REVIEW OF
EFFECTIVE LEGAL WRITING
GILBERT R. HUFANA
      Professor
    Legal Writing II
“The language of the law must not be foreign
 to the ears of those who are to obey it.”
          ~ Learned Hand, judge and legal philosopher
“The lawyer’s greatest weapon is clarity and
 its whetstone is succinctness.”
                                   ~ Judge Prettyman
                           WHAT IS LEGAL WRITING?
• The kind of writing used by lawyers, law professors,
  judges, and other workers in the field of law to express
  legal rights, obligations and opinions. (Tabucanon)
• The act of a legal professional in convincing others of his
  legal stands, position or opinion presented in a form of
  writing. (Abad)
• A type of technical writing used by lawyers, judges,
  legislators, and others in law to express legal analysis and
  legal rights and duties. Legal writing in practice is used to
  advocate for or to express the resolution of a client's legal
  matter. (https://en.wikipedia.org/wiki/Legal_writing)
           CLASSIC ADVICE ON GOOD WRITING
• The secret of good writing, by Mark Twain (in a letter
  to a 12-year-old boy)
  I notice that you use plain, simple language, short
  words, and brief sentences. That is the way to write
  English—it is the modern way and the best way. Stick
  to it; and don’t let the fluff and flowers and verbosity
  creep in.
            CLASSIC ADVICE ON GOOD WRITING
• George Orwell in “Politics and the English Language”
  (1946):
   • Never use a metaphor, simile, or other figure of
     speech which you are used to seeing in print.
   • Never use a long word where a short one will do. If it
     is possible to cut a word out, always cut it out.
   • Never use the passive where you can use the active.
   • Never use a foreign phrase, a scientific word, or a
     jargon word if you can think of an everyday English
     equivalent.
              INDICATORS OF GOOD WRITING
•Precision - exact and accurate
•Conciseness – brief and complete
•Clarity - clearness or lucidity as to perception
 or understanding
•Forcefulness - powerful; vigorous; effective
                ELEMENTS OF LEGAL WRITING
•Simplicity – to write plainly and simply;
 concise; easy to understand;
•Clarity – the writer is able to express exactly
 what he wants to be reflected in his work
•Persuasiveness – attempts to influence the
 deciding authority to favorably decide the
 case in favor of one’s client
                                         SIMPLICITY
“Plain language is, or should be, every bit as
 accurate and precise as traditional legal writing.
 It is clearer – considerably clearer. It is usually
 shorter and faster. It is strongly preferred by
 readers. It would greatly improved the image of
 lawyers.”
                      Professor Joseph Kimble
               Answering the Critics of Plain Language
                        KEEP YOUR TEXT CONCISE
•Thomas Jefferson: “The most valuable of talents is
 never using two words when one will do.”
•George Orwell: “Never use a long word where a
 short one will do. If it is possible to cut a word out,
 always cut it out.”
•“Write clearly and simply if you can, and you’ll be
 more likely to be thought of as intelligent.”
                               USE SHORT SENTENCES
• “The more complicated your information is, the
  shorter your sentences should be.” (from “Writing to
 Win: The Legal Writer: The Complete Guide to Writing
 Strategies That Will Make Your Case—And Win It” by Steven D.
 Stark)
• “Short sentences are a supreme advantage when
 communicating with people from a non-English
 speaking background. If you want your English to
 be understood worldwide—write short sentences.”
 (“Global English for Global Business,” page 38, by Rachel
 McAlpine)
                                       LONG SENTENCE: EXAMPLE
                            BSP CIRCULAR NO. 702, PROTECTION OF CREDIT CARD HOLDERS
                                              PRACTICES (235 WORDS IN ONE SENTENCE)
• Banks/quasi-banks and their subsidiary or affiliate credit card companies shall also provide
  the following information to their cardholders:
1. A table of the applicable fees, penalties and interest rates on credit card transactions,
   including the period covered by and the manner of and reason for the imposition of such
   penalties, fees and interest; fees and applicable conversion reference rates for third
   currency transactions, in plain sight and language, on materials for marketing credit cards,
   such as brochures, flyers, primers and advertising materials, on credit card application
   forms, and on credit card billing statements: Provided, That these disclosures are in
   addition to the full disclosure of the fees, charges and interest rates in the terms and
   conditions of the credit card agreement found elsewhere on the application form and
   billing statement; and
2. A reminder to the card holder in the monthly billing statement, or its equivalent
   document, that payment of only the minimum amount due or any amount less than the
   total amount due for the billing cycle/period, would mean the imposition of interest
   and/or other charges; Provided, That such table of fees, penalties and interest rates and
   reminder shall be printed in plain language and in bold black letters against a light or
   white background, and using the minimum Arial 12 theme font and size, or its equivalent
   in readability, and on the first page, if the applicable document has more than one page.
