Technical Processing
Technical Processing
Information
Science
Contents
2.3.1 Introduction
2.3.2 Technical Processing
2.3.2.1 Purpose of technical processing
2.3.3 Record Maintenance
2.3.3.1 Accessioning
2.3.3.2 Assignment of Accession Numbers
2.3.3.2.1 Accession numbers in manual circulation systems
2.3.3.2.2 Accession numbers in automated circulation systems
2.3.4 Classification of Documents
2.3.4.1 Call Number
2.3.4.1.1 Class Number
2.3.4.1.2 Book Number
2.3.4.1.3 Collection Number
2.3.5 Cataloguing
2.3.6 Physical Processing
2.3.6.1 Inspection
2.3.6.2 Stamping
2.3.6.3 Labelling
2.3.7 Summery
2.3.8 Glossary
2.3.9 Exercise
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2.3.1 Introduction
The resources in a library are procured to facilitate the teaching-learning process and to
satisfy the needs of the users of a library. The documents must be processed and organized
to not only make them available to the readers but to ensure an easy access too. In other
words, we can say that before shelving all the documents in the library stack and making
them available for circulation in the library, they need to be physically prepared.
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The libraries that have automated their circulation system need revised and streamlined
processing procedures. These libraries also require time saving material such as pressure
sensitive labels and book jackets that can simplify processing. In order to make processing
efficient in terms of time and money, libraries need to regularly evaluate their processing
methods. When all processing steps are completed, the material is separated by subject or
department or area and sent out for shelving, which is also called classification.
2.3.3.1 Accessioning
Each document in the library should be uniquely distinguished from every other
document. Recording the details of a document in the register (commonly known as
Accession Register) is called accessioning. The accession register is an essential and
permanent record of a library. Maintenance of an accession register is also a requirement
according to the Government of India decision vide Rule 113 of General Financial Rules.
ACCESSION REGISTER
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025.02
K92L
151394
Barcode labels are put on the library material in the following locations:
2
Inside the front or back cover – this protects the barcode label from being damaged
but it adds an additional job at the circulation desk as the book has to be opened to
read the barcode.
2
On the front or back cover – this makes it easier to circulate the item because the book
does not have to be opened but the label may not be desirable.
2
On both – this gives more options but increases the processing costs.
Whatever location is chosen, it should be uniform in practice. Barcode labels are applied:
2
When items are received and accessed
2
During cataloguing, when the location is added
2
When a call number is assigned to an item.
Libraries can either purchase barcode labels or create labels in-house, using a laser or
barcode printer. Purchased labels are usually photocomposed. This is done by a computer
controlled graphic process which forms original images within photosensitive paper.
Photocomposed labels are very durable and can stand the abrasion of repeated scanning
very well. Laser printer produced labels are less durable because the barcode is printed
only on the surface. Repeated scanning, dirt, abrasion and grease damages the labels,
therefore, they should be protected with a clear plastic label protector.
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available. The one used most widely in the libraries is the Dewey Decimal Classification
(DDC). A classification scheme of Indian origin, is the Colon Classification.
Rare Book RB
Reading Rook RR
Text Book TC
Film Strip FS
332.041
P635C
152254 Class Number
Accession Number
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Examples
A book entitled, A Textbook of Physics by A. K. Kapoor, will have the following call
number according to the Dewey decimal classification:
D
530
KAP
Here, D = Collection Number for main collection of lending section. It denotes the
lending restrictions.
530 = Class Number for Physics
KAP = Book Number from first three alphabets of the author's surname
A book entitled, Elementary Education by C. M. Anand, published in 1992 will have the
following call number according to the Colon Classification.
T15 N92 TD
Here,
T = Education
T15 = Class Number for Elementary Education
N92 = Book Number according to the year of publication, i.e., 1992
TD = Collection Number, indicating that the book belongs to the Education
Department (as per a table given in Colon Classification Schedules)
2.3.5 Cataloguing
For providing access to the collection of a library, an index or list of the material available in
the library has to be maintained. This index or list of the available material is called a
catalogue. A library catalogue is defined as, 'A list of books, maps, stamps, sound
recordings or any reading materials that constitute a library collection. Its main purpose is
to record, describe and index the holdings of any library collection.’
