Aberca v. Ver
Aberca v. Ver
Aberca v. Ver
SYLLABUS
DECISION
YAP , J : p
This petition for certiorari presents vital issues not heretofore passed upon by
this Court. It poses the question whether the suspension of the privilege of the writ of
habeas corpus bars a civil action for damages for illegal searches conducted by
military personnel and other violations of rights and liberties guaranteed under the
Constitution. If such action for damages may be maintained, who can be held liable for
such violations: only the military personnel directly involved and/or their superiors as
well.
This case stems from alleged illegal searches and seizures and other violations
of the rights and liberties of plaintiffs by various intelligence units of the Armed Forces
of the Philippines, known as Task Force Makabansa (TFM), ordered by General Fabian
Ver "to conduct pre-emptive strikes against known communist-terrorist (CT)
underground houses in view of increasing reports about CT plans to sow disturbances
in Metro Manila." Plaintiffs allege, among others, that complying with said order,
elements of the TFM raided several places, employing in most cases defectively issued
judicial search warrants; that during these raids, certain members of the raiding party
con scated a number of purely personal items belonging to plaintiffs; that plaintiffs
were arrested without proper warrants issued by the courts; that for some period after
their arrest, they were denied visits of relatives and lawyers; that plaintiffs were
interrogated in violation of their rights to silence and counsel; that military men who
interrogated them employed threats, tortures and other forms of violence on them in
order to obtain incriminatory information or confessions and in order to punish them;
that all violations of plaintiffs constitutional rights were part of a concerted and
deliberate plan to forcibly extract information and incriminatory statements from
plaintiffs and to terrorize, harass and punish them, said plans being previously known to
and sanctioned by defendants.
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Plaintiffs sought actual/compensatory damages amounting to P39,030.00;
moral damages in the amount of at least P150,000.00 each or a total of P3,000,000.00;
exemplary damages in the amount of at least P150,000.00 each or a total of
P3,000,000.00; and attorney's fees amounting to not less than P200,000.00.
A motion to dismiss was led by defendants, through their counsel, then
Solicitor-General Estelito Mendoza, alleging that (1) plaintiffs may not cause a judicial
inquiry into the circumstances of their detention in the guise of a damage suit because,
as to them, the privilege of the writ of habeas corpus is suspended; (2) assuming that
the courts can entertain the present action, defendants are immune from liability for
acts done in the performance of their o cial duties; and (3) the complaint states no
cause of action against the defendants. Opposition to said motion to dismiss was led
by plaintiffs Marco Palo, Danilo de la Fuente, Benjamin Sesgundo, Nel Etabag, Alfredo
Mansos and Rolando Salutin on July 8, 1983, and by plaintiffs Edwin Lopez, Manuel
Mario Guzman, Alan Jasminez, Nestor Bodino, Carlos Palma, Arturo Tabara, Joseph
Olayer, Rodolfo Benosa, Belen Diaz Flores, Rogelio Aberca, Alex Marcelino and Elizabeth
Marcelino on July 21, 1983. On November 7, 1983, a Consolidated Reply was led by
defendants' counsel. cdrep
Then, on November 8, 1983, the Regional Trial Court, National Capital Region,
Branch 95, Judge Willelmo C. Fortun, Presiding, 1 issued a resolution granting the
motion to dismiss. It sustained, lock, stock and barrel, the defendants' contention (1)
the plaintiffs may not cause a judicial inquiry into the circumstances of their detention
in the guise of a damage suit because, as to them, the privilege of the writ of habeas
corpus is suspended; (2) that assuming that the court can entertain the present action,
defendants are immune from liability for acts done in the performance of their o cial
duties; and (3) that the complaint states no cause of action against defendants, since
there is no allegation that the defendants named in the complaint con scated plaintiffs'
purely personal properties in violation of their constitutional rights, and with the
possible exception of Major Rodolfo Aguinaldo and Sergeant Bienvenido Balabo,
committed acts of torture and maltreatment, or that the defendants had the duty to
exercise direct supervision and control of their subordinates or that they had vicarious
liability as employers under Article 2180 of the Civil Code. The lower court stated, "After
a careful study of defendants' arguments, the court nds the same to be meritorious
and must, therefore, be granted. On the other hand, plaintiffs' arguments in their
opposition are lacking in merit."
