The Scope of Theoretical Grammar. 2. Fundamental Concepts of Grammar
The Scope of Theoretical Grammar. 2. Fundamental Concepts of Grammar
The Scope of Theoretical Grammar. 2. Fundamental Concepts of Grammar
Language is Rule-Governed
What does “rule-governed”mean?
This interpretation or definition of grammar is what is meant when linguists say languages are
rule-governed, systematic, and organized or grammatical.
Children, as part of the process of acquiring their native language, learn without formal instruction
what belongs with what in order to form coherent, intelligible, and meaningful sentences.
They learn the grammar of their language and with this grammar they can create an unlimited
number of new and original sentences. Even when the sentence elements are new and unique,
ones that native speakers have never before seen, they can use and adapt them according to the
patterns of their language. Consider this excerpt from Jabberwocky by Lewis Carroll:
Beware the Jabberwock, my son!
The jaws that bite, the claws that catch!
Beware the Jubjub bird, and shun
The frumious Bandersnatch!
The poem is famous for consisting of nonsense words mixed in with normal English words. What
makes the poem so vivid and effective in many respects is the ability of the author to evoke
images based on the grammatical knowledge of the native or highly proficient non-native speaker.
Jabberwock for instance, is preceded by the, a word, called a definite article, that in English
precedes a noun. Both that clue and the fact that Jabberwock is capitalized, tell us that this
nonsense word is a noun, specifically a proper noun or a name noun similar to Chicago or Italy.
Now let’s look at the word Jubjub. Like Jabberwock, this word is capitalized and preceded by the.
However, we know intuitively that Jubjub does not have the same sentence function as
Jabberwock. Why is this so? After Jubjub we see the word bird. This is a word that we call a noun,
specifically a noun that names a thing; in this case a thing that flies, has wings, and a beak. From
the position of the word Jubjub before this noun bird, we know that Jubjub is describing something
about bird. Since Jubjub is written with a capital J, we can guess that it is telling us specifically what
kind of bird is being referred to. In other words, Jubjub is functioning as an adjective before the
noun bird. Because of its sentence position, Jubjub has a function similar to Siberian as in Siberian
tiger. Similarly, we can guess that frumious is another descriptive word, describing something
about the proper noun Bandersnatch. The sentence position of frumious before Bandersnatch is
one clue. A different type of clue telling us something about frumious is the ending –ous. This is an
ending that is found in other words that describe nouns, such as famous, gorgeous, voluptuous,
egregious, and pretentious. Native and highly proficient non-native speakers of English can
understand and appreciate this poem without ever before having seen such words as
Jabberwocky or frumious, and without necessarily knowing what the terms noun or adjective
mean because they know the grammar of English.
The rules they are using to understand this poem are below their level of awareness. Few
speakers, whether native or highly proficient non-native speakers, are conscious of which
“grammar” rules they are applying or using to understand this poem.
Since languages differ in the types and applications of rules, however, ESL/EFL learners need to
learn the new patterns of the language they are studying. They need to begin by becoming aware
that there are differences in how languages are patterned, and then work toward the goal of being
able to subconsciously produce the new language without explicit reference to rules.
Any linguistic description may have a practical or theoretical purpose. A practical linguistic
description is aimed at providing the student with a manual of practical mastery of the
corresponding part of language (within the limits determined by various factors of educational
destination and scientific possibilities). Since the practice of lingual intercourse, however, can only
be realised by employing language as a unity of all its constituent parts, practical linguistic manuals
more often than not comprise the three types of description presented in a complex. As for
theoretical linguistic descriptions, they pursue analytical aims and therefore present the studied
parts of language in relative isolation, so as to gain insights into their inner structure and expose the
intrinsic mechanisms of their functioning. Hence, the aim of theoretical grammar of a language is
to present a theoretical description of its grammatical system, i.e. to scientifically analyse and
define its grammatical categories and study the mechanisms of grammatical formation of utterances
out of words in the process of speech making.
A key distinction between how linguists view grammar and how others do is the distinction
between prescriptive and descriptive grammar. Prescriptive grammar is the grammar taught in
school, discussed in newspaper and magazine columns on language, or mandated by language
academies such as those found in Spain or France. Prescriptive grammar attempts to tell people
how they should say something, what words they should use, when they need to make a specific
choice, and why they should do so — even if the rule itself goes against speakers’ natural
inclinations.
Descriptive grammar rules, in contrast to prescriptive rules, describe how adult native speakers
actually use their language. From this perspective, grammar is what organizes language into
meaningful, systematic patterns. These rules are inherent to each language and are generally not
conscious rules. However, they are readily observable for those interested in looking. Descriptive
grammar, unlike prescriptive grammar, does not say, “this is right” or “this is wrong.”
