ESFD Report Final
ESFD Report Final
Consultancy Services:
Environmental and Social Impact Assessment,
Resettlement Policy and Baseline Surveys
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                               Republic of Albania
                 Ministry of Agriculture and Rural Development
Consultancy Services:
Environmental and Social Impact Assessment, Resettlement
Policy and Baseline Surveys
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                                             Table of Contents
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2          INTRODUCTION                                                                    2-1
2.1        Preamble                                                                        2-1
2.2        Layout and Structure of this Report                                             2-1
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6.8        Water Quality                                                                6-13
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12         IMPLEMENTATION PLAN - REPORTING PROCEDURES                                        12-1
12.1       Implementation Schedule                                                           12-1
12.2       Reporting procedures                                                              12-1
15         ANNEXES                                                                           15-1
15.1       Annex A1  Questionnaire for EU Candidature  Point 54 For PPP                    15-1
15.2       Annex A2  List of Pesticides permitted- not permitted for import into Albania     15-
           8
15.3       Annex B - Environmental Screening Procedures                                     15-10
15.4       Annex C - Details of Public Consultation and Questionnaires                      15-15
15.5       Annex D - Further details on Protected Areas                                     15-32
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                                                      List of Figures
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                                                     List of Tables
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Table 4-1: Proposed Screening Criteria for World Bank and Albanian EA Procedures........................4-1
Table 5-1: Details on the Location and Statistics of Dams and proposed I&D areas...........................5-5
Table 5-2: Summarised Data on Irrigation and Drainage Schemes......................................................5-6
Table 5-3: Tabulated data on Group 1 reservoirs and I&D schemes....................................................5-7
Table 5-4: Tabulated data on Group 2 reservoirs and I&D schemes...................................................5-11
Table 5-5: Tabulated data on Group 3 reservoirs and I&D schemes..................................................5-13
Table 5-6: Details on the current condition of dams and reservoirs...................................................5-24
Table 5-7: Details on the main rehabilitation works proposed on dams and reservoirs......................5-26
Table 6-1: General Data on Climate for Dam and Reservoir I&D Schemes Sites................................6-3
Table 6-2: Calculated Seismic Parameters for dams.............................................................................6-5
Table 6-3: Soil Erosion in River Basins in Albania..............................................................................6-8
Table 6-4: General Hydrological Characteristics of the Drini and Buna Rivers.................................6-10
Table 6-5: Gauging Stations within Drin and Seman catchments and major flood events.................6-11
Table 6-6: Average Monthly Discharge on the Drini and Seman Rivers............................................6-11
Table 6-7: Water Quality Results from Drini River 2007-2010..........................................................6-14
Table 6-8: Water Quality from the Seman River................................................................................6-14
Table 6-9: Water Quality Results from Seman River 2007-2010.......................................................6-15
Table 6-10: Details of Protected areas in Albania............................................................................... 6-16
Table 6-11: Details of Protected areas in Districts containing reservoirs under the study..................6-18
Table 6-12: Natural demographic structure of the Districts................................................................6-21
Table 6-13: Migration within the Districts......................................................................................... 6-21
Table 6-14: Population and Families within the Districts...................................................................6-22
Table 6-15: Average Farm Size and numbers of families within the schemes....................................6-23
Table 6-16: Unemployment within the Districts................................................................................. 6-24
Table 6-17: Unemployment within the Districts................................................................................. 6-24
Table 6-18: Health Facilities within the Districts...............................................................................6-25
Table 6-19: Land Use within the Districts.......................................................................................... 6-25
Table 6-20: Aggregated Structure of Cropped Area within all Schemes............................................6-26
Table 6-21: Current crop pattern and intensity within all Schemes....................................................6-27
Table 6-22: Current crop pattern and intensity within all Schemes....................................................6-28
Table 6-23: Average amounts of Chemical Fertiliser and Pesticide Use by District (kv/farm)..........6-29
Table 6-24: Chemical and Pesticide Use per I&D Scheme (kv).........................................................6-29
Table 6-25: Travelling time from Capital city to District centres.......................................................6-32
Table 6-26: Travelling time from District centres to village/reservoir/I&D sites...............................6-32
Table 7-1: Screening of Positive Environmental Impacts.....................................................................7-1
Table 7-2: Screening of Negative Environmental Impacts...................................................................7-2
Table 8-1: Screening of Positive Socio-Economic Impacts..................................................................8-1
Table 8-2: Screening of Negative Socio-Economic Impacts................................................................8-2
Table 10-1: Environmental and Social Mitigation Plan for Dam Safety Rehabilitation.....................10-3
Table 10-2: Environmental and Social Mitigation Plan for I&D Scheme Rehabilitation.................10-12
Table 10-3: Monitoring Variables, Linkages, Indicators and Baseline Data to be considered..........10-25
Table 10-4: Cumulative Impacts -Monitoring Indicators and Possible External Factors.................10-26
Table 10-5: Environmental and Social Monitoring Plan..................................................................10-28
Table 12-1: Proposed Communication Pathway................................................................................. 12-3
Table 12-2: Suggestions of External Reporting.................................................................................. 12-4
Table 13-1: Preliminary Estimates of ESMP Costs............................................................................13-1
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 ACRONYMS AND ABBREVIATIONS
 NSDI             National Strategy for Development and Integration
 NWC              National Water Council
 O&M              Operation and Maintenance
 OP               World Bank Operational Policy
 %                percentage
 PCP              Public Consultation Plan
 PGA              Peak Ground Acceleration
 PIM              Project Implementation Manual
 PIU              Project Implementation Unit
 PPP              Plant Protection Products
 QTTB             Centre for Agricultural Technology Transfer
 RAPs             Resettlement Action Plans
 RBMP             River Basin Management Plans
 RCC              Rehabilitation Construction Consultant
 REA              Regional Environmental Agency
 RPF              Resettlement Policy Framework
 SEA              Strategic Environmental Assessment
 SEC              Supervision Engineering Consultant
 SIA              Social Impact Assessment
 SIDA             Swedish International Development Agency
 TA               Technical Assistance
 TDS              Total Dissolved Solids
 TOR              Terms of Reference
 TS               Technical Secretariat of NWC
 TSS              Total Suspended Solids
 TWL              Top Water Level
 USD              United States Dollar
 UK               United Kingdom
 WB               The World Bank
 WFD              EU Water Framework Directive
 WRC              World Soil Reference Base Classification
 WRIP             Water Resources and Irrigation Project
 WRMP             Water Resources Management Project
 WUA/Os           Water User Association/Organization
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1          EXECUTIVE SUMMARY
The main purpose of the Environmental and Social Framework Document (ESFD) is to ensure the dams,
reservoirs and irrigation and drainage (I&D) schemes that are to be rehabilitated comply with the existing
laws, regulations and customs in Albania as well as with the World Banks Operation Policies and
Safeguard Measures. Other aims of the ESFD will be to identify the most critical, overall environmental
issues for the irrigation sector in Albania and to assist Government of Albania (GoA) in developing
capacity for environmental impact assessment (EIA) within irrigation/agricultural sector projects; and
finally to develop environmental guidelines for water and irrigation projects in Albania, through design
and implementation to the monitoring and evaluation of results.
It is important to make clear that this ESFD covers all types of potential situations associated with
rehabilitation of dam and I&D schemes and not all the mitigation measures may apply in all cases.
The main laws concerning the Water Resources Irrigation Project (WRIP) are as follows:
   Decision of CoM Nr. 1108 dated 30.12.2015, On Transferring of irrigation and drainage
    infrastructure, staff and assets from Drainage Boards to Municipalities.
   Decision of CoM No. 92, date 4.02.2015 On some changes and additions to decision No. 945, dated
    9.10.2013, of the Council of Ministers, "On the determination of the state responsibility campaign of
    the Ministry of Environment", amended.
   Decision of CoM No. 91, date 4.02.2015 On some addition to decision no.939, dated 9.10.2013, of
    the Council of Ministers, "On determining the state liability area of the Ministry of Agriculture and
    Rural Development" (Following DCM no. 91 and 92 dated 4.02.2015, the responsibility of the
    Water Policy Directorate was transferred from the Ministry of Environment, Forests and Water
    Administration (MEFWA) to the Ministry of Agriculture and Rural Development MARD) responsible
    for managing irrigation, drainage and flood protection)
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   Law on the Regulatory Framework in the Sector of Water Supply and Waste Water Administration
    (No. 9915) and 2009 Ministerial Order No. 66, 2008
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   Law on Environmental Protection (1993), amended in 2002 and 2008 including EIA
   Law on Protection of transboundary Lakes, (No 9103 in 2003).
   Law On the Environmental Treatment of Wastewater (No. 9115 in 2003).
   Decision of the Council of Ministers (DCM) no. 177, dt 31.03.2005 On the allowed norms of liquid
    discharges and the zone criteria for the receiving water
   Legal Framework on EIA Environmental impact assessment (EIA) was introduced in Albania in the
    Law on Environmental Protection (No. 7664 of January 21, 1993) and amended by Law No. 8364 of
    July 2, 1998.
   Law no. 8681, dated 2.11.2000 "On the design, construction, use and maintenance of dams and
    dumps.
   Law No. 7662 of 1993 (amended by Law 8529 in 1999, then amended by law 9362 in 2005 and
    finally supplemented by Law 9908 in 2008), on the Plant Protection Service provides for the
    organization of the Service and for parasite control, pesticides and plant quarantine. The Ministry of
    Agriculture and Food is responsible for the application of this Law.
   Law 9108 of 2003on chemical substances and preparations- This Law regulates the use and
    management of chemical substances and preparations with a view to protecting animal and human
    health as well as the environment. Producers and importers of chemical substances shall apply for
    registration, according to articles 9 and 10.
The National Water Council (NWC) is the primary authority responsible for water resources management
in Albania, whilst the Ministry of Agriculture and Rural Development (MARD) is responsible for
managing water resources, irrigation, drainage and flood protection. The NWC is supported by the
Technical Secretariat of National Water Council (TSNWC), established by Decision of the
Council of Ministers (DCM No. 230, dated 23.4.2014 on Composition organization and
functioning of TSNWC). The Technical Secretariat of NWC implements water policy.
The Ministry of Tourism and Environment is responsible for environmental protection of forestry,
fisheries and water quality control.
The General Directorate of Water Supply and Sewerage (GDWSS) of the Ministry of Infrastructure and
Energy (MIE) is responsible for technical support to the water infrastructure, whilst municipal water
utility responsibility was devolved to the local government with authority for administration, investment,
maintenance, and regulation.
Authority over the river basins is quite complex.
Water management is organised at the Water Basins level through six Water Basin Councils (WBC), each
of which having a Water Basin Agency (WBA). Each of the Water Basin Councils (WBC) is chaired by
one of the responsible Prefects and is comprised of between 9 and 19 members representing ministries,
LGUs, businesses and consumers in the basin (DCM no. 342 dated 4 May 2016 on the approval of the
territorial and hydrographic boundaries of river basins in the Republic of Albania and composition of the
council of each of them). The Water Basin Councils are assisted by Water Basin Agencies (WBAs), which
function as a technical secretariat for the WBC Both the WBC and WBA are independent of each other.
They are responsible for implementing the LWR. They perform the technical evaluation of applications
for water abstraction (surface and groundwater), make recommendations for approval by the RBC,
support municipalities in solving problems related to water resources and are responsible for on-site
inspection of all activities related to water resources use.
The WBC approves licences which have been reviewed by the WBA.
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Four Regional Directorate of Irrigation and Drainage (DIDs) funded by MARD are established under new
law On Administration of Irrigation and Drainage. While the municipalities are responsible for
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management of irrigation and drainage systems already transferred to them.
Water User Organizations (WUOs) are expected to be active in medium term, being responsible for
operation and maintenance (O&M) of tertiary canals.
The following procedure needs to be followed: 13 site-specific ESMPs will be prepared by the MARD
(one for every reservoir  Kurjan and Strum share the same reservoir). One public consultation will be
held for each reservoir sub project. A number of sample site specific ESMPs have been prepared during
project preparation.
The public consultation will occur when the ESMP is in a draft phase and the findings of the draft ESMP
will be discussed. The views of the public will be incorporated in the final ESMP.
.
MTE will need to approve the ESMP and once this is obtained, a relevant environmental permit issued.
The World Bank will review and provide no objection to the consultation result and Site Specific ESMPs.
The project requires the rehabilitation and revitalization of 13 agricultural reservoirs, some which are
more than 50 years old, located throughout Albania in the northern part of Central Mountain Region, the
southern Part of Central Mountain Region, within the Intermediary Zone of the Adriatic Pre Lowland
Region, on the Intermediary Zone of the Hilly Central Region, and on the Intermediary zone between the
Hilly Central Region and the Southern Mountain Region. The sites are located within the districts of
Kukes, Kora, Berat, Fier, Lushnja and Saranda where agriculture remains the most important income
and economic output.
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The I&D schemes at the sites are in very poor shape with only 44% of the intended irrigated area
operational, all reliant upon gravity systems, the pumped systems have broken down many years ago.
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Essentially all dams and I&D schemes require some rehabilitation work; some more than others; one dam
needs to be rebuilt; some have bad siltation; and some have some stability issues. A geotechnical survey is
planned to be undertaken at all 14 sites during the detailed design stage. The I&D schemes vary in their
state of repair, some are generally still functional but others are completely broken. The options for
rehabilitation in this case are using gravity in most cases as this is the least cost option for sustainable
development.
The full extent of the rehabilitation works will not be known until after the detailed design. However, an
important point is that the intended rehabilitation of the dams and I&D schemes are all taking place
within the existing footprint of already established reservoirs and irrigated areas and no new land areas
will be taken as a result of the development. The rehabilitation works are also not near to, nor will they
affect, any protected areas as they are located a long distance from them. The sites for the rehabilitation
are also already heavily modified by past human interventions. Notwithstanding, four of the dam sites are
intended to have their crest raised by between 0.3 and 0.5 metres with a rise in top water level (TWL) and
this may impact on some shorelines and land surrounding the specific reservoirs, but in all cases this land
is the property of the state. Specific details of the extent of the flooded area at the raised TWL are not
known at this stage, but will become apparent during the detailed design.
1.4       Baseline
The Climate is generally Mediterranean and characterised by four seasons and influenced by
environmental characteristics such as geographical position, geomorphology, hydrology etc. Snow and
ice are common in the mountains in winter and the majority of the rain falls between Oct and April. June
and July are normally the hottest months. Winds are influenced by the geomorphology and the Adriatic
Sea. The ambient air conditions at the reservoir sites are generally good under natural circumstances as
they are quite far away from the cities or industrial areas.
The geology of the sites varies, but the most abundant rocks are magmatic (igneous) effusive sedimentary
and calcareous formations, which have been effected by a number of mountain building periods that
continue to this day. This is evident from the seismic conditions of the area where some of the sites lie
within quite seismically active zones. The detailed design for the rehabilitation works will analyse the
seismic effects on the reservoir sites.
Soils are varying widely throughout the sites and are heavily dependent upon the underlying geology,
flora and vegetation types, climate and exposure, water presence and effects etc. In the more elevated
areas, the soils are prone to heavy erosion. According to the World Soil Reference Base Classification
regosols, leptosols, cambisol, luvisols, and vertisols are present at the sites.
The sites lie within two basins; the Drini River (covering the sites in Tropoja and Kukes) and the Seman
River which covers the remaining sites. The Seman has two main tributaries; the Devolli and the Osum
rivers. The Drini is the longest river in Albania and combined with the Buna discharges about
21.4Mm3/yr of water to the sea. The Devolli River is the largest branch of the Seman River; accounting
for 88% of the discharge water.
The Albanian rivers are characterized by being highly erosive and with high turbidity. Notwithstanding,
the Drini River does not suffer from siltation problems as much as other areas. Karstic waters are also
common and influence the water quality particularly in the Seman River. Anthropogenic activity has also
negatively influenced the water quality and this is made worse by the lack of wastewater treatment. The
northern sites are not as badly affected by this. The quality of the irrigation water is also a cause for
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concern at Murriz Thana in the dry season where high salinity is recorded and this can have a damaging
effect on crops. There is also potential for oil contamination near to the Zharrez reservoir site due to the
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surrounding oil extraction industry, but clean up and containment has been undertaken recently due to
numerous hotspot clearance projects. The Seman Basin flows to the sea near to the Karavasta Lagoon
and it is important that irrigation return water from reservoirs in the Fier District do not influence the
water quality flowing into this protected area. Besides this site, none of the other protected sites in
Albania (15% of the whole of Albania has protected status) appear to be affected by the rehabilitation
works on the project.
The natural vegetated areas surrounding the study sites exhibit bush vegetation, comprised by
evergreen makia. In the hills, below 800masl, this vegetation is substituted by plantations, mostly olives
or fruit trees. With increasing altitude the main vegetation changes to oak (Quercus), beech (Fagus
Sylvatica), as well as hop hornbeam (Ostria Carpinifolia) and oriental hornbeam (Carpinus Orientalis).
At the altitude of 1,000masl and above woodlands of ash (Fraxinus) and pine (Pinus) appear. None of the
dam and reservoir sites are near to denominated national parks, national monuments or other protected
sites of special interest.
The fauna of the sites under the study is typical to Balkan and European elements. The areas surrounding
the sites are not very rich in wildlife primarily due to the close proximity of human settlements that have
existed in the area for a long time. In the more remote forest areas wolves, bears, wild cats and other
mammals occur and have a protected status. Around the reservoir sites and their surroundings many
different kind of raptors, reptiles and amphibians can be seen. The lake/reservoir waters have some fish
species introduced such as carp (Cyprinidae) etc. Within the upper streams of the study areas indigenous
fish species (i.e. Greyling (Salmos Thymallus)) are observed. The reservoir sites are situated within areas
which have been predominantly adapted for agricultural production. From the surveys undertaken at the
time of the site visits to the 14 dam sites and the 13 associated I&D schemes no flora or fauna was
identified within these project areas that could be considered to be at risk or threatened.
There are more people living within the rural areas than in urban centres. This can be interpreted by the
importance of agriculture development and irrigation needs in such regions. The areas have seen
migration away from the districts in the past 20 years, but this has now changed due to Albania obtaining
the right for free movement within EU countries, In the past two years the economic crisis in Europe has
implied that more Albanians have now returned home and represent a valuable labour resource for rural
development. Family sizes at the reservoir sites average between 5-6 people, the most populated districts
are Fier and then Lushnje, Berat, Kora etc. Farm sizes have decreased substantially from the days of the
cooperative farms and now average 1.2ha/farm.
Unemployment is quite high in the districts under review, but this is primarily in the urban centres. In the
rural areas, many of the people are self-employed on their own farms and are dependent upon an income
from marketing their produce. Health and social insurance is very low in these rural areas, with only a
few people from villages working in the state sector that qualify for health and social insurance.
Albanian is spoken throughout the project areas. Islam is the main religion, although the sites in Kora
district also have a high number of Orthodox, due to their proximity to Greece. Education follows similar
patterns to the rest of Albania, with better facilities in the towns of Fier and Kora. A similar pattern
emerges for health services with Kukes being the worst off, due to the districts remoteness.
Land use is related to land tenure, the state owns the protected areas, reservoirs, rivers etc. but this land
can be offered with a concession to private developers. In general, agricultural production is expected to
increase over the next few years, with more demand for fertilisers and pesticides, but with crop
production and tonnages increasing. However, there are factors that will hinder this development, such as
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the excessively low income levels and continued poverty of the rural population that will reduce in part
the use of fertilizers and pesticides because they are not affordable by the majority. This on the one hand
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is good for the environment as it helps prevent excessive water pollution, but on the other hand, crop
production quality and quantity is reduced. Nonetheless, there will be need for strengthening of capacity
to the MAFCP outreach services to promote IPM approaches and training in the project areas. Training
will include risks, hazards and safe practices for handling, storing, using and disposal of pesticides but
also sustainable pest management based on an IPM approach. Provisions for this training will be
described in the site specific ESMPs for the I&D schemes.
The poor state of irrigation reservoirs and canals is also influencing a reduction of agricultural products.
Furthermore, problems of climatic change and malfunction of draining channels has created problems
with flooding during extreme rainfall events.
Within the areas of the irrigation schemes and reservoirs, the most popular crops are forages and alfalfa or
lucerne, with wheat grown in winter and spring, and maize grown in the summer. Small lands or gardens
are planted with vegetables. Beans and hay are grown also in Kukes district. There are a lot of fruit tree
plantations in Kora, Fier and Lushnje and Berat. In the southern areas, livestock dominates, with dairy
cows accounting for around 90% of the bovine structure
Negative environmental impacts tend to mainly occur during the construction phase and are summarised
as follows:
   Improvement to local incomes through employment in short term and long term
   Improvement to local and national economy
   Financial and educational improvements with an improvement in land value
   Social and cultural improvements with a more stable population
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   Reduction in reservoir capacity during the construction limits agricultural production that could lead
    to unemployment and financial stress
   Conflicts between stakeholders on use of reservoir water (i.e. fisheries, irrigation or hydropower)
   Create differences/jealousy between owners of land under irrigation and those without.
   Poor quality of irrigation waters can reduce or destroy crop yields.
   Danger to public safety with irrigation canals and pesticide residue
   Disruption to farming practices during construction
1.6      Alternatives
The following alternatives were reviewed;
 The zero option
 The delayed project option
 Alternative Site relocation option.
Besides the alternatives referred to above alternative sources of water and demand reduction through
conservation and re-use and water management and monitoring were considered but were found to be
unrealistic and to have similar impacts to the current project under consideration.
None of the above options would be suitable; the 14 dams already exist, the 13 reservoirs are already in
existence and have been periodically filled and emptied over a number of years. The I&D schemes are
already in existence and there is no change to their existing footprint. The intended rehabilitation works
on the dams for safety and on the I&D schemes will improve the reliability and efficiency of this
irrigation resource.
Strengthening of the institutional framework can help the facilitation of the ESMP. This can include
issues such as improvements on legal and institutional management of I&D systems. Some suggestions
for the improvement of the legislation framework might be:
   Define the role, competencies and responsibilities of local government units (municipalities) in I&D
    management as a way to improve sector performance. This role may involve:
          The transfer of right to use a substantial portion of infrastructure (small and medium
         reservoirs, second and third channels of irrigation and drainage etc.) and transfer of
         responsibility for operation and maintenance of net transfer of infrastructure;
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          structures and support for strengthening and functioning of the WUO
           Fixing the irrigation service fees / drainage and collection aiming at a gradual coverage of the
          costs.
           Updating the laws on pesticide use and on raising awareness and promotion of integrated
          pesticide management (IPM) by increasing monitoring provision
   Mobilizing financial resources from other units of local government itself or securing grants from the
    state budget based on needs.
It is anticipated that monitoring will be conducted during all phases of the project: namely design (pre-
construction), construction, operation and maintenance. The EMoP will play a pivotal role in ensuring
that the trends for specific parameters are tracked and it will provide information on compliance with
legislative norms, set guidelines or desirable operational limits; and form the basis for corrective actions
and modification of activities if necessary. The intensity of sampling will depend on the time and location
of the development activities and results derived from monitoring data.
The EMoP will take into consideration the scope of development, environmental and social sensitivity
and the financial and technical means available. The EMoP will identify and describe the indicators to be
used, the frequency of monitoring and the standard (baseline) against which the indicators will be
measured for compliance with the ESMP.
In general the meetings were conducted in a cordial manner and were very informative. Issues that arose
were on matters regarding the water quality of the water, this particularly concerned Murriz Thana
reservoir.
At least two other reservoirs are used or intended for use as small scale hydropower production. Belesova
reservoir has a small hydropower facility and one is intended for Murriz Thana
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Other points that were raised were on the siltation, as many of the sites were prone to high rates of
sedimentation which is seriously reducing the reservoir capacity.
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In most of the sites drinking water is obtained from wells or other natural water sources, and it is of
satisfactory quality. Sewage is discharged into tanks (not septic) but small amounts are flushed into the
reservoirs (e.g. Belesova reservoir) during heavy rainfall. New buildings (house and restaurants) are
being built close to the reservoirs and there is some concern on pollution to the irrigation water.
However, in general all the participants were positive and interested at the immediate project
implementation despite the above environmental concerns and fully agreed with the proposed mitigation
and monitoring processes.
Upon completion of a draft ESFD, public disclosure meetings were held in Lushnja and Kukes, located in
the centre of the project sites in the two river basins, on September 14, 2012. Documents that were
disclosed include the ESFD, RPF and sample site-specific ESMPs. Minutes of these meetings are
presented in annex C. A third meeting will be held in Korca. Disclosure was initiated on 25th July 2012,
when public consultations were announced by posting notices in the regional Drainage Board and local
offices of the involved Municipalities. This notice informed the public that the documents mentioned
above were available to view in the board and commune offices, and invited interested stakeholders to
provide comments and ask questions.
A public announcement on the local television station TV7 (seven) was made on 13 th September 2012
inviting the public, authorities and relevant institutions to a meeting to have an insight into ESFD, RPF
and Site Specific ESMPs for the proposed dam safety rehabilitation and irrigation and drainage schemes
to be undertaken by the Project. Since local TV stations were judged to be the most effective way of
communicating with stakeholders to ensure broad coverage, messages were announced on local TV
stations on September 13. The public disclosure meeting followed earlier consultation meetings held
during preparation of the safeguards documents.
Prior to announcement on the television the printed version of the ESFD, RPF and sample Site Specific
ESMPs have been made publicly available on site, and also placed on MAFCP web site
http://www.bujqesia.gov.al//projekte/projekti i burimeve ujore
(http://www.bujqesia.gov.al/al/projekte/kadastra-kombetare-e-burimeve-ujore ). This documentation still
remains on view.
A printed version of the Draft GESMP, ESFD, RPF and Site Specific ESMPs was also available for
examination in the premises of MARD Project Office Tirana, on working days (Monday to Friday)
between the hours of 8.30 a.m. to 3.30 p.m.
The meetings were held on 14 September 2012 at 11:00 a.m. in the Meeting Room of the offices of the
Technology Transfer Centre (QTTB) in Lushnja and the Drainage Board in Kukes. In Lushnja, 30 people
attended the meeting. In Kukes, 19 people attended. The composition of the attendees was 9 and 19
farmers, and 9 and 6 staff members of the Drainage Board in Kukes and Lushnja, respectively.
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2          INTRODUCTION
2.1        Preamble
This document presents the Environment and Social Framework Document (ESFD) for the Water
Resources and Irrigation Project (WRIP) involving rehabilitation of existing dams for enhanced safety
and irrigation and drainage (I&D) systems. Dam safety rehabilitation works are planned to be conducted
in the first year of the WRIP project. Investments in the rehabilitation of the irrigation systems that are
associated with the dams will be done during year two of the WRIP project. A total of 14 dams and 13
reservoirs (2 dams share the same reservoir) and the immediate ancillary works around the reservoirs
systems are planned to be rehabilitated in the first year. Generic instructions for the preparation of site
specific ESMPs for the dam safety rehabilitation part and the I&D systems rehabilitation works (canals,
pipes etc) are contained in section 10 of this ESFD. The overall feasibility and preliminary design for
dam safety and the I&D systems rehabilitation are being undertaken by Consultants, Mott MacDonald
from the UK. It is important to stipulate that the rehabilitation works are to be undertaken within the
existing footprint of the 14 dam and 13 associated I&D schemes and hence it is not foreseen that any
private land will be taken for development.
The main purpose of the ESFD is to be a tool for ensuring that the infrastructure sub-projects (i.e. the
dams and reservoirs that are to be rehabilitated under Year1 implemented through the WRIP comply with
the existing laws, regulations and customs in Albania as well as with the World Banks Operation Policies
and Safeguard Measures and will not have a lasting adverse impact on the countrys population, the
natural environment or assets of particular cultural value. A summary of the possible environmental and
social issues and mitigation measures is presented in the chapters that follow. Cost estimates for
implementation of safeguards measures for infrastructure investments supported by the Project will also
be included in the site specific ESMPs that are under preparation.
The overarching goal of the ESFD is to improve decision making and to ensure that the dam and
irrigation improvement options that are being considered are environmentally sound and sustainable.
Another main objective of the ESFD is to ensure that in-country capacity, regulatory framework;
principles and procedures are established and will serve as the base for environmental assessments of all
future individual irrigation rehabilitation projects being carried out under the WRIP. More specifically,
the purpose of the ESFD will be to:
   Identify 'the most critical, overall environmental issues for the irrigation sector in Albania;
   Assist the Government of Albania in developing in-country capacity for environmental impact
    assessment of irrigation/agricultural sector projects by developing the policy/regulatory and
    institutional framework for EIA, as well as strengthening the EIA capacity in all institutions,
    involved, i.e. in governmental road sector and environmental agencies and among national
    contractors,
   Define environmental principles for dam rehabilitation development under the WRIP;
   Develop environmental guidelines for water and irrigation projects in Albania, covering
    environmental considerations in all stages of a project from identification and selection of
    rehabilitation works, through design and implementation to the monitoring and evaluation of results.
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3          POLICY, LEGAL AND ADMINISTRATIVE FRAMEWORK
3.1      Policy and Legal Framework
In Albania, many legal instruments regulate activities related to environment, agriculture, land use, land
protection, forestry etc. These laws have been generally developed in compliance with European
standards and requirements, since Albania is working towards EU accession.
The National Strategy for Development and Integration 2007-2013 (NSDI) represents the
fundamental strategic document of the country that harmonizes for the first time the perspective of the
sustainable economic and social development, integration into the European Union and NATO structures,
as well as the achievement of Millennium Development Goals. The NSDI was finalised in December
2007 and approved by DCM no. 342 date on 12 March 2008.
The NSDI crystallises the medium- to long-term vision of the development of Albania based upon an
open and transparent process, which guarantees the broad inclusion of the civil society, local government,
the business community, the academic and scientific world, the Albanian political spectrum and other
groups of interest. Implementation of NSDI envisages the building of policy analysis capacity to ensure
that the goals/objectives of NSDI are effectively translated into concrete policies and programs at the
ministry level.
The National Strategy on Agriculture and Food and the National Strategy Plan for Rural
Development, also covering the period 2007-2013, were developed to provide the framework for
integrated rural development programs and are designed to enhance synergies among all related public
institutions. Poverty reduction and sustainable management of natural resources (including land, water,
and biodiversity) are among the objectives. Another relevant key strategic document is the National
Environmental Action Plan (NEAP), that was prepared in 1994 and revised in 2001 with the ultimate
goal of meeting the constitutional right to live in an ecologically healthy environment. The plan identified
several priority investment programs, including watershed management, forestry, and flood control
The both above National Strategies were revised and new Strategies were adopted by Albanian
Government for the period 2014-2020, which intend EU integration of the country.
A new Plant Protection Product Strategy (PPP) has been introduced into Albania in 2012 in order to
comply with EU requirements for accession. To comply, Albania is required to complete a detailed
questionnaire sent by the EU. Part of this questionnaire deals with Plant Health and PPP, including
pesticides (point 54). In order to address this issue and respect the EU legislation a new decision of the
council of ministers (DCM) was prepared that considers separately the trade, disposal and transport of
pesticides and other chemicals and a separate Guide of the Council of Ministers (GCM) will be prepared
separately for pesticide use criteria  no legal act has yet been drafted on pesticide use. Point 54 of
Albania Questionnaire for EU candidature which responds to PPP is contained in Annex A1.
While the PPP strategy provides a comprehensive framework for addressing trade, use, storage and
disposal of pesticides, the strategy falls short in addressing pesticides in a more comprehensive way
through a strategy on integrated pest management (IPM). In this respect, the EU recently adopted a
Framework Directive 128/2009 on the sustainable use of pesticides. The Government of Albania (GOA)
has indicated that it intends to follow this directive, and that a strategy for IPM will be prepared soon.
The strategy to be adopted by GOA will be consistent with the EU Directive to achieve more sustainable
use of pesticides and will include:
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   reducing the risks and impacts of pesticide use on human health and the environment
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   promoting the use of IPM and of alternative approaches such as non-chemical alternatives
   establishing National Action Plans (NAPs) with targets, measures and timetables to reduce risks and
    use of certain products
   provide for access to training for professional users, farmers, distributors, advisors
   awareness raising for the general public
   regular inspection of application equipment in professional use
   prohibition of aerial spraying
   protection of the aquatic environment and drinking water (buffer zones, low-drift equipment,
    reduction of use when risks of run-off)
   prohibition or minimisation of pesticide use in specific areas
   safe handling, storage and waste of pesticides
   calculation of risk indicators to monitor progress
   promotion of low pesticide input farming and IPM
Full support for the preparation of the strategy and comprehensive support for its
implementation is beyond the scope of WRIP. However, WRIP will support IPM by
including a session on IPM approaches in its farmers/WUAs training program. Issues
that will be covered in this training include IPM strategies and techniques,
integrated crop management strategies and techniques, organic farming principles,
biological pest control methods, information on the general principles and crop or
sector-specific guidelines for IPM, alternative crop husbandry measures to prevent
and/or suppress harmful organisms by: crop rotation, use of adequate cultivation techniques (e.g. sowing
dates and densities, under-sowing, conservation (zero) tillage, pruning and direct sowing), use, where
appropriate, of resistant/tolerant cultivars and standard/certified seed and planting material, use of
balanced fertilisation, liming and irrigation/drainage practices, preventing the spreading of harmful
organisms by hygiene measures (e.g. by regular cleansing of machinery and equipment) and protection
and enhancement of important beneficial organisms, e.g. by adequate plant protection measures or the
utilisation of ecological infrastructures inside and outside production sites. The training program will be
elaborated during preparation of the site specific ESMPs.
The '1999 Law on Irrigation and Drainage (No. 8518) comprising the Law No 8518, date 30.07.1999
On Irrigation and Draining improved, updated and adapted with the Law No 9860, date 21.1.2008 On
Some Changes and Additions in the Law No 8518, date 30.07.1999 On Irrigation and Draining
established the structure for Water User Associations (WUAs) and Water User Organisations (WUO
which are private groups that manage water irrigation infrastructure at and below the secondary canal
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level. Federations of WUAs manage the primary canal networks. The government maintains ownership of
the infrastructure.
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The Law no. 24, On Administration of Irrigation and Drainage, adopted in 2017 gave to the
municipalities a key role for irrigation and drainage management.
The Law on Organization and Functioning of Local Government (No. 8652) (2000) transferred
responsibility of water supply and management of water utilities to local government (communes and
municipalities).
By the Law no. 139/2015 On Local Self-Governement and Law no. 24/2017 On Administration of
Irrigation and Drainage the irrigation and drainage service is one of the key functions of the
municipalities
The 2008 Law on the Regulatory Framework in the Sector of Water Supply and Waste Water
Administration (No. 9915) and 2009 Ministerial Order No. 66 provides authority for the establishment
of an inter-ministerial working group for the evaluation of projects and issues related to drinking water
supply and sewage sector in Albania. The working group is led by the MIE.
The Law on Environmental Protection No. 8934, (1993), amended in 2002 and 2008) forms the basis
for environmental management in Albania. The law addresses the prevention and reduction of pollution,
sustainable management of natural resources, monitoring, how to define pollution levels. It provides
binding provisions for EIA and the implementation of the polluter pays principle. The law provides the
institutional framework for environment.
The MEis the highest governmental body responsible for environmental protection. Beginning in early
2006, the ME was additionally tasked with overseeing most issues related to water, pasture, and forest
management. The ME may propose measures for the protection and preservation of the environment,
forestry and water resources and is responsible for the implementation of water policy and forestry policy.
To support of the activity of ME the following are established and operate:
The composition, the duties and the function, of the NEC, as well as the expenses for its establishment and
functioning are approved by the Council of Ministers upon the proposal of ME. To realize and enforce
legislation for environmental protection at the local level, the Regional Environmental Agencies (REAs)
are in charge, which are specialized bodies in environmental protection, dependant upon the ME.
The Environmental Inspectorate (EI) functions within the ME as a specialized body on environmental
control. The inspectors exercise their control activity in all the territory of the Republic of Albania, while the
inspectors of the REAs operate within the prefectures territory.
Protecting and maintaining the natural water resources, and their rational and fruitful administration, is
one of the main aims of the Law on Environmental Protection. Water protection intends to ensure the
prevention of the further destruction of the surface water quality and exceeding respective quality norms,
recovering of contaminated surface water quality, and achievement of the water quality objectives,
improvement of the balance of extraction levels and natural regeneration of groundwater, protection of water,
flora and fauna.
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The Law on The protection of transboundary Lakes, No 9103, date 10.07.2003, consider protection
and monitoring of transboundary lakes and their basins. The law is focused mostly at three main Lakes; of
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Shkodra, Prespa and Ohrid. The law aims at the environmental protection of the transboundary lakes in
their natural state, guaranteeing the appropriate conditions for the development of life and ecosystems in
these lakes, through the promotion of useful activities in compliance with the requirements of the
sustainable development principle and stopping of activities that threaten them. Further to this aim,
unique ecosystems, with international value, such as the above mentioned transboundary lakes, are
specially protected by the state, and have been proclaimed as protected areas, according to laws no. 8906,
dated 06.06.2002, on Protected areas and no. 8093, dated 21.03.1996 on Water reserves, as well as
through international conventions ratified by Albania. (Now, all of them are proclaimed by the Decisions
of Councils of Ministers as protected areas, while Skadar Lake is proclaimed as a Ramsar site). The
scientific research activities in transboundary lakes are implemented with the approval of the REAs or by
MEFWA.
Law No. 9115, dt 24.7.2003 On the Environmental Treatment of Wastewater is aimed at protecting
the environment and the health of people from the negative impacts of wastewater, defining the rules for
their environmental treatment and the obligations of wastewater discharge. The objects of this Law are the
urban and industrial wastewaters, according to the special branches of the industry, waters from the
irrigation of the agricultural lands and sewerage of any kind.
Decision of the Council of Ministers (DCM) no. 177, dt 31.03.2005 On liquid discharges and the
criteria for the receiving waterscontains the approved standards for various industries and the quality
of urban water following treatment, based on the respective instructions of the EU. This act sets the
criteria for classification of the receptive water bodies, aiming at the compilation of the list of sensitive
and less sensitive areas, which are reviewed every 4 years. The law requests the active participation of the
BWCs and BWAs for the prevention and clean up of the water basins under their jurisdiction.
Legal Framework on EIA Environmental impact assessment (EIA) was introduced in Albania in
the Law on Environmental Protection (No. 7664 of January 21, 1993) and amended by Law No.
8364 of July 2, 1998. The law defines basic provisions and empowers the MEFWA to specify those
activities that will be subject to assessment. The shift in 1990 towards democracy, changes in the political
structure and the free movement of population have had a great impact on the country's socio-economic
structure. As a result of the changes during this period, an increased number of parallel activities and
development projects in several fields have been initiated, many of which could have considerable
environmental impact. Taking this situation into consideration, the ME identified the establishment of
effective EIA and strategic environmental assessment (SEA) systems as a priority. Not only will these
systems assist in meeting new challenges of country development, but they will also help to mitigate any
possibly negative impacts of new projects, policies, plans and programmes. Bearing this is mind, the Law
on Environmental Protection was reformulated and approved by the Albanian Parliament and entered into
force in October 2002. This new law contains a special chapter on EIA, and a more specific EIA law has
been approved in 2003.
Law No. 7662, of 1993 (amended by Law No 8529 in 1999 and further amended by law 9362 in 2005
and supplemented by law 9008 in 2008), on the Plant Protection Service is in accordance with EU
regulation 91/414/EEC and deals with quality control of all imported pesticides and their registration
procedure by a State Commission which includes ME membership. The law provides for the organization
of the Plant Protection Service and for parasite control, pesticides and plant quarantine. MARD is
responsible for the application of this Law.
In 1993 the State Pesticide Commission, was established with a mandate from the DCM No. 548, dated 6
December 1993, which regulated pesticides used in agriculture. Following review by scientific
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institutions and the State Pesticide Commission on pesticide effectiveness, impact on human health,
animals and the environment, and possible secondary effects, pesticide registration was established that
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requires a permit for the import and use of pesticides in Albania. The State Pesticide Commission was
renamed the State Commission on Registration of Products for Plant Protection under Law no 8529 in
1999. To date (September 2012), approximately 254 pesticides have been acceptable and licenced for use
in Albania whilst some 103 are not permitted to be imported but only can be marketed and used (this
covers for the existing stock in Albania) . Annex A2 provides a full list of pesticides permitted and not
permitted for import in Albania. The classification of pesticides, according to toxicity, is based on WHO
guidelines which are in line with the requirements of the WB OP 4.09.
Law 9108 of 2003 on chemical substances and preparations regulates the use and management of
chemical substances and preparations with a view to protecting animal and human health as well as the
environment. Producers and importers of chemical substances shall apply for registration, according to
articles 9 and 10. The Law consists of the following Chapters: (I) General provisions; (II) Classification
of chemical substances and preparations; (III) Registration of substances; (IV) Management of hazardous
substances and preparations; (5) Introduction into the market of hazardous substances and preparations;
(6) Authorization for management of hazardous substances and preparations; (7) Import and export of
hazardous substances and preparations; (8) Registration and notification of hazardous substances; (9)
Administrative contraventions and fines; (10) Transitory and final provisions. Appendix No. 2 of the law
contains the list of substances which may not be produced, imported, exported or distributed. Medical
products, feeding stuffs, cosmetics, plant protection products and substances that deplete the ozone layer
are excluded.
