Artículo
Artículo
Conservation Biology
Volume 19, No. 3, June 2005
Cook & Auster Identifying Essential Fish Habitat 879
Table 1. Demersal finfish species managed by the New England and Mid-Atlantic Fishery Management councils. a
a
Atlantic bailout (Hippoglossus hippoglossus) was omitted from the analysis because of unreliable information on its distribution.
b
Length at which 50% of individuals are reproductively mature (from Reid et al. 1999).
c
Subregions denote geographic distribution of juvenile fishes: GOM, Gulf of Maine; GB, Georges Bank; SNE, southern New England; MAB,
Middle-Atlantic Bight; X, present in 5% or more of 10-minute squares.
with depths of 9-27 m have been added to the captured within 10-minute-square areas of latitude
survey. Tows lasted 0.5 hours and were made along and longitude (approximately 260 km22 of ocean
the bottom at each station at a speed of 6.5 km/hour. surface area). Each square represented an individual
Fishes were identified, counted, and measured to sampling unit in our analysis. Squares with fewer
the nearest centimeter. These counts constitute than four tows over the course of the survey and
catch per unit effort (CPUE), for which the unit of those with less than two individuals per square were
effort is a single, standardized trawl, and were used omitted. Unlike the analysis conducted for the
as an index to model the spatial distribution of original EFH designations, we divided the
abundance. regionwide data set into the four subregions
We selected data for the juveniles of 19 demersal described previously, along boundaries between
fish species managed by the New England and Mid- sampling strata (Fig. 1). Squares that crossed a
Atlantic Fishery Management councils (Table 1). We boundary were assigned to the subregion of which
screened and prepared these data following the they were most a part. We omitted species from
methods described for current EFH designations further analysis within a subregion if they occurred
(New England Fishery Management Council 1998; in fewer than 5% of squares.
Reid et al. 1999), except that we included data from
all years through 2000, whereas current designations The Algorithm
were based on data through 1996. Screening
consisted of removing records for rows considered We used MARXAN (version 1.8) software ( Ball &
unreliable as indicated by a quality-control code in Possing-ham 2001) to perform simulated annealing,
the database. We used length at maturity estimates a term that derives from the roughly analogous
from Reid et al. (1999, p. 3 and references therein) physical process of heating and then slowly cooling
to separate juvenile and adult records. We adjusted metals to obtain a strong crystalline structure (
raw counts in two ways following Reid et al. (1999). Kirkpatrick et al. 1983). Simulated annealing is a
First, we applied species-specific conversion factors Monte Carlo procedure for minimizing multivariate
to adjust for differences in the abilities of different objective functions defined for a physical or
research vessels and trawl gears used in the survey biological system. Simulations are initialized with a
to catch fish. The standardized counts were then set of sampling units drawn at random from the
transformed to ln(count + 1) to reduce the influence larger data set. Sampling units are then randomly
of a small number (<2%) of rows containing added to and removed from the set in a series of
exceptionally large numbers of some species (more iterations, with the value of each new set compared
than two orders of magnitude larger than the median with that of the previous set. Changes that improve
of all species over all rows). We combined the final the set, as defined by the objective
counts to obtain a mean count (per tow) of fish
Conservation Biology
Volume 19, No. 3, June 2005
880 Identifying Essential Fish Habitat Cook and Auster
function, are always retained. Other changes are to the individual sampling units depends on the
accepted with some probability that diminishes over the objectives of the optimization as discussed previously.
