Beam Steering Flexible Transparent Metasurfaces Based On Multi-Bit Phase Gradient Variations
Beam Steering Flexible Transparent Metasurfaces Based On Multi-Bit Phase Gradient Variations
com/scientificreports
                                  Keywords Beam steering, Flexible metasurface, Multi-bit, Phase gradient variations, Transparency,
                                  Wideband
                                  College of Electronic Information, Qingdao University, Qingdao 266071, China.       email:   sdqdlt@qdu.edu.cn;
                                  zhengyu@qdu.edu.cn
Fig. 1. Conceptual design of integral array and its unit structure material and its structural parameters.
                                  variation is designed for plane wave incidence. Simulations and tests prove that the vertical beam control range
                                  of the metasurface in the horizontal X and Y direction is ± 50° in the 14–25 GHz frequency band. Finally, MPCM
                                  arrays also exhibit ease of fabrication and efficient precise control.
                                  Figure 2a illustrates the results of the parameter optimization for the opening length (L) of the unit. At L = 1.1 mm,
                                  the S11 of the unit remains below − 10 dB within the frequency range of 14–25 GHz. As illustrated in Fig. 2b,
                                  the polarization conversion ratio of the unit is also 0.9 or higher in this frequency band. The simulation results
                                  presented in Fig. 2c, d indicate that ITO with a lower surface resistance (Rs) exhibits superior performance in
                                  Fig. 2. Performance of the unit structure under the incident of online polarized wave (a) cell parameter L
                                  optimized S11 simulation results (b) Cell parameter L optimized PCR results (c) Top-level ITO rotating phase
                                  diagram (d) Top-level ITO rotating PCR results.
                                  terms of S11 and PCR. Given that the ITO with a surface resistance of 5 Ω/sq has a wide range of applications,
                                  this material is utilized for practical applications. Furthermore, when the rotation angles (β) of the ITO surface
                                  structure on the top layer of the metasurface are set to 45° and 135°, the polarization conversion ratios, as
                                  depicted in Fig. 2f, are both above 0.9. The phase results from the simulation, as depicted in Fig. 2e, indicate that
                                  the garland structure exhibits a phase difference of π (180°) when rotated at angles of 45° and 135°, respectively.
                                  This suggests that it can be utilized as a 1-bit metasurface-coded array.
                                  Array design
                                  Consider a general square metasurface that consists of M × N equal-sized lattices, with each lattice occupied
                                  by a subarray of different elements. The distribution can be arbitrary, assuming that the scattering phase of
                                  each lattice is denoted as φ(m,n), and its value is distinct. When a plane wave is incident normally, the far-field
                                  function scattered by the metasurface can be expressed as Eq. (2)28. The angle is shown in Fig. 1a, where θ and φ
                                  represent the elevation and azimuth angles in any direction, respectively, and denote the mode functions of the
                                  lattice. The terms fe(θ,φ) in Eq. (3) are eliminated, and from the above equation, it is evident that the scattered
                                  field can be controlled through the coded metasurface lattice.
                                            f (θ, φ) = fe (θ, φ)
                                               ∑
                                               N ∑
                                                 N
                                                                                                                           (2)
                                                         exp {−i {φ (m, n) + kD sin θ [(m − 1/2) cos φ + (n − 1/2) sin φ]}}
                                               m=1 n=1
                                                                                       ∫    2π   ∫       π/2
                                                                                   2
                                                         Dir(θ, φ) = 4π |f (θ, φ)| /                           |f (θ, φ)|2 sin θdθdφ(3)
                                                                                        0            0
                                  The ITO phase metasurface is designed according to the PB phase principle, resulting in coding units "0" and "1"
                                  featuring distinct phase distributions. As depicted in Fig. 2e, within the frequency spectrum spanning from 14
                                  to 25 GHz, the phase difference between the coding units “0” and “1” is maintained at ± π. On the surface of the
                                  1-bit coding element, the “0” and “1” units are alternately arranged along both the x and y directions. To delve
                                  into the scattering mode of the metasurface array when subjected to electromagnetic wave incidence and to
                                  assess its reduction efficacy in RCS, a simulation is performed on a perfectly electrically conducting (PEC) plate.