The issues of environmental authorisation and agreement are regulated within the law, while government
decisions are detailed in a separate article. Regarding construction permits, the MEFWA does not issue
environmental authorisations, but instead issues a declaration by which it agrees to or refuses a request,
accompanied by any additional comments. The new EIA Law also: determines the lists of projects which
require a full or partial EIA, and also lists the criteria by which projects are selected (Appendices 1 and 2
in the EIA Law);
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   The law also introduces and implements the SEA process through the same procedure as that of
    Appendix 1 projects that require a full EIA.
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         3.2.1 Major Players in the EIA Process
Major players in the EIA process in Albania are detailed as follows:
 environmental authorities and representatives at the local and regional levels responsible for setting
  up policies, legislation, permits, compliance and enforcements (MTE is the central body in the
  environmental field, along with its REAs, who are dependent upon it). MTE operates in close
  collaboration with several other ministries and institutions on specific EIA-related issues, such as the
  MARD, Ministry of Health and Social Protection, MHSP, Ministry of Infrastructure and Energy, as
  well as councils of communes, municipalities or districts and the relevant administrative units that,
  according to the Law on Environment Protection, inherit their rights and duties regarding
  environmental protection issues at national, communal and municipal levels.);
 developers and investors responsible for preparing proper applications, implementation of permitting
  conditions and self-monitoring of standards, etc.;
 consultants and experts that prepare EIA reports;
 Scientific and research institutions that conduct studies in the environmental field (Academy of
  Science, Research Institute of Chemical Studies, Institute of Biological Research, etc.); and
 NGOs that plays an important role in raising awareness, conservation and protection of natural and
  cultural values, etc.
The Inspectorate for Environmental Protection has 43 employees, including REA inspectors. The chief
inspector for environmental protection and three other employees are based at MEFWA. Duties include
guiding developers in preparing EIA reports, receiving EIA reports and other required documentation,
reviewing EIA reports, inspection of areas proposed for development, and preparation of MEFWA
opinions are the responsibility of regional environmental agencies, according to the new EIA Law.
All applications for environmental permits need to be processed through REAs. Subsequently, the neces-
sary documentation is sent to the ME's EIA Directorate and the Inspectorate for Environmental
Protection, where an application is reviewed and a draft permit is prepared. The draft permit is discussed
with technical directorates and legal bodies to finalise conditions put forth in the draft permit. The
Permitting Commission then discusses the documentation. If the application for an environmental permit
is rejected, the developer receives official notice of this decision.
   Environmental declaration;
   Environmental permit;
   Approval; and
   Authorisation.
ME and its agencies (REAs) determine whether a development project requires an EIA. Chapter III-
Article 6 of the EIA Law states that the REA responsible for the region where a project will be
implemented is responsible for determining whether or not the project requires an EIA. The Law on EIA
includes a list of projects that is fully in compliance with Annex I of the EC Directive. There are two lists
of projects determined for an EIA:
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 those projects which require a full EIA; and
 those projects which require a partial EIA.
The REA reviews an EIA reports first. It examines the lists of activities to reach a decision as to whether a
full or partial EIA is needed.
The state authority or natural and legal entity representing a proposal listed above, prepares the SEA
report and submits it to MEFWA.
Non-domestic water users, and users of groundwater for domestic purposes must obtain permission,
authorization, a concession, or a license from the appropriate water authority, subject the following
conditions:
   Permission. Water authorities may grant administrative permission for the use of underground water
    for any purpose, water supplied by permanent installations, and water used for irrigation, livestock,
    aquaculture, and industry. Permission is also required for planting of trees and crops on river beds and
    the removal of solid material from river banks. Permissions are granted to WUOs for 10-year periods
    and 5 years for all other users.
   Authorization. Authorizations for water use necessary for research, exploration, and study of surface
    and groundwater are available for periods up to 2 years.
   Concession. Water authorities may grant concessions for the use of surface and groundwater for
    public purposes, including hydropower stations, supply of potable water, and irrigation by agricultural
    enterprises. Concessions are available for initial terms of 30 years with a potential 10-year extension.
    The hydropower concessionaires will have to abide by operating rules that will be established in
    consultation with other parties, and facilitated by the River Basin Agency
   License. Commercial well drillers must obtain a license and separate permission for every well
    drilled.
Law no. 8518, dated 30.7.1999 "On irrigation and drainage", and amended by Law no. 9860 dated
21.01.2008 " aims to set up:
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the legal framework for the establishment and operation of water user organizations, federations of
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    water user organizations and drainage boards;
   the determination of institutional framework which will serve to a national policy for irrigation,
    drainage, flood protection and erosion;
   the determination of rights and duties of individuals and legal entities involved with irrigation,
    drainage, flood protection and erosion;
    the adjustment of transferring irrigation systems to water user organizations and federations of water
    user organizations; and
   the regulation of transfer of drainage systems and flood protection works to the drainage boards.
The new Law no. 24/2017 On Administration of Irrigation and Drainage, defines MARD as the main
authority responsible for directing the overall management of irrigation systems, drainage, flood
protection and reformation of this sector, while systems management is performed through a separation of
roles and responsibilities between the Regional Directorate of Irrigation and Drainage, municipalities and
the water use organizations.
Law no. 8681, dated 2.11.2000 "On the design, construction, use and maintenance of dams and
dumps" This law aims to build basic legal and institutional framework from which will flow all the
documentation governing the process of design, construction, use and maintenance of dams / dumps.
The law defines the state authorities that conduct their activity in the field of dams / dumps, design
criteria and rules of dams / dumps and criteria on ownership and exploitation of dams / dumps
Decision of the Council of Ministers of the nr.147, dated 18.3.2004 "On approving the regulation for the
safety of dams and dumps"
The regulation aims to establish rules that seek the safety of dams / dumps, including the processes of
design, construction, use and maintenance of them, to enable the implementation of complex
requirements (or special requirements) for the exploitation of water resources, security of the population
and economic values on river basins, at all stages of life of the dam / dumps.
The regulation for the safety of dams/dumps is required to be implemented on dams/ dumps that meet the
requirements of Article 3 of Law nr.8681, dated 2.11.2000 "On the design, construction, use and
maintenance of dams and dumps" from all ministries, institutions, state enterprises, owners and users that
conduct their activity in research, design, construction, use and maintenance of dams / dumps in Albania,
as well as by the national control organisms.
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Further details on these legal documents are contained in the Resettlement Policy Framework (RPF)
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which is a separate deliverable.
 Law nr.7872, dated 9.11.1994 "On Ratification of the" Development Credit Agreement for the
  Irrigation Rehabilitation Project between Republic of Albania and the International Development
  Association (IDA)
 Law nr.7974, dated 26.7.1995 "On the ratification of the" Loan Agreement between the Government
  of the Republic of Albania and Kuwait Fund for Arab Economic Development for the Irrigation
  Rehabilitation Project "
 Law no. 8309, dated 18.3.1998 "On ratification of the" Loan Agreement between the Government of
  the Republic of Albania and the Islamic Development Bank for the Plain Irrigation Project of Kora
 Law nr.8533, dated 14.10.1999 "On the ratification of the" Development credit agreement between
  the Republic of Albania and the International Development Association (IDA) for the Second Project
  of Rehabilitation of Irrigation and Drainage "
 Law no. 8819, dated 27.9.2001 "On ratification of the" Loan Agreement between the Republic of
  Albania and Kuwait Fund "For Arab Economic Development," Project for the Rehabilitation of
  Irrigation II
 Law no. 9311, dated 11.11.2004 "On the ratification of the" Credit Agreement between the
  Government of the Republic of Albania and the International Development Association (IDA),
  Project Management for the Water Resources "
 Law nr.9336, dated 16/12/2004 "On ratification of the" Credit Agreement between the Government of
  the Republic of Albania and the OPEC Fund for the International Development Project of Water
  Resources Management "
 Law no. 9349, dated 03.03.2005 "On ratification of the" Credit Agreement between the Government
  of the Republic of Albania and Kuwait Fund for the Arab Economic Development for the Irrigation
  Rehabilitation Project (Phase III)
 The National Water Strategy has been approved by VKM no. 273, dated 7.5.2004.
 The draft Water Management Law circulating in 2010 maintains the system of water rights set forth in
  the 1996 Water Law. In addition, the draft law adopts a national water strategy and establishes river
  basin districts and a river basin-level management structure.
 Law no 7659 of 1993 on Seeds and Saplings normally referred to as Planting Stock that will be
  created, sold, preserved and quality controlled.
 Law No. 7722 of 1993 on conservation of the stock of medicinal ether-oleaginous and naturally
  tanniferous plants.
 Law No. 7929 of 1995 concerning protection of fruit trees.
 Law No 8529 of 1999 regulating the chemical fertiliser control service. This Law establishes rules and
  procedures for the control of chemical fertilizers, both imported or domestic, available for use in the
  Albanian market. Any individual or legal entity, registered according to Albanian legislation, has the
  right to buy and sell chemical fertilizers and is subject to this Law. The Ministry of Agriculture and
  Food supervises the Chemical Fertilizer Control Service which is organized and managed by the Land
  Research Institute. Liabilities of entities that produce or trade chemical fertilizers are established by
  this Law.
 DCM No. 103 of 31st March 2002 concerning environmental monitoring in the Republic of Albania.
  This concerns environmental monitoring, i.e. the programme of systematic measurement, observation
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    and reporting of environmental indicators. The latter are defined as the variables which give
    information on a particular environmental phenomenon and make it perceptible by assigning it to a
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    numerical value for purposes of measurement and communication.
The Technical Secretariat is the executive agency of the National Water Council and has responsibility
for: implementing national water policy and the legal framework; creating an inventory of water
resources; issuing permissions and authorizations for water use; and promoting research and
development. The General Directorate of Water Supply and Wastewater (GDWW) which is part of MIE is
a public institution established by the Council of Ministers specializing in water infrastructure. The
GDWW is responsible for providing technical support to the water and wastewater policies and creating
the strategic framework of the water and wastewater sector.
Responsibility for municipal water utilities was devolved to Albanias local governments (municipalities).
Local governments have four areas of authority: administration, investment, maintenance, and regulation.
Tariffs are based on the principle of cost recovery under the discretion of local government and within
general national policies. Actual transfer of responsibility for water resource governance to local
governments was a slow process that took place over several years. Most local governments were ill-
prepared to take on responsibility for water distribution; they did not have sufficient human and financial
capacity to create and rehabilitate infrastructure or manage the utilities effectively. Water utilities tend to
have high losses, low revenues and low collection rates. Illegal connections, especially by poor
households, are common.
The municipalities have established respective units for irrigation and drainage and receive financial
support from the state budget for rehabilitation of irrigation systems and operational costs.
Water User Organizations can be established at local levels to manage water resources, but for the time
being their role is very weak. In many areas WUOs have been unable to maintain infrastructure for the
distribution of water or to manage conflicts between different water users effectively.
Management of irrigation, drainage and flood protection is performed through a separation of roles and
responsibilities between the Regional Directorate of Irrigation and Drainage, municipalities and WUOs
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The BWC is an assembly with a specific number of representatives, while the ARB supports activities of
the BWC with a permanent staff. The BWC is responsible for approving licenses (authorizations, permits
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and concessions) which have been previously reviewed by the ARB. The BWC also approves the plan of
the management of basin water resources, the respective budget and makes the respective
recommendations to the local government units for their implementation.
The GoA adopted a Water Supply and Sanitation Strategy in 2003. The strategy included a short-term
priority reform and investment program (2003-2006) and medium-term reform and investment program
(2007-2012) to stabilize and improve water supply and sanitation services. The long term objective of the
strategy for the water supply and sanitation sector is to achieve sustainable water supply and sanitation
services at the EU Standards in urban and rural areas. Implementation of the ambitious strategy was slow,
but by 2008, ownership of the utilities had been transferred from the government to local authorities. The
utilities are not yet financially self-sustaining. With support from the World Bank, the GDWWS provides
technical assistance to local government and water supply and sewage companies, including helping the
water supply and sewage companies prepare five-year business plans and developing a phased program
on the reduction of subsidies covering the gap between tariffs and total cost, with a goal of eliminating
subsidies by 2012.
With support from the Japanese Government, the GDWWS prepared a study designed to support the
regionalization of water supply and sewage utilities. In addition, the water companies serving Berat and
Kuove were successfully merged and infrastructure constructed and rehabilitated with a grant by the
German Government.
The EU, Government of Germany, and other donors are supporting the GoAs effort to prepare an updated
National Water Strategy, which is contemplated as part of a new Draft Water Management Law under
internal consideration.
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Other government projects include participation in the Albania-Montenegro Lake Shkodra Integrated
Ecosystem Management Global Environment Facility, which is establishing a Bilateral Lake Management
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framework for the shared water resource.
Policies on integrate management of water resources are intended to promote coordinated management
and development of water, land and other resources associated with them, to maximize economic and
social welfare in an equitable manner, without jeopardizing the sustainability of ecosystems.
The continuous increase in demand for irrigation water the creation of a new industry increasing and the
expansion and the creation of new urban areas accompanied by an increase in water consumption,
especially the underground, and at the same time the increase of discharge waste water without processed,
etc., have put pressure on water resources under the country in the last 20 years. In this context, the
current policies aims are:
 Development of a clear institutional structure and legal, with clearly defined tasks for each of the
  institutions associated with effective and integrated management of water resources.
 Support for the strengthening of administrative and technical capacity of ABL, especially on planning
  and regulation of water use, the definition of clear and transparent criteria in the granting of permits
  for water use.
 Enforcement of obtaining uncontrolled gravel from river beds, which have cause degradation of the
  river beds and taking out of function of works of receiving water for irrigation and protective
  embankments.
 Improvement of system for collecting and processing of hydro-meteorological data.
 Increase the safety of dams.
In Albania, about 35% of the annual flows of water come from catchment basins in neighbouring
countries, while about 50% of Albania is included in transboundary river basins. On use of transboundary
watercourses and reaching agreements, the GoA has established an inter-ministerial committee that are
supported by a technical working group with representatives of institutions related to water.
Albania has several agreements with neighbouring countries over the use of water resources, but they are
quite outdated and not suitable for the new geopolitical realities and developments in the field of energy,
tourism, agriculture etc. That said, Albania has ratified in 1994 the UNESCO Convention on "Protection
and Use of Transboundary Watercourses and Lakes" and in 2002 a "Protocol on water and health".
Albania is also involved in the implementation of several environmental projects for transboundary lakes
as Lake Ohrid, Lake Prespa and Lake Shkodra.
The Inter-sectoral Strategy for Agriculture and Rural Development (ISARD) prepared by the Ministry of
Agriculture and Rural Development (MARD) has been elaborated in accordance with the framework of
the Europe 2020 strategy for smart, sustainable and inclusive growth and the overall strategic goal of
Albania becoming an EU member.
The strategy has been prepared in line with the EU strategic planning approach for the Common
Agricultural Policy (CAP) 2014-2020, while maintaining focus on the specific needs for development of
agriculture, agro-processing and rural areas in Albania. These needs and challenges are mapped and
analysed in a number of sector analyses and surveys accomplished as part of the strategy preparation
process.
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The main objective of ISARD is to establish the strategic framework to address the challenges facing the
agricultural and agro-processing sectors and the economic, environmental and socially sustainable
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development of rural areas. It aims to do this by proposing policy instruments similar to CAP instruments
with a specific focus on preparing the sectors, the policy instruments and the institutional arrangements
for EU accession, to sustainably improve the competitiveness of Albania.
Under WRIP, a draft strategy for irrigation and drainage has been developed and will adopted by the
government in coming months.
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4            PROCEDURES FOR ESIA
The Consultant understands that the WRIP was prepared as an environmental Category B project under
the World Bank operational policies and safeguard requirements. It is not foreseen to change the
safeguards category. Activities carried out under the WRIP will also need to conform to current Albanian
Environmental Regulations and the procedures of the World Banks Safeguards Policies.
The Albanian Law on Environmental Protection requires that any project or activity that will affect, or is
likely to affect the environment, has to receive an Environmental Declaration, Environmental Permit,
Consent or Authorization by the MEFWA before implementation may commence.
The Albania EIA procedures are generally in line with the World Banks EA process, as all projects
require environmental screening and possibly assessment in order to receive an Environmental
Declaration (for construction), and/or an Environmental Permit (for an activity having an impact on the
environment, including some construction activities). Furthermore the type and scale of the impacts the
project will have on the environment determine the procedures that have to be followed and the type of
approval granted. Also all the approvals include conditions that shall be observed by the proposer
including environmental monitoring and mitigation requirements.
The difference lies in the scope of the EIA required for those projects that fall into World Bank Category
B and the Albanian Law on EIA Appendix II. Some projects may be considered slightly differently under
the World Bank screening process, but still require a detailed EIA, while the same activities/projects
under the Albanian Law will require only a Summary EIA, unless the REA decides that the project must
undergo a thorough or complete EIA.
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                     Category As
     World
                         Per
     Bank                                                                                                                       2
                      Albanian
    Category                                         (Meeting both Albanian and World Bank standards)
                     Legislation
                                       One public consultation will be held for each reservoir or I&D sub project.
                                       ME approval of site specific ESMPs will be obtained, and the relevant
                                       environmental permit issued.
                                       The World Bank will review and provide no objection to the consultation result
                                       of the Site Specific ESMPs.
Full details of the screening criteria required under Albanian law and WB OP4.01 are contained in Annex
B of this ESFD. It is clear that the nature of the sub-projects as they stand at this stage is WB Category B.
The planned content of the site specific ESMP will cater for the requirements of a Summary EIA
document as per Albanian law.
The technical design of a sub-project will integrate the findings and comments originating from the EIA
(or in this case the site specific ESMP) and include recommendations made for the design and the
mitigation of the impacts expected, as well as the conditions of any environmental approval granted.
The components of the WRIP will be prepared and implemented according to Albanian legislation,
regulations and standards and to comply with the operational guidelines and directives of the World Bank.
As mentioned in the previous chapter, the Albanian legislation is in the process of being harmonized with
the EU legislation.
In view of the development objectives of Albania, related EU directives will be reviewed and, to the
extent practicable and feasible, applied to any project investments subsequently proposed or yet to be
implemented. In case of non-compliance with EU directives, the sub-project proposal should provide
reasons why this is not possible.
The MARD/MTE will be responsible for the screening process and ensuring that the Local Government
Units (LGUs) follow the required environmental procedures. The The MARD/MTE shall monitor and
support the screening process and satisfy itself that the procedures are being followed to the satisfaction
of the Albanian Law and World Bank policy. In the event of any deviations or unreasonable delays it
shall seek the advice of the relevant party/parties and provide any necessary support and advice to
overcome/correct the problems.
Step 1: Screening: The MARD/MTE will determine the type of environmental approval required in
accordance with Appendixes 1 and 2 of the Law on EIA, other relevant legislation 4, and according to the
classification presented in Table PROCEDURES FOR ESIA-1 above, and prepare and submit the request
and the necessary documents to the Regional Environmental Authority (REA) 5. Within five (5) days of
receiving the request, the REA will review the required documentation, classify the proposed sub-project
in accordance with Appendixes 1 and 2 of the Law on EIA and other relevant legislation, and the
classification presented in Table PROCEDURES FOR ESIA-1. It shall decide whether the sub-project
will require an EIA, and then decide whether it should undergo a Summary EIA, a Summary EIA
enhanced to match WB requirements (Category A EIA), or a Profound EIA, and advise the
LGU/sub-project proposer accordingly. This process has concluded that the sub projects warrant an
ESMP to be prepared which essentially covers the requirements of the Summary EIA content under
Albanian law, but the final say rests with the relevant REA.
4
 including MEFWA Guidance No. 3, dated 08/17/2004
5
 see Council of Ministers Decision, No. 249, dated 24. 04. 2003, Concerning the Endorsement of Applications for Environmental
Licenses and Information Items in the Environmental License, and MEFWA Guidance No. 3
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Step 2: Environmental Assessment: According to the screening decision on the type of EIA required (if
                                                                                                       3
any), the LGU/sub-project proposer shall proceed as indicated in Table PROCEDURES FOR ESIA-1 and
the accompanying notes above (also refer to Annex B of this ESFD). In the case that an EIA is required,
this process shall include preparation of the ToR for the EIA and procuring and engaging EIA specialists
according to the procurement rules for the WRIP.
For any EIA required, the REA shall inspect the EIA report and the data presented and shall consult with
its experts and other appropriate bodies, e.g. cultural heritage, environmental groups, etc. It will then
prepare, in writing, a recommended decision in favour of approval or refusal of the sub-project, with
justification(s). In the case of approval of the application it shall also propose any environmental
conditions, monitoring requirements, etc., to be included in the approval. This decision shall be forward
to the MEFWA within twenty (20) calendar days of the submission of the EIA report, accompanied by the
EIA report. The MEFWA shall review this decision, seek expert advice, etc., as required and either
approve or reject the application, with the necessary justification. When no EIA is required, the REA, or
the MEFWA6, shall issue the relevant environmental approval 7, with any environmental conditions,
monitoring requirements, etc., after review of the sub-project design and the ESMP.
Step 3: World Bank Approval: On receipt of the environmental approval by the MEFWA the LGU/sub-
project proposer will forward a copy to the MARD, accompanied by the documentation required for
review by the World Bank. MARD shall satisfy itself of the appropriateness of the decision, confirm to
the Bank that the applicable environmental procedures have been followed, and submit the documentation
for review.
The World Bank will review the information provided and, if it considers the assessment and the ESMP
are appropriate and satisfactory, will provide a no objection and the sub-project may proceed to design
completion and for Construction Permit, and implementation, alternatively it will suggest areas where
strengthening is needed before the above process can be completed.
           4.2.1 Stakeholders
The main goal of the stakeholder and public consultation implemented for the various components/
sub-projects/ activities under the project will be to prepare a framework that will facilitate a consensual
project implementation, ensure that they will be in compliance with Albanian laws, regulations 8 and
customs as well as with the Banks policies, and that they will not have a lasting adverse negative impact
on the local population, the natural environment or properties of particular cultural value, whether on the
site or elsewhere.
The stakeholder and public consultation plan required under Albanian law includes identification of the
stakeholders and public representatives that should participate in the process and the approach to be used.
Albania is an emerging economy and society; it is therefore possible that new stakeholders will emerge
during the life of the WRIP, some will disappear, and that the relevance of some existing ones will
change. The identification and selection of the main stakeholders will therefore be carried out regularly,
6
  as determined by MEFWA Guidance No. 3, dated 08/17/2004, and other relevant legislation
7
  Environmental Declaration for construction, etc, Environmental Permit, Authorization or Consent for the exercise of any activity
having an impact on the environment
8
  This shall include any changes expected as a result of harmonization with EU policies and procedures.
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using a screening process based on the roles and responsibilities of each stakeholder at each stage of the
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sub-project cycle. The MARD and MTE will need to monitor and advise on any modifications required if
they are not implemented automatically by the responsible bodies in the field.
The main national stakeholders are considered to be MAFCP and MTE. The role and relevance of each
national stakeholder will change depending on the issues to be consulted.
The main local stakeholders are considered to be Districts and the local government units (LGUs), i.e.
the municipalities and their urban offices, the REAs and Local Environment Inspection offices. Other
stakeholders may be identified in the design of project components and sub-projects.
The main public representatives are local NGOs active in the region, social associations, business
community organizations such as local Chambers of Commerce, hoteliers associations, tourism
associations etc.
Category B: The public consultation will occur when the ESMP is in a draft phase and the findings of
the draft ESMP will be discussed. The views of the public will be incorporated in the final ESMP. The
stakeholder and public consultations will be carried out either as a sector approach or as a multi-sector
approach, depending on their type. Both approaches will comprise a set of consultation measures to be
designed and implemented from the beginning of the activity/action through to its end. This should also
include any procedures required for the operation phase, especially performance monitoring.
The public and stakeholder consultation and participation will be realized through:
  information to public and stakeholders about a component, sub-project or activity, including access to
   key data and indicators in hard or electronic copy;
 Ensuring conditions that maximize opportunities to express opinions and participate in the decision
   making process, though public debate and other consultative processes:
  o Public meetings
  o Workshops
  o Exhibitions
  o Individual meetings with stakeholders
  o Distribution of questionnaires
  o Advertisement, notices , media
 Consideration of any proposals for improvements and ways to make them;
Preparing and implementing the consultation process will comprise the following steps:
   Identification of national and local stakeholders and public representatives as suggested above;
   Preparation of the simple and adequate information of the activity/action to be displayed to
    stakeholders and information to public;
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The public consultation process has already underway and minutes of meetings are included in this ESFD
document (Annex C)
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The project aims to capture synergies and evident opportunities for win-wins between water resources
management and irrigation, by far the largest  and most inefficient  user of water. Promoting water use
efficiency in irrigation schemes will increase farmers incomes and strengthen water resources
management. Addressing dam safety issues will enhance their functionality for flood management, while
at the same time improving the quality of irrigation service delivery. Improving farmers incomes will
enhance the resource base for IWRM, which will, in turn, require relevance of rational water resources
management to a large segment of the population to ensure involvement and ownership. Support for the
preparation of agreed river basin management and development plans will tie the preparation of an
IWRM Strategy at the national level to structural and non-structural improvements in the quality of water
services delivery at the local level that are of immediate relevance to large numbers of water users.
As part of the preparation of the proposed WRIP to be financed by the World Bank (WB), the
Government of Albania (GoA) wishes to carry out an Environmental and Social Impact Assessment
(ESIA), Resettlement Policy and Baseline Surveys to assess the potential environmental impacts of the
project, prepare an Environmental and Social Framework Document (ESFD) 9, prepare 13 site-specific
ESMPs and Social Impact Assessment Report for sub-projects that will be executed during the first year
of project implementation, prepare a Resettlement Policy Framework (RPF) prepare specific Resettlement
Action Plans10 (RAPs) for the initial first years dam rehabilitation projects and carry out baseline studies
of irrigated perimeters served by each dam
5.2.1     Component 1: Dam and I&D Systems Rehabilitation. This component will be implemented by
MAFCP. The objective is to rehabilitate (and, where possible, modernize) I&D systems and dam
infrastructure. The intermediate results indicators include the number of dams rehabilitated in compliance
with international dam safety standards, number of dams where emergency response plans have been
9
   World Bank Operational Policy 4.01 for Environmental Assessment. Visit the World Bank website at
worldbank.org/safeguards to review the safeguards policies and related materials.
10
   The World Bank policy on Involuntary Resettlement OP /BP 4.12
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prepared and disseminated to the population, water users (including female farmers) provided with
improved I&D services, and area with rehabilitated/modernized I&D infrastructure (ha). Safeguards
indicators are number of site specific Environmental and Social Management Plans (ESMPs) and number
of Resettlement Action Plans (RAPs) prepared.
The component will finance the following sub-components:
         (a) Rehabilitation and modernization of selected dams and I&D systems. This sub-component
             will finance preparation of all feasibility and detailed design studies, and all rehabilitation
             and modernization works of 14 dams and associated I&D systems, as well as the supervision
             of the works. Investments will be mostly located in the Drin-Buna and Semani river basins,
             and will be undertaken in a comprehensive way (i.e., investments will be done as much as
             possible in dams and in associated I&D systems) to maximize the returns on investments.
         (b)    (i) Preparation and implementation of safeguard instruments and measures associated with
               the rehabilitation and modernization activities under Component 1(a), including ESMPs and
               RAPs, and (ii) strengthening the framework governing safety of agricultural dams, including
               capacity strengthening and awareness raising, and preparation of emergency preparedness
               plans, supervision and quality assurance plans, and dam safety O&M plans, including an
               instrumentation plan.
5.2.2     Component 2: Institutional Support for Irrigation and Drainage. This component will be
implemented by MAFCP. The objective is to improve the performance of organizations that provide
irrigation services. This includes institutional reforms and capacity strengthening of LGs, DBs and
WUOs, and piloting PPP in I&D service delivery through recruitment of third party operators to deliver
irrigation services in three I&D pilot schemes. The component will also finance preparation of a National
I&D strategy. Intermediate results indicators include irrigation transfer contract between MAFCP and LG
prepared, number of (female) farmers trained, number of I&D transfer agreements signed, number of
Bulk Water Delivery contracts signed between DBs and WUOs, I&D strategy prepared, operational
WUOs created and/or strengthened, and number of PPP contracts signed.
         (a) Institutional reforms of I&D sector. Definition of responsibilities for O&M of I&D systems
             among stakeholders (including Ministry, DBs, LGs, WUOs and private operators) through,
             inter alia, (i) preparation of a National I&D strategy; (ii) development of cooperation
             arrangements (including contractual arrangements) among agencies including through
             provision of consultants services; (iii) development and formalization of I&D service
             delivery standards; and (iv) development and carrying out of small scale pilots in public-
             private partnership, including outsourcing O&M of I&D schemes to private operators.
         (b) Strengthening the capacity of organizations that provide I&D services and the capacity of
             stakeholders (including Ministry, DBs, LGs, WUOs and private operators) inter alia, through
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               provision of goods and training in areas, including contract management and outsourcing,
               administration, financial management and procurement, and water management and O&M.
               The project will train an estimated 10 civil servants from MAFCP, 15 civil servants from five
               DBs, staff from 15 LGs, and office bearers from 15 WUOs. Decentralized WUO support
               staff from DBs and LGs will be trained in strengthening capacities of WUOs. Some goods
               will be procured for DBs and LGs.
5.2.3     Component 3: Institutional Support for Integrated Water Resources Management. Its objective
is to establish the strategic framework to manage water resources at the national level and at the level of
the Drin-Buna and Semani River basins. Capacity strengthening activities, critical for satisfactory water
sector performance, will be fully integrated into each of the subcomponents to ensure their relevance and
applicability. During project preparation, a number of activities have been undertaken, including
preparation of TORs for developing a National IWRM Strategy and establishing a Water Resources
Database. The recommendations of these preparation activities will be implemented once the project is
effective. The intermediate results indicators are number of (female) staff trained in IWRM, percentage
increase of budget allocation to RBAs. Throughout project implementation, MARD is expected to
increasingly demonstrate leadership in the management of the countrys water resources, and to
progressively show responsibility as convener of stakeholders in water resources management.
         (a) Preparation of a National IWRM Strategy including establishment of a stakeholder forum for
             cross-sectoral dialogue and decision making under the aegis of the NWC, and strengthening
             capacities of institutions responsible for IWRM, such as the NWC, TS, and the RBCs and
             RBAs of Drin-Buna and Semani basins. In view of EU candidate status, the strategy will
             incorporate the EUs WFD, as reflected in the Law on Water Resources. The project will
             ensure inclusiveness of the preparation process by involving all stakeholders involved in the
             management of water resources. A communications strategy will be prepared and
             implemented to accompany the investments and the preparation of the strategy.
         (b) Preparation of River Basin Management Plans for the Drin-Buna and Semani river basins
             including identification of structural and non-structural measures to improve the quality of
             IWRM and strengthening capacity to implement said plans through provision of training and
             goods to River Basin Agencies and minor rehabilitation of their offices.
         (c) Establishment of a consolidated Water Resources Database to be used as basis for national
             water resources planning and programming. The database will be established within MARD.
             The proposed water resources database will be populated through the coordinated acquisition
             of monitoring data from all relevant organizations involved with water resources monitoring.
5.2.4     Component 4: Implementation Support. This component will be implemented by MARD. Its
objective is to manage project resources in accordance with the projects objectives and procedures as
outlined in the POM. The intermediate results indicator is the number of project monitoring reports based
on the established Management Information System (MIS) submitted on time.
The project will provide support for the implementation of the project, including provision of technical
assistance, training and goods, and establishment and implementation of a performance based
management information system:
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         (a) Project Management. Project implementation will be mainstreamed into the regular functions
             of the implementing Ministry. Support for project implementation will include: (i) provision
             of technical assistance, training and office equipment, and incremental operating costs in
             support of project management; (ii) overall project planning, quality oversight and evaluation
             of project activities; and (iii) strengthening procurement and financial management capacity
             at all levels.
         (b) Establishment of a Monitoring and Evaluation system. The project will support the
             establishment of a performance based MIS and arrange for data collection and reporting on
             key performance output and impact indicators, through a baseline surveys (completed during
             during project preparation) and follow up surveys at the Mid-Term Review and at project
             completion.
         5.3.1 Location
The project in the first and second year consists on rehabilitation and revitalization of 13 agricultural
reservoirs (two dams Kurjan and Strum share the same reservoir) and associated I&D schemes, located
at Northern part of Central Mountain Region, Southern Part of Central Mountain Region, on Intermediary
Zone of Adriatic Pre Lowland Region, on the Intermediary Zone of Hilly Central Region, and on the
Intermediary zone between Hilly Central Region and Southern Mountain Region.
All reservoirs and associated I&D schemes were built during the so called Central Economy period for
irrigation purposes. Most of such reservoirs were and still are used also for fishing. Because of the fairly
long period of their existence; some of the reservoirs are more than 50 years old; these water bodies are
considered almost natural in character. Notwithstanding, the reservoir biodiversity is actually not that
natural, and in the past several fish species were introduced to control eutrofication (by fish grazing the
water plants) and to be used as source of food.
The approximate location of the dams, reservoirs and I&D schemes under review are shown on the
satellite image in Figure THE PROPOSED PROJECT-1 below. Essentially there are three groupings of
dams:
     Group 1 focused around Kukes and Tropoja comprising #7, #8, #9 and # 12
     Group 2 focused around Korca comprising #4 and # 10; and
     Group 3 focused around Fier and Berat comprising #1, #2, #3, #5, #6, #11 #13 and #14.
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Seman with the sub basins of the Devolli and Osum rivers upstream, in the south central region of
Albania.
                 Group 1 Dams
                 Group 2 Dams
                 Group 3 Dams
The reservoirs and I&D schemes are located close to inhabited sites, most of them close to villages, and
some close to the cities. The regions/prefectures of Kora, Berat and Fier (9 of the reservoirs and I&D are
situated in these three prefectures), are some of the most important municipalities of Albania.
Agriculture remains the most important economic output for those municipalities. The others, are situated
in Skrapare and Kukes (and close to Bajram Curri) municipalities, and represent a very important
instrument for agriculture development.
The agricultural industry of Albania was fundamentally changed at the beginning of the 1990s. In the
1980s towards the end of the Hoxha regime approximately 700,000 hectares of agriculture land existed
and 52% of this was irrigated (Volgi 2012). The industry comprised of large state or co-operative farms
and by 1983 when the collectivisation process was largely complete the average farm size was 1320ha
(Halcrow, 2001).
In the beginning of the 1990, the Democratic Parliament approved the new law of The Land, when the
land was separated between peoples that worked on it, or administrated it regardless of whether they had
inherited it from their forebears.
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More recently, the Law of The Land has undergone revision and improvement with the introduction of
new by-laws made by decisions from the council of ministers (DCMs) who are trying to give legal right
of ownership of agricultural land to those that have inherited it, but this policy has not been fully
implemented till the present day. Most farms now typically comprise of three non-contiguous blocks of
land, such that most farms can be considered smallholder and part time affairs. These smallholdings are
now of average size of 1.11ha (MAFCP, 2010), with the total amount of agricultural land now being
approximately the same as the pre-1990 figures at 695,000 ha. However in 2010, only 29.4% of this land
was irrigated (MAFCP 2010), primarily due to breakdown of ageing system, no rehabilitation and no
maintenance.
Essentially all dams require some rehabilitation work; some more than others. For example, Koshnica 1
needs to have the dam rebuilt due to a historic slip, Murriz Thana, Staravecke and TPlan all have some
stability issues than need to be addressed. A geotechnical survey is planned to be undertaken at all 14 dam
sites during detailed design which is planned in the first year of WRIP (indicated as Phase 2 in the Mott
MacDonald Study). Siltation is a significant concern at Belesova and Zharrez.
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The Feasibility Study by Mott MacDonald provides details of the main rehabilitation works to be
undertaken at the dams under review, and some general indications of the potential options for I&D
scheme rehabilitation. An important issue however is that four sites are planned to have their spillway
crest raised by between 0.3 and 0.5 metres (Zharrez, Slanica, Belesova and Duhanas). This will increase
the reservoir area at TWL and may impact on land around the existing reservoir shoreline. Details of the
extent of the flooded area are not known at this stage, but will become apparent during the detailed
design. This land surrounding these specific reservoirs is state owned and no private individuals will be
affected.
Tregtan 2
Tregtan 2 Reservoir (see Figure THE PROPOSED PROJECT-2) in Kukes prefecture is located about 11.4
km north-west of the town of Kukes. The reservoir actually impounds its direct catchment only and is
understood to fill every year. Access to the dam is via a surfaced rural road for the most part. The last
section (nearly 0.3 km in length) is in very poor condition. No design or construction drawings were made
available at the time of the inspection and therefore only visual observations are reported here. The
catchment area is made up of steep wooded slopes near the dam. Tregtan 2 reservoir collects the water
from its own catchment area and the water coming through the spillway of the upper reservoir - Tregtan 1
(not considered in this project). The area immediately downstream of the dam is Tregtan 2 reservoir,
hence the area can be considered as a cascade together with Tregtan 2 and 3.
The drainage to the I&D area is by a natural valley and stream, There is one branch to the irrigation main
which his a small lined canal. There are no known feeder canals currently in place or in the original
design. The downstream I&D infrastructure for Tregtan 2 was rehabilitated in 2008. However it is
estimated that only 40- 50 % of the main canal can currently convey the design discharge. Hence only
around 15ha are currently irrigated from the original design of 28ha.
Significant parts of the downstream irrigation infrastructure are in need of rehabilitation to varying
extents. The current condition of the downstream irrigation infrastructure imposes a partial constraint on
the original, current and future use of the scheme.
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Although the Tregtan 2 dam does not currently constrain the supply of water to the I&D scheme, the dam
is in poor condition and if not rehabilitated may need to be held down for safety reasons in future, which
would impose a significant constraint on the original, current and future use of the I&D scheme. A total of
1.2km of main irrigation channel is planned to be rehabilitated
The drainage to the I&D areas is by main and secondary canals that are lined. There are two siphons in
the pumped fed area, but the pump station is not functional (the transformer still operates, but pumps and
building have been removed). The downstream I&D infrastructure for Tregtan 3 was rehabilitated in
2006. However it is estimated that only 60- 80 % of the main canal can currently convey water and this
has leakage problems at present. Hence all parts of the I&D system need rehabilitation. Only around
155ha are currently irrigated from the original design of 315ha (215ha by gravity and 100ha pumped).
The current condition of the downstream irrigation infrastructure imposes a partial constraint on the
original, current and future use of the scheme. The condition of Tregtan 3 dam is poor with significant
seepage and erosion problems and although this does not currently constrain the supply of water to the
I&D scheme, the lack of a functioning feeder canal does. Furthermore, the dam is in poor condition and if
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not rehabilitated may need to be held down for safety reasons in future, which would impose a significant
constraint on the original, current and future use of the I&D scheme. A total of 1.12km of main irrigation
channel in the gravity area and 6.7km of main channel in the pumped area are planned to be rehabilitated
together with rehabilitation of the existing pump station.
The drainage to the I&D area is by main and secondary canals which are lined. The downstream I&D
infrastructure for Vranisht 2 has not been rehabilitated since it was constructed and has also not been
maintained in decades. There are several pipes that cross the main canal from another nearby I&D scheme
called Fajzes that are in a severe state of disrepair and have in turn created problems for the Vranisht 2
I&D scheme.
It is estimated that only 25- 35 % of the main canal can currently convey water and this has major leakage
problems at present. Hence all parts of the I&D system need rehabilitation. Only around 50ha are
currently irrigated from the original design of 217ha all by gravity.
The current condition of the downstream irrigation infrastructure imposes a partial constraint on the
original, current and future use of the scheme. The condition of Vranisht 2 dam is very poor and this
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implies that the dam will need to be held down for safety reasons in future, which would impose a
significant constraint on the original, current and future use of the I&D scheme.
A total of 3.5km of main irrigation channel before the bifurcation and a further 8km after bifurcation are
planned to be rehabilitated.
TPlan has a feeder canal that operates as part of the pumped canal irrigation infrastructure delivery
system during the irrigation period and as a feeder canal intercepting the run-off from a nearby hillside
and delivering it to the reservoir at other times. Since 1996 it has not been possible to fill TPlan reservoir
due to the identification of the cracked bottom outlet, and since this time what remained of the irrigation
infrastructure has fallen into disrepair. According to the FS, the lower pumping station (P.S.1) is now
missing and the land where it once stood has been ploughed. The middle pumping station (P.S.2) exists as
a building in need of repair but the pumps, transformer, and connecting steel pipes are missing. The upper
pump station (P.S.3) building has now been destroyed and the contents are missing. It is believed that the
trace of the canals relating to the original scheme can still be seen however if this scheme was brought
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back into operation the entire irrigation infrastructure would need to be rehabilitated. Apparently the
small area irrigated within the original scheme is believed to be irrigated by a few farmers (reported to be
18) of farm reservoirs constructed by the farmers themselves. Only around 30ha are currently irrigated
from the original design of 470ha (205ha by gravity and 265 pumped).
