Unconventional Warfare in The Contemporary Operational Environment: Transforming Special Forces
Unconventional Warfare in The Contemporary Operational Environment: Transforming Special Forces
MONOGRAPH APPROVAL
Approved by:
                                      ii
                                         Abstract
   UNCONVENTIONAL WARFARE IN THE CONTEMPORARY OPERATIONAL
ENVIRONMENT: TRANSFORMING SPECIAL FORCES by Major Paul A. Ott, U.S. Army
Special Forces, 63 pages.
     The emphasis on special operations and specifically unconventional warfare (UW) has grown
significantly since the end of the Gulf War. The contemporary operational environment (COE) in
which the U.S. military operates today is dictating this emphasis. The COE is the complex global
environment that exists today. It encompasses the effects of globalism, changes in the global
power structure, the proliferation of technology and weapons of mass destruction, and the entire
spectrum of threats that exist—from traditional nation-state actors to emerging non-state actors.
The core purpose of Army Special Forces (SF) has been, and will continue to be UW. The ability
to operate in this dynamic, ambiguous environment through, with, and by indigenous and
surrogate forces often makes SF an ideal economy of force for operations in the COE.
     This study looks at the SF organization to determine what changes are indicated from the
COE for it to continue to provide a viable, effective UW capability. The study first analyzes the
historical origins and evolution of the SF organization from World War II through the Gulf War.
The study then defines and analyzes the COE and recent SF operations since the end of the Gulf
War. From this analysis, the study identifies areas in which the SF organization needs to change
in response to the COE.
The study identified the direct and indirect impacts on the SF organizational structure. Direct
effects of the COE include personnel and training changes resulting from the increased emphasis
on human intelligence (HUMINT) and information technologies for SF to operate effectively in
the joint, multinational, and interagency environment. Indirect effects of the COE include
increases in command and control, combat support, and combat service support assets required to
conduct multiple, sustained special operations globally.
                                               iii
                                             TABLE OF CONTENTS
Abstract................................................................................................................................iii
TABLE OF CONTENTS.......................................................................................................iv
ILLUSTRATIONS.................................................................................................................v
TABLES................................................................................................................................v
ABBREVIATIONS...............................................................................................................vi
INTRODUCTION..................................................................................................................1
  Structure of the Study..........................................................................................................1
    Problem Statement ..........................................................................................................1
    Methodology...................................................................................................................2
  Background and Significance ..............................................................................................3
THE SPECIAL FORCES ORGANIZATION .........................................................................10
  Historical Origins..............................................................................................................10
  1950's—Organization and Activation of Special Forces.......................................................12
  Evolution of the Organization............................................................................................14
  Current Special Forces Organization ..................................................................................19
CONTEMPORARY OPERATIONAL ENVIRONMENT.......................................................23
  Describing the COE ..........................................................................................................25
    Characteristics...............................................................................................................25
    Trends ..........................................................................................................................27
  Recent Special Forces Operational Trends ..........................................................................31
ANALYSIS AND RECOMMENDATIONS..........................................................................39
  Analysis ...........................................................................................................................39
    C2, CS, CSS..................................................................................................................40
    Personnel......................................................................................................................43
  Recommendations.............................................................................................................47
SUMMARY AND CONCLUSIONS.....................................................................................51
  Suggested Further Research...............................................................................................53
APPENDIX A – SPECIAL FORCES MISSIONS AND COLLATERAL ACTIVITIES ...........54
  Special Forces Missions ....................................................................................................54
  Special Forces Collateral Activities....................................................................................54
APPENDIX B – SPECIAL FORCES ORGANIZATION........................................................56
BIBLIOGRAPHY ................................................................................................................59
  Primary Sources ...............................................................................................................59
    Government Documents.................................................................................................59
  Secondary Sources............................................................................................................61
    Books ...........................................................................................................................61
    Articles and Essays .......................................................................................................61
    Theses and Monographs.................................................................................................62
    Other............................................................................................................................63
                                                                    iv
                                  ILLUSTRATIONS
Figure                                            Page
 1. Composition of a SFODB                          45
 2. Special Forces Group (1961)                     56
 3. Special Forces Group (1965)                     56
 4. Special Forces Group (1969)                     57
 5. Special Forces Group (1974)                     57
 6. Special Forces Group (1981)                     58
 7. Special Forces Group (1961)                     58
TABLES
Table                                             Page
 1. Special Forces Mission Categories                8
 2. Total SF Operational Detachments                40
 3. Group Support Assets                            41
                                          v
                                 ABBREVIATIONS
AOB – advanced operating base
ARSOTF – army special operations task force
C2 – command and control
C4I – command, control, communications, computers, and intelligence
COE – contemporary operating environment
CS – combat support
CSS – combat service support
CST – coalition support team
CT – counterterrorism
DA – direct action
FID – foreign internal defense
FOB – forward operating base
HUMINT – human intelligence
JCO – joint commission observer
JSOTF – joint special operations task force
LCE – liaison coordination element
OOTW – operations other than war
OSS – Office of Strategic Services
PSYOP – psychological operations
SF – Special Forces
SFG – Special Forces Group
SFODA – Special Forces Operational Detachment A
SFODB – Special Forces Operational Detachment B
SOF – special operations forces
SR – special reconnaissance
USASFC – United States Army Special Forces Command
USASOC – United States Army Special Operations Command
USSOCOM – United States Special Operations Command
UW – unconventional warfare
WMD – weapons of mass destruction
                                             vi
                                            CHAPTER 1
                                      INTRODUCTION
    A rapidly changing world deals ruthlessly with organizations that do not change...This
    reality means that USSOCOM must embrace and institutionalize the process of change in
    a disciplined manner that allows us to move closer to our vision. During this journey,
    only our core values are permanent and non-negotiable. Everything else--our
    organization, force structure, platforms, equipment, and missions--must continuously
    evolve to meet the needs of the nation and seize the opportunities brought about by
    change...To be relevant in the future, we must continue our transformation, while
    maintaining the readiness required to shape and respond to the world today. We need to
    anticipate trends and future scenarios, conditioning ourselves to not be surprised by
    surprise and the rapidity of change and the dynamics that follow. As new threats arise,
    we must decide which of our current capabilities to retain or modify, which new ones to
    develop, and which old ones to discard.1
                                                          General Peter J. Schoomaker
                                                          Commander, USSOCOM
The world is rapidly changing and the United States Army, to include Army Special
Operations Forces (SOF), is seeking ways to transform itself to meet the security challenges of
the future. The changing global environment in the past decade has resulted in an increase in
operations other than war (OOTW) and a corresponding increased demand for unconventional
operations. The global war on terrorism will increase the number and scope of these types of
operations even further. Army Special Forces must transform to meet these rising needs and the
Problem Statement
Does the current Special Forces organization need to change to meet operational needs in the
contemporary operational environment? This study focuses on the requirement of the Army
        1
           Peter J. Schoomaker, General, Special Operations Forces: The Way Ahead, United States
Special Operations Command homepage, http://www.socom.mil/ , 1998; quoted in Ronald M. Johnson,
"Application of Aspects of Unconventional Warfare: Tools for Engaging the Current and Future Threat
Trends of the Post-Cold War Environment" (Masters thesis, United States Army Command and General
Staff College, 1999), 1.
                                                  1
Special Forces organization to adapt to emerging operational requirements in today's dynamic,
The organization of Army Special Forces has evolved over the years since its formation in the
early 1950's. During the late 1950s and the Vietnam era, the organization saw significant growth
and transformation. However, the organization of its basic tactical unit, the Special Forces
arguably based on an out-dated, World War II era UW paradigm and is a model designed for the
Cold War environment. Rapid advances in technology, changing capabilities of the conventional
Army, operational experience across the spectrum of conflict, and changes in the threat over the
past decade have redefined the operational requirements for SF. However, unconventional
warfare (UW) will continue to be the unique purview of SF for the foreseeable future. It is
imperative that Army SF community examines the organization as a whole to see where changes
are needed, then aggressively transform the force to meet these needs.
This study looks at the contemporary operational environment (COE) and suggests changes
needed in the Special Forces organization to continue providing a viable and effective UW
capability. Is the organization of Army Special Forces adequate to meet the requirements of a
new, dynamic, rapidly changing contemporary operational environment? Is the current structure
capable of conducting sustained special operations in multiple theaters of operation? Are new
military occupation specialties needed in SF to sustain the UW capability? Does Special Forces
Methodology
This monograph provides a brief historical analysis of the organization of Special Forces
since its inception. This includes a review of Special Forces' origin in World War II with the
                                                 2
Office of Strategic Services (OSS). This section concludes with a detailed look at SF's current
Next, the monograph analyzes the contemporary operational environment with the intent of
identifying specific SOF requirements. A review of the recently published material, including
Training and Doctrine Command (TRADOC) white papers, the 1999 Hart-Rudman Commission
Reports, and the 2001 Quadrennial Defense Review (QDR) provide the characteristics and trends
of the operational environment that our military forces are expected to operate in. Recent
operations, including those in Bosnia, Kosovo, and the Afghan region are used to provide
specific, real-world details and show the recurring UW nature of SF operations since the Gulf
War.
This monograph is based on primary source material in the form of government documents
and secondary sources such as books, journal and periodical articles, and monographs.
Additionally, interviews with subject matter experts have been used whenever available to
Since the end of the Cold War, the environment in which we operate and the threats we face
have changed significantly. Consequently, the mission requirements for the United States'
military forces have changed. The world is no longer a bipolar operational environment with
clearly defined threats against which the United States can structure its military forces. As
evidenced by the number and type of operations since the Gulf War, the end of the Cold War has
brought anything but stability into the world. Historic ethnic conflicts, competition for scarce
resources, criminal organizations, religious extremism, and terrorism are but a few of the forces
that pose threats to stability now and into the foreseeable future. The recent Quadrennial Defense
Review states, "the global security environment involves a great deal of uncertainty about the
                                                 3
potential sources of military threats, the conduct of war in the future, and the form that threats and
Future enemies of the United States may not adhere to the currently accepted conventions of
warfare. Non-state actors such as international terrorist organizations will not be constrained by
the laws of land warfare. They will not meet the United States on equal terms—rather, they will
look for weaknesses in the security system of the United States to exploit while avoiding its
The terrorist attack on the World Trade Center towers and the Pentagon on 11 September
2001 translated what were once suppositions about the future asymmetric threat into stark
realities in the American homeland. The threat, for which the United States must prepare and
respond, is now much clearer. The need to affect homeland security by military actions overseas
is greater. In light of several thousand civilian and military casualties at home, there will be
Countries such as Iran, Syria, Libya, China, and Sudan showed an interest in cooperating with the
U.S. in the wake of the terrorist attack, albeit limited given the tenuous relationships that they
have maintained in recent years. Operations against terrorism have taken on a new, global scope
that will challenge traditional command and control relationships, logistical support structures,
The full spectrum of challenges, including asymmetric threats such as terrorism, facing the
U.S. in this contemporary operational environment (COE) has been an impetus for change across
the entire force for the past decade. The U.S. Army had already embarked on a major effort to
transform itself into a capabilities-based objective force in order to respond to a wide spectrum of
potential threats. Trying to transform amidst a reduction in the size of the military, increasingly
        2
         Donald H. Rumsfeld, Secretary of Defense, Quadrennial Defense Review Report (Washington,
D.C.: Department of Defense, 2001), 3.
                                                  4
tighter budgets, and a dynamic and uncertain threat has proven to be a difficult challenge. These
dynamics are leaving some "legacy systems" and traditional capabilities struggling for relevance
in the future force structure. Transformation efforts have accelerated rapidly in the past two years
under Army Chief of Staff General Eric Shinseki. The Army is not alone in its effort to prepare
for the future - the Air Force, Navy, Marine Corps, and Special Operations Command are also
studying and adopting new ways to organize, equip, and prepare for future operational
requirements.