Any linguistic description may have a practical or theoretical purpose. A practical linguistic
description is aimed at providing the student with a manual of practical mastery of the
corresponding part of language (within the limits determined by various factors of educational
destination and scientific possibilities). Since the practice of lingual intercourse, however, can only
be realised by employing language as a unity of all its constituent parts, practical linguistic manuals
more often than not comprise the three types of description presented in a complex. As for
theoretical linguistic descriptions, they pursue analytical aims and therefore present the studied
parts of language in relative isolation, so as to gain insights into their inner structure and expose
the intrinsic mechanisms of their functioning. Hence, the aim of theoretical grammar of a
language is to present a theoretical description of its grammatical system, i.e. to scientifically
analyse and define its grammatical categories and study the mechanisms of grammatical
formation of utterances out of words in the process of speech making.
A tree diagram contains exactly the same information as its corresponding labelled
bracketing, but it is much easier to interpret.
At the clause level and at the phrase level, two points should be noted:
1. Although clauses are higher than phrases in the hierarchy, clauses can occur within phrases:
The [man [who lives beside us]] is ill
Here we have a relative clause who lives beside us within the NP the man who lives beside us.
2. Clauses can occur within clauses, and phrases can occur within phrases.
The other types of relations, opposed to syntagmatic and called “paradigmatic” are such as
exist between elements of the system outside the strings where they co-occur. These intra-systemic
relations and dependencies find their expression in the fact that each lingual unit is included in a set
or series of connections based on different formal and functional properties. Unlike syntagmatic
relations, paradigmatic relations cannot be directly observed in utterances, that is why they are
referred to as relations "in absentia"" ("in the absence"). Grammatical paradigms express various
grammatical categories.
The grammatical category is the system of expressing a generalized grammatical meaning by
means of paradigmatic correlation of grammatical forms.
The Notions of Form, Function and Meaning
Form The notion of form refers to the essential observable components that make an object
what it is. In the study of parts of speech, the form of a word comprises its observable properties. Its
formal features include the following:
1. Actual and potential inflectional elements
2. Actually occurring derivational elements
3. Stress
4. Potential position in grammatical structures
5. Potential for grammatical operations such as movement, deletion, or substitution.
These features will serve as fundamental means for the identification of parts of speech.
Function The functional view of language, in contrast to the formal, doesn't ask the question
"What is it?" but "How is it used?" In grammar, function designates the way in which a word or
larger unit is used in a sentence; i.e., function expresses the relationship of the unit in question to
other parts of the sentence. Also, most linguistic forms have a variety of functions, some of them
primary, some secondary.
The third perspective on grammar is that of semantics, or meaning. In this context, we include
the meaning of words, phrases, and whole sentences. The lexical items of a grammar, which are
often equivalent to words, have specific meanings. By meaning we do not mean the individual
meaning of each separate word (its lexical meaning) but the meaning common to all the words of
the given class and constituting its essence. Sentence patterns and sentence categories have also
meaning. In English, for example, there is considerable difference in meaning between the syntactic
patterns NP Aux V and Aux Np V, as in the utterances I may go and May I Go?
GRAMMATICAL MEANING
EXPLICIT IMPLICIT
GENERAL DEPENDENT
The grammatical category is the system of expressing a generalized grammatical meaning by
means of paradigmatic correlation of grammatical forms. The ordered set of grammatical forms
expressing a categorical function constitutes a paradigm. The minimal paradigm consists of two
form-stages. This kind of paradigm we see, for instance, in the expression of the category of
number: boy — boys. The paradigmatic correlations of grammatical forms in a category are
exposed by the so-called “grammatical oppositions”.
