Development and Performance Study of Tem
Development and Performance Study of Tem
Article
Development and Performance Study of Temperature and
Humidity Regulator in Baby Incubator Using Fuzzy-PID
Hybrid Controller
Alimuddin Alimuddin 1,2, * , Ria Arafiyah 3 , Irma Saraswati 1,2 , Rocky Alfanz 1,2 , Partogi Hasudungan 1
and Taufik Taufik 4
Abstract: Technological developments in the health sector for the safety of neonates are essential.
Such efforts are needed to curb the increase in premature infant mortality cases caused by bacteria,
asphyxia, infections, and poor management of facility equipment. Furthermore, preterm and other
at-risk babies have low ability to regulate temperature and produce body heat as characterized
Citation: Alimuddin, A.; Arafiyah,
by their dry skin conditions; hence, the need for baby incubators. For their operation, these baby
R.; Saraswati, I.; Alfanz, R.;
incubators provide strict regulated energy change that is influenced by heat transfer caused by the
Hasudungan, P.; Taufik, T.
surrounding atmospheric temperature and humidity. This paper presents the design, construction,
Development and Performance Study
of Temperature and Humidity
and performance study of a proposed Fuzzy-PID hybrid control system for regulating temperature
Regulator in Baby Incubator Using and humidity in a baby incubator. To accomplish its goal, the proposed controller must be able to
Fuzzy-PID Hybrid Controller. distribute heat and maintain humidity in the incubator under fluctuating atmospheric conditions to
Energies 2021, 14, 6505. https:// keep the baby’s body warm. Performance tests of the proposed hybrid controller were conducted by
doi.org/10.3390/en14206505 comparing temperature and humidity outputs in the baby incubator against predetermined expected
values. Results show that the proposed controller is able to successfully achieve and maintain the
Academic Editors: Victor Becerra, temperature and humidity set points. Further examination also suggests that the proposed Fuzzy-
Ahmed Rachid and Isabel Jesus PID hybrid control offers an improved overall system response performance compared to the PID
controller.
Received: 6 July 2021
Accepted: 29 September 2021
Keywords: control; temperature; humidity; Fuzzy-Pid hybrid; baby incubator
Published: 11 October 2021
renewable energy based incubators employed a hybrid technique that combined the fuzzy
Type-II interval, AHP-TOPSIS with MEA-MLSSVM.
In general, temperature changes all throughout the day [9]. This poses a problem to a
baby incubator since its inside temperature must have a normal threshold of about 33 ◦ C
to 35 ◦ C with the relative humidity of about 40 to 60% to maintain the stability of a baby’s
body temperature and humidity [10,11]. Under such varying temperature, the incubator
must therefore be designed to keep its inside temperature warm so that the baby feels
comfortable and stays healthy [12]. Such a control can be achieved by implementing the
PID control and/or Fuzzy control employing micro-devices to respond to environmental
conditions [13]. An example where a combined Fuzzy-Logic PI (F-PI) system was utilized
with the Fuzzy-Logic based Sliding Mode Controller for DC-link voltage and Proportional
Resonant using Resonant Harmonic Compensator (RHC) is reported in [14]. Another
example used fuzzy adaptive backstepping control (F-A-BC) on ocean current turbines
in real-time [15], while [16] described the LQR Multivariable PID control system that
incorporated state feedback algorithm to find state vector error. Overall, tests of Fuzzy
Logic control performance demonstrate the ability to keep the maximum overshoot and
the average signal error below 5% [17,18]. Fuzzy-Logic control system is known for its
ability to simplify functions and rules, thereby significantly decreasing computation time
and memory storage [19]. This advantage fits well with temperature and humidity control
system for heating, ventilating, and air-conditioning where Fuzzy-Logic Control (FLC)
could provide the convergence and balance properties of the environmental conditions [20].
The FLC system further shows good performance in environmental monitoring for baby
care and safety, occupant privacy and family safety [21]. For the baby incubator, the
principle and function of each component consist of an adjustable variable light, anti-stray
lamp, adjustable accuracy instrument and heat preservation function. The relationship
between the ambient and the target temperatures as well as the fluctuation of the incubator
temperature can be adjusted as desired [22]. Several other studies on incubator control
exist in animals and humans. In poultry, the temperature control system monitors the state
of the incubator, automatically changing the incubator’s temperature to that suitable for
egg hatching.
