Institute for Transport Studies
FACULTY OF ENVIRONMENT
                           TRAN5421M –
         Road Geometry & Infrastructure
                                 Dr Haibo Chen
            Tel: 0113 343 5355; Room: 210, ITS Building
                         Email: H.Chen@its.leeds.ac.uk
Some Reference documents
• “Traffic Signals”, by Webster & Cobbe, Technical Paper 56, RRL, 1966
• “The prediction of saturation flows for road junctions controlled by
  traffic signals”, by Kimber, McDonald and Hounsell, Research Report
  67, TRL, 1986
• “Transport in the Urban Environment”, IHT, 1997
• Traffic Advisory Leaflet 05/05, Pedestrian Facilities at Signal-Controlled
  Junctions, 2005
• Traffic Advisory Leaflet 01/06, General Principles of Traffic Control by
  Light Signals, 2006
(Most available on Construction Information Service database via Library website)
                                                                                    1
Institute for Transport Studies
FACULTY OF ENVIRONMENT
  Traffic Control Systems Part 1
  •   Principles of traffic control, phases & stages
  •   Capacity and saturation flow
  •   Effective green, intergreen, lost time
  •   Webster's method for optimising signal timings
  •   Worked examples of cycle time and capacity calculation
  Overview
• The primary purpose of traffic control by light signals is to separate conflicting
  traffic by the division of time, within the available road space, in a safe efficient
  and equitable manner.
• The term “traffic” includes all road users: vehicles, (including cycles), pedestrians
  and equestrians.
  Traffic signals are provided under powers contained in the Road Traffic Regulation Act
  1984
                                                                                           2
Objectives of traffic control
•   Maximise or limit traffic flow
•   Regulate demand and/or manage queuing
•   Reduce traffic conflicts and delays
•   Provide crossing facilities for pedestrians and cyclists
•   Reduce accidents and improve safety (about two-thirds of personal injury accidents in
    urban areas occur at or near junctions)
•   Aid progression in linked or area controlled schemes
•   Improve throughput at roundabouts which experience problems at peak periods
•   Avoid the necessity for police control
•   Give priority to public transport
Traffic signals
    Advantages                                Disadvantages
    Minimise space                            More delay at low flows
    Flexibility                               More risk of some types of accident
    Coordination                              Maintenance/operation cost
    Low capital cost                          Staff salaries & equipment
                                              U-turns difficult
                                                                                            3
 Signals v Roundabouts
 • When flows unbalanced (as in peaks), roundabouts can give
   very large delays
 Un-signalised                     Signalised (queues regulated)
Junction Regulation
     Conflicting traffic movements cannot share the same
     space at the same time
     Traffic at a signalised intersection should be regulated
     based on effect of time and/or space:
            Time: conflicting traffic movements (sharing same road
            space) MUST receive green serially
            Space: non-conflicting movements (not sharing same road
            space) CAN receive green in parallel
                                                                      4
 Traffic signal sequence in UK
4-State Traffic Lights:
      • Red: variable lengths
      • Red + Amber (‘starting’ amber): fixed for 2s
                                                           3-state
                                                       traffic signals
      • Green: between min of 7s and max
      • Amber (‘leaving’ amber): fixed for 3s
  Regulation/Advice
 • As well as red, amber, green can
   have green arrows (all signal
   displays must conform to Traffic
   Signs Regulations & General
   Directions, or to the ‘Pelican/Puffin’
   Regulations)
 • All designs should comply with DfT
   advice: e.g. ‘Traffic Advisory Leaflets
   (or there should be a very good
   reason why not!)
                                                                         5
Regulation/Advice (cont.)
• at least 2 signal heads visible by
  each traffic movement (usually: one
  primary (near the stopline - visible
  on approach) & one secondary
  (further beyond the stop line (or on
  far side of junction) – visible at
  stopline)
• all signals should be visible only to
  the relevant traffic movements
  (positioning of signals, use of
  hoods/louvres to ensure this)
UK Definitions
• Phase – the sequence of signal indications given to a
  particular traffic movement, and the related equipment
• Stage – portion of cycle during which a given combination
  of movements is given green or to separate conflict
  movements
    • Stages occasionally contain NO green (‘all-red’ stage)
    • Stages are arranged to follow each other in a pre-determined order –
      unless omitted (if not demanded) to reduce delay.