Over the past decade as the Army downsized, Special Forces were spared major cuts, but
struggled to fill its authorized force structure. This was due largely to the significant decrease in
the active duty Army from which Special Forces was able to recruit. The result was a reduction
in the number of SFODAs per company, and even those remaining have struggled to operate at
full strength. Sustaining special operations in support of Operation Enduring Freedom (the war
on terrorism) worldwide will require a return to six SFODAs per company and possibly even
further organizational growth and changes. The stimulus of September 11th has prompted
increased funding for SOF and provides the opportunity to study, debate, and make appropriate
organizational changes.
In the past, senior SF headquarters have studied changing the organizational structure several
times. Until recently, most of the reviews have focused on the organization of the SFODA. In
1982, a four-man SFODA was proposed; in 1986, 1st Special Operation Command (SOCOM)
reviewed the SFODA structure with regards to SF integration into Air-Land Battle doctrine; and
in 1991, 1st Special Forces Group proposed a new organization with "four six-man detachments
under a new layer of command called a troop" and three troops in a squadron. 3 More recently, the
United States Army Special Operations Command (USASOC) conducted significant research to
develop a proposed SF objective force structure, with a fielding date to match the Army's goal of
        3
           James J. Starshak, "A Special Forces Operational Detachment for the 21st Century" (Masters
thesis, United States Army Command and General Staff College, 1993), 15-16.
                                                   5
2010. 4 In September 2001, USASOC conducted the Special Forces Transformation Wargame to
assess the proposed Objective Force Special Forces operational concepts, capabilities, and
organizations. 5 Additionally, the United States Army Special Forces Command (USASFC) is
developing an interim SF Group structure to bridge the gap between the existing force and the
objective force. On 14 November 2001, the USASFC Commander was briefed on an interim
design that would increase the size of the Special Forces Operational Detachment Bravo
(SFODB), make authorized positions at battalion and group to replace the "padded" positions that
consume SFODA personnel strength, and reorganize special support functions at the group level. 6
The Army recognizes the current and future operational environment requires a force with
more SOF-like capabilities. "The Army as a whole is becoming more like Special Forces as its
deployment capabilities grow and its maneuver units handle a range of missions that expands into
roles that previously were considered unconventional for them."7 Joint Vision 2020 states that
the future challenges will require "a Total Force composed of well-educated, motivated, and
competent people" that are capable of adapting to the ambiguous environment of the future.8
The extensive utilization of SOF in the 1990s shows that SOF UW skills are relevant and will
be used in the future across the operational spectrum in a variety of operations. The issues at
hand for SOF are enabling the force to conduct the number and scope of operations that will be
required in the COE and adapting the force in order to sustain its UW capability in a changing
world. This may require radical changes in the way SOF are resourced, structured, and operates.
         4
           United States Army Special Operations Command (USASOC), Objective Force Concept and
Wargame Results – Initial Report (DRAFT) (Fort Bragg, N.C.: USASOC, 2001), 3.
         5
           Ibid., 2.
         6
           "Padded" positions are headquarters staff, training, administrative, and liaison slots that are not
authorized positions in the table of organization and equipment (TOE). Typically, these positions are filled
with personnel taken from SFODAs. United States Army Special Forces Command, Interim Special
Forces Transformation: USASFC(A) CG Decision Brief (Fort Bragg, N.C.: USASFC(A), 14 November
2001).
         7
           Dennis Steele, "Unconventional Warfare: The Front Line of the Future," Army 51, no. 7 (July
2001): 30.
         8
           Henry H. Shelton, Joint Vision 2020 (Washington, D.C.: Government Printing Office, 2000), 7.
                                                      6
SOF may truly need to be "PH.Ds with rucksacks" in order to conduct unconventional warfare in
the future.9
The core purpose for the creation of Army Special Forces in the early 1950s was to conduct
Unconventional Warfare (UW). Special Forces traces its core mission and organization to the
UW organizations of World War II. The Office of Strategic Services (OSS) Jedburgh Teams and
Operational Groups, and Detachment 101 worked in the European and China-India-Burma
theaters organizing partisans and guerrillas to conduct military operations in the enemy rear areas.
When the Cold War began, the United States realized the enormous potential of Special Forces
The initial post-World War II UW focus was on organizing partisans and guerilla forces
behind enemy lines in Europe. This requirement spread to include other regions of the world as
the United States realized the potential for UW in areas such as Southeast Asia. The definition of
UW has evolved over the years to include a broad range of activities conducted in hostile or
denied territory using indigenous personnel. Joint Pub 1-02 defines UW as:
The United States Army Special Operations Command (USASOC) is working to re-define
UW to better describe its employment in the COE. The USASOC Integrated Concept Team
(ICT) developing the Objective Force Special Forces concepts categorized all Special Forces
missions under the umbrella term Unconventional Operations. From this, the missions are
        9
            Alvin and Heidi Toffler, War and Anti-War: Survival at the Dawn of the 21st Century (Boston,
Mass.: Little, Brown and Company, 1993), 92-97. In their book, the Toffler's describe niche warfare as
smaller wars that have replaced large-scale conventional wars characteristic of the industrial age. This
form of warfare is in response to the distribution of threats caused by a single global superpower and the
effects of the information age. Unconventional warfare (UW) skills of Special Forces are ideally suited for
conducting this type of warfare.
          10
             Department of the Defense, Joint Pub 1-02, Department of Defense Dictionary of Military and
                                                     7
divided into three sub-categories: Unconventional Warfare, Foreign Internal Defense, and U.S.
Unilateral Missions. Table 1 shows how USASOC categorizes current SF missions within this
                                       Unconventional Operations
      Unconventional Warfare                   Foreign Internal Defense               US Unilateral
   Through, with or by indigenous,          Through, with or by indigenous,             Missions
   surrogates, or coalition partners        surrogates, or coalition partners
 Guerrilla Warfare        Personnel      Security Assistance      Humanitarian         Direct Action
                          Recovery                                  Assistance      Counter-Terrorism
   Subversion            Sabotage          Non-Combatant         Humanitarian            Sabotage
 Coalition Support                           Evacuation            Demining         Personnel Recovery
                                             Operations           Operations
   Direct Action         Special          Counter-Narcotics      Anti-Terrorism           Special
                      Reconnaissance                                                  Reconnaissance
     Counter-                            Training Assistance       Counter-           Non-Combatant
     Terrorism                                                     Terrorism       Evacuation Operations
      Other missions as required          Other missions as         Counter          Other missions as
                                              required            Insurgency             required
                                                                     Opns
By law, the United States Special Operations Command (USSOCOM) is the only military
organization authorized to conduct UW.12 Within USSOCOM, the Army's Special Forces is the
primary force for this mission. In his book US Special Operations Forces in Action, Thomas K.
Adams states that "the military organization most capable of conducting UW, and the only
organization with a record of success in UW, is U.S. Army Special Forces."13 Although the
environment has changed and missions have evolved, the core capability that SF provides the
military remains unchanged—UW. The raison d'être for Army Special Forces is "its ability to
                                                   8
    As the Army transforms itself from the legacy force to the objective force, it is imperative
that Special Forces transform as well. The transformation of the Army was well on its way, but
September 11th increased the pace, breadth, depth, and support for change. The requirement for
Special Forces' unique capabilities is clearly a part of future military strategies across the
spectrum of conflict, as stated in the recent QDR and evidenced by the operations in Afghanistan.
Forward deployed, capable, theater engagement forces will be required to achieve the defense
policy goals specified in the QDR.15 Army Special Forces has, and will continue to provide the
efficient, economy of force capability to support this strategy. The 1997 National Military
Strategy states the need for a UW capability that will certainly continue to grow in the future:
    The range of challenges to our security demands an ability to influence certain events with
    forces that are smaller and less visible than conventional formations, offering the NCA
    [National Command Authorities] options that do not entail a major military commitment.
    Special Operations Forces provide this capability and offer unique skills, tactics, and systems
    for the execution of unconventional, potentially high-payoff missions.16
         15
            Rumsfeld, Quadrennial Defense Review Report, 11. The four defense policy goals are:
Assuring allies and friends; dissuading future military competition; deterring threats and coercion against
U.S. interests, and; if deterrence fails, decisively defeating any adversary.
         16
            General John Shalikashvili, National Military Strategy: Shape, Respond, Prepare Now—A
Military Strategy for a New Era , online: http://www.dtic.mil/jcs/nms/; reprinted by the United States Army
Command and General Staff College, National Military Strategy (Fort Leavenworth, Kans.: United States
Army Command and General Staff College, 2000), 16.
                                                     9
                                           CHAPTER 2
Historical Origins
Officially, Special Forces traces its lineage to elite special purpose units including Rogers'
Rangers from the French and Indian Wars and the First Special Service Force, a combined
American and Canadian unit organized primarily to conduct direct action operations in the cold,
Forces finds its true operational roots in the Office of Strategic Services (OSS) in WWII.
President Roosevelt initially established the Office of the Coordinator of Information (COI)
under the direction of Colonel William J. Donovan in July 1941. The organization was based on
Donovan's recommendation to create "a single agency to centralize the intelligence gathered by
and special operations on the British model."19 The COI was divided into two primary sections:
Research and Analysis (R&A) and the Foreign Information Service (FIS).20
In June 1942, President Roosevelt redesignated the COI as the OSS with an emphasis on
conducting UW behind enemy lines in Europe, similar to the British Special Operations
Executive (SOE) model. Donovan organized the OSS into intelligence, special operations, and
training sections.21 Over the course of the war, the OSS organized three distinct special
        17
            Quoted most recently in Robin Neillands, In the Combat Zone: Special Forces since 1945
(London: Weidenfeld and Nicolson, 1997), 1.
         18
            Thomas K. Adams, US Special Operations Forces in Action (London: Frank Cass Publishers,
1998), 63.
         19
            Alfred H. Paddock, Jr., US Army Special Warfare (Washington, D.C.: National Defense
University Press, 1982), 5.
         20
            Ibid., 6.
         21
            Ibid., 25.
                                                 10
operations elements that operated in the European and China-India-Burma Theaters of
Operations; these were the OSS Jedburgh Teams, Operational Groups, and Detachment 101. 22
Detachment 101 was activated on 14 April 1942 to conduct operations in Burma under the
command of General Joseph Stilwell. These elements recruited, organized, equipped, and trained
Burmese fighters from the Kachin tribe to conduct operations against Japanese forces.23 Perhaps
more than any of the other OSS elements, Detachment 101 developed a firm appreciation for the
complexities of establishing credibility, winning trust and confidence, and organizing guerrillas
into effective fighting units. The experiences and lessons learned by Detachment 101 became
The Combined Chiefs of Staff authorized the formation of the OSS Operational Groups
(OGs) beginning 23 December 1942 for specific operations in Europe. These units, consisting of
thirty enlisted soldiers and four officers, are the truest forerunners of today's Special Forces
Operational Detachments Alpha (SFODA). "The OGs were parachuted or sea infiltrated behind
German lines in Italy, Greece, Yugoslavia, Norway, and France. [They] were able to conduct
raids and operations without extensive partisan support, although every attempt was made to
coordinate with the resistance movements."24 After the defeat of Germany, many of these OG
personnel were re-trained and infiltrated behind Japanese lines to train Chinese guerrillas.25
Probably the most renowned OSS elements were the Jedburgh Teams.26
    In early 1944, the OSS began creating the first of 96 three-man Jedburgh teams to provide
    special operations support for the Allied invasions of France. A typical three-man team
    consisted of a French officer, an American or British officer and an enlisted radio operator.