Cataloguing is the process of preparing a catalogue, or preparing the bibliographic records,
which reflect the various details of a library item. An example of a catalogue card, with
items to be written at different places, is given below:
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Main Entry
Call Number Heading
The other details related to catalogue and cataloguing of documents have already been
discussed in Unit 5 of the previous book and Unit 4 of this book.
2.3.6.1 Inspection
The documents received from the suppliers should be examined for any physical defects
such as damaged covers or folded pages. If the purchased document is found damaged, it
may be returned to the supplier. But it can be returned only if it has not been processed by
the library. These are usually replaced by the suppliers promptly.
2.3.6.2 Stamping
Most libraries, label their documents with some form of permanent identification that
provides the name of the library and its address. Stamping is one of the identification marks
of the library. It is done to stop theft and ensure that lost documents are returned to the
library. The ownership stamps are usually put at the following places in a book:
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2
On the title page/back of the title page
2
At the top/bottom of the confidential page chosen by the library; and
2
At the last page of the book.
It can be done with a rubber stamp. Instead of a stamp, some libraries use special book
plates, pasted on the inner side of the front cover.
Fig 2.3.6: Stamping with a rubber stamp on the Title page and on the last page of the book
2.3.6.3 Labelling
Labelling is the process in which the following labels are pasted on the procured
documents:
For Manual Circulation:
2
Book plate/Ownership slip 2Spine Label
2
Due Date slip 2Book Card
2
Book Pocket
For Automated Circulation:
2
Book plate/ Ownership slip
2
Spine Label
2
Barcode Label
2
Electromagnetic tape (if the library uses an electromagnetic security system)
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2
RFID label (if the library is fully automated)
A Book plate, which is the prominent mark of ownership, is pasted on the inner side of the
front cover.
After completing the process of classification and cataloguing, the Barcode labels and
Spine labels are printed, the call number of each item is included on both the labels. The
Spine label may be placed on the spine of the book (¼ inch above the bottom). The label can
be cut along the right side and the bottom, if necessary, to make it fit. If the book is too thin
for putting the label on the spine, it should be placed on the upper left corner of the front
cover (¼ inch from the spine).
A Barcode label may have the call number, accession number and the name of the library. It
may be pasted below the due-date slip or on the inner side of the front or back cover of the
books. However, whatever location is chosen, it should be consistently used, so that, the
circulation staff does not have to look for the barcode while checking the items. Repeated
use of the document, dirt, and so on may damage the label. Therefore, it should be protected
with a clear cellophane label protector.
025.42
C397L
151892
342.0662
P985D
152275
Fig 2.3.8: Spine label
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The Due-Date Slip may be pasted on the last page of the book. Only the upper edge of the
slip is pasted. It is placed on the library documents as a courtesy aid to the reader. It can be
used by the reader to determine when the documents should be returned to the library.
DATE DUE
THIS ITEM MUST BE RETURNED ON OR
BEFORE THE LAST DATE STAMPED
BELOW.
Book cards are a key component in the manual circulation system, where they are used for
identifying the borrowing member of a document and its date of return. It contains, the
name of the library; call number; accession number; the author; and the title of the book.
The above mentioned information is given on the upper section of the card and the lower
section of the card is used for recording the borrower's information and due date, when the
document is issued. It comes in a wide variety of colours, papers and sizes. The common
size is 3”×5”.
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A Book Pocket also known as the book card cover, is pasted on the bottom of inner side of
the back cover of the book. It contains the name of the library and some important library
rules.
Electromagnetic Tape is available in different shapes and sizes. For the library books the
tape is most common. It can be affixed to a book, CD or DVD. During check out, if an item
has not been deactivated, the electronically active gate of the library detects the strip and
rings an alarm. When the items are returned, the strip is reactivated. The electromagnetic
strip is usually pasted inside the books; between pages. So, the members cannot find it
easily.