The current condition of the irrigation infrastructure, non-functioning canals and a dam which is not safe
to fill impose a significant constraint on the original, current and future use of the scheme. A total of
10.8km of main irrigation channel and 1.6km of main right branch canal are planned to be rehabilitated.
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Leminot reservoir
Leminot Reservoir (see Figure THE PROPOSED PROJECT-6) in the Prefecture of Kora is located about
20 km north-west of the town of Kora. It is believed that the reservoir is filled entirely by its direct
catchment. A new 130m long spillway was constructed in April 2008. The reservoir is understood to fill
each year. The catchment area is made up of steep wooded slopes near the dam, with non-vegetated
mountainous slopes in the distance. The village of Leminot is located downstream of the dam.
The Leminot I&D infrastructure is one of the better schemes in terms of condition and this is probably
because approximately 5km of the right branch main canal and 0.5 km of the left branch main canal were
rehabilitated in 2010. However, for the rest of the main canal on both the right branch and left branch,
significant rehabilitation is required to enable the scheme to function as designed. Therefore the condition
of the un-rehabilitated downstream irrigation infrastructure imposes a partial constraint on the original,
current and future use of part of the scheme. Around 250ha are currently irrigated from the original design
of 400ha all by gravity
The condition of the Leminot dam is considered to be fair and does not currently constrain the supply of
water to the I&D scheme. A total of 7km of main irrigation channel on the right branch and 1.5km on the
left branch is planned to be rehabilitated.
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wooded slopes near the dam, with non-vegetated mountainous slopes in the distance. The area
immediately downstream of the dam is farmland. The valley continues as a flat wide section with a width
of 50 to 100 m for a several kilometres. Further on the water flows into Devolli River.
The original I&D scheme was only part implemented because the dam had problems during the
construction. Only parts of the partially constructed canals were ever lined. Furthermore the rehabilitation
of the feeder canal is crucial to ensure the reliability of water supply from the reservoir. Nevertheless,
even with the feeder canal, and with proper operation of the reservoir it is questionable whether the
reservoir will be full prior to the onset of the irrigation season, but this was based upon a limited rainfall
data analysis. The downstream irrigation infrastructure is in a very poor condition and given that the dam
has failed and has not filled in the last 12 years this scheme needs the reconstruction of the Koshnica dam
to be considered possible to move forward. All parts of the entire downstream irrigation infrastructure are
in need of rehabilitation. Hence the current condition of both the failed dam and the downstream
irrigation infrastructure impose a significant constraint on the original, current and future use of the
scheme. Currently no land is irrigated at this site from an original design that had 850ha under irrigation
(350ha by gravity and 500ha pumped). A total of 22km of main irrigation channel by gravity is planned
to be rehabilitated.
Table THE PROPOSED PROJECT-6: Tabulated data on Group 3 reservoirs and I&D schemes
                                                 Strum/                                              Murriz
 Name of Site                   Staravecke                     Slanica      Duhanas     Belesova               Zharrez
                                                 Kurjan                                               Thana
 Date constructed               1974           1963          1976          1982        1977        1962       1970
 Dam length (metres)            170            540 (700)     250           NA          304         3,570      522
 Dam height (metres)            30             17            32            39          42          17         22
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Staravecke
Staravecke Reservoir (see Figure THE PROPOSED PROJECT-8 ) is located about 14.2 km southeast of
the town of Skrapare. The Staravecke reservoir is located at Poto Commune of Skrapare. The reservoir
impounds its direct catchment (60%) and has a feeder canal (40%). It is understood to fill every year if
the feeder canal is in use. Currently the feeder canal is thought to be out of use. The area immediately
downstream of the dam is pasture. There is no valley downstream, so the water will be flow on the slope
of the mountain for some 1 km passing through some 10 houses, before it reaches the stream in the valley.
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Other than the irrigation pipe immediately downstream of the outlet, which was rehabilitated in 2010 and
is considered to be in good condition the remaining downstream irrigation infrastructure has not been
rehabilitated since it was constructed, and has not been adequately maintained for several decades. It is
estimated that only up to 30% of the reservoir yield can be taken for irrigation through the canal system.
All parts of the entire downstream irrigation infrastructure are in need of rehabilitation. The current
condition of the downstream irrigation infrastructure imposes a partial constraint on the original, current
and future use of the scheme.
The current condition of the dam is in a poor condition, and the feeder canal does not function and this
therefore constrains the reservoir yield and the supply of water downstream. Nevertheless due to the
deep-seated historical slip under the reservoir it may not be safe to rehabilitate the feeder canal and fill the
reservoir, and a failure of the dam would therefore significantly constrain the original, current and future
use of the scheme.
Currently around 20ha of land is irrigated at this site from an original design that had 80ha under
irrigation all by gravity). A total of 2.5km of main irrigation channel by gravity is planned to be
rehabilitated.
Strum/Kurjan
Kurjan and Strum Reservoir (see Figure THE PROPOSED PROJECT-9) in Fier Prefecture is located
about 15 km east of the town of Fier. The reservoir is located at Kurjan Commune. Commune has about
228 ha of forests. Strum commune has about 30 ha of forests.. Trees that grow in these forests are mainly
pine, willow, and, shrubs, etc. The most widespread wild animals are fox, rabbit, and also various birds
like grouse, ouzel etc. Based on reports from Fier Drainage Board the actual capacity of this reservoir is
some 25.5 million m3 of water (less than the design estimate). The reservoir impounds its direct
catchment (contributes 20%) and has a feeding canal (contributes 80%) collecting the water from next
valley through the Cerven diversion dam. It is understood to fill every year, but for the last few years the
reservoir has been partially filled because of the lack of maintenance of the channel between Cerven dam
and Kurjan reservoir, and because of the lack of maintenance of the irrigation network downstream of the
dam. The catchment area is made up of moderately steep wooded slopes near the dam, with some non-
vegetated mountainous slopes in the distance. The area immediately downstream of the dam is farmland
amounting to some 10 ha. In the valley within 500m of the toe of the dam there is a village and further on
there are also several houses near to the downstream main stream, however the land is relatively flat.
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Figure THE PROPOSED PROJECT-9 Aerial View of Strum and Kurjan Reservoir
The Strum and Kurjan reservoir solely supplies the downstream irrigation infrastructure during the
irrigation period. The There is a large feeder canal which comes from Cerven Dam. In addition to this, the
original design included a pumping station which assisted with the filling of the reservoir; this has not
functioned for many years.
The feeder canal from Cerven reservoir feeds Kurjan reservoir and is vital to the reliability of the
reservoir for supply of water to the existing irrigation system in its present condition. The original design
included a pump station at Gorican which pumped water from the Seman River to a canal which then fed
Matke pump station which pumped water into Kurjan reservoir. Since these do not operate currently the
reliability of the reservoir yield is severely limited such that the original design irrigation area could not
be adequately supplied with water.
Approximately 60% of the downstream irrigation and drainage infrastructure was rehabilitated in 1998-
2006 and hence the remaining 40% of the mains and secondary irrigation channels are in need of
rehabilitation. The parts which have not been rehabilitated have not been adequately maintained, such that
the channel lining is significantly damaged or missing in a number of areas and there are areas of
significant blockage due to silt and vegetation.
The current condition of the downstream irrigation infrastructure and the lack of the pumped feeder which
is crucial in ensuring the reliability of the design reservoir yield impose a significant constraint on the
original, current and future use of the scheme. It is estimated that 2,100 ha are currently irrigated from
the reservoir from a design area of 5,430ha (4,730ha of gravity fed and 700ha of pumped irrigation).
The instability of Strum dam is of concern and although the current condition does not impose a
restriction on the downstream supply, if works are not carried out and further movement is exhibited then
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this could lead to the reservoir being held down on safety grounds which has necessary impacts on the
I&D system.
A significant amount of rehabilitation works are proposed at this site including 14.2km of main channel
and 26km of secondary channel on Section VMK1 and 13.6km of main channel and 59km of secondary
channel on VMK2 together with rehabilitation on 2 pump stations
Slanica
Slanica Reservoir is located in the Berat prefecture, about 14 km west of the town of Berat. The reservoir
actually impounds its direct catchment only and is understood to fill every year. Access to the dam is via
surfaced rural roads for the most part. The catchment area is made up of vegetated hills.
The Slanica dam is in relatively fair condition and the accumulation of silt is small, however given the
downstream water supply needs, siltation will remain a problem. It is likely to require the raising of the
upstream outlet chamber every several years until the lower levels of the reservoir are silted. The
reservoir therefore imposes a partial constraint on the original, current and future use of the scheme. A
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total of 7.1km of main channel on the right branch and 0.7km of main channel on the left branch are in
need of rehabilitation on this scheme.
Duhanas
Duhanas Reservoir (see Figure THE PROPOSED PROJECT-11 ) is located in Berat prefecture about 6
km north-east of the town of Berat. The Duhanas is situated in Velabisht Commune that has about 1800
ha of forests. These forests are dominated by alpine pastures and shrubs. Some of wild animals are rabbit,
fox, grouse etc. It is believed that the reservoir is filled entirely by its direct catchment. The direct
catchment area of the reservoir is steep and mountainous. The dam is in a steep sided valley about 5 km
upstream of the town of Berat. There are perhaps 25 houses at risk in the valley prior to reaching Berat
but the failure of the dam would probably destroy many more houses when account is taken of the likely
damage in the town of Berat.
This irrigation water is taken via the stream bed and irrigation occurs by gravity. All parts of the entire
downstream irrigation infrastructure are in need of rehabilitation. The current condition of the
downstream irrigation infrastructure imposes a significant constraint on the original, current and future
use of the scheme. It is estimated that only 50ha are currently irrigated by gravity on this scheme from an
original design of 550ha (280ha by gravity and 270ha by pumping).
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The Duhanas dam has some problems in some areas. The downstream outlet chamber and valve and the
canal immediately downstream of the bottom outlet valve are all in need of rehabilitation and they
currently leak significantly. The reduction in live storage capacity due to the inflow of silt is of concern
for the continued supply of water since it could block the upstream bottom outlet chamber such that the
outlet can not be operated. It is estimated that within 30 years the current live storage capacity will be
halved, assuming the upstream bottom outlet chamber is raised several times. The condition of the dam
does therefore impose a partial constraint on the original, current and future use of the scheme. Around
18.5km of main irrigation channel by gravity are planned to be rehabilitation on this scheme.
Belesova
Belesova Reservoir (see Figure THE PROPOSED PROJECT-12) is located in Berat prefecture about 15
km north east of the town of Berat. Belesova Commune has about 3520 ha of forests. These forests are
dominated by alpine pastures and shrubs. Some of wild animals are rabbit, fox, grouse etc.. It is believed
that the reservoir is filled entirely by its direct catchment. The reservoir is understood to fill on a regular
basis. No design or construction drawings were made available at the time of the inspection and therefore
only visual observations are reported here. Middle Oligocene formation of weak marine sedimentary
deposits of Flysch containing inter-bedded clay, sand and conglomerate layers. The catchment area is
made up of steep wooded slopes near the dam, with non-vegetated mountainous slopes in the distance.
The reservoir solely supplies the downstream irrigation infrastructure during the irrigation period and
there is no feeder canal for this reservoir. The downstream irrigation infrastructure has not been
rehabilitated since it was constructed, and has not been adequately maintained for several decades. The
main canal is now no longer in operation and all water used for irrigation is taken from the adjacent
stream. All part of the downstream irrigation system are in need of rehabilitation. The current condition of
the downstream irrigation infrastructure imposes a significant constraint on the original, current and
future use of the scheme. It is estimated that only 50ha are currently irrigated by gravity on this scheme
from an original design of 1,280ha (1,150ha by gravity and 130ha by pumping).
There is a significant concern due to leakage along the new siphon pipe which could cause wash out
failure and therefore the reliability of yield is at risk due to possible failure of the dam. The reduction in
live storage capacity due to the inflow of silt is of concern for the continued supply of water since it could
block the upstream bottom outlet chamber such that the outlet may not operate. Even if the upstream
bottom outlet chamber is raised several times, the reservoir yield will decrease over time, and it is
estimated that within 15 years the current live storage capacity will be halved, and within 30 years nearly
all of the storage area will have been filled with silt. Hence, the current condition of the dam does
therefore impose a partial constraint on the original, current and future use of the scheme. However,
should dam failure occur, this would pose significant constraint on the scheme. Around 11.8km of main
irrigation channel by gravity are planned to be rehabilitation on this scheme.
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The reservoir solely supplies the downstream irrigation infrastructure during the irrigation period. In the
last 50 years it has always filled successfully, normally with filling commencing at the start of April.
It is understood that a concession has been let on the Devolli river for 3 hydropower reservoirs, and it is
highly likely these will be constructed and in-operation by 2019. The off take for Murriz Thane is
downstream of Banja reservoir which is the last reservoir in the hydropower scheme. Banja dam was
partly constructed during the late 1980s. There should therefore be adequate reliable flow in the Devolli
River at the off take, such that the feeder canal can feed Murriz Thana reservoir all year round.
However, it should be noted that since construction, significant siltation of the reservoir has taken place.
The Irrigation and Drainage board reports that 12 million m 3 of water volume has been lost due to this
and hence siltation should be seen as a threat to the ability of the reservoir to supply water to the
downstream irrigation scheme. It should also be noted that the use of the reservoir for hydropower will
lead to the reservoir being held full all year round and this will increase the silt accumulation rate. The
authorities should consider minimising the accumulation of silt through further study such as the
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provision of a settlement basin upstream. The I&D schemes comprises four main branches; ukas, Krutja
Lushnje and Terbuf
Krutja Branch was originally 23.4 km long and irrigated 6,900 ha in Lushnje district. During the 1980s
the Branch was extended twice (bifurcating at the tail), the first (V2) by 9.2km to irrigate a further 1300ha
in Lushnje irrigation area, the second by approximately 6km (V1) to irrigate 1,000ha which belongs to
Fier irrigation area. Krutja Branch was originally designed only for the 6,900ha, and therefore, at peak
times there is not sufficient water to irrigate land associated with the extensions. Bitaj pumping station
pumps water during the peak season from the main drain (Bitaj collector) back into Krutja branch at the
point of bifurcation. This pumping station still functions although the immediate associated canals and the
pumping station are in need of rehabilitation. Only 20% of the rehabilitation of the canals and structures
on the main and secondary canals was undertaken in 1995  2005. The Krutja branch is a raised canal and
in need of lining which is proposed in all rehabilitation options. The scheme area supplied by this branch
is part of the most important agricultural land in Albania and it is therefore proposed that the canals are
lined to reduce the losses and that automatic regulation of the water level and off takes with automatic
duckbill cross regulators is implemented. This should ensure the provision of more than 8m 3/s (the
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original design capacity) in the branch and increase the reliability of water supply at the tail to assist at the
peak times with supply in V2. This will reduce the reliance on the pumping station.
Lushnje Branch, which is 18.2km long to Lushnje town, irrigates 7100 ha from which 1200 ha are
pumped. The branch canal irrigates 1500 ha directly. Immediately downstream of Lushnje town the
branch canal divides into two main branches, V3 (5.1km) and V4 (16.7km) where the remaining hectares
are irrigated. Lushnje branch is a contour canal and has problems with silt and stability. There are also
60km of secondary channels. There were once 3 small pumping stations along Lushnje branch and V4
which irrigated the hillside (approximately 600ha), however these stopped functioning many decades ago.
At the tail end of V4 there is 600ha of irrigation by sprinkler (Terbuf), however this sprinkler irrigation
system is completely dysfunctional and the pipes have been removed.
Terbuf Branch which irrigates 4,400ha and starts approximately 6km south of Lushnje, takes water from
the main drain, K1, however this drain is supplied directly by the reservoir approximately 1km
downstream of the dam. The Terbuf branch main canal is divided into V1 and V2. 150ha are irrigated
from the main canal, 4350 ha are irrigated from the V1 and V2 main canals. The tail end of V1 has a
sprinkler irrigation section of approximately 500 ha which is called Grabiani, and is now completely
dysfunctional and the pipes have been removed. This sprinkler irrigation section was designed to be
supplied by V1 but never functioned as designed, however, in the few years that it was in function they
reused the water from the drainage network. Terbuf V1 and V2 where rehabilitated in circa 2000 as was
Grabiani. Grabiani is once again dysfunctional and approximate 30% of V1 and V2 now require
rehabilitation.
The current condition of the downstream irrigation infrastructure imposes a constraint on the original
design, current and future use of the scheme. The current condition of the reservoir has been held down
2m below TWL due to an upstream slip, hence the dam also imposes a constraint on the original design,
current and future use of the scheme. Around 15,000 ha are currently irrigated from Murriz Thana
reservoir from an original design 29,300ha (27,600 gravity and 1,700ha pumped).
In terms of rehabilitation, 32km of main canal and 46kms of secondary canal are planned at ukas
Branch; 23.4km and 9.2km (V2 only) of mains and 32kms of secondary canals at Krutja Branch; 40km of
main canals and 82kms of secondary canals at Lushnje Branch; and 30.1kms (including V1 andV2) of
main canal and 40.5kms of secondary canals at Terbuf Branch.
Zharrez
Zharrez Reservoir (see Figure THE PROPOSED PROJECT-14) in the prefecture of Fier is located about
9.8 km east of the town of Fier. The reservoir impounds its direct catchment only and is understood to fill
every year. During the visit the reservoir was full and the spillway was spilling some 1 - 2 m3/s. The
catchment area is made up of steep wooded slopes near the dam, with non-vegetated mountainous slopes
in the distance. The area immediately downstream of the dam is farmland. The valley continues as a U-
section with a width of 50 to 100 m for around 1 km. Further on, the stream produced from the spillway
flows into the main drain
The Zharrez reservoir solely supplies the downstream irrigation infrastructure during the irrigation period
and is filled by direct catchment only. In the original design of the I&D scheme there were two branches,
with14.6 km of main canals in total and 9 km of secondary canals in total which were built to irrigate the
project area of 600 ha. Currently it is estimated that only 300 ha are now irrigated and this is because of
the recent rehabilitation undertaken approximately 4 years ago, when 60% of the canal network was
repaired. This part of the system still remains in good condition, however the tail end of both the right and
left branches of the scheme need rehabilitation (they are not currently lined and no structures have been
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rehabilitated). The current condition of the irrigation infrastructure imposes a partial constraint on current,
original and future scheme.
The condition of the dam and reservoir presents a few concerns. The reduction in live storage capacity
due to the inflow of silt is of concern for the continued supply of water since it could block the upstream
bottom outlet chamber such that the outlet cannot be operated, it will therefore need to be raised every
few years. Given the rate of siltation it is estimated that the current live storage capacity will be halved
within 12 years and within 25 years the entire storage capacity will be full with silt. The reservoir
therefore imposes a partial constraint on the original, current and future use of the scheme. A total of
9.5km of main canal and 4kms of secondary canal and 5.1kms and 5kms of secondary canals on the left
branch are planned to be rehabilitated.
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          5.3.5 Dam Rehabilitation Works Proposed
The Feasibility Study by Mott MacDonald provides details of the main rehabilitation works to be
undertaken at the dams under review. This is summarised in Table THE PROPOSED PROJECT-8 below.
The full extent of the works however will not be known until after the detailed design. An important
issue however is that four sites are intended to have their crest raised by between 0.3 and 0.5 metres
(Zharrez, Slanica, Belesova and Duhanas). This will increase the reservoir area at TWL and may impact
slightly on shorelines surrounding the mentioned reservoirs. Exact details of the extent of the flooded area
at TWL are not known at this stage, but will become apparent during the detailed design. However, the
Consultant has ascertained that these reservoirs are surrounded by state owned land and will not impact
on private properties.
In the case of Duhanas the proposed option from the FS includes installing a spillway with a sill set 0.5m
above current sill level to increase the storage capacity of the dam. This will also imply installation of a
new wave wall. This increase in crest level is on the spillway and therefore does not impact upon the dam
width which remains unchanged. It is considered that this increase in live storage capacity will also
benefit downstream users.
In the case of Belesova the proposed option from the FS includes reconstructing the spillway with a sill
set 0.3m above current sill level to increase the storage capacity of the dam and two sill traps constructed
on the main streams in the catchment area. The increase in the silt level is on the spillway and therefore
does not impact upon the dam width which remains unchanged. It is considered that this increase in live
storage capacity will also benefit downstream users and also the operational times of the hydropower
installation on this dam. However the HPP concessionaire will need to abide by the operating rules that
will be established in consultation with other parties and facilitated by the river basin agency.
In the case of Zharrez the proposed option from the FS includes enlarging the spillway weir set 0.5m
above current spillway level to increase the storage capacity of the dam and a parapet wall. This increase
in sill level is on the spillway and therefore does not impact upon the dam width which remains
unchanged. It is considered that this increase in live storage capacity will benefit downstream users.
In the case of Slanica the proposed option from the FS includes modifying the spillway sill level to be
0.5m above current spillway level to increase the storage capacity of the dam. This also necessitates an
enlarged length of sill and a parapet wall to ensure free board requirements are met. This increase in sill
level is on the spillway and therefore does not impact upon the dam width which remains unchanged. It
is considered that this increase in live storage capacity will also benefit downstream users.
Further details on these specific dams and the effects on any land take regarding the increase TWL are
discussed in the individual site specific ESMPs. The ESIA Consultant has also checked the dams in terms
of OP 4.37 Safety of Dams. The OP 4.37 will of course be triggered and will require due diligence to
ensure that dam safety measures are in place. All dams are pre-existing and hence fall under paragraphs
7-11 inclusive of OP 4.37 (existing dams and dams under construction). With the exception of Tregtan 2
(10 metres in height) all the can be classified as large dams as they are more than 15 metres in height. In
the case of Koshnica 1 this may need complete reconstruction so this could fall under paragraph 2-6 of
OP 4.37.
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                                                                                                                                                                                           26
 Table THE PROPOSED PROJECT-7: Details on the current condition of dams and reservoirs
                                                                                                                         Keep water
                                                                         Feeder          Freeboard
                                                                                                         Stability     level low until
#          Dam                       Main Problem and issues             canal in         capacity                                       Siltation         Downstream Flooding Risk
                                                                                                         Problems        after works
                                                                        function         Adequate
                                                                                                                          complete
                                                                                                                                                       Negligible effect. At present kept -2m
                            Recent slip on upstream face
                                                                                          Spillway                                         Some        below TWL. Mini HPP planned.
1    Murriz Thana Dam       Slips on downstream face                      Yes                             Yes         Yes (kept down)
                                                                                           needed                                         concern      Likely reservoir to be held at TWL all
                            Erosion problems downstream                                                                                               year round once works completed.
                            Fair condition                              Yes but         Marginally                                       Limited
2    Kurjan Dam                                                                                        None apparent         No                        Negligible effect.
                            Crest needs to be levelled                 pump u/s         inadequate                                       concern
                                                                                                          Needs                                        Negligible effect although new
                            Old slip downstream face                                    As Kurjan
3    Strum Dam                                                          As Kurjan                      geotechnical          No          As Kurjan     spillway will make flooding
                            Irregularity upstream face                                 New spillway
                                                                                                         survey                                        marginally worse.
                                                                                                          Needs
                            Areas of seepage downstream                   Not           Marginally                                       Limited      Small. Works do not include
4    Leminot Dam                                                                                       geotechnical          No
                            Outlet works need rehabilitation           applicable       inadequate                                       concern      increasing capacity of reservoir.
                                                                                                         survey
                                                                           Not                            Needs                                        Negligible effect although works to
                            Crest shows historic overtopping                                                                              Some
5    Duhanas Dam                                                        applicable       Inadequate    geotechnical         Yes                        spillway will make flooding
                            Some areas of seepage downstream                                                                             concern
                                                                                                         survey                                        marginally worse.
                              Seepage along new outlet pipe               Not                            Needs                                        Negligible effect. Mini HPP planned.
                                                                        applicable                                                       Significant
6    Belesova Dam             Collapse features                                         Inadequate    geotechnical         Yes                        Likely reservoir to be held at TWL all
                                                                                                                                          concern
                              Significant risk of washout failure                                       survey                                        year round once works completed.
                              Crest and downstream side needs re-
                               profiling                                                Inadequate,       Needs
                                                                           Not                                                            Limited
7    Tregtan 2 Dam            Significant wave damage                                     rebuild     geotechnical         Yes                        Small catchment, negligible risk.
                                                                        applicable                                                        concern
                              Outlet works in poor condition                             spillway       survey
                              Spillway is broken
                              Spillway broken
                                                                                        Inadequate,       Needs
                              Deep erosion gullies on downstream                                                                         Limited
8    Tregtan 3 Dam                                                         No              rebuild     geotechnical         Yes                        Small catchment, negligible risk.
                              Outlet works are poor with significant                     spillway       survey
                                                                                                                                          concern
                               seepage
                              Downstream side very wet and steep                       Inadequate,       Needs                                        Small catchment, but changes to
                                                                           Not                                                            Limited
9    Vranisht 2 Dam           Significant profiling necessary                             modify      geotechnical         Yes                        spillway could make flooding
                                                                        applicable                                                        concern
                              Outlet works in poor condition                             spillway       survey                                        marginally worse.
10   Koshnica 1 Dam           Dam has failed and needs to be rebuilt      No           Inadequate,        Yes              Yes           Limited      Small catchment, reservoir cannot be
                                                                                         dam failed                                       concern      filled until works complete. Marginal
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                                                                                                                       Keep water
                                                                           Feeder       Freeboard
                                                                                                       Stability     level low until
                                                                                                                                                                                          27
#          Dam                     Main Problem and issues                 canal in      capacity                                      Siltation         Downstream Flooding Risk
                                                                                                       Problems        after works
                                                                          function      Adequate
                                                                                                                        complete
                                                                                                                                                     risk of downstream flood risk once
                                                                                                                                                     operational.
                                                                                                                                                     Very small effect. Likely reservoir to
                                                                                                                                                     be held at TWL all year round once
                            Low spot on dam crest                                                                                      Limited
11   Staravecke Dam                                                          No             No            Yes             Yes                        works completed. Increasing spillway
                            Dam believed to be on deep historic slip                                                                   concern
                                                                                                                                                     capacity could make downstream
                                                                                                                                                     flooding marginally worse.
                            Downstream outlet pipe thought to be
                                                                                                                                                     Catchment very small, reservoir
                             cracked inside the dam                                     Inadequate,
                                                                                                                                        Limited      cannot be filled at present. But after
12   TPlan Dam             Causing significant instability, including      No            rebuild        Yes        Yes (kept down)
                                                                                                                                        concern      works there is a marginal increase in
                             slip                                                         spillway
                                                                                                                                                     flood risk downstream.
                            Not safe to hold water
                                                                                                                                                     Moderate catchment, increasing
                                                                                                         Needs
                            Some problems with seepage                     Not         Marginally                                     Significant   spillway capacity could make
13   Zharrez Dam                                                                                      geotechnical         No
                            Some erosion problems                        Applicable    inadequate                                      concern      downstream flooding marginally
                                                                                                        survey
                                                                                                                                                     worse
                                                                                                         Needs                                       Negligible effect and has a small
                            Some seepage on left mitre                      Not        Marginally                                       Some
14   Slanica                                                                                          geotechnical         No                        catchment. Slight increase in spillway
                            Dam crest bare in some places.               applicable    inadequate                                      concern
                                                                                                        survey                                       capacity.
 Source: Adapted from Mott MacDonald Feasibility Study
                  Group 1 Dams
                  Group 2 Dams
                  Group 3 Dams
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 Table THE PROPOSED PROJECT-8: Details on the main rehabilitation works proposed on dams and reservoirs
                                                  Potential Main Remedial Measures Necessary
#          Dam                                                       Downstream                                                                   Comments
                           Downstream       Upstream        Toe                        Surface      Raise/Reduce
                                                                       surface
                              berm            berm         Drain                     Re-profiling    Dam height
                                                                       drainage
1    Murriz Thana Dam             Yes                                     Yes             Yes                        Excessive leakage and wash out failures
2    Kurjan Dam                                                                                                      No significant issues
                                                                                                                     Creep on upstream face, stability analysis to be done at detailed
3    Strum Dam                                  Yes                                      Yes
                                                                                                                     design
4    Leminot Dam                  Yes                         Yes                        Yes
                                                                                                    Raise spillway
5    Duhanas Dam                                              Yes                                                    Toe drain needed to pick up seepage
                                                                                                      sill 0.5m
                                                                                                    Raise spillway   Possible addition of berm depends on geotechnical survey (detailed
6    Belesova Dam                 Yes                                                    Yes
                                                                                                      sill 0.3m      design)
                                                                                                                     Possible addition of berm depends on geotechnical survey (detailed
7    Tregtan 2 Dam                                                                       Yes
                                                                                                                     design)
                                                                                                                     If geotechnical investigation prove unacceptable slope stability toe
8    Tregtan 3 Dam                                                           Yes         Yes
                                                                                                                     berm is preferred option
9    Vranisht 2 Dam               Yes                         Yes                        Yes
10   Koshnica 1 Dam               Yes                         Yes                        Yes           Reduce        Significant works required due to existing slip plane.
11   Staravecke Dam               Yes                         Yes                                   Reduce 0.6m      Previous slip plane underlying dam.
                                                                                                                     Possible addition of berm depends on geotechnical survey (detailed
12   TPlan Dam                   Yes                                                    Yes
                                                                                                                     design)
                                                                                                    Raise spillway
13   Zharrz Dam                  Yes                         Yes                        Yes
                                                                                                      weir 0.5m
                                                                                                    Raise spillway   Possible addition of berm depends on geotechnical survey (detailed
14   Slanica Dam                  Yes                                                    Yes
                                                                                                      sill 0.5m      design
 Source: Adapted from Mott MacDonald Feasibility Study
                   Group 1 Dams
                   Group 2 Dams
                   Group 3 Dams
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                                                                                                             1
6          BASELINE DATA
This chapter uses data on the physical-biological and human environments (the latter primarily focussing
on socio-economics). The data collected are from existing sources of information, such as the Hydro-
meteorological Atlas, the Physical Geography of Albania (Edition of Albanian Academy of Sciences),
INSTAT ALBANIA, data from the year 2010 and statistical offices of the relevant Communes, the Mott
MacDonald FS which covers the reservoirs that require rehabilitation; and field surveys undertaken for
verification purposes of some data and for additional information when data gaps are identified.
The Hilly areas (defined as Hilly central Region) are an intermediary zone between the Central Mountain
Region and the pre-Adriatic Lowland. The pre-Adriatic lowlands, are also intermediary territories situated
between hilly zones and the Albanian Adriatic coast (known as Adriatic Lowland).
Albania can also be divided into four agro-ecological zones, namely; Lowlands, Intermediate lands,
Southern Highlands and the Northern & Central Mountains. These agro-ecological zones are classified
by: climate; soils, geomorphology/relief and socio-economic features.
As mentioned in the previous chapter, the project consists on rehabilitation and revitalization of 14 dams
and 13 agricultural reservoirs, located at Northern part of Central Mountain Region, Southern Part of
Central Mountain Region, on Intermediary Zone of Adriatic pre-Lowland Region, on the Intermediary
Zone of Hilly Central Region, and on the Intermediary zone between Hilly Central Region and Southern
Mountain Region; hence there is a broad diversification of different characteristics between the sites.
There follows details of the physical environment covering climate, geology, topography and
geomorphology soils etc.
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6.2        Climate
                                                                                                             2
Albania has a Mediterranean Climate, categorized in several sub-climatic regions. A proportion of the
reservoirs are situated in the Central Mountains zone of Albania, including those sites around Kukes/
Tropoja and Kora.
The others sites are located near to the settlements of Fier, Berat and Lushnje and are either within the
Albanian Western Lowland zone (displaying different physical and biological characteristics) or on the
border with the Central Mountains zone.
The climate is characterized by four seasons, summer, autumn, winter and spring. The other factors that
influence the environmental characteristics of the different groups are geographical position,
geomorphology, hydrology, etc.
Lowland Zones - The reservoirs of Kurjan, Strum, Zharrez and Murriz Thana, are part of districts of Fier
and Lushnje that are part of the Lowland Zone of the southern coastal plain, and have a typical
Mediterranean Climate with hot summer and mild wet winter. Those reservoirs are situated at the
southern part of the Lowland zone (pre Adriatic Lowland). This climate region is generally thought
suitable for growing cereals, vegetables, forages, citrus, olives, and fruit trees.
Intermediate Zone - The reservoirs of Slanica, Belesova and Duhanas, situated in Berat district, has a
climate region not as wet as the other regions under the study, suitable for growing wheat, potatoes,
sunflower, tobacco, vegetables, vineyards and fruit trees. This climate is conditioned from air springs
coming from the Sea coast and entering till the hilly and mountain areas (running on the river valleys).
Such climate is characterized by similar conditions like Southern Highland Zone, but with a hot summer
and not so cold winter.
The Southern Highland Zones - The reservoirs of Koshnica and Leminot, in the Districts of Devolli are
part of the Southern Highlands Zone. This zone has a moderate interior continental climate with cold
winters and warm summers with lass rainfalls compares with other sites under the study.
The climate is similar to the Northern Highland Region, but the geographical position and the
geomorphological condition vary. The influence of the continental climate is greater here than in other
regions of Central Mountains Region of Albania. Ice and snow are natural phenomena that sometimes
start in November and continue until April. Average annual precipitation is 600 to 1200mm/year, with
significant amounts of snow received throughout winter months. Frost also impacts and constrains
agricultural production. This area consists primarily of mountainous terrain, interspersed with productive
agricultural valleys. This area is especially suitable for growing wheat, barley and rye; as well as
vegetables, potatoes and fruits (apples, plums, pears etc.). In this zone forests and pastures dominate.
The North of Central Mountain Zone, where are situated the Tregtan2, Tregtan 3, Vranisht and TPlan
reservoirs, has a climate of the Mediterranean in nature due to the influence of the air streams coming
through the river valleys from the Adriatic Sea to the inner mountain valleys and is formally classified as
an Eastern Mediterranean Mountain Climate. November and December are the wettest months and July
the driest. Given the high mountainous terrain, the majority of land is used for forest and pasture
production, but significant areas are also used for forage crops, wheat, vegetables, potatoes, and fruit
trees. Conversely, from the opposite direction, the Continental influence is very active in this sub-region
overall during winter. Such differences are clearly shown by rises in the air temperatures. For example in
Kukes, the mean temperature for April is 5 C more than in March. The daily amplitude in the autumn and
spring is around 10-15C with a maximum 21.5C. The wettest and coldest season is the winter, and the
hottest and driest one is the summer, with the former being four times as wet as the summer.
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Table The Physical Environment-9 provides a summary of the general data on climate for the 14 dam and
                                                                                                                                  3
13 reservoir and I&D schemes sites.
Table The Physical Environment-9: General Data on Climate for Dam and Reservoir I&D Schemes Sites
                                                          Average                                                         Est. Avg.
       Dam and Reservoir         Average Temp C                                                           Evaporatio
                                                        Rainfall (mm)    Humidity       Sun     Frost                    winter soil
#       and I&D Scheme                                                                                         n
                                 Min         Max                           (%)         Hours   Periods                   temp C at
             Name                                     Winter    Summer                                     (mm/day)
                               Winter      Summer                                                                       10cm depth
 1   Murriz Thana Dam          8 to 10     26 to 30    365         77     55-60        2682     Jan-Feb     3.7- 6.3          6
 2   Kurjan Dam                8 to 10     26 to 30    365         77     55-60        2792     Jan-Feb    3.7  6.3          6
 3   Strumi Dam                8 to 10     26 to 30    365         77     55-60        2792     Jan-Feb    3.7  6.3          6
 4   Leminoti Dam              -1 to -2       26       277         88     50-85        2423    Dec - Feb   2.7  5.1          1
 5   Duhanas Dam                6 to 7     23 to 24    395        106     55-80        2792     Jan-Feb    3.1  5.92         6
 6   Belesova Dam               6 to 7     23 to 24    415        113     55-80        2682     Jan-Feb    3.1  5.92         6
 7   Tregtan 2 Dam           -10 to -15    25 to 26    272        112     45-65        2045    Dec  Feb   2.6  4.7          1
 8   Tregtan 3 Dam           -10 to -15    25 to 26    272        112     45-65        2045    Dec  Feb   2.6  4.7          1
 9   Vranisht 2 Dam          -10 to -15    24 to 25    272        112     45-65        2045    Dec - Feb   2.6  4.7          1
10 Koshnica 1 Dam            -10 to -15       24       277         88     55-65        2423    Dec - feb   2.5  4.7          1
11 Staravecke Dam              -5 to -6    22 to 23    395        106     55-65        2414     Jan-Feb    2.5  4.4          6
12 TPlan Dam                -15 to -20       24       644        201     60-65        2045     Dec-Feb    2.6  4.8          1
13 Zharrez Dam                 8 to 10     26 to 30    365         77     55-60        2792     Jan-Feb    3.7  5.9          6
14 Slanica                      6 to 7     23 to 24    365         77     55-80        2792    Jan - Feb   3.1  5.92         6
Source: Mott MacDonald Feasibility Study
          6.2.1 Rainfall
Lowland Zone where is situated the Zharrez, Kurjan, Strum and Murriz Thana reservoirs, has an average
annual rainfall is 800-1200 mm, of which 70-75% falls during autumn and winter, while in the summer
5% -12% of annual precipitation falls. Generally July and August are dry months, with scarce rainfall that
is not enough for plant growth and development. Irrigation to address the soil moisture deficit is therefore
necessary during these months.
Intermediary Zones - Slanica, Belesova and Duhanas reservoirs, situated in Berat district, have an
average annual rainfall of between 800 - 2500mm/year. The rainfall in winter is significant, and in the
Berat area during the period from October to April, which is the period of wheat's development, on
average approximately 90% of the annual precipitation falls, which makes it necessary for land drainage.
In the months between May and September 12% of precipitation falls, with 7% falling during June-
August.
South Highland Zone - Rainfall has a lower intensity and abundance in relation with other territories of
the region (600-680mm/year). The wettest month is December and the coldest one the January. The daily
maximum of rainfalls is 76mm. The wind has regional and local characteristics, conditioned mostly by
the relief of the area.
Northern and Central Highland Zone - Average annual precipitation goes from 800 to 2500 mm/year.
Precipitation is winter dominant and given the terrain the area is exposed to significant amounts of
snowfall and frost days Precipitation is heavily dependent upon relief and maximum rainfall ranges from
75mm/day to 230mm/day. Average sub regional precipitation is around 1,500mm per year. Snow and ice
occurrence is a normal phenomenon in the winter season. The average number of snowy day per year
varies from around 5 days in flat lying areas and open valleys to more than 100 days per year in the
highland areas.
        6.2.2 Temperature
The Lowland Zone where has an annual mean temperatures in this zone range from 14 C - 18C, with
temperatures during summer averaging 26 C, whilst winter temperatures average 10C. The zone is
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characterized by a hot summer, sometime goes up to 35 C, but only for few days. The winter is not very
                                                                                                          4
cold. In both seasons the temperatures are conditioned from the strong influence of Adriatic Sea.
The intermediary zone has some temperatures that ranges between the Southern Highland Zone (Southern
part of Central mountain Region) and the Lowland Zone (Adriatic Coastal Lowland Zone). Annual Mean
temperature varies from 5C - 16C. Mean temperature is highly variable across this zone and declines
moving from the south to the north and with increased elevation The Southern Highland Zone - The
Annual Mean temperature decline moving west to east away from the coast, ranges from 6 C - 14C.
Summer temperatures average 18C-20C, whilst winter temperatures average in the low single digits.
The hottest months are in July and August with the average of temperatures range from 18 C to 24C. The
daily amplitudes sometimes are 19.7 C. In this area are registered the absolute minimum temperatures
ever experienced in Albania (Voskopoje -30.4 C and Sheqeras -26.9C).
The North of the Central Mountain Zone - The Annual Mean temperature goes from 3 C - 12C. The large
range in annual mean temperature is primarily due to elevation. Maximum temperatures in July reach
25C, whilst winter minimum temperatures can reach -20 C.
          6.2.3 Wind
On the highlands of Northern Central Mountain Zone, the Southern Central Mountain Zone and in the
Intermediary Zones - winds are influenced by the geomorphology of the area; hence the specific site
characteristics are important. For example, the four sites at Kukes and close to Tropoja are influenced by
the shape of the Drini valley. The same situation occurs in the valley of Devolli and Osum, Branches of
the Seman River. It is quite a different situation on the reservoirs situated in Fier and Lushnje. Here the
wind is strongly influenced by the air movements from the sea to the earth and vice versa. This wind,
conditioned from changes of temperatures from the Sea (from the west) to the land (the east) has a
general west/east/west direction. However, at each site, the dominant winds are those with local
characteristics. The most predominant are the horizontal winds, running in respect with the valley
direction. The permanent winds with low intensity, but with high abundance are vertical winds which are
caused by temperature differences between the lower areas and upper mountain or hilly areas. Such winds
are called wind of the slopes.