All elements were controlled using a programmable integrated circuit (PIC), which is a
microcontroller that can process data from sensors and execute control elements to change
the condition of the incubator system [23,24]. Moreover, [25] reported a bio-environmental
control zone for poultry embryo incubation using infrared heating in which a PID controller
maintained a stable air temperature of 34 ◦ C in the incubator.
The design of temperature and humidity controllers for infant incubators has been
investigated utilizing various methods such as On-Off, PI, PID, and Fuzzy Logic. In
addition, a baby incubator monitoring system to record baby’s condition data into the
computer was performed in [26]. The remote monitoring especially for chronic disease
patients is important, since it can significantly improve individual’s quality of life, help
maintain patients’ independence, prevent further infection, and yields a cost-effective
tool [27]. Furthermore, the monitoring system could be used to collect baby’s perceived
data and to send emergency notices to a doctor or a nurse [28], while having the ability to
control rapid temperature changes in the neonatal incubator [29]. This extended function
is crucial since the temperature in the baby incubator should be kept around 36 ◦ C to
38 ◦ C. To achieve this objective, the control system used the Fuzzy-PI controller on the
baby incubator for temperature with the DHT11 sensor as the detecting element, and a
light bulb as the heat source [30,31]. This system provided quick monitoring and control
of temperature through two elements: (1) a microcontroller, which is an integrated circuit
designed to perform specific operations in an embedded system, and (2) the LabVIEW
software used for testing, measurement, and control applications, with quick access to
the device hardware and data. To improve the dynamic and static performances of the
temperature control system, the Kalman filter-fuzzy PID algorithm was implemented [32].
Final development of a fuzzy logic control that incorporated incubator air temperature to
Energies 2021, 14, 6505 3 of 21
control heating as well as to model heat transfer of newborns in their environment was
presented in [33].
The poultry control system described in [34] was tested using a fuzzy logic simulation
of temperature and humidity in an egg incubator affecting hatching time and rate, whose
results showed changes in temperature of 1 ◦ C and humidity of 3%, respectively. This
method was also adopted for the neonatal incubators, which resulted in accuracy of
temperature of less than 0.8 ◦ C and humidity of ±10% [35]. For the baby incubator, the
fuzzy logic control was shown to be able to keep the system temperature and humidity
at the desired set point and able to adapt the surrounding environment as needed to the
baby’s condition [36]. Incubator temperature control that utilizes fuzzy-based PID was
studied with MATLAB simulation where two fuzzy logic-based PID controllers and their
self-tuning PID algorithm produced the expected improved rise time, settling time and
percent overshoot [31]. Another paper formulated the transfer function matrix, where
discrete-time system parameters in real-time were studied by the least squares method,
where coupling between output and decoupling controller were taken into account in order
to eliminate interaction [37]. Lastly, the design and implementation of PID control for baby
incubator was also reported in [38,39]
All of the previous studies operated with control algorithms, different heat tempera-
ture and humidity transfer models. The control techniques which include ON-OFF, PID,
Fuzzy Logic, Fuzzy-PID worked on temperature and humidity variables by utilizing a
different heat control system in baby incubators [10,17]. The temperature variable of the
PID control system in baby incubators was used by the hardware component of the system
and manual simulation [38]. On the other hand, Fuzzy-Logic control systems for tem-
perature and humidity in baby incubators were used by either the hardware or manual
simulation [35,36]. The operation of hybrid Fuzzy-PID control system for temperature
parameters in incubators was demonstrated solely by MATLAB simulation [30,31]. In
this study, a hybrid Fuzzy-PID control system employs an additional humidity variable
in baby incubators and implements the Visual Basic Net software for real time hardware
measurements. The proposed hybrid control method uses fuzzy logic to fix the Propor-
tional Integral Derivative (PID) controlled parameters for temperature and humidity as
the main settings for the baby incubator. This adaptation mechanism aims to maintain
stable temperature and humidity inside the baby incubator via adjustment of the actuator,
namely the heater or humidifier, upon internal and external environmental changes.