The opposition may be defined as a generalized correlation of lingual forms by means of
which a certain function is expressed. The correlated elements (members) of the opposition must
possess two types of features: common features and differential features. Common features serve as
the basis of contrast, while differential features immediately express the function in question. The
oppositional theory was originally formulated as a phonological theory. Three main qualitative
types of oppositions were established in phonology: “privative”, “gradual”, “equipollent”. By the
number of members contrasted, oppositions were divided into binary (2) and more than binary
(ternary, quaternary). The most important type of opposition is the binary privative opposition; the
other types are reducible to the binary privative opposition. The binary privative opposition is
formed by a contrastive pair of members in which one member is characterizes by the presence of a
certain differential feature (“mark”), while the other member is characterized by the absence of this
feature. The member in which the feature is present is called the “marked”, or “strong”, or
“positive” member in which the feature is commonly designated by the symbol +; the member in
which the feature is absent is called the “unmarked”, or “weak”, or “negative” member, and is
commonly designated by the symbol - .:[b, d, g – p, t, k] – the differential feature – “voice”. The
gradual opposition is formed by a contrastive group of members which are distinguished not by the
presence or absence of a feature, but the degree of it. [i: - I – e - ee] - a quarternary gradual
opposition since they are differentiated by the degree of their length. The equipollent opposition is
formed by a contrastive pair or group in which the members are distinguished by different positive
features: [m] and [b] both bilabial consonants form an equipollent oppositions, [m] being sonorous
nasalized, [b] being plosive.
Unlike phonemes which are monolateral lingual elements, words as units of morphology are
bilateral; therefore morphological oppositions must reflect both the plane of expression (form) and
the plane of content (meaning). The most important type of opposition in morphology, the same as
in phonology, is the binary privative opposition (the expression of the verbal present and past tenses
is based on a privative opposition the differential feature of which is the dental suffix –(e)d.). the
meanings differentiated by the oppositions of signemtic units are referred to as “semantic features”,
or “semes”: cats – cat (plurality).
Equipollent oppositions in the system of English morphology constitute a minor type and are
mostly confined to formal relations only: am – are – is.
Gradual oppositions in morphology are not generally recognized – sometimes only on the
semantic level: strong – stronger – strongest.
A grammatical category must be expressed by at least one opposition of forms.
The means employed for building up member-forms of categorical oppositions are traditionally
divided into synthetical and analytical; accordingly, the grammatical forma themselves are classed
into synthetical and analytical too (look at the previous lecture).
The grammatical categories which are realized by the described types of forms organized in
functional paradigmatic oppositions, can either be innate for a given class of words, or only be
expressed on the surface of it, serving as the sign of correlation with some other class: the category
of number is organically connected with the functional nature of the noun: it directly exposes the
number of the referent substance - one ship / several ships. The category of number in the verb,
however, by no means gives a natural meaningful characteristic to the denoted process, so it is the
numeric featuring of the subject-referent. Thus, from the point of view of referent relation,
grammatical categories should be divided into “immanent” categories and “reflective” categories.
Another essential division of grammatical categories is based on the changeability factor of
the exposed feature. Namely, the feature of the referent expressed by the category can be either
constant (category of gender) or variable (number (news – is intermediary), degrees of comparison).
The nature of grammar as a constituent part of language is better understood in the light of
explicitly discriminating the two planes of language, namely, the plane of content and the plane of
expression.
The plane of content comprises the purely semantic elements contained in language, while the
plane of expression comprises the material (formal) units of language taken by themselves, apart
from the meanings rendered by them. The two planes are inseparably connected, so that no
meaning can be realised without some material means of expression. Grammatical elements of
language present a unity of content and expression (or, in somewhat more familiar terms, a unity of
form and meaning). In this the grammatical elements are similar to the lingual lexical elements,
though the quality of grammatical meanings, as we have stated above, is different in principle from
the quality of lexical meanings.
On the other hand, the correspondence between the planes of content and expression is very
complex, and it is peculiar to each language. This complexity is clearly illustrated by the
phenomena of polysemy, homonymy, and synonymy.
In cases of polysemy and homonymy, two or more units of the plane of content correspond to
one unit of the plane of expression. For instance, the verbal form of the present indefinite (one unit
in the plane of expression) polysemantically renders the grammatical meanings of habitual action,
action at the present moment, action taken as a general truth (several units in the plane of content).
The morphemic material element -s/-es (in pronunciation [-s, -z, -iz]), i.e. one unit in the plane of
expression (in so far as the functional semantics of the elements is common to all of them
indiscriminately), homonymically renders the grammatical meanings of the third person singular of
the verbal present tense, the plural of the noun, the possessive form of the noun, i.e. several units of
the plane of content.
In cases of synonymy, conversely, two or more units of the plane of expression correspond to one
unit of the plane of content. For instance, the forms of the verbal future indefinite, future
continuous, and present continuous (several units in the plane of expression) can in certain contexts
synonymically render the meaning of a future action (one unit in the plane of content).
Taking into consideration the discrimination between the two planes, we may say that the purpose
of grammar as a linguistic discipline is, in the long run, to disclose and formulate the regularities of
the correspondence between the plane of content and the plane of expression in the formation of
utterances out of the stocks of words as part of the process of speech production.
See. Seminar 1