocessed spectral data is within a statistical reliability.

建模步骤五:将以上形成的以温度为目标的导数光谱和以物性待测参数为目标的预处理后光谱进行合并。Modeling Step 5: Merge the above-formed derivative spectrum targeting temperature with the preprocessed spectrum targeting physical parameters to be measured.

建模步骤六:对上面产生的合并光谱做主元分析(PCA),剔除统计异常值,使得整个合并光谱数据的主元模式都在一个统计可信度之内。Modeling step 6: Perform principal component analysis (PCA) on the merged spectrum generated above, and remove statistical outliers, so that the principal component mode of the entire merged spectral data is within a statistical reliability.

以待测物性参数在一个规定温度的原始分析值作为预测变量,以合并光谱波数作为自变量。用偏最小二乘算法(PLS)建立物性参数预测模型:The original analytical value of the measured physical parameters at a specified temperature is used as the predictive variable, and the combined spectral wavenumber is used as the independent variable. Use the partial least squares algorithm (PLS) to establish a physical parameter prediction model:

P=B1y1+B2y2+…Bnyn+A1x1+A2x2+…Anxn P=B 1 y 1 +B 2 y 2 +…B n y n +A 1 x 1 +A 2 x 2 +…A n x n

此处,P是物性变量规定温度下的测量值,Bi,Ai,i=1,2,…n是回归系数,yi,xi分别是预处理后光谱和导数光谱在波数i=1,2,…n处的数值。Here, P is the measured value of the physical variable at the specified temperature, B i , A i , i=1, 2,...n are the regression coefficients, y i , xi are the preprocessed spectrum and the derivative spectrum at wavenumber i= Values at 1,2,…n.

本发明把温度作为分离的隐含因素变量参与到近红外建模过程中,因而在使用近红外测量时,可以依赖模型本身对温度的适应性完成不同温度下的物性测量,不需要直接温度测量信息和相关计算,使得所建立的模型对温度有较佳的补偿效果,因而具有更好的通用性。The present invention takes temperature as a separate implicit factor variable in the near-infrared modeling process, so when using near-infrared measurement, it can rely on the adaptability of the model itself to temperature to complete the physical property measurement at different temperatures without direct temperature measurement Information and related calculations make the established model have a better compensation effect on temperature, so it has better versatility.

附图说明Description of drawings

图1无测点温度补偿实验装置Figure 1 Temperature compensation experimental device without measuring point

图2一种高分子化合物的二阶导数预处理光谱Figure 2 The second derivative pretreatment spectrum of a polymer compound

图3基于二阶导数预处理光谱的PCA模式图Figure 3 PCA mode diagram based on the second derivative preprocessing spectrum

图4一阶导数预处理光谱Figure 4 The first derivative preprocessed spectrum

图5一阶导数光谱主元素模式Fig.5 Principal element mode of the first derivative spectrum

图6实施步骤框图Figure 6 block diagram of implementation steps

图7不同温度的合并光谱Figure 7 Combined spectra at different temperatures

图8合并光谱的PCA模式图Figure 8 PCA model diagram of combined spectra

图9合并光谱产生的粘度模型。Figure 9. Viscosity model resulting from merging spectra.

图10粘度模型使用的波数。Figure 10 Wavenumbers used by the viscosity model.

图11本发明方法结果对温度的适应性The adaptability of Fig. 11 method result of the present invention to temperature

具体实施方式detailed description

以下以一种高分子化合物的粘度测量为例,说明具体实施方法。这个示例不构成对本发明方法的范围限制。The following takes the viscosity measurement of a polymer compound as an example to illustrate the specific implementation method. This example does not constitute a limitation on the scope of the method of the present invention.

近红外校正模型的无测点温度修正方法实施步骤框图如图6所示,具体包括以下步骤:The block diagram of the implementation steps of the non-measuring point temperature correction method of the near-infrared correction model is shown in Figure 6, which specifically includes the following steps:

步骤一:采集具有代表性的样品,要保证样品的待测物性参数可以覆盖测量要求的范围。样品总数在40-60个。Step 1: Collect a representative sample, and ensure that the physical parameters of the sample to be measured can cover the range required for the measurement. The total number of samples is 40-60.

步骤二:利用图1所示的实验室设备,分别在24℃、35℃、50℃、60℃、70℃五个不同温度水平下采集各个样品的近红外光谱,同时记录实验条件如温度等。Step 2: Use the laboratory equipment shown in Figure 1 to collect the near-infrared spectra of each sample at five different temperature levels of 24°C, 35°C, 50°C, 60°C, and 70°C, and record the experimental conditions such as temperature, etc. .