Thus Phase – Space, and Stage - Time
                                                                             6
Definitions (cont.)
 • Intergreen - time between end of green on one phase, and start of
   green on next conflicting phase
 • Intergreen – dependent on site characteristics
 • An Intergreen made up as follows:
      • Amber to approach witch is leaving or losing green (3 sec)
      • All-red – the separation between amber and red/amber (0 – n secs)
      • Red/Amber to approach witch is receiving or gaining green (2 secs)
 • Cycle time - completion of whole sequence of stages and
   intergreens
 • Cycle time determines the length of red and/or green periods but
   may not change intergreen
5 sec intergreen –
normally lowest value
       3 secs amber                                           2 secs red/amber
                                   Followed by
                                                                                 7
     Stages & Phases example
Phases
                  Intergreens                                    Simple example:
 a         actual green                                          at a roundabout
 b                                 actual green
                                                                      b
                      Cycle (c)
                                                                          a
             Stage 1                  Stage 2
                                         b
                        a
     More complex example
Phases
                 Intergreens                                                       c   b
a
         actual green
b        actual green
c                                 actual green
d                                                 actual green
                                  Cycle (c)                       d
           Stage 1                  Stage 2            Stage 3
                                     c                                        a
             a                                     d
                  b                       b
                                                                                           8
 Intergreen period calculation
    • Intergreens are normally ‘fixed’ values
    • Normal lowest value is 5 s
    • Higher values required if:
          a) large distance across junction (example given later)
          b) Need to allow right-turn vehs to clear
          c) higher speed road
          d) Need to allow peds to cross, but separate ped phase not
             possible
    • Lower values (down to 3 s) could in principle be used
      – but only if conflict distances are significantly negative
   Example Intergreens:
                             2 sec ‘all-red’
                             period                                       No ‘all-red’
Phase a
           amber (3)   red                                                    r/a (2)
Phase b                red        r/a (2)                         amber (3)              red
                Intergreen = 7                                    Intergreen = 5
                                               STAGE (can vary)
                                                                                               9
 Case a): Intergreen for large
 junctions
• at end of East-West phase, critical points are f, h
• at end of N-S phase, critical points are e, g
• e.g.: at end of E-W, last veh                                                           N
  from w travels af to collide
  with 1st veh from n travels bf
• measure af-bf and ch-dh                                                  b
• Take the larger of these = x
                                           a           e               f
• If x 9m then IG = 5
  ( 6.5km/h, see TAL 01/06)
• Else for each extra 9m (or
  part) add 1s.                                        h               g           c
• If high % slow vehs, or steep
  grade, may require higher                        d
  values                                                                           Veh. paths
Capacity of one movement
     Capacity is about the ability to move a number of vehicles in
     a given period of time (which may include different lights)
     Normally use hourly flow:
             Veh/hr
             pcu/hr (PCU stands for Passenger Car Unit and is a uniform measurement of
             vehicles equal to a typical car, more info given later)
     Saturation flow (s) is constant discharge rate from a queue
     during green period (typically 2000 pcu/hr per lane)
             Saturation headway, h= 1/s (hours/veh) = 3600/s (secs/veh)
                                                                                                10
 Time-space diagram
 Effective Green
  Rate of                          Effective Green (g)
                                                                                 Effective
  Discharge
                                                                                 Flow
  in Fully
  Saturated
  Green
