Eo 2115

CONSOLIDATED EDISON COMPANY OF NEW YORK, INC.
4 IRVING PLACE
NEW YORK, NY 10003
DISTRIBUTION ENGINEERING DEPARTMENT
SPECIFICATION EO-2115
REVISION 8
March 2006
HANDBOOK OF GENERAL REQUIREMENTS

FOR ELECTRICAL SERVICE TO
DISPERSED GENERATION CUSTOMERS
FILE: APPLICATION AND DESIGN MANUAL NO. 4

FIELD MANUAL NO. 16, Section 4
TARGET AUDIENCE - REGIONAL ENGINEERING, REVENUE

METERING, DISTRIBUTION ENGINEERING, ENERGY SERVICES,
DG CUSTOMERS
NESC REFERENCE - Section 123
APPLICATION AND DESIGN EO-2115 REVISION 8
MANUAL NO. 4
FIELD MANUAL NO. 16, SECT. 4 MARCH 2006
TABLE OF CONTENTS
Section Description
I. GENERAL
1.0 INTRODUCTION
1.1 Net Metered Generation Sources

1.2 New York SIR Dispersed Generation 2 MW or Less
1.3 Dispersed Generation Larger than 2 MW and up to 20 MW
2.0 POLICY ON DISPERSED GENERATION
2.1 Protection Responsibility
3.0 TARIFF PROVISIONS AND INTERCONNECTION COSTS
3.1 Standby Service (SC No. 14RA)

3.1.1 Exemptions from Standby Service Rates
3.1.2 Negotiated Rate Option
3.2 Buy-Back Service (SC-11)
3.3 Other Service Classifications
3.4 Customer Interconnection Costs
3.5 Interconnections Without Company Authorization
4.0 THE ELECTRICAL DISTRIBUTION SYSTEM
5.0 OVERVIEW OF ISSUES RELATED TO INTERCONNECTION
6.0 GENERAL DESIGN AND OPERATING REQUIREMENTS
6.1 Common Protection Requirements

6.2 Response to Abnormal Voltage and Frequency Conditions
6.3 Reconnection after Restoration of Normal Conditions
6.4 Codes, Standards, and Certifications
6.5 Design Classification
6.6 Disconnect Switch Devices
6.7 Grounding
6.8 Dedicated Transformer
6.9 Lightning Protection
6.10 Harmonic Requirements
6.11 Voltage Regulation and Flicker
6.12 Reliability and Power Quality
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MANUAL NO. 4
TABLE OF CONTENTS (Cont’d)
Section Description
I. (Cont’d)
6.13 Power Factor

6.14 Islanding
6.15 Metering Requirements
6.16 Utility Grade Relays
6.17 Verification Testing
6.18 Maintenance of Customer’s Equipment and Cable
6.19 Maintenance of Company’s Equipment and Cable
6.20 Disconnecting Service
6.21 System Operation Documentation
6.22 Circuit Breaker and Switching Operations
6.23 Maintenance of Grounds
6.24 Telephone Communications
6.25 Company Access, Inspection and System Emergencies
II. CUSTOMER INTERFACE PROCEDURES
1.0 INTRODUCTION
1.1 Application Process

1.2 Application Process Steps
1.3 Amendment to Application for On-Site Generation
2.0 INTERCONNECTION CHARGES
3.0 SUMMARY
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MANUAL NO. 4
Section Description
III. INDUCTION GENERATORS- TECHNICAL REQUIREMENTS
1.0 INTRODUCTION
2.0 INDUCTION GENERATOR STARTING
3.0 INDUCTION GENERATOR POWER FACTOR
4.0 INDUCTION GENERATOR PROTECTION
4.1 Minimum Protective devices

4.2 Grade of Relays for Induction Generator
5.0 INDUCTION GENERATOR GROUNDING
6.0 COMMON DESIGN REQUIREMENTS
7.0 TYPICAL INTERCONNECTION DRAWINGS
IV. STATIC POWER CONVERTERS - TECHNICAL REQUIREMENTS
1.0 INTRODUCTION
2.0 SPC STARTUP AND SYNCHRONIZATION
3.0 POWER FACTOR
4.0 HARMONICS
5.0 STATIC POWER CONVERTER PROTECTIVE FUNCTIONS
5.1 Minimum Protective Devices

5.2 Static Power Converters with Stand Alone Capability
5.3 Use of Utility Grade Relays to Serve as Backup Over
Imbedded SPC protection Functions
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MANUAL NO. 4
Section Description
6.0 SPC GROUNDING
V. SYNCHRONOUS GENERATORS- TECHNICAL REQUIREMENTS
1.0 INTRODUCTION
2.0 SYNCHRONOUS GENERATOR STARTING AND

SYNCHRONIZING
3.0 SYNCHRONOUS GENERATOR OUTPUT FLUCTUATIONS
4.0 SYNCHRONOUS GENERATOR POWER FACTOR AND

REACTIVE POWER CONTROL MODE
5.0 SYNCHRONOUS GENERATOR PROTECTION
5.1 Minimum Protective Devices

5.2 Protection of Synchronous Generators Supporting Customer
PQ islands
5.3 Grade of Relays for Synchronous Generators
5.4 Transfer Trip
6.0 SYNCHRONOUS GENERATOR GROUNDING
7.0 SYNCHRONOUS GENERATOR HARMONICS
8.0 STABILITY OF SYNCHRONOUS GENERATORS
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MANUAL NO. 4
Section Description
TABLES
Table 1 – Distribution System Services
Table 2 – Examples of Dispersed Generation Classifications
Table 3 – Company’s System Grounding Methods
Table 4 – Tolerances
GRAPH 1 – Con Edison Flicker Requirements
APPENDIX A – Documentation Requirements for Generation
FORMS
Form 1 – Addendum to Application for Service
Form 2 – Induction Generation Data
Form 3 – Synchronous Generation Data
Form 4 – Excitation System Data
Form 5 – Inverter Data
Form 6 – Protective Equipment Data and Test Record
APPENDIX B – SIR Application for Generation 15 kW and less
APPENDIX C – SIR Application for Generation > 15 kW up to 2MW
DRAWINGS
Drawing No. 1 – Low Tension Induction Generators –Preferred Arrangement
Drawing No. 2 – Low Tension Induction Generators – Alternate Arrangement
Drawing No. 3 – Static Power Converter – Parallel Operation
Drawing No. 4 – Static Power Converter – With Stand Alone Capability
Drawing No. 5 – Low Tension Synch. Generator – Non-Isolated Operation
Drawing No. 6 – Low Tension Synch. Generator – Stand Alone Capability –
Preferred Arrangement
Drawing No. 7 – Low Tension Synchronous Generator – Alternate Arrangement
Drawing No. 8 – High Voltage (13 kV, 27 kV, 33 kV) Single Feeder Buy Back
Service
Drawing No. 9 – High Voltage (13 kV, 27 kV, 33 kV) Single Feeder
Supplementary Service
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MANUAL NO. 4
HANDBOOK OF GENERAL REQUIREMENTS

FOR ELECTRICAL SERVICE TO DISPERSED
GENERATION CUSTOMERS
I - GENERAL
INTRODUCTION - This handbook has been compiled by the Consolidated

Edison Company of New York, Inc. (Con Edison) to serve as a guideline for small
and independent power producers with a capacity up to 20 MW for
interconnecting their generation with the Con Edison Electrical Distribution
System. The handbook contains information concerning the interconnection and
operating process from the planning stages through the generation system’s
operating life. This guide facilitates the requirements of the New York State
Standardized Interconnection Requirements (SIR) for generators of 2 MW or
less 1 . It also covers generating units larger than 2 MW and up to 20 MW. The
information found herein is intended for both new installations of generating
equipment and for cases where existing systems are being upgraded or
modified. Because some systems can have specific requirements not outlined in
the SIR, Con Edison will supplement, on an individual basis, the requirements of
this handbook per the allowances of the SIR and needs of the customer.
Throughout this handbook the Consolidated Edison Company will be referred to
as the Company and the owner or operator of on-site generation or the small
independent power producer will be referred to as the Customer. This document
is for generating equipment connected only at the distribution system and
customer facility levels. Requirements for dispersed generation installations
connected to the Company transmission system are covered in a separate
handbook. This document does not cover emergency generation equipment that
is not at any time operated in parallel with the Company power system.
This specification may not apply to interconnections made to the system for
generation that intends to make wholesale sales. For such interconnection,
customer and the Company may have to comply with the requirements set forth
in NEW YORK ISO Open Access Transmission Tariff (“OATT”), attachment Z.
The provisions of this handbook are applicable to the following forms of

generation:
1.1 Net Metered Generation Sources (“Net Metered Class”):

Residential customers using solar electric power generation
1
The currently applicable SIR is available on the Consolidated Edison website as an addendum
to the Company’s schedule for electricity, P.S.C No. 9 Electricity.
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MANUAL NO. 4
equipment (Single Phase, 600 V or Less) with a rated capacity of

10 kW or less, wind power generators or Farm power generators up
to 25 kW or less located at the customer’s primary residence and
non-residential customers having farm waste generating equipment
with a rated capacity of not more than 400 kW or Farm wind power
generators up to 125 kW that are connected to the company
distribution system.
The generating equipment must be designed, installed,

interconnected, tested, and operated in accordance with applicable
government, industry, and company standards. Solar electric, farm
waste generators and wind power generators within the rating limits
specified above, connected in parallel with the distribution system
and net metered, must comply with the standards contained in the
New York State Standardized Interconnection Requirements and
Application Process (“SIR”) adopted by the Public Service
Commission in effect at the time of application for service. The SIR
is set out in Addendum-SIR to the Company’s Schedule for
Electricity Service (the “Full-service Tariff”), P.S.C. No. 9 –
Electricity.
Tariff provisions governing net-metered electric generators in this

class are contained in Rider R – Net Metering for Customer-
Generators. Note that the Company reserves the right to exclude a
power producing facility from connection to the Company’s
secondary network systems when the Company deems it
necessary to protect its system, facilities, or other customers.
1.2 New York SIR Dispersed Generation 2 MW or Less (“2MW and

Under Class”)
Customers with private generation facilities with a total nameplate

rating of 2 MW or less and connected in parallel with the distribution
system must comply with the SIR in effect at the time of application.
The SIR includes information about applying for service, and about
design, interconnection, installation, testing and operating
requirements. Tariff provisions regarding use of on-site generation
are contained in General Rule III-13 (D) (E) and (F) of the Full-
service Tariff. Provisions regarding interconnection of these types
of generators for standby service are contained in Service
Classification (SC) 14-RA – Standby Service of the Retail Access
Rate Schedule, P.S.C. No. 2 – Retail Access (the “Retail Access
Schedule”). Provisions regarding interconnection of these types of
generators for buyback service are contained in Service
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MANUAL NO. 4
Classification 11 of the Full Service Tariff.
1.3 Dispersed Generation Larger than 2 MW and up to 20 MW

(“Over 2MW Class”)
Customers with private generation facilities with a total nameplate
rating greater than 2 MW (note: the upper limit of capacity typically
allowed is 10 MW on a distribution feeder and 20 MW on a
network), and are connected in parallel with the distribution system
must comply with the requirements set forth in this manual. This
manual includes information about applying for service, and about
design, interconnection, installation, testing and operating
requirements. Tariff provisions regarding use of on-site generation
are contained in General Rule III-13 (D) (E) and (F) of the Full-
service Tariff. Tariff provisions regarding interconnection of these
types of generators for standby service are contained in Service
Classification No. 14-RA – Standby Service of the Retail Access
Schedule. Provisions regarding interconnection of these types of
generators for buyback service are contained in Service
Classification 11 of the Full Service Tariff.
All generating interfacing equipment in the three classes above

must be designed, installed, interconnected, tested, and operated
in accordance with applicable government, industry, and company
standards. Any generation interfacing equipment interconnected to
the system and falling within the Net Metered or 2 MW and Under
Classes must comply with the process and standards contained in
the SIR. The SIR does not apply to units larger than 2 MW.
Applicants planning generation rated at 15 kW or smaller will be required

to complete the application form in Appendix B. Applicants planning
generation rated between 15 kW and up to 2 MW will be required to
complete the application form in Appendix C and the “Addendum to
Application for Service” (Form 1 in Appendix A). Applicants planning
generation greater than 2 MW up to 20 MW will be required to submit the
“Addendum to Application for Service” and Forms 2-6 as applicable to the
specific type of generation technology and as described in Appendix (A) –
Documentation Requirements.
The information contained herein is general and not intended to cover all
details and aspects of a particular case. The Company should be
consulted on the current applicability of any item.
Any information contained in this handbook is subject to change without
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MANUAL NO. 4
notice, and customers shall verify current applicability of information

through written inquiry to the Company.
2.0 POLICY ON DISPERSED GENERATION - It is the policy of the Company

to permit operation of on-site generating equipment in parallel with the
Company’s electric system if the required protection requirements are
satisfied and the appropriate approvals are obtained. This can be done
whenever there is no adverse affect on the Company’s other customers,
equipment, or personnel, while maintaining the quality of service.
On-site generation may be operated in parallel with the Company’s

system or isolated from the Company system by means of a transfer
switch (break-before-make). To maintain reliability of service on the
system, generation operated in parallel is subject to equipment and
operating requirements not applicable to generation operated in isolation.
All customers planning to connect generation to the system must complete

the application and approval process outlined in this document. For net
metered generation and generation of 2 MW and under, the process is set
out in the SIR. For units larger than 2 MW and up to 5 MW, the Company
will follow the SIR timing requirements for the approval process. Per the
steps outlined in the SIR (see SIR Application process steps 1-11 later in
this manual), Con Edison may identify that a detailed Coordinated Electric
System Interconnection Review (CESIR) is required for some generation
systems. This may be needed to determine the impact of the customer’s
generation on the Company system and any necessary upgrades or
changes to the Company system needed to allow for satisfactory
interconnection performance. The company will notify the customer
regarding the estimated CESIR cost prior to initiating it and will proceed
with the study only upon the customer’s agreement to pay the costs as
and to the extent required by the SIR. The CESIR may identify specific
Company system modifications and the costs of such modifications
needed for successful interconnection. The customer is responsible for
the cost of any additions and reinforcements to the Company’s distribution
systems that are required for the Company to permit parallel operations in
accordance with the SIR. Based on the CESIR, the customer will be given
a cost estimate of such modifications and must promptly inform the
Company of its decision whether to proceed. The specific costs for which
the customer is responsible and the timing of payment are described in
the Tariff.
2.1 PROTECTION RESPONSIBILITY - The Company is not

responsible for protection of the customer’s generator(s), or of any
other portion of the customer’s electrical equipment. See Full-
service Tariff, General Rule III-14(C) and (D). The customer is
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MANUAL NO. 4
solely responsible for protecting his equipment in such a manner

that faults or other disturbances on the Company’s electrical power
system do not cause damage to the customer’s equipment. The
Company does not warrant the adequacy, safety or other
characteristics of any structures, equipment, wires, pipes,
appliances or devices owned, installed or maintained by others.
All protection equipment required to protect and coordinate with the

Company’s distribution system will be specified by the Company
and based upon any needs determined by any applicable CESIR.
3.0 TARIFF PROVISIONS AND INTERCONNECTION COSTS

Customers with onsite generation take standby service under SC 14-RA of
the Retail Access Schedule, except for: (1) customers billed under Rider
R; (2) customers whose on-site generation equipment has a total
nameplate rating equal to no more than 15 percent of the maximum
potential on-site demand; and (3) customers who would otherwise take
service under SC 1, 2, 7 or the energy-only rate of SC 12,. Customers
taking delivery service under SC 14-RA may elect to purchase supply from
the Company. Certain customers may elect to take service under SC11 –
Buy Back Service, whereby power and energy is sold to the Company, to
the extent permitted under that SC. A brief description of the applicability
of each of the above service classifications is provided below.
3.1 STANDBY SERVICE (SC 14-RA) - Standby service is available to

replace and/or supplement the power and energy ordinarily
generated by means of a private generating facility on customer
premises (except where service is provided under Rider R).
Standby Service is also available for station use by a customer that
is a wholesale generator. Subject to the provisions of this operating
procedure and SC-14-RA, the generator may be operated either in
parallel with the Company’s service or isolated from the Company
system by means of a double-throw transfer switch. Rate options
are as follows:
3.1.1 Exemption from standby service rates and phase-in

of standby service rates– Certain customers taking service
under SC 14-RA will be billed at their otherwise applicable rate,
as described in Special Provision D of SC 14-RA; other
customers may be eligible for exemption provided that any
prerequisites for such billing are met as described in Special
Provision P of SC 14-RA. These customers are still required to
pay any applicable interconnection costs, as set forth in the
tariff.
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MANUAL NO. 4
Customers exempt from standby rates as specified in SC-14RA

including designated technologies such as Fuel Cells,
Photovoltaic, etc.
Designated Technologies are generators based on renewable

energy sources (fuel cell, wind, solar thermal, photovoltaic,
biomass, tidal, geothermal, and methane waste), and certain
cogeneration technologies (“Combined Heat and Power”) that
meet minimum efficiency criteria. (See SC 14-RA, Common
Provisions, Definitions, Leaf No. 142, and Special Provision P,
Leaf No. 180). Eligible “Combined Heat and Power generators
under 1 MW” must have at least 60% overall annual efficiency
(combined usable electrical and usable thermal output) and
with at least 20% of the heat produced from the electrical
generation process recovered for practical use. In addition,
each such plant must meet a NOx emission limit for CHP plants
of 4.4 lbs/MWh or such other limit established for stationary
combustion installations by the State Department of
Environmental Conservation.
3.1.2 NEGOTIATED RATE OPTION – Certain customers taking

service under SC 14-RA may enter into an agreement for
standby service at negotiated rates.
3.2 BUY-BACK SERVICE (SC 11) – Under SC 11, the Company may
purchase capacity and energy from a “Qualifying Facility” which
meets the requirements for qualification under Part 292 of Title 18
of the Code of Federal Regulations or as defined in Section 2 of
New York Public Service Law (See also SC 11, leaf 307, special
provision E for specific details of this service classification). In
addition, under Rule III-13F, distributed generators are permitted to
export power (1) when the generating equipment is operated at the
direction of the NYISO under NYISO SCR procedures or EDRP
procedures, or (2) at the direction of the Company under Rider O
or U. While these distributed generators are not SC 11 facilities,
they are required to comply with the provisions of SC 11.
The amount of purchased power and energy may be limited by the