The ambient air conditions at the reservoirs sites is generally good under natural circumstances and not
contaminated by any pollutants, as they are quite far away from the cities or industrial areas. Furthermore,
there appear to be no major development activity close to the reservoirs that can affect the air quality,
such as quarries, industrial plants, intensive transport etc.
6.3       Geology
The geology of the areas around the dam and reservoir sites are quite different. The Central Mountain
Region contains tectonic areas referred to as Korab, Mirdita and a good proportion of Kraste/Cukal and
Kruja. The area consists mostly on terrigen formations of reschps of Palaeozoic, Flysch and mollasic
deposits. The most abundant rocks are magmatic, effusive sedimentary and calcareous formations. These
geologic formations have been affected by powerful neo-tectonic movements of Plio-quaternary, which
continues until the present day. The geology of TPlan reservoir is represented by ultra-basic rocks lying
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 within the Jurassic evaporite area. The Koshnica reservoir is represented by Aleurolite formations of
                                                                                                         5
 Pliocene age (Helmes Suite). The Leminot reservoir lies in an area of grey marine clays, sands, clays and
 coal of the Lower Aquitanian formation.
 The Intermediary zones, have quite different geological characteristics. The area is situated between
 Southern Mountain Region, in its South, Western Adriatic Lowland in its West and Central Mountain
 Region in its East. This Eastern Area, where is situated the Staravecke Reservoir, lies between three
 tectonic areas, Kruja, Ionian and Sazani respectively. Jurassic calcareous deposits characterize the eastern
 extreme of the area. The Staravecke reservoir lies in an area of Palaeogene, Lower Oligocene, with Flysch
 deposits. The Duhanas reservoir lies in Flysch deposits: sandy clays with limestone layers, of Upper
 Oligocene Period. Belesova reservoir is characterized by Middle Oligocene formation of weak marine
 sedimentary deposits of Flysch, containing inter-bedded clay, sand and conglomerate layers. Kurjan/
 Strum reservoir lies in an area of Neogene, Pliocene (Rogozhina Suite), Sands, conglomerates. The
 Zharrez reservoir lies in an area of Neogene and Pliocene rocks (Helmesi Suite). The Murriz Thana
 reservoir is characterized by Quaternary deposits, molasses rocks (L.Bozo, Y Muceku).
 Duni Ll., Kuka Sh., Kuka N. and Fundo A.(2010) have attempted to improve the probabilistic seismic
 hazard map of Albania and this is included as Figure The Physical Environment-15 below with the
 locations of the 14 dam sites superimposed on it.
 Notwithstanding, it is recognised that the whole of Albania is in an area of seismic activity so even though
 pseudo static loading analysis has been performed, there are still many input parameters that have been
 estimated; including the natural geological conditions beneath the dams. Until a more ground
 investigations and geotechnical analysis are performed by the FS consultant during phase 2 (the detailed
 design stage) of their project, the seismic coefficient data needs to be treated with caution.
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Figure The Physical Environment-15: Location of dam and I&D sites in relation to seismic hazard probability
11
  Fragmentation of relief is a measure of the degree of erosion and weathering within a landscape and is based upon the measure of
the amount of length of linear features (valleys) per square kilometres of land.
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waters of this area are the Valbona River and its smaller streams, the Gashi and the Tropoja Rivers.
                                                                                                      7
Horizontal fragmentation is around 1-3km/km 2. The vertical fragmentation of the relief ranges from 50-
100km/km2 to 200-300m/km2.
Some of the reservoirs are part of the Kora depression, which is a relatively flat area about 35km long
lying between Morava Mountains, Malit te Thate, Cerrava and Gora highlands. The average altitude of
the depression is 137m. Horizontal fragmentation is 0.1 to 0.5 km/km 2. The area is characterized from
water sources from the Mali I Thate highlands which include streams of Gjonomadh, Damjanec, of Uji I
Bardhe, Kamenica, Mborja etc. The streams activity regarding the moderation of the relief is
considerable. The morphology of the field periphery has karstic characteristics. The depression is
surrounded by a range of hills such as Vlocishti, Kora etc.
The Eastern part of Intermediary zone geomorphology, is related to the geological structure and the
activity of the Staravecke stream. The valley is U-shaped and is filled with sediment. . The eroded slopes
continue in the valley to the reservoir. The relief of the area takes the form of five separate terraces
(implying different periods of river rejuvenation) that are filled with sediment.
To the West, where are situated the majority of reservoirs in Fier and Lushnje districts, the topography in
this area is generally flat to undulating. The reservoir sites are situated in the soil deposits between ranges
of hills that are aligned in a north  south direction. The higher points of the hills range from 300 to 600
masl.
In the area of Murriz Thana dam and I&D scheme in the Lushnje Region and Strum, Kurjan and Zharrez
schemes of Fier Region soils are characterized by sandstones and mudstones. Soil classifications of these
reservoirs are characterized by Grey-brown soils. They have an accumulative origin, conditioned by river
activity and through sediment transport and deposition. The thin soil layers range from 1.2m-1.8m in
summer and 0.4m-0.5m in winter. The soils have an average humus and nitrogen content; the meadows of
dark grey-brown soils in the Lushnje area have a high humus content (4.3%), nitrogen content (0.22%)
and phosphorus content (0.12%). They are rich in CaCO 3 (Calcium Carbonate) and have a neutral
reaction with a water pH - 6.8. The absorbing compound is of 50% and the terminal infiltration for
Lushnje commune is 0.4mm/min -1.6mm/min and for Fier commune 2.3mm/min - 5.5mm/min (ref. Motts
FS). Such soil characteristics create very good condition for the development of agriculture and farming
in Lushnje and Fier.
The soil of the Slanica, Belesova and Duhanas reservoirs and I&D schemes, in Berat Region, represents a
mixture of alluvial and brown mountainous soils and a good part of them are prone to erosion. The land
has a middle sub-clay structure, with low phosphorus and humus (6-9%) content, an average nitrogen and
calcium content and water pH of 5.5-6. The saturation is high at 90-95% (ref - FS Mott MacDonald). The
soils of Koshnica and Leminoti schemes are formed by a mixture of alluvial, brown mountainous and
grey forest soils and highly prone to erosion. The lands are covered by sandy sedimentary formations, and
on ultra-basic rocks and limestone, and with a clay trend. They are rich in organic matter, the pH is
slightly acidic and they are rich in nitrogen, phosphorus and potassium. They have good physical quality
and high potential fertility (Motts FS).
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In terms of the Word Soil Reference Base Classification (WRC) the following soil types are found:
 Arenosols: are soils very little developed with a rough texture (rougher than sand) counterbalanced with
    sandy -loam or approximately sub-sandy (SS) and sandy (S) according to the national terminology, in a
    depth level of at least 100 cm from the land surface. Arenosols are leached soils and often decalcified.
 Phaeozem: are dark mineral abundant in organic substances, influenced from the climate. These lands
    have an A horizon - Molic about 30 cm followed by a brown B horizon  Cambic. They have high alkali
    saturation over 50 %.
 Regosols are shallow soils created by both stable matter, mainly from gravels. Those are
    characterized by low level of humus. In small fraction of soils they have the following characteristics:
    humus 1.2 -2.2 % , Nitrogen (N) 0.18-0.28%, Phosphate (P 205) 1.4 - 2.5 mg/100 gr /soil and Potassium
    (K20) 9.5 - 12 mg/100 gr soils. They are of neutral nature, and pH ranges from 7.4 - 7.8. These soils have
    a high level of Ca= 25%.
 Leptosol soils are shallow soils (less than 30 cm deep) lying on he strong rocks or calcareous rocks. In
    general they have neutral reaction, where pH goes from 6.5 to 7.5. Cationic exchange capacity is around
    20 - 30 mek /100 gr ,humus values goes from 1.5 to 2.5 % , N 0.10 - 0.15% ,P205 - about 2 mg /100 gr
    soils and K20 from 8 - 12 mg /100 gr soils.
 Cambisol: are soils with limited age, with transitional characteristics. With light acid reaction. (pH
    5.5-6.5) to neutral and light basic (pH 6.5 -8.0) with high levels of Organic Carbon, that goes from 0.3 -
    1.7
 Luvisol: are mineral soils with a horizon B-Clay, saturation in base with 50% or higher, in all B horizons.
    Their acid/base ratio range from pH 6.0 to 7.5). The B horizon has a neutral nature.
 Vertisol: are considered as soils with high values of concentration of heavy metals. They have high
    saturation over 80% and neutral reaction that tends to be lightly basic (alkaline), pH (H20).
The Vranisht, Tregtan2 and Tregtan 3 reservoirs have three types of soils present: Cambisol, Luvisol,
Regosol. TPlan reservoir has two types of soils, namely Leptosol, Regosol, Murriz Thana reservoir area
is characterized by three types of soils that are Luvisol, Vertisol, Cambisol. Kurjan, Strum, Zharrez and other
areas have similar soils characteristics, determined predominantly by Arenosols, Phaeozem, Luvisol, Fluvisol
and Cambisol (with characteristics as described above) Soil erosion is a major problem in Albania and
especially within the Seman Basin, where proportionally more soil is lost every year compared to other parts
of Albania (see Table The Physical Environment-11).
Table The Physical Environment-11: Soil Erosion in River Basins in Albania
                                             Basin Area                                             Total Quantity per year
                    River                                    (ton/km2)/year       (ton/ha)/year
                                               (km2)                                                      (tons x 1000)
     Drini                                        11,756                1,543              15.43                      18,145
     Semani                                        5,649                3,085              30.85                      17,429
     Other Rivers                                 18,330                1,628              16.28                      29,844
     Total Territory of Albania                   35,735                1,831              18.31                      65,418
Source: Adapted from Qiriazi and Sala (1999)12
12
       Qiriazi P- Sala S,1999, Mass Movement in Albania + Human Activities Japanese Geomorphological Union, 20/3, p.p. 251-264.
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two different characteristic periods in terms of flow; a wet period (from October to May) with 86% of the
                                                                                                           9
annual flows; and a dry period (from June-September), with 14%.
Albania is rich in water resources with lakes, rivers, springs and lagoons, with a high quantity of available
water. As mentioned above, the Albanian territory covers about 65% of a total watershed area of 43,905
km2. More than 152 streams and small rivers finally form the eight large rivers and their reaches (in kms)
are as follows: Buna (41 km), Drini (285 km), Mati (115 km), Ishmi (74 km), Erzeni (109 km),
Shkumbini (181 km), Semani (281 km), and Vjosa (272 km), which run southeast to northwest towards
the Adriatic coast. A map of the basins and the locations of the dams is shown in Figure The Physical
Environment-16 below.
Figure The Physical Environment-16: Location of dam and I&D sites in relation to river basins
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Albanian rivers are characterized by a high flow rate; the total annual mean flow is 1,308 m 3.s-1 that
                                                                                                        10
corresponds to an annual water volume of 42.25 x 109 m 3 from which 30% belongs to subterranean
waters (groundwater). This accounts for more than 13,000 m 3 capita-1.year-1. The rivers, are fed mainly
by precipitation (69%), and show a typical Mediterranean regime, with a seasonal variation in the flow
rate, with high flow during October to May.
Lakes occupy about 4% of the country, which include three big lakes and 247 small lakes. There are also
650 reservoirs with a capacity of around 5.6 billion m 3 of accumulative water, designed and built along
the river, serving for irrigation, flood protection and generation of electricity.
Underground waters are numerous and contribute with about 23% of the total annual flow. They are
spread throughout the country and are exploited through natural outflows and wells, serving mainly for
drinkable water in 80% of cities in the country, while a very small part of them are used for irrigation,
mainly in the western lowlands.
The Southern Part of Central Mountain Region is very rich in surface waters that are derived from lakes
and rivers. The main lakes are those of Prespa and Ohrid. Both lakes are trans-boundary lakes, the former
representing the division between Albania and Macedonia; and the latter between Albania, Macedonia
and Greece. The lakes have international importance and have a specific conservation status. Devolli
River is the largest branch and the main source of supply of the Seman River and is 196km long and has
an average altitude of 960m. The multi-year average of discharges ranges around 95.7m 3/s, with a
discharging module of 17l/s/km 2. The Devolli River feeds the Seman River with about 88% of its waters.
Due to the underlying geological characteristics of the basin (e.g. limestone, karst) when the rivers are
flowing, the Seman River has relatively high mineralization content (TDS 440mg/litre).
The Highland Zone/Northern Part of Central Mountain Region  is dominated by the Drini River Basin
(comprising Black Drin (Drini I Zi) and White Drin (Drini I Bardhe) rivers). The Drini is the longest river
of Albania and the basin area includes the land up to the confluence with the Buna River close to Shkodra
Lake, where combined (named the Buna River) they discharge into the Adriatic Sea. Both rivers
discharge about 21.4 Mm3 per year and the discharge coefficient of river flows is 0.64 for Drini and 0.90
for the Buna.
The main sources of the Drini River are surface catchments (like the Drini I Bardhe River) and smaller
streams in the upper catchment which are all fed by rainfall. The main sources for Buna River are
Shkodra Lake and the Drini River. The total catchment area of the Drini Basin is 14,173 km 2, from which
5,870 km2 lie within Albania and the remainder within Kosovo, Macedonia and Greece. The average
altitude for the basin is 971m. From a morphological and hydrographic point of view the river basin is
divided into three parts, the upper, middle and lower reaches. All the reservoir sites in question lie within
the middle reach of the basin.
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All Albanian rivers including the Drini and Buna are characterized by high amount of sediment
                                                                                                          11
transportation primarily caused by soil erosion which is caused, in part, by deforestation activities in the
catchment. Table The Physical Environment-12 below provides general parameters on Drini and Buna
rivers.
Table The Physical Environment-12: General Hydrological Characteristics of the Drini and Buna Rivers
      Rivers                                                    Qmaks l/sec/km2                      Qmin l/sec/km2
      Drini river (Black Drin and White Drin)                   35.7                                 7
      Black Drin                                                23.3                                 7
      Buna river                                                53.6                                 10
The hydrological monitoring network on the Drin and Seman basins is quite limited. Data has been
acquired from four gauges in operation and these are shown in Table The Physical Environment-13 below
together with indications of flood peaks and 20, 50 and 100 year return periods. As can be seen the
extreme rainfall experienced in the two basins in 1962-63 was very close to a 1 in 50 year flood event.
Table The Physical Environment-13: Gauging Stations within Drin and Seman catchments and major flood events
                                                                                                              Q m3/s
                                                          Flood 62-63           Floods 70-71
                                                                                                        With return period
                                               Area                                                   100       50        20
     No        River           Station                 Q m3/s         Date    Q m3/s         Date
                                                km2                                                  Years    Years     Years
      1        Drini        Vau Dejes          13650     5180         13.01     1900         1.01    6530      5870     4850
      2       Devolli        Kozare             3122     1250         16.11     1240         1.01    1570      1390     1150
      3       Osum         Ura Vajguror         2073     1100         16.11     1050         1.01    1270      1130      958
      4       Seman         Ura Kucit           5358     1800         16.11     1870         1.01    2160      1975     1730
Source: Kolaneci 13
Recent work undertaken from Pano and Avdyli (2009) has calculated the average monthly discharge for
the Drini and Seman rivers based on data between the years 1948  2004. The following Table The
Physical Environment-14 below provides indications on the monthly average discharge for the Drini and
Seman Rivers.
Table The Physical Environment-14: Average Monthly Discharge on the Drini and Seman Rivers
                                           Monthly Average Discharge (m3/sec)                               Annual       Coeff.
                                                                                                             avg.           of
     Rivers
                 Jan     Feb     Mar     Apr    May    Jun      Jul    Aug    Sep      Oct     Nov   Dec   Discharge    discharge
                                                                                                            m3/sec          Cv
 Drini        493     459    446     507         490   293      155     104   141      228     396   501         351          0.30
 Seman        143     156    161     143         116    52       20      12    22       41     100   117          90          0.34
Source: Pano, N. and Avdyli B. (2009) 14
In the 1996 Water Law which his currently in force there is no provision for minimum environmental
flow. However, Albania in its strive for EU Accession has now prepared a draft Water Management Law,
which is based upon the EU Water Framework Directive (WFD) most notably WFD Article 4 paragraphs
3-5. There is provision within this draft law for minimum environmental flow. It now is a requirement for
minimum environmental flows to be specified in the River Basin Management Plans (RBMP). The
WRIP Component 3, Part C will be preparing RBMP for Drin and Seman river basins. The RBMP under
WRIP will also provide the framework to address hydropower plant and irrigation and drainage allocation
issues with involvement of the River Basin Agency .
13
          Kolaneci M., 2000, Flood Risks in Albania, The World Bank Group, Rural Development, from http://wbln0018.worldbank.org.
14
          Pano, N., and Avdyli B., 2009 A method to estimate Buna Discharge, Albania  Hydrology Days 2009.
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           6.7.2 Groundwater
                                                                                              12
The reservoir sites are widely dispersed throughout Albania. Considering the water genesis and
hydrological conditions, the reservoir areas under the study are characterized from two types of
groundwater; shallow groundwater and deeper artesian groundwater.
Artesian groundwater are deep and phreatic and found mostly in weak sandy and gravel rocks, such as at
Kora and Bilisht, where the Leminot and Koshnica reservoirs are situated. Such groundwater generally
occurs in synclinal type structures where the nature of the sedimentary beds creates artesian pressure.
Whole/Break Waters (in Albanian uje I poreve/carjeve) contains deposits of sand/clay of Mio-Pliocene.
Such waters have low pressure. The Karstic waters, are strongly related to carbonate rocks (Calcareous
and Dolomites), and sulphate rocks (Gypsum and Anhydrites). Usually such rocks have extensive jointing
and fracturing and are the main source of water for Albania. These waters are the main source for
irrigation and industrial supply purposes.
Out of the 14 rehabilitation subprojects identified for the first year of WRIP, four sites lie within the Drin
catchment, a transboundary river, namely Tregtan 2, Tregtan 3, Vranisht 2 and TPlan. The remaining
sites all lie within the Seman Basin which flows entirely within Albania and exists to the Adriatic.
In contemplating OP 7.50, the Consultant believes that an exception to this safeguard should be
considered for all the 14 sites for the following reason.
The project essentially involves the rehabilitation of existing dams, reservoirs and I&D schemes and does
not involve works and activities that would exceed the original irrigation scheme footprint, change its
nature, or alter and expand its scope and extent to make it appear a new or different scheme.
Consequently, the project team has determined that given the nature of the rehabilitation works envisaged
under the project, the project falls under the exception set forth in paragraph 7 (a) of OP 7.50 as (i) it will
not adversely affect the quality or quantity of water flows to other riparian users; and (ii) it will not be
adversely affected by other riparians water use. Furthermore, paragraph 7 (c) of O.P 7.50 applies as both
the Drin and the Seman rivers are in Albania, the lowest downstream riparian state and the project will not
cause appreciable harm to other states.
Water Users
The 14 dams and I&D schemes located within the Drin and Seman Rivers are generally within the middle
reaches of their respective river basins, with the exception of Koshnica1 and Leminot that lie more in the
upper reaches of the Devolli River (upstream part of Seman).
There is substantial competition for use of the water resources of the Drin and Seman basins. Hydropower
is of particular importance on the Drin, with major dams and associated power stations located upstream
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in Macedonia and downstream in the middle and lower reaches of the river in Albanian territory, where
                                                                                                   13
hydropower accounts for more than 85% of the Countrys total electricity supply. The Seman is also
becoming more important for hydropower with new HPPs planned on the Devolli and Seman tributaries.
Besides hydropower the Drin and Seman are also important as a water resource for irrigation, livestock,
fisheries, industry and for drinking water. In addition, both basins face a number of threats to their water
quality, such as pollution mainly from discharges of untreated wastewater from cities. The exceptional
biodiversity and endemic species of the Drin Basin as well as those on the Seman River (i.e. particularly
those on the Karevasta Lagoon adjacent to the Adriatic) are also under threat without improved and
coordinated ecosystem management.
From an international perspective and to address the situation on the Drin, the five River Riparians signed
a Memorandum of Understanding on a Shared Strategic Vision for the Sustainable Management of the
Drin River Basin in November 2011. Recent floods highlighted the need for such closer transboundary
cooperation. The Drin Dialogue process, as it is called, was originally set up in 2009 to look into the
many competing interests and challenges the Riparian states were facing. The Shared Strategic Vision
identified the challenges at the transboundary level such as:
Albania is also a signatory of the Convention for the protection of the Mediterranean Sea against
pollution (Barcelona Convention) and its relevance in this context is that pollution from land based
resources (including irrigation) through the Drin and Seman rivers should be prevented and addressed.
This region became heavily populated and most urban and industrial waste is disposed directly into the
rivers. Alas, there are now severe environmental problems in these areas, directly or indirectly linked to
aquatic ecosystems, like urban and industrial waste management, water pollution or land erosion. Neither
liquid nor solid waste is controlled, nor are samples taken regularly of surface and groundwater.
The Albanian rivers are characterized from high intensity of erosion activity and high turbidity. The Drini
River in which the northern sites of TPlan, Vranisht 2 and Tregtan 2 and 3 are located, have an average
range of erosion and turbidity and thus do not suffer from siltation problems as much as other areas.
It is quite another situation with the Seman River and its tributaries (Devolli and Osum). The meandering
nature of these rivers changes the rivers courses over the years, thus eroding important agricultural lands
and transporting organic matter from eroded soils. Erosion in the upper geological layers fills sediments
with heavy metals, eroded from volcanic rocks. When the eroded rocks are calcareous, calcium is the
predominant element. The clay soils eroded and transported by streams or water currents remains a
problem on sedimentation.
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Electrical conductivity value is (ECW) = 0.3ds/m., TDS 300mg/l, SAR = 0.1. N ++K+/Ca+++Mg++ ratio <
1, when the impermeable value is considered 2, implies that the water has very good proprieties for
irrigation purposes. Furthermore, the ratio Cl-/SO -4 = 1.1, pH = 6.8-7.5, N-NO 3 = 2.7 mg/l, N-NH4 = 1.8
mg/l, P = 0.2 mg/l, K = 1 mg/l all show that the water quality for irrigation purposes is very appropriate.
Recent research (2006-2010) on irrigation water quality from rivers and reservoirs in Albania has shown
that the Drini River is within the State Standard Catalogue (SSC) accepted values. 15 The results are
presented in Table The Physical Environment-15 below.
Table The Physical Environment-15: Water Quality Results from Drini River 2007-2010
                                                                             SSC
           Water parameters                    Symbols       Units        Accepted        2007      2008      2009      2010
                                                                            value
 Electrical Conductivity (or)                   ECw           dS/m          0 to 3         0.28      0.27      0.29      0.30
 Calcium                                        Ca2+          me/l         0 to 20         1.88      2.15      3.15      3.07
 Magnesium                                     Mg2+           me/l          0 to 5         0.94      0.87      1.23      1.02
 Sodium                                         Na+           me/l         0 to 40         0.13      0.12      0.13      0.10
 Carbonate                                     CO3 2-         me/l          0 to 1         0.20      0.30      0.32      0.32
 Bicarbonate                                   HCO3 -         me/l         0 to 10         1.60      1.92      1.84      1.11
 Chloride                                        Cl-          me/l         0 to 30         0.40      0.60      0.45      0.36
 Sulphate                                      SO4 2-         me/l         0 to 20         2.85      0.81      0.30      0.20
 Nitrate-Nitrogen                              NO3-N          mg/l         0 to 10         1.12      4.76      3.92      1.84
 Ammonium-Nitrogen                             NH4-N          mg/l          0 to 5         0.56      2.24      1.68      1.70
 Phosphate-Phosphorus                          PO4-P          mg/l          0 to 2         0.20      0.30      0.40      0.71
 Potassium                                       K+           mg/l          0 to 2         0.22      1.03      1.17      1.18
 Acid/Basic                                      pH           1-14        6.0 to 8.5       6.80      7.50      7.20      7.10
 Sodium Absorption Ratio                        SAR           me/l          0 to 9         0.12      0.10      0.10      0.10
 Dried residue                                   DR           gr/l-1           -           0.12      0.19      0.16      0.18
The results show a low electrical conductivity, and with a very small variability. The anion and cation
values are within the parameters set by SSC. The content of carbonate was between 0.20-0.32 me/L,
increasing from the first to the fourth sampling year, but still within the acceptable levels of SSC. The
opposite happened with the content of bicarbonate, but again the concentrations are within the norms set
by SSC. Phosphate had relatively high values (max = 0.71 mg L -1) which could be due to an additional
source of P being added to the irrigated soils at the time of sampling. Based on these results, Drini river
water is classified as Class II for irrigation.
15
 Abazi U., and Balliu A., 2012, Evaluation of irrigation water quality across major water resources in Albania during a five year
monitoring process in Journal of Food Agriculture and Environment, Volume 10 pp 919-924
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Hence, the Seman River remains problematic in relation to particulate matter, because of erosion and
sedimentation. The guide limit of CEE for Total Suspended Solids (TSS) is 25 mg/l. The Seman has a
TSS with a max of 436 mg/l! Dissolved Oxygen (DO) is less than 2 mg/l, which implies very poor
status according to NIVA classes (Norwegian Water Agency).
Seman River waters also exceed the ammonium limit of 0.16 mg/l N-NH 4 of EC Directive for cyprinid
waters. Regarding physical-chemical parameters the quality of Seman River waters can be considered as
fair, poor to very poor. From a heavy metals point of view, the Seman River can be considered as
markedly polluted. Still in the upper and middle reaches the pollution is not really present. It should be
mentioned that this situation is principally related to human activities, especially in the lower reaches of
the river due to intensively inhabited areas and cities.
More recent research (2006-2010) on irrigation water quality from rivers and reservoirs in Albania has
shown that the Seman River is within the State Standard Catalogue (SSC) accepted values. Samples have
been taken and are shown in Table The Physical Environment-17 below
Table The Physical Environment-17: Water Quality Results from Seman River 2007-2010
                                                                          SSC
           Water parameters                   Symbols       Units      Accepted        2007    2008      2009    2010
                                                                         value
 Electrical Conductivity (or)                  ECw          dS/m         0 to 3        0.54    0.40  0.42         0.20
 Calcium                                       Ca2+         me/l        0 to 20        2.60    1.50  4.20         2.20
 Magnesium                                    Mg2+          me/l         0 to 5        2.70    1.20  1.90         1.00
 Sodium                                        Na+          me/l        0 to 40        0.30    1.60  1.40         1.10
 Carbonate                                    CO3 2-        me/l         0 to 1           -    0.30  0.40         0.30
 Bicarbonate                                  HCO3 -        me/l        0 to 10        3.50    2.10  2.50         1.20
 Chloride                                       Cl-         me/l        0 to 30        0.60    0.60  0.70         0.20
 Sulphate                                     SO4 2-        me/l        0 to 20        1.80    0.60  0.20         0.20
 Nitrate-Nitrogen                             NO3-N         mg/l        0 to 10        0.60    2.20  1.40         2.50
 Ammonium-Nitrogen                            NH4-N         mg/l         0 to 5        0.60    1.10  0.30         1.10
 Phosphate-Phosphorus                         PO4-P         mg/l         0 to 2           -       - 0.90          0.80
 Potassium                                      K+          mg/l         0 to 2        2.90    4.70 22.50         0.70
 Acid/Basic                                     pH          1-14       6.0 to 8.5      7.30    7.70  7.60         7.20
 Sodium Absorption Ratio                       SAR          me/l         0 to 9        0.20    1.40  0.80         0.90
 Dried residue                                  DR          gr/l-1          -          0.20    0.20  0.30         0.10
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The measurement at this river showed low values of EC (0.20-0.54 dS m -1), nitrate (0.6-2.5 mgL-1) and
                                                                                                         16
ammonia (0.3-1.1 mg L-1). Cation and anion concentrations as well as pH values (7.2-7.7), were within
the accepted limits set by the SSC to prevent salt accumulation in soils. During the sampling period, only
potassium K+ concentration in 2009 (22.5 mg L-1) and CO32- concentration from 2008 to 2010 (0.3- 0.4 me
L-1) were above the limits established by the SSC standards. The high K + can be explained by urban
wastewater discharge coming from the city of Fier, which was upstream of the river sampling point, while
the relatively high CaCO3 concentration can be explained by the high carbonate content of the soils and
the parent materials in the Seman basin. Based on these results, the waters of the Seman River can be
classified as Class II for irrigation purposes.
          6.8.3 Irrigation Water Quality from Selected Reservoirs and I&D schemes
In the areas of the Zharrez, Slanica, Duhanas and Belesova reservoirs and I&D schemes, erosion is very
active and sediments are deposited in the channels, silting them frequently and reducing their capability.
The same situation is happening in reservoir bodies where substantial siltation is apparent. In some of the
reservoirs the capacity is reduced by more than 60%.
Through an historic evaluation of data, all the reservoirs have appropriate water quality for irrigation,
except the Murriz Thana reservoir, that in the dry season, (mostly in the August and beginning of
September) is characterized by high salinity. Through several chemical analyses, it has been found that in
some years the level of salinity in the reservoir water risks damaging the crops during irrigation. This
high salinity appears to coincide with reduction in flow of the Devolli River. Concentrations of sodium
and chlorine can create toxicity problems in susceptible crops (e.g. most vegetable crops). Hence
application of irrigated water during this time can lead to reduction in crop yields.
Illegal disposal of solid matter or debris close to or in these irrigation channels is polluting these waters.
Furthermore, wastewater generated through rainfall risks being discharged into the reservoir or the
irrigation channels. In Zharrez reservoir, contamination of waters from the nearby oil industry in the past
has occurred. Numerous hotspot removal projects have helped to contain this oil. A more detailed
analysis of the water quality from the Murriz Thana and Zharrez reservoirs will be included and
elaborated on in the site specific ESMPs
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 below provides indications of the protected areas that lie within the districts where the dam and reservoir
sites together with I&D schemes planned for rehabilitation are located. In addition, this information is
also shown on Figure The Biological Environment-17 below. It can be clearly seen that none of the dam,
reservoir and I&D rehabilitation sites are close to these protected areas
Figure The Biological Environment-17: Location of the Project sites in relation to protected areas
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Legend
        Strictly Protected Areas              National Parks
                                                                                                                         18
        Natural Monuments                     Natural Managed Reserves
Table The Biological Environment-19: Details of Protected areas in Districts containing reservoirs under the study
                  Reservoirs in                                                            Management          Surface area
  District                                     Name of Protected Area
                     District                                                                Category           (hectares)
                TPlan                Lumi I Gashit (Gashi River)                      Strict Protected Area            3,000
                Tregtan 2
Kukes
                Tregtan 3             Lugina e Valbones (Valbona Valley)                  National Park                8,000
                Vranisht 2
                Murriz Thana
                Kurjan
Fier                                  Divjake/Karavasta                                   National Park               22,230
                Strumi
                Zharrez
                Duhanas
                Belesova
Berat                                 Mali I Tomorrit                                     National Park                4,000
                Staravecke
                Slanica
                                      Dangelli                                            National Park               34,361
Korce/          Leminoti
                                      Prespa                                              National Park               27,750
Gjirokaster     Koshnica 1
                                      Bredhi I Hotoves                                    National Park                2,380
This information about protected areas is included as it provides an overall perspective of the area
surrounding the different dam, reservoir and I&D schemes rehabilitation sub-projects. Furthermore, it is
normal procedure when preparing environmental documentation under Albanian law (be it Summary EIA
or Profound EIA) to show the proximity of project sites in relation to such protected areas.
6.10     Flora
Climate, geographical position, presence of water and specific topography are important factors that
influence the abundant green cover, diversity, uniqueness of the vegetation within Albania. Albanian flora
comprise around 3,200 species recorded of which about 15% are characteristic of Balkan environments,
24% exhibit typical Mediterranean characteristics and the remainder are with a Central European origin,
sub-Balkan etc.
The flora of Albania consists in Tertiary plants (relic plants), from which around 350 species are trees and
shrubs, 85% of which has a spontaneous distribution in natural conditions (endemic), and 15% of them
are introduced. Albania is considered as one of the most important migratory sites for plants in the
Balkans.
In Albania, there exist 32 endemic plants and 148 sub-endemic plants. Between them can be mentioned
Plantain species (Wulfenia baldaccii), European Forsythia (Forsythia europaea), etc. In the Red Book
of Albania 305 species of plant are listed with Threatened or Rare status. Forests and pastures have a
high value and are an important habitat for specific flora. The most important parts of the forests in this
instance are situated in the northeast and southeast parts of Albania.
The vegetation of the sites under the study are categorized on those continentals (Highland sites) with
Central European species associated with a Mediterranean climate elements, and those of Mediterranean
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element mixed sometime with European ones in the lower zones (i.e. in Fier and Lushnje districts) and
                                                                                                        19
intermediary ones (i.e. in Berat and Skrapar districts). The natural vegetated areas surrounding the study
sites exhibit bush vegetation, comprised by evergreen makia. In the hills, below 800masl, this
vegetation is substituted by plantations, mostly olives or fruit trees. With increasing altitude the main
vegetation changes to oak (Quercus), beech (Fagus Sylvatica), as well as hop hornbeam (Ostria
Carpinifolia) and oriental hornbeam (Carpinus Orientalis). At the altitude of 1,000masl and above
woodlands of ash (Fraxinus) and pine (Pinus) appear.
6.11     Fauna
Fauna of Albania consists mostly in European elements, mixed also with Mediterranean elements and
Balkan sub-endemics. Albania is a natural bio-corridor of fauna from the north to the south of Europe and
also in Africa and Asian continents. There are 46 species of echinoderms, 115 crustaceans and 510
molluscs, living in water bodies of seas, rivers and lakes.
In Albania 4,000 species of insects have been recorded, 313 species and sub-species of fish, where 64
species lives in rivers and lakes and 249 species lives in sea and lagoon waters. From this 4 endemic
species, can be counted. Amphibians consist of 15 species and there are 37 species of reptile. Birds
represent 323 species from which 72 species lives in the forests. 43 species have specific conservation
status and are under protection. Mammals consist of 69 species, and about 42% are European
representatives. 64 mammals are inland animals and 5 lives within sea habitats.
The fauna of the sites under the study consists mostly on the fauna with Balkan and European elements.
The areas surrounding the sites are not very rich in wildlife primarily due to the close proximity of human
settlement that has existed in the area for a long period of time. In the more remote forest areas wolves,
bears, wild cats and other mammals occur and have a protected status.
Around the reservoir sites and their surroundings many different kind of raptors, reptiles and amphibians
can be seen. The lake waters have some fish species introduced such as carp (Cyprinidae) etc. Within the
upper streams of the study areas indigenous fish species (i.e. Greyling (Salmos Thymallus)) are observed.
Notwithstanding, below are listed some of the flora and fauna which are threatened or at risk status in the
regions of Kukes/Tropoja (Group 1 dams and I&D schemes), Kora (Group 2 dams and I&D schemes),
Berat/Skrapare, Fier and Lushnje (Group 3 dams and I&D schemes), that are listed by Albanian Red
Book of Flora and Red Book and Red List of Fauna (taken after the International Union for the
Conservation of Nature  IUCN). The species mentioned below are selected by region and altitude of
their habitats, habitat characteristics such as wetlands, lakes, river valleys etc.
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Holly Oak (Querqus ile)x, wood lives in forests and bush areas.
                                                                                                      20
Winter Savory (Satureja Montana), low plant lives in mountain areas
Mountain Tea (Sideritis Rasaeri), lives in rocky mountain areas, found also in Tomorri Mountain National
Park
Horse Mushroom (Agaricus arvensis Schaeeff), mostly within Fier Region,
Between the animals with a threatened status in the areas under the study, can be counted:
Fishes
Ray Finned Fish (Alburnoides Fanfangae), genus Alburnoides, endemic fishes, found in upper Osum
River and (Alburnoides Devolli), genus Alburnoides, endemic fishes, found in upper Devolli River
           6.12.3         Birds
Pelican, (Pelecanus crispus), lives in Lushnje region, Karavasta Lagoon, internationally protected,
threatened,
Bearded Vulture (Gyapetus barbatus), in Korca region, threatened,
Rough Legged Buzzard (Buteo Lagopus), in Fier region and River Seman surroundings, threatened
Hazel Grouse (Bonassa bonasia), Kukes, threatened
Little Ringed Plover (Charadrius dubrius), Kora, threatened
In the surroundings of reservoirs, several decorative and singing birds are meet during the field works,
like warblers and finches. Between the birds with endemic status can be counted three species of
Carduelis:
European Goldfinch (Carduelis carduelis balcanica), threatened.
Eurasian Siskin (Carduelis spinus), vulnerable (migratory bird that live in Albania during winter and the
first part of the spring).
Greenfinch (Carduelis cloris), threatened
         6.12.4         Mammals
Blasius Horseshoe Bat (Rinhopelus blasmii), in Korca region, threatened
Brown Bear (Ursus arctos), in eastern Central Mountain Region
Grey Wolf (Canis lupus), in eastern Central Mountain Region
European Otter (Lutra lutra), in lakes and rivers
European Polecat (Mustela plutoris), in eastern Albania
Wild Cat (Felis silvestri), In eastern mountain areas,
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The social economic assessment focused on the Kukes, Kora, Fier, Berat and Lushnje regions
(prefectures) where the 14 dam and I&D schemes are located. In the following are given general data
related to regions, other data related to communes where the reservoirs are located, and data on
agriculture and land use from the reservoir sites.
6.13      Demography
Table The Socio Economic Environment-20 below provides an indication of the population structure
between rural and urban dwellers in the districts. In general there are more people living within the rural
areas than in urban centres. This can be interpreted by the importance of agriculture development and
irrigation needs in such regions.
Table The Socio Economic Environment-20: Natural demographic structure of the Districts
                          Gjendja ne fillim /                                  Vdekje / Deaths                    Gjendja ne fund /
                                                Lindje / Live   Vdekje /                              Martesa /
    District/Prefecture    Balance at the                                   nn 1vj. /   1-4 vje /                Balance at the
                                                   births        Deaths                               marriages
                             beginning                                     under 1yrs     1-4 yrs                       end
           Fier
     Rrethi / District         267116               3172         1158          14            4          1749          269452
     Bashkia / Urban           115668               1248          516          4             1          678           117074
    Komunat / Rural            151448               1924          642          10            3          1071          152378
          Kukes
     Rrethi / District          61546               731           235          2             1          304            61851
     Bashkia / Urban            21584               257           91           0             1          128            23161
     Komunat Rural              39962               474           144          2             0          176            38690
         Lushnje
     Rrethi / District         178875               1350          828          7             2          1079          179812
     Bashkia / Urban            68309               490           330          4             0          370            68414
     Komunat Rural             110566               860           498          3             2          709           111398
          Berat
     Rrethi / District         154944               1295          686          3             2          877           156254
     Bashkia / Urban            71950               486           305          0             0          342            72473
     Komunat Rural              82994               809           381          3             2          535            83781
          Kora
     Rrethi / District         201304               1689         1156          4             3          981           201483
     Bashkia / Urban            92690               398           603          0             0          333            92801
     Komunat Rural             108614               1291          553          4             3          648           108682
         6.13.1         Migration
Overall migration has been one of the main demographic problems in all regions changing considerably
the population ratios and structure. During the years 1990-2000, an important part of labour force
migrated outside of Albania. Migrants from Kukes went mainly to the UK; those from Kora went to
Greece, Germany, Italy and US. In the other areas (e.g. Berat, Fier and Lushnje regions) people have
migrated mostly to Italy and Germany, and lesser amount to Greece. Once the migrants found
employment in these countries and became officially registered in these Western countries, they took their
families with them.
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Late in 2000, these large movements of population have ceased. In 2010, when Albania attained the right
                                                                                                       22
for free movement within EU countries, the migration phenomenon stopped. In the last two years due to
the global economic crisis, migrants are now returning home and investing in their home country (See
Table The Socio Economic Environment-21). The economic crisis in Greece in particular has caused a
major migration of Albanians from Greece to their home towns and villages. These people are considered
a very important future labour force, but it is important that they obtain employment; hence development
of the rural areas is very important.