                                       Saturation flow (s)
                                                                             Actual Flow
                           Start                              End
                           loss                               gain                  End loss
                                                                                               Time
                          l1                                                l2
  Red         R/A              Actual green (k)               Amber (a)             Red
• Actual flow not always the same as saturation flow
• Vehs discharged = area under (solid) curve = area under (dotted) rectangle = s * g
• g is similar to k but shifted and normally assuming g = k +1 as end gain is assumed to be 1s
  greater than start loss
                                                                                                      11
Lost time (l), resulting from a
single Intergreen:
               End      End
               gain     loss
                               l2
                                                                                   Phase a
              amber (a)            red
                                                   Start
                                                   loss
                                   red       r/a           l1
                                                                                   Phase b
                               I
                                         l
 Lost time per change of right-of-way:
 l = l2 + (I – a) + l1 = (I – a) + (l1 + l2) = (intergreen - amber) + total_loss
 l = (I – 3) + 2             i.e. l = I – 1 = intergreen - 1
Capacity – Theoretical & Practical
• Saturation Flow of approach (s) ~ 2000 x n (where n is No. of lanes)
• Cycle Time (c) - time taken for one complete cycle of the junction
• Effective Green Time (g) - time during which a particular movement
  can flow (usually actual green plus 1 second)
• Theoretical Capacity of an approach = s * g / c ~ 2000 * n * g / c
• Practical capacity = 0.9 x Theoretical Capacity ~ 1800 * n * g / c
                lanes               green/cycle
                                                                                             12
Capacity of the whole junction
 • Dependent on the total amount of lost time (due to intergreens) in
   the cycle, and the rest of the cycle is useful time and shared
   among the phases
 • If chosen cycle time = c
 • And total lost time/cycle = L = ∑ (I – 1)
 • Remainder of cycle is useful & is shared among the
   phases/stages = c - L (secs)
Capacity of whole junction (cont.)
   Example with 3 conflicting
                                      a       b       c
   movements:
                                  6       5       7
• Here, total lost time/cycle = L = ∑ (I – 1) = (6-1) + (5-1) + (7-1) = 15
• Remainder of cycle is useful & is shared among the phases/stages:
  ∑g = c - L (secs)
• In this example:
                                                                             13
Capacity of whole junction (cont.)
     • Given L = 15
     • If c = 60 then ∑g = 60 – 15 = 45
        hence ∑g /c = 0.75
     • If c = 120 then ∑g = 120 – 15 = 105
        hence ∑g /c = 0.875
• Thus capacity can be maximised by increasing cycle time (to reduce
  the effect of ‘lost time’)
 Degree of saturation (x)
                                                                       q
• Movement Demand = q
                                                                               s
• Movement Capacity = s * g / c
                                demand             𝑞         𝑞∗𝑐       𝑞   𝑐       𝑦
• Deg. of saturation,    𝑥 = capacity = 𝑠∗𝑔/𝑐 = 𝑠∗𝑔 = 𝑠 ∗ 𝑔 = 𝜆
     Where g/c = λ = proportion of time that saturation flow is “on”
     q/s = y = ratio of the demand flow to the saturation flow
     Note: x is often quoted as a %, but when used in equations it is expressed as
     a decimal (i.e. 100% = 1)
                                                                                       14
 Minimum cycle time (cm)
cm = cycle time just long enough to pass all traffic
                          3600
𝑁𝑜. 𝑜𝑓 𝑐𝑦𝑐𝑙𝑒𝑠 𝑝𝑒𝑟 ℎ𝑜𝑢𝑟 =
                           𝑐𝑚
                             3600
𝑇𝑜𝑡𝑎𝑙 𝑙𝑜𝑠𝑡 𝑡𝑖𝑚𝑒 𝑝𝑒𝑟 ℎ𝑜𝑢𝑟 =        ∗𝐿
                              𝑐𝑚
                                           3600
𝑇𝑜𝑡𝑎𝑙 𝑒𝑓𝑓𝑒𝑐𝑡𝑖𝑣𝑒 𝑔𝑟𝑒𝑒𝑛 𝑡𝑖𝑚𝑒 𝑝𝑒𝑟 ℎ𝑜𝑢𝑟, 𝐺 = 3600 − ∗𝐿
                                             𝑐𝑚
                           𝐺  3600      𝐿          𝐿
𝑁𝑜. 𝑜𝑓 𝑣𝑒ℎ𝑠 𝑑𝑖𝑠𝑐ℎ𝑎𝑟𝑔𝑒𝑑, 𝑄 = =      (1 − ) = 𝑠 1 −
                           ℎ   ℎ       𝑐𝑚         𝑐𝑚
     𝐿   𝑄
1−     = = 𝑌 = Σ𝑦
    𝑐𝑚 𝑠
          𝑳                                                   𝑳
𝒄𝒎 =                    Or for a given c: 𝒀𝒎𝒂𝒙 = 𝟏 −
         𝟏−𝒀                                                  𝒄
Optimum cycle time (Webster)
• Short cycles -> too many phase changes during an hour -> too much time lost, but
• Long cycles -> long delays, as vehicles wait for their turn to discharge through the
  intersection.
