[Politics] Week 1-12 Book Summary (2)
[Politics] Week 1-12 Book Summary (2)
[Politics] Week 1-12 Book Summary (2)
Chapter 1
Comparative politics
The study and comparison of domestic politics across countries
Can be contrasted with IR: while CP looks at the politics inside countries
(elections, political parties…), IR concentrates on relations between countries
(foreign policy, war, trade…)
Three basic categories:
o Analytical concepts assumptions & theories that guide our research, can
help ask questions about cause & effect
o Methods ways to study & test those theories
o Ideals beliefs & values about preferred outcomes
Institutions organizations or activities that are self-perpetuating & valued for their own
sake, play an important role in defining & shaping what’s possible & probable in political life
by laying out the rules, laws, & structures in which we live. It’s something so embedded in
people’s lives as a norm or value that it’s not easily dislodged or changed.
Politics the struggle for any group of power that will give one or more persons the ability
to make decisions for the larger group. Related to power ability to influence others or
impose one’s will on them
What’s CP?
In political science, CP is a subfield that compares this pursuit of power across
countries
Comparative Method
Comparative method a way to compare cases and draw conclusions
Inductive reasoning the means by which we go from studying a case to
generating a hypothesis, starts with the evidence as a way to undercover a
hypothesis
Deductive reasoning starting with a puzzle & from there generating some
hypothesis about cause & effect to test against a number of cases, starts with the
hypothesis & then seeks out the evidence
Correlation apparent association between certain factors or variables
Causal relationship find cause and effect
The 2WW and the CW marked a turning point in political science and CP
1. Need to apply more rigorous methods to studying human behavior (in
sociolinguistics, economics, or politics)
2. WW raised serious questions about the ability of scholars to meaningfully
contribute to an understanding of world affairs
3. The CW made understanding CP seem a matter of survival (SU armed + ideology)
4. Postwar period ushered in a wave of technological innovation that could solve
many social problems
The subject of investigation shifted away from political institutions (constitutions) & toward
individual political behavior behavioral revolution (hoped to generate theories &
generalizations that could help explain & even predict political activity)
Modernization theory set of hypotheses about how countries develop. But it increasingly
failed to match politics on the ground
Behavioralism set of methods with which to approach politics
Both approaches are attempts to study politics more scientifically to achieve certain policy
outcomes.
Chapter 17: ‘Concerning cruelty and clemency, and whether it is better to be loved than
feared’
Every prince ought to desire to be considered clement & not cruel, & he ought to
take care not to misuse this clemency a prince, so long as he keeps his subjects
united & loyal, ought not to mind the reproach of cruelty; because he’ll be more
merciful than those who, through too much mercy, allow disorders to arise.
Is it better to be loved than feared or feared than loved? best would be both, but
impossible, so safer to be feared than loved. Nevertheless, a prince ought to inspire
fear in such a way that, if he doesn’t win love, he avoids hatred.
Chapter 18: ‘Concerning the way in which princes should keep faith’
It’s praiseworthy for a prince to keep faith and to live with integrity.
2 ways of contesting (‘striving for mastery’)
o The one by the law, proper to men, but no sufficient
o The other by force, proper to beasts, necessary to have recourse to this one
because the ‘one by the law’ is insufficient in itself. Prince needs to
understand how to use both ways of contesting
It’s unnecessary for a prince to have every good quality, but it’s necessary to
appear to have them.
Chapter 19: ‘That one should avoid being despised and hated’
Chapter 20: ‘Are fortress, & many other things to which princes often resort, advantageous or
hurtful?’
If people were unarmed, a prince ought to arm them, because it would make the
them faithful, prince’s adherents.
Princes become much stronger when they overcome the difficulties by which they
are confronted
New princes find more fidelity and assistance in those men who at start of their
rule were distrusted than among those who at start were trusted.
Custom for princes to build fortress to make their state more secure.
Needs to instore great enterprises & setting a fine example, he ought to show
himself a patron of ability, & to honor the proficient in every art. He should
encourage his citizens to be peaceful (in commerce and agriculture). He ought to
entertain his people with festivals & spectacles, he ought to hold different bodies
of his society in esteem.
‘The choice of servants is of no little importance to a prince, & they are good or
not according to the discrimination of the prince. And the first opinion which one
forms of a prince, & of his understanding, is by observing the men he has around
him; & when they are capable & faithful, he may always be considered wise,
because he has known how to recognize the capable & to keep them faithful. But
when they are otherwise one cannot form a good opinion of him, for the prime
error which he made was in choosing them.’
