POS 103 Description
POS 103 Description
OBJECTIVES
In this course students will be exposed to understand of the meaning, and functions of
government. They will have an in-depth knowledge of the basic structures and organs of
government and also will be familiar with the levels and systems of government and how
they operate. Students of Political Science and all other cognate disciplines will be provided
with comprehensive knowledge of the nature and scope of the government of modern states.
Course Outline
1. Concept of Government
- Features/Characteristics
- Functions of government
2. Institutional make up of Government
- Executive, Legislative and Judiciary
3. Forms of Government
- Monarchy; Aristocracy; Theocracy; Oligarchy; Gerontocracy; Dictatorship;
Democracy
4. Law Making Process in the Parliament
5. Basic Principles of Government
- Rule of Law- principles and limitation
- Separation of power
- Check and Balances
- Representative government
- Political Participation
- Centralization of power
- Decentralization of Power
6. Political Administration System
- Unitary system of government
- Federal system of government
- Confederalism system
- Presidential system
- Parliamentary system
7. Instrumentalist of Political interaction
- Political parties
- Pressure groups
- Interest groups
MODULE 1 UNDERSTANDING THE CONCEPT OF GOVERNMENT
INTRODUCTION
This module will examine the meaning of Government, which is one the cardinal institutions of the
state. Furthermore, the module will explain the origin and necessity of Government as well as the
fundamental functions it performs. Finally, various tiers and forms at which Government exists and
operates shall be studied to understand the essence of government in the society. This module is made
up of five units, the framework upon which we would base our further explanations of the concept of
government.
MEANING AND FUNCTIONS OF GOVERNMENT
INTRODUCTION
The agency through which the purpose and cardinal objectives of a state are achieved is called
government. The government whose organisation could be seen either through the territorial structure
or by functionality carries out the day-to-day activities of the state. Government is a creation of a state
and could be geographically structured at three-tier as the case in Nigeria, thus: federal, states, and
local government councils with distinct organ and other functionaries. You will learn more about the
meaning, functions, origin, necessity as well as tiers and forms of government this in this unit as we
progress.
Meaning of Government
The Merriam-Webster Dictionary offers three definitions of government:
(i) 'The group of people who control and make decisions for a country, state, etc.' (ii) 'A particular
system used for controlling country, state, etc.' (iii) 'The process or manner of controlling a country,
state, etc.'
Evident from the foregoing is the fact that the government can be defined by the people involved, the
system in place, or the process in use. Thus, the government is defined as the vehicle for the
governance of society, which is the establishment and enforcement of rules and provisioning of basic
services which society requires but which would otherwise not be available or might be in conflict
between individuals and the various subdivisions within society (Bealey, 1999). Similar to the
foregoing, Black's Law Dictionary posits that institutions of the government regulate the relationships
among members of a society and between the society and outsiders and that they have the authority to
make decisions for the society to meet goals and maintain order.
The government plays a fundamental role in the economic development process. Market rules and
operating procedures are set and enforced by the government. The government plays a role in the
economy through the provision of public goods that are collective in nature and through efforts to
counter market imperfections such as externalities or poor information. For example, the government
provides public infrastructure that services economic activities. It also provides public services to both
business and households. Again, the government decides what is best for the individuals and groups
and how to utilise available resources to provide the best living standard for the citizenry. Can you
imagine living in a society without transportation, water supply, road network and without other
social infrastructural facilities? How it would be like if nobody was charged with the responsibility to
make sure laws are made and respected or to provide a plan where buildings should go and keep our
environment clean and safe? We need the government to take care of many of these things.
Government operations are those activities involved in the running of a state to produce value for the
citizens. The significant feature of modern (liberal) government is a democracy, and two major
attributes of democracy found in most writings on liberal democracy are the principle of rule of law
and the theory of separation of powers.
Scholars have argued that the government can be explained and understood along three broad
interpretations. These include:
i) Government as a process of governing ii) Government as an institution of the state iii) Government
as a field of study
Government as a Process of Governing As a process of governing, the government refers to how a
particular state is being governed. It also means the entire processes, operations and activities that are
involved in the governing of a state. In the course of governing a state, the government is divided into
different organs and tiers, which include the legislature, judiciary and executive organs, and the
federal, state and local governments respectively. The legislative arm is responsible for lawmaking;
such laws must not be arbitrary but should be based on a critical assessment of the collection of
relevant information. The executive arm performs the activity of implementation of these laws made
by the legislature. The executive mobilises all the necessary machinery to ensure the implementation
of adequate policies and laws made by the legislature. More often than not, problems arise while
implementing government policies; such problems are resolved by the judiciary. The judiciary
performs a crucial role in explaining or interpreting the laws properly. It is therefore seen that both the
organs and tiers of government are all effectively involved in the effective running of the affairs of a
state. Hence, we can posit that government as an art or process of governing refers to the process
through which the legislature, executive and judicial organs of government variously carry out their
assigned functions and responsibilities at federal, state and local governments.
Government as an Institution of the State This refers to the mechanism that guides the control and
direction of a state. These are the institutions, Ministries, parastatals and Agencies (MDAs)of state
responsible for the administration of the state. The institutions of a state are broadly categorised into
formal and informal institutions. The formal institutions are the legislature, executive and judiciary;
while the informal institutions comprise of the pressure groups, political parties and trade unions. The
government in this context refers to the institution of a State because it is formed and established
forthe common good of the people who chose to come together and have a common destiny.
Government is therefore necessary as an institution of the state because it is through the government
that the will of the state, which is an abstract entity, is realised. Government transforms the
abstractness of the state into a concrete reality that can be seen and recognised. It is the government as
an institution that governs, and this entails regulating individual’s relationship and providing for the
fundamental human rights of the people as well as the protection of citizens from internal insecurity
and external aggression.
Government as a Field of Study As a field of study, the government is seen as a branch of human
endeavour that studies agencies, institutions and the forces that operate in the state. It is studied as
Government in post-primary schools, and Political Science or Politics in higher institutions.
Government as an academic field of study also has sub-disciplines or fields such as Political Theory,
Political Economy, Comparative Government, International Relations, Public Administration, Public
Policy, Local Government Studies, among others. As a field of study, Government imbues an
individual with logical reasoning. It prepares citizens for active and meaningful participation in the art
of governing. More fundamentally, it not only enlightens citizen of their fundamental human rights
and obligations but also creates a deep sense of national consciousness, cohesion and patriotism in
them.
State and Government Compared
A state is a geographical entity made up of people who have or believe they have the followings in
common: culture, language, history, tradition, and religion in a fixed territory(boundary). The term
state can be used to mean a country. A state is an independent and sovereign entity with a system of
law and an organised government, which has certain administrative tasks to be carried out for its
proper functioning. The government carries out these administrative tasks. It has the right to exercise
power over the territory and the people. The state is the territory in which the government can practice
its authority. A state is like an organisation and the government is like the management team. A state
has the following characteristics: sovereignty; population; territory and government, which
distinguish it from any other union or association.
Government, on the other hand, is a political or the ruling administrative means that serves as the
agent or machinery through which the purpose or goals for which the state or country is established
are achieved. However, while state exists in perpetuity except in the event of its collapses,
governments the world over change through elections or by other means. Another difference is that
while government functionariesare visible, the state exists in a ‘spiritual realm’, you only hear
references made to the state but you cannot see the entity called the state physically even though the
day to day activities of the government are done in her name. Below is the summary of important
distinctions between the state and government.
(i) The state has four basic elements or characteristics, viz: population; territory; government and
sovereignty. Government is a narrow concept and it is an element or characteristic of the state. (ii)
The state is regarded as an organic concept, which the government is a part thereof. (iii) The state is
more or less permanent and continues from time immemorial. But the government is temporary. It
changes frequently. A government may come and go, but the State continues. forever. (iv) It is a
known fact that citizens are members of the state in entirety but not all of them are members of the
government. The government consists of only a few selected citizens. The organs of the government
consist of only a few elected or selected citizens. (v) The state possesses sovereignty. Its authority is
absolute and unlimited. Any other institution cannot take its power away. Government possesses no
sovereignty, no original authority, but only derivative powers delegated by the state through its
constitution. Powers of government are delegated and limited. Government safeguards the sovereignty
of the state. (vi) The state is an abstract concept whereas government is a concrete one. Nobody sees
the state and the state never acts. The government is a physical manifestation and it acts for the state.