                                 1.5𝐿 + 5
• Webster’s equation:   𝑐𝑜 =      1−𝑌                                   Optimum cycle time
  Based on delay for whole junction:
  D=    qi*di = function of c, L, Y and others
  Optimum cycle time obtained when:
   D                             kL 5
       0, This gives : co
   c                             1 Y
  where : k 1.5
                  1.5L 5               Cycle time must be integer, so
  Hence : co
                    1 Y                [0.75co < c < 1.50co]
                                                                                             15
Comments on Webster’s method
        1.5L 5
  co
          1 Y
• Compared to cm, Webster expands lost times by 50% and adds 5 more seconds
  to the lost time to give the cycle a buffer against overflow in case of demand
  fluctuations.
• It assumes random arrival of all traffic movements, and saturation flow constant
  over all of effective green
• ‘Stage based’ signals: all movements started or ended by a stage, do so together
• Choice & order of stages decided manually
                         cpract can often be more
                         appropriate
     or cpract = 0.9L/ (0.9 -Y)
Apportioning the useful time
 • Useful time = c - L (secs), which is available to share
 • A common method of apportioning share is such as to
   equalise degree of saturation (x)
             demand                 𝑞               𝑞∗𝑐
 •     𝑥 = capacity = 𝑠∗𝑔/𝑐 = 𝑠∗𝑔
                                                                                     16
Equalising Degree of Saturation
     q* c
 x
     s* g
Each stage will have one critical movement (i.e. that with greatest x), say
xn & xe are critical
                                                           qn
                                               sw                   sn
                                       qw
                                                                             qe
                                                ss                 se
                                                     qs
Equalising Degree of Saturation
(cont.)
                               𝑞𝑛 𝑐   𝑞𝑒 𝑐
𝑆𝑜 𝑤𝑒 𝑤𝑎𝑛𝑡 𝑥𝑛 = 𝑥𝑒 ,           𝑖. 𝑒.=
                              𝑠𝑛 𝑔𝑛 𝑠𝑒 𝑔𝑒
                               𝑞𝑛 𝑠𝑒 𝑔𝑛
𝐶𝑎𝑛𝑐𝑒𝑙 𝑐 𝑎𝑛𝑑 𝑟𝑒𝑎𝑟𝑟𝑎𝑛𝑔𝑒 𝑖𝑡 𝑎𝑠:     ∗ =
                               𝑠𝑛 𝑞𝑒 𝑔𝑒
            𝑔𝑒 𝑞𝑒 𝑠𝑒 𝑦𝑒                              Split greens in proportion to y values
𝐻𝑒𝑛𝑐𝑒:        =     =
            𝑔𝑛 𝑞𝑛 𝑠𝑛 𝑦𝑛                              ge = (c – L)*(ye / Y)
i.e. ratio of effective greens (g) =        ratio of "flow ratios” (y)
Example: if ye = 0.5, yn = 0.25, and c - L = 60,
Then ge = then ge =   2gn =
                          + 2(60
                            0.25)-=ge40
                                      )                   Actual greens:
          60 * 0.5 / (0.5                                 ke = ge -1 = 39
           So: /g(0.5
gn = 60 * 0.25   e = 40  and =gn20= 20
                      + 0.25)                             kn = gn -1 = 19
                                                                                              17
Summary of Webster’s methods
 1.      Decide stages and sequence
 2.      Calculate y = q/s for each movement
 3.      Find critical y for each stage
 4.      Calculate Y = y If Y > 0.8 try again
 5.      Calculate total lost time = L
 6.      Calculate co = (1.5 L + 5) / (1 – Y)
 7.      Choose suitable cycle time (c) near co
 8.      Calculate total effective green, G = c – L
 9.      Calculate effective green of each stage in proportion to y values
                 g1 = (c – L)*(y1 / Y)
 10.     Calculate actual greens
           k = g – a + l1 + l2
           i.e. typically k = g – 1
Example: simple
 At a junction between two one-way streets, a simple two-stage sequence is in
 operation. The intergreen following stage 1 (serving the North movement) is 5
 sec, and following stage 2 (East movement) is 6 sec. The flows and saturation
 flows in the am peak hour are as follows:
 movement arm             Flow            Saturation flow     y
    North                 1200 pcu/h      3600 pcu/h         0.3
      East                  800 pcu/h        2000 pcu/h         0.4
 Calculate optimum signal timings using Webster’s method.