A motion to set aside the order dismissing the complaint and a supplemental
motion for reconsideration was led by the plaintiffs on November 18, 1983, and
November 24, 1983, respectively. On December 9, 1983, the defendants led a
comment on the aforesaid motion of plaintiffs, furnishing a copy thereof to the
attorneys of all the plaintiffs, namely, Attys. Jose W. Diokno, Procopio Beltran, Rene
Sarmiento, Efren Mercado, Augusto Sanchez, Antonio L. Rosales, Pedro B. Ella, Jr., Arno
V. Sanidad, Alexander Padilla, Joker Arroyo, Rene Saguisag, Ramon Esguerra and
Felicitas Aquino.
On December 15, 1983, Judge Fortun issued an order voluntarily inhibiting
himself from further proceeding in the case and leaving the resolution of the motion to
set aside the order of dismissal to Judge Lising, "to preclude any suspicion that he
(Judge Fortun) cannot resolve [the] aforesaid pending motion with the cold neutrality of
an impartial judge and to put an end to plaintiffs' assertion that the undersigned has no
authority or jurisdiction to resolve said pending motion." This order prompted plaintiffs
to le an ampli catory motion for reconsideration signed in the name of the Free Legal
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Assistance Group (FLAG] of Mabini Legal Aid Committee, by Attys. Joker P. Arroyo,
Felicitas Aquino and Arno Sanidad on April 12, 1984. On May 2, 1984, the defendants
filed a comment on said amplificatory motion for reconsideration.
In an order dated May 11, 1984, the trial court, Judge Esteban Lising, Presiding,
without acting on the motion to set aside order of November 8, 1983, issued an order,
as follows:
"It appearing from the records that, indeed, the following plaintiffs, Rogelio
Aberca, Danilo de la Fuente and Marco Palo, represented by counsel, Atty. Jose W.
Diokno, Alan Jasminez, represented by counsel, Atty. Augusto Sanchez, Spouses
Alex Marcelino and Elizabeth Protacio-Marcelino, represented by counsel, Atty.
Procopio Beltran, Alfredo Mansos, represented by counsel, Atty. Rene Sarmiento,
and Rolando Salutin, represented by counsel, Atty. Efren Mercado, failed to le a
motion to reconsider the Order of November 8, 1983, dismissing the complaint,
nor interposed an appeal therefrom within the reglementary period, as prayed for
by the defendants, said Order is now final against said plaintiffs."
Assailing the said order of May 11, 1984, the plaintiffs led a motion for
reconsideration on May 28, 1984, alleging that it was not true that plaintiffs Rogelio
Aberca, Danilo de la Fuente, Marco Palo, Alan Jasminez, Alex Marcelino, Elizabeth
Protacio-Marcelino, Alfredo Mansos and Rolando Salutin failed to le a motion to
reconsider the order of November 8, 1983 dismissing the complaint, within the
reglementary period. Plaintiffs claimed that the motion to set aside the order of
November 8, 1983 and the ampli catory motion for reconsideration was led for all the
plaintiffs, although signed by only some of the lawyers. llcd
In its resolution of September 21, 1984, the respondent court dealt with both
motions (1) to reconsider its order of May 11, 1984 declaring that with respect to
certain plaintiffs, the resolution of November 8, 1983 had already become nal, and (2)
to set aside its resolution of November 8, 1983 granting the defendants' motion to
dismiss. In the dispositive portion of the order of September 21, 1984, the respondent
court resolved:
(1) That the motion to set aside the order of nality, dated May 11, 1984, of
the Resolution of dismissal of the complaint of plaintiffs Rogelio Aberca, Danilo
de la Fuente, Marco Palo, Alan Jasminez, Alex Marcelino, Elizabeth Protacio-
Marcelino, Alfredo Mansos and Rolando Salutin is denied for lack of merit;
(2) For lack of cause of action as against the following defendants, to wit:
1. Gen Fabian Ver
the motion to set aside and reconsider the Resolution of dismissal of the present
action or complaint, dated November 8, 1983, is also denied; but in so far as it
affects and refers to defendants, to wit:
the motion to reconsider and set aside the Resolution of dismissal dated
November 3, 1983 is granted and the Resolution of dismissal is, in this respect,
reconsidered and modified."