    They were trained in close combat, infiltration and exfiltration techniques, small unit tactics,
    light weapons, demolitions and a host of other skills necessary for survival behind German
    lines. The Jedburgh teams were launched into Northern France at and shortly after the
        22
            Aaron Bank, From OSS to Green Berets (New York: Simon & Schuster, 1987), 145-153.
        23
            United States Army Special Operations Command (USASOC), Directorate of History and
Museums, Army Special Operations Forces in World War II (Fort Bragg, N.C.: USASOC), 7.
         24
            Ibid., 3.
         25
            Ibid., 3.
         26
            Jedburgh teams took their name from the area of Scotland where the Scots conducted guerrilla
warfare against the English during the twelfth century. Leroy Thompson, The Illustrated History of the
U.S. Army Special Forces (Secaucus, N.J.: Citadel Press, 1988), 2.
                                                   11
    Normandy invasion (Operation Overlord) from various airfields in England and into Southern
    France just before and after the landings in conjunction with Operation Dragoon. 27
The Jedburgh Teams worked with the French resistance to conduct sabotage and direct action
operations against German rear elements and made a significant contribution to the Allied
invasion efforts.28
The OSS during WWII established the model for UW forces and future special operations.
OSS emphasized the need for indirect military skills such as language ability, cultural orientation,
and regional expertise as well as direct combat skills such as marksmanship, hand-to-hand
combat, clandestine communications, and demolitions. The economy of using small teams,
specially organized, trained, and equipped to operate behind enemy lines with indigenous
personnel was clearly established. Organizationally, the OSS set a precedence for strategic level
With the end of World War II, all of the OSS elements were disbanded and the military's
completely lost. In late 1946, the Army Ground Forces (AGF) conducted a study into the
efficacy of organizing an unconventional warfare group with a combination of the OSS and
Ranger capabilities.29 The 1947 National Security Act established the Central Intelligence
Agency (CIA) and effectively took the requirement to maintain a UW capability out of the hands
of the military. Later, "in mid-1948, [the National Security Council] expanded the CIA charter,
which already charged the CIA with the conduct of covert [psychological warfare], to include the
        27
           Ibid., 2.
        28
           Bank, 43-74.
        29
           Paddock, 70.
        30
           Bank, 161.
                                                 12
not wholeheartedly pursue a UW capability until the Cold War against the Soviet Union and
When the North Koreans attacked south on 22 June 1950, the special operations capability
within the Far East Command (FECOM) was negligible. This communist-backed invasion,
combined with the threat of war in Europe with the Soviet Union, set in action the initiative
within the Army to create the Office of the Chief of Psychological Warfare (OCPW) under the
direction of Brigadier General Robert McClure. Officially established on 15 January 1951, the
OCPW was concerned primarily with psychological and unconventional warfare. This special
staff began the development of the current Army Special Forces organization. 31
Colonel Aaron Bank and Lieutenant Colonel Russell Volckmann developed the concept,
organization, and mission for Special Forces based upon their personal UW experiences in
WWII. As Colonel Bank stated, "the OSS heritage would be utilized as background for all our
concepts of operations, organization, plans, studies, briefings, and training outlines...its mission
would be strictly within the spectrum of UW."32 They designed the Special Forces organization
around its most basic operational element—the A-team, later known as the Special Forces
Operational Detachment Alpha (SFODA). The initial concept was to have a 15-man A-team,
which could be combined to be the equivalent of the OSS Operational Group or divided into
smaller teams equivalent of the OSS Jedburgh Teams. Ultimately the A-team was reduced to
twelve men—two officers and ten enlisted men commanded by a captain. They also developed
the initial concept for the Special Forces company and battalion. On 19 June 1952, the 10th
Special Forces Group (SFG) was activated under the command of Colonel Bank. 33
Many of the members of the original 10th SFG were Lodge Bill personnel—foreign nationals
that enlisted in the United States Army with the incentive of receiving U.S. citizenship for their
        31
           Paddock, 83-89.
        32
           Bank, 166.
        33
           Ibid.
                                                  13
service.34 Recruitment of these personnel into Special Forces underscores the emphasis placed on
language skills, regional expertise, and cultural awareness necessary for effective UW operations.
The focus for 10th Group was on Eastern Europe, with its potential to raise large guerrilla
formations behind Soviet lines. In 1953, 10th SFG was split in order to create the nucleus of the
77th SFG at Fort Bragg, North Carolina, and the remainder of 10th Group was moved to Bad
Tolz, Germany.
    This is another type of war, new in its intensity, ancient in its origins—war by guerrillas,
    subversives, insurgents, assassins; war by ambush instead of by combat; by infiltration,
    instead of aggression, seeking victory by eroding and exhausting the enemy instead of
    engaging him...It requires in those situations where we must encounter it...a whole new
    kind of strategy, a wholly different kind of force, and therefore a new and wholly different
    kind of military training.35
                                                            John F. Kennedy
                                                            May 25, 1961
Elected in 1952, President Eisenhower was no fan of small wars and his nuclear deterrence
strategy focused on the threat of massive retaliation to keep China, the Soviet Union, and their
communist allies at bay. 36 The United States was concerned about the domino effect of spreading
communism in Southeast Asia, but remained focused on a Europe first strategy. Reluctantly,
Eisenhower provided France and later Republic of South Vietnam with financial and indirect
military support. The commitment of Special Forces in Southeast Asia gradually increased
        34
             "In 1950, the American Congress approved a bill sponsored by Senator Henry Cabot Lodge,
authorizing the enlistment of foreign aliens into the U.S. Army and providing for the granting of permanent
resident status in the United States to enlistees who honorably completed five years of military service."
An Eisenhower administration concept called the Volunteer Freedom Corps, envisioned using young men
that had fled Eastern Europe as U.S. military forces to fight communism. In this concept, the aliens would
be eligible for American citizenship after a period of service. H.W. Brands, Jr., "A Cold War Foreign
Legion? The Eisenhower Administration and the Volunteer Freedom Corps," Military Affairs 52, no. 1
(January 1988): 7. Congress of the United States, United States Code Congressional Service, 81st
Congress—Second Session, Chapter 443—Public Law 597, Army—Enlistment of Aliens (St. Paul, Minn.:
West Publishing Co., 1950), 319. Bank, 168.
          35
             John F. Kennedy, May 25, 1961; quoted in Andrew F. Krepinevich Jr., The Army and Vietnam
(Baltimore, Md., Johns Hopkins University Press, 1986), 29-30; quoted in Susan L. Marquis,
Unconventional Warfare: Rebuilding U.S. Special Operations Forces (Washington, D.C.: Brookings
Institution Press, 1997), 13.
          36
             Adams, 63.
                                                    14
throughout the late 1950s and the early 1960s. Already in the late 1950s, missions existed such
as the White Star Program in Laos, where specially organized small teams were sent in as Field
Training Teams (FTTs) to organize and train indigenous personnel, the Meo and Kha tribesman,
to conduct anticommunist operations. 37 By 1960, U.S. SF advisors were also operating with
President John F. Kennedy's keen interest in Special Forces and UW spurred a rapid growth
Forces as a means to engage in these small wars without a major commitment of U.S. ground
forces. Special Forces fit nicely into the "flexible response" strategy developed by President
Kennedy and his Secretary of Defense, Robert McNamara.39 The skills for which Special Forces
were formed were not used for their original purpose—to organize and train guerrillas; rather, SF
were used in a multitude of applications that required the same skills as UW. The defining
mission for SF during this era became counter-insurgency, conducted similar to today’s doctrinal
Organizationally, Special Forces experienced rapid growth and transformation during the
1960s. Three Special Forces Groups were formed by 1960—the 10th, 77th (later changed to the
7th), and 1st. By mid-1964, four additional groups were formed—the 3rd, 5th, 6th, and 8th
Groups. The 10th Group focused on Europe, 1st Group on Southeast Asia, 3rd Group on Africa,
5th Group on Vietnam, 6th Group on the Middle East, and 8th Group on Latin America.40
Special Action Forces (SAFs) were created in the early 1960s to give the Special Forces
Group a broader capability of military assistance missions. Each SAF consisted of "a 1,500-man
Special Forces Group backed up by a civil affairs group, a [PSYOP] battalion, an engineer
        37
              A Special Forces Operational Detachment Alpha (SFODA) is a twelve-man element organized
so that it can operate in two, nearly identical six-man teams (referred to as split-teams).
           38
              Thompson, 45-54.
           39
              Adams, 63-69.
           40
              Thompson, 42-43.
                                                  15
    detachment, a medical detachment, an intelligence detachment, an MP [military police]
four SAFs were created, but never fully manned or implemented: one around the 1st SFG for the
Far East; the 8th SFG for Latin America; the 3rd SFG for Africa; and the 6th SFG for the Middle
East.42
The structure of the SFG changed significantly from 1960 to the early 1970s. In 1961, the
SFG consisted of a headquarters and headquarters company and four SF companies. (See
Appendix B – The Special Forces Organization, for a diagram of the SFG organizational
consisted of 23 personnel commanded by a major and a staff similar to today's battalion staff
structure (with a captain as the XO and lieutenants as the S1, S2, S3, and S4).43 The June 1965
version of FM 31-21, Special Forces Operations, shows that the SFG added a signal company
and an aviation company. Additionally, captains now manned the SFODB staff positions.44
Doctrinally, SF's primary mission remained UW, but its organization was changing to reflect its
The greatest changes in the SFG structure occurred in the late 1960s, as evidenced by the
1969 version of FM 31-21, Special Forces Operations – U.S. Army Doctrine. This manual
illustrates the first doctrinal SFG structure similar to today's structure. The lieutenant colonel
position moved from the company command level to the battalion command. The SFG consisted
          41
            Ibid., 42.
          42
            Thompson, 42. Adams, 100-101. Charles M. Simpson III, Inside the Green Berets: The First
Thirty Years (Novato, Calif.: Presidio Press, 1983), 69-70.
         43
            Department of the Army, Field Manual 31-21, Guerrilla Warfare and Special Forces
Operations (Washington, D.C.: Headquarters, Department of the Army, September 1961), 18-25.
         44
            Department of the Army, Field Manual 31-21, Special Forces Operations (Washington, D.C.:
Headquarters, Department of the Army, June 1965), 19.
         45
            Ibid., 17.
                                                 16
of a headquarters and headquarters company, three SF battalions, and a support battalion. The SF
battalion consisted of a headquarters and headquarters detachment and three SF companies. Each
SF company now consisted of a company headquarters (SFODB) and five SFODAs. The
SFODA size increased to 14 personnel (the only time it varied from 12 personnel). Along with
structural change came the first significant doctrinal shift in SF's missions. UW was no longer
the sole purpose for SF. The 1969 SF doctrinal manual listed the following missions:
Unconventional Warfare, Stability Operations, and Direct Action. Additionally, this doctrine
specified varying structures for the SF company and SFODA, depending on a direct action or UW
mission. 46
The primary participation of SF in South Vietnam in the early 1960s was through the CIA
sponsored and funded Civilian Irregular Defense Group (CIDG) program. "The basic concept of
the program was to deny Viet Cong access to the rural population of Vietnam."47 The SFODAs
operated in the Central Highlands with the local tribes to organize their village defense structure.
The use of the SF-trained militia forces eventually evolved to operations in conjunction with
offensive combat missions with conventional forces from the Government of Vietnam.