Secretaries have to always make prince’s wills before their own
A wise prince ought to hold a third course by choosing the wise men in his state &
giving them only the liberty of speaking the truth to him, & then only of those
things of which he inquires, & of none others. He also needs to listen to their
opinions & form his own conclusions. A prince ought always to take counsel but
only when he wishes.
Chapter 24: ‘Why the princes of Italy have lost their states?’
Don’t let our princes accuse fortune for the loss of their principalities after so
many years’ possession, but rather their own sloth
Chapter 25: ‘What fortune can effect in human affairs and how to withstand her?’
‘Fortune is the arbiter of one-half of our actions, but that she still leaves us to
direct the other half, or perhaps a little less.’
Fortune being changeful & mankind steadfast in their ways, so long as the two are
in agreement men are successful, but unsuccessful when they fall out.
National Identity
Nation a group that desires self-government through an independent state.
National identity a sense of belonging to a nation & a belief in its political
aspirations (self-government, sovereignty)
o Often but not always develops from ethnic identity
o National identity can create nationalism pride in one’s people & the
belief that they have a unique political destiny.
Political Ideology:
The basic values held by an individual about the fundamental goals of politics or
the ideal balance of freedom & equality.
Liberalism 1) A political attitude that favors evolutionary transformation, 2)
An ideology & political system that favors a limited state role in society & the
economy and places a high priority on individual political & economic freedom.
o Different meanings of the term ‘liberalism’:
As a political attitude: favoring slow, evolutionary change
As a political economy: favoring a limited state role in the economy
As a political ideology in North America: favoring a greater state
role in limiting inequality; many outside the region would call this
ideology ‘social democracy’
As a political ideology outside North America: favoring free
markets & individualism; accepting greater inequality
Liberal democracy A political system that promotes participation, competition
and liberty and emphasizes individual freedom and civil rights.
Communism 1) A political-economic system in which all wealth & property
are shared so as to eliminate exploitation, oppression &, ultimately, the need for
political institutions such as the state. 2) A political ideology that advocates such a
system.
Social democracy (socialism) 1) A political-economic system in which
freedom & equality are balanced through the state’s management of the economy
& the provision of social expenditures. 2) A political ideology that advocates such
system.
Fascism A political ideology that asserts the superiority & inferiority of
different groups of people & stresses a low degree of both freedom & equality in
order to achieve a powerful state.
Anarchism a political ideology that stresses the elimination of the state &
private property as a way to achieve both freedom & equality for all.
Chapter 10
Developing countries
Institutions of Imperialism
Exporting the state
o One of the 1st major effects of imperialism was the transfer of the state to
the rest of the world. European empires incorporated new territories into
these state structures. The borders drawn by imperial states therefore often
reflected the shape of their colonial ambitions rather than existing
geographic, religious or linguistic realities. Many of these externally
imposed & arbitrary boundaries became the demarcations for independent
countries once imperial rule ended.
o Having conquered these territories, imperial powers went about
establishing state power & authority (creation of bureaucracies).
Individuals under colonial rule were considered subjects, not citizens &
thus had few political rights.
o This imposition on the state had mixed effects. Many peoples had better
education, benefited from basic infrastructures (communication &
transportation). Traditional institutions (local religions and customs) were
ended and replaces by Western practices & institutions.
Social Identities
o The imposition of organizational forms from outside included various new
identities that often displaced or were incorporated into existing social
institutions (ethnic & national identities). Empires introduced concepts of
ethnicity & nation; national identity helped driving competition between
the industrial powers & in turn advancing the imperialist cause. Empires
viewed the peoples living in their overseas possessions as inferior subjects
and gave them only limited ability to improve their standing within the
empire.
o Colonialism also affected gender role in the colonies (women could benefit
some freedom, equality & autonomy but debatable). The economic systems
imposed by the colonizers marginalized women in many ways.
Dependent Development
o Economic change occurred in a dramatic and uneven way.
o First important change was replacement of a traditional agricultural
economy with one driven by the needs of the industrializing capitalist
home country (cash-based economy)
o Second transformation of economic production (using a mercantilist PE
system, search of profits
o Third free trade was often suppressed as colonies were forced to supply
goods only to the imperial country, creating extractive economies in the
colonies.
Putting Communism into Practice
Vanguard of the proletariat Lenin’s argument that an elite communist party
would have to carry out revolution, because as a result of false consciousness,
historical conditions would not automatically lead to capitalism’s demise.
Nomenklatura politically sensitive or influential jobs in the state, society, or
economy that were staffed by people chosen or approved by the Communist Party.