Hence, petitioners led the instant petition for certiorari on March 15, 1985
seeking to annul and set aside the respondent court's resolution of November 8, 1983,
its order of May 11, 1984, and its resolution dated September 21, 1984. Respondents
were required to comment on the petition, which it did on November 9, 1985. A reply
was filed by petitioners on August 26, 1986.
We find the petition meritorious and decide to give it due course.
At the heart of petitioners' complaint is Article 32 of the Civil Code which
provides:
ARTICLE 32. Any public o cer or employee, or any private individual who
directly or indirectly obstructs, defeats, violates or in any manner impedes or
impairs any of the following rights and liberties of another person shall be liable
to the latter for damages:
(1) Freedom of religion;
(2) Freedom of speech;
(9) The right to be secure in one's person, house, papers, and effects against
unreasonable searches and seizures;
(10) The liberty of abode and of changing the same;
(18) Freedom from excessive nes, or cruel and unusual punishment, unless
the same is imposed or in icted in accordance with a statute which has not been
judicially declared unconstitutional; and
(19) Freedom of access to the courts. LLjur
In any of the cases referred to in this article, whether or not the defendant's act or
omission constitutes a criminal offense, the aggrieved party has a right to
commence an entirely separate and distinct civil action for damages, and for
other relief. Such civil action shall proceed independently of any criminal
prosecution (if the latter be instituted), and may be proved by a preponderance of
evidence.
The indemnity shall include moral damages. Exemplary damages may also be
adjudicated.
The responsibility herein set forth is not demandable from a judge unless his act
or omission constitutes a violation of the Penal Code or other penal statute.
On January 17, 1981, the President issued Proclamation No. 2045 lifting martial
law but providing for the continued suspension of the privilege of the writ of
habeas corpus in view of the remaining dangers to the security of the nation. The
proclamation also provided "that the call to the Armed Forces of the Philippines to
prevent or suppress lawless violence, insurrection, rebellion and subversion shall
continue to be in force and effect."
Petitioners allege in their complaint that their causes of action proceed from
respondent General Ver's order to Task Force Makabansa to launch preemptive
strikes against communist terrorist underground houses in Metro Manila.
Petitioners claim that this order and its subsequent implementation by elements
of the task force resulted in the violation of their constitutional rights against
unlawful searches, seizures and arrest, rights to counsel and to silence, and the
right to property and that, therefore, respondents Ver and the named members of
the task force should be held liable for damages.
The immunity of public o cers from liability arising from the performance of
their duties is now a settled jurisprudence (Alzua v. Johnson, 21 Phil. 308; Zulueta
v. Nicolas, 102 Phil. 944; Spalding v. Vilas, 161 US 483; 40 L. Ed. 738, 16 S. Ct.
631; Barr v. Mateo, 360; Butz v. Economon, 438 US 478; 57 L. Ed. 2d 895, 98 S. Ct.
2894; Scheuer v. Rhodes, 416 US 232; Forbes v. Chuoco Tiaco, supra; Miller v. de
Leune, 602 F. 2d 198; Sami v. US, 617 F. 2d 755).
Respondents-defendants who merely obeyed the lawful orders of the President
and his call for the suppression of the rebellion involving petitioners enjoy such
immunity from suit." 3
Petitioners have a point in contending that even assuming that the suspension of
the privilege of the writ of habeas corpus suspends petitioners' right of action for
damages for illegal arrest and detention, it does not and cannot suspend their rights
and causes of action for injuries suffered because of respondents' con scation of their
private belongings, the violation of their right to remain silent and to counsel and their
right to protection against unreasonable searches and seizures and against torture and
other cruel and inhuman treatment.
However, we nd it unnecessary to address the constitutional issue pressed
upon us. On March 25, 1986, President Corazon C. Aquino issued Proclamation No. 2,
revoking Proclamation Nos. 2045 and 2045-A and lifting the suspension of the privilege
of the writ of habeas corpus. The question therefore has become moot and academic.