As the conflict's emphasis shifted to conventional operations in the mid-1960s, SF's role
evolved from its original function to more direct action and special reconnaissance missions. In
early 1964, President Johnson approved a plan for covert operations (Operations Plan 34A) that
authorized the formation of a Joint Unconventional Warfare Task Force (JUWTF) that became
Group). Although the missions included a variety of unconventional tasks, "the bulk of SOG
efforts were directed toward reconnaissance and strike missions in support of MACV's
        46
          Department of the Army, Field Manual 31-21, Special Forces Operations – U.S. Army Doctrine
(Washington, D.C.: Headquarters, Department of the Army, 1969), 1-2 to 2-16.
       47
          Adams, 83.
       48
          Adams, 123.
                                                 17
    The 1974 version of FM 31-21, Special Forces Operations – U.S. Army Doctrine, reflects the
organizational and mission changes that evolved from the Vietnam era. It lists two missions for
SF: Unconventional Warfare and Internal Defense and Development (IDAD). The size of the
SFODB was significantly reduced (to five personnel), a sixth SFODA was given to each
Following Vietnam, the Army experienced a rapid drawdown in forces and a significant
decrease in budget. From the mid-1970s to the mid-1980s, the Army re-focused itself on fighting
the Soviet Union on the plains of Central Europe. The Army's operational doctrine made
significant changes during this period, resulting in the 1986 FM 100-5 Operations and Air-Land
Battle doctrine. As part of this doctrinal shift, SF missions evolved to focus less on UW and
more on their part of Air-Land Battle doctrine – primarily special reconnaissance and direct
action missions to assist in shaping the deep battle. The application of UW skills was primarily
through FID and support to COIN in countries such as El Salvador. In addition, during the post-
Vietnam era, the need for special military units to combat terrorism resulted in its addition as one
instrumental in the evolution of SOF. Lessons learned from Desert One, the aborted mission to
rescue U.S. hostages from the American Embassy in Iran (1980), and Operation Urgent Fury, the
U.S. invasion of Grenada (1983), resulted in military and congressional initiatives to build a more
effective joint special operations capability. In 1986, Senators William Cohen and Sam Nunn
Amendment created the United States Special Operations Command (USSOCOM) and the Office
of the Assistant Secretary of Defense for Special Operations and Low-Intensity Conflict
                                                 18
(OASD[SOLIC]).49 Although not directly a result of the Cohen-Nunn Amendment, on 9 April
The Gulf War was a watershed event in the evolution of Special Forces. Operations in
Southwest Asia truly mark the end of the Cold War era and the beginning of a new era of special
operations. Operation Desert Storm was fought as a coalition, but primarily in a conventional
manner. Special Forces played a crucial new role as coalition support teams (CSTs) to the
Islamic coalition forces from Saudi Arabia, Egypt, Syria, Oman, Morocco, Bahrain, the United
Arab Emirates, Kuwait, and Qatar.51 The 5th Special Forces Group and elements of the 3rd
Special Forces Group provided training for these units as well as liaison with the United States
across the border with limited success. The use of Special Forces as CSTs demonstrated yet
another application of their flexible skills and marked a transition point for SF to begin returning
The most recent doctrine for Army Special Forces, FM 3-05.20 Special Forces Operations,
states that SF is organized, trained, and equipped for seven principal missions: unconventional
warfare (UW), foreign internal defense (FID), direct action (DA), special reconnaissance (SR),
addition to the primary missions, SF doctrine lists several collateral activities in which they may
participate, including coalition support, combat search and rescue (CSAR), counterdrug (CD),
        49
            Susan L. Marquis, Unconventional Warfare: Rebuilding U.S. Special Operations Forces
(Washington, D.C.: Brookings Institution Press, 1997), 69-147.
         50
            Lawrence P. Crocker, Army Officer's Guide – 45th Edition (Harrisburg, Pa.: Stackpole Books,
1990), 506. Authorized by the Secretary of the Army on 9 April 1987 and made official by General Order
number 35 on 19 June 1987
         51
            United States Department of Defense, Conduct of the Persian Gulf War, Final Report to
Congress (Washington, D.C.: USDOD, 1992); cited in Thomas K. Adams, US Special Operations Forces
in Action: The Challenge of Unconventional Warfare (London: Frank Cass Publishers, 1998), 238.
                                                   19
humanitarian demining (HD), foreign humanitarian assistance (HA), security assistance (SA), and
special activities.52
There are currently five active-duty and two National Guard Special Forces Groups (SFGs).
The active duty groups are the 1st, 3rd, 5th, 7th, and 10th and the National Guard groups are the
19th and 20th. The active duty groups are regionally oriented along similar lines with the
geographic unified commands. 1st SFG operates in the Pacific Command (PACOM) area of
responsibility (AOR), 5th SFG in the Central Command (CENTCOM) AOR, 7th SFG in the
Southern Command (SOUTHCOM) AOR, and 10th SFG in the European Command (EUCOM)
AOR. 3rd SFG operates across regional commands, primarily in the EUCOM and CENTCOM
AORs. However, the recent QDR calls for changes in regional alignment of SOF to account for
activities in any environment across the spectrum of conflict. The SFG is commanded by a
organization. The SFG has a headquarters and headquarters company (HHC), group support
company (GSC), and three SF battalions (See Appendix B – Special Forces Organization). The
GSC provides the intelligence, signal, and combat service support (CSS) to the SFG. 54 When
augmented, the SFG can operate as a Joint Special Operations Task Force (JSOTF) headquarters.
(also known as the SFODC), a Battalion Support Company (BSC), and three SF companies. The
SF battalion plans, conducts, and supports special operations activities and is responsible for
         52
           Department of the Army, Field Manual 3-05.20, Special Forces Operations (Washington, D.C.:
Headquarters, Department of the Army, 2001), 2-1. See Appendix A for explanation of Special Forces
missions and collateral activities.
        53
           Rumsfeld, Quadrennial Defense Review Report, 27.
        54
           Field Manual 3-05.20, Special Forces Operations, 3-1 to 3-10. See Appendix B – Special
Forces Organization.
                                                 20
SFODAs. When augmented, the SFODC can function as the headquarters for an Army Special
The SF company consists of a Company Headquarters (SFODB) and six SFODAs. Its
primary purpose is command and control (C2) and may serve as an advanced operational base
(AOB), a special operations command and control element (SOCCE), an isolation facility
commander, executive officer (XO), operations warrant officer, sergeant major, operations
sergeant, assistant operations sergeant, supply sergeant, medical sergeant, and two
communications sergeants. Many of the SFODB functions require augmentation from one of the
SFODAs or external assets in order to adequately conduct its mission for a sustained duration. 57
The SFODA is the most basic organizational element in SF. Designed specifically to conduct
UW, it has changed very little since 1952. The SFODA consists of twelve men commanded by a
captain, which include: detachment commander, assistant detachment commander (SF warrant
officer), operations sergeant, assistant operations sergeant, two weapons sergeants, two engineer
sergeants, two medical sergeants, and two communications sergeants. The SFODA is designed to
operate in two six-man teams of nearly equal composition. By table of organization and
equipment (TOE), each SF battalion has one SFODA trained in underwater operations (UWO)
and one SFODA trained in military free-fall parachuting (MFFP). All SFODAs typically
specialize in some particular method of infiltration or type of operation, such as Special Forces
        55
           Ibid., 3-17.
        56
           Ibid., 3-25 to 3-26.
        57
           Field Manual 3-05.20, Special Forces Operations, 3-26.
        58
           Ibid., 3-29.
                                                  21
    Since the end of the Gulf War, Special Operations Forces have conducted extensive
deployments outside the continental United States (OCONUS). They have proven to be the force
of choice in many instances to deal with the post-Cold War security environment. In the Joint
Force Quarterly article "Special Operations Forces in Peacetime," John Collins reported that
Army Special Forces spent 53,555 man-weeks in 129 countries OCONUS in Fiscal Year 1998
include Northern Iraq, Somalia, Haiti, Bosnia, Kosovo, counterdrug operations in Columbia, and
Operation Enduring Freedom in Afghanistan. A more thorough analysis of the decade since the
Gulf War and the major U.S. military operations will show how the environment has changed and
        59
           John M. Collins, "Special Operations Forces in Peacetime," Joint Forces Quarterly, no. 21
(Spring 1999): 61.
                                                   22
                                              CHAPTER 3
The decade since the end of the Gulf War has been called a "strategic pause."61 During this
time, the United States has faced no peer competitor as it did with the Soviet Union before the fall
of the Berlin Wall. Although operationally busy with peacekeeping operations, humanitarian
assistance, and other stability and support operations, no significant threat challenged the United
States' national security or vital interests.62 Consequently, the Army focused on downsizing and
transforming to prepare for an uncertain future threat. The terrorist attack on 11 September 2001
was an alarming wake-up call to the U.S. about the threats we face now and in the future. That
The contemporary operational environment (COE) refers to the complex global environment
the United States faces today. It is more than just the forces that pose a direct security threat to
the United States. The COE is a global system of systems, comprising of numerous variables that
interact to create intertwined national, political, economic, social, spiritual, cultural, and military
interests, challenges, and threats. It is the environment that resulted from rapid advances in
         60
            Combined Arms Center Threat Support Directorate, White Paper: Capturing the Operational
Environment (Fort Leavenworth, Kans.: United States Army Training and Doctrine Command, 2000).
         61
            Robert H. Scales, Jr. Future Warfare Anthology (Carlisle Barracks, Pa.: United States Army
War College, 2000), 148.
         62
            Department of the Army, Field Manual 3-0, Operations (Washington, D.C.: Government
Printing Office, 2001), 1-15 to 1-16. " Stability operations promote and protect US national interests by
influencing the threat, political, and information dimensions of the operational environment through a
combination of peacetime developmental, cooperative activities and coercive actions in response to crisis.
Support operations employ Army forces to assist civil authorities, foreign or domestic, as they prepare for
or respond to crisis relieve suffering."
                                                     23
technology, the shift in power created by the collapse of the Soviet Union, traditional cultural,
religious, and ethnic rivalries, economic interdependence, and the complex dynamics of a single
global super-power.
The purpose of this chapter is to describe the COE in order to derive requirements for the
future Special Forces organizational structure. To this end, this chapter first analyzes recent
literature describing the COE. To chart the operational realities of the changing environment, this
chapter also describes and analyzes major Special Forces operations since the end of the Gulf
War. This shows that SF missions have evolved over the past decade to meet evolving
operational requirements.
The description of characteristics and trends of the COE come primarily from three sources:
The United States Commission on National Security/21st Century Phase I Report – New World
Coming: American Security in the 21st Century (1999); the United States Army Training and
Doctrine Command (TRADOC) White Paper: Capturing the Operational Environment (2000);
and the United States Department of Defense Quadrennial Defense Review Report (2001).63
These three documents provide perspective of the COE from the Clinton administration (1999),
the Army (2000), and the Bush administration (2001). The recent Quadrennial Defense Review
(QDR) is used as the framework for discussion in this paper. Comparison of the three documents
shows there are no significant changes in the United States' view of the national security
environment from 1999 to 2001. The difference for the 2001 QDR is the predictions of the
previous two documents (i.e. potential attack within the U.S. homeland) had already come to
fruition.