Politburo the top policy-making and executive body of a communist party
Central Committee the legislature-like body of a communist party.
The Transformation of Political Institutions
Reorganizing the state & constructing a democratic regime
Evaluating political transitions
Defining Democracy
Word democracy has inherently a positive connotation but isn’t very true in
reality. Comes from the Greek words demos (common people) & kratia (power or
rule).
Democracy a political system in which political power is exercised either
directly or indirectly by the people.
o Keeping with ideology of liberalism, emphasis on individual rights &
freedoms
Liberal democracy a political system that promotes participation, competition,
and liberty and emphasizes individual freedom and civil rights.
o Emphasis on political system
Origins of Democracy
Liberal democratic institutions and practices have their roots in ancient Greece and
Rome, where each country contributed to modern democracy in different ways.
o Greeks concept of public participation, it allowed the public to
participate directly in the affairs of the government, choosing policies and
making governing decisions: the people were the state
o Roman Empire concept of republicanism (indirect democracy that
emphasizes the separation of powers within a state & the representation of
the public through elected officials), which emphasized the separation of
powers (the clear division of power between different branches of
government & the provision that specific branches may check the power of
other branches.
o 13th century Britain Magna Carta: No freeman shall be taken,
imprisoned, . . . or in any other way destroyed . . . except by the lawful
judgment of his peers, or by the law of the land. To no one will we sell, to
none will we deny or delay, right or justice.
Contemporary Democracy
Modernization & democratization some say democratization is correlated with,
is not caused by, modernization. Modernization theory suggests that as societies
become better educated and more economically sophisticated, they need and desire
greater control over the state to achieve & defend their own interests. Theory has
risen, fallen, risen again….
Elites & democratization role of those in power (political elites). Central to
modernization theory is the idea that a middle class is essential for
democratization. Similarly, poverty can be an obstacle to democracy. But the
distribution of wealth may be more important, where those in power have all the
money, much less likely that there’ll change (Nigeria, Saudi Arabia)
Society & democratization elite-based theories can give us a sense of why
leaders may be more or less willing to surrender power to the public, but not why
the public would demand power in the first place. Importance of public
organization: civil society (organizations outside of the state that help people
define and advance their own interests), de Tocqueville called it the ‘art of
association’, it can be environmental groups, churches, sports teams, fraternal
organizations. Democratization is more likely where there’s civil society because it
provides ideas and tools of political action & mobilization.
IR & democratization international community also plays a role in less obvious
ways: modernization resulting from foreign investment, globalization & trade may
push democratization forward + international pressure & incentives may cause
elites to favor democracy. Civil society can be strengthened by transmission of
ideas across borders by education, media & nongovernmental organizations.
Culture & democratization differences in societal institutions (norms & values)
are shaping the landscape of political activity. Political culture may influence the
preference for certain kinds of policies & particular relationship between freedom
& equality.
Institutions of the Democratic State
Executives: head of the state and head of government
o Executive the branch of government that carries out the laws & policies
of a state
o Head of state the executive role that symbolizes & represents the
people both nationally & internationally
o Head of government the executive role that deals with the everyday
tasks of running the state, such as formulating and executing policy.
Usually called prime ministers.
o Foreign policies???
Legislatures: unicameral and bicameral
o Legislature the branch of government charged with making laws
o Bicameral systems a political system in which the legislature comprises
2 houses
o Unicameral systems a political system in which the legislature
comprises 1 house.
Judiciaries and judicial review
o Rule of law a system in which all individuals & groups, including those
in government, are subject to the law, irrespective of their power or
authority.
o Constitutional court the highest judicial body in a political system that
decides whether laws and policies violate the constitution
o Judicial review the mechanism by which courts can review the actions
of government and overturn those that violate the constitution.
o Concrete review judicial review that allows the constitutional court to
rule on the basis of actual legal disputes brought before it
o Abstract review judicial review that allows the constitutional court to
rule on questions that don’t arise from actual legal disputes
Political Parties
Electoral system a set of rules that decide how votes are cast, counted, and
translated into seats in legislature
Electoral Systems
Constituencies a geographical area that an elected official represents.
Single-member district (SMD) an electoral system with 1 seat.
Proportional representation (PR) an electoral system in which political
parties compete in multi-member districts; voters choose between parties, and the
seats in the district are awarded proportionally according to the results of the vote
First pass the post system an electoral system in which individual candidates
compete in single-member districts; voters choose between candidates, and the
candidate with the largest share of vote wins the seat
Multi-member districts (MMDs) an electoral district with more than 1 seat
Mixed electoral system an electoral system that uses a combination of single-
member districts and proportional representation
What’s Globalization?