Table The Socio Economic Environment-21: Migration within the Districts
                                          T ardhur / Migration IN                            Larguar / Migration OUT
                                                                                                                                       Shtesa
                                                                       Jasht                                                        Absolute /
 District/Prefecture                                                                               Brenda         Jasht rrethit /
                          Gjithesej /     Brenda rrethit /            Rrethit /    Gjithsej                                           Absolute
                                                                                               Rrethit / Within    Outside the
                            Total         Within the district        Outside the   / Total                                              Total
                                                                                                 the district        district
                                                                      district
        Fier
   Rrethi / District        4290                2266                   2124           4068          2064                2004             222
   Bashkia / Urban          2618                1403                   1215           1944           869                1075             674
   Komuna / Rural           1772                 863                    909           2124          1195                 929            -352
       Kukes
   Rrethi / District         809                 809                     0            365             0                 365             444
   Bashkia / Urban           273                 273                     0            115             0                 115             158
   Komuna / Rural            536                 536                     0            250             0                 250             286
      Lushnje
   Rrethi / District        3342                1668                   1374           2922          1069                1853            420
   Bashkia / Urban          1145                 730                    415           1200           457                 743            -55
   Komuna / Rural           2197                 938                   1259           1722           612                1110            475
       Berat
   Rrethi / District        3097                  0                      0            1787            0                  0             1310
   Bashkia / Urban          1093                  0                      0             571            0                  0              522
   Komuna / Rural           2004                  0                      0            1216            0                  0              788
       Kora
   Rrethi / District        2175                                                      2538                                              -363
   Bashkia / Urban           985                                                       603                                               382
   Komuna / Rural           1199                                                      1869                                              -670
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          6.14.1         Unemployment
Unemployment is quite a big problem in Albania as it is in many parts of Europe. The official number of
unemployed is large (~35%)16, but it should be mentioned that an important part of the labour force is
working in the black economy (underground economy) for example working in part time employment or
in unregistered entities, hence people are taking their salaries but are not registered at offices. The part of
labour force in general is not insured at health and civil offices, and this reduces their possibility to be
treated in public health institutions, without additional expenditures. Such a situation reduces and risks
seriously the financial incomes of their families. Most of the population are employed in private
enterprises. In cities and towns a part of the labour force is employed at state offices. A much smaller part
of commune population is employed in state local offices and this number is insignificant.
16
     Source is CIA  World Fact book
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The population of rural areas, in general is self-employed in their own farms. These families are
                                                                                                          24
dependent upon agricultural production and marketing their produce. In general, also these farmer
families are not insured for health and social purposes. Only in rare cases some of the village peoples are
working in state offices, like the police force, post office, communal services etc. All people employed
within the state services are covered for health and social insurance. The following Table The Socio
Economic Environment-24 provides indications of unemployment in the districts; this is made up of three
sources:
   Unemployed that are processed and receive benefit and social assistance (treated),
   Those unemployed for the first time on the labour market, and
   Other unemployed.
The unemployment trends are quite typical; with more women than men out of work. A larger proportion
of over 35 are out of work and far more people that received little education are out of work. More details
on unemployment are contained in Annex E.
Table The Socio Economic Environment-24: Unemployment within the Districts
                                                                        By Age                        By Education Level
                                                 family
             Total      Overall Total                                                    Kinder
District                                Female    head     15-    20-       25-   Over              High    Professional
           Population   Unemployed                                                          8                              University
                                                 (Male)    19     24        34     35              School      school
                                                                                         years
  Fier      269452          9794        6306     2857      418    889      2063   6424    4771      2507       2332           184
 Kukes      61851           4937        2318     2087      432    403      1703   2399    2258      1635        971            73
Lushnje     179812          6596        3311     2547      459    934      2269   2934    3486      1710       1143           257
 Berat      156254          3253        1448     1578       87    238      510    2418    1867       446        855            85
 Kora      143271          4923        2712     1847      121    493      849    3512    3178      1007        519           219
         6.14.2         Employment
Data on the number of people in employment is quite difficult to obtain because of the factor of the
underground economy mentioned earlier. Details of those employed in the state sector for 2010 are
available. This is contained in Table The Socio Economic Environment-25 below. Much more details on
employment are contained in Annex E.
Table The Socio Economic Environment-25: Unemployment within the Districts
                         Average No or people
    District                                                     Total Female                     Total Male
                           employed in 2010
Fier                             9585                               3745                            5840
Kukes                            3163                               2006                            1157
Lushnje                          3449                               1872                            1577
Berat                            4372                               2425                            1947
Kora                            5771                              No data                         No data
TOTAL                           26340                              10048                           10521
In the areas under the study the main religion is Islamic, and in some areas (e.g. Kora) also Orthodox
due to the proximity to Greece. The different religion groups, all of them with Albanian ethnicity,
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generally get on well together. This compatibility of the religions has implied that there are many inter-
                                                                                                                  25
marriages between different faiths. In all religion groups, including Islamic faiths there are no cases of
fanaticism.
        6.15.2        Education
The education system in Albania is broken down into the following categories:
Albanian is the main language used in all schools. The schools are private or state run institutions. In the
towns of Kora and Fier there are privately operating universities. In Kora, there is also a state run
university.
          6.15.3        Health
The health services are based on poly-clinics and hospitals. In general the centres for urgent health
services are located within the commune centres. The health service is also state and privately based.
State institutions generally treat those with health insurance (i.e. state employees and families) while
other members of the population must pay for treatment. Health insurance in the private facilities does not
function well and can only be accessed by those that can afford it.
The following Table The Socio Economic Environment-26 provides details of the number of health
institutions within the district.
Table The Socio Economic Environment-26: Health Facilities within the Districts
District                                                         Fier           Kukes   Lushnje   Berat   Kora
Total Number of Health Facilities in District                    291             25       300      291     330
In Urban Areas                                                    33             11       20       33      23
In Rural Areas                                                   258             14       280      258     317
Ambulances urban                                                No data           8       12       14       0
Ambulances rural                                                No data           0       65       110     85
         6.15.4        Currency
The money used in all Albanian territories is the Albanian LEK (ALL). The current currency range with
the United States Dollar is 1 USD = 105 LEK.
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 avoid social conflicts. This process until now is not proceeding satisfactorily and hence land ownership is
                                                                                                                26
 quite a complicated issue, especially in the cities. In the rural areas, this situation appears better, as most
 of the owners have a hereditary claim to their land.
 Land use, is quite relative to land tenure. The land use of the state or private lands can be decided by the
 land owners (i.e. State or Private), but only after approval of the intended use from the state authorities.
 Most of the agriculture lands are used by private farmers. Also a part of forests is privatized, or provided
 for use to the village community. Notwithstanding, the specific sites, like protected areas, reservoirs,
 rivers etc are all state owned, but can be offered or used with a concession to private developers. Details
 of land use within the districts are shown in Table The Socio Economic Environment-27.
 Table The Socio Economic Environment-27: Land Use within the Districts
                                                          Njsia e
                                                          Matjes /      Fier        Kukes      Lushnje   Berat   Korce
Nr                   Emrtimi / Name
                                                           Unit
     Siprfaqe gjithsej /
1                                                            ha        79406       66480.6     71239     93888   137369
     Total area
     Nga: - Siprfaqe bujqsore /
a                                                            ha       52591.8      11415.6     51109     35324
     From which: agriculture area
     Siprfaqe bujqsore e prdorur /
2                                                            ha       46232.3                  51109     28746   52390
     Agriculture area in use
     Nga: - Bimt e arave /
                                                             ha       38912.5           4909   45887     19493   26533
     From which: - field crops
     - Kulturat drufrutore /
                                                             ha        7319.8       1150.7      5222     9253     2253
     -tree crops
     Livadhe e kullota /
b                                                            ha         618         14505       440      8183    23604
     meadows and pastures
     Pyje +truall /
c                                                            ha         7100        40560       4563     29620   54900
     woods + lands
     Toke jo bujqesore /
d                                                            ha        6359.5       1024.6      1276     20761   30079
     non-agricultural land
     NR tapive te ndara /                                  Cope /
3                                                                                   3419.9     13849     19670     0
     number of land patents distributed                     unit
 The malfunction or immobility of irrigation reservoirs and canals is also influencing a reduction of
 agricultural products. Furthermore, problems of climatic change and malfunction of draining channels has
 created problems of flooding of agricultural lands during extreme rainfall events.
 The Albanian government is trying to restore all irrigation and draining system, to save farm assets and
 crop production and to improve the standard of living in the communities, using the agriculture activity as
 a powerful development instrument.
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are planted with vegetables. Beans and hay are grown also in Kukes district. There are a lot of fruit tree
                                                                                                         27
plantations in Kora, Fier and Lushnje and Berat with apples, cherry, plum, pear, fig, olive trees, oranges
and vineyards. Issues on crop patterns has been included in the questionnaire and will be elaborated in the
social impact assessment.
In the low lying areas (i.e. Fier and Berat Districts), the total planted surfaces are dominated by forages
42-45%, with Lucerne more than 90% of this. Vegetables, maize, olive trees, vineyards and fruit trees are
also cultivated in these areas. The greenhouse surface area in these districts is increasing and these
predominantly grow fruit and vegetables primarily intended to supply the market all year round; resulting
in an increase in revenue for the farmers. Significant amounts for forages and alfalfa are grown for
livestock and this represents more than half of the cropped area of all the schemes (see Table The Socio
Economic Environment-28).
Table The Socio Economic Environment-28: Aggregated Structure of Cropped Area within all Schemes
                                                                                                                   Aggregated total cropped area
             Crop Type                                          Average
                                                                                                                            (hectares)
Wheat                                                               15%                                                        12,567
Maize                                                               10%                                                        4,855
Potatoes                                                            1%                                                          463
Beans                                                               3%                                                         1,419
Tobacco                                                             0%                                                           20
Vegetables                                                          6%                                                         3,893
Forages                                                             31%                                                        13,884
Alfalfa                                                             22%                                                        11,949
Fruit trees                                                         3%                                                          698
Apples                                                              1%                                                           72
Pastures                                                            2%                                                          139
Olive tree                                                          3%                                                         2,395
Vineyards                                                           2%                                                          739
Oranges                                                             0%                                                           14
Source: Adapted from Mott MacDonald Feasibility Study  data collected by Regional Directorate of Agricultural Food and Consumer
Protection, Irrigation Board, Communes and Consultant
                                                                                                                                                                            Koshnice 1
                                                                                                                                                 Staravecke
                         Vranisht 2
Tregtan 2
Tregtan 3
Belesova
Duhanas
                                                                                                                                                               Leminoti
                                                                                                    Zharrez
                                                                                                               Slanica
               TPlan
Crop Type
Wheat         0.4%      13.2%         13.5%        12.2%        26.3%           18.3%              21.2%       9.6%      11.3%       14.5%      16.7%         19.3%       21.1%
Maize         12.7%      9.9%         10.8%        15.9%         9.6%            5.2%               9.3%       6.0%      13.8%        8.7%      11.1%          9.7%        8.2%
Potatoes      0.2%       1.6%          0.0%         1.2%         0.8%            0.7%               2.0%       2.2%       0.3%        1.4%       2.2%          5.0%        1.5%
Beans         0.0%       2.6%          8.1%         1.2%         3.0%            1.4%               1.3%       1.2%       1.8%        1.2%       5.6%          2.9%        6.7%
Tobacco       0.0%       0.0%          0.0%         0.0%         0.0%            0.3%               0.0%       0.0%       0.0%        0.0%       0.0%          0.0%        0.0%
Vegetables    2.2%       4.9%          8.1%         2.4%         8.6%            2.8%              14.9%       6.0%       2.3%        4.3%      11.1%          7.7%        4.3%
Forages       49.6%     29.6%         29.7%        40.2%        23.3%           36.0%              24.3%      35.4%      34.6%       25.4%      23.3%         26.8%       26.1%
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                                                                                                                                                              Staravecke
                          Vranisht 2
Tregtan 2
Tregtan 3
Belesova
Duhanas
                                                                                                                                                                            Leminoti
                                                                                                        Zharrez
                                                                                                                     Slanica
                TPlan
Crop Type
                                                                                                                                                                                              Koshnice 1
Alfalfa        6.2%      26.3%         21.6%        22.0%        21.0%             30.6%               21.2%        27.7%      27.7%         20.3%          16.7%          21.2%         21.1%
Fruit trees    0.8%       7.6%          5.4%         3.2%         1.2%              0.3%                0.3%         1.2%       1.3%          6.1%           3.3%           3.9%          6.1%
Apples         0.2%       2.3%          2.7%         1.2%         0.0%              0.0%                0.0%         0.0%       0.0%          0.0%           0.0%           1.5%          4.4%
Pastures       27.7%      0.0%          0.0%         0.0%         0.0%              0.0%                0.0%         0.0%       0.0%          0.0%           0.0%           0.0%          0.0%
Olive tree     0.0%       0.0%          0.0%         0.0%         4.8%              3.7%                3.4%         6.7%       5.6%         14.5%           5.6%           0.0%          0.0%
Vineyards      0.0%       2.0%          0.0%         0.5%         1.5%              0.8%                2.1%         3.9%       1.4%          3.6%           4.4%           1.9%          0.7%
Oranges        0.0%       0.0%          0.0%         0.0%         0.0%              0.1%                0.5%         0.0%       0.0%          0.0%           0.0%           0.0%          0.0%
    Cropp
ing            84%       140%          132%         130%         98%               65%                 37%          130%       138%           125%          113%           33%           78%
Intensity
Source: Adapted from Mott MacDonald Feasibility Study
All dry forage including wheat straw, alfalfa, hay, maize stover (coarse fodder) and dry grass is stored in
conical haystacks usually located near the farm houses and not adjacent to the I&D areas. Corn cobs are
often stored in roofed, wire sided stores above ground also located at farmhouse sites. As most fodder is
consumed directly from the stacks by livestock that pull the fodder from the base; forage is rarely baled
and always stored loose in stacks. Wastage occurs through this feeding process and from weathering of
the outer layer of the stack.
Silage is produced by the controlled fermentation of a crop with high moisture content. The fermentation
process is controlled either by encouraging lactic acid formation by bacteria present on the fresh herbage,
or by direct addition of a weak acidic solution or by preservatives such as sodium meta-bisulphite. The
process is not popular in many countries, because of the difficulty in handling the strong acids at the time
of ensiling (preserving). With the development of the forage harvester and the introduction of plastic
containers, handling acids has become less of a problem and in recent years interest in the addition of
acids has increased. A wide variety of crops may be preserved by ensiling. These include; grass, grass-
clover mixture, legumes, greens, cereals, kale, root tops, sugar beet pulp, potatoes and fruit residues.
Grass however, is the commonest crop to be made into silage.
Table The Socio Economic Environment-30: Current crop pattern and intensity within all Schemes
                                                      T'Plan                     Murriz Thana
                                                                                                                   Slanica,
       Scheme irrigation water                      Vranisht 2                    Kurjan &
                                                                                                                  Belesova,       Staravecke                Leminoti             Koshnica 1
       requirements m3/hectare                      Tregtan 2                       Strum
                                                                                                                  Duhanas
                                                     Tregtan                       Zharrez
Grure /Wheat                                           1700                          1700                           1300                   1300              1700                      1600
Miser /Maize                                           4500                          4500                           5300                   5300              4500                      3600
Patate /Potatoes                                         0                           3000                           3400                   3400                0                       3100
Fasule/White beans                                       0                           3000                           3400                   3400                0                       4000
Duhan/Tabacco                                            0                           3000                           3400                   3400                0                       2100
Perime/Vegetable                                       5200                          5200                           3400                   3400              5200                      4000
Foragjere/Forage                                       3700                          3700                           4200                   4200              3700                      3000
Jonxhe/Alfalfa                                         5200                          5200                           5700                   5700              5200                      4000
Peme/FruitTrees                                        2800                          1500                           3300                   3300              2800                      2800
Molle/Apples                                           2800                          1500                           3300                   3300              2800                      2800
Livadhe/Pastures                                        500                           500                            500                    500               500                       500
Ullinj/Olive trees                                       0                            800                           2800                   2800                0                         0
Hardhi /Vineyards                                      2800                           800                           3300                   3300              2800                      2800
Agrume/Citrus                                            0                           1500                           5400                   5400                0                         0
Source: Adapted from Mott MacDonald Feasibility Study
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Pests include
 Various Lepidoptera (moths and butterflies)
 Plant louse and other aphids of the homopterous family Psyllidae (or Chermidae)
 Wood louse or Woodlice form the suborder Oniscidea within the order Isopoda
 Chafer or beetles living on many plants and crops.
For animal diseases, the pseudo - pestis avium (Poultry Plague) of chickens, Coccidiosis (Eimera sp.),
Ovine Brucellosis (brucella militensis) etc. are the most common found on farms within the project areas.
No serious human illness passed from animals such as tuberculosis, bird flu etc. have been recorded
within any of the farms in the project areas.
The main fertilisers used are di-ammonia phosphate (DAP), nitrate and urea which are mainly sourced
locally together with crop protection chemicals (i.e. pesticides). Furthermore, fertiliser application is
haphazard; potassium fertiliser is normally required as indicated by previous soil analyses, but is not used.
Nitrogen is used on alfalfa, but this is not normally required. Generally speaking applications are made in
a random fashion without any up to date knowledge of individual field fertility status.
Similarly, a considerable range of crop protection chemicals (pesticides) are observed to be available
(refer to Annex A2 of this ESFD) but again application appears to be made haphazardly; with the exact
nature, target crops and methodology of usage not known. 17
17
   Historically during the central economy period, Albania used to manufacture pesticides. For example, the chemical
plant in Durrs produced sodium tri-chromate, lindane and thiram pesticides up until 1990 when it closed down. However
it left behind a very large quantity of waste containing chromium and the adjacent land was contaminated by pesticides
which in turn contaminated groundwater. This site was identified as a hotspot and has been cleaned up under an EU
project. It is also estimated that more than 1,000 tons of obsolete (expired) pesticides have been accumulated in the
agricultural sector lying around unprotected in the many small farms in environmentally unsatisfactory conditions and
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The main source of data for obtaining the fertiliser and pesticide application rates is the Statistical
Yearbook from 2011 published by MAFCP (Vjetari 2011). The statistical information given for the
amount (in kg) of Chemical Fertilisers and Pesticides used per farm, in regions of Kukes, Fier, Berat and
Kora is shown in Table The Socio Economic Environment-31 below.
Table The Socio Economic Environment-31: Average amounts of Chemical Fertiliser and Pesticide Use by District
              (kv/farm)
                                     Normal amount of Chemical Fertilisers used (kv/farm)
                                                                                               Pesticides used
   Region        District                          Ammonium
                                  UREA                                      DAP        Other      kv/farm
                                                    Nitrate
                 Tropoja
   KUKES                            0.04                0.08                 0.04      0.06        0.008
                   Has
                 Lushnje
    FIER                            0.18                0.14                 0.13      0.13        0.021
                   Fier
                  Berat
   BERAT                            0.15                0.01                 0.13      0.01        0.024
                 Skrapar
                  Kora
   KORCE                            0.07                0.13                 0.08        -         0.014
                 Devoll
Source: Adapted from Mott MacDonald Feasibility Study
By using the average amounts of fertilisers and pesticides used per district, and the number of farms in
each scheme area, the average amount used in each scheme area can be calculated as shown in Table The
Socio Economic Environment-32
Table The Socio Economic Environment-32: Chemical and Pesticide Use per I&D Scheme (kv)
  Region                                              Chemical Fertiliser Used
             No of     Dam and I&D                                                                Pesticides
            Farms          Scheme         UREA        Ammonium                                    used (kv)
                                                                       DAP (kv) Other (kv)
                                           (kv)       Nitrate (kv)
               600   TPlan                     24               48           24          36               5
               180   Vranisht 2                  7               14            7          11               1
               275   Tregtan 2                  11               22           11          17               2
               165   Tregtan 3                   7               13            7          10               1
             23226   Murriz Thana            4,181            3,252        3,019       3,019             488
              8373   Kurjan & Strum          1,507            1,172        1,088       1,088             176
              1678   Zharrez                   302              235          218         218              35
              2550   Slanica                   383               26          332          26              61
              1470   Belesova                  221               15          191          15              35
              1080   Duhanas                   162               11          140          11              26
               320   Staravecke                 48                 3          42           3               8
              1141   Leminot                    80              148           91           -              16
               912   Koshnica 1                 64              119           73           -              13
Source: Adapted from Mott MacDonald Feasibility Study
As seen in Table The Socio Economic Environment-32, there appears to be an under-use of agricultural
chemicals and pesticides. Overall use of fertilisers is well under half of what was used previously in 1990,
with soil fertility being mined in most areas. By increasing the use of fertilisers to recommended levels
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and rendering the suggested practices, incomes from farming are likely to increase and this will improve
                                                                                                             31
the long-term sustainability of the schemes.
Furthermore, the use of fertilisers will positively affect the development of beneficial soil micro-
organisms and will enrich the soil with microelements. This will also lead to an improvement in the
quality of water carrying soil and influence the environment with CO 2 enrichment.
According to the data collected in the intensive agricultural areas of the Fier and Berat schemes; chemical
fertilisers are used on vegetables and fruit trees. The average amount of chemical fertilisers applied in
these schemes is 6 kv/ha. Nearly double that used in the Tropoja scheme, where about 3-4kv /ha is used.
Consequently, use of pesticides can be very harmful if not applied properly and they need to be managed
and monitored effectively. The environmental safeguard OP4.09 on Pest Management is triggered on
WRIP because the improvement of irrigation schemes will lead to growth of intensified agriculture which
could be associated with increased use of agrochemicals including pesticides (that are currently used at
very low levels).
The MAFCP is one of the authorities that are responsible for IPM in Albania; collaborating with
MEFWA, Ministry of Health, etc. MAFCP is responsible for policies and strategies relating to pesticides,
the National Food Agency (NFA) is responsible for monitoring and the Institute for Food Safety (IFS) and
Veterinary is responsible for analysis of Pesticides, the IFS lab, with a staff of 4 persons began operating
5 years ago and undertakes monitoring of the level of pesticides on food. The capacity of MAFCP and its
dependents (NFA and IFS) was considered appropriate. The need for Albania to become compliant with
EU candidature poses fresh challenges and these are expected to be address in a more comprehensive
IPM strategy in 2014 (See Annex A1).
The Institute for Public Health which is responsible for monitoring drinking water quality in Albania has
limited resources for monitoring for pesticides. Data has been obtained however from Lushnje and Fier
districts that shows that pesticides have not been detected in any water sources monitored in these two
districts during 2010 and 2011. In addition, the newly created NFA and IFS (through EU IPA funding)
with its established regional inspectorates and laboratories under MAFCP has responsibility among other
things for monitoring pesticides in food products (i.e. milk, fruit, vegetables etc.) but will need time for it
to become fully functional.
Notwithstanding, the current haphazard approach to pesticide use, the abandoned and expired pesticide
stocks, combined with poor knowledge of application practice implies substantial need for raising
awareness to an integrated pesticide management (IPM) approach within the I&D schemes. MAFCP
together with the associated drainage boards, WUAs and WUOs need to strengthen their internal capacity
related to pest management and the application of pesticides especially now in relation to planned EU
accession.
Besides this new PPP strategy mentioned above, GOA intends further to emulate the strategy of the
relatively new EU Framework Directive on Sustainable Pest Management which requires at its heart an
IPM approach. This needs to include training to farmers, DBs etc. in the risks and hazards and safe
practices for handling, storing, using and disposal of pesticides, and also in sustainable pest management
based on an IPM approach. Training of farmers in this regard will be provided through the MAFCP.
Provisions for this training need to be described in the Site Specific ESMPs for the I&D schemes, but will
include such issues as: . IPM strategies and techniques, integrated crop management strategies and
techniques, organic farming principles, biological pest control methods, information on the general
principles and crop or sector-specific guidelines for IPM. A further outline of the training curriculum is
indicated in Chapter 11(Section 11.1).
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6.18        Livestock
                                                                                                       32
In the Murriz Thana, Kurjan, Zharrez, Slanica, Belesova and Duhanas areas, livestock dominates, with
dairy cows accounting for around 90% of the bovine structure. At these sites the dairy yield is around
2500-3000 litre/head per year. In such areas poultry farms are also common with average yield of 1.6-2
kg/head. In Belesova and Duhanas areas the average dairy yield is 1200-1300 litre/head. The yield from
goats and sheep is around 60-65 litre/head. In the Leminot and Koshnica areas, dairy cows dominate,
followed by sheep and then goats. There are about 6000 sheep and goats with a dairy yield of around 50-
80 litre/head. The milking yield for dairy cows is 1350 liter/head lactation. In Koshnica there are about
300 pigs.
Intensive livestock farming is not practised in any of the project areas under the study; further herd or
flock sizes are small; hence the risk of nitrate contamination from faeces and animal evacuations through
runoff into rivers and then into the reservoirs is negligible.
6.19      Roads
The condition of the roads in rural areas is a very important issue for the residents that live there. Many of
the reservoir sites are located along very poor roads that are not maintained. The following Table The
Socio Economic Environment-33 provide indications for the travelling times from Tirana, the capital, to
the district centres and Table The Socio Economic Environment-34 provides indications of the time and
condition of the roads from the district centres to the villages/reservoir sites.
Table The Socio Economic Environment-33: Travelling time from Capital city to District centres
      FROM                                                        TO                           ROAD DETAILS
                                                              Main/ District
  Capital City       Kms by road       Total minutes                                     Road type              Condition
                                                                Centres
       Tirana            143                 121                   Kukes                   Asphalt              Excellent
Table The Socio Economic Environment-34: Travelling time from District centres to village/reservoir/I&D sites
     FROM                                                            TO                                ROAD DETAILS
   Main/ District                           Total
                        Kms by road                      Commune/ Villages/ dams               Road type              Condition
     Centres                               minutes
                                                                                          Asphalt (only for 5
         Kukes                  26            46              Vranisht/reservoirs                                        Poor
                                                                                              km)/dirt
                                                                                                                 Good (Poor from the
      Bajram Curri              12            20                    TPlan                      Asphalt           main road to the
                                                                                                                     reservoir)
  Fierza Commune            15.5              40                    TPlan                  Bad Asphalt/dirt            Fair
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The proposed project works for the dam and I&D schemes rehabilitation have a small inclusion for road
repair at sites that are particularly bad for gaining access (e.g. Staravecke). However, the project will not
be upgrading all local roads within the communes. Nonetheless, there are some separate projects on-
going in the vicinity of the sites (i.e. the Albanian Development Fund projects) that are improving local
roads. It is therefore important that the proposed works on the dam and I&D schemes rehabilitation takes
into account these issues in the scheduling of the construction works.
The water supply for the villages in the project areas come from a combination of protected natural
springs or are supplied by water utility companies within a piped network.
In the vicinity of Zharrez there are underground and surface pipelines carrying oil or other hydrocarbon
products.
All electricity is provided by a high tension electricity grid and the complete network is overhead by
means of pylons and poles.
1.4       Industry
With the exception of Zharrez, none of the dam and I&D schemes have heavy scale industry in the near
vicinity. Most industries are minor including small dairies, saw mills, flour mills, small scale commercial
fisheries, and numerous hardware shops, restaurants, bars and cafes.
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                                                                                                                                   1
7           ENVIRONMENTAL IMPACTS
The chapter identifies potential environmental impacts; however in the ESFD the impacts are considered
in principle and are screened overall, because the detailed categorization and detailed assessment is done
at the site specific level.
It should also be noted that this ESFD covers all types of potential situations and subsequent mitigation
measures outlined in the ESFD may not apply in all cases.
The environmental impacts for the restoration and rehabilitation of the 14 dams, reservoirs and I&D
schemes under the study, can be classified in positive and negative impacts. On those two main groups,
the Consultant has considered also the spatial impacts, indirect impacts, direct ones etc. After
categorization of impacts, the consultant has weighted and ranked them, selecting potential and
accumulative ones.
The impacts are considered at two main steps, at the construction and at the operation phases. To define
the overall environmental, safeguard and social negative impacts the WB model of impact checklists has
been used.
As previously mentioned, at this stage of the project, the Consultant has based his assessment mostly on
existing information sources, and specific studies related to the sites, as well as field surveys to complete
the general view of overall effects of the project implementation.
The environmental impacts chapter (section 10) refers to the overall impacts that will be the framework
for the site specific ESMPs. In this part of the study the positive and negative impacts are classified and
ranked, opening the opportunity, to evaluate the benefits by project implementation and mitigate negative
ones.
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The table above is related only to ecological/environmental impacts. The social and economic impacts are
discussed in the next chapter. Together with the social and economic positive impacts it will be possible
to see clearly the total effects of the project implementation.
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                                                                                           Contaminates
                            Contamination of the                                        groundwater sources
Soil Salinity                                          Operation            High                                  Long term
                               groundwater                                              that may be used for
                                                                                        human consumption
                                                       Operation            High       Prevents access to sites
Erosion and                 Can destroy land and                                                                  Medium to
                                                                                       and potentially affects
sedimentation               prevents crop growth                                                                  Long term
                                                                                          crop production
Water quality of          Biological and ecological                                                               Medium to
                                                       Operation            High         Loss of biodiversity
irrigated return flows             impacts                                                                        Long term
                           Destruction of dam and      Operation            High
                                                                                       Creates devastation and     Short -
Earthquakes                 other infrastructure
                                                                                         economic hardship         Medium
                                 Loss of life
                           High nutrient level can                                       Can become toxic to
                             contaminate water                                          aquatic life, can enter
Overuse of natural and
                                  supplies             Operation            High          the food chain and      Long term
chemical fertilisers
                                                                                          become danger to
                                                                                                health
                             Runoff can lead to                                        Can upset aquatic biota-
Overuse of pesticides     contamination of natural                                     ecosystems, can lead to
or use of banned               water supplies          Operation            High         eutrophication and       Long term
substances                                                                               become a danger to
                                                                                                health
                          Exposure of farm workers                                       Can also affect non-
                            and farm animals to                                        target organisms in the
Misuse of Pesticides         hazardous products        Operation            High         ecosystem (i.e. birds    Long term
                                                                                       natural enemies of crop
                                                                                                pests)
As can be seen in the table above, the main negative impacts tend to occur during the construction phase.
However, during the operation phase there is potential for impact from a number of sources such as soil
salinization, contamination of groundwater and non-appropriate water quality flowing into irrigation
channels which is a potential long term concern, with cumulative characteristics. Furthermore overuse of
pesticides and fertilisers can have serious consequences for aquatic life, can lead to eutrophication and if
unchecked for long enough can enter the food chain and be a danger for health. The misuse of pesticide
can represent a direct hazard to famers/farm workers and farm animals which in turn can affect target
organisms in the ecosystem such as birds which are the natural predators for many crop pests. Hence, in
the ESFD these impacts will be considered as priority with focus on the plan for mitigation measures
including training and a monitoring program. Full provisions for the training will be described in the site
specific ESMPs for the I&D schemes.
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Minimum demands from both existing and potential future users need to be clearly identified and
                                                                                                          5
    assessed in relation to current and future low flows. The quality of low flows is also important.
   Return flows are likely to have significant quantities of pollutants. Low flows need to be high enough
    to ensure sufficient dilution of pollutants discharged from irrigation schemes and other sources such
    as industry and urban areas. A reduction in the natural river flow together with a discharge of lower
    quality drainage water can have severe negative impacts on downstream users, including irrigation
    schemes.
   Habitats both within and alongside rivers are particularly rich, often supporting a high diversity of
    species. Large changes to low flows (20%) will alter micro-habitats of which wetlands are a special
    case. It is particularly important to identify any endangered species and determine the impact of any
    changes on their survival. Such species are often endangered because of their restrictive ecological
    requirements.
Mitigation measure
Integrating low flow release strategies into irrigation dam operation protocols or management plans is the
best mechanism for mitigating the potential negative impacts of changes to low flows.
   Any disruption to flood recession agriculture needs to be studied as it is often highly productive but
    may have low visibility due to the migratory nature of the farmers practicing it. Flood waters are
    important for fisheries both in rivers and particularly in estuaries. Floods trigger spawning and
    migration and carry nutrients to coastal waters.
   Controlled floods may result in a reduction of groundwater recharge via flood plains and a loss of
    seasonal or permanent wetlands.
   Changes to the river morphology may result because of changes to the sediment transport regime of
    flood waters. This may be either a positive or negative impact, as dams typically interrupt the natural
    sediment transport regime and can cause downstream scour for many hundreds of kilometres; and
   Sediment accumulation in the reservoir can reduce the storage capacity and affect the operational life
    of the reservoir.
Mitigation measure
As with low flows, the operation of dams offers excellent opportunities to mitigate the potential negative
impacts of changes to flood flows. The protection of flood plains may also be a useful measure as they
function as groundwater recharge zones and also attenuate peak discharges downstream. These are
additional positive functions of wetlands.
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alternatives. Poor people may be disproportionately disadvantaged. They may also be forced to use
                                                                                                           6
sources of water that carry health risks.
A number of negative consequences of a falling water table are irreversible and difficult to compensate
for example salt water intrusion and land subsidence, and therefore groundwater abstraction needs
controlling either by licensing, other legal interventions or economic disincentives.
In the long-term, one of the most frequent problems of irrigation schemes is the rise in the local water-
table (water logging). Low irrigation efficiencies (as low as 20 to 30% in some areas) are one of the main
causes of rise of water table. Poor water distribution systems, poor main system management and archaic
in-field irrigation practices are the main reason.
Mitigation measure
Good irrigation management, closely matching irrigation demands and supply, can reduce seepage and
increase irrigation efficiency, thereby reducing groundwater recharge. The provision of drainage will
alleviate the problem locally but may create problems if the disposal water is of a poor quality. Apart from
measures to improve water management, two options to reduce seepage are to line canals in highly
permeable areas and to design the irrigation infrastructure to reduce wastage. Water logging also implies
increased health risks in many parts of the world.
A high nutrient level is essential for productive agriculture. However, the use of both natural and chemical
fertilizers may result in an excess of nutrients which can cause problems in water bodies and to health.
Intensive use of chemical fertilizers and insecticides/pesticides for the exploitation of the available land
can lead to a proportion of the used fertilizers draining back to the surface and groundwater systems. The
use of these sources for drinking water supply is at risk due to the presence of nitrogen and phosphorus
salts. The run off of fertilizers and pesticides can also lead to eutrophication and upset aquatic biota and
ecosystems
The misuse of pesticide can also represent a direct hazard to famers/farm workers and farm animals
which in turn can affect target organisms in the ecosystem such as birds which are the natural predators
for many crop pests. The old expired stocks of pesticides lying around many of the farms in Albania need
to be secured to prevent their accidental use. Farmers need to be made aware of this fact.
Such high nutrient levels is toxic to some aquatic life and can encourage rapid rates of algae growth
which tends to decrease the oxygen level of the water and thus lead to the suffocation of fish and other
aquatic biota. Clear water enhances the effect as it enables increased photosynthesis to take place:
reservoirs and slow-moving water are therefore most at risk. Some algae produce toxins, and if de-
oxygenation is severe, eutrophic conditions occur.
Mitigation measure
Pesticides and chemicals used for agriculture must be assessed and monitored as part of the ESMP
process, and measures to ensure compliance with the OP 4.09. The Site Specific ESMPs for I&D
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schemes need to highlight the actual measures that will be made for pesticide handling, use and
                                                                                                              7
management.
There should be awareness raising undertaken by MAFCP into IPM but also training to farmers/WUOs
on the risks and hazards and safe practices for handling, storing, using and disposal of pesticides and also
in sustainable pest management based on an IPM approach. Training and outreach to farmers in this
regard will be provided through MAFCP. The provisions for this training need to be described in the Site
Specific ESMP for I&D schemes.
Mitigation measure
Careful management can reduce the rate of salinity build up and minimize the effects on crops.
Management strategies include: leaching; altering irrigation methods and schedules; installing sub-surface
drainage; changing tillage techniques; adjusting crop patterns; and, incorporating soil ameliorates. All
such actions, which may be very costly, would require careful study to determine their local suitability.
Mitigation measure
An appropriate and well-maintained drainage network will mitigate against such effects.
Mitigation measure
Reducing salt inputs is one way of improving drain water quality. The safe disposal of salts is of prime
importance, either to the sea (using dedicated channels if river quality is threatened and the sea is close
enough) or to designated areas such as evaporation ponds where the negative impacts can be contained.
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such as irrigation intakes and pumping stations. De-silting intakes and irrigation canals is often the major
                                                                                                                8
annual maintenance cost on irrigation schemes. The increased sediment load is likely to change the river
morphology which, together with the increased turbidity, will affect the downstream ecology
Soil erosion rates are greatest when vegetative cover is reduced and can be 10 to 100 times higher under
agriculture compared with other land uses. However, there are a wide range of management and design
techniques available to minimize and control erosion. For erosion to take place, soil particles need to be
first dislodged and then transported by either wind or water.
Mitigation measures
Both actions can be prevented by erosion control techniques which disperse erosive energy and avoid
concentrating it. For example, providing good vegetative cover will disperse the energy of rain drops and
contour drainage will slow down surface runoff.
Field size, stream size (drop size), slope and field layout are all difficult to change and all significantly
affect erosion rates. Careful design can avoid the occurrence of erosion problems. Agricultural practices
affect soil structure and therefore the soil's erosivity, or the ease with which particles are dislodged. In
general land-forming for irrigation, such as land-levelling and the construction of field bunds, tends to
reduce erosion.
Archaic in-field water management practices involving poor cut and fill operations through watercourse
embankments can result in serious local erosion at the head end of the irrigated field and in sedimentation
at the mid or tail-end locations of the field. The micro-topography of a field will thus be disturbed.
Unavoidably, this effect creates disproportionate water distribution over the irrigated field. In addition it
might create disputes between water users. Improved water management practices related to surface
irrigation methods (e.g. by using gates, siphons, check dams) can reduce such hazards.
Mitigation measures
Irrigation infrastructure needs to be designed to ensure that localized erosion, eg gully formation, does not
occur. Construction activities generally expose soil to erosion. Following the completion of construction
work, vegetation should be established around structures so that bare soil is not exposed to erosive forces.
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Mitigation measures
                                                                                                               9
Changes to the sediment transport regime caused by dams or check dams are very difficult to mitigate.
One possible technique is to periodically flush the reservoir by opening a bottom gate (this gate must be
installed during construction such that its invert is close too the original invert of the stream channel, e.g.,
the lowest point of the channel) and allowing the accumulated sediment to wash out. This is best done on
a regular basis and with flows sufficient to distribute the sediment fairly evenly downstream. If done
irregularly, the released sediment can choke the channel, reducing channel capacity and causing localized
flooding.
The most important mitigation measure is to determine a minimum flow (often termed an environmental
flow or ecological flow), and assure that this minimum flow is maintained, especially during seasonal
low flow periods. There are a number of methods for determining the minimum ecological flow, and this
needs to be agreed with the MEFWA together with the EPA and the River Basin Councils. RBMPs are
being prepared for Seman and Drin basins and will need to contain details of the minimum environmental
flow in line with the EU water framework directive (EU WFD refers to minimum environmental flows).
Flushing the sediment and maintaining a functional minimum flow will in combination mitigate the
adverse impacts to the sediment transport, hydrologic and hydraulic regimes of the affected river or
stream. The RBMP will also provide the framework for addressing issues on hydropower and irrigation
and design allocation.
Mitigation measures
The best mitigation measure is to maintain the rivers pre-existing hydrologic, hydraulic and sediment
transport regimes as described above.
(d) Sedimentation
Irrigation schemes can fail if the sediment load of the water supply is higher than the capacity of the
irrigation canals to transport sediment. Sediment excluders/extractors at the headworks can mitigate this
effect to some extent. Sedimentation is a disturbing problem for all the reservoirs that are being
considered under the first year of WRIP.
Sedimentation from within the I&D scheme itself can also be a problem, for example, wind-blown soil
filling canals. Canal de-silting is an extremely costly element of irrigation maintenance and design
measures should minimize sediment entry. Reservoir siltation shortens the active life of the reservoir and
must be given careful consideration at the design stage. The increases in erosion due to the economic
activity prompted by the reservoir and its access roads needs to be taken into account. Upstream erosion
prevention, particularly within the reservoir catchment is an important consideration.. However, this may
not be sufficient to significantly reduce reservoir sedimentation, especially in view of the time delay
between soil conservation activities and a reduction in river sediment loads
Mitigation
Soil erosion measures on a watershed wide basis are the recommended best management practice. This
should include basic agricultural techniques including contour farming, and planting of winter crops.
Additional methods include maintaining grassed swales in areas where runoff concentrates, maintaining
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brush or forest buffers along all stream courses of all types (e.g., channels or swales with ephemeral,
                                                                                                             10
intermittent or perennial flow).
Special attention should be given to preventing rill/gully formation as this is a major slope process that
produces significant sediment. If rills of gullies are present, then measures to combat or eradicate them
should be implemented.
The consumption of water for irrigated agriculture and the reduced quality of return flows is likely to
adversely impact on downstream ecosystems. Reduced flows, increased salt concentrations, lower oxygen
levels, higher water temperatures and increased pollution and silt loads all tend to favour vigorous,
tolerant species (aquatic weeds). The demands of different ecotypes will change through the year both in
quantity and quality.
Mitigation measures
The nature of irrigation, i.e. providing water to water-short land, will radically change both the
agricultural and natural ecology in the project area. The creation of compensation areas or habitat
enhancement within and/or outside the irrigation command area may be useful mitigation measures where
the natural habitat change is assessed as detrimental. The creation of reservoirs and channels provides the
possibility of enhanced aquatic habitats. In particular, reservoirs and channels offer the opportunity of fish
farming with native species and other forms of aquaculture and favourable habitats for water fowl, both
permanent and migrating, but may also offer favourable habitats for disease transmitting insects and
snails. Bird sanctuaries and wildlife parks can also be created around reservoirs.