步骤三:对所采集的光谱做以温度为目标的预处理和主元分析,产生导数光谱数据。示例中,对高分子高粘性样品进行了二阶导数处理和主元分析。处理效果如图2所示,主元素模式如图3所示。二阶导数预处理是在一阶导数的基础上,对温度信息敏感的光谱进行再提取,有效地减少温度和物性参数在建模波数的重叠。在图3所示的PCA模式图中,有两个点和其它所有点有很大的距离,此点为奇异点,在建模时予以剔除,使得整个预处理后的光谱数据主元模式都在一个统计可信度之内。Step 3: Perform temperature-targeted preprocessing and principal component analysis on the collected spectra to generate derivative spectral data. In the example, the second derivative processing and principal component analysis are performed on the high-molecular high-viscosity sample. The processing effect is shown in Figure 2, and the main element pattern is shown in Figure 3. The second-order derivative preprocessing is to re-extract the temperature-sensitive spectrum based on the first-order derivative, effectively reducing the overlap of temperature and physical parameters in the modeling wavenumber. In the PCA model diagram shown in Figure 3, there are two points that are far away from all other points. This point is a singular point, which is eliminated during modeling, so that the principal component model of the entire preprocessed spectral data is within a statistical confidence level.

步骤四:对原始光谱进行以待测物性参数模式为目标的预处理和主元分析(PCA)。产生预处理光谱数据。示例中,对高分子样品进行了一阶导数预处理和主元分析。经过处理后的光谱消除了由于光源老化,探头震动以及探头与样品接触度等因素带来的光谱上下漂移,同时又保留了温度对光谱峰值和形状影响的有效信息。预处理光谱如图4所示。图5是预处理光谱的主元模式图。图5中有两个奇异点,应予以剔除,不再参与建模。Step 4: Perform preprocessing and principal component analysis (PCA) on the original spectrum with the target physical parameter model as the target. Generate preprocessed spectral data. In the example, first derivative preprocessing and principal component analysis are performed on polymer samples. The processed spectrum eliminates the up-and-down drift of the spectrum due to factors such as light source aging, probe vibration, and probe-sample contact, while retaining effective information on the influence of temperature on the spectral peak and shape. The preprocessed spectrum is shown in Figure 4. Fig. 5 is a schematic diagram of the principal component of the preprocessed spectrum. There are two singular points in Figure 5, which should be eliminated and no longer participate in modeling.

步骤五:将上面产生的导数光谱和预处理光谱合并,产生合并光谱数据。图7是在不同温度的合并光谱。在图7中的合并光谱中,左半部分即一阶导数部分,提供了有效的物性建模光谱信息;右半部分即二阶导数部分,提供了温度补偿作用的光谱信息。Step 5: Combine the derivative spectrum generated above with the preprocessed spectrum to generate combined spectral data. Figure 7 is the combined spectrum at different temperatures. In the combined spectrum in Figure 7, the left half is the first derivative, which provides effective spectral information for physical property modeling; the right half, the second derivative, provides spectral information for temperature compensation.

步骤六:对上面产生的合并光谱做主元分析(PCA),剔除统计异常值,使得整个合并光谱数据的主元模式都在一个统计可信度之内。图8是合并光谱的PCA模式图。图8中有三个奇异点,应予以剔除,不再参与建模。Step 6: Perform principal component analysis (PCA) on the merged spectrum generated above, and remove statistical outliers, so that the principal component mode of the entire merged spectral data is within a statistical reliability. Fig. 8 is a PCA model diagram of combined spectra. There are three singular points in Figure 8, which should be eliminated and no longer participate in modeling.

步骤七:以待测物性参数原始分析值作为预测变量,以合并光谱波数作为自变量,用偏最小二乘算法(PLS)建立物性参数预测模型:Step 7: Use the original analysis value of the physical property parameter to be measured as the predictor variable, and use the combined spectral wavenumber as the independent variable, and use the partial least squares algorithm (PLS) to establish a physical property parameter prediction model:

P=B1y1+B2y2+…Bnyn+A1x1+A2x2+…Anxn P=B 1 y 1 +B 2 y 2 +…B n y n +A 1 x 1 +A 2 x 2 +…A n x n

此处,P是物性变量规定温度下的测量值,Bi,Ai,i=1,2,…n是回归系数,yi,xi分别是预处理后光谱和导数光谱在波数i=1,2,…n处的数值。Here, P is the measured value of the physical variable at the specified temperature, B i , A i , i=1, 2,...n are the regression coefficients, y i , xi are the preprocessed spectrum and the derivative spectrum at wavenumber i= Values at 1,2,…n.

图9是合并光谱产生的粘度模型,图10是粘度模型使用的波数,图11是结果对温度适应性的比较。图9复合光谱模型预测值与实测值的相关性为0.98,模型精度R2为0.97。图10中所示的波段范围,一阶导数光谱段为9056-4765cm-1,二阶导数光谱段选择为6024-4528cm-1。图11是本发明提出的无测点温度补偿算法与固定在50度温度下建模算法的比较,从图中可以看出固定温度模型的测量结果对温度变化有较大的敏感性,而本发明方法建立的模型,对温度有较佳的补偿效果。Figure 9 is the viscosity model generated by merging the spectra, Figure 10 is the wavenumber used by the viscosity model, and Figure 11 is the comparison of the results to the temperature adaptability. The correlation between the predicted value and the measured value of the composite spectrum model in Fig. 9 is 0.98, and the model precision R2 is 0.97. In the band range shown in Fig. 10, the spectral band of the first order derivative is 9056-4765 cm -1 , and the spectral band of the second order derivative is selected as 6024-4528 cm -1 . Fig. 11 is the comparison between the temperature compensation algorithm without measuring points proposed by the present invention and the modeling algorithm fixed at a temperature of 50 degrees. From the figure, it can be seen that the measurement results of the fixed temperature model have greater sensitivity to temperature changes, and this The model established by the inventive method has a better compensation effect on temperature.

