Ana Pagano Health in Black and White
Ana Pagano Health in Black and White
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Anthropology
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Anna Pagano
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2011
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TABLE OF CONTENTS
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Race and Ethnicity ................................................................................................ 13
Biologization and the Re-Biologization of Race................................................... 15
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Medicalization ....................................................................................................... 23
Medicalization of Race.......................................................................................... 25
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Biopower and Biopolitics ...................................................................................... 28
Applying a Biopolitical Framework to the Medicalization of Race ..................... 29
Race and National Identity in Brazil ..................................................................... 33
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Chapter 4: The Black Health Epistemic Community in Brazil ....................................... 118
The Politics of Categorization ............................................................................. 122
The Imperative of Self-Declaration..................................................................... 134
Etiological Claims ............................................................................................... 141
Medicalizing Racism ........................................................................................... 154
Discourses of Difference ..................................................................................... 156
Implications for Citizenship ................................................................................ 161
Conclusion........................................................................................................... 171
Part III: AFRO-BRAZILIAN RELIGIONS AND HEALTH ......................................... 174
Chapter 5: Health and Healing in Afro-Brazilian Religions ........................................... 174
Afro-Brazilian Religions: A Brief Background .................................................. 176
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Mãe Letícia .......................................................................................................... 179
Pai Cesar.............................................................................................................. 184
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Healing in Afro-Brazilian Religions ................................................................... 189
Chapter 6: Afro-Brazilian Religions and the State.......................................................... 207
Partnerships between Terreiros and SUS: Rehabilitating History ...................... 208
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Razor Blades and Comic Strips........................................................................... 215
Other Sources of Conflict.................................................................................... 220
Cultural Competence and the Terreiro ................................................................ 231
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LIST OF FIGURES
Figure 1. Household Income, 2000 ................................................................................... 54
Figure 2. Distribution of Race/Color (Pretos and Pardos), 2000 ...................................... 55
Figure 3. Public Health Facilities and Distribution of Population by Color
in São Paulo, 2000........................................................................................................... 169
Figure 4. Population Density of São Paulo, 2000 ........................................................... 170
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LIST OF TABLES
Table 1. Characteristics of Sample Population ................................................................. 65
Table 2. Self-Identified Race or Color .............................................................................. 69
Table 3. Beliefs Regarding Health Outcomes between Blacks and Whites...................... 69
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ACKNOWLEDGEMENTS
First and foremost, I would like to thank my chair and mentor, Professor James
Holston, for investing in my development as a scholar and for holding me to such high
anthropology of Brazil has served as an indispensable model for my own work. Over the
past seven years, I have been deeply inspired by his insistence upon maintaining
excellence in anthropological inquiry; the elegance with which he presents his arguments;
and his commitment to making anthropology relevant to the problems of modern society.
Professor Holston’s example of careful scholarship combined with intellectual fervor will
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always remain with me.
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I owe an enormous debt of gratitude to my co-chair, Professor Nancy Postero,
who has been a fantastic mentor throughout the conception and execution of my doctoral
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project. Professor Postero’s expertise in Latin American and political anthropology has
marked my work in important ways. Her dedication to theoretical rigor and the public
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relevance of anthropology are complemented by her unique gift for mentoring junior
scholars. Professor Postero has been a steadfast source of encouragement and a powerful
numerous ways. Most importantly, having the opportunity to work with him led me to
in the Consortium broadened my academic horizons and helped pave the way for the
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realization of my doctoral project. I am grateful for his kind guidance and support
doctoral committee. I was initially drawn to his work on apartheid in South Africa
because part of my family has lived there in exile for decades. When I first presented my
research proposal to him several years ago, Professor Evans reassured me of its relevance
and contribution to the social study of race. Since then, he has received my updates with
constant kindness and encouragement. His collaboration has been a tremendous boon.
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Professor Gerald Doppelt graciously agreed to join my committee toward the end
of the project, and he has been an excellent addition. His detailed, elegant work in
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political philosophy, and particularly his scholarship on multiculturalism and liberalism,
has helped me to think through challenging and often contradictory terrain. I particularly
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appreciate his critical feedback on the theoretical foundations of my project.