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                                                                                                                                     1
8             SOCIO-ECONOMIC IMPACTS
Socio-economic impacts for the appropriate implementation of the project have been considered and these
are very important, considering that they can cause the failure or jeopardise the project, and create
financial risks for the community or the investment authority. In the ranking procedure for socio-
economic impacts, similar tables to those used for environmental impacts have been used.
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From Table SOCIO-ECONOMIC IMPACTS-37 it can be clearly seen that the overall positive impacts are
quite significant and long term during the operation phase and justify project development. Still, to ensure
an appropriate evaluation of ratio between positive imputes and negative effects, identification of the
negative social impacts remains an obligatory step.
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                                                                                                          Impact
                                                        Impact                 Negative impact effects
    Type of possible impact         Project phase
                                                        weight                  on the Socio-Economy               3
                                                                                                         Duration
Exposure of farmers and                                              Loss of productivity
                                     Operation
labourers to pesticides and other                        High        Cost to health services            Long term
                                      phase
hazardous products                                                   Worry and stress
As can be seen in the table above, the main negative impacts tend to occur during the construction phase.
Still it is important, to be underlined that some of the negative impacts during the operation phase are
quite significant and cumulative. The importance of water quality, coordination and compliance of
reservoir use and downstream use, accompanied with some amelioration of institutional framework can
ensure a good and beneficial project implementation.
It is also important to make farmers/WUOs, DIDs etc. aware of he risks and hazards and safe practices for
handling, storing, using and disposal of pesticides and also in sustainable pest management based on an
IPM approach. Training in this regard will be provided through the MARD. The provisions for this
training need to be described in the Site Specific ESMP for I&D schemes.
In Albania the change to a market economy and unclear land ownership laws has caused social,
environmental, and economic problems. The failure to recognise people as partners in the planning and
implementation processes can seriously undermine irrigation and drainage development projects.
   there is conflict among water users over water allocation, land rights, or maintenance issues;
   conflict may arise between users and the authority responsible for the project over inappropriate
    design of infrastructure, water charges, or management issues;
   conflict between project beneficiaries and non-beneficiaries is often inevitable. The latter often
    question the justice of being excluded from the benefits of irrigation water projects. Indeed, project
    beneficiaries are frequently considered enjoying special privileges that are denied other households
    without any justification; and
   there is conflict between donor agencies and the recipient country over design, management,
    environmental impact, and financial issues.
Small plots, communal land-use rights, and conflicting traditional and legal land rights all create
difficulties when land is converted or rehabilitated to irrigated agriculture. Land tenure/ownership
patterns are almost certain to be disrupted by major rehabilitation work. Access improvements and
changes to the infrastructure are likely to require some field layout changes and a loss of some cultivated
land etc.
Mitigation measure
User participation at the planning and design stages of the rehabilitation of existing schemes can
minimize negative impacts and maximize positive ones. Consultations with and using the assistance of
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NGOs can also greatly minimize adverse socio-economic impacts. The role of the RBC and the MARD
                                                                                                             4
will also be important for managing water resources in an equitable way.
Mitigation measure
Improved planning, with user involvement, has the potential to reduce if not remove the above problems
for irrigation rehabilitation projects. Extension services, with training and education, also offer much
scope to improve the income and amenity of irrigation schemes.
Mitigation measure
Improved signage at danger spots and public awareness campaigns within villages and within schools can
mitigate against this occurrence.
Mitigation measure
Minority groups and women in particular must have representation within the WUOs. Their participation
in the decision making process is critical in ensuring that their needs are met and that they are not
disadvantaged by the opportunities provided under the Project
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Mitigation measures
The Resettlement Policy Framework (RPF) outlines the mechanism and tools for addressing the potential
scope of resettlement, land acquisition and compensation issues outlined above. The RPF is provided as a
separate deliverable under WRIP.
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                                                                                                                1
9             ANALYSIS OF ALTERNATIVES
It is normal practise when assessing development projects that a number of alternatives should be
considered to ensure that the project that has been selected (in this case rehabilitation of dams for
improved safety and rehabilitation of I&D schemes for improved water management and crop production)
is the most optimal solution. Project alternatives therefore need to be clearly presented (including the
zero option alternative) and this section provides these details including the delayed project option, the
alternative site relocation option and others such as considering alternative sources of water and demand
reduction through conservation and re-use and water management and monitoring.
It will also result in poor agricultural development within the regions that the irrigation reservoirs serve.
The general public will also be denied easy access to agricultural goods and services.
Therefore the do nothing alterative will exacerbate the present situation and further degenerate poverty
that exists around the settlements located close to the reservoir locations.
The implication, therefore of delaying the project will mean that all processes that have been put in place
for the project implementation will have to be demobilised. Furthermore, because of the inflationary
trends in economy18, such a delay may result in unanticipated increases in project costs. These, and other
related problems make it unattractive to adopt the delayed project option.
The Delayed Project Option is not acceptable on social and economic grounds.
The Alternative Site Relocation Option is not relevant in this case for dam rehabilitation and for I&D
schemes is not acceptable on environmental and economic grounds.
18
     Annual inflation in Albania is running at around 4% (source CIA World Fact book)
19
     Meeting between COWI and Mott MacDonald 27th April 2012
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9.4      Other Alternatives
Besides the alternatives referred to above irrigation projects need to consider alternative sources of water
and demand reduction through conservation and re-use and water management and monitoring should be
considered.
In terms of the suggesting alternative sources of water, this is not really feasible, as the reason the dams
and reservoirs were built in the first place was to provide the water for irrigation, as there were water
shortages from existing sources.
Irrigation using pumped water from groundwater supplies is more expensive and would require a
considerable amount of investment to provide the boreholes to be drilled throughout the irrigated area to
meet the demand. Furthermore, the return irrigation water may deteriorate the quality of the groundwater
to make it unsuitable for irrigation and crops. In addition this may lead to groundwater rise and
secondary salinization.
Pressurised irrigation (using pumps) is an excellent technique for managing water effectively and
efficiently but would require higher levels of investment and maintenance, have higher running costs
(more complex technology) and higher skills requirements for operation and water scheduling.
Water conservation within irrigation is an important issue and there are some radical measures that could
be used (drip irrigation), but these techniques are expensive and require a lot of care in setting up. The
technique is not well known in Albania and would require a completely new service industry to support it.
Reuse of irrigation water is also not advisable for the reasons mentioned above and this may also not suit
the crops that are grown.
Improved water management techniques and improved operation and maintenance of irrigation schemes,
together with improved training and capacity building at WUA level are water conservation and water
management issues that are factored into the existing project.
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                                                                                                                 1
10              ENVIRONMENTAL AND SOCIAL MANAGEMENT PLAN
This section provides generic guidance for the preparation of site specific ESMPs. These ESMPs for
sub-projects will include:
      i.      Assessment of the environmental impacts predicted at the various stages on the dam safety and
              the I&D schemes rehabilitation, notably pre-construction (or design), construction, operation
              (including maintenance of sites) and decommissioning (if relevant), the time they are likely to
              occur, and their scale, scope and effect(s) on environmental media and humans.
     ii.      Determination of acceptable level of each impact, especially with respect to its occurrence, likely
              duration, scale, effect(s), cost(s) (see also (iv) below), and the permitted legal levels established
              by the respective national or international standards.
    iii.      Description of conditions and measures to be taken to mitigate those impacts that are likely to
              arise at each stage, responsibility assigned for implementation, whether though improved design,
              special protection measures during construction, or some other method, their likely costs,
              implications for project completion, etc.
    iv.       The resources and methods required for monitoring during project implementation, indicators for
              measuring and ensuring quality of ESMP actions (what is to be measured, when and where, by
              whom and why); institutional responsibilities for each action required; and capacity building
              requirements required, and the respective costs of each element.
In addition the work on the dams safety rehabilitation is anticipated to commence in the first year of the
project, whereas the rehabilitation work on the I&D schemes will probably take place later in the first
year and into the second year. Taking note of this, the ESIA Consultant has prepared two ESMPs; the
first for the dam safety rehabilitation and surrounding ancillary work requirements and the second for the
I&D schemes rehabilitation.
The ESMP for both parts of the rehabilitation (Dam safety and I&D schemes) is expected to finalised at
detailed design completion and should incorporate any requirements specified in the environmental
approval granted by the Regional Environmental Agency (REA). The requirement for approval by the
REA or any other respective authority should also be noted. This is anticipated to include the tender
documents when such ESMP measures are to be undertaken by the Contractor during the construction
phase or by the Contractor/Operator during the operation phase of the project which would also include
the defects liability period.
The ESFD has taken into consideration all types of situations that may apply to dam and I&D
rehabilitation works, but the impacts and mitigation measures outlined may not necessarily be relevant for
a site specific ESMP. The Site Specific ESMPs prepared will therefore be more tailored to reflect the
actual situation and appropriate mitigation measures included as necessary.
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                                                                                                             2
PLAN-39 below. The ESMP for I&D schemes rehabilitation is shown in Table ENVIRONMENTAL
AND SOCIAL MANAGEMENT PLAN-40 below.
At the next project stage (site specific ESMP) the likely impacts will be defined in detail for each
reservoir or per groups of reservoirs with similar environmental and social characteristics and for I&D
schemes (to be rehabilitated in the second year). The costs of mitigation measures are included only in
case of overall costs like known facilities or operations etc. Much of the cost of undertaking mitigation
measures during the construction stage needs to be assigned to the Contractor and it is important that the
mitigation measures mentioned in the ESMiP for both dam safety and I&D schemes rehabilitation are
included in the detailed design and in the tender documents to ensure that they are covered.
As mentioned previously, Law no. 8518, dated 30.7.1999 "On Irrigation and Drainage" is intended to:
 define the legal framework for establishment and operation of water user Organizations, federations
  of water user organizations and drainage boards;
 establish an institutional framework to serve a national policy for irrigation, drainage, flood
  protection and erosion;
 determine the rights and duties of individuals and entities that deal with irrigation, drainage and flood
  protection and erosion; and
 to regulate the transfer of irrigation systems to water user organizations and federations of water user
  organizations.
The I&D law was adopted in 1999 and was amended in 2008. During this period rapid changes have
occurred towards decentralization of competencies of the Central Government and the reorganization of
public ownership and state properties (decentralization of ownership). From this point of view, the current
law does not reflect these changes, which could be reflected in a new law "On Irrigation and Drainage" or
by amending the existing law
The new Law On Administration of Irrigation and Drainage, the key institutions for water management
in I&D systems sets Regional Directorate of irrigation and Drainage, (under MARD) and municipalities
as responsible for water use. During this current period, the law on "Transfer of Public Property" has
been enacted and transferred to local government together with a major part of the I&D systems.
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 Table ENVIRONMENTAL AND SOCIAL MANAGEMENT PLAN-39: Environmental and Social Mitigation Plan
             for Dam Safety Rehabilitation
                                                                                                                                                                                             3
      Topic/                                                                                                                                                                   Cost
                                 Possible Impact                                       Mitigation Measures                              Responsibility           Schedule
    Indicator
 Pre-Construction Phase
 TENDER AND DESIGN MEASURES
                                                                  Use land of lowest value: identify sites and prepare to apply RPF
                                                                   and RAP procedures;
                                                                  Include land users in RAP compensation packages, and/or
                                                                   establish mandatory process for user identification and
                     Temporary loss of land and impacts of        compensation;
   Contractor's                                                                                                                          MARD                During tender    Include in tender
                      inadequate physical and social              Require construction contractor to appoint part-time Community
     Camps                                                                                                                                                  process             for contractor
                      management of camps and workforce            Relations Officer & establish a formal Social Responsibility
                                                                   system (tender documents);
                                                                  Require full site restoration on completion of construction
                                                                   (tender documents);
                                                                  Consider future permanent use of contractor's facilities.
                                                                  Develop mandatory procedures for negotiating rights of way for       MARD
   Construction                                                    temporary access as part of RAP;
                     Unsafe access routes and construction                                                                                                   During tender    Include in tender
    access and
      traffic
                      traffic hazards                             Require implementation of a comprehensive Traffic                                         process             for contractor
                                                                   Management Plan during construction (tender documents).
                     Impact of pits and quarries: land,                                                                                MARD
                      health, Safety                              Require Method Statements for pits and quarries, with details of
   Construction                                                                                                                                               During tender    Include in tender
                     Hazards from use of Asbestos                 location, working, closure etc. (tender documents).
    Materials                                                                                                                                                process             for contractor
                     Procurement from environmentally &          Ban Use of Asbestos
                      socially responsible suppliers
                                                                  Require Method Statements for spoil disposal with details of         MARD
                     Improper disposal and treatment of                                                                                                      During tender    Include in tender
  Spoil Disposal                                                   authorisation, location, placement, closure etc (tender
                      spoil dumps                                                                                                                            process             for contractor
                                                                   documents)
      Waste
                     Improper disposal of solid and liquid         Require Waste Management Plan, SOPs for vehicle washing,           MARD
                                                                                                                                                              During tender    Include in tender
   Management                                                        refuelling, working in water, and Emergency Response Plan etc.
                        wastes; spills & inadequate clean-up                                                                                                 process             for contractor
   and Pollution                                                     (tender documents).
      Human              Potential Health and Safety hazards:         Incorporate safety and environmental requirements in contract   MARD                  During tender    Include in tender
    Health and                                                       documents.                                                                              process             for contractor
      Safety                                                           Provide information on mitigating safety and warning
                                                                     measures;
                                                                       Capacity building to emphasis need for safe working
                                                                     environment, good supervision, etc
                                                                       Careful planning and scheduling of work activities,
                                                                       Include provision for driving code of conduct in tender
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 Table ENVIRONMENTAL AND SOCIAL MANAGEMENT PLAN-39: Environmental and Social Mitigation Plan
             for Dam Safety Rehabilitation
                                                                                                                                                                                                             4
      Topic/                                                                                                                                                                                 Cost
                                 Possible Impact                                            Mitigation Measures                             Responsibility            Schedule
    Indicator
                                                                         documents
   Cultural                                                                                                                                 MARD                  During tender              Include in tender
                Loss of archaeological heritage                          Include chance find procedure in tender document
   Heritage                                                                                                                                                      process                       for contractor
 SOCIAL  ECONOMIC FACTORS
                                                                          Involve communities,                                             MARD
                                                                          Public awareness campaign,
     Human                                                                                                                                                                                    Include in tender
                         Potential Health and Safety hazards:            Fence hazardous areas.                                                                 Prior to construction
     Health                                                                                                                                                                                    for contractor
                                                                          Correct design and safety procedures,
                                                                          Correct disposal of waste,
                                                                                                                                            MARD                   After tender but prior
     Health             Potential noise disturbance from                Pre-Preparation of noise barriers (earthen banks and trees) to                        to commencement of             Include in tender
     (Noise)            Construction works                               absorb noise                                                                            dam rehabilitation              for contractor
                                                                                                                                                                 works
                                                                                                                                            MARD                  Prior to
     Health              Potential light disturbance in specific        Pre-preparation of specific screened areas by installing light                        commencement of dam            Include in tender
    (Lighting)          areas of settlement                              barriers around construction sites, worker camps, workshops etc                         rehabilitation                  for contractor
                                                                                                                                                                 construction.
                                                                          Strict adherence to RPF and RAP prescribed activities and        MARD
                                                                         measures;
                                                                          Use of public land areas as much as possible;
                                                                          Provision for proper compensation in accordance with                                   Solve as soon as
                       Disturbance of land use and                                                                                                              possible after public
                                                                         Albanian Law.
    Land Use
                      economic activities.
                                                                          Provision of new land (if necessary) in accordance with                               consultations and              Not able to
                       Loss of land.                                                                                                                            granting of permission,         ascertain yet
                                                                         Albanian law
                       Loss of traditional irrigated supplies.                                                                                                  especially before
                                                                          Appropriate care and consideration provided to affected
                                                                                                                                                                 construction.
                                                                         people.
                                                                          Provide for alternative or regulated irrigated supply (if
                                                                         necessary)
 ENVIRONMENTAL FACTORS                                                                                                                                       MARD
                                                                         Ascertain if baseline biodiversity survey within the affected     MARD                  Prior to                     Covered under
                                                                       area is necessary and search for data, (Note: Rehabilitation                              commencement of dam
                         Potential loss of species that may be                                                                                                                                  tender for
                                                                       works primarily within the footprint of the existing area of the                          rehabilitation
   Biodiversity         important through lack of baseline                                                                                                                                       contractor (if
                                                                       reservoir, so unlikely to be required).                                                   construction.
                        data.                                                                                                                                                                    found to be
                                                                         Prepare conservation plan for protected species that may be
                                                                       endangered, exterminated or permanently destroyed                                                                         necessary)
 Climate Change          Climate extremes affect project area           Apply measures contained in the 2nd National Communication         MARD                Prior to                     Any measures
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 Table ENVIRONMENTAL AND SOCIAL MANAGEMENT PLAN-39: Environmental and Social Mitigation Plan
             for Dam Safety Rehabilitation
                                                                                                                                                                                                         5
      Topic/                                                                                                                                                                             Cost
                                 Possible Impact                                       Mitigation Measures                                Responsibility              Schedule
    Indicator
                                                                                                                                     nd
                                                                   on Climate Change (NCC) (found in Tables 4.7 and 4.8 of the 2
                                                                   NCC including improved monitoring, plan for tree planting                                      commencement of            needed to be
                                                                   wherever possible, plan for low powered on site lighting using          MTE                   rehabilitation             included in tender
                                                                   renewable sources, promote stakeholder awareness.                                              construction.              document.
                                                                     Determine EIA guidelines for evaluation.
                          Potential loss of pre-                    Undertaken appropriate archaeological survey within the              MARD                   Prior to
     Cultural           historic/archaeological sites that may     affected area to determine the initial state, however the works are     CEIA                  commencement of           Covered under
     Heritage           be important due to lack of baseline       primarily within the footprint of the existing dam and reservoir,        undertaking           rehabilitation             WRIP
                        knowledge.                                 so it is unlikely that there will be major finds.                        Baseline survey       construction.
 Construction
 SOCIAL  ECONOMIC FACTORS
                                                                  Apply best practice for site management including social aspects                              Throughout the dam
                     Temporary loss of land and impacts of
   Contractor's                                                   Remove all temporary facilities and restore land to original                                 rehabilitation            Include under
                      inadequate physical and social                                                                                       Contractor
     Camps                                                         condition or better                                                                          construction.              works contract
                      management of camps and workforce
                                                                  Hand over any contractors facilities in good condition                                       At end of contract
                                                                    Maintain strict health and safety regulations in compliance
                                                                   with Albanian law and WB Health and Safety Guidelines.
                                                                    Provide regular information/signage on site regarding
                                                                   mitigating safety and warning measures;
                                                                    Continued capacity building to emphasis need for safe
                                                                   working environment, good supervision,
                                                                    Careful planning and scheduling of work activities during                                     Throughout the dam
     Human               Work related accidents during                                                                                                                                   Include under
                                                                   construction phase.                                                     Contractor            rehabilitation
     Health             construction.                                                                                                                                                      works contract
                                                                    Maintain regular contact with communities,                                                   construction.
                                                                    Introduce strict policy for all workers to wear safety
                                                                   equipment, hart hats etc
                                                                    Fence all working areas.
                                                                    Prevent children swimming in reservoir
                                                                    Keep emergency first aid kit easily accessible at all times
                                                                    Undertake correct disposal of waste water and solid waste,
                                                                                                                                                                 Throughout the dam
    Health              Road accidents exacerbated by                                                                                                                                   Include under
                                                                      Implement and maintain effective speed control measures.            Contractor          rehabilitation
   Road Safety          construction traffic                                                                                                                                               works contract
                                                                                                                                                                construction.
 Health  (Noise/         Noise and vibration disturbance            Limit construction times to daylight hours.                         Contractor           Throughout the dam      Include under
   Vibration)           from Construction works.                      Fit covers to all powered mechanical equipment, generators,                              rehabilitation             works contract,
                                                                     compressors etc.                                                                           construction.             Cover for
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                                                                                                                                                                                                          6
      Topic/                                                                                                                                                                                 Cost
                                 Possible Impact                                            Mitigation Measures                               Responsibility            Schedule
    Indicator
                                                                         Keep public informed for on-site activities likely to cause                                                          generators
                                                                       disturbance (using local media)                                                                                         ~Euro200/ unit
                          Dust in the atmosphere caused by              Use dust suppression techniques (access road watering)                                  Throughout the dam
                                                                                                                                                                                              Include under
 Health  (Dust)        blasting, quarrying and construction           throughout hours of construction                                        Contractor       rehabilitation
                                                                                                                                                                                               works contract
                        traffic.                                         Prohibit burning of construction/waste materials on site                               construction.
                                                                                                                                                                  Throughout the dam
     Health              Potential light disturbance in specific        Use non intrusive lighting in operational areas as much as                                                         Include under
                                                                                                                                               Contractor       rehabilitation
    (Lighting)          areas of settlement                              possible.                                                                                                             works contract
                                                                                                                                                                 construction.
                                                                         Strict adherence to RAP prescribed activities and measures.
                                                                      New settlements located near to existing ones (if found
                                                                       necessary)
                          Poor planning of resettlement              Good planning of social infrastructure (roads, footpaths, foot                                                         Include under
  Infrastructure                                                                                                                               Contractor          Prior to construction
                        infrastructure (if necessary)                  bridges across reservoirs (if necessary), consideration given to                                                        works contract
                                                                       cycling routes, water services, school, healthcare, public
                                                                       administration offices, public spaces and etc.)- It is unlikely that
                                                                       any infrastructure will be affected.
                                                                         Strict adherence to RAP prescribed activities and measures.
                          Unsightly and vacated buildings in         Demolish and clear all buildings designated to be in zone of
                        inundated zone which can cause danger          inundation in accordance with the appropriate law (probably                                                            Include under
  Infrastructure                                                                                                                               Contractor          During construction
                        to recreational use as a reservoir (If         unlikely)                                                                                                               works contract
                        relevant)                                     Make appropriate use of recycling materials wherever possible
                                                                       (i.e. cables, pipe work etc).
   Use of Raw             Uncontrolled exploitation of natural          Use raw materials from approved suppliers with valid licences        Contractor                                    Include under
                                                                                                                                                                    During construction
   Materials            resources                                      issued by REA                                                           MTE/REA                                        works contract
                                                                         Strict adherence to RAP prescribed activities and measures.
                                                                                                                                                                    Throughout the dam
     Public               Breakdown of trust between                 Full transparency between stakeholders and the public on all            MARD                                          Include under
                                                                                                                                                                   rehabilitation
    Relations           stakeholders and the public.                   activities.                                                             Contractor                                     works contract
                                                                                                                                                                   construction.
                                                                      Appropriate training of part time Public Relation Officers
   Resettlement         Poor communication on the                       Strict adherence to RPF /RAP prescribed activities and               MARD                Prior to construction    Training course
   (if relevant)      resettlement process                             measures.                                                                                                              for GoA officers
                        Trauma and stress of local                   Provision of sufficient information to communities and ensuring                                                         ~USD5,000
                      population in the resettlement process           the proactive participation of the affected population in the
                        Limited institutional capacity of             resettlement process (if necessary).
                      responsible authorities                         Appropriate care and respect to the resettlement of affected
                                                                       people (many who may be infirmed or elderly) to reduce the
                                                                       traumatic experience of moving (if necessary).
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 Table ENVIRONMENTAL AND SOCIAL MANAGEMENT PLAN-39: Environmental and Social Mitigation Plan
             for Dam Safety Rehabilitation
                                                                                                                                                                                                         7
      Topic/                                                                                                                                                                               Cost
                                 Possible Impact                                         Mitigation Measures                               Responsibility              Schedule
    Indicator
                                                                  Ensure the necessary institutional capacity of responsible
                                                                   authorities/stakeholders involved in the
                                                                   expropriation/compensation and resettlement affairs.
                                                                                                                                                                                            Include
                                                                                                                                            MAFCP with            Throughout the dam
                         Large amount of existing                    Maximise/ prioritise employment opportunities for local                                                               appropriate clause
   Employment                                                                                                                                cooperation of       rehabilitation
                        unemployment                                 people in the areas of dam rehabilitation                                                                               under works
                                                                                                                                             the Contractor       construction.
                                                                                                                                                                                             contract
 ENVIRONMENTAL FACTORS
                                                                      Careful placement, alignment, design of dam site ancillary
                                                                     works, pipelines and structures and or timing of work (seasonal
                                                                     working) especially for any rare /sensitive species
                                                                      Protect sensitive locations of terrestrial and aquatic biota near
                         Disturbance to natural habitats            construction sites.                                                                           Throughout the dam      Include under
 Flora and Fauna        especially during un-seasonal working,                                                                              Contractor           rehabilitation
                                                                      Ensure ecological flow of river is maintained for biota                                                               works contract
                        changes in environmental regimes etc.        downstream (if perennial river included).                                                    construction.
                                                                      Select appropriate construction methods that are less harmful/
                                                                     noisy.
                                                                      Reduction in artificial lighting within limits of safety.
                     Existing trees and shrubs in area of
                      inundation pose a danger to
                                                                  Appropriate clearance of all shrubs and trees within the zone of                                Throughout the dam      Include under
      Flora                                                        inundation, making full use of timber produced wherever                  Contractor           rehabilitation
                      recreational use of reservoir. (if                                                                                                                                     works contract
                                                                   possible.                                                                                      construction.
                      relevant)
                                                                  Develop nursery for indigenous plants so that there is a wider                                  Throughout the dam
                     Loss of indigenous vegetation due to                                                                                                                                  Include under
      Flora                                                        variety (in terms of maturity) of planting available for affected        Contractor           rehabilitation
                      rehabilitation construction works.                                                                                                                                     works contract
                                                                   areas and areas designated for landscaping.                                                    construction.
                                                                  Develop an Emergency Response Plan in case of earthquakes,
                                                                   including most importantly an Emergency Evacuation Plan for                                                              To be determined
                     Potential danger of dam failure from                                                                                  MARD                   At specific time in
    Geology/                                                       population prone areas downstream in case of dam wall failure.                                                           Monitoring
                      earthquake or earthquake induced                                                                                      Specialist           the dam rehabilitation
    Seismic                                                       Develop infrastructure for Emergency Response Plan                                                                        network ~USD
                      landslide.                                                                                                             Contractor           construction
                                                                   implementation (warning signals, evacuation routes etc).                                                                  15,000 per site
                                                                  Installation of sophisticated seismic monitoring network.
       Soils            Damage to soil structure due to             Protect non-construction areas, avoid work in sensitive areas         Contractor            Throughout the dam      Include under
                      material storage, construction traffic,      during highly adverse conditions, restore damaged areas                                        rehabilitation             works contract
                      etc                                            Strip topsoil as necessary and store, replace/reuse post                                    construction.
                        Loss of topsoil during excavation         construction
                      works.                                         Design drainage +disposal facilities to ensure soil stability.
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 Table ENVIRONMENTAL AND SOCIAL MANAGEMENT PLAN-39: Environmental and Social Mitigation Plan
             for Dam Safety Rehabilitation
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      Topic/                                                                                                                                                                            Cost
                                 Possible Impact                                         Mitigation Measures                               Responsibility            Schedule
    Indicator
                        Erosion due to uncontrolled surface
                      run off and wastewater discharge:
                        Damage to land during construction,           Protect non-construction areas.
                      landslides on embankments, hillsides             Design works to minimise land affected.                                                   Throughout the dam
                                                                                                                                                                                         Include under
       Land           etc.                                                                                                                  Contractor          rehabilitation
                        Impacts from excavation for disposal          Design slopes to and retaining structures to minimise risks,                             construction.
                                                                                                                                                                                          works contract
                      of soil and other materials.                    provide appropriate drainage, soil stabilisation/vegetation cover.
                                                                        Undertake careful design, maintain natural drainage where
                        Interruption of surface drainage             possible, and provide suitable wastewater drainage,
                      patterns during construction, creation
                                                                        Safe and sanitary disposal of any hazardous wastes.
                      of unsightly areas of standing water
                                                                        Wash construction vehicles and machinery only in designated                              Throughout the dam
     Water              Contamination/pollution by                                                                                                                                      Include under
                                                                      areas where runoff will not create pollution                          Contractor          rehabilitation
    Resources         construction, human and animal waste,                                                                                                                               works contract
                                                                        Adequate protection from / control of livestock, agriculture,                           construction.
                      including fuel and oil spills, hazardous
                                                                      casual human contact, hazardous materials  fuel oil etc
                      waste, wastewater etc
                                                                      (including suitable storage)
                                                                        All oily waste to be collected separately
                                                                        Control dust with water spraying, control construction
                                                                      methods and plant,
                                                                        Fit covers/tarpaulins to lorries
                                                                        Schedule work during more socially amenable times.
                                                                                                                                                                  Throughout the dam
                         Dust and fumes during construction/           Ensure all septic tanks/ latrines are hermetically sealed                                                       Include under
   Air Quality                                                                                                                              Contractor          rehabilitation
                        rehabilitation activities                       Control vehicle speeds in surrounding/ residential areas.                                                        works contract
                                                                                                                                                                 construction.
                                                                        Prohibit burning of construction/waste materials on site
                                                                        Ensure local community is kept fully informed about the
                                                                      rehabilitation construction activities and blasting routines (if
                                                                      found necessary)
                                                                        Time work to minimise disturbance.                                                                              Include under
                       Noise disturbance from construction             Appropriate construction methods + equipment with covers to                              Throughout the dam     works contract
    Acoustic
                      works and traffic (if near houses)              generators                                                            Contractor          rehabilitation          Generator cover
   Environment
                       Also disturbance to animal                      Restrict through traffic in residential areas.                                          construction.            around Euro 200/
                                                                        Careful siting and/or design of long term construction plant,                                                    unit
    Historical /                                                                                                                                                Throughout the dam
                         Disturbance or degradation to known          Careful siting alignment of construction/ rehabilitation works.                                                  Include under
     Cultural                                                                                                                               Contractor        rehabilitation
                        cultural sites (considered unlikely)           Special measures to protect known cultural resources                                                              works contract
       Sites                                                                                                                                                   construction.
     Cultural            Irretrievable loss of heavy damage to    Early screening by Directorate of Cultural Heritage and IoA             MTCYS              Throughout the dam      To be determined
    Heritage /          important artefacts and historical         Record including photos and filming the details of the chance           IoA - Academy     rehabilitation             can delay the
           CEIA
Water Resources and Irrigation Project
Environmental and Social Impact Assessment, Resettlement Policy and Baseline Surveys
Environmental and Social Framework Document
 Table ENVIRONMENTAL AND SOCIAL MANAGEMENT PLAN-39: Environmental and Social Mitigation Plan
             for Dam Safety Rehabilitation
                                                                                                                                                                                                         9
      Topic/                                                                                                                                                                            Cost
                                 Possible Impact                                       Mitigation Measures                               Responsibility            Schedule
    Indicator
                                                                    find
                                                                                                                                           of Sciences
  Chance Finds          knowledge of the surrounding area          Make modification to proposed works if the finds are not                                  construction.                 works
                                                                                                                                          Contractor
                                                                    moveable
                                                                   Appropriate consideration to graveyard (involving re-interment)
     Cultural             Inundation or disturbance of burial      that may be affected by the inundation. This is considered very
                                                                                                                                          To be
    Heritage -          places within settlements affected.         unlikely as the reservoir sites are existing facilities.                                   Prior to construction    To be determined
                                                                                                                                           determined
     Graves             (unlikely)                                 To be undertaken in a considerate manner with full discretion
                                                                    and respect to the affected families and relatives.
                                                                                                                                                                                         Include under
                                                                                                                                                                                          works contract
                                                                                                                                                                                         Waste
                                                                   Mitigate and prevent against solid waste pollution during
                       Minimize disturbance from Solid                                                                                                                                   management fee
                                                                    construction phase                                                                         Throughout the dam
      Solid           Waste disposal                                                                                                                                                      about Euro 70/yr
                                                                   Construction workers to be properly briefed regarding garbage         Contractor         rehabilitation
      Waste            Prevent pollution to groundwater                                                                                                                                 Bins for solid
                                                                    disposal and protection of the environment.                                               construction.
                      and animal health risk                                                                                                                                              waste about Euro
                                                                   Organise appropriate refuse collection and disposal regime
                                                                                                                                                                                          140 each x 14
                                                                                                                                                                                         Septic tank about
                                                                                                                                                                                          Euro 1500 each
 Completion /Operation Phase
 SOCIAL  ECONOMIC FACTORS
                                                                   Increase potential for irrigation, flood control, water supply,
                                                                    potential eco-tourism, water recreational activity (fishing,
                                                                    boating, hiking), and corresponding communities enjoying an
                         Maximize economic benefits due to                                                                               MARD                At the start of              To be
    Economy                                                         improved standard of living.
                        dam function                                                                                                                          operation                     determined
                                                                   Also important to assess the potential for improved groundwater,
                                                                    surface water management (especially downstream) due to the
                                                                    altered flow regimes (if relevant)
                                                                   Improvement to ancillary infrastructure associated with irrigation
                                                                    to enable maximum benefit to be obtained from local                                                                    To be
                                                                    communities and consequent improvement in the standard of                                                             determined
                                                                    living of the indigenous inhabitants by the constructing new                                                           Upgrading of
  Infrastructure          Degradation of existing                  roads, improved tourism, and a road network to camps for
                                                                                                                                          MARD                At the start of
                                                                                                                                                                                          WSS services to
                        infrastructure in the area                                                                                        MTE                operation
                                                                    improved eco tourism.                                                                                                 be linked with
                                                                   upgrading recreation and sanitation facilities such as water                                                          existing GoA
                                                                    supply and sewerage systems, water service networks and                                                               policy
                                                                    landfills etc
   Constraints           Conflicts between users of reservoirs    Sign an agreement with the range of operations and their rights       MARD                Before starting the          Not additional
          CEIA
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Environmental and Social Framework Document
 Table ENVIRONMENTAL AND SOCIAL MANAGEMENT PLAN-39: Environmental and Social Mitigation Plan
             for Dam Safety Rehabilitation
                                                                                                                                                                                                     10
      Topic/                                                                                                                                                                          Cost
                                 Possible Impact                                          Mitigation Measures                             Responsibility            Schedule
    Indicator
                         (irrigation board, hydropower               between main actors, where responsibilities and rights to be
  between users          administrators, fishery) from the           clearly defined)                                                      DID, RBC
                                                                                                                                                               operation                  direct costs
   of reservoirs         way/time/amount of use or save the         Involve RBC and MEFWA to ensure water resources are
                         waters for different purposes               managed in an equitable way.
                                                                                                                                                                                          To be
       Social/                                                                                                                                                                          determined but
   Recreational            Sudden inundation downstream due                                                                               MARD                At the start of        depends on the
                                                                    Introduce flood warning system downstream of reservoirs
  activities along       to unforeseen natural flood events                                                                                                   operation                extent of
      the river                                                                                                                                                                         habitation
                                                                                                                                                                                        downstream.
    Damage of          Contamination of agricultural soils         Interrupt irrigation in case of contamination                                              At the start of          To be
                                                                                                                                           MARD
   agricultural      or soil degradation using un                   Control pollution sources                                                                 operation and in dry     determined by
                                                                                                                                          
     products        appropriate waters                             Ensure appropriate water quality for irrigation                                           season                   technical team
 ENVIRONMENTAL FACTORS
    Low flow                                                           Integrate low flow release strategies into irrigation dam          DID
                                                                                                                                                                                           To be
   regimes (on      Loss of biodiversity                            operational protocols / management plans and according to             Irrigation          To be determined
                                                                                                                                                                                          determined
 perennial rivers)                                                   requirements of the RBMP.                                              operator
                                                                       Operate dams to suit downstream requirements and encourage
                                                                     wildlife around reservoirs.
                                                                                                                                           DID
                                                                       Determine minimum ecological flow and ensure this is                                                               To be
   Biodiversity       Loss of biodiversity                                                                                                Irrigation          To be determined
                                                                     released from the reservoir at all times to ensure survival of                                                       determined
                                                                                                                                            operator
                                                                     downstream ecosystems (if on a perennial river) in line with
                                                                     RBMP of the river basin.
                      Fish migration issues (i.e. prevention of
                                                                         Implement methods for upstream/ downstream fish
   Biodiversity        some river fish species reaching                                                                                                         At the start of           To be
                                                                       movement. Also undertake manual transportation of fish stock (if    MTE
 Flora and Fauna       spawning grounds), - (if on a perennial                                                                                                 operation                  determined
                                                                       relevant)
                       river)
                                                                       Control of illegal gravel extraction and limited licensing for
                                                                                                                                           DID
   Biodiversity                                                      gravel extraction on perennial rivers                                                      At the start of           To be
                      Loss of some fish spawning grounds                                                                                  Irrigation
 Flora and Fauna                                                       Control of seasonal flow and Irrigation operators water                               operation                  determined
                                                                                                                                            operator
                                                                     release patterns
                                                                                                                                           DID,
    Low Flow          River flow reduction that will affect            Integrate low flow release strategies into irrigation dam                              At the start of           To be
                                                                                                                                           Irrigation
     Regime            aquatic life (if on perennial river)            operational protocols / management plans                                                operation                  determined
                                                                                                                                            operator
  Sedimentation       Sedimentation of reservoirs.                 Construct flood bypass tunnels/channels near impoundments to          MARD                At the start of           To be
                                                                     take flood waters (high in sediment load) away from the dam           Irrigation         operation                  determined
                                                                     walls.
           CEIA
Water Resources and Irrigation Project
Environmental and Social Impact Assessment, Resettlement Policy and Baseline Surveys
Environmental and Social Framework Document
 Table ENVIRONMENTAL AND SOCIAL MANAGEMENT PLAN-39: Environmental and Social Mitigation Plan
             for Dam Safety Rehabilitation
                                                                                                                                                                                                11
      Topic/                                                                                                                                                                       Cost
                                 Possible Impact                                        Mitigation Measures                               Responsibility            Schedule
    Indicator
                                                                    Construction of small-scale weirs/sediment traps in the upper
                                                                     catchments to trap earth and sands caused by heavy rainfall and        operators
                                                                     subsequent removal.
                                                                    Re-cultivated exposed surfaces (using native vegetation)
                                                                     immediately after completion of rehabilitation work.
                                                                                                                                           MARD
                                                                    Encourage soil deposits from excavation/ extraction works to be                            At the start of        To be
       Soils             Erosion of top soil after construction                                                                           Irrigation
                                                                     re-used in the vicinity of the works either for landscaping works                         operation               determined
                                                                                                                                            operators
                                                                     by the Contractor or by local farmers, inhabitants, community
                                                                     etc.
                                                                       Take measures to avoid beach erosion (due to wave action)
                                                                                                                                           MARD
                          Beach Erosion due to wave action          around edge of reservoir by keeping reservoir level slightly                               At the start of        To be
       Soils                                                                                                                               Irrigation
                        along shorelines created by reservoirs       below maximum or by introducing soil protection structure (e.g.                           operation               determined
                                                                                                                                            operators
                                                                     gabions).
                                                                       Careful siting and design of works, screening of intrusive
                        Localized visual impacts of                 items.
    Aesthetics        completed works                                  Replace lost trees boundary structures, re-vegetate work areas.    MARD
                                                                                                                                                                At the start of        To be
       and              Some intrusions in general manmade            Careful decommissioning of construction areas and disposal         Irrigation
                                                                                                                                                               operation               determined
    Landscape         and natural landscape from loss of             of wastes.                                                             operators
                      trees, vegetation etc.
                                                                    Improvements to dam profiles by improving design
           CEIA
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Environmental and Social Framework Document
 Table ENVIRONMENTAL AND SOCIAL MANAGEMENT PLAN-40: Environmental and Social Mitigation Plan
             for I&D Scheme Rehabilitation                                                                                                                                                 12
      Topic/
                                 Possible Impact                                       Mitigation Measures                              Responsibility           Schedule      Cost
    Indicator
 Pre-Construction Phase
 TENDER AND DESIGN MEASURES
                                                                  Use land of lowest value: identify sites and prepare to apply RAP    MARD
                                                                   procedures
                                                                  Include land users in RAP compensation packages, and/or
                                                                   establish mandatory process for user identification and
                     Temporary loss of land and impacts of        compensation
   Contractor's                                                                                                                                               During tender    Include in tender
                      inadequate physical and social              Require construction contractor to appoint part-time Community
     Camps                                                                                                                                                   process             for contractor
                      management of camps and workforce            Relations Officer & establish a formal Social Responsibility
                                                                   system (tender documents)
                                                                  Require full site restoration on completion of construction
                                                                   (tender documents)
                                                                  Consider future permanent use of contractor's facilities
                                                                  Develop mandatory procedures for negotiating rights of way for       MARD
   Construction                                                    temporary access as part of RAP
                     Unsafe access routes and construction                                                                                                   During tender    Include in tender
    access and
      traffic
                      traffic hazards                             Require implementation of a comprehensive Traffic                                         process             for contractor
                                                                   Management Plan during construction (tender documents).