                                  This PEC plate is designed to be comparable in size to the metasurface. The simulation results are presented in
                                  Fig. 3a. Compared to the PEC, this array exhibits a more significant optimized RCS reduction effect, with the
                                  reduction effect in the 13–20 GHz band being more than 10 dB. The materials used in the metasurface array
                                  are flexible and transparent, making them suitable for special scenarios and states. Therefore, it is important
                                  to investigate their bending and electromagnetic wave incident performance at different angles. Simulations
                                  were carried out on metasurfaces and PEC. Incident EM waves were set at angles ε of 15° and 30° concerning
                                  the surface normal. The simulation results, as shown in Fig. 3b, reveal that within a particular frequency range,
                                  the reduction of the RCS surpasses 10 dB. Due to the flexibility inherent in the component materials, physical
                                  samples are amenable to bending. When the metasurface is bent to a curvature α of 15° or 30° for simulation, it
                                  is observed that the RCS reduction undergoes a significant change within the frequency band spanning from 12
                                  to 25 GHz, as presented in Fig. 3c. The simulation results show that the 1-bit flexible coded metasurface array
                                  Fig. 3. RCS scaling performance of the metasurface array under linearly polarized wave incidence (a) 1-bit
                                  coded array optimized RCS scaling plot (b) RCS scaling plot of the array oblique incidence angle (c) RCS
                                  scaling plot of the metasurface bending state (d) Metasurface bending schematic.
                                  has superior RCS reduction performance, and exhibits insensitivity to the plane wave incidence angle and the
                                  curvature of the array.
                                     The metasurface unit exhibits a more prominent linear polarization conversion effect. When circularly
                                  polarized waves are incident, the coding unit has the same structural design. Accordingly, we employ CST
                                  Microwave Studio to simulate circularly polarized waves incident on the metasurface, and the polarization
                                  conversion results are presented in Fig. 4b. Regarding the design of the metasurface, the top layer of the ITO
                                  design surface can rotate at any angle, and its polarization conversion ratio is 0.9 or above. The PB phase principle
                                  involves adjusting the 360° (2π) phase by changing the rotation angle of the metasurface element under the
                                  condition of circularly polarized wave incidence. The phase varies in direct proportion to the rotation angle,
                                  with a proportionality factor of 2. By utilizing the PB phase, diverse phase distributions can be achieved solely
                                  by rotating the top figure inside the metasurface. When the coordinate system is attached to the rotating ITO
                                  conductive surface, a rotating system is created. In the ITO pattern rotation system, the rotational Doppler effect
                                  gives rise to the rotational Doppler frequency shift and the subsequent geometric phase. These phenomena are
                                  theoretically derived by equating Maxwell’s equations within the rotational coordinate system29.In this context,
                                  Δω refers to the shift in angular frequency caused by the angular Doppler effect. Ωz indicates the rotational
                                  angular velocity in relation to the dipole. Additionally, the symbol σ denotes left-circularly polarized (LCP)
                                  and right-circularly polarized (RCP) waves. The rotation angular velocity of the coordinate system is converted
                                  into the rotation velocity of the polarization ellipse, Ωz = d(τχ)/d(t), and Eq. 4 becomes Eq. 5, that is, the phase
                                  principle of MPCM surface structure rotation. The reflected phase of MPCM is shown in Fig. 5c, changes over
                                  the whole 2π range as the rotation angle of the top layer ITO wreath pattern of the cell structure gradually
                                  changes. Therefore, it is reasonable to utilize the modulated metasurface array in the coding cell, and the PB
                                  phase evolution can facilitate the design process of the coding cell surface. According to the above analysis of
                                  Eqs. 2 and 3, the redistribution of reflected energy in the required direction needs to form different arrays, and
                                  the appropriate selection of the coding phase gradient sequence can realize the beamforming in the far-field
                                  direction.
                                                                             γ = ∫ ∆ωdt = ∫ σΩz dt(4)
                                                                                γ = 2στ χ = 2δχ(5)
                                  Fig. 4. (a) Schematic diagram of ITO rotation binary coding (b) ITO polarization conversion ratio diagram
                                  after rotation (c) ITO rotation Angle reflection phase diagram.
                                  Fig. 5. Y-direction 3-bit phase-coded metasurface (a) Schematic diagram of the coded array (d) far-field
                                  radiation pattern of the metasurface array (g) beam pattern of the metasurface array. X-direction 3-bit phase-
                                  coded metasurface (b) Schematic diagram of the coded array (e) far-field radiation pattern of the metasurface
                                  array (h) beam pattern of the metasurface array. X-direction 4-bit phase-coded metasurface (c) Schematic
                                  diagram of the coded array (f) far-field radiation pattern of the metasurface array (i) beam pattern of the
                                  metasurface array.