course of the iterations. The rate of diminishing For demonstration purposes, we assigned 1 as the value
probability is set by an "annealing schedule." By of all sampling units, such that their sum is equal to the
occasionally accepting bad changes, the algorithm is total habitat area represented by a solution. We made
able to explore all possible sets, avoiding local optima the SPF large enough to ensure that the minimum levels
in search of the global optimum that will eventually be of representation we desired (i.e., our target levels of
found given sufficient iterations. In practice, it is representation) were achieved for all species by the end
difficult to determine how many iterations are necessary of a run (i.e., sum of the penalties was zero) and
to find a truly optimal solution. In addition, it is often assigned no threshold penalty, such that the total cost
the case that multiple optimal and near optimal solutions represented a balance between total area and boundary
exist for the same objective function. In practice, near- length. For each target level of representation, we ran
optimal solutions are often sufficient in conservation simulations with no imposed spatial constraints (BLM
planning situations in which other considerations will = 0) and varied the BLM experimentally to find
influence the final determination of boundaries, and solutions in which sampling units were aggregated into
they are adequate for demonstrating the behavior of the one-, two-, and four-site clusters. We used an adaptive
algorithm with a particular set of data. MARXAN annealing schedule with 10,000 steps and 1 million
allows the annealing schedule to be set by the algorithm iterations per run and finished each run with normal
(adaptive annealing) or by the user (Ball & Possingham iterative improvement (a MARXAN procedure that
2001). Following the procedural recommendations removes nonessential sampling units and helps ensure
outlined by the authors, adaptive annealing produced solutions are close to a global optimum; Ball &
solutions that were as good as any found by setting our Possingham 2001). We ran each simulation 100 times
own schedule. and saved the best (lowest cost) solution in each case.
MARXAN uses a multivariate objective function: We defined target levels of representation as a
proportion of each species' cumulative abundance
total cost = ∑ SU costs + BLM ∑ boundary lengths within a subregion, choosing for demonstration
SUs SUs purposes targets of 10%, 20%, and 30%. To assess the
+ ∑ SPF penalty + threshold penalty efficiency of the algorithm to include areas where the
species abundance of juvenile fishes was highest (because the
algorithm could choose more squares of low density to
where SU is sampling units (10-minute squares in our meet representation targets), we examined solutions for
case); BLM is the boundary length modifier, a their inclusion of high-density habitat. High-density
weighting that can be used to control the spatial habitat was defined at three levels and included those 10
aggregation of selected sampling units; and SPF is the -minute squares in which species occurred within the
species penalty factor, a term that assigns a penalty for upper tenth, twentieth, and thirtieth percentiles of their
failing to meet the minimum levels of representation cumulative abundance. With the results of the
specified. The threshold penalty is a cost applied to simulations, we examined the degree to which spatial
exceeding some maximum desired number of sampling aggregation and target level of representation
units and can therefore be used to control the size of a influenced the size of solutions, their summed boundary
solution. The BLM is an important feature. If the BLM lengths, and the inclusive amount of high-density
=0, the algorithm performs without spatial constraints. habitats.
Values of the BLM >0 increase the cost of the boundary
length and encourage solutions that aggregate planning
units into fewer, compact clusters with shared
boundaries. For example, the boundary length of four Results
unconnected squares is 16 (based on all sides of each
square), whereas that of four squares sharing boundaries Spatially unconstrained solutions (BLM =0) contained
is 8-10, depending on configuration. The ability to numerous small clusters and isolated sampling units;
identify those solutions that exist under a variety of however, we were able in most cases to identify BLM
spatial constraints may be desirable for many reasons. values associated with the number of site clusters we
For example, area and boundary length have desired (Fig. 2). Exceptions included the Gulf of Maine
implications for the movement rates of particular (four-site solutions with a minimum 10% of each
species across protected area boundaries and for the species' cumulative abundance and two-site solutions
ease of enforcement. The BLM can be adjusted in some with minimums of 20% and 30%) and southern New
cases to obtain a desired number of clustered sites, England (four-site solutions with minimums of 20% and
generally through an iterative process. Assigning costs 30%). The BLM values needed to obtain an equal
Conservation Biology
Volume 19, No. 3, June 2005
881 Identifying Essential Fish Habitat Cook and Auster
Conservation Biology
Volume 19, No. 3, June 2005
882 Identifying Essential Fish Habitat Cook and Auster
The degree to which protection can be achieved Smaller total boundary lengths may also be
more efficiently at a single site compared with favored if they reduce social and economic