                         LONG SENTENCE: EXAMPLE
                                         SENATE IMPEACHMENT RULES
                                       (106 WORDS IN ONE SENTENCE)
• VI. The President of the Senate or the Chief Justice when
  presiding on the trial may rule on all questions of
  evidence including, but not limited to, questions of
  materiality, relevancy, competency or admissibility of
  evidence and incidental questions, which ruling shall
  stand as the judgment of the Senate, unless a Member
  of the Senate shall ask that a formal vote be taken
  thereon, in which case it shall be submitted to the
  Senate for decision after one contrary view is expressed;
  or the Presiding Officer may at his/her option, in the first
  instance, submit any such question to a vote of the
  Members of the Senate.
                      LONG SENTENCE: EXAMPLE
                                   A NARRATIVE FROM A COMPLAINT
“Respondent who was driving a school bus full of
 children who were already late for classes that
 morning which rained very hard resulting in flooding
 in several areas all over the city suddenly swerved the
 vehicle to the left lane fronting the grandstand where
 a game was being played and crashed into a lamppost
 standing about three meters from the concrete fence
 fronting the cafeteria of the second building.”
                            THE MODERN ENGLISH
• Ellegard Norm: The modern English sentence has an
  average of 17.6 words per sentence. (From 1978 study by
  Swedish researcher Alvar Ellegard of 1 million words
  corpus of 20th century American English writing called
  the Brown Corpus collected by Brown University in 1964)
• From “The Principles of readability” by William DuBay: In
  our time, the average is down to 20 words per sentence.
• " ... the average sentence length for Harry Potter author
  JK Rowling, who can be considered representative of a
  modern English writer with a general audience, is 12
  words ..."
                    AVOID WORDY EXPRESSIONS
• Simpler construction is preferred than using too many
  words to express an idea.
 Wordy      The cars were brought for the purpose of
            starting a taxi business.
 Concise    The cars were bought to start a taxi
            business.
 Wordy      The brothers succeeded in baking two huge
            ice-cream cakes.
 Concise    The brothers baked two huge ice-cream
            cakes.
                SOME WORDY & CONCISE WORDS
WORDY                              CONCISE
answered in the affirmative        said yes
at all times                       always
in a manner similar to             like
in the absence of                  without
in the near future                 soon
in view of the fact that           because
with the exception of              except
there can be no doubt that         doubtless
with reference to/with regard to   about
        AVOID ELABORATING ON THE OBVIOUS
• This means do not expand or restate the obvious. It bores
  the reader.
  Wordy: Annie’s two sons, Kenneth and Julio play judo.
  Concise: Annie’s sons, Kenneth and Julio play judo.
  Wordy: Needless to say, you are your mother’s favorite.
  Concise: You are your mother’s favorite.
  Wordy: A baby girl was born to Sps. Reyes.
  Concise:A girl was born to Sps. Reyes.
                                 GET TO THE POINT
• Omit unnecessary preliminaries.
  Wordy: We are very proud and happy to announce
          that our office won the golf championship
          this year.
  Concise: Our office won the golf championship this year.
  Wordy: There is no doubt that some people will
          disagree with me, but in my opinion, I firmly
          believe that teachers should not anymore run as
          board members of the PTA.
Concise: I believe that teachers should not anymore run
          as board members of the PTA.
                                             AVOID TAUTOLOGY
    • This means doing away with unnecessary repetition
      of an idea in a different word.
    Wordy            The guest stood up during the flag ceremony.
    Concise          The guest stood during the flag ceremony.
    Wordy            The girl voiced out her opinion.
    Concise          The girl voiced her opinion.
Wordy                Concise            Wordy                Concise
fatal death          death              actually happened happened
first and foremost   First              before in the past   before
requirements         requirements for   invited guest        guest
needed for
                      ELIMINATE CERTAIN PHRASES
• Wordy sentences may be made shorter by eliminating
  “there”, “that”, “which”, “who is”, “as to”, “it” or “one”.
 Wordy: There were eight members of the faculty who
           attended the meeting.
Concise: Eight faculty members attended the meeting.
Wordy: This is a topic that interests me.
Concise: This topic interests me.
Wordy: He is a man who does not like litigation.
Concise: He dislikes litigation.
                                                 CLARITY
• Clarity in writing results when the writer is able to
  express exactly what he wants to be reflected on his
  work.
• The last thing a writer would want is to confuse his
  readers.
• Clear writing involves clarity of expression and
  sentence structure.