This brings us to the crucial issue raised in this petition. May a superior o cer
under the notion of respondeat superior be answerable for damages, jointly and
severally with his subordinates, to the person whose constitutional rights and liberties
have been violated?
Respondents contend that the doctrine of respondeat superior is inapplicable to
the case. We agree. The doctrine of respondeat superior has been generally limited in
its application to principal and agent or to master and servant (i.e. employer and
employee) relationship. No such relationship exists between superior o cers of the
military and their subordinates.
Be that as it may, however, the decisive factor in this case, in our view, is the
language of Article 32. The law speaks of an o cer or employee or person "directly" or
"indirectly" responsible for the violation of the constitutional rights and liberties of
another. Thus, it is not the actor alone (i.e. the one directly responsible) who must
answer for damages under Article 32; the person indirectly responsible has also to
answer for the damages or injury caused to the aggrieved party.
By this provision, the principle of accountability of public o cials under the
Constitution 5 acquires added meaning and assumes a larger dimension. No longer
may a superior o cial relax his vigilance or abdicate his duty to supervise his
subordinates, secure in the thought that he does not have to answer for the
transgressions committed by the latter against the constitutionally protected rights
and liberties of the citizen. Part of the factors that propelled people power in February
1986 was the widely held perception that the government was callous or indifferent to,
if not actually responsible for, the rampant violations of human rights. While it would
certainly be too naive to expect that violators of human rights would easily be deterred
by the prospect of facing damage suits, it should nonetheless be made clear in no
uncertain terms that Article 32 of the Civil Code makes the persons who are directly, as
well as indirectly, responsible for the transgression joint tortfeasors.
In the case at bar, the trial court dropped defendants General Fabian Ver, Col.
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Fidel Singson, Col. Rolando Abadilla, Col. Gerardo Lantoria, Jr., Col. Galileo Kintanar, Col.
Pan lo Lacson, Capt. Danilo Pizarro, 1st Lt. Pedro Tango, Lt. Romeo Ricardo and Lt.
Ricardo Bacalso from the complaint on the assumption that under the law, they cannot
be held responsible for the wrongful acts of their subordinates. Only Major Rodolfo
Aguinaldo and Master Sgt. Bienvenido Balaba were kept as defendants on the ground
that they alone "have been speci cally mentioned and identi ed to have allegedly
caused injuries on the persons of some of the plaintiffs, which acts of alleged physical
violence constitute a delict or wrong that gave rise to a cause of action." But such
finding is not supported by the record, nor is it in accord with law and jurisprudence.
Firstly, it is wrong to limit the plaintiffs' action for damages to "acts of alleged
physical violence" which constituted delict or wrong. Article 32 clearly speci es as
actionable the act of violating or in any manner impeding or impairing any of the
constitutional rights and liberties enumerated therein, among others —
1. Freedom from arbitrary arrest or illegal detention;
2. The right against deprivation of property without due process of law;
3. The right to be secure in one's person, house, papers and effects against
unreasonable searches and seizures;
The complaint in this litigation alleges facts showing with abundant clarity and
details, how plaintiffs' constitutional rights and liberties mentioned in Article 32 of the
Civil Code were violated and impaired by defendants. The complaint speaks of, among
others, searches made without search warrants or based on irregularly issued or
substantially defective warrants; seizures and con scation, without proper receipts, of
cash and personal effects belonging to plaintiffs and other items of property which
were not subversive and illegal nor covered by the search warrants; arrest and
detention of plaintiffs without warrant or under irregular, improper and illegal
circumstances; detention of plaintiffs at several undisclosed places of "safehouses"
where they were kept incommunicado and subjected to physical and psychological
torture and other inhuman, degrading and brutal treatment for the purpose of extracting
incriminatory statements. The complaint contains a detailed recital of abuses
perpetrated upon the plaintiffs violative of their constitutional rights.
Secondly, neither can it be said that only those shown to have participated
"directly" should be held liable. Article 32 of the Civil Code encompasses within the
ambit of its provisions those directly, as well as indirectly, responsible for its violation.