                     Impact of pits and quarries: land,                                                                                MARD
                      health, Safety                              Require Method Statements for pits and quarries, with details of
   Construction                                                                                                                                               During tender    Include in tender
                     Hazards from use of Asbestos                 location, working, closure etc. (tender documents).
    Materials                                                                                                                                                process             for contractor
                     Procurement from environmentally &          Ban Use of Asbestos
                      socially responsible suppliers
                                                                  Require Method Statements for spoil disposal with details of         MARD
                     Improper disposal and treatment of                                                                                                      During tender    Include in tender
  Spoil Disposal                                                   authorisation, location, placement, closure etc (tender
                      spoil dumps                                                                                                                            process             for contractor
                                                                   documents)
      Waste
                     Improper disposal of solid and liquid         Require Waste Management Plan, SOPs for vehicle washing,           MARD
                                                                                                                                                              During tender    Include in tender
   Management                                                        refuelling, working in water, and Emergency Response Plan etc.
                        wastes; spills & inadequate clean-up                                                                                                 process             for contractor
   and Pollution                                                     (tender documents).
      Human              Potential Health and Safety hazards:         Incorporate safety and environmental requirements in contract   MARD                  During tender    Include in tender
    Health and                                                       documents.                                                                              process             for contractor
      Safety                                                           Provide information on mitigating safety and warning
                                                                     measures;
                                                                       Capacity building to emphasis need for safe working
                                                                     environment, good supervision, etc.
                                                                       Careful planning and scheduling of work activities,
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Environmental and Social Framework Document
 Table ENVIRONMENTAL AND SOCIAL MANAGEMENT PLAN-40: Environmental and Social Mitigation Plan
             for I&D Scheme Rehabilitation
                                                                                                                                                                                                             13
      Topic/                                                                                                                                                                                   Cost
                                 Possible Impact                                            Mitigation Measures                             Responsibility              Schedule
    Indicator
                                                                          Include provision for driving code of conduct in tender
                                                                         documents
   Cultural                                                                                                                                 MARD                    During tender              Include in tender
                Loss of archaeological heritage                          Include chance find procedure in tender document
   Heritage                                                                                                                                                        process                       for contractor
 SOCIAL  ECONOMIC FACTORS
                                                                          Involve communities,                                             MARD
                                                                          Public awareness campaign,
     Human                                                                                                                                                                                      Include in tender
                         Potential Health and Safety hazards:            Fence hazardous areas.                                                                   Prior to construction
     Health                                                                                                                                                                                      for contractor
                                                                          Correct design and safety procedures,
                                                                          Correct disposal of waste,
                                                                                                                                            MARD                     After tender but prior
     Health             Potential noise disturbance from                Pre-Preparation of noise barriers (earthen banks and trees) to                          to commencement of             Include in tender
     (Noise)            Construction works                               absorb noise                                                                              I&D rehabilitation              for contractor
                                                                                                                                                                   works
                                                                                                                                            MARD                    Prior to
     Health              Potential light disturbance in specific        Pre-preparation of specific screened areas by installing light                          commencement of dam            Include in tender
    (Lighting)          areas of settlement                              barriers around construction sites, worker camps, workshops etc                           rehabilitation                  for contractor
                                                                                                                                                                   construction.
                                                                          Strict adherence to RPF and RAP prescribed activities and        MARD
                                                                         measures
                                                                          Use of public land areas as much as possible;
                       Disturbance of land use and                       Provision for proper compensation in accordance with                                     Try and solve as
                      economic activities.                               Albanian Law.                                                                             soon as possible after
    Land Use           Loss of housing.                                  Provision of new land (if necessary) in accordance with                                 public consultations           Not able to
                       Loss of land.                                    Albanian law                                                                              and granting of                 ascertain yet
                                                                                                                                                                   permission, especially
                       Loss of traditional irrigated supplies.           Appropriate care and consideration provided to affected
                                                                                                                                                                   before construction.
                                                                         people.
                                                                          Provide for alternative or regulated irrigated supply (if
                                                                         necessary)
 ENVIRONMENTAL FACTORS
                                                                         Undertake appropriate baseline biodiversity survey within the                             Prior to
                                                                       affected area and search for data, however the works are within       MARD
                         Potential loss of species that may be                                                                                                    commencement of I&D
   Biodiversity         important through lack of baseline
                                                                       the footprint of the existing I&D scheme, so it is unlikely that      CEIA                 scheme rehabilitation          Covered under
                                                                       there will be major finds.                                            undertaking           construction.                   WRIP
                        data.
                                                                         Prepare conservation plan for protected species that may be        Baseline survey
                                                                       endangered, exterminated or permanently destroyed
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Environmental and Social Framework Document
 Table ENVIRONMENTAL AND SOCIAL MANAGEMENT PLAN-40: Environmental and Social Mitigation Plan
             for I&D Scheme Rehabilitation
                                                                                                                                                                                                      14
      Topic/                                                                                                                                                                            Cost
                                 Possible Impact                                       Mitigation Measures                               Responsibility              Schedule
    Indicator
                                                                                                                                                                                      
                                                                                                         nd
                                                                      Apply measures contained in the 2 National Communication                                    Prior to                  Any measures
                                                                   on Climate Change (NCC) (found in Tables 4.7 and 4.8 of the 2nd                              commencement of             needed to be
                                                                   NCC including improved monitoring, plan for tree planting              MARD                 rehabilitation              included in tender
 Climate Change          Climate extremes affect project area
                                                                   wherever possible, plan for low powered on site lighting using         MTE                  construction.               document.
                                                                   renewable sources, promote stakeholder awareness.
                                                                     Determine EIA guidelines for evaluation.
                          Potential loss of pre-                    Undertaken appropriate archaeological survey within the             MARD                  Prior to
     Cultural           historic/archaeological sites that may     affected area to determine the initial state, however the works are    CEIA                 commencement of I&D        Covered under
     Heritage           be important due to lack of baseline       primarily within the footprint of the existing I&D scheme, so it is    undertaking           scheme rehabilitation       WRIP
                        knowledge.                                 unlikely that there will be major finds.                               Baseline survey       construction.
 Construction
 SOCIAL  ECONOMIC FACTORS
                                                                  Apply best practice for site management including social aspects                            Throughout I&D
                     Temporary loss of land and impacts of
   Contractor's                                                   Remove all temporary facilities and restore land to original                               scheme rehabilitation      Include under
                      inadequate physical and social                                                                                      Contractor
     Camps                                                         condition or better                                                                        construction.               works contract
                      management of camps and workforce
                                                                  Hand over any contractors facilities in good condition                                     At end of contract
                                                                    Maintain strict health and safety regulations in compliance
                                                                   with Albanian law and WB Health and Safety Guidelines.
                                                                    Provide regular information/signage on danger spots on site
                                                                   regarding mitigating safety and warning measures;
                                                                    Continued capacity building to emphasis need for safe
                                                                   working environment, good supervision,
                                                                    Careful planning and scheduling of work activities during                                   Throughout I&D
     Human               Work related accidents during                                                                                                                                  Include under
                                                                   construction phase.                                                    Contractor           scheme rehabilitation
     Health             construction.                                                                                                                                                     works contract
                                                                    Maintain regular contact with communities,                                                 construction.
                                                                    Introduce strict policy for all workers to wear safety
                                                                   equipment, hart hats etc
                                                                    Fence all working areas and prevent children playing and
                                                                   swimming in irrigation channels
                                                                    Keep emergency first aid kit easily accessible at all times
                                                                    Undertake correct disposal of waste water and solid waste,
                                                                                                                                                               Throughout I&D
    Health              Road accidents exacerbated by                                                                                                                                  Include under
                                                                     Implement and maintain effective speed control measures.            Contractor         scheme rehabilitation
   Road Safety          construction traffic                                                                                                                                              works contract
                                                                                                                                                              construction.
 Health  (Noise/         Noise and vibration disturbance           Limit construction times to daylight hours.                         Contractor          Throughout I&D           Include under
   Vibration)           from Construction works.                     Fit covers to all powered mechanical equipment, generators,                             scheme rehabilitation       works contract,
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 Table ENVIRONMENTAL AND SOCIAL MANAGEMENT PLAN-40: Environmental and Social Mitigation Plan
             for I&D Scheme Rehabilitation
                                                                                                                                                                                                         15
      Topic/                                                                                                                                                                                 Cost
                                 Possible Impact                                            Mitigation Measures                               Responsibility            Schedule
    Indicator
                                                                       compressors etc.                                                                                                       Cover for
                                                                         Keep public informed for on-site activities likely to cause                              construction.               generators
                                                                       disturbance (using local media)                                                                                         ~Euro200/ unit
                          Dust in the atmosphere caused by              Use dust suppression techniques (access road watering)                                  Throughout I&D
                                                                                                                                                                                              Include under
 Health  (Dust)        blasting, quarrying and construction           throughout hours of construction                                        Contractor       scheme rehabilitation
                                                                                                                                                                                               works contract
                        traffic.                                         Prohibit burning of construction/waste materials on site                               construction.
                                                                                                                                                                  Throughout I&D
     Health              Potential light disturbance in specific        Use non intrusive lighting in operational areas as much as                                                         Include under
                                                                                                                                               Contractor       scheme rehabilitation
    (Lighting)          areas of settlement                              possible.                                                                                                             works contract
                                                                                                                                                                 construction.
                                                                         Strict adherence to RAP prescribed activities and measures.
                                                                      New settlements located near to existing ones (if found
                                                                       necessary)
                          Poor planning of resettlement              Good planning of social infrastructure (roads, footpaths, foot                                                         Include under
  Infrastructure                                                                                                                               Contractor          Prior to construction
                        infrastructure (if necessary)                  bridges across reservoirs (if necessary), consideration given to                                                        works contract
                                                                       cycling routes, water services, school, healthcare, public
                                                                       administration offices, public spaces and etc.)- It is unlikely that
                                                                       any of this infrastructure will be affected.
                                                                         Strict adherence to RAP prescribed activities and measures.
                                                                      Demolish and clear all buildings designated to be in zone of
                         Unsightly and vacated buildings in
                                                                       construction in accordance with the appropriate law (probably                                                          Include under
  Infrastructure        construction zone which can cause                                                                                      Contractor          During construction
                                                                       unlikely)                                                                                                               works contract
                        danger (if relevant)
                                                                      Make appropriate use of recycling materials wherever possible
                                                                       (i.e. cables, pipe work etc).
   Use of Raw             Uncontrolled exploitation of natural          Use raw materials from approved suppliers with valid licences        Contractor                                    Include under
                                                                                                                                                                    During construction
   Materials            resources                                      issued by REA or ME                                                     MTE/REA                                        works contract
                                                                         Strict adherence to RAP prescribed activities and measures.
                                                                                                                                                                    Throughout I&D
     Public               Breakdown of trust between                 Full transparency between stakeholders and the public on all            MARD                                          Include under
                                                                                                                                                                   scheme rehabilitation
    Relations           stakeholders and the public.                   activities.                                                             Contractor                                     works contract
                                                                                                                                                                   construction.
                                                                      Appropriate training of part time Public Relation Officers
   Resettlement         Poor communication on the                       Strict adherence to RAP prescribed activities and measures.          MARD                Prior to construction    Training course
   (if relevant)      resettlement process                            Provision of sufficient information to communities and ensuring                                                         for GoA officers
                        Trauma and stress of local                    the proactive participation of the affected population in the                                                           ~USD5,000
                      population in the resettlement process           resettlement process (if necessary).
                        Limited institutional capacity of            Appropriate care and respect to the resettlement of affected
                      responsible authorities                          people (many who may be infirmed or elderly) to reduce the
                                                                       traumatic experience of moving (if necessary).
           CEIA
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Environmental and Social Impact Assessment, Resettlement Policy and Baseline Surveys
Environmental and Social Framework Document
 Table ENVIRONMENTAL AND SOCIAL MANAGEMENT PLAN-40: Environmental and Social Mitigation Plan
             for I&D Scheme Rehabilitation
                                                                                                                                                                                                   16
      Topic/                                                                                                                                                                           Cost
                                 Possible Impact                                         Mitigation Measures                            Responsibility              Schedule
    Indicator
                                                                   Ensure the necessary institutional capacity of responsible
                                                                    authorities/stakeholders involved in the
                                                                    expropriation/compensation and resettlement affairs.
                                                                                                                                         MARD
                                                                                                                                                                Throughout I&D
                         Large amount of existing                     Maximise/ prioritise employment opportunities for local           with                                          Include under
   Employment                                                                                                                                                  scheme rehabilitation
                        unemployment                                  people in the areas of I&D scheme rehabilitation                    cooperation of                                 works contract
                                                                                                                                                               construction.
                                                                                                                                          the Contractor
                                                                                                                                         MARD
                                                                                                                                                                Throughout I&D
   Agricultural          Disruption of crops and livestock            Give farmers early warning of potential disruption               with                                          Include under
                                                                                                                                                               scheme rehabilitation
   Disruption           production by construction activities          Provide for compensation to affected Farmers                      cooperation of                                 works contract
                                                                                                                                                               construction.
                                                                                                                                          the Contractor
                                                                       Build all roads to all weather standard                                                 Throughout I&D
   Disruption of          Disruption of existing access to I&D                                                                                                                         Include under
                                                                       Construct additional pedestrian and livestock crossings as       Contractor           scheme rehabilitation
      Access            areas due to construction                                                                                                                                        works contract
                                                                      needs become apparent                                                                    construction.
 ENVIRONMENTAL FACTORS
                                                                      Ensure flows in perennial rivers and keep irrigation channels
                                                                                                                                                                Throughout I&D
                         Barriers to fish passage                  clear                                                                                                               Include under
       Fish                                                                                                                              Contractor           scheme rehabilitation
                         Fish entrainment in canal system            Build all structures to comply with fish pass criteria (if on                                                     works contract
                                                                                                                                                               construction.
                                                                    perennial river)
                                                                   Develop nursery for indigenous plants so that there is a wider                            Throughout I&D
                     Loss of indigenous vegetation due to                                                                                                                              Include under
      Flora                                                         variety (in terms of maturity) of planting available for affected    Contractor         scheme rehabilitation
                      rehabilitation construction works.                                                                                                                                 works contract
                                                                    areas and areas designated for landscaping.                                              construction.
                                                                                                                                                              Throughout I&D
                                                                        Keep all construction equipment and vehicles clean and wash                                                    Include under
      Flora              Introduction of Invasive Species                                                                               Contractor         scheme rehabilitation
                                                                      in safe location to prevent seed dispersal                                                                         works contract
                                                                                                                                                             construction.
                        Damage to soil structure due to
                      material storage, construction traffic,        Protect non-construction areas, avoid work in sensitive areas
                      etc                                           during highly adverse conditions, restore damaged areas                                     Throughout I&D
       Soils            Loss of topsoil during excavation                                                                                                                              Include under
                                                                     Strip topsoil as necessary and store, replace/reuse post           Contractor           scheme rehabilitation
                      works.                                                                                                                                                             works contract
                                                                    construction                                                                               construction.
                     Erosion due to uncontrolled surface            Design drainage +disposal facilities to ensure soil stability.
                      run off and wastewater discharge:
                                                                                                                                                              Throughout I&D
 Soils and Water          Impact of vertisols (clay heave) on                                                                                                                          Include under
                                                                       Construct all structures to resist heave                         Contractor         scheme rehabilitation
  Management            structures                                                                                                                                                       works contract
                                                                                                                                                             construction.
      Land               Damage to land during construction,          Protect non-construction areas.                                  Contractor          Throughout I&D           Include under
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Environmental and Social Framework Document
 Table ENVIRONMENTAL AND SOCIAL MANAGEMENT PLAN-40: Environmental and Social Mitigation Plan
             for I&D Scheme Rehabilitation
                                                                                                                                                                                                   17
      Topic/                                                                                                                                                                           Cost
                                Possible Impact                                         Mitigation Measures                               Responsibility            Schedule
    Indicator
                      landslides on embankments, hillsides            Design works to minimise land affected.
                      etc.                                                                                                                                     scheme rehabilitation
                        Impacts from excavation for disposal         Design slopes to and retaining structures to minimise risks,                            construction.
                                                                                                                                                                                         works contract
                      of soil and other materials.                   provide appropriate drainage, soil stabilisation/vegetation cover.
                                                                       Undertake careful design, maintain natural drainage where
                        Interruption of surface drainage            possible, and provide suitable wastewater drainage,
                      patterns during construction, creation           Safe and sanitary disposal of any hazardous wastes.
                      of unsightly areas of standing water             Wash construction vehicles and machinery only in designated
      Water                                                                                                                                                     Throughout I&D
                        Contamination/pollution by                  areas where runoff will not create pollution and set up sediment                                                   Include under
  Resources and                                                                                                                            Contractor         scheme rehabilitation
                      construction, human and animal waste,          traps                                                                                                               works contract
  Water Quality                                                                                                                                                construction.
                      including fuel and oil spills, hazardous         Adequate protection from / control of livestock, agriculture,
                      waste, wastewater etc                          casual human contact, hazardous materials  fuel oil etc
                                                                     (including suitable storage)
                                                                       All oily waste to be collected separately
                                                                       Vegetate all soil surfaces exposed during construction at first
                                                                     opportunity
   Erosion and            Erosion in Command Area due to              Use material for restoration of degraded areas                                          Towards end of         Include under
                                                                                                                                           Contractor
    landslides          clearing/excavation operations                 Provide slope protection through bank compaction rip rapping                           construction              works contract
                                                                       Ensure irrigation infrastructure is designed to prevent erosion
                                                                     and gulley formation
                                                                       Control dust with water spraying, control construction
                                                                     methods and plant,
                                                                       Fit covers/tarpaulins to lorries
                                                                       Schedule work during more socially amenable times.
                                                                                                                                                                Throughout I&D
                         Dust and fumes during construction/          Ensure all septic tanks/ latrines are hermetically sealed                                                       Include under
   Air Quality                                                                                                                             Contractor         scheme rehabilitation
                        rehabilitation activities                      Control vehicle speeds in surrounding/ residential areas.                                                        works contract
                                                                                                                                                               construction.
                                                                       Prohibit burning of construction/waste materials on site
                                                                       Ensure local community is kept fully informed about the
                                                                     rehabilitation construction activities and blasting routines (if
                                                                     found necessary)
                                                                       Time work to minimise disturbance.
                                                                                                                                                                                        Include under
                                                                       Appropriate construction methods + equipment with covers to
                       Noise disturbance from construction                                                                                                     Throughout I&D          works contract
    Acoustic                                                         generators
                      works and traffic (if near houses)                                                                                   Contractor         scheme rehabilitation    Generator cover
   Environment                                                         Restrict through traffic in residential areas.
                       Also disturbance to animal                                                                                                             construction.             around Euro 200/
                                                                       Careful siting and/or design of long term construction plant,
                                                                                                                                                                                         unit
                                                                       Provide noise baffle barriers i.e. embankments, tree bands.
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 Table ENVIRONMENTAL AND SOCIAL MANAGEMENT PLAN-40: Environmental and Social Mitigation Plan
             for I&D Scheme Rehabilitation
                                                                                                                                                                                                      18
      Topic/                                                                                                                                                                             Cost
                                 Possible Impact                                       Mitigation Measures                               Responsibility             Schedule
    Indicator
    Historical /                                                                                                                                                Throughout I&D
                         Disturbance or degradation to known         Careful siting alignment of construction/ rehabilitation works.                                                    Include under
     Cultural                                                                                                                             Contractor          scheme rehabilitation
                        cultural sites (considered unlikely)          Special measures to protect known cultural resources                                                                works contract
       Sites                                                                                                                                                   construction.
                                                                   Early screening by Directorate of Cultural Heritage and IoA
                                                                                                                                          MTCYS
    Cultural             Irretrievable loss of heavy damage to    Record including photos and filming the details of the chance                               Throughout I&D           To be determined
                                                                                                                                          IoA - Academy
   Heritage /           important artefacts and historical          find                                                                                       scheme rehabilitation       can delay the
                                                                                                                                           of Sciences
  Chance Finds          knowledge of the surrounding area          Make modification to proposed works if the finds are not                                   construction.               works
                                                                                                                                          Contractor
                                                                    moveable
                                                                   Appropriate consideration to graveyard (involving re-interment)
     Cultural                                                       that may be affected by the inundation. This is considered very
                          Disturbance of burial places within                                                                            To be
    Heritage -                                                      unlikely as I&D schemes are existing facilities.                                            Prior to construction    To be determined
                        settlements affected. (unlikely)                                                                                   determined
     Graves                                                        To be undertaken in a considerate manner with full discretion
                                                                    and respect to the affected families and relatives.
                                                                                                                                                                                          Include under
                                                                                                                                                                                           works contract
                                                                   Mitigate and prevent against solid waste pollution during                                                             Waste
                       Minimize disturbance from Solid
                                                                    construction phase                                                                          Throughout I&D            management fee
      Solid           Waste disposal
                                                                   Construction workers to be properly briefed regarding garbage         Contractor          scheme rehabilitation       about Euro 70/yr
      Waste            Prevent pollution to groundwater
                                                                    disposal and protection of the environment.                                                construction.              Bins about Euro
                      and animal health risk
                                                                   Organise appropriate refuse collection and disposal regime                                                             140 each x 14
                                                                                                                                                                                          Septic tank about
                                                                                                                                                                                           Euro 1500 each
 Completion /Operation Phase
 SOCIAL  ECONOMIC FACTORS
                                                                   Increase potential for irrigation, flood control, water supply and   MARD
                                                                    corresponding communities enjoying an improved standard of
                         Maximize economic benefits due to         living.                                                                                     At the start of              To be
    Economy
                        I&D scheme function                        Also important to assess the potential for improved groundwater,                           operation                     determined
                                                                    surface water management (especially downstream) due to the
                                                                    altered flow regimes (if relevant)
  Infrastructure          Degradation of existing                 Improvement to ancillary infrastructure associated with irrigation   MARD                   At the start of            To be
                        infrastructure in the area                  to enable maximum benefit to be obtained from local                                        operation                   determined
                                                                    communities and consequent improvement in the standard of                                                               Upgrading of
                                                                    living of the indigenous inhabitants by the constructing new                                                           WSS services to
                                                                    roads, improved tourism, and a road network to camps for                                                               be linked with
                                                                    improved eco tourism.                                                                                                  existing GoA
                                                                   upgrading recreation and sanitation facilities such as water                                                           policy
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 Table ENVIRONMENTAL AND SOCIAL MANAGEMENT PLAN-40: Environmental and Social Mitigation Plan
             for I&D Scheme Rehabilitation
                                                                                                                                                                                                      19
      Topic/                                                                                                                                                                            Cost
                                  Possible Impact                                         Mitigation Measures                              Responsibility            Schedule
    Indicator
                                                                       supply and sewerage systems, water service networks and
                                                                       landfills etc
   Benefits and           Inequitable distribution of benefits       Train women during operation for I&D roles                           MARD                Throughout                 To be
     Equity               Women not fairly represented               Ensure women are fully represented in WUAs                           Municip/WUOs       operation                   determined
                                                                      Sign an agreement with the range of operations and their rights
   Constraints
                          Conflicts between users of reservoir        between main actors, where responsibilities and rights to be         MARD
  between users                                                                                                                                                  Before starting the         Not additional
                         waters (irrigation board, hydropower          clearly defined)                                                     DID, RBC
  of water from                                                                                                                                                 operation                   direct costs
                         administrators, fishery)                     Involve RBC and ME to ensure water resources are managed in          MTE
    reservoirs
                                                                       an equitable way.
                                                                                                                                                                                            To be
       Social/                                                                                                                                                                            determined but
   Recreational            Sudden inundation downstream due                                                                                MARD                At the start of         depends on the
                                                                    Introduce flood warning system downstream of reservoirs
  activities along       to unforeseen natural flood events                                                                                                    operation                 extent of
      the river                                                                                                                                                                           habitation
                                                                                                                                                                                          downstream.
   Damage of               Contamination of agricultural soils     Interrupt irrigation in case of contamination
                                                                                                                                            MARD
                                                                                                                                                                 At the start of           To be
   agricultural          or soil degradation using inappropriate    Control pollution sources                                                                  operation and in dry      determined by
                                                                                                                                           
    products             waters                                     Ensure appropriate water quality for irrigation                                            season                    technical team
                                                                                                                                            MAFCP
                                                                    Provide training on the risks, hazards, safe practices for
                          Exposure of farmers and labourers to      handling, storing, using and disposal of pesticides.                   MARD                Throughout                 To be
  Human Health           pesticide and other hazardous              Provide training in sustainable pest management based on IPM           (QTTB              operation                   determined
                         substances                                  approach                                                                training
                                                                                                                                             centres)
 ENVIRONMENTAL FACTORS
                                                                         Control of illegal gravel extraction and limited licensing for
                      Loss of some fish spawning grounds                                                                                   DID
   Biodiversity                                                        gravel extraction on perennial rivers                                                                                 To be
                       and other aquatic fauna/flora due to                                                                                 Irrigation          To be determined
 Flora and Fauna                                                         Integrating low flow release strategies into I&D schemes and                                                      determined
                       low flow regimes                                                                                                      operator
                                                                       operation protocols/management RBMP plans
  Water Quality       Reduction in irrigation water quality          Define and enforce irrigation return water quality levels              MAFCP             Throughout                 To be
      And              (high salinity)                                 (including monitoring) to ensure compliance with OP 4.09               MTE              operation                   determined
  Agrochemical        Water quality problems for downstream          Grow crops with higher saline tolerance.                               DID
    pollution          users.                                         Build separate disposal channels for irrigated water.                  EPA
                      Eutrophication due to excessive                Establish evaporation ponds to capture/contain pollutants              IPH
                       fertilizer and pesticide use                   Raise awareness and promote IPM approach, strengthen
                      Danger to farm animals                          monitoring capacity
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 Table ENVIRONMENTAL AND SOCIAL MANAGEMENT PLAN-40: Environmental and Social Mitigation Plan
             for I&D Scheme Rehabilitation
                                                                                                                                                                                                 20
      Topic/                                                                                                                                                                        Cost
                                 Possible Impact                                        Mitigation Measures                               Responsibility             Schedule
    Indicator
                                                                    Raise awareness on the risks, hazards, and safe practices for
                                                                     handling, storing, using and disposal of pesticides
                                                                    Construction of small-scale weirs/sediment traps in the upper
                                                                     catchments to trap earth and sands caused by heavy rainfall and       MARD
                                                                                                                                                                  Throughout            To be
  Sedimentation      Sedimentation of I&D channels.                 subsequent removal.                                                   Irrigation
                                                                                                                                                                 operation              determined
                                                                    Periodically flush I&D channels with irrigation reservoir water        operators
                                                                     sufficient to distribute sediments evenly downstream.
                                                                    Re-cultivated exposed surfaces (using native vegetation)
                                                                     immediately after completion of rehabilitation work.                  Contractor           During defects
                                                                                                                                                                                         Under contract
                                                                    Encourage soil deposits from excavation/ extraction works to be       MARD               liability period
       Soils             Erosion of top soil after construction                                                                                                                         To be
                                                                     re-used in the vicinity of the works either for landscaping works     Irrigation           At the start of
                                                                                                                                                                                        determined
                                                                     by the Contractor or by local farmers, inhabitants, community          operators          operation
                                                                     etc.
                                                                       Convert to alternative irrigation technology such as sprinkler     MARD
 Soils and Water         Inefficient water use                      or drip irrigation (both more expensive than gravity)                 Irrigation            Throughout            To be
  Management             Inadequate drainage                          Prioritise drain maintenance by municipality/WUA                    operators            operation              determined
                                                                       Implement water management measures upstream
                                                                       Convert to alternative irrigation technology such as sprinkler
                                                                     or drip irrigation (both more expensive than gravity)
                                                                       Consider water fees based on volume instead of irrigated
                                                                     areas.                                                                MAFCP
                         Groundwater rise/fall
  Soils, Salinity                                                      Apply acidifying fertilisers if salinization is non sodic and      Irrigation
                         Secondary salinization                                                                                                                  Throughout            To be
   and Water                                                         leach with surface water                                               operators
                         Disturbance to traditional                                                                                                             operation              determined
  Management                                                           Enforce adequate drain maintenance by WUA                          Municipality/W
                        groundwater supplies
                                                                       Apply good irrigation water management protocols and                UAs
                                                                     routines
                                                                       Assess the water supply needs of the poor/disadvantaged
                                                                     people
                                                                                                                                           MAFCP
                          Decline in soil fertility                   Research and develop cross specific fertiliser                     Irrigation
 Soils and Water                                                                                                                                                  Throughout            To be
                          Impact of vertisols (clay heave) on       recommendations and provide easy access to inorganic fertilisers       operators
  Management                                                                                                                                                     operation              determined
                        structures                                     Inspect and maintain all structures                                Municipality/W
                                                                                                                                            UAs
     Erosion             Erosion in command area and                  Maintain vegetation on all soil surfaces originally exposed and    Irrigation            Throughout            To be
                        sedimentation from upstream                  re-vegetated by contractors                                            operators            operation              determined
                                                                       Promote use of erosion tolerant grasses (vetiver grass)            Municipality/W
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 Table ENVIRONMENTAL AND SOCIAL MANAGEMENT PLAN-40: Environmental and Social Mitigation Plan
             for I&D Scheme Rehabilitation
                                                                                                                                                                                            21
      Topic/                                                                                                                                                                   Cost
                                 Possible Impact                                        Mitigation Measures                              Responsibility             Schedule
    Indicator
                                                                       Ensure the main drainage channels are fully maintained
                                                                       Ensure vegetation established around all new structures
                                                                                                                                          UAs
                                                                       Periodically flush out /dislodge sediment with irrigation
                                                                     reservoirs water.
                                                                       Promote organic agriculture
                                                                                                                                          MARD
                                                                       Target research on pest and diseases
                                                                                                                                          National food
                        Crop losses and contamination from            Raise awareness to pesticides and promote IPM approaches
  Pests, diseases                                                                                                                          agency
                      pesticides                                       Introduce training in risks and hazards and safe practices for                           Throughout        To be
 improper use of                                                                                                                          QTTB training
                        Impacts to non-target organisms (i.e.       handling, storing, using and disposal of pesticides and also in                            operation          determined
    pesticides                                                                                                                             centre
                      birds) natural predators for pests             sustainable pest management based upon an IPM approach.
                                                                                                                                          Institute for
                                                                       Strengthen internal capacity for pest management
                                                                                                                                           Public health
                                                                       Improve monitoring and evaluation
                                                                                                                                          Irrigation
                         Fish entrainment in canal system            Ensure flows in rivers and keep irrigation channels clear           operators             Throughout        To be
       Fish
                         Impact of water pollution on fish           Use separate drains for irrigation return water                    Municipality/W       operation          determined
                                                                                                                                           UAs
                                                                                                                                          Irrigation
    Livestock             Conflicts between livestock and                                                                                 operators             Throughout        To be
                                                                      Establish corridors between I&D fields and pasture
    Husbandry           arable farmers.                                                                                                   Municipality/W       operation          determined
                                                                                                                                           UAs
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                                                                                                           22
   Define the role, competencies and responsibilities of local government units ( municipalities) in I&D
    management as a way to improve sector performance. This role may involve:
           the transfer of right to use a substantial portion of infrastructure (small and medium reservoirs,
        second and third channels of irrigation and drainage etc.) and transfer of responsibility for
        operation and maintenance of net transfer of infrastructure;
           Promoting the establishment of WUO, by being an integral part of their management
        structures and support for strengthening and functioning of the WUO;
           Fixing the irrigation service fees / drainage and collection aiming at a gradual coverage of the
        costs.
   Mobilizing financial resources from other units of local government itself or securing grants from the
    state budget based on needs.
 The REAs and MTE can stipulate in the ToR in more detail for particular EIAs, the need to initiate a
  full country monitoring on parameters such as air, surface waters quality, pesticide use etc. Although
  this may increase the cost of the EIA, such as policy, can help to upgrade and improve documentation
  regarding environmental quality and will facilitate much better future evaluation by comparison of
  existing environmental status with different stages of development.
 Unification and certification of more chemical laboratories, and training of the new generation of
  chemists on laboratory analyses.
 Increase the authority and responsibility of REA and Directorate of EIA in the MTE, to avoid low
  quality EIA reports.
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                                                                                                       23
   Only consultancy entities, with at least three in-house experts, to have the right to prepare the EIA
    (profound and generic category) reports, instead of individuals.
   To open the relevant EIA evaluation offices in the Governmental bodies, that has the right and the
    authority to implement important development actions that can affect the environment (MTE, MARD,
    Municipalities etc. Training of the EIA evaluators (officials) on EIA and monitoring process.
   Improve the documentation and information system regarding EIA process and reports.
   Implement a realistic monitoring system, using GIS technologies that will help avoid obtaining
    spurious and fictitious information.
The monitoring undertaken will need to keep relevant records to ensure compliance with recommended
environmental procedures. The plan will ensure that mitigating measures and impacts of the project
during construction (upgrading the dams and I&D schemes and operation and maintenance) and operation
phases are implemented. It is important that adequate funds will be provided for this purpose during the
construction and operation phases of the Project. Specific objectives of the monitoring programme are
therefore to:
The Impact Indicators are defined in terms of carrying capacity, threshold levels, and regulation and
enforcement standards. Implementation of the EMoP will therefore allow the relevant stakeholders to
potentially control and manage the timing, location and level of impacts and potentially provide the cause
and effect data for the empirical verification or validation of various predictive models of action/impact
relationships.
Construction Phase
The aim will be to assess the mitigation measures for noise and vibration, water and air quality issues and
public safety using visual assessment by the management and feedback from the other stakeholders.
Where pollution is suspected sampling and laboratory analysis should be conducted to determine its
nature and extent.
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                                                                                                                                24
        10.2.2       Monitoring Requirements
A monitoring program requires a number of components to ensure effective results. These include:
The EMoP will take into consideration the scope of development, environmental and social sensitivity
and the financial and technical means available. The EMoP will identify and describe the indicators to be
used, the frequency of monitoring and the standard (baseline) against which the indicators will be
measured for compliance with the ESMP.
It is proposed that monthly monitoring plans could be prepared by the appropriate stakeholders. These
plans will define the specific issues to be monitored including, the natural habitat, land use, soil/water,
and social impacts. It is proposed that regular monitoring should take place throughout the life of the
project.     Table ENVIRONMENTAL AND SOCIAL MANAGEMENT PLAN-41 and Table
ENVIRONMENTAL AND SOCIAL MANAGEMENT PLAN-42 provide an indication of the variables
that will be monitored, possible indicators to consider, baseline data to consider, and linkages with other
variables.
Monitoring reports (perhaps quarterly and annual reports) should be submitted to the relevant stakeholder
and to other appropriate state environmental protection agencies (EPAs/REAs). All these monitoring
components should be subject to internal audit by the relevant and responsible stakeholder. Each
monitoring programme will follow the established schedule; monitoring may be performed daily, weekly,
quarterly, semi-annually, annually, biennially, or continuously, depending upon the resource, regulatory
requirements for regulatory monitoring, and the project-specific requirements for other monitoring.
Table ENVIRONMENTAL AND SOCIAL MANAGEMENT PLAN-41: Monitoring Variables, Linkages, Indicators
            and Baseline Data to be considered
      Monitoring                                                   Indicators to be                      Baseline Data
                                    Linkages
       Variables                                                     Considered                        to be Considered
Environment
Habitat                  Rare and endangered species       Area and quality of habitat
Flora                                                      Populations of important flora    Current species list and numbers
Fauna                                                      Populations of important fauna    Current species list and numbers
                         Importance of flora and fauna
                                                           Area of wetlands and numbers;     Inventory of wetlands, number and
                         for flood control and provision
Wetlands                                                   integrity of wetlands providing   size, hydrological cycles and
                         of goods and services to local
                                                           goods and services                downstream effects.
                         communities
Fishery Resource
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      Monitoring                                                       Indicators to be                                                25
                                       Linkages                                                                Baseline Data
      Variables                                                          Considered
                                                                                                             to be Considered
                           Community economic needs;
Populations                                                    Population size and off take        Current population and off take
                           water quality and quantity
                           Ecosystems health; water
Species composition                                            Species mix                         Current species mix
                           quality and quantity
Cultural Resources
                           Cultural and social systems and
Cultural Sites                                                 Sites remaining                     Inventory of sites
                           community needs
                           General community and                                                   Current social structure and important
Social Systems                                                 Community social structure
                           individual member satisfaction                                          aspects of structure
Water Resource
                           Health, crop production,            Quality of water (chemical
Groundwater quality                                                                                Current chemical composition
                           desertification                     composition)
Groundwater quantity       Health and irrigation               Depth and yield                     Current depth and yield
                                                                                                   Current chemical composition flora
                                                               Quality of water (chemical          and fauna inventory (i.e. macro
                           Health, natural habitats, flora     analysis/ indicator species of      invertebrates, micro invertebrates,
Surface water quality
                           and fauna, irrigation               water quality)                      micro flora)
                                                                                                   Fertiliser Use  amount of dosage and
                                                                                                   timing of application
                                                               Yield and flow (seasonal)           Current yields and flows in different
Surface water quantity     Health, crop production
                                                               Number of obstruction in canals     seasons
Soil Resources
                           Crop productivity, irrigation
                           and cultivation techniques,         Sediment loading
Soil erosion                                                                                       Sediment loads
                           watering points, livestock          Depth of siltation in canals
                           management
Soil quality  chemicals   Pesticide use                       Chemical analysis of soil           Chemical analysis of soils
                                                                                                   Soil analysis, crop production on
Soil quality  water                                           Soil analysis, crop production      controlled plots where possible,
                           Irrigation drainage
logging                                                        Soil salinization                   Reductions in crop productivity
                                                                                                   Fertiliser use
Air Quality
Scrub burning              Crop production, forest             Number of fires and areas           Current level of fires and areas
(swaling20)                harvesting                          burned                              burned.
Dust generation
                           Health, nuisance value              Dust levels in the atmosphere       Existing dust levels
construction activity
Noise
Noise generated by
                           Health, nuisance value              Noise levels                        Existing background noise levels
construction activity
Health
                           Potential increase due to the       Incidence of HIV/AIDS through
HIV/AIDS                                                                                           Existing levels of HIV/AIDS
                           project                             clinic records
                                                                                                   Status of health regarding water borne
Water borne diseases       Drainage and irrigation             Health statistics/local clinics
                                                                                                   diseases
Other Social
Economic need from                                             Harvest results, population size,
                                                                                                   Fishery population by species, forest
other natural resources    Irrigation, drainage conflicts      area under forest cover, forest
                                                                                                   stand volumes and areas
(forestry, fishery etc.)                                       stand condition
                                                                                                   Current conflict levels, and number
Conflicts                  Land and water resource use         Number and nature of conflicts
                                                                                                   observed from WRIP
Table ENVIRONMENTAL AND SOCIAL MANAGEMENT PLAN-42: Cumulative Impacts -Monitoring Indicators
            and Possible External Factors
Impact                           Indicators                                      Contributing External Activities
                                 Total area and number of important              Urbanisation, road development, agricultural
Loss of Habitats
                                 habitats                                        development other capital project development
Loss of Wetlands                 Area and number of important wetlands           Irrigation and drainage projects
20
  Swaling is the annual burning of the gorse and scrub in order to thin out the old vegetation in to allow new grass shoots to grow thus
providing grazing for livestock.
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Impact                         Indicators                                                                                           26
                                                                           Contributing External Activities
                                                                           Industrial pollution (effluent discharge); use of fertilisers
Groundwater Quality            Chemical composition
                                                                           and pesticides and other agricultural activities
Groundwater Quantity           Extraction rates and depth of water table   Industrial and other municipal extractions
                                                                           Effluent discharge from municipalities and other
                               Chemical composition  biotic
Surface Water Quality                                                      industrial complexes
                               community
                                                                           Fertiliser and Pesticides use
                                                                           Extraction for power, irrigation schemes, industrial and
Surface Water Quantity         Flow rates
                                                                           domestic use
                                                                           Industrial air emissions, high volume and high
Air Quality                    Chemical composition
                                                                           concentration of vehicular traffic
                                                                           Infrastructure activities affecting outside workers; other
Health : HIV/AIDS              Reported cases at clinics
                                                                           new development; expanding urban areas
Health: Waterborne Diseases    Reported cases at clinics                   None apparent
                               Number of documented conflicts and          Any other development activity planned and implemented
Conflicts
                               nature and seriousness of conflicts         in absence of full participatory planning
The Environmental Monitoring Plan/Programme (EMoP) needs to be considered by the stakeholders. The
EMoP is subdivided into socio-economic and environmental issues, but as the monitoring indicators
essentially remain the same during the pre-construction, construction and operational periods of the
project development they are listed together and are assumed to be necessary during all three periods or
phases (Table ENVIRONMENTAL AND SOCIAL MANAGEMENT PLAN-43).