• The writer must check for ambiguities. What is
  unclear for the writer is likewise unclear for the
  reader.
                                           BE CLEAR
•In most instances, place only one thought in a
 sentence.
 Example:
 WRONG: This agreement unless revocation has
 taken place at an earlier time shall cease to take
 effect on 01 October 2003.
 CORRECT: Unless sooner revoked, this agreement
 expires on 01 October 2003.
        AVOID WIDE GAPS BETWEEN SUBJECT,
                           VERB & OBJECT
• With gap between subject and verb:
  The plaintiff, distinguished at how it took for the court
  to decide such a simple ejectment case, filed for a
  motion for early resolution.
• Improved:
  The plaintiff filed a motion for early resolution. He
  was disgusted at the court’s delay in resolving his
  simple ejectment case.
       MINIMIZE THE USE OF CONNECTIVES &
                      RELATIVE PRONOUNS
• Some writers habitually string together two or more
  sentences using connectives and relatives.
• Connectives: “and”, “but”, “as”, “because”, “if”, “that”,
  “though”
• Relatives: introduces a qualifying clause; e.g. “who is…”
  • Who, whose, whom, which, of which, what of what, that
                                               ACTIVE VOICE
• A sentence is in the active voice if the subject
  performs the action expressed in the verb.
• As a rule, write in the active voice.
• The active voice is more forceful and concise.
• The active voice is more definite.
• The active voice focuses on the actor, the action and
  the object of the action.
  • First state the actor, then the action and lastly the object
    to whom the action is directed.
                             USE THE ACTIVE VOICE
Passive   The contract was signed by the parties.
Active    The parties signed the contract.
Passive   The boy was bitten by the dog.
Active    The dog bit the boy.
Passive   The motion of the complainant was objected by
          the respondent.
Active    Respondent objected to complainant’s motion.
Passive   Interlocutory orders may still be modified by the
          courts.
Active    Courts can modify its interlocutory orders.
                       USES OF THE PASSIVE VOICE
• When the thing is done is more important to know
  than the doer.
 Example: The subpoena was served on January 4, 2007.
• When the actor is unknown, the passive is the normal
  construction.
 Example: XY Pawnshop was robbed last week.
• For emphasis, the passive is used at the end of the
  sentence.
 Example: As Manny Reyes walked past the door, he was
          nabbed by journalists.
                             AVOID NOMINALIZATION
                                  OR HIDDEN VERBS
• A hidden verb is a verb converted into a noun. It often
  needs an extra verb to make sense. So we write, “Please
  make an application for a personal loan” rather than
  “Please apply for a personal loan.”
• Two signals of nominalization:
  A. Distinct endings          B. Weak helping verbs
  - ance; - ence; - ant; - ity; be; conduct; do; effect; get
  - ant; - ment; - ness; - sion; give; have; hold; make
  - tion;                        perform; provide; put
                                           NOMINALIZATION
Text with nominalization                 Plain Language revision
We made an application …                 We applied ...
We made a determination …                We determined ...
We will make a distribution ...          We will distribute ...
We will provide appropriate             We will inform shareholders
information to shareholders concerning… about…
We will have no stock ownership of the   We will not own the company’s
company.                                 stock.
There is the possibility of prior        The Board might approve these
Board approval of these investments.     investments in advance.
                                   TEXT WITH HIDDEN VERBS
Text with hidden verbs                     Plain Language revision
Shareholders will be notified of           Shareholders will be notified when
the commencement of the offer.             the offer commences.
If there is a refusal by the Court to...   If the Court refuses to...
The SFC must grant permission...           The SFC must permit...
The director made the statement in         The director relied on...
reliance upon...
The shareholders have passed a             The shareholders have resolved...
resolution...
Payment will be made by the                The purchaser will pay...
purchaser
                       PREFER THE POSITIVE FORM
Negative                       Positive
did not follow rules           disobeyed
was not present                absent
not guilty                     innocent
could not remember             forget
not too many                   few
did not show dissatisfaction   satisfied
not unlike                     like
                           USE GENDER-FREE LANGUAGE
Traditional writing uses masculine pronouns like “he” or “his”
to refer to both men and women. “Gender-neutral” language,
on the other hand, uses “he or she,” “his or her,” “he/she,”
and “his/her.”
Traditional use of         Gender-neutral language: Gender-free language:
masculine pronoun:
                           The borrower who is not   Borrowers who are not
The borrower who is not
                           prompt in making the      prompt in making the
prompt in making the
                           payments due under his    payments due
payments due
                           or hermortgage risks      under their mortgages
under his mortgage risks
                           losing his or her home    risk losing their homes
losing hishome through a
                           through a foreclosure     through foreclosure
foreclosure procedure.