The responsibility of the defendants, whether direct or indirect, is amply set forth
in the complaint. It is well established in our law and jurisprudence that a motion to
dismiss on the ground that the complaint states no cause of action must be based on
what appears on the face of the complaint. 6 To determine the su ciency of the cause
of action, only the facts alleged in the complaint, and no others, should be considered. 7
For this purpose, the motion to dismiss must hypothetically admit the truth of the facts
alleged in the complaint. 8
Applying this test, it is difficult to justify the trial court's ruling, dismissing for lack
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of cause of action the complaint against all defendants, except Major Rodolfo
Aguinaldo and Master Sgt. Bienvenido Balaba. The complaint contained allegations
against all the defendants which, if admitted hypothetically, would be su cient to
establish a cause or causes of action against all of them under Article 32 of the Civil
Code.
This brings us to the last issue. Was the trial court correct in dismissing the
complaint with respect to plaintiffs Rogelio Aberca, Danilo de la Fuente, Marco Palo,
Alan Jazminez, Alex Marcelino, Elizabeth Protacio-Marcelino, Alfredo Mansos and
Rolando Salutin, on the basis of the alleged failure of said plaintiffs to le a motion for
reconsideration of the court's resolution of November 8, 1983, granting the
respondent's motion to dismiss?
It is undisputed that a timely motion to set aside said order of November 8, 1983
was led by "plaintiffs, through counsel." True, the motion was signed only by Atty.
Joker P. Arroyo, counsel for Benjamin Sesgundo; Atty. Antonio Rosales, counsel for
Edwin Lopez and Manuel Martin Guzman; Atty. Pedro B. Ella, Jr., counsel for Nestor
Bodino and Carlos Palma; Atty. Arno V. Sanidad, counsel for Arturo Tabara; Atty.
Felicitas S. Aquino, counsel for Joseph Olayer; and Atty. Alexander Padilla, counsel for
Rodolfo Benosa.
But the body of the motion itself clearly indicated that the motion was led on
behalf of all the plaintiffs. And this must have been also the understanding of
defendants' counsel himself for when he led his comment on the motion, he furnished
copies thereof, not just to the lawyers who signed the motion, but to all the lawyers of
plaintiffs, to wit: Attys. Jose W. Diokno, Procopio Beltran, Rene Sarmiento, Efren
Mercado, Augusto Sanchez, Antonio Rosales, Pedro Ella, Jr., Arno Sanidad, Alexander
Padilla, Joker Arroyo, Rene Saguisag, Ramon Esguerra and Felicitas S. Aquino.
In ling the motion to set aside the resolution of November 8, 1983, the signing
attorneys did so on behalf of all the plaintiffs. They needed no speci c authority to do
that. The authority of an attorney to appear for and in behalf of a party can be assumed,
unless questioned or challenged by the adverse party or the party concerned, which
was never done in this case. Thus, it was grave abuse on the part of respondent judge
to take it upon himself to rule that the motion to set aside the order of November 8,
1953 dismissing the complaint was led only by some of the plaintiffs, when by its very
language it was clearly intended to be led by and for the bene t of all of them. It is
obvious that the respondent judge took umbrage under a contrived technicality to
declare that the dismissal of the complaint had already become nal with respect to
some of the plaintiffs whose lawyers did not sign the motion for reconsideration. Such
action tainted with legal infirmity cannot be sanctioned. cdphil
Accordingly, we grant the petition and annul and set aside the resolution of the
respondent court, dated November 8, 1983, its order dated May 11, 1984 and its
resolution dated September 21, 1984. Let the case be remanded to the respondent
court for further proceedings. With Costs against private respondents.
SO ORDERED.
Fernan, Narvasa, Melencio-Herrera, Cruz, Paras, Feliciano, Gancayco, Bidin,
Sarmiento, Cortes and Griño-Aquino, JJ., concur.
Teehankee, C.J., concurs with a separate opinion.
Gutierrez, Jr., J., in the result.
Padilla, J., took no part; related to counsel for Rodolfo Benosa.