                                  In this work, the specific phase difference is obtained by rotating metasurface elements. The selection of a fixed
                                  bit cell sequence with a certain linear phase difference can be fully utilized in the array design, and the effect
                                  of beam steering is presented. The incident wave is assumed to be situated in the z = 0 plane, with the incident
                                  wave vector denoted as ki and the reflected wave vector represented as kr. Equation 6 illustrates the relationship
                                  between the local phase change of the array and the reflected wave vector, where k0 signifies the free space wave
                                  number. By applying the phase matching condition, one can derive the relationship between the phase gradient
                                  and the wave vector, as presented in Eq. 77. It is noted that if the metasurface introduces phase gradients solely
                                  in the x-direction, where nr = ni = 1 is the refractive index of air, θi and θr are the incidence and reflection angles,
                                  λ is the wavelength at the operating frequency. As summarized by Eqs. 8 and 9, the incident wave is vertically
                                  incident, and θi = 0 and dϕ/dx is the phase gradient along the X-axis between adjacent cells30. When dϕ/dx or
                                  dϕ/dy are properly designed, the EMW (Electromagnetic Wave) beam can be reflected at any angle. In this
                                  part, the array design is carried out along the X/Y direction according to the phase difference Eq. 9, and 6 cells
                                  are selected to form the 3-bit array and 12 cells to form the 4-bit array. While a 4-bit metasurface theoretically
                                  supports 16 phase states, our design employs 12 unit cells with a π/6 phase interval, covering the full 2π range.
                                  This configuration provides sufficient coding flexibility, surpassing the 8-state limit of 3-bit designs, thereby
                                  maintaining the 4-bit classification. Similarly, a 3-bit array with a π/3 phase step uses 6 states, exceeding the
                                  4-state constraint of 2-bit designs.
                                                                                    (         )       (        )
                                                                      ϕ (x, y) = x kxr − kxi − y kyr − kyi (6)
                                                                    dϕ
                                                                       = kxr − kxi = k0 sin (θr ) − k0 sin (θi )(7)
                                                                    dx
                                                                         2π                                  λ dϕ
                                                                  k0 =      , nr sin (θr ) − ni sin (θi ) =       (8)
                                                                          λ                                 2π dx
                                                                                                       λ dϕ
                                                                           θi = 0, nr sin (θr ) =           (9)
                                                                                                      2π dx
                                  As shown in Fig. 4a, the elements of 4-bit encoding “0000”, “0001”, “1010”, and “1011” are designed according
                                  to the phase difference of π/6 (30°). The commercial software CST is used to simulate the multi-bit coding array
                                  of the designed metasurface. In the simulation, the left circularly polarized plane wave irradiation is used, and
                                  open boundary conditions are used along all directions. The linear phase gradient along the Y-axis determines
                                  the rotational element selection for array arrangement. As shown in Fig. 4c specifies the phase difference of the
                                  different periodic arrays for adjacent units is specified in several linear combinations of the phase encoding
                                  surface.
                                      Figure 5a illustrates the structure of the π/3 phase difference beam steering metasurface oriented in the y
                                  direction. In this configuration, cells with varying phases are systematically arranged along the Y-axis, while
                                  identical unit cells are aligned along the X-axis. To enhance clarity regarding the reflection angle, far-field
                                  simulation results are presented as depicted in Fig. 5d. Figure 5g shows a −50° reflection in the y-direction of
                                  EMW, and Fig. 5h shows a 50° reflection in the x-direction of EMW. Figure 5c shows a π/6 phase difference beam
                                  steering metasurface in the x-direction, and Fig. 5i shows that the EMW has a reflection of approximately −23°
                                  in the x-direction.
                                      Figure 6a depictes the simulated distribution of the electric field corresponding to beam steering at an angle
                                  of θr = − 50° at 16 GHz. Conversely, Fig. 6b, c illustrate the simulated electric field distribution associated with
                                  beam steering at an angle of θr = −23° at 16 GHz and θr = − 34° at 22 GHz. The beam deflection direction and
                                  intensity are observed by the simulated normalized far-field image and 3D far-field scattering image, and the
                                  beam with controllable angle in the range of − 50° to + 50° are obtained.