Company, where technical considerations dictate that such actions
are necessary. Buy-Back service is not available for secondary
network service interconnections.
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MANUAL NO. 4
3.3 OTHER SERVICE CLASSIFICATIONS - There may be situations

where the Company’s service must be rendered under more than
one service classification. For example, a customer may wish to
sell power to the Company under Service Classification No.11 and
also require Standby Service from the Company. Buy-back Service
and Standby Service must each be contracted for separately and
will be metered separately. Alternatively, a customer may choose
to segregate a portion of the total service requirements so that such
portion is served exclusively under an appropriate firm service
classification.
3.4 CUSTOMER INTERCONNECTION COSTS –Customers with

generation facilities shall be subject to charges for interconnection
costs incurred by the Company and directly related to the
installation of the facility deemed necessary by the Company to
permit interconnected operations with a customer, as provided in
the Retail Access Schedule and the SIR. These costs may include
the reasonable costs of connection, initial engineering evaluations,
switching, metering, transmission, distribution, safety provisions,
engineering and administrative costs.
3.5 PENALTY FOR INTERCONNECTING WITHOUT COMPANY

AUTHORIZATION
A Customer who interconnects a distributed generation unit without the
Company's authorization will be: (1) liable and responsible for all
damages (including any and all third party damages) and expenses
(including all legal fees) that result; (2) responsible for all of the
Company's incurred expenses to ensure the safety and reliability of the
electric system caused by the unauthorized interconnection of the
Customer's distributed generation unit; and (3) subject to a contract
demand surcharge equal to twice the amount of the charge for
Contract Demand that would otherwise be applicable under standby
service rates in accordance with General Rule III-13 (D) of the Full
Service Tariff.
4.0 THE ELECTRICAL DISTRIBUTION SYSTEM - The distribution system

supplies power to the Company’s low voltage network customers and
radial customers from area substations at the 4kV, 13kV, 27kV and 33kV
primary service voltage levels. The majority of customers receive Low
Tension (low voltage) service directly at the distribution system secondary
voltage levels of 120/208V; 120/240V or 265/460V, while a small
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MANUAL NO. 4
percentage of High Tension (high voltage) customers receive power at

primary service voltage levels. The two major types of distribution systems
in Con Edison’s system are the radial and network designs. Radial
systems have a single high voltage feeder feeding energy from the
substation to numerous distribution transformers tapped along it. The
distribution transformers step the voltage down from primary voltage to
low voltage service and serve anywhere from 1-16 customers each.
Networks have multiple primary feeders feeding several parallel network
transformers that feed energy into a low voltage grid (grid network type) or
local building bus (spot network) where the customer is connected.
Thousands of low voltage customers are served off of each low voltage
grid network connection. Almost all customer generation will be
connecting to one of these types of distribution systems.
For most interconnections, the voltage level, system configuration, and

design requirements of the generator will be dictated by the type of
distribution system to which it is connected (network or radial), the
customer’s service voltage level, the distributed generation equipment
rating and type, and the electrical characteristics of the distribution system
connection point and generator. There are many different voltage levels
on the system (See Table 1).
From a reliability standpoint, service in each area is categorized by the

Company relative to the number of allowable coincidental primary feeder
failures without interrupting the customer. These failures are defined as
CONTINGENCIES. A FIRST contingency service area is one in which
only one incoming feeder can be out of service at a given time. In a
SECOND contingency area, two feeders can be out of service
coincidentally without affecting service. Therefore, to ensure service, a
minimum of two (2) incoming feeders are required for a first contingency
area and a minimum of three (3) incoming feeders are required for a
second contingency area. The contingency level at the point of generation
interconnection will have an influence on the generator design since for
the generator impact studies it may be necessary to model system
performance in each of the different contingency modes. Network systems
will have the highest contingency and are usually the most complex in
which to interconnect, while radial systems the lowest contingency and in
many cases easier to interconnect with.
5.0 OVERVIEW OF ISSUES RELATED TO INTERCONNECTION
Customer generation connected to the distribution system can cause a

variety of system impacts including steady state and transient voltage
changes, harmonic distortion, and increased fault current levels.
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MANUAL NO. 4
Generation systems of 2 MW or less, which individually on higher capacity

feeders may not cause very serious impacts, can, on weaker circuits, in
aggregation or in special cases (such as lightly loaded networks),
significantly impact the Company’s distribution system. A CESIR in some
cases is needed to identity the severity of system impacts and the
upgrades needed to prevent problems. For larger customer generation
units in the range of over 2 MW to 20MW, there is generally needed a time
for a significant CESIR no matter where on the system the customer is
connecting. In general, dispersed generation connected to the distribution
system shall be limited to a maximum of 10 MW on a distribution feeder
and 20 MW per network substation. This is an upper limit that represents
the maximum possible under ideal situations and assumes that at area
substations there are no additional limitations as indicated by site-specific
system studies (e.g., available short circuit current contributions, minimum
network loading in light loading seasons, voltage regulator interactions,
etc.)
There are a wide range of issues associated with the interconnection of

distributed generation to the power system. Among these are:
Impact on step voltage regulation equipment

Increased fault duty on Company circuit breakers
Interference with the operation of protection systems
Harmonic distortion contributions
Voltage flicker
Ground fault overvoltages
Islanding
System restoration
Power system stability
System reinforcement
Metering
It is important to scrutinize the interconnection of customer generation to

the power distribution system so that any negative impacts can be avoided
and assure that the customer generation will have only a positive or, at
least, neutral impact on the system performance. It is the intent of any
Company study in accordance with SIR requirements when applicable to
avoid negative power system impacts by identifying the particular type of
impact that will occur and determining the required equipment upgrades
that can be installed to mitigate the issue(s).
Anywhere within the Company’s service territory that the customer plans
to interconnect generation, they will be interfacing to one of two main
types of distribution systems. These will be either radial systems or
network systems. Most of the Company’s customers in the urbanized
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MANUAL NO. 4
boroughs of New York City are fed by low voltage network distribution
system designs and some of the suburban areas (especially to the north)
are fed by radial distribution system designs. The interface voltage levels
will be either low voltage or medium voltage depending on the location on
the Company’s system and size of the generator.
Connecting customer generation to the low voltage network poses some

issues for the Company. The generation can cause the power flow on
network feeders to shift (reverse) causing network protectors within the
network grid to trip open. No synchronous generators are permitted for
interconnection to the company’s secondary voltage grid networks. Small
induction and inverter based generators may be allowed on the secondary
voltage grid networks on a case- by- case basis.
Connection of generators on the spot networks are only permitted if the
secondary bus is energized by more than 50% of the installed network
protectors as required by IEEE Std. 1547- 2003.
Dispersed generation ranging in size from 5 to 10 MW, and installed on

non-network systems should be connected to dedicated radial distribution
feeders since the light load condition on the existing feeders may not meet
the acceptable norm to avoid islanding (i.e., one third of the feeder’s all
time light load be greater than the dispersed generation MW rating).
Because of the severe safety and potential equipment damage issues

associated with feeding power into a deenergized distribution system, a
major design consideration of any customer generator installation is that
THE GENERATOR SHALL NOT ENERGIZE A DEENERGIZED
COMPANY CIRCUIT. The protection system shall be designed with
interlocks and proper protective functions to ensure that there is proper
voltage, frequency and phase angle conditions between the Company’s
system before the generator is permitted to parallel.
Because of the potential interference with reclosing on radial and auto-

loops feeders and/or restoration operations on the utility system,
AUTOMATIC RECLOSING OF THE CUSTOMER’S INTERTIE CIRCUIT
BREAKER IS NOT TO BE PERMITTED. The only exceptions that allow a
unit to automatically reconnect are certain inverter–based generation
systems and small generators 15 kW or less as discussed later in Section
I-6.3.
The Company’s distribution substations are subject to fault duty

limitations. Adding generation to the distribution system increases the
amount of fault current imposed on the substations. The Company will
assign a Fault Current Margin (FCM) Queue Position for completed
Project Applications associated with synchronous generators in the Load
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MANUAL NO. 4
Area. FCM is available for allocation in a Load Area until such time as the
Available Fault Current is equal to 100% of the rated fault interrupting
capability of the circuit breakers at the associated area substation unless
engineering, reliability or other pertinent issues preclude the
interconnection of additional parallel synchronous distributed generation
without mitigation.
No queue will be established for applications for parallel synchronous

distributed generation without fault mitigation in Load Areas where the
Company has determined that there is no FCM. See Con Edison DG
Website (http://m020-w5.coned.com/dg/default.asp) for the procedure
details.
Exceeding the fault duties at the substations as a result of dispersed
generation will not be permitted and alternate methods of interconnection
must be explored where this limit has been reached.
Multiple service facilities may be supplied to the Customer from a

multibank transformer installation. These service installations, or
takeoffs, may be either cable with limiters or bus detail with fuses.
To assure that the reliability and proper protection are maintained in
these service facilities, the Customer is not permitted to:
a) Parallel secondary takeoffs from a common facility.

b) Parallel secondary facilities supplied from separate locations.
c) Exceed the ampacity rating of any service facility.
d) Create an unbalanced loading condition in excess of 5%
between phases of a service.
6.0 GENERAL DESIGN AND OPERATING REQUIREMENTS – From the

perspective of interconnection, there are three main types of customer
generation systems that interface to the power system. These include:
Induction Generators
Static Power Converters
Synchronous Generators
Each type has its own specific characteristics regarding synchronization

equipment, protective functions, starting practices, and electrical operating
behavior. Whether the generation is less than 2 MW and covered under
the SIR guidelines or larger than 2 MW and covered under other
requirements, there are specific common interface requirements that will
always apply. There may also be additional specific requirements that may
be identified as part of any CESIR that is performed for a specific location.
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MANUAL NO. 4
These specific requirements are discussed later in this manual (see

Sections III, IV and V).
6.1 COMMON PROTECTION REQUIREMENTS

The customer shall provide appropriate protection and control
equipment for the generator. The customer’s equipment shall be
capable of automatically disconnecting the generation upon
detection of an islanding condition and upon detection of a utility
system fault.
The generator’s protection and control scheme shall be designed to

ensure that the generation remains in operation when the
frequency and voltage of the utility system are within the specified
limits. Upon request from the Company, the customer shall provide
documentation detailing compliance with the specified operating
ranges as mandated by the SIR or as dictated by any required
CESIR.
The generator will have, as a minimum, an automatic disconnect

device(s) sized to meet all applicable local, state, and federal codes
and operated by over and under voltage, and over and under
frequency protection. For three phase installations, the over and
under voltage protection shall be included for each phase and the
over and under frequency protection shall be on at least one phase.
All phases of the generator or inverter interface shall disconnect or
cease export of power when directed by the protective devices.
Voltage protection shall be wired according to the type of
distribution system ground. The Company will notify the customer
on the appropriate sensing arrangement based on the configuration
of the Company system at the point of common coupling 2 . More
detailed discussion of the protection requirements specific to each
generator type can be found in Sections III, IV and V.
6.2 RESPONSE TO ABNORMAL VOLTAGE AND FREQUENCY

CONDITIONS -
The default voltage operating range for generators shall be from
88%-110% of nominal voltage magnitude. The protective device
shall automatically initiate a disconnect sequence from the utility
system as detailed in IEEE Std.1547 (see Table 1 in that standard).
Clearing time is defined as the time the operating range is initially
violated until the customer’s generator ceases to energize the PCC
2
For four wire multi-grounded neutral distribution systems, the phase to neutral (ground) voltage
is desired. For ungrounded systems, the phase to phase voltage is desired. The Customer’s
interface transformer will also impact the needed arrangement – see SIR document and IEEE
1547-2003 for more details.
17
MANUAL NO. 4
(this includes detection time for the relay function, any intentional
delay times, and any delays caused by clearing devices such as
circuit breaker travel times).
The default frequency operating range for generators shall be from

59.3 Hz to 60.5 Hz. The protective device shall automatically initiate
a disconnect sequence from the utility system as detailed in IEEE
Std.1547 (see Table 2 in that standard). Clearing time is defined as
the time the operating range is initially violated until the customer’s
generator ceases to energize the PCC (this includes detection time
for the relay function, any intentional delay times, and any delays
caused by clearing devices such as circuit breaker travel times).
IEEE Std.1547-2003 Tables 1 and 2 provide “default” clearing

times. Note that the default times of those settings are for
generators of 30 kW or less. Above 30 kW rating, as described in
the footnotes of those tables, the times and settings may be altered
as needed by the Company to coordinate with power system
requirements.
6.3 RECONNECTION AFTER RESTORATION OF NORMAL

VOLTAGE AND FREQUENCY CONDITIONS -
For customer DG facilities 15 kW or less, if the generation facility is
disconnected as a result of abnormal voltage and/or frequency
conditions, then the customer’s generator shall remain disconnected
until the Company distribution system voltage and frequency
conditions have returned to within acceptable limits for a minimum of
five (5) minutes. This reconnect capability does not apply to systems
greater than 15 kW rating that do not use an inverter based
interface. For systems greater than 15 kW, this automatic reclosing
philosophy may suffice and will be determined by the company. If the
Company determines that a facility must receive permission to
reconnect, then any automatic reclosing functions must be disabled
and verified to be disabled during the generation system verification
testing.
6.4 CODES, STANDARD AND CERTIFICATIONS - All equipment used

by the customer shall be designed, manufactured, installed and
tested in accordance with the latest applicable industry standards,
including ANSI, IEEE, NEC, NESC, OSHA, UL, NEMA and any
applicable local or city rules, regulations or ordinance codes, unless
otherwise specified.
Electrical inspections must be performed by the Company and by a
18
MANUAL NO. 4
recognized inspection agency, such as the N.Y. Board of Fire

Underwriters, the City of New York or local municipality before
parallel operation will be permitted.
The interconnection of the customer’s facilities with the Company’s

electric distribution system shall also comply with the Company’s
applicable criteria, guides and procedures for such
interconnections.
The application and design requirements of high tension distributed

generation customers are also subject to the provision of
Specification EO-2022. Furthermore, the generating facilities that
are large enough to fall under the New York Power Pool's (NYPP)
and the Northeast Power Coordinating Council's (NPCC) Operating
and Planning Guidelines, must be in compliance with those
requirements.
In order for inverter equipment to be certified as acceptable for

interconnection to the utility system without additional protective
devices, the interface equipment must be equipped with the
minimum protection functions (outlined later in this manual for each
type of interface) and tested in compliance with Underwriter’s
Laboratories most current applicable version of UL-1741, “Inverters,
Converters and Controllers for Use in Independent Power
Systems.”
Equipment rated less than 1000 volts shall be tested in accordance

with the Guide on Surge Testing for Equipment Connected to Low
Voltage AC Power Circuits, ANSI/IEEE C62.45, to confirm that the
surge withstand rating is capability is satisfied for the product’s
surge level rating as defined in Recommended Practice on Surge
Voltages in Low Voltage AC Power Circuits, ANSI/IEEE C62.41.2
Equipment rated greater than 1000 volts shall be tested in

accordance with manufacturer or system integrator’s designated
applicable standards. For equipment signal and control circuits use
Standard Surge Withstand Capability (SWC) Tests for Protective
Relays and Relay Systems, IEEE C37.90.1.
The acceptance criteria for both of these testing protocols shall be

as detailed in IEEE C37.90.1. If during the performance of any of
the tests prescribed above, the equipment ceases to export power
and in the judgment of the independent testing laboratory fails in a
safe manner, this will be considered an acceptable result for the
purposes of these requirements.
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MANUAL NO. 4
Utility grade relays need not be certified per the requirement of this
section, but are covered under other requirements discussed later
in this manual.
6.5 DESIGN CLASSIFICATION - Interconnected customer generation

is classified with respect to the following:
a) Generator rating
b) Rate classification
c) Interconnection type
Examples of the various customer generation design classifications

are shown in Table 2.
Where multiple generators are connected to the Company’s

distribution system through a single service point, the appropriate
classification will be based on the aggregate ratings of the
generators.
It should be understood that these classifications have been

established for convenience and design requirements and are
based on urban/suburban circuits with normal load density. The
final decision concerning the requirements for each installation will
be made depending upon the customer load magnitude, the
magnitude of other load connected to that circuit/system, the
available short circuit contribution and other system parameters.
6.6 DISCONNECT SWITCH DEVICES –The customer shall provide a

lockable means of isolating its generator(s) from the Company’s
distribution system. This disconnect device (or combination of
devices) must maintain a visible open working clearance for
maintenance or repair as stipulated by the Company’s work rules.
The disconnect switch shall be clearly marked “Generator