The U.S. Army Training and Doctrine Command (TRADOC) recently published the draft
version of its new opposing force (OPFOR) doctrine. In it, TRADOC has developed a
            63
           Rumsfeld, Quadrennial Defense Review Report. Gary Hart and Warren B. Rudman, New World
Coming: American Security in the 21st Century (Washington, D.C.: The United States Commission on
National Security/21st Century, 1999). Combined Arms Center Threat Support Directorate, White Paper:
Capturing the Operational Environment (Fort Leavenworth, Kans.: United States Army Training and
                                                 24
contemporary OPFOR based on a generic nation-state and incorporates the multitude of
contemporary threats and other actors that the U.S. military will face in today's complex world
environment. This emerging doctrine calls the complex world environment the contemporary
operating environment (COE). The recent draft FM 7-100, OPFOR: Opposing Force Doctrinal
Framework and Strategy divides the elements influencing the COE into nation-state and non-
nation actors.64 Nation-states include "core states, transition states, rogue states, and failed or
failing states."65 Non-nation actors "include rogue actors, third-party actors, the media, and
refugees and other civilians on the battlefield, including international humanitarian relief
agencies."66
Characteristics
In The Lexus and the Olive Tree, Thomas L. Friedman calls today's complex international
between the United States and the Soviet Union defined the Cold War system. The collapse of
the Soviet Union and the breaking down of the international barriers imposed by the Cold War
system is re-shaping the world. The Cold War system characterized by "the division of countries
into enduring and ideologically defined geopolitical blocs, has become more fluid and
                                                  25
unpredictable."68 This change has opened travel, communication, and commerce between
countries that were rivals in the previous system. 69 Friedman defines globalization as
Globalization is shaped by rapid advances in technology such as the internet, cellular phones,
satellite communications, and fiber optics that allow rapid communication and have exponentially
increased the rate of change, innovation, and commerce. These technologies allow information to
flow to the farthest reaches of the world instantaneously. Companies are able to manage business
ventures and investments effectively from remote places. The media is capable of near real-time
reporting of critical events as they occur even in the most remote places such as Kandahar,
Afghanistan. The military is capable of precision strikes with here-to-fore unheard of sensor-to-
shooter integration.
world's population lives in urban areas. "The UN [United Nations] projects that by 2025, sixty
percent of the world's population (5 billion people) will live in urban areas."71 The likelihood of
future military operations in urban areas is very high. Future threats will likely seek the sanctuary
of urban areas to mitigate the U.S. technological advantage and increase the threat of collateral
A critical aspect of the COE is the global balance of power. The United States is the
unrivaled, sole super-power in the world and has the ability to alter the balance of power in any
        68
           Rumsfeld, 3.
        69
           Friedman, 1-16.
        70
           Ibid., 9.
        71
           Paul K. Van Riper, "A Concept for Future Military Operations on Urbanized Terrain," Marine
Corps Gazette 81, no. 4 (October 1987), A-1; quoted in Lester Grau and Jacob Kipp, "Urban Combat:
Confronting the Specter," Military Review LXXXIX, no. 3 (July-August 1999), 10-11.
                                                  26
United States are broad and multi-faceted. A complex balance of power exists between the U.S.
and other nation-states, the global marketplace, and non-state actors.72 "The United States will
economically and militarily). [Although] nation-states are still [the] dominant actors…some
environmental actors [are challenging] existing power structures without regard for tradition."73
Trends
The recent Quadrennial Defense Review divides the trends that effect the global security
environment into two major categories: key geopolitical trends and key military-technical trends.
These ten trends show threats and opportunities that will shape the U.S. strategy now and into the
future.
The recent terrorist event proved that the United States is no longer immune to threats within
its borders. The geographic protection it once enjoyed (or at least perceived) no longer exists.
          72
             Friedman, 13.
          73
             Combined Arms Center Threat Support Directorate, 6.
          74
             Rumsfeld, 3-7.
                                                    27
Economic globalization has increased travel and trade, consequently making America more
vulnerable to infiltration and attack by asymmetric means. In addition, the threat of ballistic
missile attack from rogue states and weapons of mass destruction (WMD) attacks from non-state
actors hostile to the U.S. continues to rise. Many of the hostile entities seek to acquire CBRNE
Recent operations in Afghanistan highlight the diverse sources and locations of conflict the
U.S. will face in the future. Afghanistan presented the U.S. a variety of operational challenges.
Its physical location made it difficult to reach by carrier-based aircraft and the limited airfields in
friendly or allied countries. Its rugged, mountainous terrain, caves, harsh climates, and urban
areas posed challenging conditions for U.S. soldiers to operate. Initially, the Taliban operated in
urban areas, using the threat of collateral damage for protection. Later, after coalition bombing
efforts took their toll, they abandoned their efforts and fled to the rugged mountainous regions
where they could melt into the tribal population. Al Qaeda forces hid amongst the labyrinth of
natural and man-made tunnels along the Pakistan-Afghanistan border. Conditions in Afghanistan
do not provide a prescription to model future military capabilities; rather, Afghanistan provides a
good example of the complex environments that U.S. forces could face in the future.
Although the U.S. does not expect a peer competitor in the near future, there is a significant
potential for regional powers to threaten critical U.S. interests. Areas of particular concern in the
QDR are the Middle East and Asia.76 These regions are fraught with instability from religious
differences, traditional ethnic rivalries, and critical resources such as water and oil. Much of this
region is fragmented along tribal, ethnic, and religious lines. The 1999 Hart-Rudman
Commission report predicted that fossil fuel will remain the primary energy source in the
        75
             Rumsfeld, 4. Hart and Rudman, 4. Combined Arms Center Threat Support Directorate, 7-15.
        76
             Rumsfeld, 4.
                                                   28
foreseeable future, and oil from the Middle East and Central Asia are critical resources that will
The fight against terrorism will take military operations into traditional areas of U.S. national
interest, but also into areas previously of little concern and likelihood of action. The ability of
terrorist organizations to train, sustain, plan, and operate in remote and unstable regions poses a
clear threat now. Until 11 September 2001, the deplorable conditions in Afghanistan under the
rule of the Taliban regime were not of significant enough interest for the U.S. to conduct military
operations in that region. The effects of globalization – technology, freedom of travel, and
effectively from remote regions, while financing, training, recruiting, supporting, and conducting
The United States faces a significant threat to its national interests and security from regions
with weak, failing, and failed states.78 Many states are unable to provide the political, economic,
and social infrastructure needed in the rapidly changing world. Such states willingly or
unwillingly provide sanctuary and support for international terrorist and crime organizations.
These states provide organizations such as Al Qaeda, a radical fundamentalist Islamic terrorist
organization, the ability to gain and project asymmetric power globally. Such states are also a
greenhouse for traditional religious and ethnic conflicts to grow, with consequences spilling
across borders and around the world. As a world leader and the sole superpower, the U.S. faces a
changing threat and definition of national interests, which may include a moral obligation to
The core elements of the nature of conflict have not changed in the COE – it is still brutal,
bloody, and ugly. However, the mode of conflict is changing in response to the environment.
Martin van Crevald, a historian at the Hebrew University in Jerusalem, provides an interesting
        77
             Hart and Rudman, 5.
        78
             Rumsfeld, 5.
                                                  29
analysis of contemporary war in his 1991 book The Transformation of War.79 In it, he looks at
the nature of conflicts since 1945 and finds that nuclear power has been of little consequence and
conventional warfare insignificant, relative to the number of conflicts since World War II. What
was significant during this period (1945 – 1990) were low intensity conflicts.
    Since 1945 there have been perhaps 160 armed conflicts around the world, more if we
    include struggles like that of the French against Corsican separatists and the Spanish against
    the Basques. Of those, perhaps three quarters have been of the so-called 'low-intensity'
    variety (the term itself first appeared during the 1980s, but it aptly describes many previous
    wars as well). The principle characteristics of low-intensity conflict (LIC) are as follows:
    First, they tend to unfold in 'less developed' parts of the world; the small-scale armed
    conflicts which do take place in 'developed' countries are usually known under a variety of
    other names, such as 'terrorism,' 'police work,' or—in the case of Northern Ireland–'troubles.'
    Second, very rarely do they involve regular armies on both sides, though often it is a question
    of regulars on one side fighting guerrillas, terrorists, and even civilians, including women and
    children, on the other. Third, most LICs do not rely primarily on the high-technology
    collective weapons that are the pride and joy of any modern armed force. Excluded from
    them are the aircraft and the tanks, the missiles and the heavy artillery, as well as many other
    devices so complicated as to be known only by their acronyms.80
Not only have LICs been more prevalent, they have been bloodier, claiming millions more lives
than the conventional conflicts, and the results of many have been conclusive. 81 Ten years later,
van Crevald's analysis may have proven to be fairly accurate. The number of LICs has increased
while the occurrence and likelihood of conventional war has decreased. The Gulf War probably
decreased the likelihood of conventional war by demonstrating to the world the United State's
overwhelming conventional warfare capability. 82 In this respect, the U.S. has dictated the mode
of future conflict in the near term by forcing the rest of the world (at least potential adversaries) to
        79
            Martin van Crevald, The Transformation of War (New York: The Free Press, 1991).
        80
            Ibid., 20.
         81
            Ibid., 20-21.
         82
            The Gulf War reduced the likelihood of conventional war more than if it did not happen. Had
the Gulf War not happened, the U.S. would have remained wedded to the doctrine and capabilities of the
Cold War, where the U.S. was designed to fight the Soviet system. During the Gulf War, the world saw the
awesome demonstration of U.S. military capability, technology, and might, thus the potential of
conventional confrontation has been deterred. Major Rob Forte, lecture discussion at the School of
Advanced Military Studies, 4 January 2002. The U.S. has a very robust asymmetric warfare capability as
well. Whether the U.S. has the political will to fully employ this capability remains unanswered.
                                                  30
    Future adversaries of the United States (in the near to mid-term) will likely use asymmetric
methods to accomplish their objectives. Asymmetric warfare is the most daunting trend in the
COE because it seeks advantage in unexpected areas using unexpected means.83 Knowing that
the U.S. has maintained a technologically superior force, adversaries will continue to seek ways
to attack U.S. vulnerabilities and mitigate its strengths. In Kosovo, Serbian ground forces
negated the effects of Allied reconnaissance and precision bombing by dispersing forces and
using decoys where real ground weapon systems had previously been. Al Qaeda terrorists flew
U.S. commercial Boeing 767 aircraft into the World Trade Center towers using suicide pilots that
had lived and trained in the United States. These terrorists effectively leveraged western
democratic freedoms and its open society, including immigration laws and educational
opportunities in conjunction with security vulnerabilities in the airline industry to create mass
This is the environment the U.S. must adapt its military forces, including SOF, to work in.
    Since the symbolic fall of the Berlin Wall, SOF have had to perform a variety of missions
    that fall under the category of 'Operations Other Than War.' At one time, these operations
    were considered extraordinary, but in the 1990s, operations other than war had become the
    norm. For example, in its first 40 years, the UN conducted only 13 such operations, but in
    the years from 1988 to 1994, the number of peace operations more than doubled. Although
    peace operations were not new to the 1990s, what was unprecedented were the numbers,
    pace, scope, and complexity of recent operations…SOF have participated in these types of
    operations, often as the lead military organization. Such capabilities as cultural and language
        83
            The following definition of asymmetric warfare was collectively developed during the School of
Advanced Military Studies Asymmetric Warfare Elective (January 2002): Asymmetric warfare is the
deliberate application of power using different, disproportionate and adaptive ways and means that is
oriented by a continuous assessment of the opponent's vulnerabilities and not easily countered without a
significant reorganization or redistribution of means in order to accomplish a specific aim.
         84
            John Arquilla and David Ronfeldt, eds., Networks and Netwars: The Future of Terror, Crime,
and Militancy (Santa Monica, Calif.: Rand, 2001); online at http://www.rand.org/publications/MR/
MR1382/.
