Ethiopian Native Highlanders Adaptation To Chroni
Ethiopian Native Highlanders Adaptation To Chroni
Ethiopian Native Highlanders Adaptation To Chroni
Review Article
Ethiopian Native Highlander’s Adaptation to Chronic High-
Altitude Hypoxia
Ayechew Getu
Department of Physiology, College of Medicine and Health Sciences, University of Gondar, P.O. Box 196, Gondar, Ethiopia
Received 14 December 2021; Revised 13 March 2022; Accepted 6 April 2022; Published 15 April 2022
Copyright © 2022 Ayechew Getu. This is an open access article distributed under the Creative Commons Attribution License,
which permits unrestricted use, distribution, and reproduction in any medium, provided the original work is properly cited.
People living in a high-altitude environment have distinct lifelong challenges. Adaptive mechanisms have allowed high-altitude
residents to survive in a low-oxygen environment for thousands of years. The purpose of this review was to provide a brief
review of the Ethiopian native highlanders’ adaptive mechanisms to chronic hypoxia problems at high altitude. Traditionally,
an elevated hemoglobin concentration has been considered as a hallmark of lifelong adaptation to high-altitude hypoxia,
though this notion has been refuted recently as a result of the establishment of the alternative adaptive responses found in
Amhara highlanders living in the Simien Mountains of northern Ethiopia. These populations did not have elevated
hemoglobin (no erythrocytosis) but had normal hemoglobin saturation and arterial oxygen level, which alerts researchers to
explore the possibility of the presence of an alternative adaptive mechanism. Contrary to this, Oromos living in the Bale
Mountains of southern Ethiopia have elevated hemoglobin. The presence of increased nitric oxide (NO) and cyclic guanosine
monophosphate (cGMP) in native Amhara highlanders suggests the possibility of adaptation via vasodilation, which would
improve oxygen supply to metabolic tissues. Native Amhara highlanders showed no indications of chronic mountain sickness
and had a higher pulmonary blood pressure without having a higher pulmonary vascular resistance. In addition, the cerebral
circulation is sensitive to NO and carbon dioxide (CO2) but not to hypoxia, which would likely promote increased cerebral
blood flow and increase oxygen delivery to the brain, making Ethiopian high-altitude natives better suited for survival at high
altitudes. Further research is warranted to translate these background natural features of Ethiopian native highlanders to
clinical applications.
highlanders of Ethiopia, the Andeans of South America, and The Simien Mountain regions are the northern part of
the Tibetans of Central Asia are well-known populations the western highlands, where the Amharas have lived for
that reside in the high altitudes and have thrived for thou- millennia at an altitude of 2400–3700 m [5]. Native Amhara
sands of years. Amharas in the Simien Mountains have been highlanders live harmoniously with low oxygen levels. In the
permanently inhabited for more than 70,000 years, whereas present day, researchers found three patterns of adaptations
in southern Ethiopia, Oromos inhabited the Bale Mountain to chronic hypoxia: Ethiopian, Tibetan, and Andean pat-
areas for about 500 years [5, 6]. terns of adaptations [14].
These people have been well adapted to the hypoxic This review is aimed at presenting a brief overview of the
environmental challenges for thousands of years, and Ethiopian native highlander’s adaptive mechanisms to
researchers have found different patterns of phenotypic chronic high-altitude hypoxic challenges. Relevant literature
and genotypic adaptive mechanisms that help inhabitants searches were conducted by using search engines including
live from generation to generation [5, 7]. PubMed and Google Scholar, typing the following keywords:
“Ethiopian native highlanders”, “adaptation”, “chronic hyp-
2. Chronic Effects of High-Altitude oxia”, and “Siemen Mountains”.
Environment on the Human Body
Mountaineers, tourists, and trekkers who normally reside at 3.1. Hematological Adaptations. Traditionally, a high con-
low altitudes usually experience the acute effects of the centration of hemoglobin level above the normal population
ascent to high altitudes. Acute exposure to low oxygen ini- values has been considered a hallmark of lifelong adaptation
tially changes the mechanics of breathing. There is an to high-altitude hypobaric hypoxia. Though varied among
increase in the rate and depth of breathing (hyperpnoea), different geographical locations and populations, an increase
which is eventually associated with a decrease in the level in the level of hemoglobin is an acute response (acclimatiza-
of CO2 in the blood (hypocapnia). This low blood CO2 level tion) to high-altitude hypoxia for new individuals who have
causes respiratory alkalosis, which may be indicative of acute recently moved from sea level [15]. An increase in the con-
mountain sickness (AMS) [8, 9]. The symptoms of AMS centration of hemoglobin improves blood oxygen-carrying
range from mild to severe forms and include sleeping prob- capacity and offsets the hypobaric condition [16].