multiple sites of the same total area rarely has impacts of habitat pro- tection and the difficulty
been addressed for marine habitats or species and expense of enforcement. Leslie et al. (2003)
assemblages (McNeill & Fairweather 1993). suggest that increasing the BLM re- duces the
Results of our analysis for three of four summed boundary length of selected sites. By
geographic regions (Georges Bank, southern contrast, our results suggest that the summed
New England, and the southern Middle Atlantic boundary length may be greater in some cases for
Bight) suggest that substantially less total area single-site (and thus a larger BLM) versus
may be needed to represent the same proportions multiple-site solutions because a single site may
of juvenile populations if selected habitats are require much more area to meet even small
distributed among two or more sites than if they minimum levels of representation for a suite of
are concentrated in a single locality. Although species with different habitat requirements. In
886 Identifying Essential Fish Habitat Cook and Auster
our analysis, the Gulf of Maine was the only that demonstrated significant as- sociations
region in which the summed boundary length between some of these species and particular
was smaller for single-site solutions. habitat features for a range of habitat types (e.g.,
Auster et al. 1995, 1998, 2003; Steves & Cowen
Population Density and Habitat Value 2000). In addition, Auster et al. (2001) cite field
and laboratory studies that demonstrated the
We have not attempted to account for temporal selection of these habitats by juveniles and their
varia- tion in spatial patterns of population value to them as shelter from predators (e.g.,
density resulting from, for example, exploitation Gotceitas & Brown 1993; Tupper & Boutilier
or environmental change. In a recent analysis of 1995; Lind- holm et al. 1999). Finally, Auster et
the NMFS trawl data set, Gar- rison (2001) found al. (2001) show that significant associations of
that composition of demersal fish species fish assemblages and individual species with
communities has remained stable over the last 40 particular habitat types can be detected at the
years within the subregions considered in this scale of the samples taken by the NMFS trawl
study. Large changes in range size and survey (3.3 km standardized tow lengths).
abundance of species, however, were correlated
and attributed largely to exploitation. Other We found (unpublished results) that juveniles of
researchers have identified similar relationships 14 of 15 species were strongly associated with
between range size and population abun- dance one or more of three substrate types (gravel, mud,
of demersal fishes (Atkinson et al. 1997 and and sand) over a 30,200 km2 (74 10-minute
refer- ences therein). squares) area of Georges Bank. These
relationships were consistent with observations
Whether declining populations actually contract in the field for those species that have been
to ar- cas of historically high density remains an studied (e.g., Auster et al. 1995, 1998; Tupper &
important ques- tion. Frequency-dependent Boutilier 1995; Lind- holm et al. 1999; Steves &
habitat selection models (re- viewed by Kramer Cowen 2000), suggesting that patterns of spatial
et al. 1997) suggest that animals will first occupy variation in abundance observed at the landscape
habitats that maximize their fitness potential and level-the scale at which EFH is currently
occupy areas of lesser value only after the defined—are driven by underlying patterns of
carrying capacity of those habitats is reached. If habitat use. It is not unreasonable therefore to
habitat suitability is determined by competition suggest that regions where juveniles have
with conspecifics in addi- tion to abiotic factors historically occurred at high den- sities may serve
in the environment, the marginal value of areas as refugia during periods of population decline.
less suitable when populations are small Such refugia could provide a buffer against fluc-
increases as they become large. Empirical studies tuations in recruitment driven by environmental
involv- ing numerous taxa have demonstrated and an- thropogenic disturbance in other parts of
behavior consis- tent with these predictions (also species' ranges (Auster & Shackell 2000).
reviewed by Kramer et al. 1997). MacCall (1990) Because the designation of EFH is intended to
extended this theory to ma- rine fish populations support sustainable fisheries, it is important to
in his "basin model," which states that exploited include such areas in the designations.
populations expand into marginal habitats when
populations are large and contract to core areas We suggest that simulated annealing is a viable
when populations are small. Thus, the plan- ning approach to meeting the EFH
distribution of abundances when population sizes requirements of the SFA in a way that would
are low or moderate is a reflection of relative allow spatially constrained man- agement actions
habitat value. to reduce the effects of fishing on im- portant
habitats at a scale smaller than the entire region.
Auster et al. (2001) suggest that distribution of We believe this to be true regardless of whether
abun- dance could be used as a proxy for habitat habitat value is inferred from indirect evidence,
value for fishes on the outer continental shelf. as we and others have done, or is based on direct
They cite a number of small-scale field studies knowledge of the link- ages between habitat
886 Identifying Essential Fish Habitat Cook and Auster
Acknowledgments