                                                   31
    familiarity, warrior-diplomat skills, and maturity and professionalism made SOF an ideal
    force for these operations.85
From the end of the Gulf War, beginning with Operation Provide Comfort in Northern Iraq
up to the time of this writing, Special Forces missions have shown a trend of migration back to its
UW roots. The post-Cold War environment has provided numerous opportunities and challenges
for unconventional warfare skills to be applied around the globe. These operations typically start
as distinctly humanitarian assistance, foreign internal defense, or peacekeeping operations, but the
complexity and evolutionary nature of these operations made SF the appropriate enabling force
for the situation. Later operations, such as the ongoing missions in Bosnia and Kosovo and the
operations in the Afghanistan region are even more unconventional in nature. In fact, the recent
operations with the Northern Alliance in Afghanistan may be the closest thing to doctrinal UW
Almost immediately following the ground war against Iraq in 1991, elements of the 10th
Special Forces Group were deployed to conduct foreign humanitarian assistance operations
(FHAO) in Northern Iraq. The Kurdish population in that region had risen in rebellion against the
Iraqi government, fueled by nationalism, coalition rhetoric, and results of the ground war.
Following the cease-fire, Iraqi forces viciously subdued the uprising, causing the Kurds to flee
into the mountains of Northern Iraq along the Turkish and Iranian borders. 1st Battalion, 10th
Special Forces Group was already familiar with the Northern Iraq region from the combat search
and rescue (CSAR) missions it had conducted in support of the Gulf War. They were quickly
inserted into the region as the lead element of a combined task force with the mission of
stabilizing the dire humanitarian emergency situation by establishing refugee camps and
managing the initial life-saving logistics effort in a protected zone vicinity Zakho, Iraq. Although
        85
           United States Special Operations Command (USSOCOM) History and Research Office, United
States Special Operations Command – History (MacDill Air Force Base, Fla.: USSOCOM, 1998), 56-57.
                                                32
the purpose of the mission was humanitarian assistance, the nature of the operation was clearly
unconventional warfare.86
    We treated this like a UW operation. We used all of our skills and techniques associated with
    UW to accomplish the mission. We assessed, made contact with [unknown indigenous
    personnel] and built rapport. We organized an indigenous populace into a hierarchical
    organization that could very easily become a military unit. We identified key leaders and
    skilled personnel...We also identified other skilled men in the populace who could be trained
    to operate radios, become medics, etc.87
The mission was volatile and dangerous dealing with armed factions within the Kurdish
served in Operation Provide Comfort indicate that there were no operational shortcomings due to
the SFODA structure, although mission-specific augmentation was required (linguists, female
doctors/nurses).89
Special Forces were involved in three phases of the military operations in Somalia that
spanned from August 1992 to March 1994. These operations included UNOSOM (United
Nations Operations Somalia) I, a humanitarian assistance mission, UNITAF (United Task Force),
a broader humanitarian assistance mission that included limited military action, and UNOSOM
II, that involved active combat and nation building. 90 During UNOSOM I (Operation Provide
Relief), elements of 2nd Battalion, 5th Special Forces Group supported relief flights coming out
of Kenya with an "airborne reaction force" as well as conducting area assessments on the ground
in Somalia. After deploying into Somalia in December 1992 to support UNITAF (Operation
Restore Hope), SF soldiers continued operating in remote areas, making contact with the
        86
            Jeff Goble, Provide Comfort Experience, personal email, 23 January 2002. William H. Shaw,
Operation Provide Comfort – Northern Iraq Experience, personal email, 4 February 2002.
         87
            Goble, 23 January 2002.
         88
            Adams, 244-248.
         89
            Goble, 23 January 2002; Shaw, 4 February 2002.
         90
            Kenneth Allard, Somalia Operations: Lessons Learned (Washington, D.C.: National Defense
University Press, 1995), 13-14; United Nations Department of Public Information, Somalia – UNOSOM I
(United Nations, 1997). The first two operations in Somalia are also known as UNOSOM I. UNITAF is
also known as Operation Restore Hope.
                                                  33
indigenous population and leaders, gathering intelligence in support of force protection measures,
In September 1994, elements of 3rd Special Forces Group were inserted into the Haitian
countryside as part of U.S. conventional and United Nations peacekeeping operations to restore
democratic rule and stability to Haiti (Operation Uphold Democracy and United Nations Mission
in Haiti [UNMIH]). Initially the operation was planned as a forced entry operation to remove the
ruling junta from power and return the democratically elected Jean-Bertrand Aristide to rule the
country. The last-minute change of heart by the ruling junta allowed a peaceful entry of forces
and rapidly changed the context of the operation. The SF missions were assistance to the local
government, disarmament of the Forces Armee de Haiti (FAd'H), and coalition support. The
SFODAs operated in remote areas of the countryside, conducting a multitude of tasks varying
teams essentially moved into areas devoid of effective governmental infrastructure and facilitated
the stabilization of power and rebuilding of essential governmental functions. Although not
specifically trained "to midwife village politics in a Third World nation," the nature of these
missions were ideally suited for SF's skills – language abilities, regional expertise, inter-personal
environments. 92
Another ongoing SF mission that developed in the 1990s was support to the African Crisis
Response Initiative (ACRI). As a result of horrific atrocities and genocide in Rwanda in 1994
and similar unrest in other African countries, the U.S. State Department and Department of
Defense worked together to develop a plan to train African peacekeeping troops. Battalion-sized
        91
            USSOCOM, United States Special Operations Command – History, 43-45.
        92
            Ibid., 276. Steve Meddaugh, Commander, C Company, 2d Battalion, 3d Special Forces Group
in Haiti from 15 July 1995 to 29 October 1995., interview by author, 23 January 2002, tape recording,
Command and General Staff College, Fort Leavenworth, Kans.
                                                  34
units from several African nations have been trained by U.S. SOF, with a large proportion of the
The largest ongoing SF missions until September 2001 were those missions in support of
peace enforcement and peacekeeping operations in the Balkans. On the ground in Bosnia, the SF
missions and task organization have gone through several evolutions since they began in late
1995 as part of Operation Joint Endeavor. Operation Joint Endeavor was the North Atlantic
Treaty Organization (NATO) operation to implement the provisions of the Dayton Peace Accords
and the accompanying Military Technical Agreement. During Joint Endeaver, SF's primary
mission was to support the coordination of foreign military forces with the NATO operation.
These liaison coordination elements (LCEs) operated much like the coalition support teams
(CSTs) during Operation Desert Storm, facilitating communications, command and control,
liaison, as well as coordinating close air support, fires, and medical evacuation as necessary. The
SF missions scaled down over time as the NATO operation transitioned to Operation Joint Guard
during Operation Joint Guard. SFODAs established semi-permanent outposts where they could
establish and maintain contact with the local factions in order to provide ground truth information
to the chain of command. 94 Both the LCE and JCO missions emphasize the UW characteristics of
SF that make them ideally suited for these missions – language skills, interpersonal
hostile environment. The JCO mission shows a distinct evolution in the application of these
The ongoing Special Forces missions in Kosovo as part of Operation Joint Guardian are very
similar to those in Bosnia. In Kosovo, Special Forces are also conducting LCE and JCO
        93
             USSOCOM, United States Special Operations Command – History, 60.
        94
             Ibid., 53-56.
                                                 35
missions. The nature of the environment in Kosovo is somewhat different than in Bosnia, though.
In Bosnia, the missions were dealing with separation of warring factions. However, in Kosovo,
the Kosovo Liberation Army (KLA) is an insurgency, which provides different challenges and
the terrorist attacks on 11 September 2001, the United States deployed to the Afghanistan region
and began operations to destroy the Al Qaeda terrorist network operating there and to remove the
illegitimate Taliban government of Afghanistan that provided sanctuary and support to Al Qaeda.
The U.S. inserted SFODAs into Afghanistan to linkup with Taliban opposition forces
(collectively referred to as the Northern Alliance) beginning in October 2001. These SFODAs
advised and assisted the opposition forces as well as coordinated U.S. air attacks against Taliban
and eventually Al Qaeda forces. U.S. Secretary of Defense Donald Rumsfeld heaped praise on
the SF soldiers' initiative and flexibility in accomplishing their mission, using photos of SF
soldiers riding on horses with opposition forces as an example of their ability to adapt to the
austere and ambiguous environment. The rapid advance of the Northern Alliance against the
Taliban shows the tremendous asymmetry created by a small element capable of synergistically
linking low-tech opposition ground forces with overwhelming U.S. air power technology (i.e.
A significant trend in SF operations in the past decade is the joint, multinational, and
interagency (J/MN/IA) nature of all of these operations. SF is part of the inherently multi-service
SOF community will always work in a joint context. Although SF can operate unilaterally, the
capability and skills most often used is their ability to work with personnel and military forces
from foreign countries. The ability to network SOF capabilities with other government agencies
has also proven critical in developing operational synergy and desired effects in situations that do
not clearly fall in one department's purview. The most recent operations against terrorism show
                                                 36
an even greater interagency effort, with Central Intelligence Agency (CIA) personnel working
directly with SF personnel in some cases. Operation Anaconda, the operation in eastern
Afghanistan to capture or kill a pocket of regrouping Al Qaeda, showed the close integration of
Recent operations have shown the value of SF in supporting intelligence collection efforts.
The ability to build rapport and operate amongst the indigenous population has enabled SF to
provide important human intelligence to support force protection, SOF intelligence requirements,
and joint force intelligence requirements. Language skills and regional expertise continue to be
Operations in the past decade have continued to place a high demand on SF medical expertise
to support operations. SF medics have always been in high demand, but the nature of recent
operations has increased their significance even further. During Operation Provide Comfort,
male SF medics were not sufficient to meet the operational requirements within cultural
constraints. Female doctors and nurses were required to augment SFODAs to care and treat the
Analysis of the COE, recent operations, and the nature of ongoing operations provide the
foundation for identifying potential changes required in the Special Forces organization. The
COE is influencing the nature of U.S. military activity and operations. Recent operations show
the U.S. is turning to SOF at an increasing rate, largely due to their UW capability. The number
of sustained special operations missions is increasing, and will likely continue to increase in
support of the global fight against terrorism. Another special operations contingent deployed in
        95
           Vernon Loeb and Bradley Graham, "Seven U.S. Soldiers Die in Battle," Washington Post, 5
March 2002. Online: http://www.washingtonpost.com/wp-dyn/articles/A38477-2002Mar4.html. " Senior
Pentagon officials said between 800 and 900 American troops, leading a 2,000-man allied force that
included Afghans and troops from at least six other Western countries, were attacking al Qaeda fighters in
pockets across the region…[including] troops from the Army's 101st Airborne and 10th Mountain
divisions…[and] several hundred special operations soldiers from Australia, Canada, Denmark, France,
                                                    37
operations against the Islamic terrorist organization, Abu Sayyaf. Other mission to fight the war
on terrorism in places like Yemen, Somalia, and the former Soviet Republic of Georgia are
developing as this paper is written. These will add to the ongoing special operations mission in
Bosnia, Kosovo, Kuwait, Afghanistan, and Columbia, which are all employing sizable SF
                                                38
                                             CHAPTER 4
The COE is influencing change in the SF organization directly and indirectly. The direct
influences are from the increased demand for HUMINT and increased availability and use of
information technologies. The increase in the number and scope of special operations in military
operations in the COE is indirectly influencing the organization. This chapter discusses changes
in the SF structure in the following categories: personnel, command and control (C2), combat
support (CS), and combat service support (CSS). This chapter also recommends three potential
Analysis
A review of the Vietnam era changes shows that the operational environment during that
period had a similar effect on the SF organizational structure. The operational environment
during the Vietnam era was similar to today in that there was a surge in the use of SF and their
UW skills. During Vietnam, as now, SF was not used for UW in the traditional sense of the
mission—organizing guerrillas or partisans behind enemy lines. However, the nature of the
operations each require SF's ability to teach, train, advise, and organize indigenous personnel.