                                      The beam deflection angle θr is controlled by the metasurface phase gradient dϕ/dx or dϕ/dy, with its principle
                                  based on the generalized Snell’s law (Eqs. 6–9). The beam deflection angle θr can be determined through the
                                  discretized phase gradient in Eq. 10, where D represents the adjacent unit spacing and Δϕ denotes the phase
                                  difference between adjacent units. When the adjacent unit spacing D = 4 mm, phase difference Δϕ = π/6, and
                                  operating frequency f = 16 GHz, the beam deflection angle is calculated as 23° using Eq. 10. Simulation results
                                  show that when the phase gradient decreases from π/3 to π/6, the beam deflection angle correspondingly reduces
                                  from 50° to 23°; when the operating frequency increases from 16 to 22 GHz, the deflection angle changes from
                                  50° to 34° due to the variation in wavelength λ. So we can conclude that the simulation results are in agreement
                                  with the generalized Snell reflection law.
                                                                                                (           )
                                                                     dϕ   ∆ϕ                λ
                                                                        ≈    , θr = arcsin     ∆ϕ (10)
                                                                     dx   D                2πD
                                  Fig. 6. Simulated electric field distribution. (a) The beam is reflected by 50° and (b) The beam is reflected by
                                  23° (c) The beam is reflected by 34°
                                  Fig. 7. Physical object (a) Physical object diagram of the array (b) physical object transparency (c) Physical
                                  diagram of the metasurface bending state (d) physical object test environment diagram.
                                  Fig. 8. Comparison between simulation and measurement (a) test results of 3-bit array in Y-direction (b) test
                                  results of 3-bit array in X-direction.
                                  realizing functions and the overall structural performance, we compared our design with other metasurfaces
                                  mentioned in the public literature in Table 1.
                                      As summarized in Table 1, the proposed design has been comprehensively compared with existing approaches
                                  in terms of materials and performance characteristics. Compared to the beam modulation designs reported in8,34,
                                  our metasurface demonstrates superior flexibility, rendering it particularly suitable for conformal applications.
                                  Furthermore, while the transparent flexible designs detailed in10,16,35–38 primarily focus on functionalities
                                  such as polarization conversion and RCS reduction, the proposed architecture exhibits unique beam-steering
                                  capabilities. Within the operational bandwidth, our metasurface achieves an exceptional beam-steering range
                                  of ± 50°, surpassing the angular ranges reported in20,32,33. Our design has a wider beam control range, better
                                  physical flexibility, and transparent performance.
                                  Conclusion
                                  In this study, an ITO-based phase metasurface element was proposed for beam-steering arrays operating with
                                  circularly polarized waves. The material used in the metasurface element is flexible and transparent, with
                                  an overall thickness of only 1.85 mm. The array test performance of the material shows that it can be well
                                  applied to the field of transparent surfaces. By rotating the ITO top-layer pattern to control the phase gradient
                                  between adjacent cells, we can manipulate electromagnetic waves and achieve different functions. According
                                  to the principle of the PB phase, the phase response of metasurface elements is more regular and scattered
                                  when circularly polarized waves are incident. Therefore, the concept of ITO phase metasurface coding can be
                                  extended from 1-bit coding to 4-bit coding or higher, wherein 4-bit coded metasurfaces have more freedom in
                                  controlling electromagnetic waves than 1-bit coded metasurfaces. In the 4-bit encoding, we need 12 unit cells
                                  with phase increments of π/6 to simulate elements such as “0000”, “0001”, “0010”, “0011”, “0101”, “1011”, etc. In
                                  this metasurface array, when the circularly polarized plane wave at 16 GHz is vertically incident, angle-specific
                                  beam steering can be achieved, which is in full compliance with the generalized Snell reflection law.
                                  Data availability
                                  The datasets used and/or analysed during the current study available from the corresponding author on reason-
                                  able request. For details, please contact corresponding author Yu Zheng.
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                                  Author contributions
                                  Meijia Guo and Tian Liu proposed the main idea of this work. Meijia Guo did the major part of the work includ-
                                  ing the design and simulation of the structure. Penghui Xin, Haoyuan Sun and Hengfeng Li participated in the
                                  fabrication, measurement and analysis. Leonid F. Chernogor, and Zhejun Jin and Yu Zheng did the supervision,
                                  technical guidance, editing and review.
                                  Funding
                                  National Key R&D plan strategic international science and Technology Cooperation and innovation (Grant No.
                                  2018YFE0206500).
Declarations
                                  Competing interests
                                  The authors declare no competing interests.
                                  Additional information
                                  Supplementary Information The online version contains supplementary material available at https:/ /doi.org/1 
                                  0.1038/s41 598-025-99 768-1.
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