                           procedure.                procedures.
                  USE GENDER-FREE LANGUAGE
• Avoid sexist language such as…
  The “weaker sex”, a “manly effort”, “one of the
  boys”
• The word “chairman” is politically incorrect. Use
  “chairperson” instead.
                                                  LEGALESE
• It refers to “legal speak” or language that is filled with a
  whole lot of legal terminology and scholarly/academic
  words, phrasing, and terms
“A style of writing used by lawyers that is
  incomprehensible to ordinary readers.”
“The specialized language of the legal profession.”
“Language containing an excessive amount of legal
  terminology or of legal jargon.”
                                          AVOID LEGALESE
“Legalese violates nearly every principle of good writing.”
~ Mark S. Matthewson
Will Rogers, famous American comedian, on the way
lawyers write:
 • The minute you read something and you can’t understand it,
   you can almost be sure that it was drawn up by a lawyer.
 • Then if you give it to another lawyer to read and he doesn’t
   know just what it means, why then you can be sure it was
   drawn up by a lawyer.
 • If it’s in a few words and is plain and understandable only one
   way, it was written by a non-lawyer.
                          ELEMENTS OF LEGALESE
• Formalisms, such as comes now, aver
• Archaic words, such as hereby, heretofore, forthwith,
  henceforth, notwithstanding
• Redundancies, such as each and every, merge together,
  early beginnings, blatantly obvious, false pretenses
• Latin words, such as per curiam, sui generis, ex
  contractu, arguendo, prima facie
• Legal terms, such as gravamen, actionable, alienable,
  chattel, decedent, larceny, malfeasance
               HOW CAN YOU AVOID LEGALESE?
• Write shorter sentences rather than longer ones
• Write shorter paragraphs rather than longer ones
• Avoid Latin terms, always
• If you wouldn’t say the word out aloud, don’t use it –
  words like aforementioned, otiose, promulgate,
  disambiguate and many others are great for a game of
  hangman, but poor for legal writers
• Don’t write in a hurry – this is where we revert to our
  base instinct to write gibberish.
• Always re-read your work – not just for typos, but for the
  overall impact of the letter, including a “legalese check”.
                               AVOID DUMMY SUBJECTS
                                   IT IS…, IT APPEARS…, THERE IS…, IT WILL BE…
Dummy or false subjects              Plain Language revision
It is argued in the report that it is The report argues that
essential to simplify the tax code. simplifying the tax code is
                                      essential.
There was no consideration given The committee failed to
to the suggestion by the         consider the suggestion.
committee.
It is her opinion that there are     She believes that several issues
several issues that need to be       need to be resolved.
resolved.
            AVOID UNNECESSARY PREAMBLES
• Avoid unnecessary preambles or pompous phrases
  such as
   • It is important to add that...
   • It may be recalled that...
   • In this regard it is of significance that...
   • It is interesting to note that...
   • I would like to point out ...
   • I would argue that ...
   • It should be noted that ...
   • It has been determined that ...
   • It is obvious that ...
          AVOID COMPOUND CONSTRUCTION
• Example: The employee was absent for the reason
  that he was sick. (Use because instead.)
  Better version: The employee was absent because
  he was sick.
• Example: The fact that she had already died was
  immaterial.
   Better version: Her death was immaterial.
                   SUMMARY: USE PLAIN ENGLISH
                      LEGAL WRITING IN PLAIN ENGLISH BY BRYAN A. GARNER
• Select simple words. Omit needless words.
• Keep sentences short. Limit it – not more than 20!
• Keep the subject, the verb, and the object together--toward the
  beginning of the sentence.
• Cut down on jargon and use defined terms sparingly. Discard
  superfluous words. Reduce nominalizations.
• Use the active voice with strong verbs. Use strong, precise
  verbs. Minimize is, are, was, and were.
• Be specific rather than general.
• Turn “-ion” words into verbs when you can.
• Write personally, as if you were talking to the reader.
                    SUMMARY: USE PLAIN ENGLISH
                        LEGAL WRITING IN PLAIN ENGLISH BY BRYAN A. GARNER
• Introduce each paragraph with a topic sentence. Bridge between
  paragraphs. Vary the length of your paragraphs, but generally
  keep them short.
• Minimize definitions.
• Delete every shall.
• Don’t use provisos.
• Replace “and/or” wherever it appears.
• Prefer the singular over the plural.
• Prefer numerals, not words, to denote amounts. Avoid word-
  numeral doublets.
Remember that good writing makes the reader’s job easy; bad
  writing makes it hard.