The result of this increased emphasis on SF during the 1960s was rapid growth and change in the
organizational structure. (See Appendix B – Special Forces Organization for diagrams of the
SFG structures.) From 1961 to 1965, a signal company and aviation company were added, and
        96
             USASOC, Objective Force Concept and Wargame Results – Initial Report (DRAFT) , 3-4.
                                                  39
by 1969 the SFG had an entire support battalion. During the same timeframe, the command and
control structures grew to include battalion level organizations. The number of SFODAs actually
reduced from forty-eight in 1961 and 1965 to forty-five in 1969, but later increased to fifty-four
in 1974 and remains until now (see Table 2 – Total SF Operational Detachments). It is
reasonable to deduce that the number and scope of operations thus had a significant impact on the
With the war on terrorism the operations tempo (OPTEMPO) for special mission units
(SMUs) with specific counter-terrorism (CT) capabilities has increased significantly. However,
their size limits the number of operations that they can physically handle. With this, the SF
community as a whole will likely increase the number of CT missions it conducts. Due to the
classified nature of SMU organization and operations, this analysis and recommendations does
not discuss specific details or requirements for these types of operations. However, it is clear that
the additional missions for regular SF units for CT will increase their OPTEMPO and many of the
The number and scope of special operations being conducted today in the COE is having a
similar affect on the current SF support organization as it did in Vietnam (see Table 3 – Group
Support Assets). The increase in number of special operations is probably having the single
        97
             FM 31-21, 1961, 19-20. FM 31-21, 1965, 19-32. FM 31-21, 1969, 2-2 to 2-25. FM 31-21, 1974,
                                                   40
greatest impact on the SF organizational structure. The size and number of sustained special
operations missions has increased throughout the 1990s and has dramatically increased to support
C2, CS, and CSS assets. Unlike Vietnam, which was conducted in a single theater of operation,
the global war on terrorism will be conducted in multiple theaters, requiring potentially greater
supporting assets.
2-1 to 2-16. FM 31-21, 1981, 3-2 to 3-9. FM 31-21, 1990, 4-1 to 4-16. FM 31-21, 2001,3-1 to 3-28.
         98
            Ibid. The Chemical Detachments are USASFC assets attached to the SFG.
                                                   41
    The SOF support structure above SFG level is not designed to support multiple sustained
operations. Within the Army SOF organization, the 528th Special Operations Support Battalion
and the 112th Signal Battalion are only designed and equipped to support two joint special
operations task forces (JSOTFs) simultaneously. 99 The SFGs are not manned and equipped to
function as a JSOTF without this external augmentation for SOF-specific signal and support
capabilities.
It is questionable how long the current force structure can cycle forces through the number of
missions that are ongoing without breaking the force. The scope of many missions in the COE
requires a SFODB or larger element, and these require augmentation from battalion and group for
signal and intelligence assets. The deployment of SF units must account for a traditional system
to refit, train, and prepare for future operations as well as the myriad of smaller peacetime SF
missions that support regional theater engagement plans. Shortcomings in the current C2, CS,
and CSS structure prohibit multiple sustained special operations on the scale required for the near
future without a significant detrimental affect on the organization. 100 In order to continue, or
increase, these sustained special operations in the COE, the C2, CS, and CSS structures will have
to grow to support the operational detachments. Increases in these assets are required at the
company, battalion, and group levels to be deployable and operate effectively in a joint,
          99
             "The mission of the ARSOF Signal Battalion (A) is to provide operational and tactical
communications support to JSOTF commanders in support of geographical CINCs’ deliberate plans and
crisis action operations in up to two theaters simultaneously." Additionally, there is a Joint
Communications Support Element (JCSE) at MacDill Air Force Base (AFB), Florida with the primary
mission is of providing communications support for two simultaneously deployed JTFs and two JSOTFs.
Department of the Army, FM 3-05.10.1, Army Special Operations Forces Command, Control,
Communications, and Computers (Washington, D.C.: Government Printing Office, June 2000), 3-1 to 3-2.
          100
              During Operation Joint Endeavor, December 1995 to December 1996, 10th SFG rotated
battalions to Bosnia. This essentially consumed the entire group. One battalion was preparing for Bosnia,
one battalion conducting the mission, and one battalion refitting from their rotation. With other missions
and requirements continuing during this period, the sustained operations in Bosnia had a detrimental impact
on 10th SFG's ability to train and prepare for other missions. Sustained special operations in Haiti, Bosnia,
and Kuwait show the difficulty of one SFG maintaining the mission. In each of these missions, other
groups (with other regional orientation) eventually took over some/all the missions requirements.
                                                     42
Personnel
Increased emphasis on HUMINT and information technologies will affect personnel, training,
and organizational structure. Technology has certainly not rendered human intelligence
(HUMINT) obsolete. Recent operations show the need for HUMINT to fill intelligence
collection gaps that electronic sensors cannot fill. SF can provide critical HUMINT to support
the information superiority required for full spectrum dominance envisioned in Joint Vision
decreases, SF will play an increasing role in theater engagement strategies. It is evident that the
U.S. may need to respond to threats anywhere in the world. SF can provide the military an
economy of force with the appropriate skills to engage the remote regions of the world and
The SF force structure needs to increase its HUMINT capability at all levels, from Group
down to the SFODA. This will support requirements for force protection as well as SOF and
are needed at the SFODA and SFODB levels to accommodate this requirement. SF is
considering allowing females in its force structure to accommodate this requirement. 102 In many
regions of the world, male-female interaction is publicly limited or forbidden, creating a segment
of population that is inaccessible to the average, male SF soldier. Although female operators will
create some unique challenges, it is imperative that SF address these challenges in order to
provide the HUMINT required. Regional expertise and language skills will continue to be an
imperative to enable SF to integrate and operate with indigenous personnel. These skills also
enable SF to provide HUMINT. SF needs to seek new and innovative ways to train its operators
and develop or acquire this regional expertise. SF also needs to consider alternative methods to
recruit personnel with unique expertise and language skills in a particular region of the world.
        101
              Shelton, 6-10.
        102
              USASOC, Objective Force Concept and Wargame Results – Initial Report (DRAFT), 11.
                                                  43
    The increasing use and dependence on information technologies throughout the military is
another area that is dictating change within the SF force structure. Personnel at every level, from
SFODA to Group, are needed to operate the myriad of computers and electronic devices used to
reconnaissance (C4ISR). At a minimum, this requires enhancing the training for the SF
The SFODB is not robust enough to conduct sustained, 24-hour operations without
augmentation from SFODAs and external sources. The primary missions for a SFODB to man
and operate are the Special Operations Command and Control Element (SOCCE), Isolation
Facility (ISOFAC), and Advanced Operations Base (AOB). Each of these missions requires the
SFODB to run 24-hour operations often with similar staff functions of a conventional battalion
tactical operations center (TOC). The problem is the SFODB only has ten personnel assigned to
it under the current table of organization and equipment (see Figure 2 – Composition of a
including special skills augmentation. This allows enough personnel to support two 12-hour
shifts to man the critical staff function (intelligence, operations, communications, fires, and
administrative/logistics), allow for a shift officer in charge (OIC), and give the Commander and
Sergeant Major freedom to supervise the operation without being tied down in a staff role. To
add to the personnel shortcoming, most SF Groups do not fill the company executive officer
position. 103 This is not due to a shortage of officers, but an officer career development system
that fears conventional perceptions that company executive officers are lieutenants, not captains.
        103
           Typically, the XO positions are not filled. The active duty SF Groups currently fill the
company XO position in the companies designated as a CIF (CINC inextremist force). These include one
company per SFG (C/1/1st, B/2/3d, A/1/5th, C/3/7th, and C/1/10th). Besides these, in the past year, there
have been only five other XO positions filled at any one time, leaving the remaining 35 position empty.
CPT Frederick Prins, email message, subject: RFI on Company XO Fill Rates (Fort Bragg, N.C.: USASOC
DCSPER, 30 January 2002).
                                                   44
                                   Figure 1: Composition of a SFODB104
The SFODB needs to be increased in size to fourteen to eighteen personnel. 105 The additional
officer position needs to be filled by a captain that has already served as a detachment
commander, so that he has the experience necessary to support operations effectively at that level.
The executive officer position should also be re-named to operations officer to diminish the
stigma associated with a captain as a company executive officer. Operations officer would more
accurately describe the role of the officer when the SFODB is performing its operational mission.
The twelve-man SFODA has proven to be an effective and flexible force structure as the
basic operational element. Since 1952, its doctrinal structure only changed once during the
Vietnam War, and it quickly returned to the twelve-man structure in the mid-1970s. Increasing
the size may be required to provide the additional intelligence and computer technology
specialists required to operate effectively across the spectrum of conflict in the COE. However,
        104
             Department of the Army, Field Manual 3-05.20, Special Forces Operations, 3-26.
        105
             The SFODB is typically augmented with SF personnel taken from a SFODA and low-density
military occupation specialties (i.e. communications maintenance technicians, mechanics, and counter
intelligence specialists). Increasing the SFODB size would alleviate the need to augment it with SF
                                                  45
the needed changes may be made through changes in MOS training. This study did not find
As the SF organization transforms over the next several years, it needs to be careful to
identify positions at the company, battalion, and group levels that can be filled with non-18-series
personnel. Even within the SFODB there may be some positions (i.e. routine administrative
duties) that don't require SF skills. It is imperative that SF soldiers are not encumbered with these
duties. It would be easier to fill these positions with non-SF personnel that do not require the
extensive time and resources to recruit and train. Non-SF staffing may alleviate some of the SF
recruiting burden as the emphasis on special operations continues. The ARSOF truths spell out
    Humans are more important than hardware. People— not equipment—make the critical
    difference. The right people, highly trained and working as a team, will accomplish the
    mission with the equipment available. Yet the best equipment in the world cannot
    compensate for a lack of the right people.
    Quality is better than quantity. A small number of people, carefully selected, well-trained,
    and well-led are preferable to larger numbers of troops, some of whom may not be fully
    capable.
    ARSOF cannot be mass-produced. It takes years to train operational units to the level of
    proficiency needed to accomplish difficult and specialized ARSOF missions. Integration of
    mature, competent individuals into fully capable units requires intense training, both in the
    ARSOF schools and units. Hastening this process only degrades the ultimate capability.
    Competent ARSOF cannot be created after emergencies arise. Creation of competent,
    fully mission-capable units takes time. Employment of fully capable ARSOF elements on
    short notice requires highly trained and constantly available ARSOF units in peacetime.106
Before recommending courses of action (COAs) for SF to deal with the COE, it is important
to review the primary issues this study has identified. The first issue is a matter of quality of SF
operators—the need for SF soldiers (operators) with the right skills to conduct UW effectively in
the COE. The second issue is a matter of quantity of SF operators—having a sufficient number
of SF soldiers to conduct the number of operations that are required. The last issue is the ability
personnel.
        106
           Department of the Army, Field Manual 100-25, Doctrine for Army Special Operations Forces
(Washington, D.C.: Government Printing Office, 1999), 1-12.
                                                 46
of the SF organization to command and control, support, and integrate with the joint and
interagency community the number of sustained special operations that will be required in the
near future.
Issues that are not a result of the COE must also be considered in order to recommend viable
COAs. The Army continues to be an all-volunteer force, and SF soldiers are volunteers within
that force. The size of the conventional Army from which SF recruits these volunteers has
reduced dramatically since 1991, yet the active duty SF organization has not reduced in size at all.
This alone makes it a challenge to recruit the number of qualified personnel to fill the SF ranks.