lems, headache, dizziness, nausea and other gastrointestinal The landmark research done by Beall et al. on the pres-
disorders, pulmonary edema, and cerebral edema [10]. ence of possible hematological adaptations in Ethiopian
Acute alterations in heart activity have been linked to high-altitude natives revealed the presence of unique hema-
rapid exposure to high-altitude hypoxia. The initial response tological adaptations observed in the Simien Mountain areas
to hypoxia is an increase in cardiac output due to the of Amhara residents who inhabited for millennia. This
increase in heart rate and a temporary increase in arterial unique adaptation marks the presence of the third successful
blood pressure as a result of sympathetic activations [11]. pattern of body adaptations to hypoxia [15]. Amharas did
Permanently residing at a high altitude has a unique
not have elevated hemoglobin (no erythrocytosis) values as
clinical consequence, which is known as chronic mountain
compared to their seal level counterparts. There was normal
sickness (CMS). It is an indication of the failure of adapta-
hemoglobin saturation and arterial oxygen level despite
tion to chronic hypoxia and is characterized by excessive
erythrocytosis, severe hypoxemia, and, in some cases, mod- hypobaric conditions. Tibetans, unlike Amhara populations,
erate to severe pulmonary hypertension which may evolve had arterial hypoxemia but not erythrocytosis [17], whereas
into cor pulmonale, leading to right ventricular failure Andeans had both erythrocytosis and arterial hypox-
[12]. The global consensus on the diagnosis of CMS is that emia [18].
there should be an elevation of hemoglobin concentration Cheong et al. revealed the presence of an alternative
≥ 21 g/dl for males or ≥19 g/dl for females together with a adaptive mechanism for chronic hypoxia in these popula-
minimum score of symptoms [12]. tions. Amhara highlanders did not show elevation of hemo-
It has been noted that the clinical presentations of CMS globin but had elevated NO and cGMP in their blood [19],
increase with increased altitude and the signs and symptoms indicating the possibility of adaptation via vasodilatation
gradually disappear after descending to low altitude [13]. enhancing oxygen delivery to metabolic tissues. In their
study, surprisingly, contrary to Amharas, the Oromos of
3. Ethiopian Patterns of Adaptations to Chronic Ethiopians native to the Bale Mountains showed an eleva-
High-Altitude Hypoxia tion in hemoglobin concentration, highlighting the presence
of different adaptive mechanisms for similar hypobaric hyp-
Ethiopia is part of Eastern Africa with varied geographical oxia challenges. It is also worth noting that erythropoiesis
landscapes ranging from very low altitudes (Afar Triangle, genes were strongly expressed in Ethiopians at high altitude
1000 m below sea level) to high altitudes in the Simien and remained significantly higher at sea level [20].
Mountains (the highest peak in Ethiopia and fourth in Despite the presence of an unavoidable low ambient par-
Africa) in the Amhara region of North Gondar at 4550 m tial pressure of oxygen level, a maladaptation to chronic
above sea level. Ethiopia is divided into three well-defined high-altitude hypoxia, chronic mountain sickness (CMS), is
geographical regions: the western highlands, the eastern common in the Andes, occasionally found in Tibetans, but
highlands, and the rift valley with the lowland area. absent in Ethiopians [20, 21].
BioMed Research International 3
It is worth noting, though, that CMS symptoms can exist and the presence of underlying cardiorespiratory diseases.
without an elevated hemoglobin level and that an elevated The most important risk factors for HAPH were increasing
hemoglobin level can exist without CMS symptoms [22]. age, hypoxemia, and erythrocythemia [28]. Tibetans are con-
sidered to be the most adapted to the stress of high altitude
3.2. Vascular Adaptations. A common adaptive response to and have the least prevalent HAPH compared to Andeans
hypobaric hypoxia is an increase in the concentration of [29]. Chronic hypoxia promotes angiogenesis by modulating
hemoglobin, though the degree of elevation is minor in the the transcriptional regulator hypoxia-inducible factor 1 alpha
Amharas of the Simien Mountains of Ethiopia as compared (HIF-1α), which in turn triggers the upregulation of the eryth-
to other native highlanders, suggesting the presence of alter- ropoietin [30]. HIF-1α is a master regulator of the hypoxic
native means of adaptation. Investigators found that vascu- response, and its proangiogenic activities include regulation
lar response is another adaptive mechanism involved in of vascular endothelial growth factor (VEGF), but also eryth-
Amhara highlanders to compensate for their weak hemoglo-
ropoietin and its receptors (EpoR) [31, 32].
bin response [19].