For instance, while Nigeria is the state, Buhari’s administration is the government of the Nigerian
state. (vii) All states are identical in character and nature. Whether big or small, the characteristics of
the State do not change. But governments are of different types and they may vary from state to state.
The government may be based on democracy, monarchy, theocracy, or oligarchy. Various political
scientists have given different classifications of government. (viii) Lastly, the citizens have a right to
go against the government and not against the state. The state only acts through the government and
the government may make mistakes and may be sanctioned for it but not the state. The state can do no
wrong or make mistake, therefore, the citizens only have rights to go against the government and not
the state.
Functions of Government
Government is a sufficient condition for peaceful and prosperous existence. Thus, functions of
government can simply be outline as follows: defence and security functions; regulation of social life;
maintenance of unity in society; provision of infrastructures, political, economic and social functions;
international relations. To understand the basis for the fore-going functions, it is pertinent to explain
the ‘state of nature’, the hypothetical condition of humanity before the evolution of modern states, and
the consequent ‘Social Contract’, as articulated by Thomas Hobbes. In his book, Leviathan (1651,
Ch.13), Hobbes describes man as selfish, pursuing his own interest at the expense of others in a
condition he hypothetically explains as “kill whom you can and take away what you can and from this
spring all possibilities of internecine warfare.” He concludes, “the state of nature is the ill, unhappy
and intolerable condition of life. The life of man is solitary, nasty, poor, brutish and short.” It is
againstthe background of the above scenario that there is the need for a central authority called
“government” to be saddled with the primary responsibility of maintaining law and order in order to
ensure peace and tranquillity in the society.
However, because of certain changes in the development of society in modern times – socio-cultural,
technological advancements, political changes etc., as well as the type of political system, the
functions of government now extend beyond protection and security of lives and properties into
broader areas. These include:
(i) Interpersonal and intergroup relationship. This is necessary to maintain order and stability, (ii)
Government is expected to mobilize all the human and material resources within and even outside its
confiners (territories) for the promotion of the welfare of the citizens. (iii) Government is expected not
only to mobilise resource; it also should distribute them fairly to its members. (iv) All these activities
involve greater regulation of the activities and relationships of people.
By and large, in democratic nations, the roles, powers and responsibilities of the government are set
out in the constitution of such states.
The state and government are like semen’s twins because without a State, there cannot be a
government and a government cannot operate except on the authority of the State. The State has set
objectives, which can only be accomplished through the machinery of the government that holds
power in trust for the people based on the authority of the State.
The evolution theories of State make the need for a government imperative in human society for
without government humanity may not live in peace and harmony, which are the important elements
for development and growth. The relationship between the State and government is that of a principal
and an agent.
Major Theories of the Origin of Government
Evolutionary Theory The evolutionary theory posits that government originates from a family or clan-
bound structure. This explains the formation of the world's first political structures. These earliest and
very loosely formed governments were the result of a shift from hunter-gatherer societies (otherwise
called the wandering band) to more settled agricultural societies. As families joined to form clans and
clans joined to form villages, the need for leaders and a central organisational structure developed.
These leaders helped determine how to address unfamiliar issues, such as water rights for crop
irrigation and the distribution of other resources. They also provided an increased sense of safety and
security for the society. In many early societies, these first states developed monarchies, with rule
based on membership in a ruling family. In modern times, some governments continue to be led by a
succession of members from the same family. For example, in the monarchy of Saudi Arabia, the king
has been descended from the Āl Saʿūd family since 1744.
Force Theory The force theory espouses the idea that government originates from taking control of
the state by force and is often found in a dictatorship— a type of government characterised by one-
person or one-party authoritarian rule. Historically, this has been achieved in some cases through
forcible invasion or occupation when a more dominant people or state takes control of the political
system of a less powerful people or state, imposing its governmental system on that group. New
governments can also be formed by force during revolutions or coups within a country. A coup is the
overthrow of an established government, and the resulting leader or dictator is most often a military
figure. An example of the force theory occurred in Cuba in 1959 when revolutionary Fidel Castro and
a small force of guerrilla soldiers defeated the national army and took control of the government.
Divine Right Theory For the divine right theory, government originates with power vested in an
individual by God or gods. Generally, monarchs lead governments of this type. This theory was
followed in ancient times, including by the ancient Egyptians and Maya. The idea of divine right
experienced a resurgence in western Europe in the 16th to the 18th centuries, when King James I of
England, several French monarchs, and other rulers asserted that their authority came directly from
God—and thus could not be challenged. Russian czars, such as Peter the Great, believed their
autocratic rule was God-given, and they used their power to gain territory, wage war, and impose
taxation on their subjects.
Social Contract Theory The social contract theory of government was the result of centuries of
frustration with the unchecked power of monarchs. Under this theory, the government is a kind of
contract in which those in power have responsibilities toward those they govern and the governed
respect the power of the governing individuals. There are various versions of the social contract
theory, ranging from an emphasis on maintaining a peaceful social order to a focus on using
individual free will to determine
what is best for the public good, or that which benefits all people in a society. Although the social
contract theory has numerous variations, at its core is the idea that government is an agreement
between those who govern and those who are governed. This theory was developed in the 17th and
18th centuries by philosophers such as Thomas Hobbes, John Locke and Jean Jacques Rousseau. The
founders of the United States drew heavily on social contract theory in the construction of both the
Declaration of Independence and the U.S. Constitution.
Necessity of Government
The idea of government, its origin and necessity has had both bourgeois and revolutionary
approaches. However, bourgeois writings and discourses on government have pre-dominated political
science literature in particular and social science literature in general. Thus, political thinkers and
writers have varied views on the idea and purpose of government in society. Aristotle expressed the
view that government exist for man in society and it exists for the sake of the best life. John Locke
maintains that the purpose of the government is the preservation of man’s lives, liberties and property.
Adam Smith in his Wealth of Nations (1976) sees the purpose of government in terms of threefold
duties, namely, (i) protection of the society from foreign aggression; (ii) establishment of an exact
administration of justice to every member of the society; (iii) establishment of certain public works
and certain public institution for the general welfare of the people.
According to Herbert Spencer, the government exists to prevent an individual from infringing the
rights of another. Government is, therefore “a joint-stock protection company for mutual assurance”.
To the utilitarian school, of which Jeremy Bentham and John Stuart Mill the well-known exponents,
the primary purpose of government is to ensure the greatest happiness of the greatest number of
people. Harold Laski’s view which represents the modern view on the purposes of government cannot
be said to be fundamentally different from the views the state as an “organization or enabling the mass
of men to realise social good on the largest possible scale”. Laski sees the primary purpose of the state
as the maintenance of citizen’s inalienable rights. Again, that government exists to control the levels
at which men are to live as men to protect the interests of men as citizens.
From the above, man generally accept government (following the bourgeois logic) as a necessary, if
not sufficient condition, for peaceful and prosperous existence, for the interest of all in society. It is in
this context that government is defined as the highest institution of every state, an impartial arbiter
with a central authority which claims allegiance from all members of the state, capable of imposing its
will on all members of the state if need be by means of force, and which is ready to protect the lives
and properties of all members within its confines.
FORMS OF GOVERNMENT
In any state, the rights and liberties of the citizens, as well as the quality of governance, are affected
by the form of government in practice. These forms of government such as aristocracy, monarchy,
theocracy, gerontocracy, plutocracy, oligarchy, dictatorship and democracy are variously adopted and
adapted by states in the contemporary international system. Therefore, an attempt will be made in this
unit to provide the reader with an insight into the aforementioned forms of government.
Monarchy
This is the oldest type of government in which a King or Queen exercise the ruling powers of the
State. In an absolute monarchy, the King or Queen has unlimited powers to rule the country and
his/her authority is not subject to any legal limitations and cannot be challenged becausehe/she is
sovereign and it is believed that he/she does no wrong, especially when it is primogenial. Perhaps to
emphasise the powerful nature the position of a monarch, King James I of England in his book The
Trew Law of Free Monarchies (1603) has this to say:
Even if the King is wicked, it means God has sent him as a punishment for people’s sins, and it is
unlawful to shake off the burden that God has laid upon them. Patience, earnest prayer and
amendment of their lives are the only lawful means to move God to relieve them of that heavy curse!
(Appadorai, A.,1975, p.230)
However, in a constitutional monarchy, the King or Queen reigns but does not rule. The monarch has
his/her powers regulated by the constitution; he/she is a titular Head of State and simply performs
ceremonial functions while a Prime Minister who is appointed amongst the elected Parliament,
exercises effective powers of the State as the head of government. This is the practice in B ritain and
most Commonwealth Nations. It was practised in Nigeria’s First Republic (1960 - 1966).
Merits
● As the oldest form of government, monarchy is seen as the most stable since the succession is by
hereditary and once the successor attains the position, he/she cannot be removed from office by
impeachment or a vote of no confidence. The system thus provides for less rancour and animosity in
the decision-making process since the final say belongs to the monarch who is supreme.
● The policy formulation and implementation are easier and quicker under a monarchy than in any
other systems of government. Hence, the state is saved from the trouble of time-wasting on debates
and lengthy discussions on public issues.
● With the longevity of the position of a monarch, there is consistency and continuity on both
domestic and foreign policies that make for sustainable development.
Demerits
● Monarchical system of government is undemocratic in nature and in practice. The process of
ascension to the office is not through popular elections or any democratic norms other than by ‘divine
right’ as the only qualification, which cannot be challenged by anybody. Under this system, there are
no citizens but subjects of the monarch who has no right to any freedom except as granted by the
monarch.
● Monarchs usually become despots and tyrants because the system does not accommodate the
doctrine of checks and balances. This explains why King Charles I of England was beheaded in a
revolution led by Oliver Cromwell in1625
. ● Absolute monarchy is associated with inefficiency, corruption, nepotism, and high-handedness.
Aristocracy
This is a form of government in which a few wealthy, gifted or the noble rule. Rousseau literally
describes aristocracy as ‘government by the best citizens’ (Appadorai, 1975 p.134). In an aristocratic
government, a few persons distinguished by their superiority, ability and merit exercises of power.
The followings are some of the distinctions of aristocracy:
● Circumstances of birth (aristocratic family)
● Culture and education (aristocracy of intellectuals)
● Military prowess or talent
● Property or wealth (aristocracy of landowners)
● Charismatic potentialities ● Religious position
Merits
● Aristocratic government is conservative, which is an element necessary for political stability and
socio-economic development. Aristocracy is averse to irrational political experimentation but rather
advance slowly but steadily.
● Aristocrats are moderates for the sake of their security as they are always aware that the citizens are
greater in number, therefore, excessive use of power may lead to insurgence and instability in the
polity.
● Finally, aristocracy gives premium to merit and quality because political power is given to people
who deserve it because they are chosen few by virtue of their blood, wisdom, wealth, physical
strength and skill.
Demerits
● Aristocratic governments degenerate quickly into oligarchy and dictatorship.
● It is anti-democracy because it does not allow for mass participation by the people in the decision-
making process of their affairs.
● The ruling class often treats the lower class in the society with disdain because the system is anti-
democratic.
Theocracy
This is a form of government in which a religious or spiritual leader is the Head of State or Head of
Government or both combined. According to Merriam-Webster online dictionary, ‘it is a system in
which a state is understood as governed by immediate divine guidance especially a state ruled by
clergy, or by officials who are regarded as divinely guided.’
A theocracy has the administrative hierarchy of the government, which is identical with the
administrative hierarchy of the religion, or it may have two 'arms,' but with the state administrative
hierarchy subordinate to the religious hierarchy. This system of government is clearly different from
other secular forms of government that have a state religion or are merely influenced by theological or
moral concepts. An example of a Theocratic government is that of the Vatican City in Rome where
the Pope is both the Head of State and Head of government. The system has similar characteristic
with monarchy except that the source of authority of a theocrat is not by hereditary successions like
that of the King or Queen. Another example of theocracy was Iran under Ayatollah Khomeini.
Oligarchy
This is a form of government in which power structure effectively rests with a small number of
people, distinguished by such attributes as royalty, wealth, family ties, corporate and military control,
among others. Throughout history, most oligarchies have been tyrannical, relying on public servitude
to exist, although others have been relatively benign. Aristotle pioneered the use of the term as a
synonym for rule by the rich, for which the exact term is plutocracy, but oligarchy is not always a rule
by wealth, as oligarchs can simply be a privileged group, and do not have to be connected by
bloodlines as in a monarchy. Some city-states from ancient Greece were oligarchies.
Iron Law of Oligarchy The iron law of oligarchy is a political theory, first developed by the German
Sociologist, Robert Michels in his book, Political Parties (1911). Michels posited that all forms of
organization, regardless of how democratic or autocratic they may be at the start, will eventually
develop into oligarchies. Following are the reasons for this process:
● The indispensability of leadership.
● The tendency of all groups, including the organisation leadership, to defend their interests.
● The passivity of the led individuals, more often than not taking the form of actual gratitude towards
the leaders.
He concluded that formal organisation of bureaucracies inevitably leads to oligarchy, under which
organisations originally idealistic and democratic eventually become dominated by a small, self-
serving clique who pervert the positions of power and responsibility. This can occur in large
organisations because it becomes physically impossible for everyone to get together every time a
decision has to be made. According to Mitchel, ‘who says organization, says oligarchy’ (Michels
1911, p. 401). Imagine the trouble and rowdiness it would create, bringing all the ordinary
shareholders of a reputable commercial bank e.g. United Bank Africa (UBA), or a bottling company
(Coca-Cola) etc. together for the day-to-day running of the company. Therefore, a small group is
given the responsibility of making such decisions.
Gerontocracy
This is a form of government in which a polity is ruled by leaders who are regarded as senior citizens
because they are significantly older than most of the adult population. Often the political structure is
such that political power within the ruling class accumulates with age. Those holding the most
powerful positions may not be occupying formal leadership positions, but they often dominate those
who are. An example of this was the pre-colonial Ibadan confederacy where the position of the leader
was (and still is) never open for contest. Such a system of government is also common in communist
states where the length of one's service to the party is held to be the main criteria for leadership. The
greatest advantage of the form of government is that it provides for stability, which is seen as its
strength and could be better for countries that teach principles that do not vary over time. However,
gerontocracy may not provide effective administration to cope with rapid changes that characterise
modern states because of antiquated ideas and decreased faculties associated with old age.
Plutocracy
Plutocracy is a system of government in which the wealthy in the society have a great influence on the
political process. The wealthy minority exerts influence over the political arena via many methods.
Most western democracies permit a partisan organisation to raise funds for politicians, and political
parties frequently accept significant donations from various individuals either directly or through
corporations or advocacy groups. These donations may be part of a patronage system, in which major
contributors and fund-raisers are rewarded with high-ranking government appointments. In some
instances, extremely wealthy individuals have financed their own political campaigns. Many
corporations and business interest groups pay lobbyists to maintain constant contact with elected
officials and press them for favourable legislation. Owners of mass media outlets, and the
advertisement buyers, which financially support them, can shape public perception of political issues
by controlling the information available to the population and how it is presented.
Dictatorship
Dictatorship is a form of government where one person or political party has the power to do
whatever they want. The ruler is called a dictator. In a dictatorship, the individual’s rights are,
generally speaking, suppressed. In this form of government, the power rests entirely on the person or
group of people and can be obtained by force or by inheritance. This system of government became
popular shortly after the First World War (WWI) when its manifestation became noticeable in Turkey
under Kamal Ataturk and in Russia under Joseph Stalin, among others. An extreme form of
dictatorship is called fascism, which is a far-right, authoritarian ultra-nationalism, characterized by
dictatorial power, forcible suppression of opposition, and strong regimentation of society and of the
economy. Fascism came to prominence in early 20th-century in Italy under Benito Mussolini, in
Germany under Adolf Hitler, and in Spain under General Francisco. A dictator is usually not elected
or appointed by the people but emerges in a particular circumstance, and once he gets to office, he sits
tight until he dies in office or he is forced to step down. A dictator has enormous power and he brooks
no opposition to his authority. He gives an ideological colouration to the character of his autocratic
position. Dictatorship is anti-democracy as the powers of the government are not regulated by the
constitution; therefore, the government is not accountable to the people. Three different types of
dictatorship are autocracy, authoritarian oligarchy, and absolute democracy. Late General Sani
Abacha of Nigeria and Field Marshall Dada Idi Amin of Uganda are good examples of modern
dictators in Africa.
Democracy
Democracy has generally and simplistically defined as the government of the people, for the people
and by the people; implying a situation in government where the will of the majority in the society
prevails. The concept has its origin far back to the development of Greek city-state where all members
of the society often gathered together to take decisions of issues affecting the society by physical
presence. From its very origins in the Greek city-state, it has therefore had a single, simple
connotation: “popular power actualised through political structures that are based on mass
participation and popular participation, and undergirded by such cardinal norms as liberty, equality
and unity” (Ibeanu, 1998, p. 1). For our purpose, democracy may be defined as form of government
where the society acquires and enjoys all attributes of a democratic form of rule manifested in an
increase in the quantity and quality of people’s right and freedom, particularly the right to participate
in taking decisions that govern their lives.
The practise of democracy has changed with the development of society, especially with the evolution
of modern state and civil society. Consequently, two kinds of democracy can be identified – direct
and indirect democracy. Direct democracy, belonging to the ancient Greek period, is where the
decisions relating to government policies, laws and other issues, are taken by the people, while the
indirect democracy, which belongs to the modern state system, is when the people choose their
representatives to take decisions relating to government policies, laws and other issues on their behalf.
Like other concepts in political science, Liberal or Western view on the nature, form and dimensions
of democracy has predominated social science literature. The result is that the liberal view of
democracy or more specifically liberal democracy was (and is) the general view of democracy.
However, one could still talk of institutionalisation of democracy outside multpartism. This is true
because the existence of so many parties within a particular society does not correspond or mean the
existence of democracy in the society. Consequently, democracy as a form of government may be
classified into two broad categories in modern times: western liberal or capitalist democracy and
socialist democracy. Examples of capitalist democracies include USA, Britain, France, Germany,
Japan, Nigeria, South Africa etc., while socialist democracies include; former Soviet Union (Russia),
China, Cuba, Tanzania, former Yugoslavia, Czechoslovakia etc.
Conditions for Effective Operation of Democracy For any society to be regarded as democratic,
the following elements must not only feature in the settings but must be cultivated by the
people:
- Regular and Periodic Multi-Party Elections base on Equality of Electors Free, fair and
credible elections conducted periodically, say, every three or four years in which all adults of
voting age not only participate to elect their leaders, but also have freedom of choice in doing
so, and the result of such election should reflect the wishes of the people.
- An Independent Judiciary The courts must not only be free from the control of the executive
or any other arm of government but the judicial officers must be above board in the
dispensation of justice.
- A Free Press The press and mass media should be free to disseminate information to the
public without fear of being arrested or molested by the authority. The media practitioners
should be free to have access to information to inform the members of the public about
government policies and also give the government a feedback on the feelings and aspirations
of the people.
- A Virile Civil Society A virile civil society composed of independent association and groups
capable of putting those who exercise political power under check is required for the effective
operation of democracy.
Merits of Democracy
● It allows the people to choose their leaders and to them change periodically, through the ballot box.
● Democracy gives the people a sense of belonging and satisfaction because they know that the
power to elect and remove their leaders belongs to them. Even if the leadership and the governance
are bad, they would rather exercise patience until the election period to effect a change.
● Democracy is unique because ideally it recognises and respects the fundamental human rights of the
citizens, and as well as the decision of courts on any issue.
Demerits of Democracy
● It breeds mediocrity because, in democratic contests, it is not always the ‘best’ among the
candidates that win either the primary or general elections to represent the people.
● Another drawback of democracy is the attendant high cost of governance. It requires a huge
amount of national income to maintain the national and state assemblies and the executives with the
retinue of personal assistants. Enormous wealth is needed for elections and electioneering campaigns
periodically, which could have been avoided under a non-democratic government.
● Democracy is also criticised because it encourages the slow progress of development. If leadership
changes hands too often through elections, the tendency is that the new leadership may abandon the
on-going policies and programmes to start afresh to impress the electorates. It also takes a lot of time
and resources to make a decision in a democracy because issues are to be well articulated and widely
debated before taking a popular decision.
(i) Examine the merits and demerits of monarchy as a form of government.
(ii) Discuss gerontocracy as a form of government, explaining its advantages and disadvantages.
(iii) Explain this statement fully “who says organization says oligarchy.”
(iv) Identify and explain the attributes of a dictatorial government.
(v) Critically assess democracy as a popular form of government.
BASIS FOR CLASSIFICATIONS OF GOVERNMENT
When a term is used to describe a State or her agent (government) in comparison with others, it
simply refers to certain features and characteristics they either have in common or differences. It is a
terminology used by the political scientist concerning certain selected items from tradition, customs,
institutions and the system of laws guiding the administrative system of a society or organisation. A
government reflects one of the institutional forms depending on the specific functions the government
and the governed play in the system. This unit examines the classification of governments by political
philosophers and factors that determine the types of government. It also x-rays institutional
differentiation of government.
Aristotle In ancient time, Aristotle classified government based on two principles viz: the number of
persons in whose hands the authority of the state is vested and the purpose of the state. He postulates
that the government is of two types – normal and the perverted forms of government. He further
explains the former as one when the ultimate aim of the government is the welfare of the people while
the perverted form is one where the government machinery are used in promoting personal or group
interest of the functionaries or a select few in the society. The real purpose of Aristotle’s classification
is to justify the excellence of a particular form of rule – mixed government - called ‘polity’. As
regards the number of persons holding power, he says that the ruling power may reside in the hands of
one, a few, or many persons while the nature of the exercise of their authority may be either good or
bad. He makes use of the grounds of quality and quantity of the ruling persons that eventually enables
him to justify ‘polity’ as the best form of an attainable or a practicable government (Johari, 2009,
2019).
Thomas Hobbes Hobbes was aware of other forms of government such as tyranny, oligarchy and
anarchy but he refused to consider them like other forms of government. According to him, those who
were discontented under monarchy called it tyranny; those who were displeased with aristocracy
called it oligarchy; and those who nursed some grudges against democracy called it anarchy (see
Leviathan, p. 96-7).
John Locke John Locke substantially follows Hobbes in his classification, with some differences of
detail, he says, ‘according as the power of making laws is placed, such is the form of the
commonwealth’. If the majority, in whom the whole power of the community is placed at the dawn of
civil society, retains the legislative power in their own hands and executes those laws by officers of
their own appointing, the form of the government is a perfect democracy. If they put the power of
making laws into the hands of a few select men and their heirs or successors, then it is an oligarchy
but if into the hands of one man, then, it is a monarchy either hereditary or elective.
Baron de Montesquieu Montesquieu, a French political philosopher, held that states are of three
types, the republican, the monarchic and the despotic. If all or part of the people has the sovereign
power, the state is a republic, a democratic or an aristocratic one. A monarchy is the rule of a single
person according to law; a despotism, the rule of a single person arbitrarily. Montesquieu indicates the
various principles animating the various forms of government, the sustaining and driving powers
behind them. In a democracy, the citizens’ principle of a republic takes the shape of the love of
country and desire for equality. That the members of a ruling class will be moderate towards the
people, maintain equality among themselves and enforce the laws against persons of rank - this is the
virtue of an aristocracy. The mainspring of the monarchy is honour: the confidence or conceit of the
individual and of the governing classes concerning their own special importance, confidence that
spurs men to accomplish things quite as much as virtue itself. Despotism requires neither virtue nor
honour, but fear that suppresses both courage and ambition among subjects. States or governments
could be classified according to the type of political system in the country, concerning who exercises
the effective or nominal political powers.
Factors that Determine Types of Government
Political scientists have created numerous typologies for classifying political systems and forms of
government. Nonetheless, there is no consensus on one best or the ideal method because the one
chosen depends on the aspect of politics that interests the people most (Leeds, 1981). Some of the
factors are as follow:
(i) Modernity Countries of the world differ from one another in terms of per capita income, level of
education, technological development, industrialisation, urbanisation and availability of infrastructural
facilities. However, such factors tend to be highly inter-correlated because a country lacking in one
respect is most likely to be less developed in other respects.
(ii) Location of Authority Under a federal system, for instance, the powers for making important
decisions are shared between the central, the component units and local authorities and in most cases,
such is explained by the constitution. In a unitary system, the right to make decisions on all political
matters rests with the national government while the component units exist at the mercy of the central
authority.
(iii) Integration This refers to the extent to which the state’s apparatus is linked with the activities of
individuals and groups in society. In some cases, the exercise of state powers is total while in some
other climes, it is liberal or egalitarian. At one end of the spectrum is anarchism or belief in limited or
no government, which is utopian but on the other edge is a laissez-faire rule in which the government
limits itself to limited obligatory functions that are considered necessary for the survival of the state.
The next stage involves the ‘mixed economy’ where the government undertakes extensive political
and economic functions under the influence of state socialism. At the far end of the spectrum is
totalitarianism.
Institutional Differentiation of Government
Ordinarily, it appears easy to identify a form of government through institutions. For example, many
people would infer that the United States of America is a federal republic while the defunct Soviet
Union was a totalitarian state. However, defining a form of government is especially problematic
when trying to identify those elements that are peculiar to that form. There is a world of difference
between the ability to identify a form of government and identifying the necessary characteristics of
that form of government. For example, in trying to identify the essential characteristics of a
democracy, one might say "elections", “party system”, “judicial independence”, etc. However, it may
be noted that the authorities in both the former Soviet Union of the United States of America lay
claims to some of these elements because citizens voted for candidates to public offices in their
respective states. The problem with such a comparison is that most people are not likely to accept it
because it does not conform to their sense of reality. Since most people are not going to accept an
evaluation that makes the former Soviet Union as democratic as the United States, the usefulness of
the concept is undermined. Therefore, in Political Science, it has long been a goal to create a typology
or nomenclature of polities, as typologies of political systems are not obvious, especially in the
comparative politics and international relations (Lewellen, 2003). One approach is to elaborate on the
nature of the characteristics found within each regime. In the example of the United States and the
Soviet Union, both did conduct elections, and yet one important difference between these two regimes
is that the USSR had a single-party system, with all other parties being outlawed. In contrast, the
United States effectively has a bipartisan system with political parties being regulated, but not
forbidden.
In addition, most Westminster democracies such as the United Kingdom or countries in the
Commonwealth of Nations usually have at least three major parties. A system generally seen as a
representative democracy (for instance Canada, India and the United States) may also include
measures providing for a degree of direct democracy in the form of referenda and for deliberative
democracy in the form of the extensive processes required for a constitutional amendment. Another
complication is that a huge number of political systems originate as socio-economic movements and
are then carried into governments by specific parties naming themselves after those movements.
Experience with those movements in power, and the strong ties they may have to particular forms of
government, can cause them to be considered as forms of government in themselves.
ORGANS OF GOVERNMENT
Government is one of the cardinal institutions of the state. There is no state without a government,
which provides the basic needs of the people. Modern governments operate on three pillars called
organs (or branches or arms), which work concurrently and separately to achieve the purpose of
government. This module, which is sub-divided into five units, will examine the basic features and
functions of the three organs of government.
LEGISLATURE
The legislature is perhaps the most important organ of government in the sense that no society can
exist without law. It is also believed that an elected legislature is a major distinguishing feature
between a democratic and a military government since all forms of government do lawmaking. This
unit examines the place and role of the legislature as a major institution of government. It also
discusses the different types of legislature and the reasons why some countries prefer one to the other.
Origin of the Legislature
As the earliest organ of government, the history of the legislature can be traced to the classical days of
the Greece and the Roman Empire. Both countries had legislative bodies. Indeed, the idea of the
senate as the upper house had its origin in Rome. The Roman’s Senate was exclusively composed of
the leading aristocrats in the country and thus, members were proudly referred to as the “Fathers of
Rome”. The term senate has since struck and many have copied it into their constitutional framework,
as the upper house. The equivalent of the senate in the British system is the House of Lords, which is
the oldest second chamber in the modern world, and the largest.
To capture the interest of the vast majority of the citizenry, Rome also created the popular assemblies.
This is the precursor of the modern-day representative legislature, which has increasingly assumed
more prominence since it conforms to the democratic principle of popular sovereignty or the mandate
theory of representation. The struggle between the then pliant or rubber-stamp parliament and the
absolute monarchy, popularly known as the Puritan “Revolt” which later culminated in what is today
known in Britain as the concept of parliamentary supremacy is a major event in the evolution of
today’s legislature. It was meant to underscore the fact that the legislature should occupy a pre-
eminent position in its relationship with the executive. Since then, other countries have accepted the
legislative institution as the bedrock of democracy.
Types of the Legislature
There are two types of the legislature: the unicameral and the bicameral legislatures.
Unicameral Legislature A unicameral legislature refers to a legislature which consists of one chamber
or house. Countries with unicameral governments include Armenia, Bulgaria, Turkey, Sweden,
among others. Unicameral systems became more popular during the 20th century and some countries,
including Greece, New Zealand, and Peru, switched from a bicameral to a unicameral system.
Merits of Unicameral Legislature
● A Unicameral legislature is less expensive to run. The salaries and allowances that would have been
paid to the members of the second chamber can be easily spent on other facilities and infrastructures.
● The passage of bill can also be done without delays that are associated with another round of
scrutiny in the second chamber. This has the advantage of making government business easier, less
cumbersome as well as making the response of the government to challenges quicker, especially in
situations of emergency.
● In a unicameral legislature, the state is spared of the internal rivalry and conflict that are associated
with a bicameral structure where the two houses often disagree on supremacy claims. This was
witnessed in Nigeria when the Joint Committee of the Senate and House of Representatives on
Constitutional Amendments openly disagreed over which of the two houses would produce the
chairman.
Demerits of Unicameral Legislature
● It is possible in a unicameral legislature for hasty laws to be passed since the opportunity of a
second look by the other chamber is not available.
● Since the second chamber is usually composed of mature, seasoned and distinguished citizens in a
country, a country operating a unicameral legislature is denied the benefit of wisdom, experience and
partisan detachment that are usually associated with people who had previously served the country in
many capacities in the past, and who see service at the upper chamber as a unique recognition of their
abilities and a call to higher national service.
● A unicameral structure is not suitable for large and heterogeneous federal states like the United
States of America and Nigeria, where the second chamber is usually designed to allay the fears of the
minorities and promote their interests.
Bicameral Legislature
A bicameral legislature is a reference to a government with two legislative houses or chambers.
Countries with the bicameral legislature
are: the United States (U.S.), Britain, Nigeria etc. In Nigeria, the two legislative houses are: the Senate
and the House of Representatives. The Senate consists of 107 senators elected based on three Senators
to represent each of the country’s thirty-six states and one senator to represent Abuja, the Federal
Capital Territory. There are also 360 members in the nation’s House of Representatives elected based
on population, like its equivalent in the U.S.A. The equal representation in the U.S. and Nigerian
Senate seeks to balance bigness and smallness, majority rule and majority rules, centripetal and
centrifugal forces that are typical of most federal systems. The two legislative houses of the British
Parliament are the Upper House (the House of Lords), which has about 900 members, and Lower
House (the House of Commons), which is composed of 650 elected members.
Merits of a Bicameral Legislature
● The bicameral legislature has the advantage of wider representation, including those of minorities
and special interests. It enables the countries operating it to cope with, and manage the pull of
centrifugal forces.
● The second chamber can also help in checking hasty legislation since bills emanating from the first
chamber can always go to the second for fresh considerations.
● Bicameralism can also guard against the potential despotism of a single chamber. A second
chamber, therefore, serves as a guarantee of liberty and safeguard against legislative tyranny of a
single house.
Demerits of Bicameral Legislature
● A two-chamber legislature is very expensive to operate. Financial outlay.
● The second chamber is a duplication of effort, and a waste of material, financial and human
resources.
● The establishment of two legislative houses can also create conditions for avoidable conflict
between the two chambers. This conflict usually emanates during the passage of bills, and which
under the law must involve the two houses.
● It is also possible in countries where membership of the second chamber is not by election for the
executive to convert it to an avenue for political patronage. This was the case in Nigeria in the First
Republic.
3.3 Functions of the Legislature
Basically, the legislature performs the following functions:
Law-Making The primary function of the legislature is to make laws for the good and well-being of
the people as well as for the order and security of the state. Such laws are made in accordance with the
state’s constitution and in line with the standing laws and procedure that the assembly has stipulated.
Representative Function Legislature as a body composed of elected representatives of the people.
Individual members of the legislature in a democracy are elected to represent their constituencies.
They are thus expected to visit and consult their constituencies regularly to feel their pulse for better
representation.
Deliberative Function Essentially, the legislature is an arena for keen deliberations; and for this
reason, it has been correctly described as a deliberative body. It deliberates on a wide range of issues
bordering on welfare, economy, security, among others.
Approval of Annual Budgets In most countries, the legislature is always known to possess what is
called the power of the purse. This implies that the executive cannot legally make any spending
without the approval of the legislature. For this reason, the law requires the executive to lay before the
legislature its annual spending proposals and its sectoral break down for consideration, vetting and
possible approval. It is through this power that the legislature, on behalf of the electorate, can hold the
government and its officials accountable either for misuse of public funds.