RFID tag is the heart of a fully automated library system. These tags are pasted on the inner
side of a book's back cover or on CDs and DVDs. The RFID tag consists of a chip and an
antennae. The tag can be divided into three different categories, namely, Read Only,
WORM (Write One Read Many), and Read/Write tags.
Most libraries use the high frequency Read/Write tag.
2.3.7 Summary
Every library has a technical services department/division/section. This department
handles acquisition, classification, cataloguing, physical processing, preservation, and
maintenance of the material in the library. The manner of organising this material is called
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2.3.8 Glossary
Accession Register: The chief record of the books added to a library. Books are numbered
incrementally as they are added to the stock and entered in the register.
Barcode: A machine-readable code in the form of numbers and a pattern of parallel lines of
varying widths, printed on library books and used especially for security and stock control.
Book Number: The combination of alphabets or alphabets and numbers, used to indicate
an individual work in the library. The book number may consist of several parts: an
indicator for the author (i.e., author's last name); an indicator for the title (when an author
has published more than one work in the same subject area); the date of publication (i.e.,
2014); a copy number if there is more than one copy of this particular work in the collection
(i.e., copy 2).
Call Number: This is the location or address of an item on the library shelves. The call
number is made up of the notation (the number indicating the subject of the book) and the
book number (indicating the author and information about that particular copy). There
should be a unique call number for each item in a library collection. This can be done
through the use of indicators for the title, date and copy number in the book number. In
short, it consists of the class number, book number and collection number of a book.
Notation: The number, or the alphabet and number combination, developed using the
information given in a classification system (i.e., the schedules and tables of the DDC).
Physical Processing: The library materials in all formats have to be physically processed
before they are "shelf-ready." Physical processing makes the material ready for circulation
and prolongs their shelf life.
Technical Processing: The preparation of documents for use in the library is called
technical processing.
RFID: Radio Frequency Identification System
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2.3.9 Exercise
Short Answer Questions
1. State the need for technical processing of library material.
2. List the steps involved in technical processing of library material.
3. Explain the role of barcodes in automated circulation systems.
4. What is the main purpose of library classification?
5. Write a brief note on role of notation in library classification.
6. What does a call number consist of?
7. Define book number.
8. Explain the need for having collection number.
9. Draw a catalogue card indicating various items to be written at different places.
10. Enumerate the various aspects of physical processing of documents.
11. Why should library books be inspected before processing?
12. Give a list of various labels to be pasted on library books.
13. List the various items of information on a book card.
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Contents
3.1.1 Introduction
3.1.2 Information Services: Need and Role
3.1.2.1 Reference and Information Services
3.1.3 Users' Approach to information
3.1.4 Types of information services
3.1.4.1 Responsive Information Services
3.1.4.2 Anticipatory Information Services
3.1.5 Value added Information Services
3.1.6 Summary
3.1.7 Glossary
3.1.8 Exercise
3.1.1 Introduction
An important need for human development is to seek information, and today libraries have
become more than the information centres. Libraries may also be considered as service
centres. Libraries have evolved from being a closed store house of documents (data–centric)
to being an open destination where users are catered with information according to their
needs (user-centric). Over the years, the task of the librarian has transformed from being a
caretaker of information to being an information professional, who manages a system of
information in multiple formats. This information is disseminated through specifically
designed services as per the users' demands.
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One of the prime objectives of any library is to satisfy the needs of its users and library and
information services are designed to achieve this. The obligation of a library to its users is to
provide information services to support their educational and recreational needs. This
demands well-planned information services and proper implementation. There are
basically three categories of information sources, primary, secondary, and tertiary. The
method of dissemination of information is also variable. The basic methods are of two
types, one is to provide information to the user in response to an expressed demand (on
demand or responsive services) and the other one is to anticipate user's needs and provide
them the right information (anticipatory services). The main focus of this unit would be to
focus on basic categories of information their, services, needs, functions and role of
information service.
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On the other hand, information services are provided in anticipation of various needs of the
users of libraries. The current awareness services, indexing, and abstracting service are
included in this category. These services are provided to users when they ask for it. The
factors which affect the nature of services depend on the information-seeking behaviour,
the information needs, and the service expectations of the targeted community. There are a
number of ways by which a library can provide information services including direct
personal assistance or reference service and referral services where the user is directed to
the source, reader's advisory services, document delivery services and many other services
designed in anticipation of user needs such as current awareness services, Selective
Dissemination of Information (SDI), etc. There are value added information services like
information repackaging (particularly in the field of business and science), subject analysis
and information analysis, citation analysis, abstracting, translation, etc.
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kind of users, size, resources and the organizational and administrative philosophy
followed by the library. The nature of service also varies from one type to another type
of library. The reference services may be divided into three categories.
A. Basic services: There are several essential and minimum reference services that
a library should perform. These include:
a) Provision of general information (e.g., queries like “where is periodical
section?”)
b) Provision of specific information (consulting the documents)
c) Assistance in the location and searching of documents (locating on the
shelf and if not available, then searching in other places)
d) Assistance in the use of library catalogue
e) Assistance in the consultation of reference books, etc.
B. Services performed on regular basis: The reference services usually performed
in a library are:
a) Readers' advisory service: This is the process of recommending sources to
library users based on their needs/queries. The reference librarian
chooses a source which may be a book, journal, database, or website based
on his/her skills, expertise and the nature of user's query.
b) Inter-library loan and document delivery: Inter-library loan is the
process of sharing materials between libraries. The libraries under a
consortium or a mutual agreement may loan a physical item in original or
a partial copy of it and deliver the same to the requesting library for a
specific period of time based on certain established codes and copyright
guidelines.
c) Reservation of documents: This service allows a user to reserve an item of
the library that has been loaned out to another user. When the item is
returned, the user who reserved the same is informed and allowed to
borrow it.
d) User Education (instruction): User education deals with educating the
user about the use of library facilities and services. In other words, this is a
methodical approach to teach the users as to how to use the library
effectively. There may be user education programmes on the general use
of library and the use of library tools like catalogue, bibliographies,
reference books, etc. Library orientation, which is given in the beginning
(initiation of a freshman), is also a part of user education. But, user
education is treated as a continuous service.
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on notification forms or post to call at the reference desk; (iii) routing of periodicals,
selective dissemination of documents and users; (iv) preparation and publishing of
library bulletins; (v) display, and (vi) view data.
ii. Selective Dissemination of Information (SDI)
The concept of Selective Dissemination of Information was originally given by Hans
Peter Luhn in 1958. Selective Dissemination of Information (SDI) is a highly
personalized service. It is a method of supplying each user or a group of users with
references of documents or abstracts relating to their pre-defined areas of interest
selected from documents published recently/received during the period in question.
This service saves the user the effort and time of having to scan through a number of
publications, and to choose the documents of interest to him. The basic concept
behind SDI is the matching of information/documents with the profile of each user or
group of users with same interest. A user profile and document profile are two
important components of the SDI service. Then the matching items are brought to the
attention of the user. The same activity can be performed effectively with the help of a
computer. Commercial mechanized SDI services are available in highly information
rich fields like science and technology.
During the process of SDI, the `user profile' which comprises of a set of `key words'
organised as meticulously as the 'system' permits, describe the subject of interest, in
accordance with the keywords that appear on the documents. A document is selected
when two key words coincide. In an automated environment, once a search profile of
the user is created and saved, relevant information is sent to the researcher
automatically (and the selected databases/catalogues are updated). The effectiveness
of an SDI service depends on the completeness or comprehensiveness of the user
profiles and the relevance of the information; which are to be matched with each
other. The SDI is considered as one of the best current awareness services available at
present.
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iii. Increasing the possibilities of better decisions by providing better quality, better
formatted, and more precise information, adapted to the problem or situation.
Value added information services can be organised into the following groups:
i. Selection and packaging: This is the process of selection and integration of
information from different sources (internal and external) and of varied kinds
(bibliographic and numeric/factual or formal and informal) to get an enriched end
product with an added value.
ii. Subject analysis: The added value by this service is based on the intellectual input of
the analysis (by means of indexing, classifying, cataloguing, abstracting, etc.) makes
the information easily accessible and more comprehensible.
iii. Information analysis: Information analysis is done for improving the authenticity
and usability of information. This is done by specialists in the concerned subject areas,
keeping in view the requirements of the potential users of the information. The
process of information analysis includes selection, evaluation, validation,
standardization, summarization and synthesis.
iv. The user interface: User interfaces are mechanisms built into information systems
and services to enable the users to utilise these services in an effective manner. For
example, user interfaces in an online bibliographic information retrieval system.
v. Context setting: Context setting, by its very nature, implies a particular context and a
particular user need. This service is most relevant for inter-disciplinary areas where
the significance and inter-relation among individual pieces of data are assessed. This
data will be converted into information.
vi. Information for innovation: Innovation gives a winning edge to an organization. It is
based on new ideas and new combination or interpretation of old ideas. The quality of
processed information by an organization and information activities within it make
their innovations fruitful.
vii. Information rich environment: This will keep communication among individuals
and groups more relevant and accurate. Every time access to quality information
supports good decision making and better management.
The main disadvantage of a value added information system or a service is its high cost of
production and delivery, which may not be affordable to all users.
The advancements in the field of Information Technology have initiated a large number of
online and digital information services. Many traditional information services may become
non-relevant in future due to the exponential growth of new technologies and tools. We
will discuss in detail the new trends in the field of information services in the next unit.
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3.1.6 Summary
The primary objective of a library as a service organization is to satisfy the information
needs of users, and the information services are designed to achieve this objective. The
nature and scope of any information service depends on the user's approach to information.
Information services are basically categorized into responsive or on-demand services and
anticipatory services. Responsive services are provided in response to the demand by the
user. Major responsive information services include, reference services, referral services,
and literature search. Reference services may be categorized into: (i) basic services (e.g.,
Provision of general and specific information, assistance in locating the document,
searching the library catalogue and using a reference source), (ii) services performed
usually (e.g., readers' advisory service, inter-library loan and document delivery,
reservation of documents, user education, compilation of bibliographies, bibliographic
verification and citation, indexing and abstracting, subject specialists, ready reference,
library tour, exhibitions, issue of library use permits, maintenance of clippings and vertical
files, preparation of library publications, etc.), and (iii) services performed sometimes (e.g.,
display of current periodicals, special files, reproduction of documents , translation service,
etc.). Referral services refer a user to the right source. An information service provided by
anticipating a user's needs is called an anticipatory information service. Examples are:
current awareness and Selective Dissemination of Information (SDI). Value added services
are different from routine services, with the addition of something special which makes
them more useful. The sudden growth of technology has changed the nature of library and
information services tremendously, but their role in providing the right information to the
needy users remains unquestioned.
3.1.7 Glossary
Abstracting services: Short summaries of articles of periodicals, collected and organized
and brought out periodically for access.
Active service: Library staff provides the service in anticipation to keep the user well-
informed.
CD-ROM: Compact Disc Read Only Memory.
Indexing services: Providing access to journal articles and such other documents through
organized arrangement of entries of subject headings.
Passive service: Library staff waits for the user to approach them and make a demand.
Referral Service: A service which directs enquirers to an appropriate source for the
information or data required.
Reference Service: A service that is concerned with direct personal assistance to the user
seeking information.
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Special Libraries: The libraries that are attached to R&D organizations to serve the
specialists of the R&D organization, who are actively engaged in research in a particular
subject or discipline.
User Education: Imparting formal training to users for using library and its resources.
3.1.8 Exercise
Short Answer Questions
1. Name the two basic types of information services.
2. Name the three basic categories of reference services.
3. What are the factors on which reference services provided by a library should
depend?
4. What is an anticipatory information service?
5. Distinguish between Every day approach, Comprehensive approach and Current
approach to information.
6. What is a responsive information service?
7. Define a reference service.
8. Distinguish between library orientation and user education.
9. Write a short note on 'referral services”.
10. Write a short note on 'Current Awareness Service'.
11. How are the value added information services categorized?
12. Compare the advantages and disadvantages of value added information services.
13. Name the two types of Current Awareness Services.
14. Who set forth the concept of Selective Dissemination of Information?
15. What are 'value-added information services'?
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