Chronic hypoxia caused by the migration of native sea-
Vasodilatation is an important physiological adjustment
level dwellers to high altitudes or chronic lung disease leads
to increase the tissue blood flow in response to hypoxia [23].
to the development of increased pulmonary vascular resis-
Tibetans, like Amharas, have a dampened hemoglobin
response to hypoxia and have been recognized to have high tance and pulmonary hypertension [33]. The classical model
nitric oxide levels and enhanced tissue blood flow [17, 24]. to show the presence of pulmonary hypertension is increased
NO is a key molecule involved in vasodilation and the pre- vascular resistance. In contrast to this general consensus, the
vention of thrombosis. Hypoxic-induced systemic vasodila- Ethiopian study found that Amhara natives at 3700 m had
tion is attributed to the enhanced production of NO and elevated pulmonary artery pressure (27:9 ± 8:4 mmHg), but
has been noticed in the Tibetans. Native Amhara high- without elevated pulmonary vascular resistance. It has been
landers were also shown to have more NO and its down- suggested that the high pulmonary artery pressure could be
stream signal transducer cGMP, which was not the case for due to high pulmonary blood flow and right ventricular
their Oromo counterparts [19]. enlargement but not to vascular resistance [34]. This finding
In the Amhara highlanders, chronic hypoxia induced suggests the pulmonary vasculature may respond to hypoxia
elevated NO, enabling vasodilation and an increase in blood in a distinct way.
flow, compensating for their relatively lower hemoglobin Another yet unique feature of Amhara highlanders is the
response [19]. In addition, to ensure better and maintained sensitivity of their brains to oxygen shortages. The brain is
tissue blood flow, vascular endothelial growth factor C the most sensitive organ to a shortage of oxygen. Many
(VEGFC), which is crucial for angiogenesis in response to symptoms of chronic mountain sickness are possibly linked
hypoxia, was very high in Ethiopians both at high altitude with this neuronal hypoxia. One sign of the failure to adapt
and in the lowlands [20]. to acute or chronic hypobaric hypoxia is the presence of
At high altitudes, the entire lung is unavoidably exposed severe high-altitude cerebral edema (HACE) [35, 36]. Physi-
to lowered inspired oxygen. An immediate reaction is the ologically, CO2 has a cerebrovascular dilation effect, whereas
hypoxic pulmonary vasoconstriction reflex, measured as an oxygen has the opposite. Cerebral vasculatures exposed to
increase in pulmonary arterial blood pressure that automat- chronic hypoxia are thus at risk of constriction, resulting in
ically increases pulmonary vascular resistance in poorly aer- decreased blood flow.
ated regions of the lungs, thereby redirecting pulmonary The cerebral circulation of Amhara highlanders was
blood flow to regions richer in oxygen content [25]. This
found to be less sensitive to hypoxia, unlike in Peruvian
diversion of blood flow to better ventilated alveoli is critical
counterparts [20]. Amhara highlanders present with high
for matching ventilation with perfusion, decreasing the vol-
sensitivity of cerebral blood vessels for CO2 which would
ume of shunted blood and thereby preventing hypoxemia.
Chronic hypoxia promotes pulmonary vasoconstriction likely increase cerebral blood flow and increase oxygen deliv-
and increases pulmonary arterial pressure and arterial resis- ery to the brain. This unique feature makes them better
tance, which ultimately leads to right ventricular hypertro- suited for survival at high altitudes.
phy and eventually heart failure.
A subset of chronic mountain sickness, chronic high-
altitude pulmonary hypertension (HAPH), is a clinical syn- 4. Limitation of the Review
drome seen in individuals residing in high-altitude regions
and is characterized by increased pulmonary vascular resis- This review is not without limitations. First, I did not include
tance secondary to hypoxia-induced pulmonary vasocon- the findings regarding the genetic architecture of Ethiopians
striction and vascular remodeling of pulmonary arterioles and the influence of genetic variance on the adaptation
[26, 27]. The vascular alterations involve all elements of mechanisms. Second, I did not comprehensively present
the vessel wall and include endothelial dysfunction, smooth each and every similarity and difference between Ethiopian
muscle extension into previously nonmuscular vessels, and highland natives’ and others’ coping mechanisms for high-
adventitial thickening [27]. altitude hypoxia, for which the reader might not be satisfied.
The prevalence of HAPH is influenced by the altitude, eth- I encourage readers to approach the excellent references
nicity, and ancestral history of colonization to high altitudes cited in this paper.
4 BioMed Research International
5. Conclusion [13] D. A.-S. J. Penaloza and J. Arias-Stella, “The heart and pulmo-
nary circulation at high altitudes,” Circulation, vol. 115, no. 9,
Amharas native to the Simien Mountains of Ethiopia have pp. 1132–1146, 2007.
no signs of chronic mountain sickness, an indicator of a fail- [14] C. M. Beall, “Andean, Tibetan, and Ethiopian patterns of adap-
ure of adaptation to chronic high-altitude hypoxia. They tation to high-altitude hypoxia,” Integrative and Comparative
have no elevated hemoglobin (contrary to Oromos), indicat- Biology, vol. 46, no. 1, pp. 18–24, 2006.
ing that there is no erythrocytosis for hypoxia response and, [15] C. M. Beall, M. J. Decker, G. M. Brittenham, I. Kushner,
despite the low oxygen level in the atmosphere, there is no A. Gebremedhin, and K. P. Strohl, “An Ethiopian pattern of
arterial hypoxemia. human adaptation to high-altitude hypoxia,” Proceedings of
Native Amhara highlanders did show elevated NO and the National Academy of Sciences of the United States of Amer-
cGMP, indicating the possibility of adaptation via vasodila- ica, vol. 99, no. 26, pp. 17215–17218, 2002.
tation enhancing oxygen delivery to metabolic tissues. It
[16] R. P. Hebbel, J. W. Eaton, R. S. Kronenberg, E. D. Zanjani, L. G.
was suggested that these unique adaptation mechanisms Moore, and E. M. Berger, “Human llamas: adaptation to alti-
may be linked to genetic background. Further research is tude in subjects with high hemoglobin oxygen affinity,” The
warranted to translate these background natural features of Journal of Clinical Investigation, vol. 62, no. 3, pp. 593–600,
Ethiopian native highlanders to clinical applications. 1978.
[17] C. M. Beall, G. M. Brittenham, K. P. Strohl et al., “Hemoglobin
concentration of high-altitude Tibetans and Bolivian
Conflicts of Interest Aymara,” The American Journal of Physical Anthropology,
vol. 106, no. 3, pp. 385–400, 1998.
The author declares no conflict of interest to disclose.
[18] C. M. Beall, L. A. Almasy, J. Blangero et al., “Percent of oxygen
saturation of arterial hemoglobin among Bolivian Aymara at
3,900-4,000 m,” American Journal of Physical Anthropology,
References vol. 108, no. 1, pp. 41–51, 1999.
[19] H. I. Cheong, A. J. Janocha, L. T. Monocello et al., “Alternative
[1] J. B. West, “Early history of high-altitude physiology,” Annals
hematological and vascular adaptive responses to high-altitude
of the New York Academy of Sciences, vol. 1365, no. 1, pp. 33–
hypoxia in East African highlanders,” American Journal of
42, 2016.
Physiology-Lung Cellular and Molecular Physiology, vol. 312,
[2] B. Basnyat and D. R. Murdoch, “High-altitude illness,” Lancet, no. 2, pp. L172–L177, 2017.
vol. 361, no. 9373, pp. 1967–1974, 2003.
[20] G. Xing, C. Qualls, L. Huicho et al., “Correction: Adaptation
[3] J. West, “Highest inhabitants in the world,” Nature, vol. 324,
and mal-adaptation to ambient hypoxia; Andean, Ethiopian
no. 6097, p. 517, 1986.
and Himalayan patterns,” PLoS One, vol. 3, no. 6, 2008.
[4] J. C. T. Ainslie and P. N. Ainslie, “Global and country-level
estimates of human population at high altitude,” Proceedings [21] S. Kurl, J. A. Laukkanen, L. Niskanen, D. Laaksonen,
of the National Academy of Sciences of the United States of J. Sivenius, and K. S. J. Nyyssönen, “Metabolic syndrome and
America, vol. 118, no. 18, 2021. the risk of stroke in middle-aged men,” Stroke, vol. 37, no. 3,
pp. 806–811, 2006.
[5] T. S. Simonson, “Altitude adaptation: a glimpse through vari-
ous lenses,” High Altitude Medicine & Biology, vol. 16, no. 2, [22] G. F. Gonzales, J. Rubio, and M. Gasco, “Chronic mountain
pp. 125–137, 2015. sickness score was related with health status score but not with
hemoglobin levels at high altitudes,” Respiratory Physiology &
[6] M. Hassen, “The Oromo of Ethiopia—a history 1570-1860,”
Neurobiology, vol. 188, no. 2, pp. 152–160, 2013.
International Journal of Middle East Studies, vol. 24, pp. 344–
346, 1992. [23] D. J. S. J. Singel and J. S. Stamler, “Blood traffic control,”
[7] C. M. Beall, “Adaptation to high altitude: phenotypes and Nature, vol. 430, no. 6997, p. 297, 2004.
genotypes,” Annual Review of Anthropology, vol. 43, no. 1, [24] B. D. Hoit, N. D. Dalton, S. C. Erzurum, D. Laskowski, K. P. B.
pp. 251–272, 2014. C. Strohl, and C. M. Beall, “Nitric oxide and cardiopulmonary
[8] D. D. Heistad and F. M. Abboud, “Dickinson W. Richards lec- hemodynamics in Tibetan highlanders,” Journal of Applied
ture: circulatory adjustments to hypoxia,” Circulation, vol. 61, Physiology, vol. 99, no. 5, pp. 1796–1801, 2005.
no. 3, pp. 463–470, 1980. [25] K. J. Dunham-Snary, D. Wu, E. A. Sykes et al., “Hypoxic pul-
[9] P. Bärtsch and D. M. Bailey, Acute mountain sickness and high monary vasoconstriction: from molecular mechanisms to
altitude cerebral oedema, Springer, 2014. medicine,” Chest, vol. 151, no. 1, pp. 181–192, 2017.
[10] P. Bärtsch and E. R. Swenson, “Acute high-altitude illnesses,” [26] D. Heath, D. Williams, J. Rios-Dalenz, and M. G. J. Calderdon,
The New England Journal of Medicine, vol. 368, no. 24, “Small pulmonary arterial vessels of Aymara Indians from the
pp. 2294–2302, 2013. Bolivian Andes,” Histopathology, vol. 16, no. 6, pp. 565–571,
[11] A. M. Luks, “Physiology in medicine: a physiologic approach 1990.
to prevention and treatment of acute high-altitude illnesses,” [27] M. L.-V. F. Maggiorini and F. Leon-Velarde, “High-altitude
Journal of Applied Physiology, vol. 118, no. 5, pp. 509–519, pulmonary hypertension: a pathophysiological entity to differ-
2015. ent diseases,” European Respiratory Journal, vol. 22, no. 6,
[12] F. León-Velarde, M. Maggiorini, J. T. Reeves et al., “Consensus pp. 1019–1025, 2003.
statement on chronic and subacute high altitude diseases,” [28] P. C. Negi, R. Marwaha, S. Asotra et al., “Prevalence of high
High Altitude Medicine & Biology, vol. 6, no. 2, pp. 147–157, altitude pulmonary hypertension among the natives of Spiti
2005. Valley—a high altitude region in Himachal Pradesh, India,”
BioMed Research International 5
High Altitude Medicine & Biology, vol. 15, no. 4, pp. 504–510,
2014.
[29] C. M. Beall, “Tibetan and Andean contrasts in adaptation to
high-altitude hypoxia,” Advances in Experimental Medicine
and Biology, vol. 475, pp. 63–74, 2000.
[30] T. Hashimoto and F. Shibasaki, “Hypoxia-inducible factor as
an angiogenic master switch,” Frontiers in Pediatrics, vol. 3,
p. 33, 2015.
[31] M. L. Lemus-Varela, M. E. Flores-Soto, R. Cervantes-Munguía
et al., “Expression of HIF-1α, VEGF and EPO in peripheral
blood from patients with two cardiac abnormalities associated
with hypoxia,” Clinical Biochemistry, vol. 43, no. 3, pp. 234–
239, 2010.
[32] S. Ramakrishnan, V. R. S. Anand, and S. Roy, “Vascular endo-
thelial growth factor signaling in hypoxia and inflammation,”
Journal of Neuroimmune Pharmacology, vol. 9, no. 2,
pp. 142–160, 2014.
[33] M. Gassmann, A. Cowburn, H. Gu et al., “Hypoxia-induced
pulmonary hypertension—utilizing experiments of nature,”
British Journal of Pharmacology, vol. 178, no. 1, pp. 121–131,
2021.
[34] B. D. Hoit, N. D. Dalton, A. Gebremedhin et al., “Elevated pul-
monary artery pressure among Amhara highlanders in Ethio-
pia,” American Journal of Human Biology, vol. 23, no. 2,
pp. 168–176, 2011.
[35] A. M. Luks, E. R. Swenson, and P. Bärtsch, “Acute high-
altitude sickness,” European Respiratory Review, vol. 26,
no. 143, p. 160096, 2017.
[36] R. E. F. Turner, H. Gatterer, M. Falla, and J. S. Lawley, “High-
altitude cerebral edema: its own entity or end-stage acute
mountain sickness?,” Journal of Applied Physiology, vol. 131,
no. 1, pp. 313–325, 2021.