transfers. The hardware and software specifications used in the proposed controller are
as follows. First, a laptop serves the function to handle programming and real-time data
retrieval. Second, an inside toolbox containing a mini ATmega16 board, power supply
circuit, and actuator driver. Third, a baby incubator with its supporting equipment as the
plant. The baby incubator measures 65 cm × 45 cm × 35 cm and is made of clear acrylic
with thickness of 3 mm. The incubator is equipped with a fan, a 350-Watt incandescent
lamp, a humidifier, and an SHT11 sensor. Other research supporting equipment includes
multimeter, oscilloscope, cable, solder, tin, and lead suction. Fourth, BASCOM AVR
version 2.05.0 serves to create and code programs. Fifth, Visual Basic .NET software
provides real time monitoring program for temperature and humidity. The research
method and flow-chart which explains the design process of the proposed system as a
whole including hardware, programming and software are illustrated in Figure 1.
Figure 1. Research method and steps of Fuzzy-PID Hybrid control system on baby incubator.
(lamp) while the air humidity and hot air exhaust are being adjusted through the PWM
voltage computed by the microcontroller.
Figure 3 illustrates the block diagram of the proposed system. The AVR ATMega16
system serves to receive and process data, send signals to actuators, and display data on
the LCD (Liquid Crystal Display) and PC (Personal Computer). The keypad provides the
interface for users to enter the desired set point value. Lastly, the power supply serves to
provide the required voltage to the microcontroller system and other actuator circuits.
The ATMega16A microcontroller functions as the brain and a tool for storing programs.
The microcontroller reads the sensor and then sends the data to the PC via the RS323
serial circuit. In addition, the microcontroller also acts as a data manager controlling
the PID algorithm whose results are used to determine the movement of the actuator.
The ATMega16 microcontroller system is made up of several input-output devices whose
relationship is shown in Figure 4.
Energies 2021, 14, 6505 6 of 21
(a)
(b)
Figure 5. (a) Visual Basic.Net Work Window Display (b) Value form display.
Energies 2021, 14, 6505 8 of 21
Knowledge Base
Knowledge Base
Knowledge Base
Fuzzy Inference System
Fuzzy Inference System
Output
Input Fuzzy Interference System.
Figure 7. Model
(a) (b)
Figure 8. Cont.
Energies 2021, 14, 6505 9 of 21
(c)
Figure 8. (a) Degree of membership error (input), (b) Degree of membership delta error (Input) and (c). Degree of
Membership (Output).
The design of the Fuzzy-PID controller system involved the inputs of the membership
function, which are errors and delta errors [31]. The set point value and the actual estima-
tion determine the number of errors and Delta (D) errors following Equations (3) and (4):
In programming the microcontroller, the coding pieces are included in Appendix A.4.
For the aforementioned rules, the notations are defined as follows: BB = big-big,
BM = big-medium, BS = big-small, N = normal, KS = small-small, KM = small-medium,
and KB = small-big. The decision-making method (inference) used in the programming
section is the Max-Min procedure. After the fuzzy rules were programmed, the aggregation
process was carried out by noting the maximum value of each membership function from
the output variable. Following the fuzzification and the rule base steps, defuzzification
was carried out. This was intended to allow the output of the fuzzy set to become a crisp
(real) value [31]. This change was necessary because the PID control gains only recognize
a constant value as a variable parameter [38]. For this purpose, the coding fragment for
programming the microcontroller is provided in Appendix A.5. Fuzzy logic controllers
are categorized under intelligent control, offering the capability to solve complex system
problems when conventional controllers have no ability to do [33]. In the conventional
control system, the results are processed and defined with certainty, i.e., it only recognizes
0 and 1 logic or works in the ON and OFF regions. In contrast, the fuzzy logic system
defines values that are between 0 and 1, and the controller works intelligently to sense the
external environment. For the proposed controller, there are 25 fuzzy logic rules being
observed as listed in Appendix A.6.