Claims (5)

1.一种近红外光谱测量中的无测点温度修正建模方法,其特征在于该方法包括如下步骤:1. a method for modeling without measuring point temperature correction in near-infrared spectrum measurement, is characterized in that the method comprises the steps: 步骤一:获取多个样品在规定温度下的物性参数原始标准数据,并在不同温度水平下采集近红外光谱;Step 1: Obtain the original standard data of physical property parameters of multiple samples at a specified temperature, and collect near-infrared spectra at different temperature levels; 步骤二:对步骤一中所采集的近红外光谱进行以温度为目标的预处理和主元分析,产生导数光谱数据;对步骤一中所采集的原始近红外光谱进行以待测物性参数模式为目标的预处理和主元分析,产生预处理光谱;Step 2: Perform temperature-targeted preprocessing and principal component analysis on the near-infrared spectrum collected in step 1 to generate derivative spectral data; Target preprocessing and principal component analysis to generate preprocessing spectra; 步骤三:将步骤二中产生的导数光谱和步骤四产生的预处理光谱进行光谱合并,产生合并光谱数据;Step 3: combining the derivative spectrum generated in step 2 and the preprocessed spectrum generated in step 4 to generate combined spectral data; 步骤四:对步骤三中所述的合并光谱数据做主元分析,剔除统计异常值,使得整个合并光谱数据的主元模式都在一个统计可信度之内;Step 4: Perform principal component analysis on the merged spectral data described in step 3, and remove statistical outliers, so that the principal component modes of the entire merged spectral data are within a statistical reliability; 步骤五:以待测物性参数原始分析值作为预测变量,以合并光谱波数作为自变量,建立物性参数预测模型。Step 5: The original analysis value of the physical property parameter to be measured is used as the predictive variable, and the combined spectral wavenumber is used as the independent variable to establish a physical property parameter prediction model. 2.根据权利要求1所述的近红外校正模型的无测点温度修正方法,其特征在于:所述步骤一中采集样品近红外光谱的温度范围覆盖实时物性参数测量温度范围;多个样品待测物性参数覆盖测量要求的范围并且有足够的可区分间隔。2. the non-measuring point temperature correction method of near-infrared correction model according to claim 1, it is characterized in that: the temperature range of collecting sample near-infrared spectrum covers real-time physical property parameter measurement temperature range in the described step 1; The physical parameters cover the range required by the measurement and have sufficient distinguishable intervals. 3.根据权利要求1所述的近红外校正模型的无测点温度修正方法,其特征在于:所述步骤二中针对温度为目标的光谱预处理为二阶导数。3. The method for correcting the temperature without measuring points of the near-infrared correction model according to claim 1, characterized in that: the spectral preprocessing aimed at temperature in the step 2 is a second derivative. 4.根据权利要求1所述的近红外校正模型的无测点温度修正方法,其特征在于:所述步骤二中针对物性参数为目标的光谱预处理包括一种或几种以下算法的叠加运算:一阶导数,二阶导数,最大-最小标准化,基础底线校正,散射校正,常数偏置校正。4. The non-measuring point temperature correction method of the near-infrared correction model according to claim 1, characterized in that: the spectral preprocessing aimed at the physical parameters in the step 2 includes the superposition operation of one or more of the following algorithms : first derivative, second derivative, max-min normalization, base baseline correction, scatter correction, constant bias correction. 5.根据权利要求1所述的近红外校正模型的无测点温度修正方法,其特征在于:所述步骤五中物性参数预测模型的建立采用偏最小二乘算法进行温度为隐含变量的线性回归:5. the non-measuring point temperature correction method of near-infrared correction model according to claim 1, it is characterized in that: the establishment of physical parameter prediction model in the described step 5 adopts partial least squares algorithm to carry out the linearization of temperature as hidden variable return: P=B1y1+B2y2+…Bnyn+A1x1+A2x2+…Anxn P=B 1 y 1 +B 2 y 2 +…B n y n +A 1 x 1 +A 2 x 2 +…A n x n 此处,P是物性变量规定温度下的测量值,Bi,Ai,i=1,2,…n是回归系数,yi,xi分别是预处理后光谱和导数光谱在波数i=1,2,…n处的数值。Here, P is the measured value of the physical variable at the specified temperature, B i , A i , i=1, 2,...n are the regression coefficients, y i , xi are the preprocessed spectrum and the derivative spectrum at wavenumber i= Values at 1,2,…n.
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