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Separate Opinion
TEEHANKEE, C .J ., concurring :
The Court's judgment at bar makes clear that all persons, be they public o cers
or employees, or members of the military or police force or private individuals who
directly or indirectly obstruct, defeat, violate or in any manner impede or impair the
constitutional rights and civil liberties of another person, stand liable and may be sued
in court for damages as provided in Art. 32 of the Civil Code.
The case at bar speci cally upholds and reinstates the civil action for damages
led in the court below by petitioners-plaintiffs for illegal searches conducted by
military personnel and other violations of their constitutional rights and liberties. At the
same time it rejects the automatic application of the principle of respondeat superior
or command responsibility that would hold a superior o cer jointly and severally
accountable for damages, including moral and exemplary, with his subordinates who
committed such transgressions. However, the judgment gives the caveat that a
superior o cer must not abdicate his duty to properly supervise his subordinates for
he runs the risk of being held responsible for gross negligence and of being held under
the cited provision of the Civil Code as indirectly and solidarily accountable with the
tortfeasor. prcd
The rationale for this rule of law was best expressed by Brandeis in this wise: "In
a government of laws, existence of the government will be imperilled if it fails to
observe the law scrupulously. Our government is the potent omnipresent teacher. For
good or ill, it teaches the whole people by example. Crime is contagious. If the
government becomes the law breaker, it breeds contempt for the law, it invites every
man to become a law unto himself, it invites anarchy. To declare that in the
administration of criminal law the end justi es the means . . . . would bring terrible
retribution." 1
As the writer stressed in Hildawa vs. Enrile 2 which was an action to enjoin the
operations of the dreaded secret marshals during the past regime, "In a democratic
state, you don't stop to the level of criminals. If we stoop to what they do, then we're no
better than they . . . there would be no difference." . . . The Supreme Court stands as the
guarantor of the Constitutional and human rights of all persons within its jurisdiction
and cannot abdicate its basic role under the Constitution that these rights be respected
and enforced. The spirit and letter of the Constitution negates as contrary to the basic
precepts of human rights and freedom that a person's life be snuffed out without due
process in a split second even if he is caught in agrante delicto — unless it was called
for as an act of self-defense by the law agents using reasonable means to prevent or
repel an unlawful aggression on the part of the deceased."
Needless to say, the criminal acts of the "Sparrow Units" or death squads of the
NPA which have in ltrated the cities and suburbs and performed their despicable
killings of innocent civilians and military and police o cers constitute an equally
perverse violation of the sanctity of human life and must be severely condemned by all
who adhere to the Rule of Law.
It need only be pointed out that one of the rst acts of the present government
under President Corazon C. Aquino after her assumption of o ce in February, 1986
was to le our government's rati cation and access to all human rights instruments
adopted under the auspices of the United Nations, declaring thereby the government's
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commitment to observe the precepts of the United Nations Charter and the Universal
Declaration of Human Rights. More than this, pursuant to our Constitution which the
people decisively rati ed on February 2, 1987, the independent o ce of the
Commission on Human Rights has been created and organized with ample powers to
investigate human rights violations and take remedial measures against all such
violations by the military as well as by the civilian groups. LibLex
Footnotes
1. The Presiding Judge of Branch 95, Judge Esteban M. Lising, was allowed to go on leave,
per resolution of the Supreme Court on October 18, 1983, and Judge Willelmo C. Fortun
was authorized to take cognizance of all kinds of cases of Branch 95 during the former's
absence.
2. Joseph Charmont, French Legal Philosophy, Mcmillan Co., New York, 1921, pp. 72-73.
6. Azur v. Provincial Board, 27 SCRA 50, 57; Garcon v. Redemptorist Fathers, 17 SCRA 341.
7. Adamos v. J. M. Tuazon , 25 SCRA 529; Socorro v. Vargag , 25 SCRA 592, 596; La Suerte
Cigar & Cigarette Factory vs. Central Azucarera de Davao, 23 SCRA 686, 690.
8. Garcon vs. Redemptorist Fathers, supra; PNB vs. Hipolito, 13 SCRA 20.
TEEHANKEE, C.J., concurring: