Lecture 9
Heat Exchangers
      Fall (2012)
Dr. Maher Abou Al-Sood
                          Chapter 4
                   Heat Exchangers Fouling
Layout of the Lecture
     4.1 Introduction
     4.2 Effects of Fouling
             4.2.1 Basic Equations
             4.2.2 Effect of Fouling on Heat Transfer
             4.2.3 Effect of Fouling on Pressure Drop
     4.3 Aspects of Fouling
             4.3.1 Categories of Fouling
             4.3.2 Fundamental processes of Fouling
             4.3.3 Prediction of Fouling
                                                        2
4.1 INTRODUCTION
    In general, the collection and growth of unwanted material on
     surfaces results in inferior performance.
    In the present context the term fouling is used specially to refer
     undesirable deposit on the heat exchanger surface.
    During operation, the heat transfer surface fouls resulting in
     increased thermal resistance and often an increase in pressure drop
     and pumping power and hence degrading the performance of heat
     exchanger.
    The heat exchanger may deteriorate to the extent that it must be
     withdrawn from service for replacement or cleaning.
    Fouling may significantly influence the overall design of a heat
     exchanger and may determine the amount of material employed
     for construction.
    Special operational arrangements may be required to facilitate
     satisfactory performance between cleaning schedules.
                                                                      3
4.2 EFFECTS OF FOULING
   Lower heat exchanger
   and increased pressure drop
   decrease the effectiveness of a heat exchanger.
4.2.1 Basic Equations
            Q  UATm
                         1
           Uc 
                Ao 1 Ao ln d o d i  1
                                    
                Ai hi   2 l k w       ho
                      
                       L   um 
                               2
            p  4 f         
                      d  2 
                                                      4
4.2 EFFECTS OF FOULING (Cont’d)
4.2.2 Effect of Fouling on Heat Transfer
                        1
 Uf 
      Ao 1 Ao        A ln d o di           1
              R fi  o              R fo 
      Ai hi Ai          2kkw                ho
        t
  Rf         for a plane wall
       kf
         d c ln d c d f 
  Rf                        for a cylinderical wall
                2k f
    1   1
          R ft
   U f Uc
          Ao                     Af
   R ft     R fi  R fo               1  U c R ft
          Ai                     Ac
                                                       5
4.2 EFFECTS OF FOULING (Cont’d)
4.2.2 Effect of Fouling on Heat Transfer
                                           6
4.2 EFFECTS OF FOULING (Cont’d)
4.2.2 Effect of Fouling on Pressure Drop
   Fouling results in a change in the flow geometry that affects the flow
    field and the pressure drop and hence the pumping power.
   The fouling layer decreases the inside diameter and roughness the
    tube wall resulting in the pressure drop.
                          L   um 
                                   2
                p  4 f             m  um Ac
                          d  2 
                                                                                2
   Pressure drops inside a tube under fouled p f   f f  d c   umf      
                                                                        
                                                     f c  d f   umc   
    and clean conditions can be related as
                                              pc                           
   Assuming that the mass flow rate under clean and fouled conditions are
    the same, previous equation can be written as
                                     2
          umf     Ac     dc                   p f  f f  dc 
                                                                        5
                                                       
          umc    A      d                     pc   f c  d f 
                  f      f                                              7
4.2 EFFECTS OF FOULING (Cont’d)
4.2.2 Effect of Fouling on Pressure Drop (Cont’d)
   The inside diameter under fouled conditions df can be obtained by
    rearranging
                 d c ln d c d f 
          Rf 
                      2k f
                         2k f R f   
         d f  d c exp            
                           dc        
                                                   2k f R f   
          t f  o.5d c  d f   0.5d c 1  exp            
                                                     dc        
                                                                        8
4.2 EFFECTS OF FOULING (Cont’d)
4.2.2 Cost of Fouling
   The total fouling-related cost can be broken down into four main areas:
                      1. Capital expenditure
                      2. Extra fuel costs
                      3. Production losses
                      4. Energy losses
            Capital expenditure, which includes excess surface area (10-50%, with
             an average around 35%), costs for stronger foundations, provisions for
             extra space, increased transport and installation costs.