Confirmation of Nominations made by the Executive Under the constitution, the executive can
only make nominations to major government positions as ministers, judges and ambassadors. Until
these nominees are screened and confirmed by the legislature they remain only designates into
positions. They can be deemed to have been validly appointed only after the approval of the
legislature.
Oversight Functions It is also the responsibility of the legislature (usually through a standing
committee) to conduct investigations into the activities of government ministries, departments and
agencies to overseeing, monitor and if need be, scrutinize the accounts and documents of government
agencies in relation to the enabling legislation. A standing committee can also organize public
hearings or summon government officials to clarify certain issues or defend decisions already made,
or proposals under consideration by the agency concerned.
Impeachment of the Executive The legislature also reserves the power to invoke the extreme step of
censoring and impeaching the President or vice-president in a presidential system or forcing the
resignation of a Prime Minister and the government he presides over if the parliament passes a vote of
no confidence on it. In the United States, President Richard Nixon resigned from office on August 9,
1974, to escape his impeachment the process, which had already commenced in the congress. At the
state level, the House of Assembly can also remove a Governor or Deputy Governor from office.
Ratification of Treaties/Agreements The constitution of most countries stipulates that for a treaty or
agreement between one country and another to have a full force of the law, and have a binding effect
on the peoples of both countries, it must be ratified by the legislature.
Constitutional Amendments Another important function of the legislature is the power to amend the
nation’s constitution. It may modify sections of the constitution or replace it in its entirety. In a
federal system, this power is shared between the inclusive government and the government of the
component states. Under the Nigerian constitution, a bill for the amendment of the constitution must
receive the support of two-thirds of members of both houses of the National assembly as well as 24
out of the 36 of the states in the country. Without meeting these stringent requirements, the bill cannot
receive presidential assent.
Importance of the Legislature
From what we have discussed so far, it is obvious that the legislature is a very important organ of
government. Indeed, in any reference to democratic governance, whether parliamentary or
presidential, the organ that captures the mind of many citizens as a symbol of democracy is the
legislature. The Legislative assembly is the place where the public sees democracy in action, in form
of debates and consideration of motions and passage of resolutions and bills. Indeed, the closest
politician to the voter is the representative of his constituency in the legislature, like the councillor in
a local government council.
THE EXECUTIVE
Meaning and Composition of the Executive Organ
The executive is the organ of government responsible for the governance of a state. It
enforces the law as written by the legislature and interpreted by the judiciary. It also
formulates and implements public policies in the best interests of its citizens; maintains law
and order; promotes social services; and initiates legislation, among others. It encompasses
all agencies and officials of the government that get involved in the day-to-day running of the
business of government.
The executive is often described as the most powerful, not necessarily the most important
organ of government. For this reason, those who occupy executive positions may be tempted
to be authoritarian, or at times, predatory simply because they control and deploy state funds
and coercive forces. In many countries, the head and members of the executive arm of
government are increasingly assuming importance. In the first place, the head of the
executive at all level is often regarded as the head, symbol and personification of
government.
The executive is composed of the followings: The president/head of state or head of
government; vice president; ministers; civil servants; police and the armed forces. in Nigeria
where there are three levels of government, the chief executive at the level of state and local
government, is the governor (assisted by commissioners) and the council chairman (assisted
by supervisory councillors) respectively. In a democracy, the head of the executive is elected
by popular votes and they, in turn, appoint the ministers, the commissioners or the
supervisory councillors, as the case may be, with the approval of the legislature.
Structure of the Executive Organ
The executive branch of government is broadly divided into two: the members of the cabinet
and other political office holders who hold temporary or tenure appointments, and career civil
or public servants who hold permanent and pensionable positions. While the former is in
charge of initiating government policies, or deciding the direction of the government of the
day, the latter concern themselves with the implementation of such approved policies. In the
parlance of public administration, while the political head is the master of policy, the
administrators are the instruments of policy. Therefore, the executive arm can only function
effectively if there are cooperation and mutual understanding between its two segments.
Types of the Executive Organ
Nominal and Real Executives In a nominal executive, the monarch or the head of the state
has nominal powers; the powers are exercised by his ministers, as in England, Sweden,
Norway, Belgium and Holland, among others. In these countries, for the executive, the
constitution assigns many powers to the president and he exercises these powers. There are
real executives in Nigeria and the United States of America.
Single and Plural Executives In a single executive, all executive powers are vested in one
individual, e.g., the President of Nigeria exercises all executive powers. In a pluralexecutive,
the executive powers are in the hands of more than one individual. In Switzerland, for
instance, the executive powers are vested in the Council of seven members. The Chairman of
this Council has no additional powers. Thus, all seven members are equally responsible for
the administration in that country.
Parliamentary and Presidential Executives In a parliamentary executive, the Cabinet is
responsible to the legislature. This system functions in England, Belgium and Holland,
among others. In a presidential executive, the President has real executive powers and is not
responsible to the Parliament. He is elected for a fixed term and can only be removed through
impeachment. Presidential executive operates in the United States of America, Nigeria,
Brazil, among others. However, in between these two models, there is a French executive
model, which can be called a quasi-parliamentary or quasi- presidential. In the French model
of executive, the President is the real executive but the prime minister and the cabinet are
under his control and, at the same time, they are accountable to the Parliament. So, the French
model imbibes some features of both parliamentary and presidential executives.
Hereditary and Elective Executives When a king or queen is the Head of the State and
when after his or her death, his son or daughter or, in a case where he or she is issueless,
some of his or her near relative occupies the throne, the system is referred to a hereditary
executive. This type of executive functions in England, Belgium, Holland, etc. On the
contrary, in countries where the Head of State is elected either by the people or by their
representatives, the system is referred to as elective executive. We find this system in
Nigeria, the United States of America, Austria, Egypt, etc.
Functions of the Executive Organ
The functions of the executive are not the same everywhere. The functions of the executive
depending on the form of the government. In a democracy, the functions of the executive
devolve primarily in the office of the president in a presidential system, or the office of the
prime minister in a parliamentary system. In Nigeria, for example, apart from expressly
stating the functions of the President who is the chief executive of the country, and his vice,
the 1999 Constitution did not elaborate on the functions of the executive as an organ of
government. The President is to, among other functions determine the general direction of
domestic and foreign policies of the government of the federation and co-ordinate the
activities of the vice president, ministers and the agencies of government in the discharge of
their executive responsibilities. From this brief explanation, we can distil the functions of the
executive arm of government to include:
Policy Making and Implementation The primary function of the executive is to formulate
and decide the policy direction for the state. In a democratic system, such policies are usually
derived from the manifesto presented to the citizens during the elections and upon which the
power was voted into office. While in office, it is the responsibility of the party in
government to translate this blueprint into concrete policies and programmes of the
government of the day.
Administrative Functions In every country, the Head of the State and the Council of
Ministers are responsible for law enforcement and the maintenance of law and order. The
Head of the State, on the recommendation of the Council of Ministers, makes many important
political appointments. The administrators are generally recruited based on competitive
examinations. They are promoted, demoted and dismissed under the Civil Service Rules.
Legislative Functions Although lawmaking is the responsibility of the legislature, in every
state, the executive play important role in law-making. The executive prepares bills for this
purpose and introduces them in the legislature. In parliamentary government, the leader of the
majority party becomes the Prime Minister. He influences both the organs of the government
i.e., Legislature and Executive.
Foreign Relations The executive establishes political relations with foreign countries. Our
government has established political or commercial relations with almost all big countries.
The President appoints diplomatic representatives in other countries and receives those of
foreign countries.
THE JUDICIARY
Meaning of the Judiciary
The Black’s Law Dictionary defines judiciary as the branch of government responsible for
interpreting the laws and administering justice. The foregoing definitions highlight certain
essential attributes of the judiciary to include: Judges, courts of law and administration
ofjustice. Therefore, the judiciary is the arm of government that is vested with the judicial
power - the power to construe and apply the law. Functionally, the judiciary is a mechanism
for the resolution of disputes and balancing of conflict of interests. By judiciary, we mean the
court system of a country. The law-making power of the judiciary through the interpretation
of the law and the principle of stare decisis is also noteworthy (Johari, 2009, 2019). In sum,
the judiciary by the nature of powers vested in courts by the constitution stands between the
government and the citizens. It is the last hope of the common man, the hope of the hopeless,
the defender of the defenceless and upholder of the rule of law.