2.7. Defuzzification
The defuzzification process is a fuzzy set obtained from the composition of fuzzy
rules, where the resulting output given within a certain range, should be able to take a
crisp value [31,36]. It is an inverse of the fuzzification process where mapping is performed
to convert fuzzy results into crisp value. There are several methods of defuzzification in
the composition of the Mamdani rule, including the center of area (COA), bisector, mean of
maximum (MOM), large of maximum (LOM), and Smallest of maximum (SOM) methods.
Figure 10 depicts the defuzzification graph in the Mamdani rule with input error −6 and
delta error −0.6.
Figure 10. Defuzzification with COA, bisector, MOM, LOM, and SOM methods.
Table 1 lists the results of testing the proposed system using the COA, bisector, MOM,
LOM, and SOM defuzzification methods. Results from the input errors for −6 and − −0.6,
−
and the KPID consist of Centroid 3.14 s, Bisector 3.08 s, MOM 3 s, LOM 0 s, and SOM 2.92 s.
The data obtained show that the best defuzzification method following the reference is the
MOM method, where the values resulted from the use of the defuzzification method were
taken from the mean of maximum in the fuzzy area.
− −
− −
− −
− −
− −
Energies 2021, 14, 6505 11 of 21
Table 1. Defuzzification.
Defuzzification
Error Delta Error Average
Centroid Bisector MOM LOM SOM
−15 −1.5 3.62 3.64 3.76 0 3.52 2.908
−12 −1.2 3.62 3.64 3.76 0 3.52 2.908
−9 −0.9 3.5 3.56 3.72 0 3.44 2.844
−6 −0.6 3.14 3.08 3 0 2.92 2.428
−3 −0.3 2.56 2.64 2.98 0 2.6 2.156
0 0 2 2 2 0 2 1.6
3 0.3 1.02 0.68 0.34 0 0 0.408
6 0.6 0.643 0.52 0.3 0 0 0.2926
9 0.9 1.2 1.36 1.48 0 1.4 1.088
12 1.2 1.5 1.48 1.5 0 1.48 1.192
3. Experimental Results
This section provides a concise description of the experimental results, their inter-
pretation, and conclusions. Hardware testing for controlling temperature and humidity
with the Fuzzy-PID method was carried out on a baby incubator as a plant whose physical
dimension measured 65 cm × 35 cm × 45 cm in Figure 11a. Inside the plant there was
one SHT11 sensor as a temperature and humidity detector in Figure 11b. Complementary
to the actuator plant was a lamp type space heater rated at 350 watts, a humidifier, and
an exhaust fan as excess heat dissipation. Hardware testing was conducted to determine
whether the hardware that had been designed and constructed could work and function
optimally as the initial research objectives. Tests carried out on the hardware included
measuring the output voltage/signal from each core circuit.
(a) (b)
Figure 11. (a) Microcontroller Arduino, SHT11 Sensor and LCD and (b) Baby Incubator.
As previously stated, the fuzzification was written in Basic and defined as follows: er-
ror Min_error = −10 Max_error = 10 Min_error_negative = −10 Middle_error_negative = −5
Max_error_negative = 0 Min_error_zero = −5 Middle_error_zero = 0 Max_error_zero = 5
Min_error_positive = 0 Middle_error_positive = 5 Max_error_positive = 10 Degree_error_negative = 0
Degree_error_zero = 0 Degree_error_positive = 0 Error_negative = 0 Error_zero = 0 Er-
ror_positive = 0 Error_condition_min = 0 Error_condition_max = 0.
(a)
Figure 12. Cont.
Energies 2021, 14, 6505 13 of 21
(b)
(c)
Figure 12. (a) System response for temperature 34 ◦ C and humidity 60%, (b). System response for temperature 34 ◦ C and
humidity 70% and (c) System response for temperature 34 ◦ C and humidity 75%.
Figure 10 demonstrate that the system responses well on temperature control when
using the proposed Fuzzy-PID hybrid controller. Tables 3–5 list values obtained from
observations and processed data via MATLAB. Rise time (Tr) is the time required for the
system to respond to reach the set point value from the original value. Peak time (Tp) is
the time required for the system to reach the maximum peak of a control response from the
existing overall value. Mp is the maximum overshoot, which is the maximum value of the
spike that has ever been achieved. From these measurements, the temperature control was
observed to encounter a slight problem because of the large oscillations before reaching the
setting point.
Energies 2021, 14, 6505 14 of 21
Table 3. Characteristics of the System response to the set point temperature 34 ◦ C and humidity 60%.
Table 4. Characteristics of the system response to set point temperature 34 ◦ C and humidity 70%.
Table 5. Characteristics of the system response to set point temperature 34 ◦ C and humidity 75%.
4. Discussion
Hardware testing of the proposed controller was performed during the day due to
a relatively stable outdoor temperature. However, the slight fluctuation in the outdoor
temperature still imposed a disturbance to the temperature in the incubator. Temperature
control of the proposed controller was examined at a set point value of 34 ◦ C and 35 ◦ C
from the initial room temperature. The results show that the temperature control with
the proposed Fuzzy-PID has a faster response to reach the set point than that of using
the PID alone. However, the proposed controller encounters slight difficulty in getting
to the set point when interference occurs from the humidity mist actuator output and
due to the fluctuating outside temperature of the incubator. Coincidentally, when the
disturbance begins to decrease, the controller quickly reaches the set point. Furthermore,
the performance of the fan as an actuator was not as good as that of the lamp. The fan
used in this study is unfortunately not fast enough to cool the incubator room, unlike
the lamp which reacts fast to heat up the room. As a result, the control for lowering the
room temperature was not as fast as raising the room temperature. Also, the temperature
control at the set point was not strong enough and it lasted too long. For the humidity
control, there was a very high fluctuation before reaching the set point value. This was
caused by the difficulty in optimally operating the actuator to regulate the air/humidity
levels. External factors or the conditions inside the incubator may have contributed to
such difficulty. Additionally, there was heat disturbance from temperature actuators which
affected the quality of humidity in the air.
Hardware test results performed on the proposed controller are summarized as fol-
lows. First, the power supply circuit receives 200 Vrms from an AC source, which is then
lowered using a transformer and further rectified to a DC voltage by a full-wave diode
rectifier circuit. The resulting DC voltage passes through the LM2576 regulator to produce
a theoretical well-regulated 5 Volts. However, this voltage was actually at 4.9 Volts when
measured by a multimeter. This is because the feedback resistors were not fine-tuned to
yield the exact 5 Volt output. The linear regulator output supplies the microcontroller
which can provide approximately 4.82 Volts that is being used as a reference voltage for
the sht11 sensor. Secondly, analysis of temperature and humidity controls was performed
from the tests conducted during daytime due to the slightly fluctuating outdoor temper-
ature. Regardless, the slight variation in the temperature still introduced a disturbance
Energies 2021, 14, 6505 15 of 21
to the temperature in the incubator. Temperature control to test the proposed controller
was carried out at set point values of 34 ◦ C and 35 ◦ C from the initial room temperature.
The results show that the proposed Fuzzy-PID controller outperformed the PID controller
specifically in reaching the set point fast despite the interference from the humidity actuator.
The response of the proposed controller was even better when the disturbance began to
decrease. One hardware issue relates to the fan used as an actuator in the incubator which
needs to be replaced with a better quality one. The reason for this is due to the inherent
slow-reacting time of the current fan which caused the lowering temperature controller
action during testing to be slower than that for raising temperature.
5. Conclusions
In this paper, a temperature and humidity control system for a baby incubator with
a hybrid Fuzzy-PID controller system to regulate its temperature and humidity has been
presented. The proposed controller utilizes a lamp used as a heater and an ultrasonic
humidifier as a humidifier. Hardware test results demonstrate that the integration of tem-
perature and humidity controls with the hybrid Fuzzy-PID on a baby incubator successfully
achieved the expected temperature and humidity values in the baby incubator. The results
further show the advantage of the Fuzzy-PID hybrid controller in regulating the voltage-
based devices such as the lamp (heater), fan (exhaust fan), and fog generator (humidifier),
which worked together to achieve the temperature and humidity set points in the baby
incubator. However, test results also indicate that internal and external disturbances could
interfere in producing the set point values and stability of the system.
Author Contributions: The main part of the research work, namely, concepts, methodology, simula-
tion, experimental settings, analysis of the results, and preparation of the manuscript was designed
and carried out by A.A., P.H. contributed greatly to the methodology, simulation, and experimental
components. The methodology development and manuscript preparation were also performed with
the assistance of R.A. (Ria Arafiyah), A.A., I.S., R.A. (Rocky Alfanz) and T.T., that contributed to
the review of the manuscript. All authors have read and agreed to the published version of the
manuscript.
Funding: This research received no external funding.
Data Availability Statement: The data that support the findings of this study are available from the
corresponding author upon reasonable request.
Acknowledgments: All expertise assistance and technical contribution on this research and all
reviewers have provided suggestions for this paper.
Conflicts of Interest: The authors declare no conflict of interest.
Energies 2021, 14, 6505 16 of 21
Appendix A
Appendix A.1 The Basic Programing for Fuzzification Line Pieces
’error
Min_error = −10
Max_error = 10
Min_error_negative = −10
Middle_error_negative = −5
Max_error_negative = 0
Min_error_zero = −5
Middle_error_zero = 0
Max_error_zero = 5
Min_error_positive = 0
Middle_error_positive = 5
Max_error_positive = 10
Degree_error_negative = 0
Degree_error_zero = 0
Degree_error_positive = 0
Error_negative = 0
Error_zero = 0
Error_positive = 0
Error_condition_min = 0
Error_condition_max = 0
x+10
5 −15 ≤ x ≤ −10
µ
NS[x] −5x , −5 ≤ x ≤ −0
0 x ≥ −0 U x ≤ −10
x+5
5 −5 ≤ x ≤ 0
µ
Z[x] 5−5 x , −0 ≤ x ≤ 5
0 x ≥ 5 U x ≤ −5
x−5
5 0≤x≤5
µ
PS[x] 105−x , 5 ≤ x ≤ 10
0 x ≥ 10 U x ≤ 0
1 10 ≤ x ≤ 15
µ
NB[x] x− 5
, 5 ≤ x ≤ 10
5
0 x ≥ 15 U x ≤ 5
A.2.3. Output
1 0 ≤ x ≤ 0.5
µ
SS[x] 1−x
, 0.5 ≤ x ≤ 1
0.5
0 x≥1Ux≤0
x−0.5
0.5 0.5 ≤ x ≤ 1
µ
SM[x] 1.50.5−x , 1 ≤ x ≤ 1.5
0 x ≥ 1.5 U x ≤ 0.5
x−1
0.5 1 ≤ x ≤ 1.5
µ
SB[x] 20.5−x , 1.5 ≤ x ≤ 2
0 x≥2Ux≤1
x−1.5
0.5 1.5 ≤ x ≤ 2
µ
N[x] 2.50.5
−x , 2 ≤ x ≤ 2.5
0 x ≥ 2.5 U x ≤ 1.5
x−2
0.5 2 ≤ x ≤ 2.5
µ
BS[x] 30.5−x , 2.5 ≤ x ≤ 3
0 x≥3Ux≤2
x−2.5
0.5 2.5 ≤ x ≤ 3
µ
BM[x] 3.50.5−x , 3 ≤ x ≤ 3.5
0 x ≥ 3.5 U x ≤ 2.5
1 3.5 ≤ x ≤ 4
µ
NB[x] x0.5−3 , 3 ≤ x ≤ 3.5
0 x≥4Ux≤3
Energies 2021, 14, 6505 18 of 21
Appendix A.3 Fuzzy Logic Rules Tables Fuzzy-Pid (Kp, Ki and Kd)
∆E
Kp
NB NS Z PS PB
NB BB PM PM BS N
NS PM PM BS N KS
E Z PM BS N KS KM
PS BS N KS KS KM
PB N KM KM KM KB
∆E
Ki
NB NS Z PS PB
NB KB KM KM KS N
NS KB KM KS KS N
E Z KM KS N BS BM
PS NM NS BS BS BB
PB N BS BM BM BB
∆E
Kd
NB NS Z PS PB
NB KS KM KM KM KS
NS N KM KM KS N
E Z N KS KS KS N
PS N N N N N
PB BM BM BM KS BM
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