Globalization the process of expanding & intensifying linkages between states,
societies & economies.
o Extent to which the battle over freedom & equality is becoming
international, no longer a concern to be solved by each country in its own
way.
o Always form of globalization with long-distance connections & trade for
example.
o When we speak about globalization, we don’t simply mean international
contacts & interaction, which have existed for a long time. Globalization
can be viewed as a process by which global connections grow increasingly
‘thick’, creating an extensive and intensive web of relationships between
many people across vast distances.
o Globalization has a number of potential implications for CP:
Due to the thickening of connections between people across
countries, globalization breaks down the distinction between IR &
domestic politics, making any aspects of domestic politics subject
to global forces
Globalization can also work in the other direction
‘internationalizing’ domestic issues & events, they can have huge
effects throughout the world.
o Globalization is a process that creates intensive & extensive international
connections, changing traditional relationships of time & space.
Political Globalization
At the core of the debate is the fact that globalization & globalized institutions
complicate the ability of states to maintain sovereignty (can be intentional or not).
That means, theoretically, that states would become bound to numerous
international institutions that will take on many of the tasks that states normally
conduct. With this diffusion of responsibility, sovereignty would decline.
It has also been argued that globalization will change not only the utility of force
but also the nature of public participation & democracy. Others see political
globalization not as a pathway to peace & participation but as a source of
dangerous fragmentation & weakened democracy (ex: globalized criminal
organizations & terrorist groups).
o In their view, violence won’t lose its utility in the international system, it
will simply change form
o Many people question how a more globalized political system can be more
democratic.
Economic Globalization
Bretton Woods System an economic regime that manages international
economic relations
o This includes the International Monetary Fund (IMF)
o The World Bank
o The World Trade Organization (WTO), formerly the General Agreement
on Tariffs & Trade (GATT).
o Objective of these institutions were to expand & manage economic
relations between countries
o Globalization of international trade & financial globalization.
Foreign direct investment the purchase of assets in a country by a foreign
firm.
Offshore outsourcing a process by which a firm moves some of its work to a
secondary business outside the home country that can do the work more efficiently
or cheaply.
For optimists, economic globalization is a vehicle for global prosperity. Others
view economic globalization with more suspicion
Societal Globalization
Traditional societal institutions are weakened, creating new identities that don’t
belong to any community or nation.
Just as the state and domestic economic institutions are being challenged, so too
are traditional identities.
o New technologies internet
o Waves of migration
o Trade
o Communication
Societal globalization can engender global multi-culturalism globalized society
will draw from many sources & that the interconnection of domestic institutions at
the global level will create new values, identities & culture; a process of ‘creative
destruction’ that will enrich all cultures.
o One result from this outcome could be a global cosmopolitanism (a
universal, global or ‘worldly’ political order that draws its identity &
values from everywhere).
o Other result could be global democracy growing international
connections at the societal level would generate not only of form of
cosmopolitanism but also a civic identity that stretches beyond traditional
barriers & borders.
o These 2 could help facilitate democratic change across countries by
informing & amplifying local political action.
But critiques:
o Some contend that globalization overwhelms people with unenumerable
choices, values, ideas & information that they are unable to understand,
evaluate or escape.
o Emphasis not on the reaction to societal globalization but rather its
eventual outcome: societal globalization won’t generate a richer global
culture and cosmopolitanism.
Is Globalization Inevitable?
Globalization can be limited or reversed in a number of ways
Ongoing difficulties may also increase public opposition to globalization
Whatever the outcome, it seems premature to declare that either a world of states
or globalization has come to an end.
Views of Populism
3 tendencies:
a. Populism is taken as an ‘off the shelf’ concept to describe the specifics of a
particular phenomenon
b. Populism is where there’s an attempt to define different types of populism
and to provide an overall taxonomy
i. Canovan populist democracy, populist dictatorship, reactionary
populism & politicians’ populism
c. There are common features to populism and identifying these common
features enables to build up a universally applicable approach to populism
5 characteristics of populism as an ideal type that show how populism is different
from other ideologies:
1. Populism is hostile to representative politics
2. Populists tend to identify themselves with a ‘heartland’ that represents an
idealized conception of the community they serve
3. Populism lacks core values
4. Populism is a reaction to a sense of extreme crisis
5. Self-limiting quality of populism
Populism & Representative Politics
Self-limiting Mobilization