The Hierarchy of Courts in Nigeria
In Nigeria, a settled hierarchy of courts exists. Section 6 of the Constitution of the Federal
Republic of Nigeria 1999 (as amended) provides for the Nigerian judicial system as follows:
(i) The Supreme Court (the highest court in Nigeria).
(ii) The Court of Appeal, having as at present 17 Divisions in some states of the
Federation.
(iii) Below the Court of Appeal are the following courts of co-ordinate jurisdiction:
Federal High Court; High Court of the Federal Capital Territory, Abuja; National
Industrial Court, Customary Court of Appeal and Sharia Court of Appeal of the
Federal Capital Territory, Abuja; High Court of a State; Customary Court of
Appeal and Sharia Court of Appeal of a State.
(iv) Below these courts are the Magistrates’ Courts and District Courts.
(v) The lowest courts are Customary and Area Courts. All the courts listed above are
the regular courts.
There are also special courts like Courts-martial, Tribunals of Inquiry, Rent Tribunals,
Coroners’ Courts, Juvenile Courts, etc. whose jurisdiction, rules, and operation are specially
regulated by the laws establishing them.
Functions of the Judiciary
Important functions of the judiciary are contained in its definition i.e. justice administration
and dispensation - is a minimum requirement of any government in maintaining law and
order, peace and tranquillity in the society. However, depending on the political system, the
followings could be itemised as the functions of the judiciary:
Adjudication The judiciary adjudicates on disputes between states, between the state and
individuals, between individuals and corporations or corporate entities, among others.
Interpretation of the Constitution The judiciary is constituted as the ultimate interpreter of
the constitution and to it is assigned to the delicate task of determining what is the extent and
scope of the power conferred on each branch of government, what the limits on the exercise
of such power under the constitution are and the determination of the question whether any
action of any branch transgresses such limits. Precisely, the judiciary acts as the custodian of
the constitution and the democratic process.
Judicial Review Judiciary acts as checks on both executive and legislative arms of
government in their actions/inactions of government or laws that are not consistent with the
constitution to be declared as null and void. For instance, President Olusegun Obasanjo
signed into law a bill, which extended the tenure of elected local government councils, by one
year, with retroactive effect. But the Supreme Court later annulled the Electoral Act with the
effect that local councils were dissolved after the expiration of the statutory three-year tenure,
as contained in the electoral Decree promulgated by the military, under which councils’
elections were conducted in 1999.
Judicial Independence
The independence of the judiciary means that the court and judges must be free from the
influence of both the government and individuals in the discharge of their functions if justice
is to be obtained. However, in a state where judicial decisions are subject to the dictates of
either the executive or legislative arms of government or both, there can hardly be justice.
Under this condition, it becomes difficult if not impossible for the citizens and non-citizens of
the state to obtain justice. Therefore, only courts, which are not tied to the whims and
caprices of the executive; courts that are free from legislative pressure, political pressure, and
even mob pressure can guarantee judicial independence. Judicial independence, deducing
from the preceding explanation, is when the judiciary is separated from the other arms of
government and immune from partisanship or undue pressure from external bodies to
impartially and expeditiously discharge, without fear or favour, its constitutional
responsibilities. To achieve this, the following conditions should prevail in the polity:
Security of Job A secured and fixed tenure is very important for judges to make their
appointment secured and free from unnecessary manipulation or intimidation by the
Executive. In Nigeria, a judge retires on the attainment of 65 years of age and their
appointment is made on a permanent basis after meeting certain requirements.
Mode of Appointment In some countries, judges are elected but this might make them liable
to political pressures whimsicalities. But, in Nigeria and some other countries in the world,
judicial officers are appointed by the president/governors on the recommendation of major
stakeholders in the judiciary - National Judicial Council, and subject to ratification by the
legislature.
Better Salaries/Emoluments To ensure the independence of the judiciary, judges should be
paid better salaries and allowances. This is not only to attract brilliant lawyers to the bench
but also to distract them away from corruption and unethical practices. In addition to this,
salaries of the judiciary are to be charged on the first line i.e. consolidated fund, which no
other arm of government could selfishly manipulate.
OPERATIONS AND REGULATIONS OF GOVERNMENT
The Theory of Separation of Powers; The Doctrine of Checks and Balance; Rule of Law:
Meaning, Application and Limitations; Evaluation of Rule of Law in Nigeria
THEORY OF SEPARATION OF POWERS
Separation of powers and responsibilities is an important principle in the organisation of
modern government. In this Unit, we shall examine the principle behind the theory of
separation of powers, its objectives and applications in selected countries, as well as its merits
and demerits. Whereas separation of powers and responsibilities is key to the workings of
modern government, no democratic system, in practice, exists with an absolute separation of
powers or an absolute lack of it. Governmental powers and responsibilities essentially
overlap because they are too complex and interrelated to be neatly compartmentalized.
Meaning of Separation of Powers
Separation of powers is the division of government responsibilities into distinct organs to
limit any of the organs from usurping and exercising the core functions of another organ. The
purpose is to prevent the concentration of power and provide for checks and balances. The
theory simply enjoys that the same body or person should not be in control of more than one
arm of government. Power must not only be separated but must also be exercised by different
persons or body of persons. According to a French political jurist – Baron de Montesquieu
(1748), the concentration of the legislative, executive and judicial functions in the same
person or body of persons would be dangerous and would cause authoritarianism and
despotism. Hence, the need to separate these powers to provide a system of checks and
balances to ensure that no one power became two strong and thus absorb the functions of the
other (Babalola, 2019; Farrugia, 2018; Reader, 2017).
However, while the separation of powers is fundamental to the operational effectiveness of
the modern government, there is no democratic system where the separation of powers is
absolute or completely absent. In practice, governmental powers and responsibilities, rather
than neat compartmentalisation, intentionally overlap. As a result, there is an inherent
measure of competition and conflict among the organs of government. The doctrine of
separation of powers is more pronounced in a presidential democracy than in a parliamentary
democracy, where there is ‘fusion of powers’.
The practice of using power to check power, which is known as ‘checks and balances, is not
necessarily, a violation of the theory of separation of powers; it merely seeks to promote
some interrelationships among the organs to check abuse of government powers. For
example, the laws made by the legislature are interpreted by the judiciary and could be
declared void if found not to be consistent with the provisions of the extant laws. The
executive also initiates laws and presents budgets for the approval of the Legislature;
otherwise, such budgets could not be spent by the Executive. In the same vein, laws made by
the Legislature cannot become operative until it was given assent by the president. The
president can, however, withhold his assent which amounts to an exercise of veto power. The
Legislature can similarly decide to upturn the veto of the president by the use of two-thirds
majority. The executive makes the appointment of senior judicial officers but it has to be
ratified by the Legislature to take effect.
Features of Confederation
i) Right to Secede In a confederation, the component units have the right to secede from the
arrangement. This is not the case in a federation where any attempt by any or a combination
of the federating states to secede is met with resistance. This was the case in the United States
between 1861 and 1865 when the attempt by 13 southern states was militarily resisted by
Abraham Lincoln. A similar case occurred in Nigeria when Yakubu Gowon, then Nigeria’s
Military Head of State forced the then Eastern Region of the country back into the federation.
ii) The autonomy of the Federating States Another feature of a confederation is that the states
within the confederal structure would not lose their separate identities through the political
arrangement but will still retain their distinct separate independence. In other words, the
component units are autonomous in all spheres of influence except in defence, external
relations, currency and a few other subjects conceded to the central authority.
iii) Supremacy lies with the confederates
The supreme power belongs to the co-ordinate states. Therefore, the coordinate States
dominate the central government as the constitution is usually not rigid since most
confederations are run based on agreements reached by the states.
iv) Weak Central Authority The central authority is usually weak in a confederation while the
units are stronger and more powerful. The experience of countries like the United States,
Senegal and Gambia under a confederation, and Nigeria where the model was also suggested,
will be used to illustrate this point in the subsequent units.