This project would never have left the paper, had it not been for the exceptional
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generosity of numerous Brazilians who extended their expertise, time, and friendship to
imagine how odd it must be to have a stranger arrive in one’s life out of nowhere, and ask
to shadow him or her while relentlessly posing odd questions. Thus, I was humbled by
the willingness of people in the field to share their lives with me. The “fieldwork”
experience went far beyond academic exploration and taught me a great deal about
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Improvement Grant. Pre-doctoral fieldwork was made possible by grants from the UCSD
Center for Iberian and Latin American Studies, the UCSD Institute for International and
provided me with fellowships and teaching assistantships, as well as office space, during
Stanley Brandes’ dissertation writing workshop. I am deeply grateful for all of this
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assistance.
participate in their research group and even shared ethnographic forays with me. I greatly
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appreciated the opportunity to discuss my research with these renowned scholars of Afro-
Brazilian religion in Maranhão and their bright, creative students. In São Paulo,
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Professors Carlos Eugênio Moura, Vagner Gonçalves da Silva, and José Guilherme
Magnani also extended kind and helpful guidance. Professor Esther Hamburger, a
colleague of my chair Professor Holston, provided crucial support with logistical matters
of fieldwork.
During the past several years, I have been fortunate to have the steadfast support
partner at UC Berkeley, James Battle, for helping me stay the course; my dear friends
Lotta Rao and Mana Barari for providing much-needed emotional support and laughter;
and my roommate-turned-friend Angela Arthur for giving me a safe haven during the
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final stretch. I am also grateful to my wonderful colleagues at the UCSD Department of
Anthropology, and in particular to Paula Saravia and Jorge Montesinos for their kind
supervisor from the Ford Foundation’s Difficult Dialogues Initiative, Dr. Hilda
compassion. In Brazil, I am grateful to Viviane Barbosa for easing my stay in São Luís;
Luana Negrelly for being a great roommate, fellow animal lover and friend in São Paulo;
and Kathy Knight Depintor for her gringa companionship in São Paulo.
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Though they are thousands of miles away, my family has been my rock
reach my goals. My mother, Lynn DeMarcus Pagano, has encouraged me through thick
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and thin. To say how much I admire and appreciate her strength and humor would not be
enough. Quite simply, I owe everything to her. My brother, Matthew Pagano, has
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provided big-brotherly guidance and has often taken late-night calls “for the team”
despite the time difference. He has helped me to laugh at my own follies and has brought
me joy during difficult times. The newest addition to our family, Jim Soll, has often lent
an ear and given me helpful advice. I admire his kindness and gentle approach to life, and
I aspire to become more like him. Finally, during the writing of this dissertation I have
thought frequently of my father, Dr. Roberto Pagano. He is responsible in large part for
my academic pursuits and for much of who I am. I would have loved for him to see this
day.
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VITA
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2011 Doctor of Philosophy, University of California, San Diego
PUBLICATIONS
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Pagano, Anna. 2006. The “Americanization” of Racial Identity in Brazil: Recent
Experiments with Affirmative Action. Journal of International Policy Solutions 5:9-25.
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Pagano, Anna. 2002. “Religion and the Politics of Racial Identity in Salvador’s
Movimento Negro.” Master’s Thesis, University of Florida.
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FIELD OF STUDY
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ABSTRACT OF THE DISSERTATION
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Anna Pagano
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Doctor of Philosophy in Anthropology
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University of California, San Diego
In 2006, the Brazilian Health Council approved a National Health Policy for the
Black Population. The Policy is striking because it promotes the image of a biologically
and culturally discrete black population in a nation where racial classification has
needs group by the public health apparatus. This construction resembles the United
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departure from hegemonic portrayals of Brazil as a racially mixed nation. Furthermore,
the Policy challenges national ideologies of racial and cultural unity by affirming the
existence of an essential black body with specific health concerns, as well as an essential
health care. As such, the Policy constitutes an important site for new negotiations of
In this dissertation, I explore the political and social implications of treating racial
and ethnic groups differently within Brazilian health care. I examine how the re-
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definition and medicalization of racial and cultural identities unfolds in public clinics,
temples of Afro-Brazilian religion, and social movements based in São Luís and São
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Paulo, Brazil. Through an analysis of ethnographic data that I collected over twenty-four
I argue that the new Policy, and its associated health programs, signals the
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citizens’ racial and ethnic differences in order to address inequalities among them. I also
show that many aspects of these programs, which incorporate global discourses and
concepts related to health equity, fail to resonate with Brazilian citizens’ notions about
race and health. Consequently, patients and healthcare providers often resist the new
measures. The result is a disjuncture between policy and practice that ultimately hinders
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PART I: RACE, MEDICINE, AND BIOPOLITICS IN BRAZIL
Chapter 1: Introduction
Health Policy for the Black Population. This health initiative is striking because it
promotes the image of a biologically and culturally discrete black population in a nation
where racial classification has historically been relatively fluid and ambiguous.1 In so
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and “black” (preto) Brazilian Census categories into a single “black population”
The new Policy, and its associated race-conscious health programs, signals the
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emergence of a new biopolitical paradigm in Brazil. Under this new paradigm, the state
formalizes citizens’ racial and ethnic differences in order to address inequalities among
them. Other examples include race-based affirmative action programs in higher education
maneuvers have raised awareness about the extent of inequalities by skin color, they have
also contributed to increased racial essentialism in the public sphere. More than ever
before, Brazilians are making citizenship claims based on supposed biological and
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E.g., Harris (1974).
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See Davis (1999), Silva (1998), Schwarcz (1993), and Skidmore (1993a) on political and intellectual
discourses of race mixing and nationhood, particularly during the Vargas regime (1930-1945).
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cultural differences among them. This is especially the case in the arenas of health policy,
health activism, and medical research. In “fixing” the black population numerically and
politically, the state reinforces the image of an essential black body with unique health
There is little question that significant health disparities exist in Brazil between
produced by Brazilian researchers in recent years. These studies have only begun to
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appear in the last few years because prior to the late 1990s, the Brazilian public health
system did not record patients’ race data. Since the Ministry of Health mandated the
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collection of these data, researchers have been able to demonstrate that black Brazilians
die in greater numbers than whites (brancos) from HIV/AIDS, homicide, alcoholism and
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mental illness, stroke, diabetes, and tuberculosis (e.g., Araújo et al. 2009, Batista 2005,
Batista et al. 2004, Santos et al. 2007). They have also shown that blacks experience
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higher rates of maternal and infant mortality in comparison to whites (e.g., Martins
2006). In fact, black women’s (pretas) maternal mortality rates were seven times those of
whites in 2001 (Chor & Lima 2005). As of 2000, black Brazilians’ (pretos and pardos)
life expectancy was 5.3 years less than that of whites (Cunha 2008). This scenario
represents a serious public health problem for Brazil, particularly given that just over half
of the Brazilian population now identifies as either preto or pardo (IBGE 2009).
consensus about the etiology of these disparities. Are they caused principally by
lifestyle characteristics? At first glance, socioeconomic status would seem to be the most
likely cause based on the unrelenting correlation between skin color and life chances in
Brazil (Lovell & Wood 1998). Blacks (pardos and pretos) represent nearly three-fourths
of the poorest ten percent of Brazilians. Meanwhile, whites account for nearly 83 percent
of the richest one percent (IBGE 2009). Furthermore, the illiteracy rate for pretos and
pardos in 2008 reached a total of twenty-seven percent (13.3 and 13.7 percent,
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arguing that residing in poorly served areas interferes with treatment access and
adherence (e.g., Batista 2005). Others, however, show that racial health disparities persist
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even after controlling for factors such as income and education (e.g., Barata et al. 2007).
between “blacks” and “whites,” and thus set out to test hypotheses based on that
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assumption (e.g., Jaime et al. 2006, Ribeiro et al. 2009, Vale et al. 2003).
Many recent epidemiological studies do not separate “preto” and “pardo” into separate
categories, but instead lump them together to form the epidemiological category of
“negro.” This practice is endorsed by social demographers of Brazil such as Lovell &
Wood (1998) and Silva (1988), who argue that individuals switch more frequently
between these self-declared categories than between either “preto” or “pardo” and
“branco” (white). These demographers also claim that similarities between pretos’ and
pardos’ life chances (i.e., educational attainment, income, life expectancy) justify
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consolidating the two categories within statistical analyses (Wood & Carvalho 1988,
Silva 1985).
internal variations between pretos’ and pardos’ epidemiological profiles. For instance,
recent epidemiological studies show that pardos’ morbidity and mortality patterns are
either similar to those of whites (Chor & Lima 2005, Cardoso et al. 2005) or are
intermediate between those of blacks and whites (Lotufo et al. 2007, Fonseca et al. 2007,
Lessa et al. 2006). In spite of these findings, the Brazilian government has opted to
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institute a black health initiative that combines blacks and browns into a single
concerning racial profiling in medicine. While some scholars argue that race should be
purged from medical research altogether (e.g., Fullilove 1998), others maintain that race
impacts health in real and measurable ways and should therefore be preserved as a
scientific variable (e.g., Risch et al. 2002). My own position approximates Troy Duster’s
(2003b) argument that, since social stratification among racialized groups produces
health disparities over time, race-conscious research and policy can be important tools for
addressing the health effects of racism. However, if these tools describe and
operationalize race in an uncritical manner, they may also contribute to the reification of
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racial differences (Duster 2005).3 Indeed, race-specific health policies can easily become
critical sites for the production of re-biologized discourses of race because they often
(re)inscribe differing biological phenomena between racialized groups. Even when policy
rationales attribute health disparities to both biological and social factors, the process of
This topic is timely because in the last few decades, race has regained vigor as a
primary site of action and investigation within the domains of epidemiology, public
health, pharmacology, and genomics in societies across the globe. The contemporary
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medicalization of race represents a revival of similar practices in various locales during
the eighteenth, nineteenth, and early twentieth centuries (e.g., Epstein 2004, Laguardia
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2005). Despite its promised health benefits, however, the re-introduction of race as a
central variable in medical research and practice remains controversial. Many scholars
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have issued warnings about the possible consequences of affirming race as a biological
reality, such as increased racism, eugenics, and genocide in extreme cases (e.g., Stepan
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1991). With this in mind, I argue that even ostensibly antiracist initiatives and discourses,
In addition to raising concerns about the medicalization of race, the case of race-
conscious health care in Brazil invokes the problem of reconciling citizenship equality
with special recognition and/or rights for certain kinds of citizens. As Holston (2008) has
feature of Brazilian citizenship. In Brazil, women are permitted to retire five years earlier
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I assume that biological human “races” do not exist. Rather, I use the term “race” to signify a shifting
social construct that can nevertheless impact health due to social stratification and exclusion. So as not to
compromise readability, I have avoided placing the word “race” in quotes throughout the body of the text.
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than men; college-educated prisoners have the right to a private cell; and senior citizens
are allowed to go to the front of the line in all public spaces, including public clinics and
citizenship but favors those with less power. Affirmative action has therefore met with
significant resistance since its inception in 2001, when the Brazilian government began to
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implement quotas for black (preto) and brown (pardo) citizens in some sectors of federal
employment and several public universities. In some cases, quotas are also set aside for
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indigenous citizens and/or for former students of Brazil’s beleaguered public school
system. Citizens have responded to the quotas with public outrage and lawsuits; many
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Brazilians believe affirmative action amounts to state-sponsored racism (e.g., Veja 2006).
Prior to the advent of affirmative action, Brazil had never formalized citizens’ racial
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differences—at least, not since slavery ended in 1888. Even in times of slavery, the
crown made legal distinctions based on individuals’ status as slave, freed (liberto), or
free, as opposed to their race per se (Holston 2008). The new race-based affirmative
action policies in education and health, therefore, represent a striking reversal of the
education because Brazil’s new initiative does not mandate health care quotas for black
citizens, give them special priority in the clinics, or afford them the right to special
treatment. Rather, it makes the moral claim that citizens who self-identify as black
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(negro/a) should be recognized as physically and culturally different from the rest of the
population, at least in regard to health care. Brazil’s National Health Policy for the Black
Population, then, embeds both a politics of recognition and a politics of difference, but
not a substantial politics of redistribution. The limited redistribution that occurs lies in the
educational materials on black health issues. These measures carry significant symbolic
weight but, I argue, are negligible in terms of ameliorating health disparities or changing
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public health practice on a grand scale.
For several reasons, it is difficult to situate this case vis-à-vis the vast body of
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literature on reconciling group rights and individual rights within liberal democracies
(e.g., Taylor 1994, Kymlicka 1995, Benhabib 2002, Young 1990). First, Brazil is not a
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liberal democracy in the classic sense. It is closer to a social democracy due to the state’s
strong emphasis on social rights. Second, as stated above, race-conscious health policy in
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Brazil does not extend special rights to black citizens, at least not in the sense of
obligating health care providers to treat self-identified black patients differently. The
literature cited above, by contrast, addresses legislated group rights within such spheres
useful for understanding the cultural politics of race-conscious health care in Brazil. One
is what Taylor refers to as “cultural survival” and Kymlicka calls “polyethnic rights.”
Polyethnic rights include legal protection and/or government funding for certain cultural
practices of minority groups, with the goal of helping these groups to integrate more
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effectively into the wider society (Kymlicka 1995: 30-31). “Cultural survival” implies
state protection for the maintenance of minority groups’ cultural traditions (Taylor 1994:
61). There is an element of state protection for cultural survival when, under the new
black health initiative, the Brazilian state funds conferences on Afro-Brazilian religious
healing, as well as cultural competence training for public health employees on Afro-
non-discrimination within public health care on the basis of creed. In affiliation with the
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new black health initiative, members of Afro-Brazilian religions have launched a
movement against religious intolerance within public health care facilities. I discuss this
the tension between the politics of universalism, or equal recognition, and the politics of
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tradition that upholds human dignity as a universal value. Universalism implies identical
rights for all citizens, while the politics of difference entails differentiated citizenship
claims by specific individuals or groups. Despite the apparent opposition between the two
presupposition of universal and equal human potential, which he interprets as the equal
right of all members of society to assert their own identity and to have it recognized by
others. The paradoxical result is that “the universal demand powers an acknowledgement
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of specificity” (39). As I show in Parts II and III, advocates of the new health initiative
This tension between universalism and the politics of difference emerges in the
case at hand because the Brazilian health care system is based on a strong universalist
philosophy that proclaims the value of equal treatment for all citizens. Although the
National Health Policy for the Black Population does not currently mandate differentiated
devoted to black patients’ particular needs has sparked protest from Brazilian
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intellectuals, scientists, and health care professionals who interpret the Policy as racist
(e.g., Fry et al. 2007). Furthermore, the idea that practitioners of Afro-Brazilian religions
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should be allowed to wear their religious ornaments during certain kinds of medical
examinations, while other patients must remove all ornamentation, constitutes a claim for
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differentiated treatment. Thus far, though, I have heard only anecdotal evidence that
some public health providers have refused to accommodate these patients’ religious-
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the black health initiative has not yet escalated to the level of litigation.
Although Brazil’s new black health initiative does not currently entail legally
enforceable special rights for black patients, I argue that it has important implications for
citizens to the nation-state in matters of not only biological life and health, but also
“political representation and inclusion in the polity and society” as enacted through these
realms (Epstein 2007:13). As Epstein notes in his study of U.S. minority activism for
inclusion in clinical research, “biomedical inclusion was not just a matter of counting up