Disconnect Switch” with permanent 3/8” letters or larger. The
disconnect switch shall be located within 10 feet of the utility’s
external electric service meter. If such location is not possible, the
customer will propose and the Company will approve of an
alternate location.
An emergency shutdown switch which would remove the facility

generation from the system is recommended to be accessible to
Company personnel and located near the disconnect switch. The
opening of this switch shall trip the intertie or generator circuit
20
MANUAL NO. 4
breaker. Breaker position indication shall be provided at the switch.
For service at 600V or below (Low Tension service), the customer

shall furnish and install a lockable manual disconnect switch. The
switch shall be installed in the interconnection circuit or in the
generator leads to isolate the generator when out of service.
Disconnect switches must be rated for the voltage and current

requirements of the particular installation. In addition, the basic
insulation level (BIL) of the disconnect switch shall be such that it
will coordinate with that of the Company’s equipment. Disconnect
switching devices shall meet all applicable UL, ANSI, and IEEE
standards and shall meet all applicable local, city, state and federal
codes.
Disconnect switches must be visible, load break, gang-operated

and must be lockable in both the open and closed positions with a
standard Company padlock. The disconnect switch must be key
interlocked with its associated circuit breaker. The disconnect
switch must be lockable in the open position with a standard utility
padlock with a 3/8” shank.
For installations above 600V or with a full load output greater than
960A, a draw-out type circuit breaker with the provision for
padlocking at the draw-out position can be considered a disconnect
switch for the purposes of this requirement.
Customers supplied from the Company’s medium voltage (i.e., from

4 kV to 33 kV) distribution system must provide a means of
applying grounds on Company feeders. Grounding requirements
are detailed in the Company’s high-tension specifications.
6.7 GROUNDING - The customer shall utilize a grounding interface to

the Company’s system that is compatible with and appropriate for
the grounding needs of the Company’s distribution system. Proper
grounding is critical because without a proper grounding approach,
dangerous or damaging conditions could arise in the operation of
the generator that could cause problems for the distribution system
and connected loads. Grounding influences the nature of ground
fault overvoltages, harmonics, fault level contributions, and the
potential for ferroresonance.
In order to assess the generator’s grounding as it appears to the

Company’s distribution system the generator grounding design
21
MANUAL NO. 4
must include details describing the neutral grounding arrangement

of the generator and the winding configuration/grounding
arrangement of any interface transformers. In cases where the
customer wishes to use its existing step-down transformer that has
been serving their load as the interface to the Company distribution
system, it is important to recognize that an existing transformer that
is perfectly suitable for serving load at a site may not always be
satisfactory to serve as a generator interface transformer because it
may not provide proper grounding with respect to the company
distribution system. The installation of a generator at a customer
site may necessitate changing out the existing transformer with a
new transformer that has appropriate grounding or adding a second
transformer that is meant just for the generator.
Another important consideration is that the generator installation,

depending on where it ties into the customer’s system, will need to
provide grounding that complies with all applicable requirements of
the National Electrical Safety Code (NESC), National Electric Code
(NEC) and the Company. The proper method of generator system
grounding to be used with a particular power system
interconnection point is unique for each installation. Table 3
indicates the Company’s distribution system grounding methods.
6.8 DEDICATED TRANSFORMER – The Company reserves the right

to require the customer generating facility to connect to the
Company distribution system through a dedicated transformer. The
transformer shall either be provided by the Company at the
customer’s expense, or purchased from the Company by the
customer, or purchased from a third party and conform to the
Company’s specifications. The transformer may be needed to
insure conformance with utility safe work practices, to enhance
service restoration operations or to prevent detrimental effects to
other utility customers. The transformer that is part of the normal
electrical service connection of a customer’s facility may meet this
requirement if there are no other customers supplied from it. A
dedicated transformer is not required if the installation is designed
and coordinated with the Company to protect the Company
distribution system and its customers adequately from potential
detrimental net effects caused by the operation of the generator.
If the Company determines the need for a dedicated transformer, it

shall notify the customer in writing of the requirements. The notice
shall include a description of the specific aspects of the utility
system that necessitate the addition, the conditions under which the
dedicated transformer is expected to enhance safety or prevent
22
MANUAL NO. 4
detrimental effects, and the expected response of a normal, shared

transformer installation to such conditions. A CESIR may be
necessary in some cases to determine the need for a dedicated
transformer.
Cost allocation rules for the dedicated transformer are set forth in
the Company’s tariff and the SIR.
6.9 LIGHTNING PROTECTION - Underground cables and electrical

apparatus supplied from overhead primary circuits, operating at
4kV, 13kV, 27kV and 33kV shall be protected against lightning.
The customer shall equip the riser pole and, if necessary to provide
proper insulation coordination margins, other points of the cable
with a properly rated metal oxide surge arrester. The arrester rating
will depend on the specific system voltage level and system
grounding arrangement. Methods for selecting appropriate surge
arrester ratings and locations can be found in IEEE Standard
C62.22-1997. Use of short arrester lead length practices and cable
riser pole and end-point (open point) arresters to prevent reflections
per the recommendations of IEEE C62.22 are critical to maintain
adequate protective margin.
Surge protection at the terminals of the generator windings for all

appropriate surge modes is recommended (regardless of whether
or not the system is fed by overhead lines). Rotating machines are
best protected with a combination of metal oxide surge arresters
and wavefront sloping capacitors located at their terminals.
Information on the use of sloping capacitors and rotating machine
(motor) surge protection that can be applied to distributed
generation scale generators can be found in IEEE Standard 141-
Electric Power Distribution for Industrial Plants.
It is recommended that inverters have surge protection at their

terminals. Photovoltaic system inverters are especially vulnerable
to surges due to the exposed dc input leads attached to roof-top or
field mounted solar PV modules and connection of the inverter to
the ac system. This arrangement can allow large surge potentials to
develop between the dc and ac ports during nearby lightning strikes
thereby imposing extremely high surge voltages on internal inverter
electronics. It is recommended that surge protection for PV
inverters take into consideration these potentials and use ground
reference equalization of all port surge arresters to mitigate the
threat.
All power generation equipment shall meet the applicable surge
23
MANUAL NO. 4
voltage withstand and isolation ratings discussed earlier in this

manual. Specifically, these include Surge Withstand Capability Test
for equipment greater than 1000 V rating (see IEEE C37.90.1) and
the Surge Withstand Capability (based on Category) defined in
IEEE C62.41.2 and C62.41.45.
6.10 HARMONIC REQUIREMENTS - The maximum total and individual

harmonic distortion for voltage and current injected by the
customer’s equipment and loads at the point of common coupling
(PCC) shall meet IEEE Std.519 and IEEE Std.1547 guidelines. A
facility causing harmonic interference is subject to being
disconnected from the Company system until the condition has
been corrected.
For non-certified equipment installations, the customer is required

to measure harmonics before and after the interconnection is
established. The customer shall submit the results of these tests to
the Company for review. If necessary, the customer will be
required to make all corrections to avoid harmonic problems.
6.11 VOLTAGE REGULATION AND VOLTAGE FLICKER

Parallel operation of customer generation has an influence on the
distribution system voltage levels by changing the current levels on
the system. The amount of influence depends on the size and
nature of the customer’s generation system as well as how it is
operated and the characteristics of the distribution system. The
Company has two main voltage regulation concerns:
Avoiding objectionable voltage flicker

Maintaining the steady state distribution system voltage
within the proper operating limits.
Voltage Flicker: Voltage flicker is a sudden change in voltage (that

occurs in seconds or fractions of a second) that can cause
objectionable changes in the visible output of lighting systems.
Sudden changes in the state of a power generator can cause
flicker. Examples include starting/stopping of generators, output-
steps, periodic oscillations in output caused by generator prime
move governor hunting and misfiring, fluctuation of wind and PV
system outputs, and many other factors. The Company requires
that any customer energy producing equipment connected to the
system must not (at the PCC) exceed the limits of voltage flicker as
defined by the maximum permissible voltage fluctuation shown for
the borderline of visibility curve in IEEE Std. 519-1992 and, where
applicable, the Con Edison flicker specification (see Graph 1). This
24
MANUAL NO. 4
requirement is necessary to minimize complaints by other

customers.
Steady State Voltage Regulation: Steady state voltage is the

voltage of the power system over a sustained period of time usually
defined as anywhere from about 1 to 3 minutes or longer in
duration. The operation of the generator should not cause the
Company’s distribution system voltage to go outside of the steady
state voltage limits. ANSI Std.C84.1-1995 defines the steady state
voltage limits for AC power systems in North America. In addition,
the Public Utilities Commission establishes service voltage limits for
the Company. The Company shall require that the customer
generator be operated in a manner that does not cause the voltage
regulation to go outside the applicable limits. In addition, operation
of the generator shall not cause undo hunting and interference with
the normal operation of the Company’s voltage regulation
equipment.
6.12 RELIABILITY AND POWER QUALITY – The customer generation

shall in no way degrade the reliability or power quality of the
distribution system.
6.13 POWER FACTOR

If the average power factor of the customer (including the effects of
the generator current), as measured at the PCC is less than 0.9,
then the method of power factor correction necessitated by the
installation of the generator, if any, will be negotiated with the utility
as a commercial item. For Reactive Power (VAR) requirements, the
customers shall refer to the applicable Company’s rate “Service
Classification” under the Special Provisions section to determine
the kilovar charges. For a more detailed discussion of power factor
requirements see also the specific generator requirements in
Sections III, IV and V of this specification.
6.14 ISLANDING – Under no circumstances will a customer generator

be allowed to sustain an island condition with any part of the
Company distribution system beyond the PCC. The customer
generator must be equipped with protection to sense a possible
island and disengage from the Company distribution system within
a time frame required by IEEE Std.1547.
6.15 METERING REQUIREMENTS – The need for additional revenue

metering for non-net metered customers will be reviewed on a
case-by-case basis and shall be consistent with the requirements of
25
MANUAL NO. 4
the Public Service Commission.
Net metered customers shall be afforded the option of selecting a

“standard meter” that can run in reverse, single meter with
bidirectional capability (i.e., an input and output register) or two
meters measuring consumption and generator output separately.
(Only non-demand time-of-day customers may elect a bidirectional
meter.) For photovoltaic net metered time-of day residential
customers, the second meter can be either a time-of-day or non-
time-of-day meter.
It is important to recognize that a standard meter running in reverse

does not meet accuracy standards under Public Service Law and
accordingly, in any billing dispute dependent on those meter
accuracy standards, the customer will be unable to rely upon net
meter readings as a basis for claims against the Company. A
customer selecting the standard meter option before September 30,
2005 agrees to waive in writing any billing complaint that is
unresolvable because of the inaccuracy inherent in running such
meters in reverse. Customers choosing the alternate option will
have their billing disputes resolved on the usual standards for
evaluating customer complaints.
The two meter (or bi-directional meter) option is required for time of
use metering. The customer is responsible for the cost of the
second time of use meter installed at the generator site. (An
existing Rider R customer electing to use a bidirectional meter is
responsible for the incremental cost.)
For larger generator installations, the metering becomes more

complex and may require equipment such as medium voltage PTs
and CTs, fusing, support poles, various equipments housings, etc.
As is necessary, the Company will prepare detailed metering
schemes for each customer. The customer shall furnish, install and
maintain mounting facilities for the Company’s meters, metering
transformers and meter devices, and provide suitable space and
enclosures for such facilities.
The customer shall furnish, install and maintain all wiring and
miscellaneous equipment for revenue meters, metering
transformers and meter devices (but not the meters, metering
transformers and the meter devices themselves). If needed, the
customer shall install and connect revenue metering transformers
for the initial installation and upon subsequent alterations to the
primary cable or bus connections. The customer shall furnish and
install meter wiring between metering transformers and the revenue
meters, but the Company will make the final connections to the
26
MANUAL NO. 4
meters. The customer shall also furnish, install and maintain all
wiring and miscellaneous equipment for demand metering devices
and/or additional devices required in addition to watt-hour meters.
Meters and protective devices installed by the customer for

customer use shall not be connected to the secondaries of the
Company’s current or voltage transformers (potential transformers).
For services connected to the Company’s distribution system
primary, metering transformers shall be connected on the incoming
line side of the customer’s instrument transformers and energy
consuming devices. In cases where the customer’s meter location
requires devices to be installed on the incoming side of the
metering transformers, the installation of such devices shall be
approved by the Company. Examples of such devices include
neon indicators, phasing facilities or potential transformers for
automatic circuit breaker operations. Details of requirements for
high-tension connected equipment can be found in Company
specification EO-2022.
No customer equipment shall be installed in revenue metering
compartments.
Some high tension (high voltage) customers will have meters and
metering equipment installed on the low tension (low voltage) side
of the incoming transformers. Those meters will be compensated
for transformer losses.
In addition to transformer losses, in some cases the meters will

have to be compensated for transformer vault lighting, transformer
heaters, etc., which are required components of the service
installation.
6.16 UTILITY GRADE RELAYS - A controller may be certified in certain

small generator applications (such as in the case of a net metered
inverter that passes UL 1741) or they may need to be based upon
utility grade relays (such as with a 1.5 MW rotating machine).
Utility grade relays must comply with, as a minimum, the most

current version of the following standards;
ANSI/IEEE C37.90 Usual Service Conditions-

Ratings (Current, Voltage, etc.)
ANSI/IEEE C37.90.1 Surge Withstand Capability

Fast Transient Test
IEEE C37.90.2 Radio Frequency Interference
27
MANUAL NO. 4
IEEE C37.98 Seismic Testing (Fragility) of

Protective and Auxiliary relays
ANSI C37.2 Electric Power System device

Function Numbers
IEC 255-21-1 Vibration
IEC 255-22-2 Electrostatic Discharge
IEC 255-5 Insulation (Impulse Voltage

Withstand)
6.17 VERIFICATION TESTING - All interface equipment except for

single phase inverters and inverter systems rated at 15 kW and
less must include a detailed verification test procedure submitted to
the Company for approval. The verification test procedure must
establish that the protection settings meet Company requirements.
The verification testing shall be site-specific and is conducted
periodically to assure continued acceptable performance.
Upon initial parallel operation of a generating system, or any time

interface hardware is changed, the verification test must be
performed. The customer is responsible for the testing and a
qualified individual must perform verification testing in accordance
with the manufacturer’s published test procedure. Qualified
individuals include professional engineers, factory-trained and
certified technicians, and licensed electricians with experience in
testing protective equipment. The Company reserves the right to
witness verification testing or require written certification that the
testing was successfully performed.
Verification testing shall be performed at least once every four

years. All verification tests prescribed by the manufacturer shall be
performed. If wires must be removed to perform certain tests, each
wire and terminal must be clearly marked and permanently marked.
To facilitate ease and accuracy of testing, it is recommended that
the customer shall furnish, install and maintain suitable test facilities
for relays, microprocessors, etc. Such facilities shall include test
studs, links, adequate ac and dc power sources, etc. The customer
(generator owner) shall maintain verification test reports for
inspection by the Company. Testing of all protective devices must
be performed by qualified personnel before the final functional
testing of the interconnection scheme. All testing results must be
28
MANUAL NO. 4
submitted to the Company for approval.
Single phase inverter systems rated at 15kW and below shall be

verified upon initial parallel operation and once per year as follows:
the owner or his agent or customer shall operate the load break
disconnect switch and verify the power producing facility
automatically disconnects and does not reconnect for five minutes
after the switch is closed. The owner shall maintain a log of these
operations for inspection by the Company. Any system that
depends upon a battery for trip power shall be checked and logged
once per month for proper voltage. Once every four (4) years the
battery must be either replaced or a discharge test performed.
For any generation system other than certified single-phase

inverters rated at 15 kW and below, verification testing shall be
performed by means of a calibrated and certified test set prior to
initial energization and every 48 months thereafter (or in shorter
intervals if recommended by the equipment manufacturer). The
most recent certified relay-test reports shall be kept at the location
and be made available for Company inspection. The Company
reserves the right to inspect the facility and witness the test itself.
The customer shall notify the Company at least ten business days
in advance of the relay-test to give the Company the opportunity to
determine whether Company personnel should be present during
the test.
The test procedures for power generation equipment protected by

discrete and multifunction microprocessor based relays must at
least demonstrate that:
All relays operate from every possible source of trip signal or

voltage.
All relays trip the desired breaker.
The generator will isolate for a complete loss of Company

supply.
The ratio and polarity of relay and instrument transformers

are proper.
The phase angle characteristics of directional and other

relays are correct.
Relays have been tested at pick-up and at three multiples of
29
MANUAL NO. 4
minimum pick-up (three, five and eight times).
The protective devices must also be bench tested and

verified field tested to meet the tolerances in Table 4.
Microprocessors shall have a test switch or other means for

connection to test sets.
Submitted documentation of the relay and operational testing shall

include graphic or digital recordings of actual current and voltage
levels obtained during the test(s). A protective device maintenance
and operation log shall be kept at the customer’s premises and be
made available for Company inspection. These test procedures
must include relay settings, continuity of relay circuits, breaker
close and trip coils (ac and dc circuits), insulation impedances of
protective circuits and current and voltage transformers.
The customer’s periodic inspection of ac and dc control power for

circuit breakers, reference single-line diagrams, relay protection
diagrams and coordination test data must also accompany test
reports.
The Company shall be notified at least ten (10) business days prior
to the operational tests. After the successful completion of the
operational tests, final approval will be based on review of the test
results submitted by the customer.
6.18 MAINTENANCE OF CUSTOMER’S EQUIPMENT AND CABLE -

The customer shall perform periodic maintenance on circuit
breakers, relays, transformers, generators, inverters, batteries, and
other equipment to meet the Company’s specifications unless the
manufacturer recommends a more frequent schedule for
maintenance.
In general, low tension customers shall follow the manufacturer’s

recommendations and maintenance cycles and high tension
customers shall comply with the Company’s Specification EO-4035
“Operation and Maintenance of Equipment on High Tension
customer’s Premises.” Failure by the customer to perform periodic
maintenance as required by the SIR and contractual agreements
with the Company will result in a discontinuance of service until this
requirement is satisfied.
The customer shall provide written notification to the Company in

the event the individual or firm responsible for maintenance of on-
30
MANUAL NO. 4
site generating equipment, breakers and/or relays is being

replaced. Such written notification shall be given within seven
business days and include the name, address and telephone
number of the new individual or firm.
In the event it is necessary for the customer to disconnect

Company service, the customer shall notify the Company’s District
Operator of the planned disconnection at least seven business
days in advance of the disconnection.
When connections of new customers or other work such as routine

maintenance will interrupt service to a customer, the Company will
contact the customer to arrange a mutually agreeable time, if
possible, for such Company work to be performed. When
interruption is required, service will be restored as quickly as
possible.
The Company occasionally applies a high-potential proof test to

check the condition of its feeders. That portion of the service
equipment on the supply side of the first disconnecting device on
the customer’s premises will be included in those high-potential
proof tests.
6.19 MAINTENANCE OF COMPANY’S EQUIPMENT AND CABLE -

Before work is to be performed on a Company feeder (normally
done while the feeder is de-energized), an authorized Company
representative will lock open (with Company padlock) the intertie
circuit breakers or disconnect switches for all on-site generating
customers receiving service from that feeder.
6.20 DISCONNECTING SERVICE - When requested by the Company,

the customer shall discontinue parallel operation:
To eliminate conditions that constitute a potential hazard to

utility personnel or the general public
Pre-emergency or emergency conditions on the utility
system
A hazardous condition is revealed by a utility inspection
Protective device tampering
Parallel operation prior to utility approval to interconnect
6.21 SYSTEM OPERATION DOCUMENTATION -The customer shall

maintain an operating log at his facilities indicating changes in
operating status (available or unavailable), maintenance outages,
trip indications, manual events and other unusual conditions found
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MANUAL NO. 4
during routine inspections. In the log, all relay targets are to be

registered whenever a breaker operation occurs. At a minimum,
this log shall include time, date, relay type, circuit number, phase,
model number and description of disturbance. The Company shall
have the right to review these logs, especially in analyzing system
disturbances.
The customer shall keep a set of updated drawings, which includes

a one-line circuit diagram and system wiring diagrams of the
installation’s electrical facilities. These drawings shall be made
available during the Company’s periodic inspection.
6.22 CIRCUIT BREAKER AND SWITCHING OPERATIONS - The

customer’s interconnection tie and/or generator circuit breaker(s)
shall open to separate the Company’s and customer’s facilities, for
faults on either the Company’s incoming supply feeder(s), low-
voltage service or the customer’s equipment.
The circuit breakers shall also be opened automatically when the

Company’s incoming feeder(s) or low voltage service(s) is de-
energized for scheduled work.
The intertie circuit breaker shall be closed manually and only after
the Company’s operating authority has determined that the
situation which caused the breaker to open no longer requires the
breaker to remain open. The operating authority shall make such
determination promptly after the customer notifies the operating
authority that the breaker is ready for closing.
If a customer is serviced at primary voltage, the customer shall

promptly notify the Company of any circumstances endangering
Company service. The customer shall also notify the Company of
any automatic operation of the intertie circuit breaker(s) or any
other main protective device at the customer’s installation. The
customer shall inform the Company of the exact time of operation,
breaker position (open or close), relay targets and condition of
breaker control power. The equipment on the customer’s premises
causing the above operation shall not be reenergized until it is
isolated, repaired or replaced, and until the Company has
determined that the condition that caused such operation has been
corrected. The Company shall make such determination promptly
after the customer notifies the Company that the equipment is
ready to be reenergized.
6.23 MAINTENANCE OF GROUNDS - FOR THE PROTECTION OF
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MANUAL NO. 4
PERSONNEL, ONLY AUTHORIZED COMPANY PERSONNEL

SHALL GROUND OR REMOVE GROUNDS FROM INCOMING
COMPANY PRIMARY FEEDER (S). If grounding of the Company
feeder(s) is required, the customer shall contact the Company’s
District Operator. All other switching within the customer’s
premises shall be performed by qualified employees of the
customer. The customer shall notify the Company’s District
Operator at least fifteen business days before customer switching is
planned so that the Company can determine whether its personnel
are required to supervise the switching activities. A shorter notice
period will be acceptable where such switching is necessary to
restore service to the customer.
6.24 TELEPHONE COMMUNICATIONS - The Company shall be

provided with a 24-hour direct telephone access to the customer’s
facility for communications regarding emergency operation of
Company primary feeders and customer-owned equipment that is
energized directly from these feeders.
Each customer shall have provision for a telephone service

between the Company and the customer or the customer’s
generating facility. All other communications shall be between the
customer and the customer Project Manager (CPM), unless
otherwise designated.
6.25 COMPANY ACCESS, INSPECTION, AND SYSTEM

EMERGENCIES - Company access to the customer’s
interconnection equipment and the generator circuit breaker will be
required for maintenance of Company equipment, routine
inspection, and in emergency situations. In cases other than
emergencies, reasonable advance notice of the need for access
will be given to the customer. Only Company personnel bearing
Company identification cards and authorized representatives of the
customer should be permitted access to vaults, rooms, manholes or
enclosures containing on-site generating and/or interconnection
equipment.
a) Company Access - The Company will require access to

customer premises to maintain splices connecting the
Company and customer’s cables, and to maintain meters,
metering devices, and current and voltage transformers used
for metering.
b) Inspection - Where there is parallel operation, the Company
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MANUAL NO. 4
or its authorized representative will periodically inspect, at

reasonable intervals, the customer’s generator operation,
equipment, testing procedures, measurement records and
maintenance and operating logs. Customers failing to follow
the Company-approved relay testing procedures, or properly
keep records of operations, maintenance schedule and test
results, will be required to cease parallel operation or to take
Company service through isolated (non-parallel) operation.
c) System Emergencies - In case of emergency, where service

is in imminent danger of interruption, or where there exists a
condition which imminently endangers life, property or the
Company service; the Company may disconnect and lock
open the interconnection circuit breakers or the customer’s
on-site generating equipment. Where possible the customer
shall be given advance notice of such disconnections under
these emergency circumstances. Service shall be restored
to the customer as soon as system conditions permit.
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MANUAL NO. 4
II - CUSTOMER INTERFACE PROCEDURES

1.0 INTRODUCTION
1.1 Application Process Overview – This section outlines the

procedure for a customer to receive approval to interconnect power
generation facilities to the Company’s power distribution system.
The described process is intended for the following types of
generation:
1. Interconnection of new distributed generation facilities with a

nameplate rating of 2 MW or less (as aggregated on the
customer side of the point of common coupling), that fall
under the SIR process and;
2. Review of any modifications affecting the interface at the

point of common coupling (PCC) of existing customer
distributed generation facilities that have a nameplate rating
of 2 MW or less as aggregated on the customer side of the
point of common coupling, that fall under the SIR process
and that have been interconnected to the Company
distribution system and where an existing contract between
the customer and the Company is in place and;
3. New distributed generation or modifications to existing

distributed generation over 2 MW and up to 20 MW as
aggregated on the customer side of the point of common
coupling. Generation in this size range does not fall under
the Public Service Commission’s mandated SIR guidelines.
However, for larger customer generation (over 2 and up to 5
MW connected to the distribution system), the Company will
follow the approval process time line set forth in the SIR. In
all other cases, the Company will, where possible, use a
similar application and approval process as outlined in this
Section for SIR type generation. However, the time frames of
the application process and level of requirements may be
extended compared to those units under the SIR guidelines
due to the larger size of these generators and resulting
increase in complexity of interconnection issues.
This application process and its requirements do not apply to

generation equipment that will never be allowed to operate in
parallel with the Company distribution system. As an example, this
includes emergency standby generators with break-before-make
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MANUAL NO. 4
transfer switch and any other generation sources that operate

independently of any connection to the distribution system and
have no provision for such connection (even for a short period of
time). As stated above, this application process is mandated by the
Public Service Commission for customer generation equipment up
to 2 MW that will be connected to the Company distribution system
on a full or part time basis.
The application process is an 11 step procedure that has been

developed by the New York State Public Service Commission with
input from New York State electric utilities, distributed generator
equipment vendors, system integrators, and other stakeholders
with the intention of providing a standardized interconnection
process for customer based distributed generation facilities. The
goals of the process are to allow generators to be interconnected in
a timely, safe and operationally effective basis, and where possible,
to reduce the cost and complexity of interconnection to both the
customer and the Company.
The time required to complete the 11 step process will depend on

the characteristics of the generator, the size class (as specified
above), its intended operating modes, and the characteristics of the
Company distribution system at the point of interconnection. It is
the Company’s objective that the process should be completed in a
timely manner that affords the lowest cost to the customer as
allowed by the need to preserve safety, reliability, power quality and
operational efficiency of the Company distribution system. The
generator will be given approval to connect only after the generator
interface design has the necessary protection and design features
per the SIR requirements or Company requirements where
applicable and the Company’s review shows that any safety,
reliability, and power quality issues have been addressed through
added protection equipment and/or distribution system upgrades.
The application process and attendant services are offered by the

Company on a non-discriminatory basis to any customer. As part of
the process, the Company may identify the need for detailed
engineering studies (CESIR), distribution system upgrades and
additional protection requirements (beyond the base SIR). As
allowed by the Public Service Commission, the costs of the detailed
study and upgrades are the responsibility of the customer (because
these are costs the Company would not have incurred but for the
interconnection of the generator.) The application process is
structured to allow the customer to see each cost in advance so
that they may choose whether or not to continue moving forward
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MANUAL NO. 4
with the process prior to committing to these costs. This avoids

unnecessary expenditure of resources by either party and is for the
benefit of both the customer and the Company.
The application process will be monitored by Staff of the

Department of Public Service to ensure that the Company and
customer complete the process within the guidelines identified in
the SIR. The Company will keep a log of all applications,
milestones met, and justifications for application specific
requirements. As stated earlier, the customer will be responsible for
payment of application fees and Company costs related to studies
and upgrades as described in the 11 step process.
1.2 Application Process Steps – The application process consists of

the following 11 steps as documented in the SIR. The process is
reproduced here in this manual, with additional comments and
clarification that are applicable to Con Edison (the “Company”).
• Step 1 – Initial Customer Contact: Customer contacts the

Company to enquire about potential generation interconnection
project and/or express intent to submit application for
interconnection. A meeting is set to meet with customer and
review the details of the propose project (see step two). The
Company’s Energy Services Department is responsible for the
Company interface coordination of the project from the start of
preliminary discussions to the commencement of interconnected
operations.
• Step 2 – Customer Enquiry is Reviewed by the Company to

Determine Nature of the Project: Technical staff from the
Company will meet with the customer (by phone or in person) to
discuss the scope of the proposed project and to determine
what specific information may be required by the customer to
proceed with the formal application. The Company will make
available to the customer the documents that are needed to
process the application (depending on the project these could
include the application form, contract, technical requirements,
specifications, listing of qualified type tested
equipment/systems, application fee information, applicable rate
schedules, and metering requirements.) For generator projects
falling under SIR guidelines, all information needed by the
customer will be provided within three (3) business days
following the initial customer Contact unless the customer
indicates otherwise. A specific person or persons representing
the Company will be assigned as the point of contact for the
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MANUAL NO. 4
customer to coordinate with regarding the generation project. In

these discussions, the Company will explain the interconnection
procedure and may also discuss the preliminary technical
feasibility of the proposed interconnection. If the customer
desires to isolate its generation, and operate in a manner that
will at no time operate in parallel with the utility system and will
not require Company Back-Up Service on an outage by the on-
site generation, approval of the installation by the Company is
not required.
• Step 3 – Customer Files Formal Application: The customer

submits the formal application to the Company. The submittal
must include the completed standard application form, and for
systems with a contractual total aggregate nameplate rating
exceeding 15 kW, a non- refundable $350 application fee. For
net-metered classified customer generators, see Step 6. If the
customer proceeds with the project to completion, the
application fee will be applied as a payment for the Company’s
total cost for interconnection, including the cost of processing
the application. Within five (5) business days of receiving the
application, the Company will notify the applicant of receipt and
if the application has been completed adequately. It is in the
best interest of the applicant to provide the Company with all
pertinent technical information as early as possible in the
process. If the required documentation is presented in this step,
the Company will be able to perform the required reviews and
allow the process to proceed as expeditiously as possible. The
specific application form(s) to be filed are a function of the type
of generation that is being interconnected to the Company
distribution system and are as follows:
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MANUAL NO. 4
Application Forms to Use in Step 3

See
Use Appendix A
Use Use
Addendum to and Detailed
Type of Appendix Appendix
Application for Company
Generation B C
Service Forms as
Application Application
(Form 1) Applicable
(Forms 2-6)
Less than or
Equal to 15 kW √ √ *
Greater than
15 kW and up to √ √
2 MW
Greater than
2 MW up to √ √
20 MW
* Customers not under Rider R shall fill out Form 1 in addition to

Appendix B
• Step 4 – Company Conducts a Preliminary Review and

Develops a Cost Estimate for the Coordinated Electric System
Interconnection Review (CESIR): The Company conducts a
preliminary review of the proposed system interconnection.
Upon completion of the preliminary review, the Company will
inform the applicant as to whether the proposed interconnection
is viable or not, and provide the customer with an estimate of
costs associated with the completion of the Coordinated Electric
System Interconnection Review (CESIR). The preliminary
review shall be completed and a written response detailing the
outcome of the preliminary review shall be sent to the customer
within five (5) business days of the completion of Step 3. For
aggregate systems above 300 kW and up to 2 MW, and
interconnections to network systems, the preliminary review
shall be sent to the customer within fifteen (15) business days of
the completion of Step 3. The Company’s response to the
customer’s application to interconnect aggregate systems above
300 kW and up to 2 MW, or proposing to interconnect to
network systems, will include preliminary comments on
requirements for protective relaying, metering and telemetry.
For systems of 15 kW or less, no costs will be charged to the
customer for completion of the preliminary review or CESIR. For
systems larger than 2MW, the response time of the Company
may be longer than 15 days due to the added complexity of the
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MANUAL NO. 4
system impacts associated with larger installations.
• Step 5 – Customer Commits to the Completion of the CESIR:

In order for the Company to complete the CESIR, certain data is
needed from the customer. The Company will need the
following information completed in order to proceed with the
CESIR:
• a complete and detailed interconnection design package
• the name and phone number of the individual(s)

responsible for addressing technical and contractual
questions regarding the proposed system, and
• if applicable, advanced payment for completion of the

CESIR
The complete detailed interconnection design package shall

include:
1. Electrical Schematic drawing(s) reflecting the complete

proposed system design which are easily interpreted and
of a quality necessary for a full interconnection. The
drawings shall show all electrical components proposed
for the installation and their connections to the existing on
site electrical system from the generator to the point of
common coupling (PCC)
2. A complete listing of all interconnection devices proposed

for use at the PCC. A set of specifications for this
equipment shall be provided by the applicant upon
request from the utility.
3. The written verification test procedure provided by the

equipment manufacturer, when such a procedure is
required by the SIR guidelines.
For aggregate customer generation systems above 300 kW and

up to 2 MW, as well as those units above 2 MW, and
interconnections to network systems, the complete detailed
interconnection design package shall include, where applicable,
three copies of a proposed single line diagram of the generation
system showing the interconnection of major electrical
components within the system including:
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MANUAL NO. 4
1. All key pieces of equipment from the generator(s) to the

point of common coupling (generator, switchgear, grounding
equipment, protective relay functions, PT and CT
connections, interface transformer, overcurrent devices,
lightning arresters, cable types and impedances, etc.)
2. The number and individual ratings, % impedance of each

generator comprising the aggregate rating of the system
3. The type of generator (inverter, synchronous or induction)
4. The type and power rating of energy source (solar PV, wind,
internal combustion engine, combustion turbine, fuel cell,
etc.)
5. Where applicable, the general high voltage bus configuration

and relay functions
6. The proposed generator step-up transformer MVA ratings,

winding arrangement, % impedance, tap settings and
voltage rating
7. Details on the type of proposed grounding for the generator

(include generator and transformer winding arrangement and
any grounding impedances that are proposed)
8. Include details of any planned telemetric controls
In addition to the above information to be contained in the design

package, the customer shall also provide a list of the proposed
relay functions to be used with a table of their planned settings and
the intended purpose of each function. The PT and CT ratio and
connection schemes for these relay function signals must be
provided where applicable. The customer shall provide a discussion
of the intended modes of operation of the generation plant (i.e.
peak shaving, cogeneration, backup power, export, etc.) and details
on the expected power factor of the proposed generator and, when
applicable, a plan for maintaining adequate power factor within the
required SIR limits. The method of dynamic control for regulation of
VARs and power output of the generating unit will be provided as
part of the design package. Combined Heat and Power (CHP)
customer’s requesting Designated Technology status must also
submit documentation illustrating their ability to meet both the
efficiency and emission requirements.
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MANUAL NO. 4
The Company will provide information to the customer regarding

the location and arrangement for metering equipment and this shall
be included on the customer’s design package drawings when
submitted for acceptance.
The design package data will be used by the Company to perform

Electrical studies to demonstrate that the design is within
acceptable limits, inclusive and limited to the following: system
fault, relay coordination, flicker, voltage drop, and harmonics.
Prior to the customer’s submittal of detailed drawings, the Company

will provide equivalent system impedances and fault levels at the
point of interconnection so that the customer can perform its own
preliminary relay coordination study taking into account the
Company’s system. This data may be needed by the customer so
that it can select the proper ratings of interconnection switchgear
and determine appropriate relay pickup settings.
Operating instructions will be prepared by the customer for parallel

operation detailing both normal and emergency startup and
shutdown procedures and shall be attached to the design package
forms by the customer or his authorized representative. The
customer’s operating personnel shall receive the necessary training
in the operating procedures before parallel operation begins.
• Step 6 – Company Completes the CESIR
The Company will complete the CESIR:
1. A review of the impacts of the customer’s generator to the utility

system
2. A review of the proposed system’s compliance with the
applicable criteria set forth below
A CESIR will be performed by the Company to determine if the

proposed generation on the circuit results in any relay coordination,
fault current, and/or voltage regulation problems. A full CESIR may
not be needed if the aggregate generation is less than 50 kW on a
single-phase branch circuit of a radial distribution circuit or 150 kW
on a three-phase feeder circuit.
The CESIR shall be completed within four (4) weeks (20 business
days) of receipt of the information set forth in Step 5 for systems of
300 kW or less and within 12 weeks (60 business days) for systems
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MANUAL NO. 4
larger than 300 kW and up to 2 MW. For systems larger than 2

MW, the increased complexity of the CESIR may require more than
12 weeks (60 days). For systems utilizing type-tested equipment,
the time required to complete the CESIR may be reduced.
Upon completion of the CESIR, the Company will provide the

customer, in writing, the following:
1. Expected distribution system impacts, if any
2. Notification of whether the proposed system meets the

applicable criteria considered in the CESIR process
3. If applicable, a description of where the proposed system is not

in compliance with these requirements
4. Subject to subsections (a) through (d) below, a good faith,

detailed estimate of the total cost of completion of the
interconnection of the proposed system and/or a statement of
cost responsibility for a dedicated transformer(s):
(a) with respect to an applicant that is not to be net-metered,

an estimate shall be provided and shall include the costs
associated with any required modifications to the utility
system, administration, metering, and on-site verification
testing;
(b) with respect to an applicant that is to be net-metered and
that is either a Farm Wind or Residential Wind applicant
intending to install wind electric generating equipment with a
rated capacity of more than 10 kW, an estimate shall be
provided and (i) shall include the costs associated with any
required modifications to the utility system, administration,
metering, and on-site verification testing, and such applicant
shall be informed that it is responsible for one-half of such
costs, and (ii) shall include the applicant's responsibility for
the actual cost of installing any dedicated transformer(s) up
to the maximum set forth in subsection (e) below;
(c) with respect to an applicant that is to be net-metered (but
not a Farm Wind or Residential Wind applicant covered in
subsection (b) above), such applicant shall have no
responsibility for the interconnection costs described in
subsection (b)(i) above, and a statement shall be provided
showing the applicant's responsibility for the actual cost of
installing any dedicated transformer(s) up to the maximum
set forth in subsection (e) below;
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MANUAL NO. 4
(d) with respect to an applicant that is to be net-metered, if

the Company determines that it is necessary to install a
dedicated transformer(s) to protect the safety and adequacy
of electric service provided to other customers, the applicant
shall be informed of its responsibility for the actual costs for
installing the dedicated transformer(s). The following table
reflects the maximum responsibility each designated
applicant shall have with respect to the actual cost of the
dedicated transformer(s):
44
APPLICATION AND DESIGN EO-2115 REVISION8
MANUAL NO. 4
Maximum Expense for Dedicated Transformer for Net

Metered Customers are as shown in the table below
Generator Type Generator Size Maximum Transformer

Responsibility
Residential Solar Up to 10 kW $350
Residential Wind or Up to 25 kW $750
Farm Wind
Farm Wind 26 kW up to 125 $1,000
kW
Farm Waste Up to 400 kW $3,000
Special rules may be applied to a customer that has both Solar and
Wind power generators at the same site. The tariff shall be
consulted for such “Hybrid “ installations.
• Step 7 – Customer Commits to Company Construction of Power

Distribution System Modifications and Construction of its own
Plant based on the “Final” Company Approved Design
The customer will:
• Execute a standardized contract for interconnection

• Provide the Company with an advance payment for the
Company’s estimated costs as identified in Step 6,
except for net metering applicants (estimated costs will
be reconciled with actual costs in Step 11)
• Where applicable, the customer may also need an
addendum agreement with the Company to cover
maintenance and operational issues.
As a prerequisite of the customer’s generation plant

construction process, the customer shall submit to the Company
the final set of protection design drawings, detailed
specifications, and descriptions of all protection devices and
accessories the customer intends to purchase and install. This
submission is essentially a revised specification of the original
design package submitted in Step 6 (revisions, if any, are due to
additional protection requirements or design changes that might
be required by the Company based on the review of original
design package submitted in Step 6.) The final package used
for the actual plant construction shall include a full set of wiring
45
MANUAL NO. 4
and schematic diagrams, marked “FINAL” and sealed by a New

York State licensed Professional Engineer. (Note: The final
design would be the same as the original design if the Company
required no changes in the design.) The Company will approve
and grant permission for interconnection when the customer’s
final plans meet the Company requirements.
If it is necessary during the final stages of planning leading up to

construction or during construction itself to alter the “Final
Design,” the customer shall provide advance written notice to
the Company of any proposed change in electrical equipment
associated with the interconnection, and the Company shall
promptly inform the customer whether the contemplated
changes are acceptable and consistent with the goal of
conducting a safe, reliable and efficient interconnection.
• Step 8 – Project Construction
The customer will build the facility in accordance with the

Company-accepted design. The Company shall have the option
to inspect construction work to ensure the installation will be
compatible with the Company’s requirements. Prior to
generation plant operation, the customer’s installation shall be
inspected by the Company to verify compliance with the
Company’s “Final” detailed specification and with the customer’s
“Final” Company-approved drawings and details of the
interconnection. Such inspections shall be conducted at a
mutually agreeable time.
The Company will commence construction/installation of system

modifications and metering requirements as identified in Step 6.
The Company required system modifications will vary in their
construction time depending on the extent of work and
equipment required. The schedule for this work will be
discussed with the customer during Step 6 and on a reasonable
efforts basis be coordinated with the needs of the customer
installation.
• Step 9 – The Customer Generation Facility is Tested in

Accordance with Standardized Interconnection Requirements:
Verification testing will be performed in accordance with the
written test provided in Step 5 and any site-specific
requirements identified by the Company in Step 6. The final
testing will be conducted at a mutually agreeable time and the
Company shall be given the opportunity to witness the tests.
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MANUAL NO. 4
Single-phase inverter-based systems rated at 15 kW or less will

be allowed to interconnect to the utility system prior to the
verification test for a period not to exceed two hours, for the sole
purpose of assuring proper operation of the installed system.
• Step 10 – Interconnection and Operation

The customer’s system will be allowed to commence parallel
operation upon satisfactory completion of the tests in Step 9. In
addition, the applicant must have complied with and must
continue to comply with the contractual and technical
requirements. These contractual requirements also include an
addendum contract worked out with the customer to allow for
suitable periodic testing and maintenance of the interconnection
hardware.
• Step 11 – Final Acceptance and Company Cost Reconciliation

Within 60 days after interconnection, the utility will review the
results of its onsite verification and issue to the customer a
formal letter of acceptance for interconnection. At this time, the
Company will also reconcile its actual interconnection costs
related to the project against the application fee and advance
payments made by the customer. The customer will receive
either a bill for any balance due or a reimbursement for
overpayment as determined by the Company’s reconciliation,
except that a net metering applicant may not be charged in
excess of the cost of installing any dedicated transformer. The
customer may contest the reconciliation with the Company and
if the applicant is not satisfied, a formal complaint may be filed
with the Commission.
1.3 AMENDMENT TO APPLICATION FOR ON-SITE

GENERATION
An amendment to the customer’s interconnection application
may be needed as a result of and issues arising from the CESIR
or other site specific requirements either of a design or
operating nature. The amendment will cover various issues
related to the maintenance and operation of the system. The
Company and customer will work together to achieve a suitable
amended contract that is satisfactory to both parties.
2.0 INTERCONNECTION CHARGES

Customers shall be subject to charges for interconnection costs.
To permit interconnected operations with a customer, the
47
MANUAL NO. 4
Company may incur costs which are in excess of those would

have incurred had the customer taken firm service. These excess
costs, called interconnection costs, are directly related to the
installation of facilities the Company deem necessary for
interconnection. They include initial engineering evaluations,
purchase and installation of additional switching, transmission and
distribution equipment at Company’s facilities, safety provisions,
engineering and administration. These costs shall be paid in full
by the customer prior to commencement of service.
3.0 SUMMARY
The above procedure is summarized as follows:
• Step 1 – Initial Customer Contact
• Step 2 – Customer Enquiry is Reviewed by the Company to

Determine Nature of the Project
• Step 3 – Customer Files Formal Application with Fee
• Step 4 – Company Conducts a Preliminary Review and

Develops a Cost Estimate for the Coordinated Electric System
Interconnection Review (CESIR)
• Step 5 – Customer Commits to the Completion of the CESIR
• Step 6 – Company Completes the CESIR
• Step 7 – Customer Commits to Company Construction of Power

Distribution System Modifications and Construction of its own
Plant based on the “Final” Company Approved Design
• Step 8 – Project Construction
• Step 9 – The Customer Generation Facility is Tested in

Accordance with Standardized Interconnection Requirements:
• Step 10 – Interconnection and Operation
• Step 11 – Final Acceptance and Company Cost Reconciliation
In addition to the above, the customer, depending on the type of generator
48
MANUAL NO. 4
installation will need to agree to an amended standard contract covering

certain maintenance and operational issues associated with the system.
49
MANUAL NO. 4
III. INDUCTION GENERATOR – TECHNICAL

REQUIREMENTS
1.0 INTRODUCTION – An induction generator operates on principles identical

to an ac induction motor, except that in normal operation it has a speed of
rotation slightly greater than the synchronous speed of the 60 Hz power
system. The induction generator, because it has “slip” in relation to the 60
Hz utility system voltage, is often referred to as an “Asynchronous”
generator” because it is never quite synchronized with the utility
(Company’s) distribution system. Induction generators do not have an
exciter and they can not normally sustain a stable island on their own so
they are not used for generator plants that must provide power on a stand
alone basis. They are, however, commonly used in power plants that only
need to operate in parallel with another source (such as the utility system).
In general, induction generators have unique characteristics as follows:
Induction generators operate in an asynchronous fashion with

respect to the utility system voltage so when first connecting to
the Company’s distribution system it does not require precise
alignment of frequency and phase angle. However, speed
matching to near synchronous speed may still be required for
some cases.
The design of the induction generator (its lack of an exciter)

makes it less likely to pose an islanding risk to the Company’s
system than a synchronous generator. On the other hand, self-
excitation still can occur in some special cases (causing
ferroresonance) so the threat of islanding is not entirely
removed and must be addressed as part of any induction
generator interface design package.
Induction generators gather the excitation current they need

from the utility system (Company’s system) thereby consuming
considerable reactive power from the system. This causes
voltage drop and increased losses on the distribution system. In
situations where system losses and voltage drop are significant,
the induction generator may need provisions to correct its power
factor to near unity.
Induction generators can not sustain an appreciable fault

current for a fault at their terminals for a long time due to the
collapse of excitation source voltage during the fault. However,
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MANUAL NO. 4
they will inject a large amount of current for a short transient

period of time and this can impact the power system.
Because of the characteristics of the induction generator described above,

its protection and interface is somewhat different than that of the
synchronous generator.
2.0 INDUCTION GENERATOR STARTING

Induction generators may be connected to the distribution system and
brought from a standstill up to synchronous speed (just as an induction
motor is) if it can be demonstrated that the initial voltage drop measured at
the point of common coupling is acceptable based on current inrush limits.
The same requirements also apply to induction generators connected at or
near synchronous speed using a speed matching relay approach because
a voltage dip is present due to an inrush of magnetizing current even
when the unit is connected at or near synchronous speed (albeit of shorter
duration than starting from a standstill condition).
In order to assess voltage flicker, the expected number of starts per hour
and maximum starting kVA draw data will need to be delivered to the utility
company to verify that the voltage dip due to starting is within the
acceptable flicker limits according to IEEE 519-1992 and, where
applicable the Con Edison flicker curve requirements (see Graph 1).
Starting or rapid load fluctuations on induction generators can adversely

impact the Company’s distribution system voltage and cause noticeable
voltage quality problems for customers on the circuit. Corrective step-
switched capacitors or other techniques may be needed to mitigate the
voltage flicker and regulation issues that arise. These measures can, in
turn, cause ferroresonance, which is a serious form of over-voltage
condition that can damage equipment and loads on the system. If the
customer’s design includes additional capacitors installed on the customer
side of the PCC, the Company will review these measures and may
require the customer to install additional equipment to reduce the risk of
ferroresonance. Customers, who provide capacitor banks to minimize the
voltage drop on the bus during starting of the generator, shall provide a
way to automatically disconnect them from the generator terminals after
the start up. The customer shall perform and submit studies to
demonstrate the impact of the capacitors on the system.
3.0 INDUCTION GENERATOR POWER FACTOR

Induction generators, unless corrected with capacitors, operate at
relatively poor power factor due to the reactive excitation current drawn
from the Company’s power system. For induction generators falling within
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MANUAL NO. 4
the 0 to 2 MW SIR guidelines, if the average power factor of the customer

(including the effects of the generator current), as measured at the PCC is
less than 0.9, then the method of power factor correction necessitated by
the installation of the generator, if any, will be negotiated with the utility as
a commercial item. For Reactive Power (VAR) requirements, the
customers shall refer to the applicable Company’s rate “Service
Classification” under the Special Provisions section to determine the
kilovar charges. For induction generators larger than 2 MW, the Company
will negotiate with the customer the reactive requirements of the machine
and expected power factor performance. Regardless of generator size,
use of power factor correction capacitors must be approved by the utility to
insure that issues related to self-excitation and ferroresonance are
addressed.
4.0 INDUCTION GENERATOR PROTECTION

The customer is responsible for tripping their generator intertie breaker
and /or contactor and isolating their generator from the Company’s
distribution system in the event of an electric fault and/or abnormal
voltage/frequency condition. The protective relaying requirements for a
particular facility will depend on the type and size of the facility, voltage
level of the interconnection, location on the distribution circuit, fault levels,
and many other factors. IEEE Standard 1547-2003 has specific tables with
recommended default values for the trip settings of distributed generators.
4.1 MINIMUM PROTECTIVE DEVICES -The absolute minimum

protective relays that the Company will require for induction
generators for any size generator will never be less than the relays
mentioned below, and on a case by case basis it may be necessary
for the utility to require additional protection.
a) Utility grade undervoltage relays (device 27) shall be

connected phase to ground on each phase. These relays
disconnect the customer from the Company’s distribution
system during faults or when the Company feeder is out of
service. The default trip settings should conform to IEEE
Standard 1547-2003 Table 1. However, for generation greater
than 30 kW the Company may require different settings on a
case-by-case basis as needed.
b) Utility grade overvoltage relays (device 59) shall be connected

phase to ground on each phase. The default trip settings
should conform to IEEE Standard 1547-2003 Table 1.
However, for generation greater than 30 kW the Company
may require different settings on a case-by-case basis as
needed.
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MANUAL NO. 4
c) Utility grade over- and under-frequency protection (devices

81/0 and 81/U) are used to trip the generator or intertie
breaker upon detecting a frequency deviation outside of
reasonable operating conditions. The default trip settings
needed.
The above functions are the minimum Company required relaying

functions per the SIR table of minimum requirements and per the
context of IEEE 1547-2003. However, it should be recognized that
the customer may be required, based on the outcome of a
Coordinated Electric System Interconnection Review (CESIR) or
general technical review, to use protection settings other than the
default settings described above, and add additional protection to
facilitate proper operation of the Company’s low voltage network
system or radial distribution feeders depending on where the
system is interconnected. Additional protection could take the form
of phase and ground fault overcurrent relays, ground fault over-
voltage relays, directional power and/or overcurrent relays, transfer
trips, speed matching controls, lock-out functions, etc.
It is important to recognize that the protection functions mentioned

above are specified by the Company with the objective to protect
the Company’s electrical distribution system as well as its other
customers from the effects of the customer’s generator. The
customer’s generator may need voltage and current unbalance
relays and various types of generator over-current relays to prevent
overheating of the generator windings during unbalance and fault
conditions. Certain forms of generator grounding may also be
needed to reduce the level of ground fault current so that generator
windings don’t see excessive damaging forces during faults. DC
backup power may be required for relay tripping functions
depending on the size and criticality of the function.
To insure that both the utility system and the generator are
protected, the customer has the responsibility to install the
Company designated relays and also work with the generator
manufacturer or system integrator to use relays and grounding
practices that are coordinated to protect the generator itself from
damage during faults and other anomalies. Damage that occurs to
a customer generator as a result of failure to use appropriate
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MANUAL NO. 4
protection and design practices is not the responsibility of the

Company.
4.2 GRADE OF RELAYS FOR INDUCTION GENERATORS

As mentioned in the Section I of this manual, only relays that are
type tested by a certified lab or the Company or utility grade will be
accepted for protection of the interconnection and the generator.
Relays may be single function or multifunction packages, and they
can be mechanical, solid state or microprocessor based types as
long as they satisfy the utility grade or type tested specifications.
Modern microprocessor multifunction relays designed for generator
protection that satisfy the required utility grade specifications have
recently become much more cost effective (compared to earlier
products of a decade ago) and are available from a variety of
equipment vendors.
5.0 INDUCTION GENERATOR GROUNDING
The appropriate grounding scheme to use for the induction generator is a

function of the type of distribution system to which it is connected and
other factors specific to each site. The four main concerns of the
Company regarding the type of induction generator grounding to utilize are
ground-fault overvoltages, ferroresonance, harmonics, and ground-fault
current contribution/detection issues. There is a widely held misconception
in the industry that because the induction generator does not normally self
excite, that the effects of ground fault overvoltages can be ignored since
they would disappear quickly (transient decay). However, partial excitation
can still exist on some phases during ground faults and because an
induction generator might self excite due to capacitors and because even
without self excitation, the transient decay period of its output can cause
damage in just a few cycles, the grounding of induction generators and its
potential impact must still be treated almost similar to a synchronous
generator. This means the Company may need to specify effective or
solid grounding for an induction generator whenever there is a concern
about ground fault overvoltages on a four wire multi-grounded neutral
distribution system. When interconnecting to ungrounded or uni-grounded
distribution systems an ungrounded or impedance grounded interface to
the Company distribution system at the PCC will usually be specified. The
final determination as to which ground configuration is most appropriate
will be done on a case-by-case basis. It is important to recognize that the
type of grounding referred to in this section is the grounding with respect
to the utility distribution system which is a function of not just the generator
grounding itself, but also the configuration of the interface transformer
winding configuration and its ground connection.
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MANUAL NO. 4

Many design requirements that the customer must satisfy are common to
all of the generator types (that is SPC, induction, and synchronous
generator types). The common requirements include the disconnect
switch, certification standards, power quality standards, IEEE 1547
voltage response tables, etc. See section-I of this manual for a discussion
of the common requirements.
7.0 TYPICAL INTERCONNECTION DRAWINGS – Drawings No. 1 and 2, at

the end of this manual represent typical interconnection design for
induction generators and are presented as illustrative examples. Each
project may have different requirements.
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MANUAL NO. 4
IV. STATIC POWER CONVERTER- TECHNICAL

REQUIREMENTS
1.0 INTRODUCTION - The static power converter (SPC), also commonly
referred to as an inverter, provides the interface between direct current
(dc) energy sources or variable high frequency sources and the 60 Hz
power distribution system. Examples of generation systems employing
SPC units include photovoltaic arrays, fuel cells, battery storage systems,
some microturbines, and some wind turbines. Unlike an induction or
synchronous generator that uses rotating coils and magnetic fields to
convert mechanical into electrical energy, the SPC converts one form of
electricity into another (i.e. dc to ac) and is typically controlled and
protected by its internal microprocessor-based controller. The internal
controller detects abnormal voltage, current and frequency conditions and
quickly disables the injection of power into the system if limits are
exceeded. It also controls synchronization and start-up procedures. While
most small certified SPC units designed for grid parallel operation can rely
totally upon their internal protection functions, larger and special feature
SPC units may also require external protection/control functions.
When applying SPC units to the Company’s distribution system there are
some big differences compared to rotating machines. These include:
SPC have no moving or rotating parts and utilize the on/off

switching of solid state transistors to “synthesize” a 60 Hz ac
waveform from the energy source.
Due to the fast switching response of transistors, an SPC is

usually able to stop producing energy much faster than a typical
rotating machine (once the controller protection scheme
identifies the need to interrupt flow of energy)
The fault level contribution of SPC units are not usually as large
as those from the same size (rating) induction or synchronous
rotating type generator reducing the impact on Company
equipment
SPC units use embedded microprocessor controllers that

control the switching and waveform synthesis, and also have
embedded protection functions such as under/over voltage and
under/over frequency. SPC also often employ an “active” anti-
islanding capability (if they are listed per UL 1741 as a non-
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MANUAL NO. 4
islanding inverter). This is a level of protection beyond that

found in ordinary voltage and frequency based passive islanding
protection. A “certified” SPC per UL1741 can eliminate the need
for external utility grade relays for smaller systems
Because the use of SPC for DG is an emerging commercial technology,

and is still going through a maturation process, the local, state and
national regulations related to this are still evolving. Currently the IEEE
929-2000 for PV inverters, IEEE-1547-2003, and UL-1741 standards
serve as the national foundation for the most pertinent interconnection
requirements for SPC units. The Company approach for interconnecting
SPC (inverters) is consistent with these standards where they are
applicable and consistent with the requirements of the SIR.
2.0 SPC Startup and Synchronization
Modern SPC units which are designed for grid-parallel operation operate
as grid interactive synchronous sources and will synchronize their output
with the utility system voltage to achieve proper and safe parallel
operation. For most small SPC, such as UL 1741 certified PV inverters
and fuel cell inverters, all of the start-up, control and synchronization logic
and functions are built into the device. At the instant the SPC is physically
connected to the grid, its voltage sensing and controller circuitry starts
tracking the utility distribution voltage, phase angle and frequency. The
transistors of the SPC are then triggered to begin switching to create a
source current injection into the system that is synchronized with the utility
system. As part of the start up process, many photovoltaic and other types
of SPC units include a soft start-up feature that gradually ramps up to full
output over several seconds following the moment of initial connection.
This helps reduce voltage flicker compared to the approach of suddenly
stepping to full output. The Company desires this type of soft start feature
for SPC units and may not require it if the CESIR shows the resulting
flicker of a full step start is not an issue.
Some sophisticated SPC units operate in parallel with the utility system
during normal conditions and as a secondary function can serve as stand-
alone power for customer load when the utility distribution system is
disabled. If the customer generator is to employ this type of “Advanced”
SPC configuration, it must be configured with the appropriate protection
and synchronization equipment to transition to/from grid parallel operation
in a safe and proper fashion. It must not energize any part of the utility
system beyond the PCC when the voltage or frequency conditions are out
of range. When the utility service is restored to within normal range it must
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MANUAL NO. 4
use a Company approved method to resynchronize with the system prior

to re-connecting.
3.0 POWER FACTOR

Essentially all modern SPC are self commutating and pulse width
modulated (PWM) devices which makes it possible for them to easily
operate at a very high power factor when at full load (almost always in the
vicinity of 1). Modern self commutating and pulse width modulated SPC
should have no problem meeting the SIR requirement of an average 0.9
power factor at the PCC as long as the loads at the customer’s facility do
not cause poor power factor. The normal mode of operation that the
customer is required to maintain is to operate the SPC as an essentially
fixed power factor source close to unity. However, a benefit of some
modern SPC designs is that some units can regulate the phase angle
providing either leading or lagging VARs for voltage regulation purposes.
In most cases, the Company does not allow this type of regulation to occur
on the system by customer generation but under some scenarios it can be
of benefit to the system and may be allowed pending review by the
Company. For SPC falling within the 0 to 2 MW SIR guidelines, if the
average power factor of the customer (including the effects of the
generator current), as measured at the PCC is less than 0.9, then the
method of power factor correction necessitated by the installation of the
generator, if any, will be negotiated with the utility as a commercial item.
For SPC larger than 2 MW, the Company will negotiate with the customer
the reactive requirements of the machine and expected power factor
performance.
4.0 HARMONICS
Modern units generally use Pulse Width Modulation (PWM) with high
switching frequency and this has been shown to produce an extremely
high quality waveform within IEEE 519-1992 requirements – especially
good in the lower order harmonics. Despite meeting this standard, in rare
cases, higher frequency harmonics and noise that arise from inverters
(SPC), can on occasion cause interference with other devices or power
line carrier systems. While generally this is extremely rare, the Company
reserves the right to require that the customer should take corrective
action or disable the system in the event of a noise problem after the
system becomes operational. The Company requires that all inverters
meet IEEE 519-1992 and IEEE 1547-2003 Harmonic limit requirements.
5.0 STATIC POWER CONVERTER PROTECTIVE FUNCTIONS

The customer is responsible for tripping the Static Power Converter
intertie breaker and /or contactor and isolating his generator from the
Company’s distribution system in the event of an electric fault or abnormal
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MANUAL NO. 4
voltage/frequency condition. The protective relaying requirements for a

particular SPC facility will depend on the type and size of the facility,
voltage level of the interconnection, location on the distribution circuit, fault
levels, and many other factors. IEEE Standard 1547-2003 has specific
tables with recommended default values for the trip settings of distributed
generators. New York State also has specific requirements under the net
metering law that applies to net metered PV inverter systems.

protective functions that the Company will require for Static Power
Converters 20 MVA and less will never be less than the functions
mentioned below, and for non-net metered systems on a case by
case basis it may be necessary for the utility to require additional
protection. These functions could be by means of a utility grade
relay controlling an interrupting device or, where applicable, by an
imbedded relay function within the SPC controller if the SPC is
certified. Minimum requirements are defined as follows:
a) Net Metered PV system SPC units and SPC under 15 kW

rating These systems shall use an SPC that is certified
under the most current approved version of UL1741
requirements and/or that is type tested and approved by
NYS PSC for parallel interconnection with the utility
system. This means that the unit has suitable under/over
voltage and frequency relaying functions, active (dynamic)
anti-islanding, and the other necessary requirements
outlined under the net metering requirements and UL1741.
b) Non-net metered SPC Units or Units Greater than 15 kW

These units shall employ the minimum required protection
functions consisting of type tested and/or certified
equipment under the most current version of UL 1741,
and/or where appropriate, utility grade relays as specified
by the Company. These functions shall include:
1. Undervoltage function (device 27) shall be

performed phase to ground on each phase. These
relays disconnect the customer from the Company’s
distribution system during faults or when the
Company feeder is out of service. The default trip
settings should conform to IEEE Standard 1547-
2003 Table 1. However, for generation greater than
30 kW the Company may require different settings
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MANUAL NO. 4
on a case-by-case basis as needed.
2. Overvoltage function (device 59) shall be performed

phase to ground on each phase. The default trip
settings should conform to IEEE Standard 1547-
2003 Table 1. However, for generation greater than
30 kW the Company may require different settings
on a case-by-case basis as needed.
3. Utility grade over- and under-frequency protection

(devices 81/0 and 81/U) are used to trip the
generator or intertie breaker upon detecting a
frequency deviation outside of reasonable operating
conditions. The default trip settings should conform
to IEEE Standard 1547-2003 Table 2. However, for
generation greater than 30 kW the Company may
require different settings on a case-by-case basis as
needed.
The above functions are the minimum relaying functions per the
SIR table of minimum requirements and per the context of IEEE
1547-2003. However, it should be recognized that the customer
may be required, based on the outcome of a Coordinated Electric
System Interconnection Review (CESIR) or general technical
review, to add additional protection to facilitate proper operation of
the Company’s low voltage network system or radial distribution
feeders depending on where the system is interconnected.
Additional and external protection could take the form of phase and
ground fault overcurrent relays, ground fault over-voltage relays,
directional power and/or overcurrent relays, transfer trips, speed
matching controls, lock-out functions, etc.
5.2 STATIC POWER CONVERTERS WITH STAND ALONE

CAPABILITY
As mentioned earlier, some SPC units designed for grid parallel
operation also have stand-alone capabilities, meaning that they can
operate independently of the Company’s distribution system. This
type of arrangement is useful when the customer desires to serve
just the customer load for power quality and reliability purposes if
there should be a utility system power outage or abnormal voltage
condition. Since under no circumstances is the customer allowed to
energize the Company distribution system beyond the PCC when
voltage and frequency conditions are out of range, the SPC
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MANUAL NO. 4
schemes with this type of stand-alone capability must have a

suitable arrangement of switchgear and protective relays to isolate
their island from the Company’s distribution system when the
voltage and frequency goes outside the IEEE 1547-2003 limits (see
Tables 1-2 in that standard). The intertie breakers and/or
switchgear for this island shall be controlled by an appropriate
scheme of relay functions that provide the necessary reliability, and
control functions to detect abnormal utility conditions at the PCC,
separate from the system and maintain a proper island for the
customer, and resynchronize and connect to the system after utility
service is restored to the normal range. Depending on the type of
equipment that is employed (size rating, voltage level etc.) the
Company may require utility grade relays, dc backup power for the
tripping functions, and various alarms. Re-connecting back into the
system may not be allowed until the Company’s district operator
has approved for a manual reconnection.
5.3 USE OF UTILITY GRADE RELAYS TO SERVE AS BACKUP

OVER IMBEDDED SPC PROTECTION FUNCTIONS
The Company does not require utility grade backup relays for less
than 30 kW SPC systems that use the appropriate certified and/or
type tested equipment. As SPC units become larger however, the
need for utility grade backup relays becomes more critical. For
larger SPC the Company may require a set of backup utility grade
relays and switchgear to isolate the customer’s generation system
even though the SPC has its own internal functions. The exact
threshold where this becomes critical depends on the application
and will be determined on a case-by-case basis.
5.4 TRANSFER TRIP

In some cases the Company may require some sort of transfer trip
to provide more reliable islanding protection than is afforded by
local voltage and frequency windowing relay functions alone (For
example, DG connected directly to high tension feeders.) While an
SPC unit with active-anti-islanding is unlikely to island with the
utility system given its local protection functions, one that has the
capability to serve the local customer as a stand-alone unit during a
utility system interruption would need the active islanding protection
disabled and thus must rely only upon passive voltage and
frequency protection functions. In certain cases larger units in this
class might need a transfer trip function.
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MANUAL NO. 4
6.0 SPC GROUNDING

The appropriate grounding scheme to use for the SPC interfaced
generator is a function of the type of distribution system to which it is
connected and other factors specific to each site. The main concerns of
the Company regarding the type of SPC grounding to utilize are ground-
fault overvoltages, ferroresonance, harmonics, dc- current injection, and
ground-fault current contributions/detection issues. The Company may
need to specify effective or solid grounding for an SPC generator
whenever there is a concern about ground fault overvoltages on a four
wire multi-grounded neutral distribution system. When interconnecting to
ungrounded or uni-grounded distribution systems an ungrounded or
impedance grounded interface to the Company distribution system at the
PCC will usually be specified. The final determination as to which ground
configuration is most appropriate will be done on a case-by-case basis. It
is important to recognize that the type of grounding referred to in this
section is the grounding with respect to the utility distribution system which
is a function of not just the generator grounding itself, but also the
configuration of the interface transformer winding configuration and its
ground connection.

generator types). The common requirements include the disconnect
switch, certification standards, power quality standards, voltage response
tables, etc. See section-I of this manual for a complete discussion of the
common requirements.
8.0 TYPICAL INTERCONNECTION DRAWINGS – Drawings 3 and 4 are

interconnection drawings of typical SPC arrangements for electrical
capacity of 500 kW or less. For larger units, additional requirements may
be specified by the company. The relay devices, except for the reverse
power relays, are functional representations of the package protection of
the unit. These drawings are presented as illustrative examples and each
project may have different or additional requirements.
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MANUAL NO. 4
V. SYNCHRONOUS GENERATORS-
TECHNICAL REQUIREMENTS
1.0 INTRODUCTION –
Synchronous generators are rotating energy conversion machines
capable of operating as stand alone power sources (running
independently of any other source). They also can operate in parallel with
other sources (such as a utility distribution system) if they are properly
synchronized to those sources and have appropriate protection/controls.
In general, synchronous generators have the following characteristics from
an interconnection standpoint:
The integral exciter and exciter controls of a synchronous generator

allow it to operate as a stand alone source. This is particularly
useful for customers that desire DG installations that can serve the
dual function of stand alone (standby) power unit and also grid
parallel operation. Extra care in the anti-island protection is required
with these units
Synchronous generators can adjust their excitation levels to vary

the reactive output of the machine. A high level of excitation can
make the unit produce reactive power for the utility system (appear
capacitive). A low level can make the unit consume reactive power
from the system (appear inductive). The power factor can be
adjusted anywhere from substantially leading (capacitive) through
unity to substantially lagging (inductive) making this technology
very versatile for voltage regulation and VAR support applications
for both the customer and the utility system.
Synchronous generators, unlike induction generators, must be

precisely synchronized with the utility system at the instant of
connection and during operation. This means matching the
frequency, phase angle and voltage magnitude within certain tight
tolerances at the instant of interconnection of the customer’s tie
breaker in order to avoid damage to or problems with the generator
or utility system equipment. The unit’s speed must be controlled in
appropriate fashion once it is connected so that it does not slip out
of synchronism. If the unit slips out of synchronism and is not
immediately separated from the system equipment damage or
power quality problems could occur.
Synchronous generators, due to their exciters can sustain fault

currents for much longer than an induction generator (assuming the
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MANUAL NO. 4
exciter energy source is separately derived). This makes fault

protection more critical on a synchronous unit than on an induction
unit.
2.0 SYNCHRONOUS GENERATOR STARTING AND SYNCHRONIZING

The frequency, phase angle and voltage magnitude difference between
the generator and the Company’s distribution system at the moment of
connection must be no more than allowed in IEEE 1547-2003 (see Table
5 in that document). This is a requirement of the Company because
failure to connect within the indicated tolerances could cause a significant
voltage and current perturbation on the Company’s distribution system
that could impact the power quality of other customers. In extreme cases,
where the tolerances are widely violated, distribution system outages
could be triggered, damage to Company equipment could occur and/or the
customer generator could be severely damaged.
The prime mover (turbine or internal combustion engine) for the

synchronous machine needs to be started and the generator needs to be
brought up to synchronous speed prior to completing the synchronizing
process described in the paragraph above. To do this, the prime mover
may use the generator (acting temporarily as a motor) or other motorized
auxiliary equipment to start the prime mover and get the unit up to
synchronous speed. However, the Company requires that any starting
equipment deriving its starting power from the utility system must not
cause voltage flicker or voltage regulation problems on the Company
distribution system. As part of the design review, the starting process is
assessed to make sure that it does not cause unacceptable voltage flicker
on the Company system. In order to assess voltage flicker from starting a
synchronous generator, if the starting method draws power from the utility
system, then the customer shall submit the expected number of starts per
hour and the maximum starting kVA draw data to the utility to verify that
the voltage dip due to starting is below the visible flicker limit as defined by
IEEE 519-1992 and, where applicable, the Con Edison flicker specification
(See Graph 1)
No synchronizing across Company distribution system equipment is

allowed. This includes network protectors, switches and other devices.
Interlocks with upstream disconnect switching devices may be required.
3.0 SYNCHRONOUS GENERATOR OUTPUT FLUCTUATIONS
While the machine is running and connected to the power distribution

system, the output power must not be allowed to fluctuate in a manner
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MANUAL NO. 4
that causes objectionable voltage flicker or voltage regulation problems on

the Company’s distribution system. The customer shall maintain and
operate the generation facility such that any intentional and/or
unintentional power output fluctuations do not cause flicker that exceeds
the visible flicker limit as defined by IEEE 519-1992 and, where applicable,
the Con Edison flicker requirements (see Graph 1).
4.0 SYNCHRONOUS GENERATOR POWER FACTOR AND REACTIVE

POWER CONTROL MODE
The synchronous generator output, due to its exciter controls, can be
adjusted to near unity power factor and can even provide reactive support
if needed. For synchronous generators falling within the 0 to 2 MW SIR
guidelines, if the average power factor of the customer (including the
effects of the generator current), as measured at the PCC is less than 0.9,
then the method of power factor correction necessitated by the installation
of the generator, if any, will be negotiated with the utility as a commercial
item. For Reactive Power (VAR) requirements, the customers shall refer to
the applicable Company’s rate “Service Classification” under the Special
Provisions section to determine the kilovar charges. For generators larger
than 2 MW, the Company will negotiate with the customer the reactive
requirements of the machine and expected power factor performance.
Unless otherwise required by the Company, the synchronous generator

will operate in a “voltage following” mode where it operates at near unity
power factor and it will not directly attempt to regulate the voltage by
adjusting the VAR output (either leading or lagging).
If the customer does not wish to use a voltage following approach and
instead wants to use reactive-current based regulation either to help
reduce the customer reactive demand or improve voltage regulation, then
the control scheme, generator reactive current capability ratings and
settings will be reviewed by the Company to insure that they are
compatible with the Company distribution system at the point of
connection. The Company will grant permission for this approach if it is
feasible at the site where it is applied. Use of this method will be
approved only if it can be shown that the settings will not cause voltage
regulator hunting effects, degradation of voltage conditions on the feeder,
and nuisance trips of the generator due to reactive current overloads.
Voltage regulation schemes using the reactive current regulating
capabilities of synchronous generators can be helpful to both the customer
and the Company.
5.0 SYNCHRONOUS GENERATOR PROTECTION
The customer is responsible for tripping the generator intertie breaker and
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MANUAL NO. 4
/or contactor and isolating the generator from the Company’s distribution
system in the event of an electric fault and/or abnormal voltage/frequency
condition. The protective relaying requirements for a particular facility will
depend on the type and size of the facility, voltage level of the
interconnection, location on the distribution circuit, faults levels, and many
other factors. IEEE Standard 1547-2003 has specific tables with
recommended default values for the trip settings of distributed generators.

protective relays that the Company will require for Synchronous
generators will never be less than the relays mentioned below, and
on a case by case basis it may be necessary for the Company to
require additional protection. Synchronous generators need more
protection than induction generators and this is reflected in the
minimum requirements below:
a) Utility grade undervoltage relays (device 27) shall be

connected phase to ground on each phase. These relays
disconnect the customer from the Company’s distribution
system during faults or when the Company feeder is out of
service. The default trip time settings should conform to IEEE
Standard 1547-2003 Table 1. However, for generation greater
than 30 kW the Company may require different settings on a
case-by-case basis as needed.
b) Utility grade overvoltage relays (device 59) shall be connected

phase to ground on each phase. The default trip time settings
needed.
c) Utility grade over- and under-frequency protection (devices

81/0 and 81/U) are used to trip the generator or intertie
breaker upon detecting a frequency deviation outside of
reasonable operating conditions. The default trip time settings
needed.
d) Utility grade synchronism-check relay (device 25C) operates

when the customer generator and the Company’s distribution
system is within the desired limits of frequency, phase angle
and voltage. IEEE 1547-2003 Table 5 has specific settings
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MANUAL NO. 4
that the Company may require. The Company also may

require other settings on a case-by-case basis as needed.
e) Ground fault detection. Use either a utility grade non-

directional ground overcurrent relay (device 51N) for wye-
connected systems or a utility grade zero sequence
overvoltage relay (device 59N) for delta-connected systems.
This detects Company system ground faults and trips the
generator offline.
f) Utility grade phase overcurrent relays. Three phase-

overcurrent relays (device 50/ 51) or Three-phase, voltage-
controlled/restraint overcurrent relays (device 50V/51V) trips
on a desired value of overcurrent flowing out of the customer’s
generator that is coordinated with thermal damage
characteristics of the machine windings.
The above functions are the minimum Company required relaying

functions for a synchronous generator per the SIR minimum
requirements and per the context of IEEE 1547-2003. However, it
should be recognized that the customer may be required, based on
the outcome of a Coordinated Electric System Interconnection
Review (CESIR) or general technical review, to add additional
protection to facilitate proper operation of the Company’s low
voltage network system or radial distribution feeders depending on
where the system is interconnected. Additional protection could
take the form of directional power and/or overcurrent relays (device
32 or 67), transfer trips, lock-out functions (device 86), backup
relays, etc. The protection scheme could also require a dc battery
relay tripping source with appropriate alarm and/or protection
should it fail.
It is important to recognize that the protection functions mentioned

above are specified by the Company with the objective to protect
the Company’s electrical distribution system as well as its other
customers from the effects of the customer’s generator. However,
the customer should be aware that their generator may itself also
be damaged by voltage or current anomalies and the customer may
need additional protection beyond what is specified by the
Company to protect their own generator plant. For example,
unbalanced voltage (device 47) and current relays (device 46)
would have little impact on the protection of the Company
distribution system, but could be crucial to the generator to protect
it from overheating in an unbalanced voltage or current condition.
67
MANUAL NO. 4
To insure that both the utility system and the generator are
protected, the customer has the responsibility to install the
Company designated relays and also work with the generator
manufacturer or system integrator to use relays and grounding
practices that are coordinated to protect the generator itself from
damage during faults and other anomalies. Damage that occurs to
a customer generator as a result of failure to use appropriate
protection and design practices is not the responsibility of the
Company.
5.2 PROTECTION OF SYNCHRONOUS GENERATORS

TRANSITIONING FROM GRID PARALLEL TO STAND ALONE
OPERATION
Customers that want to transition their generation system from grid-
parallel to standalone operation for power quality and reliability
purposes when the Company supplied power is unavailable at the
PCC can do this with a synchronous generator if the appropriate
protection and isolation is provided. This type of operation is
allowed as long as the customer generator does not energize any
portion of the Company’s system beyond the PCC during the
system outage or abnormal voltage conditions. This type of
arrangement requires the customer to have anti-islanding
protection by monitoring the intertie point (PCC) with appropriate
relaying functions that will operate an isolation device (tie circuit
breaker) at the PCC. The islanding protection would consist of
voltage and frequency window relays per IEEE 1547-2003 Tables 1
and 2 trip settings or other modified settings if required by the
Company.
5.3 GRADE OF RELAYS FOR SYNCHRONOUS GENERATORS

Only relays that are certified (type tested) or utility grade will be
accepted for protection of the interconnection and the generator.
Relays may be single function or multifunction packages, and they
can be mechanical, solid state or microprocessor based types as
long as they satisfy the utility grade or type tested (certification)
specifications. Modern microprocessor multifunction relays
designed for generator protection that satisfy the required utility
grade specifications have recently become much more cost
effective (compared to earlier products of a decade ago) and are
available from a variety of vendors.
5.4 TRANSFER TRIP

The Company may require a transfer trip to provide more reliable
68
MANUAL NO. 4
islanding protection than is afforded by local voltage and frequency

windowing relays alone. Islanding cannot be allowed under any
circumstances on the Company’s system and the Company must
use extra caution in the design of the interconnection for these
generators.
6.0 SYNCHRONOUS GENERATOR GROUNDING

The appropriate grounding scheme to use for the synchronous generator
is a function of the type of distribution system to which it is connected and
other factors specific to each site. The four main concerns of the
Company regarding the type of synchronous generator grounding are
ground-fault overvoltages, ferroresonance, harmonics, and ground-fault
current contribution/detection issues. The Company may need to specify
effective or solid grounding whenever there is a concern about ground
fault overvoltages on a four wire multi-grounded neutral distribution
system. Ungrounded or impedance grounded installations might be
specified in other circumstances (such as when interconnecting to
ungrounded or uni-grounded distribution systems). The final determination
as to which ground configuration is most appropriate must be done on a
case-by-case basis.
7.0 SYNCHRONOUS GENERATOR HARMONICS

The company requires that the customer maintain harmonic distortion
levels at the PCC in accordance to IEEE 519-1992 and IEEE 1547-2003
(see Table 3 in that document). While synchronous generators are
relatively distortion free from a positive sequence voltage perspective, the
characteristics of these machines can create zero sequence harmonic
voltages that appear in the zero sequence path (neutral). They can also
exacerbate certain harmonics that are created by load currents. These
harmonics can occasionally be problematic depending on the machine
design and loads at the customer facility. With certain transformer
arrangements, some harmonic distortion can find its way from the
customer to the utility system and vice versa. As part of any CESIR
design package review, practices will be recommended by the Company
that have shown the best results in mitigating harmonics in a particularly
situation. These include specifying a generator winding arrangement with
a 2/3 pitch (as opposed to a full pitch where the magnetic field poles span
a rotational distance equal to that of the stator winding area), providing
special grounding to limit the flow of zero sequence harmonics, the use of
interface transformers with windings that block the flow of harmonics, and
harmonic filters. Some of the solutions that are appropriate also must be
balanced against the grounding needs of the generator and so must be
addressed on a case-by-case basis.
69
MANUAL NO. 4
8.0 STABILITY OF SYNCHRONOUS GENERATORS - In order to assure

continued operation of the dispersed generation source and minimize
impacts to existing customers during system disturbances, the stability of
the customer’s generator may need to be investigated for larger units in
this class or aggregations of many smaller units.
Instability occurs when systems are subject to disturbances. While all

generator types can have stability issues, rotating synchronous
generators, in particular, owing to their electromechanical nature and the
characteristics of synchronizing torques/inertia effects are the most likely
of the three types of units to experience stability related issues. Stability
problems can cause loss of synchronism (forcing the generator to trip
offline) or build up of rotor oscillations that lead to power quality and/or
reliability problems. Examples of contributing factors to the problem are:
a) Load swings
b) Switching operations
c) Short circuits
d) Loss of utility supply
e) Motor starting
f) Hunting of synchronous machines
g) Periodic pulsation applied to synchronous systems
Power system stability studies are essential for planning and designing a
dispersed generation installation. The method of determining the stability
limits of a system is elaborate and must take into account all the factors
affecting the problem including the characteristics of all machines, exciting
systems, governors, inherent regulation, grounding and circuit breaker
response time. The Company may require a stability study part of a
CESIR.

generator types). The common requirement include the disconnect switch,
certification standards, power quality standards, voltage response tables,
etc. See section 1 of this manual for a complete discussion of the common
requirements.
10.0 TYPICAL INTERCONNECTION DRAWINGS – Drawings No. 5, 6, 7, 8

and 9, at the end of this manual, represent typical interconnection design
for various types synchronous generators. Each project may have
different requirements. These drawings are presented as illustrative
examples and each project may have different or additional requirements.
70
MANUAL NO. 4
Elie A. Chebli (Signature on File)

Elie A. Chebli
Manager - Distribution Analysis
Distribution Engineering
Department
Abbas Kaffashan/AK
REVISION: 8 FILE:
This revision includes the wind power Application and Design

requirement, queuing procedure, etc. as Manual No. 4
highlighted in Gray. Field Manual No. 16 Section 4
Next Revision Date: December 2007
71
MANUAL NO. 4
Table 1
72
MANUAL NO. 4
Table 2
EXAMPLES OF DISPERSED GENERATION CLASSIFICATIONS
Drawing Generation Service Interconnection

No. Type Classification Type
No.1 Induction Standby LT- Preferred

Arrangement
No.2 Induction Standby LT- Alternate

Arrangement
No.3 Converter Standby SPC-Parallel
No.4 Converter Standby SPC- Stand Alone
No.5 Synchronous Standby LT- Non Isolated

Operation-Preferred
No.6 Synchronous Standby LT- Non Isolated

Operation-Alternate
No.7 Synchronous Standby LT- with Stand

Alone Capability
No.8 Synchronous Buy Back HV-Single Feeder

(13, 27 and 33 kV)
No.9 Synchronous Buy Back HV-Single Feeder

(13, 27 and 33 kV)
73
MANUAL NO. 4
TABLE 3
COMPANY'S SYSTEM GROUNDING METHODS
Transformer
System Nominal Connection Primary / Grounding
Voltage * Phase / #Wire Secondary Method
120 / 208 Multi-grounded
208Y / 120 3 Phase / 4 Wire Delta / Wye-Ground Solid Neutral
265 / 460 Multi-grounded
480Y / 277 3 Phase / 4 Wire Delta / Wye-Ground Solid Neutral
2,400 / 4,160 Wye-Ground / Wye- Multi-grounded
4,160Y / 2,400 3 Phase / 4 Wire Ground Solid Neutral
13,800 3 Phase / 4 Wire Delta / Wye ** Unigrounded
* Refers to transformer secondary side

** Transformer Wye Neutral grounded via reactor
74
MANUAL NO. 4
TABLE 4
TOLERANCES
Test Parameter Tolerance of Specified

Settings
Current ± 5%
Voltage ± 5%
Time ± 5%
Frequency ± 0.05 HZ
Phase Angle ± 3 Degrees
75
MANUAL NO. 4
76
MANUAL NO. 4
Appendix A
DOCUMENTATION REQUIREMENTS
Prior to equipment installation, the customer shall submit the equipment and generating
system description per the attached Application for Dispersed Generation Operation
forms to the Company for approval. All pertinent forms shall be completed, signed and
sealed by the Customer or their representative as approved by the Company. The
required information is necessary for the Company to properly review the project.
1.0 APPLICATION REQUIREMENTS
When a customer expresses a definite commitment to install a generator for the

purpose of parallel interconnection operation with the Company’s utility service,
he shall prepare a request using the “APPLICATION FOR DISPERSED
GENERATION OPERATION” and forward it to the Manager, Cogeneration
Projects Group of the Distribution Engineering Department.
1.1 One-Line Diagram
The one-line diagram shall be prepared by a licensed Professional

Engineer with experience in this discipline.
The one-line diagram shall be submitted for each application for parallel
operation with the Company system. The drawing(s) shall show existing
and proposed facilities at the customer’s location. For the initial
submittals a distinction shall be made between existing facilities,
modifications to existing facilities and new equipment. The drawing(s)
shall show as a minimum, the items indicated below. A separate one-line
diagram is required for each location. “Typical” drawings or
manufacturers’ catalog cuts are not acceptable for a one-line diagram.
Drawing content on the initial submittal should include as much of the

following information as possible:
1.1.1 All buses, cables, breakers, fuses, transformers, etc. All equipment
must be uniquely identified.
1.1.2 Equipment Ratings.
a) Generator
• Capacity
• Voltage
• Power Factor
77
MANUAL NO. 4
• Type (Synchronous, Induction)

• Manufacturer
• Winding Connection (Delta, Wye)
• Grounding Equipment Ratings
• Subtransient Reactance
b) Bus Work
• Voltage
• Ampacity
• Manufacturer/Model
c) Circuit Breakers
• Continuous Current Ratings

• Short Circuit Interrupting Ratings
• Close and Latch Current Ratings
c) Fuses
• Current Ratings
• Indicate if Current Limiting
e) Disconnect/Ground Switches
• Current Ratings
• Indicate if Lockable
f) Transformers
• Capacity Ratings
• Cooling/Temperature Ratings
• Voltage Ratings
• Voltage Taps
• Impedance
• BIL
• Winding Connection (Nameplate)
• Grounding Facilities and Ratings
1.1.3 Monthly Load Data (without Generation – Last 3 Years)
78
MANUAL NO. 4
• Maximum Facility Demand (from billings last – 3

years)
• Contract Demands
• Minimum Facility Monthly Demand (from billings –
last 3 years)
• Facility Minimum Daily Demand
1.1.4 Protective Relaying & Metering
• ANSI Relay Designation

• ct & vt Ratios and Accuracy Class
• Relay Breaker Tripping
• Relay Function Description
• Relay Manufacturer & Model
• Relay Set Points
1.1.5 Generator Leads
• Impedance
• Type of Circuits
• Number of Circuits
1.2 Generation Data
A customer shall fill out and submit the data forms applicable to the
type(s) of generation for the project. Induction Generator, Synchronous
Generator and Inverter data sheets are included in this handbook.
The customer shall provide the reactive power requirements of the

induction generator over its entire operating range.
The appropriate form(s) shall be completed for every unit proposed for
interconnection, even if they have the same characteristics. The applicable
form should contain as much information as possible. This will greatly
reduce unnecessary delays to obtain missing data.
2.3 Short-Circuit and Relay Coordination Study
The Customer shall supply a short-circuit and relay coordination study for
the facility in addition to the information required on the attached
“Protective Equipment - Data & Test Record” form. It is recognized that
the data required in this section may not be available at the time of the
application, but it is the Customer’s responsibility to make it available for
79
MANUAL NO. 4
final approval.
The study should include:
1.3.1 Short-circuit current calculations for a relay study. Short-circuit

currents to predict the operation of various overcurrent protective
devices.
1.3.2 Relay current-tap and time-dial setting
• Relays on transformer feeders

• Relays on single motor feeders
• Relays on incoming lines and feeders with miscellaneous load
• Residually-connected ground-fault relays
• Ground-fault relays in series with generator or transformer
neutral
• Intertie relays
1.3.3 Graphical Proof of Device Coordination
a) Coordination of relays and other devices in series including:
• Time-delay relays
• Fundamental rules for coordination of Time-delay relays
• Time-delay direct-acting circuit breaker trips and fuses
• Instantaneous devices (relays and direct-acting trips) and
consider the following,
1. Effect of fault current decay due to generator-current

decrement on relay performance.
2. Effect of current transformer saturation on relay behavior.
80
MANUAL NO. 4
b) Coordination of Overcurrent Devices
• Coordination of primary fuses and secondary feeder

circuit breakers.
• Coordination of primary fuses and transformer main
secondary circuit breakers.
• Generator coordination - Utility and load circuit
breakers.
1.3.4 Effect of Wye-Delta and Delta-Wye connected transformers on

overcurrent protective device coordination.
A relay test report form (Protective Equipment - Data & Test Record - Form 6) is
attached and shall be used for submitting data information for each relay installed
on the Customer system or supplied by the Customer.
1.4 Generation Load Data
• Daily, monthly, seasonal, shoulder and annual load profiles showing

highest 30 minute maximum demand (kW)
• Scheduled maintenance periods
• List of equipment with ratings to be switched to Company supply
during downtime. Show estimated highest 30 minute maximum
demand (kW)
• Contract Demand _____ ____ kW
1.5 Load to be Supplied by Company
• List of equipment with ratings

Highest maximum 30 minute demand (kW)
• Contract Demand __________ kW
• Estimated daily, monthly, seasonal, shoulder and annual load profiles
showing highest 30 minute maximum demand (kW)
2.0 ATTACHMENTS
The following attachments are part of this appendix:
Forms:
No. 1 – Application for Dispersed Generation Operation

No. 2 – Induction Generation Data
No. 3 – Synchronous Generator Data
81
MANUAL NO. 4
No. 4 – Excitation System Data

No. 5 – Inverter Data
No. 6 – Protective Equipment Data & Test Record
Drawings:
No. 1 - Low-Tension Induction Generators - Preferred Arrangement

No. 2 - Low-Tension Induction Generators - Alternate Arrangement
No. 3 - Static Power Converter - Parallel Operation
No. 4 - Static Power Converter - With Stand Alone Capability
No. 5 - Low-Tension Synchronous Generators, Non-Isolated Operation -
Preferred Arrangement
No. 6 - Low-Tension Synchronous Generators, Non-Isolated Operation -
Alternate Arrangement
No. 7 - Low-Tension Synchronous Generators with Stand Alone
Capability
No. 8*- High Voltage (13 kV, 27 kV and 33 kV) Single Feeder Buy Back
Service
No. 9*- High Voltage (13 kV, 27 kV and 33 kV) Single Feeder Supplementary
Service
NOTE: (*) This interconnection scheme could be upgraded to provide second

contingency restoration capability either manual or automatic (break-
before make) transfer switching to an alternate Company supply or
emergency generator. In this case, appropriate interlocks must be
installed to preclude:
a) Tying two systems out-of-phase with each other; and

b) Inadvertent energization of the Company’s high tension feeder.
82
MANUAL NO. 4
83
MANUAL NO. 4
84
MANUAL NO. 4
85
MANUAL NO. 4
86
MANUAL NO. 4
87
MANUAL NO. 4
88
MANUAL NO. 4
89
MANUAL NO. 4
90
MANUAL NO. 4
91
MANUAL NO. 4
92
MANUAL NO. 4
93
MANUAL NO. 4
Appendix B –Application for Generation 15 kW and Less

(APPENDIX B to SIR)
Page 1 of 1
NEW YORK STATE STANDARIZED APPLICATION

FOR SINGLE PHASE ATTACHMENT OF PARALLEL
GENERATION EQUIPMENT 15 KW OR SMALLER
TO THE ELECTRIC SYSTEM OF
Utility:________________________________________
Customer:
Name: _____________________________ Phone: (___)__________
Address:_____________________________ Municipality: ________________
_____________________________
Consulting Engineer or Contractor:

Name: _____________________________ Phone: (___)__________
Address:_____________________________
_____________________________
Estimated In-Service Date: ________________________________
Existing Electric Service:

Capacity: __________Amperes Voltage: __________Volts
Service Character: ( )Single Phase ( )Three Phase
Location of Protective Interface Equipment on Property:

(include address if different from customer address)
___________________________________________________________
Energy Producing Equipment/Inverter Information:

Manufacturer: _________________________________
Model No. ________________ Version No. ________________
( )Synchronous ( )Induction ( )Inverter ( )Other_________
Rating: __________kW Rating: __________kVA
Generator Connection: ( )Delta ( )Wye ( )Wye Grounded
Interconnection Voltage: __________Volts
System Type Tested (Total System): ( )Yes ( )No; attach product literature
Equipment Type Tested (i.e. Inverter, Protection System):
( )Yes ( )No; attach product literature
One Line Diagram attached: ( )Yes
Installation Test Plan attached: ( )Yes
Signature:
CUSTOMER SIGNATURE TITLE DATE
94
MANUAL NO. 4
Appendix C –Application for Generation 15 kW up to 2 MW

(APPENDIX C to SIR)
Page 1 of 2
NEW YORK STATE STANDARIZED APPLICATION

FOR ATTACHMENT OF PARALLEL GENERATION
EQUIPMENT 2 MW OR SMALLER
TO THE ELECTRIC SYSTEM OF
Utility:________________________________________
Customer:
Name: _____________________________ Phone: (___)__________
Address:_____________________________ Municipality: ________________
_____________________________
Consulting Engineer or Contractor:

Name: _____________________________ Phone: (___)__________
Address:_____________________________
_____________________________
Estimated In-Service Date: ________________________________
Existing Electric Service:

Capacity: __________Amperes Voltage: __________Volts
Service Character: ( )Single Phase ( )Three Phase
Secondary 3 Phase Transformer Connection ( )Wye ( )Delta
Location of Protective Interface Equipment on Property:

(include address if different from customer address)
___________________________________________________________
Energy Producing Equipment/Inverter Information:

Manufacturer: _________________________________
Model No. ________________ Version No. _____________
( )Synchronous ( )Induction ( )Inverter ( )Other_________
Rating: __________kW Rating: __________kVA
Rated Output: VA Rated Voltage: Volts
Rate Frequency: Hertz Rated Speed: RPM
Efficiency: % Power Factor: %
Rated Current: Amps Locked Rotor Current: Amps
Synchronous Speed: RPM Winding Connection:
Min. Operating Freq./Time:
Generator Connection: ( )Delta ( )Wye ( )Wye Grounded
System Type Tested (Total System): ( )Yes ( )No; attach product literature
Equipment Type Tested (i.e. Inverter, Protection System):
( )Yes ( )No; attach product literature
One Line Diagram attached: ( )Yes
Installation Test Plan attached: ( )Yes
95
MANUAL NO. 4
Appendix C to SIR Page 2 of 2
For Synchronous Machines:

Submit copies of the Saturation Curve and the Vee Curve
( )Salient ( )Non-Salient
Torque: _____lb-ft Rated RPM: _______
Field Amperes: ________ at rated generator voltage and current
and ________% PF over-excited
Type of Exciter: ________________________________________________
Output Power of Exciter: ________________________________________
Type of Voltage Regulator: ______________________________________
Direct-axis Synchronous Reactance (Xd) _______ohms
Direct-axis Transient Reactance (X'd) _______ohms
Direct-axis Sub-transient Reactance (X"d) _______ohms
For Induction Machines:

Rotor Resistance (Rr)_____ohms Exciting Current ____Amps
Rotor Reactance (Xr)_____ohms Reactive Power Required:
Magnetizing Reactance (Xm)_____ohms ___VARs (No Load)
Stator Resistance (Rs)_____ohms ___VARs (Full Load)
Stator Reactance (Xs)_____ohms
Short Circuit Reactance (X"d)_____ohms Phases:
Frame Size: ____________ Design Letter: ____ ( )Single
Temp. Rise: ____________OC. ( )Three-Phase
For Inverters:
Manufacturer: Model:
Type: ( )Forced Commutated ( )Line Commutated
Rated Output: Amps Volts
Efficiency: %
Signature:
__________
CUSTOMER SIGNATURE TITLE DATE
96

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CONSOLIDATED EDISON COMPANY OF NEW YORK, INC.

DISTRIBUTION ENGINEERING DEPARTMENT

HANDBOOK OF GENERAL REQUIREMENTS

FILE: APPLICATION AND DESIGN MANUAL NO. 4

TARGET AUDIENCE - REGIONAL ENGINEERING, REVENUE

1.1 Net Metered Generation Sources

2.0 POLICY ON DISPERSED GENERATION

2.1 Protection Responsibility

3.0 TARIFF PROVISIONS AND INTERCONNECTION COSTS

3.1 Standby Service (SC No. 14RA)

4.0 THE ELECTRICAL DISTRIBUTION SYSTEM

5.0 OVERVIEW OF ISSUES RELATED TO INTERCONNECTION

6.0 GENERAL DESIGN AND OPERATING REQUIREMENTS

6.1 Common Protection Requirements

TABLE OF CONTENTS (Cont’d)

6.13 Power Factor

II. CUSTOMER INTERFACE PROCEDURES

1.1 Application Process

2.0 INTERCONNECTION CHARGES

TABLE OF CONTENTS (Cont’d)

III. INDUCTION GENERATORS- TECHNICAL REQUIREMENTS

2.0 INDUCTION GENERATOR STARTING

3.0 INDUCTION GENERATOR POWER FACTOR

4.0 INDUCTION GENERATOR PROTECTION

4.1 Minimum Protective devices

5.0 INDUCTION GENERATOR GROUNDING

6.0 COMMON DESIGN REQUIREMENTS

7.0 TYPICAL INTERCONNECTION DRAWINGS

IV. STATIC POWER CONVERTERS - TECHNICAL REQUIREMENTS

2.0 SPC STARTUP AND SYNCHRONIZATION

3.0 POWER FACTOR

5.0 STATIC POWER CONVERTER PROTECTIVE FUNCTIONS

5.1 Minimum Protective Devices

TABLE OF CONTENTS (Cont’d)

6.0 SPC GROUNDING

7.0 COMMON DESIGN REQUIREMENTS

8.0 TYPICAL INTERCONNECTION DRAWINGS

V. SYNCHRONOUS GENERATORS- TECHNICAL REQUIREMENTS

2.0 SYNCHRONOUS GENERATOR STARTING AND

3.0 SYNCHRONOUS GENERATOR OUTPUT FLUCTUATIONS

4.0 SYNCHRONOUS GENERATOR POWER FACTOR AND

5.0 SYNCHRONOUS GENERATOR PROTECTION

5.1 Minimum Protective Devices

6.0 SYNCHRONOUS GENERATOR GROUNDING

7.0 SYNCHRONOUS GENERATOR HARMONICS

8.0 STABILITY OF SYNCHRONOUS GENERATORS

9.0 COMMON DESIGN REQUIREMENTS

10.0 TYPICAL INTERCONNECTION DRAWINGS

TABLE OF CONTENTS (Cont’d)

GRAPH 1 – Con Edison Flicker Requirements

APPENDIX A – Documentation Requirements for Generation

APPENDIX B – SIR Application for Generation 15 kW and less

APPENDIX C – SIR Application for Generation > 15 kW up to 2MW

HANDBOOK OF GENERAL REQUIREMENTS

INTRODUCTION - This handbook has been compiled by the Consolidated

The provisions of this handbook are applicable to the following forms of

1.1 Net Metered Generation Sources (“Net Metered Class”):

equipment (Single Phase, 600 V or Less) with a rated capacity of

Impact on step voltage regulation equipment