Merits and Demerits of Confederation
Merits
i) Confederation protects countries that shelter under the arrangement from foreign
invasion. Weak states can enjoy better defence militarily against foreign powers or
aggression from neighbouring States. This consideration was uppermost in the mind
of Dauda Jawara of the Gambia in the early 1980s when he forged a confederal
arrangement with Senegal, then known as Sene- Gambia. But the confederation did
not last long.
ii) Confederation has economic utility. The case of the Hanseatic League which was
established in Europe during the Middle Ages to promote greater commercial
interactions among the states concerned is a good example.
iii) In large countries, it saves minority nationalities from domination by majority ethnic
groups since each state in a confederation is sovereign. This was the major reason
why the former Eastern region of Nigeria then under Col. Emeka Odumegu-Ojukwu
spoke in favour of confederation at the Aburi meeting in Ghana. His preference was
predicated on the belief that confederation would give the Igbo nation more freedom
to manoeuvre in a country where they felt threatened.
Demerits
i) Confederation is a very loose and fragile system of government. This is because each state
that makes up the confederation is autonomous with its governmental machinery. This gives
the liberty to any member state to pull out any time it so desires.
ii) Confederation has been criticised for serving as a breeding ground of intrigues and centres
of rivalries. This is because, as Argawal (1994) pointed out, a strong and powerful member
state often establishes its hegemony over others and exploits them to further its own ends.
This was true of Prussia before the unification of Germany. Prussia then, the biggest and
most powerful of German states exploited others that were weak and unviable.
iii) The relationship between the central and confederal government is not usually well
defined. This has often led to disagreement between member states of the confederacy.
iv) Despite its theoretical attraction to leaders of a few states, in reality, a confederation has
often proven a difficult and cumbersome political system to manage. This is why it has not
endured for long in the few countries where it was practised. Indeed, the experience has
shown that confederation has either failed in a few states that practised it, while the
authorities in other states like Nigeria, where suggestions were made in that direction spurned
it. General Gowon flatly rejected confederation as an option for Nigeriain1967.
INSTRUMENTALITIES OF POLITICAL INTERACTION
In any political system, whether democratic or not, people develop and express their opinions
on a wide range of issues. They also try to take part in and shape the decisions that affect
their lives. An increase in citizen participation is therefore a hallmark of political
development. This module, which is sub-divided into four units, will examine the
instrumentalities of political interaction.
Political Parties/Pressure Groups; Political Parties as Instruments of Political Interaction in
Nigeria; The Political Roles of Pressure Groups in Nigeria;
POLITICAL PARTIES/PRESSURE GROUPS
Political parties and pressure groups are very important in the contemporary state system
because they give meaning to the democratic process as important institutional components
of liberal democracy. Thus, this unit will examine the meaning and types of political parties
and pressure groups. Involved in this analysis is the explanation of the primary functions of
political parties and pressure groups as instruments of political interaction and participation.
Meaning, Types and Functions of Political Parties
Meaning of a Political Party A political party is an organised group of people with at least
roughly similar political aims and opinions, that seeks to influence public policy by getting its
candidates elected to public office. The purpose of the political party is to get candidates
elected to public office. In a sustainable and well-functioning democracy, political parties are
deeply and durably rooted in specific substructures of society. To this end, they can link the
governmental institutions to the elements of the civil society in a free and fair society and are
regarded as necessary for the effective functioning of a democratic political system. The
presence of the political party is a healthy situation for a democratic society since it allows
people to make a more evolved and effective decision. In a broader perspective, a political
party is a means through which the people can speak to the government and have a say in the
process of governance (Singh, 2014).
Types of Party System There are three types of party systems
: i) One-Party System
ii) Two-Party System
iii) Multi-Party System
One-Party System In a one-party system, there is no competition in this system. Here, the
lone party nominates the candidates and the voters have only two choices, that is, either not to
vote at all or to write ‘yes’ or ‘no’ against the name of the candidates nominated by the party.
Such a political system was prominent in authoritarian regimes and communist countries such
as North Korea and Cuba. Before the collapse of communism, this system was also prevalent
in USSR.
Two-Party System In a two-party system, the power alternate between two major dominant
parties. So, for winning the elections, the winner will have to get the maximum number of
votes. So, the smaller parties tend to merge with the bigger parties or they drop out of
elections. Such a system prevails in Canada and Great Britain, in which two parties are
holding the maximum numbers of seats. Nigeria experimented a two-party system in the
botched Third Republic when the military regime of General Ibrahim Babangida created two
political parties: The Social Democratic Party (SDP) and the National Republican
Convention (NRC).
Multi-Party System The most common type is the multi-party system. In such a system,
there are three or more parties which can gain control of the government separately or in a
coalition. If no party achieves a clear majority of the legislative seats, then several parties join
forces and form a coalition government. Countries like India and Nigeria follow a multi-party
system. Some people are of the view that a multi-party system often leads to political
instability in a country.
Functions of Political Parties
In a democratic society, political parties perform the following key roles, among others:
(i) Soliciting and articulating public policy priorities and civic needs and problems as
identified by members and supporters
(ii) Recruiting and training candidates for public office;
(iii) Socialising and educating voters and citizens in the functioning of the political
and electoral system and the general political values
(iv) Balancing opposing demands and converting into general policies
(v) Channelling public opinion from citizens to government
It is noteworthy; however, that though political parties fulfil many vital roles and perform
several functions in a democratic society, recruiting candidates for public office is one of the
most important functions that political parties perform. An important goal of political parties
is to gain control of the government and to do this, parties must work to recruit candidates for
all elected offices
Meaning, Types and Functions of Pressure Group
Meaning of Pressure Groups Pressure groups are informal political institutions which seek to
influence decision-making. They neither stand for elective positions nor
aim to capture political to form a government. They differ from parties because they are not
entirely political even though they are organisations which are to a certain degree concerned
with politics. Put differently, although they share some characteristics with political parties,
pressure groups are not aiming to exercise political power directly. They are agencies of
representation and participation as well as mechanisms for the expression of interest and
opinion(Singh, 2014). They facilitate popular involvement in politics. Some of the active
pressure groups in Nigeria include: the Academic Staff Union of Universities (ASUU),
Nigeria Labour Congress (NLC), Nigeria Bar Association (NBA), Nigerian Union of
Journalists (NUJ) among others.
Types of Pressure Groups There are two types of pressure groups:
(i) Sectional Pressure Groups (ii) Promotional Pressure Groups
Sectional lobby groups include self-interest groups such as trade unions; business and
farming associations; churches; ethnic associations; pensioner groups; and returned service
personnel. On the other hand, promotional lobby groups promote particular causes, beliefs
or values such as: conservation; women’s issues; Aboriginal; civil; or moral rights.
Functions of Pressure Groups Pressure groups are groups of like-minded people who seek to
influence the government on a particular issue. The primary functions of pressure groups
include:
i) Pressure groups try to make the government more attentive to the needs of the
people. This is because as groups with many members sometimes nationally spread,
they command more respect than individuals who may be fighting for similar causes.
ii) Pressure groups provide specialised and expert information to the government on
their interests and explain government policies to their members and the general
public. Thus, they are an important link between the government and the people.
iii) They help to educate their members and the whole society on their fundamental
human and political rights, and some government policies.
iv) The political education and consciousness of citizens are promoted through the
activities of pressure groups.
v) They promote the economic stability of the country through their useful advice to the
government on economic policies. An example is the Nigerian Association of
Chambers of Commerce, Industry, Mines and Agriculture (NACCIMA).
vi) They promote certain general welfare services.
vii) They promote and protect the interest of their members. For example, the Academic
Staff Union of Universities (ASUU) got a special salary scale approved for its
members.
Importance of Pressure Groups Active and well-oriented pressure groups are an asset in a
democratic society because they influence government policy in the right circumstances. In
an ideal political setting, pressure groups are important for the following reason
: i) They promote discussion and debate and mobilise public opinion on key issues
ii) They perform a role in educating citizens about specific issues
iii) Pressure groups can enhance democratic participation, pluralism and diversity
iv) They provide an important access point for those seeking redress of grievance
v) They represent minorities who cannot represent themselves
vi) Pressure groups are an important and valuable source of specialist information/ expertise
for an overloaded legislature and civil service
vii) They act as a check and balance to the power of executive government
Strategies Used by Pressure Groups to achieve their Objectives Pressure groups may use a
variety of methods to pursue their requirements. These include:
(i) Lobbying state members and the Parliament via petitions, letters and deputations.
(ii) Consulting with ministers or senior public servants.
(iii) Hiring professional lobbyists.
(iv) Taking legal action through injunctions or appeals to higher courts.
(v) Campaigning for, or opposing, certain candidates at elections.
(vi) Demonstrating outside Parliament and government offices or marching in the streets.
(vii) Using the industrial muscle of strikes for political purposes.