 Y = 0.7, L = (5 - 1) + (6 - 1) = 9, co = (1.5L + 5) / (1 – Y) = 61.7 ~ 62
 g1 = (c – L) * y1/Y = 23 g2 = (c – L) * y2/Y = 30
 Answer: co = 62; the actual greens (k) are 22 (North) and 29 (East)
                                                                                 18
‘Min green’ test                                                           ()
  Required to check traffic green times are not too low
                                                       e.g. demand flow = 200, sat
                                                       flow = 2000
       1               2               3
  Approximate test to check on how to calculate:
    If y*c > min, use y value as normal
    If y*c < min, ignore y value and put ‘min + 1’ into the calculations as extra lost
    time
  Example: y = 0.1, lowest cycle (say) = 60,
     y*c = 6       hence y*c < typical min of 7 secs!
  Always need to perform this test for traffic phases!
Junction performance
 • Reserve Capacity (RC) is used as a measure of how well the
   junction operates
 • The higher the reserve capacity (i.e. the more spare capacity),
   the shorter the queues and delay
 • Usually expressed as a percentage of the current demand
 • Thus for a selected value of c:
                                           𝒀𝒑𝒓𝒂𝒄𝒕 −𝒀
 • 𝑅𝑒𝑠𝑒𝑟𝑣𝑒 𝐶𝑎𝑝𝑎𝑐𝑖𝑡𝑦, 𝑹𝑪 = 𝟏𝟎𝟎                          %
                                              𝒀
                                                   𝐿            10
 • e.g. if L = 10 & c = 90, 𝑌𝑚𝑎𝑥 = 1 −                 =1 −
                                                   𝑐            90
 • Thus Ypract = 0.9Ymax = 0.8
                                   0.8−0.6
   so if Y = 0.6, 𝑅𝐶 = 100                 %      = 33%
                                     0.6
                                                                                         19
Use of Models
At isolated junctions capacity assessment carried out using:
    OSCADY (Optimised Signal Capacity and Delay, by TRL, UK)
    LinSig (A Design and Assessment Tool for Traffic Signal Junctions and Urban
    Networks, by JCT Consultancy, UK)
    SIDRA (Signalized and Unsignalized Intersection Design Research Aid, by the
    Australian Road Research Board)
At multiple junctions within a network of closely spaced junctions:
   TRANSYT (Traffic Network and Isolated Intersection Study Tool, by TRL, UK)
   TRANED (a graphical editor for TRANSYT)
   LinSig
MICROSIMULATION:
  VISSIM (by PTV, Germany)
  Aimsun (by TSS, Spain)
Examples of Qs from this lecture
   What is the difference between the capacity and saturation flow of a
   movement?
   What is the relationship between the effective green and actual green?
   What is the relationship between the lost time and intergreens?
   What is the difference between degree of saturation and the y value?
                                                                                  20
Next Lecture – main points
 Saturation flow estimation
 Delay estimation at isolated junctions
 Multiple conflicting phases and conflict groups
 Vehicle actuation & detector systems
 Signal controlled pedestrian crossings
                                                   21