In addition to this, SF organization has become a mature branch since being officially formed in
1987. With this, opportunities for promotion and growth within the branch have stabilized. That
by itself would be considered a good thing, except it limits promotion as an incentive for
remaining on active duty. A reflection of the maturity of the organization is the large number of
enlisted and warrant officers eligible for retirement in 2003. These conditions could potentially
compound the recruiting problem, just to sustain the force structure SF currently has.
Recommendations
In the following section, this paper will recommend three potential COAs for SF to
implement organizational changes. A tiered approach is used to address the primary issues listed
approach will allow SF to deal with the issues in a logical sequence, focusing on the essential
changes first, then increasing size and scope as time and resources become available. Regardless
of the COA that is adopted, there are some essential requirements common to any COA that must
be adopted. 107
        107
            The recommendations identified from this study of the COE are consistent with the concepts
being developed by USASFC and USASOC for the interim and objective force SFG design. The nature of
the changes proposed for the objective force SFG are similar to those proposed in this paper. The objective
force concept proposes an elevated rank structure at all levels. USASOC, Objective Force Concept and
Wargame Results – Initial Report (DRAFT).
                                                    47
    In order to change the SF organization to deal with the requirements of the COE, there are
some basic changes that must be implemented that are essential to all. The first requirement is for
SF to modify its MOS-specific training to account for the changing skills required in the COE.
The skills specifically identified in this study include primarily HUMINT and information
technology skills. In other words, no matter what SF chooses to do, it must adapt its skill-sets to
the current and future environments to ensure it is capable of effectively conducting UW. This
The second basic requirement is for SF to man its operational detachments fully, especially
the SFODAs. To do this, the "padded" positions at battalion and group that absorb SFODA
personnel strength must be eliminated or become authorized positions on the table of organization
and equipment (TOE). Staff positions at all levels within the SFG need to be scrutinized to
identify positions that do not require 18-series personnel to fill. It is critical that SF operators are
doing jobs that require SF operators! A selection process should be instituted to allow non-SF
personnel to work in SF organizations, yet maintain the high standard required in any SOF unit.
For example, an infantry non-commissioned officer (NCO), that has served in the Ranger
Regiment (another SOF unit) could serve as the S-3 Air NCO at battalion and group. He would
have many (if not all) the requisite skills required to do this job. Yet, there wouldn't be the large
recruiting and training requirement. This is just one example of many positions that can be
adequately filled with non-SF personnel. Beyond this, SF units should be authorized to man its
operational units at 110-115 percent strength. Increased manning authorizations will allow
operational units to send operators to required career-development schools, language training, and
The first course of action would change nothing organizationally beyond the requirements
listed above that are common to all. However, this may require changes in the way SF operates.
Without organizational growth in both operational units and C2/CS/CSS assets, SF may have to
narrow the focus of its missions (i.e. say no to some of the tasks it has been doing over the past
                                                   48
decade) and let the conventional Army pick up some of these SOF-like operations. Another
change that may be required is a closer working relationship with conventional forces. As
operational SF units are finite in number, they may need to be augmented with select
conventional forces to conduct certain missions. For example, conventional forces may provide
MOS-specific skills required to train foreign forces, with the SF capabilities being used
economically to provide language and cultural expertise required to work effectively. This deals
indirectly with the issue of quantity of SF operators, but does not effectively address the issue of
C2/CS/CSS.
The second course of action is to increase the size of the SFODB and add an operational
specialists detachment at the battalion and group levels. 108 A larger SFODB as discussed earlier
in this chapter will allow it to conduct its operational missions without internal augmentation (i.e.
from SFODAs) and minimal external augmentation, tailored specifically for the mission. 109 The
biggest change in this COA would be adding the operational specialists detachments. These
detachments would be a place within the SFG structure where highly specialized regional experts
could be pooled, then task organized with SFODAs and SFODBs as missions required. This
would be an ideal position for mature SF NCOs and warrant officers (WOs) that have developed
extensive regional, country, and language experience.110 Non-SF regional and language experts
may also be recruited into the SF organization to serve in these detachments. This would also be
the ideal location for females and additional doctor and nurses (including females). The
additional doctors and nurses should be pooled together in the detachment at group level.
The last COA would increase the C2, CS, and CSS capability of the SF battalion and group.
As with the other COAs, it would incorporate the requirements common to all. Ideally, it would
        108
             The objective force concept (draft) has a similar detachment called the Special Augmentation
Detachment. USASOC, Objective Force Concept and Wargame Results – Initial Report (DRAFT), 7.
         109
             The objective force concept (draft) increases the SFODB to nineteen personnel. USASOC,
Objective Force Concept and Wargame Results – Initial Report (DRAFT), 6.
         110
             In areas of operations such as the Middle East and Southeast Asia, language skills are
particularly difficult to develop (i.e. languages such as Arabic, Persian Farsi, and Chinese).
                                                    49
incorporate the recommendations in the second COA, but could be implemented independent of
those changes. The primary requirement is to equip the battalion and group signal and military
intelligence detachments with the C4I assets required to operate as an ARSOTF (at battalion
level) and JSOTF (at group level). The secondary requirement is to equip the support
detachments with the resources to operate these headquarters. The specific details for these C2,
CS, and CSS changes are beyond the scope of this monograph. However, it is clear the SF
organization is limited in its ability to support the multiple sustained operations that will be
No matter what changes are implemented in the SF organization, detailed analysis will need
to be conducted. Much of this is underway already at USASFC and USASOC. The findings and
recommendations in this study are consistent and supportive of the initial work being produced by
these organizations. The urgency for developing and implementing these recommended changes
                                                  50
                                                CHAPTER 5
the past decade. U.S. conventional superiority has driven current and future adversaries to seek
unconventional and asymmetric means to achieve their objectives. To meet this unconventional
threat adequately, the U.S. will have to fight fire with fire. That is, they will need to employ
unconventional forces. The increased rate of employment of U.S. unconventional forces over the
past decade reflects the impact of the changing operational environment. Army Special Forces is
the right tool for the job in many cases and will play an even greater role in future military
strategies.
In the wake of initial operations against global terrorism, it is clear that the trend of increased
U.S. participation in unconventional warfare will continue into the near future. In the 2002 State
of the Union address, President Bush made it clear to the United States and the world that this
war will not be short or easy; but he also made it clear that the United States would not falter—it
Analysis of the COE shows that there are some direct effects of the COE on the SF
organization. These direct influences demand qualitative changes in the SF organization. The SF
force structure needs to evolve to meet rising HUMINT and technology requirements. This will
require adjustments in existing 18-series MOS training and skills as well as additional positions
to accommodate specific HUMINT and technological requirements. The threats of the future will
continue to work to defeat the U.S. conventional military (and technological superiority). Special
Force's ability to operate through, with, and by surrogate and indigenous forces will make it a
        111
              George W. Bush, State of the Union Address (Washington, D.C.: 29 January 2002); full text
online at: http://www.msnbc.com/news/696171.asp (30 January 2002).
                                                    51
vital HUMINT resource to support information superiority and full spectrum dominance.112 SF
organizations at all level will be required to interface with command, control, communications,
computers, and intelligence (C4I) systems that will enable the timely transmission of this
information.
Analysis of the COE shows that the changes in the SF structure are needed in order to
conduct the number and scope of unconventional operations required in the future. This is the
indirect effect of the COE on the SF structure through increased operations. The first step
towards this requirement is to structure the SF company, battalion, and group to be deployable
and operational without significant external augmentation. This does not mean increasing the
number of SF groups—it means enabling the existing operational elements with the support
structure required to conduct multiple sustained operations. This means an increase in the
logistical and communications structures at all levels, but primarily at battalion and group. It is
imperative to structure these organizations to keep the number of operators used to augment
Although the full impact of the changes wrought by 11 September 2001 will not be fully
apparent for some time to come, it is likely that emphasis on Special Forces' UW capability will
Enduring Freedom in the Afghan region and throughout the world are still being battle-tested and
adapted. The United States has embarked on a global war against terrorism that may require
multiple, sustained special operations in several theaters of operation. In the wake of this crisis,
the emphasis on Special Forces and their unique skills has risen dramatically. U.S. Army Special
Forces are much better postured for the challenges of the future than its predecessors following
WWII, the Korean War, and the Vietnam War. The requirement to adapt to the surrounding
environment will require ongoing, innovative efforts by the entire special operations community.
        112
              Shelton, 6-10.
                                                 52
                              Suggested Further Research
In the process of researching and writing this monograph, some related topics surfaced that
warrant further research. These topics will add to the body of research regarding the SF force
                                                53
APPENDIX A – SPECIAL FORCES MISSIONS AND COLLATERAL
                      ACTIVITIES
Foreign Internal Defense. The participation by civilian and military agencies of a government in
any of the actions or programs taken by another government to free and protect its society from
subversion, lawlessness, and insurgency.
Direct Action. DA operations are normally short-duration operations involving a precision attack
to seize, destroy, or inflict damage on a target, or to destroy, capture, or recover designated
personnel or material. These operations include sniper operations, direct assault, raids, terminal
guidance for precision-guided munitions, sabotage, and personnel recovery.
Combatting Terrorism. CBT are the offensive and defensive measures taken by civilian and
military agencies to prevent, deter, and respond to terrorism. This includes offensive counter
terrorism (CT) measures and defensive anti-terrorism (AT) measures. SF may support other
government agencies (i.e. Department of State, Federal Bureau of Investigation, Department of
Justice, and Department of Transportation).
Information Operations. SF may support IO through many of their missions and collateral
activities. They may be offensive or defensive in nature.
Coalition Support. Any actions taken by Special Forces Liaison Elements (SFLEs) to improve
the interaction and interoperability of coalition partners and U.S. military forces. SFLEs provide
critical C4I links, advise and assist their foreign counterparts, provide training, provide situational
awareness, assist in fire support planning, and enable overall coordination.
        113
              FM 3-05.20, Special Forces Operations, 2-1 to 2-82.
        114
              Ibid ., 2-83 to 2-95.
                                                     54
Combat Search and Rescue. CSAR includes the process of reporting, locating, identifying,
recovering, and repatriating isolated personnel to friendly control.
Counterdrug Activities. CD activities are measures taken to detect, monitor, and counter the
production, trafficking, and use of illegal drugs. They include training host nation CD forces and
supporting regional CD campaign plans overseas.
Humanitarian Demining Activities. HDO is the assistance provided to a host nation to remove
mines and unexploded ordinance, including training and awareness programs.
Foreign Humanitarian Assistance. U.S. military support to promote human welfare; reduce pain,
suffering, and hardship; and to prevent loss of life or destruction of property from the aftermath
of natural or man-made disasters.
Security Assistance. The provision of defense equipment and training to eligible countries and
international organizations to further U.S. national security objectives. SF primarily support SA
activities by providing mobile training teams (MTTs).
Special Activities. Any activities specially directed by the President with congressional
oversight.
                                                55
      APPENDIX B – SPECIAL FORCES ORGANIZATION
115
      FM 31-21, Guerrilla Warfare and Special Forces Operations, 1961, 19-21.
116
      FM 31-21, Special Forces Operations, 1965, 19-23.
                                           56
                     Figure 4: Special Forces Group (1969)117
117
      FM 31-21, Special Forces Operations – U.S. Army Doctrine, 1969, 2-2.
118
      FM 31-21, Special Forces Operations – U.S. Army Doctrine, 1974, 2-1.
                                            57
                           Figure 6: Special Forces Group (1981)119
        119
           FM 31-22, Command, Control, and Support of Special Forces Operations, 1981, 3-2.
        120
           FM 31-20, Doctrine for Special Forces Operations, 1990, 4-2 to 4-12. FM 3-05.20, Special
Forces Operations, 2001, 3-1 to 3-25.
                                                 58
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