            Extra fuel costs, which arise if fouling leads to extra fuel burning in
             furnaces or boilers or if more secondary energy such as electricity or
             process steam is needed to overcome the effects of fouling.
            Production losses during planned and unplanned plant shutdowns
             due to fouling.
            Energy losses due to increases thermal resistance in case of fouling
             surfaces                                                          9
4.3 ASPECT OF FOULING
4.3.1 Categories of Fouling
   Fouling can be classified by a number of different ways. These may be
    including:
            Type of heat transfer service, i.e. boiling or condensation
            Type of fluid stream, i.e. liquid or gas
            Kind of application, i.e. refrigeration or power generation
     In order to develop a scientific understanding in, it is better to classify
      fouling according to principle process that results in. Such classification
      is
             Particulate
             Crystallization
             Corrosion
             Biofouling
             Chemical reaction
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4.3 ASPECT OF FOULING
4.3.1 Categories of Fouling (Cont’d)
4.3.1.1 Particulate Fouling
    It is the accumulation of solid particles suspended in the process
        stream onto the heat transfer surface.
    Heavy particles settle on a horizontal surface because of gravity. fine
        particulate tends to settle onto a heat transfer surface by different
        mechanisms.
4.3.1.2 Crystallization Fouling
    Crystallization arises primarily from the presence of dissolved
        inorganic salts in the process stream which exhibit supersaturation
        during heating or cooling.
    Cooling-water systems are often prone to crystal deposition because of
        the presence of salts such as calcium, magnesium carbonates,
        silicates, and phosphates.
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4.3 ASPECT OF FOULING
4.3.1 Categories of Fouling (Cont’d)
4.3.1.3 Corrosion Fouling
      A heat transfer surface exposed to a corrosive fluid may react
       producing corrosion products.
      Corrosion products may also be swept away from the surface where
       they are produced and transported to other parts of the system.
4.3.1.4 Biofouling
      Deposition and/or growth of material of a biological origin on a heat
       transfer surface results in biofouling.
      Such material may include micro organisms (e.g. bacteria, algae, and
       molds) and their products result in microbial fouling.
      In other instances organisms such as seaweed, water weeds, and
       barnacles form deposits known as a macrobial fouling.
      Both types of biofouling may occur simultaneously.
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      Condensers using seawater are prone to biofouling
4.3 ASPECT OF FOULING
4.3.1 Categories of Fouling (Cont’d)
4.3.1.5 Chemical Reaction Fouling
      Deposition Fouling deposits are found as a result of chemical
       reaction(s) within process stream.
       Unlike corrosion fouling, the heat transfer surface does not participate
       in the reaction although it may act as a catalyst.
      Polymerization, cracking, and coking of hydrocarbons are prime
       examples.
                                                                          13
4.3 ASPECT OF FOULING
4.3.2 Fundamental Processes of Fouling
   Fouling is an extremely a complex phenomenon due to the large number of
   variables that affect fouling.
   For simplicity, the fouling mechanisms are initiation, transport,
   attachment, removal, and aging.
4.3.2.1 Initiation
       During initiation the surface is conditioned for the fouling that will take
        place later. It called the delay induction/incubation period
       Surface temperature, material, finish, roughness, and coatings strongly
        influence the initial delay period.
       For example, in chemical reaction fouling, the delay period decreases
        with increasing temperature because of the acceleration of induction
        reactions.
       Surface roughness tends to decrease the delay period.                14
4.3 ASPECT OF FOULING
4.3.2 Fundamental Processes of Fouling (Cont’d)
4.3.2.2 Transport
      During this phase, fouling substances from the bulk fluid transported
       to the heat transfer surface.
      Transport is accomplished by a number of phenomena including
       diffusion, sedimentation, and thermophoresis.
      The difference between fouling species concentration in the bulk fluid
       and the fluid adjacent to the heat transfer surface results in transport
       by diffusion.
      Sedimentation is defined as transportation of the particulate matter in
       a fluid to the inclined or horizontal surface by gravity. It is important in
       applications where particulates are heavy and fluid velocities are low.
      Thermophoresis is the movement of small particles in a fluid stream
       when a temperature gradient is present.
      Thermophoresis is important for particles below 5 m in diameter15and
       becomes dominant at about 0.1 m.
4.3 ASPECT OF FOULING
4.3.2 Fundamental Processes of Fouling (Cont’d)
4.3.2.3 Attachment
      Part of the fouling material transported attaches to the surface.
      Probabilistic techniques are often used to determine the degree of
       adherence.
       Forces acting on the particles as they approach the surface are
       important in determining attachment.
      Additionally, properties of the material such as density, size, and
       surface conditions are important.
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4.3 ASPECT OF FOULING
4.3.2 Fundamental Processes of Fouling (Cont’d)
4.3.2.4 Removal
      Some material is removed from the surface immediately after
       deposition and some is removed later.
      In general, shear forces at the interface between the fluid and the
       deposited fouling layer are considered responsible for removal.
      Dissolution, erosion, and spalling have been proposed as mechanism
       of removal.
      In dissolution, the material exists in ionic form.
      Erosion, whereby the material exists in particulate form, is affected by
       fluid velocity, particle size, surface roughness, and bonding of the
       material.
      Spalling is affected by thermal stress set up in the deposit by the heat
       transfer process.                                                   17
4.3 ASPECT OF FOULING
4.3.2 Fundamental Processes of Fouling (Cont’d)
4.3.2.5 Aging
      Once deposits are laid on the surface, aging begins.
      The mechanical properties of the deposit can change during this phase
       because of changes in the crystal or chemical structure for example.
      Slow poisoning of microorganisms due to corrosion at the surface may
       weaken the biofouling layer.
      A chemical reaction taking place at the deposit surface may alter the
       chemical composition of the deposit and thereby change its
       mechanical strength.
                                                                         18
4.3 ASPECT OF FOULING
4.3.3 Prediction of Fouling
      The overall result of the processes listed previously is the net
       deposition of material on the heat transfer surface.
      Clearly the deposit thickness is time dependent.
      For heat exchanger design a constant fouling resistance, interpreted as
       the value reached in a time period after which the heat exchanger will
       be cleaned, is used.
      Predicting how fouling progresses over time determines the cleaning
       cycle.
      Predictive models are based on the idea that the variation of fouling
       with time can be expressed as the difference between the deposition
       rate and removal rate.
      Most fouling behaviour can be represented by fouling-factor-time
       curve as shown in next slide.
      The shape of these curves relates to the phenomena occurring during
                                                                          19
       the fouling process.
4.3 ASPECT OF FOULING
4.3.3 Prediction of Fouling (Cont’d)
                                       20
4.3 ASPECT OF FOULING
4.3.3 Prediction of Fouling (Cont’d)
      If the deposition rate is constant and the removal rate is negligible,
       the fouling-time curve will be straight line as shown by curve A .
      This type of linear fouling is generally represented by tough, hard,
       adherent deposits.
      A widely observed form of fouling is the asymptotic fouling
       represented by curve C. It results if the deposition rate is constant and
       the removal rate is proportional to the fouling layer thickness.
      Such a situation will generally occur if the deposits are soft since they
       flake easily. is typical of commercial cooling water tower.           21
4.3 ASPECT OF FOULING
4.3.3 Prediction of Fouling (Cont’d)
      Falling-rate factor, shown by curve B, lies between the linear and the
       asymptotic curves.
      Such behaviour may result if the deposition rate is inversely
       proportional to the fouling thickness.
       A periodic change in operating conditions results in the sawtooth
       configuration shown in curve D.
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