The Consultant has also provided on the EMoP the impact, parameter, indicator, monitoring methodology,
frequency, and broad indications of responsibilities although more consultation between the different
stakeholders will be required prior to implementation; and finally cost or indication where costs would be
applied. Many of the costs are not shown at present as it needs to be confirmed who is responsible during
the preconstruction, construction and operational periods of the development; for example some
monitoring can be covered within the existing contractor budget (covered under the WRIP), but it will
need to be ascertained how monitoring will be extended beyond construction.
Current responsibility for monitoring of indicators is split between many different stakeholders and also
at national and municipal level. The Environmental Protection Agency under MEFWA (EPA/REA) in
Albania will play a prominent role in the setup of the monitoring plan for the project. MAFCP,
MEFWA/REA need to decide what elements of monitoring are the contractors responsibility and those
that should be integrated into the national monitoring program for environmental status. There will be a
need to get answers to the following questions:
   Do the current communes or regional agencies have a budget for monitoring activities?
   Who is responsible for monitoring social indicators?
   Who will be responsible for funding the monitoring?
   Should the Contractor include the costs for monitoring in tenders?
   Will the monitoring be outsourced to a private company?
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                                                                                                                                                                                         27
Table ENVIRONMENTAL AND SOCIAL MANAGEMENT PLAN-43: Environmental and Social Monitoring Plan
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                                                                                                                                         MARD                                          28
                                                                                                                                                                        GoA budget during
                                                                                                                                                                          operation
 ENVIRONMENTAL
                                                                                                                                                                         50 USD per sampling
                                                                  Nutrient Load (Nitrates,       Bi-Annually during                    ME (Environmental               and analyses on
                                                                   phosphates, potassium,          wet and dry season                     Protection Agency)              nutrient load
                             Groundwater Quality                  pesticide residue, COD &        (samples should be                    Institute for Public Health    USD 50 per sample
 Water Pollution                                                                                                          Seasonally
                             Surface Water Quality                BOD, Turbidity                  taken from the inlet                  Institute of oil research,      for pesticides
                                                                  Pesticides                      and outlet points of                   Fier                           500 USD for
                                                                  Oil contamination (PAH)         the developed area                                                    sampling and
                                                                                                                                                                          analyses of oils
 Reduced Water Flow
 (only if concerned          Quantity of water                   Flow rates per second            River Stream         Seasonally
                                                                                                                                         ME (Environmental
                                                                                                                                                                         Not defined
                                                                                                     Gauging                              Protection Agency)
 perennial stream
                                                                  Soil productivity, gulleys,                                           MARD
 Soil erosion                Soil cover loss                                                     Observation            Continuous                                    No additional cost
                                                                   water turbidity                                                      
                                                                    Floods downstream of
                                                                                                    Observation and                     MTE(Environmental
 Flooding                    Area inundated                                                         reported cases of    Continuous                                    No additional cost
                                                                     project area                                                         Protection Agency)
                                                                                                     flooding
                                                                  Insufficient water amount                                             MTE (Environmental
 Water wastage               Water availability                   for irrigation purposes,       Install water meters   Continuous     Protection Agency)            No additional cost
                                                                   compares with volumes                                                 DIDs
                                                                   expected
                                                                  Populations of important                                              ME (Environmental
 Loss of Biodiversity        Flora and Fauna                                                     Observation            Seasonally                                    Not defined
                                                                   flora and fauna                                                        Protection Agency)
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11         INSTITUTIONAL ARRANGEMENTS - CAPACITY BUILDING
This section defined the responsibilities for mitigation and monitoring along with arrangements for
information flow, especially for coordination between agencies responsible for mitigation; e.g., for
enforcement of remedial actions, monitoring of implementation, training, financing, and reporting.
The proposed WRIP responds to requests from MARD and DSDC, and integrates strategic support for
IWRM and institutional support and investments in the rehabilitation of reservoirs and associated
irrigation and drainage infrastructure, to be implemented by MARD. The WRIP is being undertaken using
World Bank financing in the form of a loan.
The roles and responsibilities of different levels of government and stakeholders have been described in
earlier sections of this ESFD. The institutional arrangements proposed for the successful mainstreaming
of the environmental and social considerations are as follows:
    MARD need to ensure that they have the necessary staff allocated for the project once the
     construction starts and to ensure that the mitigation measures proposed within the site specific
     ESMPs are included in the bidding document, including the Bill of Quantities, and that a specific
     budget is allocated for implementing the mitigation measures.
    The project's physical infrastructure (dam rehabilitation and I&D works) will be built by contractors
     commissioned through a tender process. During the construction period and defects liability period,
     the contractor will be supervised, on behalf of the MARD, by a supervision engineering consultant
     (SEC).
    When the dams have been rehabilitated and the irrigations schemes have been commissioned the
     respective DIDs/municipalities will take over operation and maintenance on behalf of the MARD.
11.1       Training
A key component of the success of the ESMP depends of effective capacity building of the MARD, the
training of staff and all others stakeholder organisations involved in the ESMP, including the
rehabilitation of construction contractor, and the SEC which is planned under WRIP Component 2 Item
B. It is proposed that these activities could be assisted by the implementation of technical assistance (TA)
from outside consultants on an as required basis.
It is obvious that all those responsible for the management, implementation and operation of any aspect of
the different Site Specific ESMPs shall be adequately trained for their role. It is proposed that training
records should be kept for all stakeholder employees, to provide evidence for auditing/inspection
purposes. This is considered a very useful indicator of the overall project achievements.
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At present, Albanias strategy on PPP focuses specifically on trade, use, storage, transport and disposal of
pesticides and as such falls short to provide comprehensive guidance on integrated pest management. In
view of EU accession, the GOA intends to prepare a more comprehensive strategy on IPM that would
reflect guidance from the EU Framework Directive on Sustainable Pest Management. In the absence of an
Albania IPM strategy, specific activities to promote IPM will therefore derive their inspiration from the
EU Directive, until an Albania IPM strategy is in place.
Within the context of its objectives and activities, WRIP will contribute to supporting the strategy on PPP
and measures to promote IPM by providing training to farmers/WUOs, DIDs and municipalities as part of
its overall training program. WRIP will not provide support for the preparation of the IPM strategy. The
training curriculum will include a number of themes related with the risks and hazards and safe practices
for handling, storing, using and disposal of pesticides, and also in sustainable pest management based on
an IPM approach. The provisions for this training will be described in more detail in the Pest
Management section of the Site Specific ESMP for I&D schemes.
Furthermore specific IPM training can be extended to include the prevention and/or
suppression of harmful organisms by:
 crop rotation,
 use of adequate cultivation techniques (e.g. sowing dates and densities, under-sowing, conservation
   (zero) tillage, pruning and direct sowing),
 use, where appropriate, of resistant/tolerant cultivars and standard/certified seed and planting
   material,
 use of balanced fertilisation, liming and irrigation/drainage practices,
 preventing the spreading of harmful organisms by hygiene measures (e.g. by regular cleansing of
   machinery and equipment) and
 protection and enhancement of important beneficial organisms, e.g. by adequate plant protection
   measures or the utilisation of ecological infrastructures inside and outside production sites
The Environmental Engineer should be provided with enough technical and financial resources to
complete this training role; external resources through TA may be required on occasions. Specific training
for the Environmental Engineer could include the following:
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Environmental audits;
 Social impact assessment and public consultation; and
 Trained expertise in water quality testing and analysis.
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12         IMPLEMENTATION PLAN - REPORTING PROCEDURES
12.1       Implementation Schedule
The timing, frequency and duration of mitigation measures and monitoring should be included in an
implementation schedule, showing phasing and coordination with procedures. After referring to the
Feasibility Study (FS) prepared by Mott McDonald, the maximum period planned for construction taking
into consideration the different options is no more than 12 months (for Murriz Thana) with the majority
being estimated to last for about 3 to 6 months.
Notwithstanding, it is important that the works are carefully timed to ensure that works that could affect
stability are carried out when the reservoir has been drawn down, and there is limited rainfall expected
(i.e. work in the driest season). When works are required at the outlet, there will be no diversion and this
will need to be carefully timed. The weather is also a significant consideration, with earthmoving works
and other works avoided during the wetter months.
The FS do not actually specify any date for start-up of the dam and I&D schemes rehabilitation works,
but they give indications of preferred months of operations due to the reasons outlined in the previous
paragraph. In order to obtain an implementation schedule Figure IMPLEMENTATION PLAN -
REPORTING PROCEDURES-18 shows the current thinking on the dam rehabilitation construction
works schedule and indicates that works for construction would continue throughout 2013. Of course
such a schedule needs to be confirmed by the relevant stakeholders and MAFCP may wish to only
schedule a few of the dams over a number of years. It is assumed these issues will become more concrete
after comments are received to the FS.
         12.2.1         Construction
Ultimately, the Contractors for the dam and I&D schemes rehabilitation, in accordance with the Contract
provision, will be accountable for the implementation of the majority of the mitigation measures during
the construction phase.
In the schedule of works, the Contractors must include all proposed mitigation measures, and the
Supervising Engineers should also ensure that the schedules and monitoring plans are complied with. This
will lend a sense of ownership to the Contractors. Diligence on the part of the Contractors and proper
supervision during both the construction and defects liability period are crucial to the success of
mitigating impacts. It is expected that all experts proposed for the implementation works will have
appropriate certification and accreditation with the relevant Albanian Government departments and
institutions.
The progress reports to be prepared by the Consultant will include data and information on health and
safety (accidents and incidents), environmental protection (spill and non-compliance), labour (numbers,
grades, problems), community relations (complaints, issues), and relevant training.
The supervision consultant will need to check the contractor's reports and forward them to the Employer
(presumably MAFCP), including any additional records concerning implementation of the project's RAP
and ESMP.
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Figure IMPLEMENTATION PLAN - REPORTING PROCEDURES-18: Construction Schedule from I&D Project (months taken from Feasibility Studies)
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It is important that the Employer's, SEC and the Contractors staff on site establish and maintain effective
communication links between each other and other stakeholders (i.e. the communes) to ensure easy two-
way flow of information.
Table IMPLEMENTATION PLAN - REPORTING PROCEDURES-44 below describes the proposed lines
of communication for local residents, construction workers, employees and other project-related
individuals with respect to filing grievances or incidences throughout the construction and operation of
the rehabilitation projects. This proposed communication pathway can be fine-tuned once the
construction project commences.
Table IMPLEMENTATION PLAN - REPORTING PROCEDURES-44: Proposed Communication Pathway
    Type of                           Potential Interest /
                                                                                       Means of Contact          Key Contact
  Stakeholder                               Concern
                       Adequate compensation package (financial
                        assistance, etc.)                                      Complaints/concerns shall
                       Disturbance from construction camp and                  be communicated to local
                        associated activities (alcohol, environmental           village leaders and then
Local residents
                        issues, etc.)                                           onwards to authorities
directly affected
                       Loss of productive lands, fisheries, etc.               through a grievance process
by the
                       Access to community services (medical,                  (Grievance Redress
development                                                                                                    To be discussed
                        education, telephone, market, etc.)                     Mechanism that needs to
works and
                       Maintenance of cultural heritage                        be created).
downstream
                       Safety and security of local villages and              Information broadcasts and
users
                        communes                                                project updates shall be
                       Information broadcasts on potential hazards             provided by the Contractor
                        (blasting, road closures, reduced river access,         to local residents
                        etc.)
                       Employment opportunities                               Recruitment of locals at the
                       Adequate accommodation and subsistence                  project site through word of
Potential
                        provided                                                mouth (give this priority)     Contractor
Employees
                       resources (food, water, etc.) and shelter              Issues shall be conveyed to
                       Competitive wages                                       site foremen
                                                                               Monitoring committee
Government             Persistent environmental and socio-economic
                                                                                comprising of agreed forum     To be discussed
Stakeholders            impacts
                                                                                of members (for discussion)
                       Worker code of conduct
                       Social conflicts between local residents and           Weekly meetings with
Construction
                        workers                                                 construction workers
workers and                                                                                                    Contractor
                       Behaviour issues (gambling, drunkenness, etc.)         Individual meeting with
camp sites
                       Environmental issues (exploitation of natural           disorderly workers
                        resources, etc.)
         12.2.2          Operation
Once the irrigation dams and ancillary access roads are in operation, maintenance will be a key factor in
protecting the environment. During this project operation a large number of environmentally and socially
related measures and programmes will be implemented, by different organisations. Reporting on these
will be un-coordinated unless a single management organisation is established to manage and track all
aspects of the project. In practical terms, this would be done most easily by Directorate Of Irrigation and
Drainage and Regional Environmental Agency.
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         12.2.3        Reporting Plan
Reports shall be produced through the course of implementation of monitoring programs during the
construction and operations phases of the project and will include such things as, collecting incident/
grievances forms, consulting with local residents and project-affected communes and auditing
performance of existing programs/mitigation measures under the WRIP.
The MARD should provide the World Bank with report updates for the duration of the WRIP. Frequency
of reporting to the World Bank and MARD will vary depending on the nature of the non-compliance and
with the agreed monitoring schedule. Table IMPLEMENTATION PLAN - REPORTING
PROCEDURES-45 describes the types of reports that shall be produced and gives indications of the
reporting responsibilities.
Table IMPLEMENTATION PLAN - REPORTING PROCEDURES-45: Suggestions of External Reporting
                                  Type of                     Purpose of                   Frequency of
   Responsibility                                                                                                Submit to:
                                   Report                      Reporting                    Submission
                                                     Filing/notification of
                         Accidents/                                                    Within 24 hours of
                         Incident Report
                                                     accidents or unplanned
                                                                                       the incident
                                                                                                               MARD
                                                     events
                                                     Detail the cause, nature                                  MARD
                                                     and effect of any
                         Non-compliance                                                Within one week of
                                                     environmental and/or
Contractors             Report                                                        the event
                                                     socio-economic non-
HSE Officer
                                                     compliant act performed
                                                                                       Report of               MARD
                                                                                       compliance and non-
                         Monthly Compliance          Report to the Construction
                                                                                       compliance
                         Report                      Engineering Consultant
                                                                                       measures on a
                                                                                       monthly basis
                                                     Checklist of environmental
                         Daily Compliance
                                                     and social compliance of          Daily                   Internal
                         Checklist
Supervising                                          construction
Engineering                                          Monthly report of                                         MARD
Consultant               Monthly Compliance          compliance within 10 days
                                                                                       Monthly
                         Report                      of receipt of report from
                                                     Contractor
                         EMP updates, including                                                                MARD
                         any changes in              For approval prior to             As required, prior to
                         management or               implementation                    implementation
                         monitoring procedures
                         Key changes in project                                                                MARD
Independent                                          Ensure compliance with
                         activities that may                                           As required, prior to
Environmental                                        environmental regulatory
                         trigger Environmental                                         implementation
Monitoring                                           approvals
                         Approvals
Consultant
                                                                                       Dependent on
                                                     Notification of non-
                         Environmental               compliance with standard
                                                                                       environmental           MARD
                                                                                       parameter: weekly,      Environmental
                         monitoring reports          environmental guidelines
                                                                                       monthly, quarterly or   Agency
                                                     and parameters
                                                                                       annually
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13           COST ESTIMATES AND SOURCE OF FUNDS
13.1      Cost Estimates
Section 10 of this ESFD has provided some indication of costs, both in terms of initial investments and
recurring expenses for implementing all the measures defined in the Plan which can then be integrated
into the total project costs and factored into financing negotiations. Estimated costs for the initial
implementation of the ESMP are presented below in Table COST ESTIMATES AND SOURCE OF
FUNDS-46. Costs have been defined on an initial set up basis and will be included where relevant into
the Contractors tender. It is proposed that MARD would revise these costs and develop annual operating
costs for the ESMP on a yearly basis.
Table COST ESTIMATES AND SOURCE OF FUNDS-46: Preliminary Estimates of ESMP Costs
                                 ESMP Components                                               Estimate Costs USD
                                                                                            Suggest take around, 8-12% of
                                                                                                   total construction costs
Contractor  ESMP measures built into contract specifications                             According to FS Consultant Dam
                                                                                            Rehab cost USD 10.5 million,21
                                                                                                       therefore:1,050,000
                                                                                            Suggest to take around 20% of
                                                                                       engineering supervision cost (5% of
                                                                                                         construction costs
Supervising Engineering Consultant  environment  to be built into the contract
                                                                                                   Therefore USD 100,000
for SEC (this includes sampling for environmental quality)
                                                                                                          Plus USD 50,000
                                                                                                    ( separate estimate for
                                                                                        environmental quality monitoring)
Independent Environmental Monitoring                                                         Say USD 75,000 (over 3 years)
Institutional Strengthening, Training and Capacity Building
 Environmental Engineer
 MAFCP Pesticide section
 Local authorities, communities and other stakeholders (including farmers)
 On-site training
 Offsite training
                                                                                                             USD 250,000
 Local capacity building
 Equipment and logistics
 Awareness raising on sustainable pest management based upon an IPM
     approach
 Risks and hazards and safe practices for handling, storing, using and disposal
     of pesticides
Technical Assistance
 Provision of outside consultants
 Manual of functions and procedures
 Assist in development of environmental database
 Special issues  e.g. water quality with IPH testing and analysis
                                                                                            Say USD 75,000 (over 3 years)
 EMP protocols and procedures
 Assist in developing IPM approach
 Assist in implementation of updated management plans
 Contractor liaison
 TORs
                                                                     TOTAL COSTS                            USD 1,600,000
21
     Total combined cost of dam rehabilitation and irrigation schemes improvements is USD 37.3 million
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As mitigating costs may occur at points during project implementation, construction or operations,
indications of cash flow are provided but may need to change after stakeholder review. It is important to
capture all costs  including administrative, design and consultancy, and operational and maintenance
costs  resulting from meetings that require changes to standards or modifications to project design.
Many of the measures in the ESMP relate to project planning and preparation, or are standard best
practice during construction, as a management overhead. Therefore no costs are attributed to them in the
ESMP table. Measures with identifiable costs are listed.
The total cost of the environmental and social mitigation and enhancement measures for dam safety
including monitoring is estimated at USD 1.6 million over 3 years. This total excludes:
   The cost for the rehabilitation of the I&D schemes as these have not reached preliminary design
   Land acquisition and compensation, resettlement (not probably relevant), land redistribution and
    consolidation, and associated institutional strengthening, as well as support for vulnerable households
    affected by changes to land tenure - these costs are to be detailed in the RAPs  if required;
   Health measures and health monitoring - full details of these activities are to be developed by the
    IPH; a nominal sum of USD 100,000 has been included for health and safety during construction as
    well as USD 50,000 for the public awareness campaigns during construction.
   A number of measures identified as important for project success but which are not strictly
    environmental and social mitigation measures, including (a) capital investments, (b) enhanced support
    for WUO formation and operation, (c) agricultural and agronomic activities (research, extension and
    training, implementation of the necessary livestock, mechanisation and pest management plans, (d)
    contributions to regional initiatives i.e., fisheries (i.e. hatcheries), and (e) community development
    activities.
What is less clear and needs further discussion is how the proposed mitigation measures and monitoring
intended for the operational phase of the dams and I&D schemes will be achievable and where the source
of funding for this will come from.
The WRIP (Component 4 part B) provides for the establishment of a monitoring and evaluation system
but only on key performance output and impact indicators.
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14         PUBLIC CONSULTATION
MARD has the responsibility to effectively engage stakeholders in achieving the WRIP objectives for the
benefit of all. The implementation of the WRIP overall depends on the meaningful participation of all
stakeholders for success.
A public consultation plan (PCP) provides a framework for achieving effective stakeholder involvement
and promoting greater awareness and understanding of issues so that the project is carried out effectively
within budget and on-time to the satisfaction of all concerned.
To ensure effective implementation of PCP, the MARD should be committed to the following principles:
The implementation of the WRIP overall depends on the meaningful participation of all stakeholders for
success. Consequently the public consultation process has commenced. Meetings have been organised
between the decision makers and the other stakeholders in each of the districts that contained the reservoir
sites.
Invitees included farmers, Drainage Board staff, commune heads and representatives of the communes,
experts on reservoir operation, and agricultural experts. A social and environmental expert from the
Consultant also attended the meetings. Questionnaires were prepared and completed. Full details of the
meetings and the questionnaires circulated are shown in Annex C
Public consultation should take place through workshops, seminars, meetings, radio programs, request for
written proposals/comments, questionnaire administration, public reading and explanation of project ideas
and requirements.
 The    consultation plan would be monitored by MARD and EPAs who will set their own verifiable
    indicators to assess the degree of participation of the key stakeholder during all the phases of WRIP
    implementation.
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14.3     Level of Engagement
The level of stakeholder involvement will be based on the project phase, location and expected outcome.
The extent of stakeholder involvement would be based on the following;
   The project is likely to have significant impacts, that is, high impacts in one area/location, or
    relatively small impacts spread out over a large area. The WRIP falls into the latter category.
    The project involves significant issues, implying that a wider stakeholder audience may be affected.
    This is not considered to be relevant for WRIP.
At least two other reservoirs are used or intended for use as small scale hydropower production. Belesova
reservoir has a small hydropower facility and one is intended for Murriz Thana.
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Other points that were raised were on the siltation, as many of the sites were prone to high rates of
sedimentation which is seriously reducing the reservoir capacity.
In most of the sites drinking water is obtained from wells or other natural water sources, and it is of
satisfactory quality. Sewage is discharged into tanks (not septic) but small amounts are flushed into the
reservoirs (e.g. Belesova reservoir) during heavy rainfall. New buildings (house and restaurants) are
being built close to the reservoirs and there is some concern on pollution to the irrigation water.
However, in general all the participants were positive and interested at the immediate project
implementation despite the above environmental concerns and fully agreed with the proposed mitigation
and monitoring processes.
1     INTRODUCTION
1.1   Project Background
1.2   Project Components
1.3   The Project Area
1.4   Objectives and Principles of Resettlement Policy Framework
1.5   Objectives and Process for Resettlement Action Plans
1.6   Layout of the Resettlement Policy Framework
2     INSTITUTIONAL AND LEGAL FRAMEWORK
2.1   Institutional Framework
2.2   Legal Framework
3     ELIGIBILITY AND ENTITLEMENTS
3.1   Eligibility
3.2   Entitlements
3.3   Valuing Affected Assets
4     RAP INFORMATION REQUIREMENTS
4.1   Census and Inventory of Project Affected Persons
4.2   Identification of Losses
4.3   Baseline Survey
5     COMMUNITY PARTICIPATION/GRIEVANCE PROCEDURES
5.1   Consultation with Affected Populations
5.2   Monitoring Income Restoration
5.3   Mechanisms for consultations
5.4   Description of the implementation process
5.5   Arrangements for funding resettlement
5.6   Responsible Institutions and/or Agencies
5.7   Grievance Redress Mechanisms
6     COSTS AND BUDGETS
7     ANNEXES
7.1   Annex 1: Proposed Formats for RAP and Abbreviated RAP
7.2   Annex 2: Provisional Entitlement and Compensation Matrix
7.3   Annex 3: Checklist and Data Requirements for Census
7.4   Annex 4: List of Data for Inventory of Losses
7.5   Annex 5: Data for Baseline Survey
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15         ANNEXES
15.1       Annex A1  Questionnaire for EU Candidature  Point 54 For PPP
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ANNEX A1
QUESTIONNAIRE FOR EU CANDIDATURE
MARD , through:
   Directorate of Animal Health and Plant Protection (DAHPP), in the area of for plants protection
    products, is the competent authority in the Republic of Albania regarding issues of developing
    policies, inspection activities, respective administrative procedures of registration and monitoring, as
    well as in the international cooperation;
   Directorate of Food Safety and Consumers Protection (DFSCP) is the central competent authority for
    remnants of products for the protection of plants and products of vegetative origin.
MARD, together with the Ministry of Tourism and Environmentand the Ministry of Health is responsible
for drafting regulations on the registration of products for the protection of plants (PPP).
The institutions responsible for assessing the files during the registration procedures regarding
toxicological and eco- toxicological data, as well as for carrying out physical- chemical assessments and
biological analyses of products for the production of plants are: Institute for Public Health; Ministry of
Tourism and Environment, Institute for Food Safety and Veterinary (FSVI); Department of Plant
Protection, from University of Agriculture, Tirana.
   PPP Registration Office (in the Plant Protection Division at the DAHPP) handles the registration file,
    which contains technical documentation and complementary documentation (request for registration,
    original or notarized certificate of registration in one or two EU countries including the respective
    label) and after treating it, approves the beginning of registration procedures. If the Registration
    Office does not approve the file within 30 days, it sends a written notification to the applicant
    describing the reasons of not approving or requests additional data. In addition, the applicant sends
    for treatment (analyses) the following: the PPP sample, sample packaging, analytical standard of the
    PPP ingredients for further analyses in the laboratory of PPP at the FSVI.
   PPP documentation is submitted at the assessment institutes within 20 days from the date of approval.
   Assessment institutes make the assessment of the documentation data of PPP within a period of six
    months, by preparing for each PPP the respective monograph, which is sent to DAHPP.
   PPP Registration Office, based on the monograph for each PPP, prepares the briefing material for the
    next meeting of the State Committee for the Registration of PPP.
   PPP Registration Office, based on the briefing material and the outcomes of the State Committee for
    the Registration of PPP, prepares the registration document for each approved PPP, as well as notifies
    the applicant ofthe registration or not of the PPP.
   The registration document of the PPP is issued by the Executive of the DAHPP and contains the
    registration certificate and the PPP label.
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MAFCP is responsible for PPP regarding regulations as well as carrying out the inspection procedures. In
addition, it is responsible for the start and follow-up of PPP registration procedures.
The procedure of issuing the registration document (the Certificate and the Label) for marketing and
using PPP is the final administrative stage of registration and is followed by the final list of the registered
PPP. This list is compiled whenever changes are made in it, and is published in the Official Website of the
MAFCP.
a.   One representative from the Plant Protection Service at the Ministry of Agriculture;
b.   One representative (hygienist), from the Ministry of Health;
c.   One representative (environmental expert), from the Ministry of Tourism and Environment;
d.   One representative (work safety expert), covering the field of safety at work;
e.   One representative chemist analyst from the Institute for Public Health;
f.   One expert from the Institute for Food Safety and Veterinary;
g.   One professor from the Department of Plant Protection, from University of Agriculture.
The list of the committee members is approved by order of the Minister of Agriculture, after the proposal
made by the respective institutions.
Committee members must not have conflict of interest in the field of PPP. They have to declare in
advance their relations, if any, with PPP import or marketing subjects.
The committee serves as a counselling body the functioning of which is regulated by order of the Minister
of Agriculture.
Phitosanitary Inspectorate at the Regional Directorate of Agriculture, Food and Consumers Protection
in regions:
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The activities of PPP inspection, which are carried out by Phitosanitary Inspectorate at the Regional
Directorate of Agriculture, Food and Consumers Protection from the import to their use, include:
administrative activities of inspecting and those related to legal issues; inspections of PPP remnants in
plants and products of vegetative origin in the Albanian market (this activity has not started yet because
there is no laboratory of PPP remnants); inspecting the import and transit of PPP (is carried out by the
Phitosanitary Inspectorate in the border crossing points, in addition to quarantine inspection of plants,
vegetative products, and other objects); approval for the functioning of the wholesale warehouses and
PPP retail units; verification of fulfilling the technical criteria for equipment with selling permit for
persons or interested subjects; quality inspection of PPP after registration by taking samples for analyses
and sending them to the FSVI; the implementation of law regarding labelling and packaging of PPP.
At local level phitosanitary inspection is carried out by Phitosanitary Inspectorate, which operates in the
offices of the state administrations in 12 regions.
Phitosanitary Inspectorate in border crossing points is part of the structure of Phitosanitary Inspectorate at
the Regional Directorate of Agriculture.
Until now, this inspection has been focused mainly on implementing the law from the import to PPP use.
With the set up and functioning of the PPP laboratory, the inspection has started by taking samples for
analyses of PPP after registration. Samples have been sent to laboratory at the FSVI for physical and
chemical analyses of PPP, to verify if their physical and chemical data are identical with those declared in
the registration file of the PPP submitted by the producers (applicants). This activity has just started partly
with analyses of imported PPP (10-12 samples sent for analyses within a period of 3-4 months), for the
laboratory of analyses has started to function in this period. The present legislation of the protection of
plants which is related to PPP has provided in a general manner the methods of carrying out certain
procedures. For example, procedures of inspection, methods of taking samples for analyses, etc.
In addition, the approval for the functioning of wholesale warehouses of PPP is made by the State
Sanitary Inspectorate.
Activities related to the toxicological studies have been delegated from the Ministry to the Institute for
Public Health.
The Laboratory of Instrumental Chemistry, as a unit of the Department of Health and Environment,
carries out in practice all the activities which are related to water, air, soil and food toxicological analyses.
This laboratory carries out even the assessment of PPP toxicology documentation during the registration
and issues an assessment toxicological report (monograph). Actually, it does not carry out the
examination of toxicological samples. The unit has a total of seven employees at disposal for work, from
which four are senior chemists and three laboratory technicians. These employees also carry out other
tasks included in the institutes scope of work. One expert is responsible of issuing reports of
toxicological assessment in addition to other tasks. The number of experts is adequate for the present
workload.
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MEFWA is responsible for PPP in setting registration regulations and assessment criteria as well as in
carrying out assessments of documentation regarding eco- toxicological data and the classification of PPP
related to their impact on the environment.
The conditions of environmental permit for eliminating PPP by incineration, as well as those of the
functioning of the PPP wholesale warehouses are set by this ministry, through Directorate of Assessment
of Environmental Impact and Permits and verifies them through the Environment Inspectorate. The
present staff, in addition to other tasks provided by the environmental law, covers even the two above-
mentioned activities.
The evaluation of PPP registration documentation is carried out by the Judicial Directorate of Pollution
Prevention at the MEFWA.
There is lack of adequate staff for carrying out this activity. In the framework of the reconstruction of the
ministry, there will be an expert handling chemicals, including PPP.
In addition, for carrying out various analyses and experiments for the protection of plants, this laboratory
owns six hectares of land, including: one hectare of fruit trees, 0,4 hectares of vineyard, 600 square
meters of screen house covered by net, 300 square meters of screen house covered by glass, 2,8 hectares
of field and another area of land.
While the inspection of PPP remnants in products of vegetative origin, which are used as food for people
and animals, in the Albanian market will be carried out by the food inspectorate of NFA in regions (this
activity has not started yet, for there is no laboratory of PPP remnants).
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While the unit of plant protection at the MAFCP will be directly responsible for developing the respective
legislation as well as for consolidating issues related to PPP and their remnants, for example, compiling
and extending respective regulations and coordination with existing professional institutions, most of
which will continue to be involved in these activities, as well as in international cooperation. This unit
will be responsible even for the registration of PPP.
Proceedings on the MAFCP legislation on the PPP remnants have just started, while analyses of their
remnants have not started yet due to lack of laboratory infrastructure. In the future, MAFCP will continue
to be the competent authority for legislative issues regarding PPP and their remnants, in alignment with
the respective directives and decisions of the EU.
As a major objective, the legal package for PPP remnants will be developed, while the implementation of
this legislation is expected to start with the setting up of the remnants laboratory at the FSVI.
Plant Protection Law contains a certain number of basic provisions for PPP, based on the EU directives
regarding:
-      registration, where it specifies that all PPP that enter and/or are used in the territory of the
     Republic of Albania be subject to registration procedures, allowing only the registration of PPP
     which have been registered in the countries of the EU;
-      appointing PPP assessment institutions during the procedure of their registration;
-      importing and marketing of PPP;
-      transporting, storing and using PPP;
-      classifying PPP in three groups: very risky, risky, other;
-      classifying persons that deal with marketing and using PPP.
Decision of Council of Ministers on Approval of regulations of the PPP registration and assessment
criteria, Official Gazette183/22.12.2008, has adapted Directive 91/414/EEC of 15 July 1991 in relation
to specifying plant protection products in the market, including its amendments related to: the content of
the registration documentation with detailed requests and complete data (on its annexes); registration
regulations and requests that PPP need to fulfil in order to be registered; the conditions in which
registration, modification, cancelling, dismissal, re-registtration , enlargement of the scope of PPP use are
carried out; criteria of authorisation and usage for experimental purposes; information on potential
dangerous effects on the human and animal health, underground waters and the environment; storing data
and confidentiality.
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Decision of Council of Ministers on  Approving regulations for importing, marketing, transporting,
storing, using and eliminating PPP, Official Gazette 141/11.9.2008 has adapted Directive 91/414/EEC of
15 July 1991 regarding appointing products for the protection of plants in the market, as well as treats
PPP in an elaborated manner in relation to: regulation and trade inspection; issuing of the recipe in use;
storing conditions in warehouses, retail units and latest users; usage and the responsibility of users (the
right to use PPP according to their classification, requests of issuing Capability Certificate, professional
users, preliminary measures taken in the places where they are treated, criteria for using herbicides, as
well as areas where their use is banned, banning the use of PPP in certain areas, preparing the spray
solution, protecting useful insects, especially the bee and pollen, restrictive measures on planting and
densification material, treating spray solutions, left over after work, as well as packaging of used PPP.);
banning the use of planes in treatments; transport requests; regulations in eliminating PPP, including the
manner of elimination, appointing the places of elimination, etc; monitoring their packaging and
recycling; making quality analyses (during registration and when they are launched in the market).
Basic requests from Directive 91/414/EEC have been transposed in the above-mentioned Albanian
legislation, but they do not comply completely with the respective provisions of this Directive.
But, Directive 91/414/EEC shall be in a transitory stage until mid-2010, as it shall be replaced with the
Regulation of the European Parliament and Council, regarding the appointment of plant protection
products in the market. The adaptation of this Regulation will be also the main focus of work related to
the EU legislation in the field of PPP. The aim is that partial transfusion be achieved by the end of 2010,
while the drafting of articles which derive from it be completed within 2012.
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15.2 Annex A2 List of Pesticides permitted- not permitted for import into Albania
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The Albanian Law on Environmental Protection requires that any project or activity that will affect, or is
likely to affect the environment, has to receive an Environmental Declaration, Environmental Permit,
Consent or Authorization by the ME before implementation may commence. A Decision by the Council of
Ministers has defined the projects included in this process. Without a positive Environmental Declaration
the Council for Territorial Adjustment (KRT) for the locality will not grant a construction permit and
construction may not legally commence22 and without an Environmental Permit an activity with an
environmental impact may not commence and continue.
The Environmental Declaration is the official document issued by ME after the review of the request and
relevant documentation for the approval of the environmental elements of a project, plan or program that
requires construction works, installations or schemes. If project implementation is performed in compliance
with the Environmental Declaration, the competent authority issues the relevant Environmental Permit, in
compliance with the requirements of Law on Environmental Protection. An Environmental Permit is the
official document issued by the MEFWA, after the review and consultation of the request and its relevant
documentation, with all the concerned stakeholders. It approves the exercise of any activity having an
impact on the environment.
Each form of approval may include mandatory conditions and procedures to be implemented, so that
pollution and damage to the environment do not exceed the allowed norms. The ME has authorized its
local offices (REAs) to issue Environmental Permits for activities with a lesser impact on the
environment, entitled Environmental Authorization (greater impact) and Environmental Consent (lesser
impact).
The Law on Environmental Impact Assessment (EIA) defines the type and scale of the projects or
activities that require an EIA before implementation. The categories of EIA are:
    A Summary (outlined) EIA. This is for projects that may have less significant potential impacts that
     still require an expert assessment of their impacts. They include projects listed in Appendix 2 of the
     Law on EIA, and any changes or rehabilitations of projects listed in Appendix 1 of the same law.
    A Profound (advanced) EIA. This is for projects with significant potential impacts, as listed in
     Appendix I of the Law, those projects listed in Appendix 2 of the same law which the MEFWA
     considers will have a significant impact on the environment (based on information provided by the
     proposer at the time of application, in the manner detailed in Appendix 3 of the Law), and activities
     that are to be implemented in a protected area or in the marine environment of the Republic of
     Albania
According to the Albanian law on EIA, the Summary EIA shall contain the following information (Article
8):
22
      An environmental approval from the REA/MEFWA is one of several documents that have to be submitted to the local KRT
before a Construction Permit can be awarded. Another document required is an operating permit from the relevant authority, e.g. from
a Water Basin Authority for a water supply or wastewater service.
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b)     Detailed objective description;
c)     Data on present environment of the area and in its vicinity where the project is implemented;
d)     Detailed description of all installations that are part of the project or will be used during its
       implementation;
e)     Construction plan and the deadlines of its implementation;
f)     Description of engineered values that are constructed or enlarged and of necessary works for
       project implementation;
g)     Potential impacts on environment and proposed measures to prevent or bumper these impacts;
h)     Monitoring program of project impact on environment;
i)     Conformity of the project with territory adjustment plan and with economic development plan of
       area where project will be implemented;
j)     Summary of consultations with local government bodies, the public and environmental not-for-
       profit organizations and of their opinions;
k)     Rehabilitative measures in case of pollution and damage of environment as well as their cost;
l)     A copy of the license of the legal person or organization that has prepared the EIA report.
a)     Procedures and reasons of selection of site where project will be implemented, description of at
       least two additional options of location of project;
b)     Its direct and indirect level of impact on environment;
c)     Potential impacts of [project] options on environment and health;
d)     Risks of accidents with significant impact on health and environment and measures to prevent
       these;
e)     Trans-border impact on environment if any;
f)     Technical measures plans to prevent and bumper negative impacts on environment;
g)     Detailed descriptions about sustainable use of energy, of natural and mining resources;
h)     Potential negotiations plan with local government organs, the public and environmental non-for
       profit organizations during the phases of planning, review and implementation of the project.
The project proposer is responsible for submitting the application for environmental approval to the
MEFWA. Any EIA report required shall be prepared by an expert certified by the MEFWA for preparing
such reports and for environmental auditing. Currently the MEFWA has licensed approximately 100 such
experts.
Requirements for the implementation of a trans-boundary EIA and other environmental matters are also
included, since Albania has ratified several international environmental conventions including: the Espoo
Convention on Transboundary Impacts; the Barcelona Convention on the protection of marine
environment and coastal areas of the Mediterranean, the Aarhus Convention, and the Basel Convention.
All applications for environmental approvals are submitted to the REA of the region in which the project
will be implemented or the activity will be executed. The REA has certain powers to approve the
implementation and operation of small projects with no significant environmental impacts. In other cases
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it is responsible for reviewing documentation and forwarding to the MEFWA for processing, with
recommendations for approval, rejection or enhancement, as appropriate 23.
The Regional Environmental Inspectorate is responsible for inspecting observance of the ESMP and other
conditions specified in the environmental approval.
Under the World Banks procedures for EA, projects are categorized as listed in Table B1.
The Albania EIA procedures are generally in line with the World Banks EA process, as all projects
require environmental screening and possibly assessment in order to receive an Environmental
Declaration (for construction), and/or an Environmental Permit (for an activity having an impact on the
environment, including some construction activities). Furthermore the type and scale of the impacts the
project will have on the environment determine the procedures that have to be followed and the type of
approval granted. Also all the approvals include conditions that shall be observed by the proposer
including environmental monitoring and mitigation requirements.
The difference lies in the scope of the EIA required for those projects that fall into World Bank Category
A and the Albanian Law on EIA (Appendix II). Some projects (e.g., wastewater management) are
considered as Category A under the World Bank screening, while the same activities/projects under the
Albanian Law will require only a Summary EIA for populations less than 150,000, unless the REA
decides that the project must undergo a thorough or complete EIA.
To streamline the EA screening process for the Project, the approach shown in Table B2 will be adopted
for all projects. It should be particularly noted that projects that are only required to undergo a Summary
EIA under Albanian law, which are considered as Category A by the World Bank, will be subject to a
Profound EIA to satisfy WB requirements.
The Technical design of a sub-project will integrate the findings and comments originating from the EIA
and include recommendations made for the design and the mitigation of the impacts expected, as well as
the conditions of any environmental approval granted.
23
     According to MEFWA Guidance No. 3, dated 08/17/2004 On Approval of the List of Business Activities, Application Forms and
Rules and Procedures to Grant Environmental Consent and Authorization from the Regional Environmental Agencies (REA)
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                   Table B2: Screening Criteria for World Bank and Albanian EA procedures
      World
                     Category As Per Albanian                              Procedure To Be Followed
      Bank
                           Legislation                         (Meeting both Albanian and World Bank standards)
     Category
                                                          
                                                               A Profound EIA and ESMP for the sub-project will be
                  Appendix 1, Law on EIA
                                                               prepared by the proposer.
                  Example sub-projects:                   
                                                              At least two public consultations24 will be held, one at the
                           landfill to receive
                                                               start of the EIA process and one at the end.
                    hazardous waste;                      
                                                              MEFWA approval will be obtained and the relevant
                           landfill to receive at
                                                               environmental approval issued25
                    least 30t of non-hazardous            
                                                               World Bank will review and provide no-objection to the
                    waste per day
                                                               consultation results, EIA and ESMP.
        A
                                                                    An EIA to WB requirements (enhanced Summary EIA)
                  Appendix 2, Law on EIA                        and ESMP for the sub-project will be prepared by the
                  Example sub-projects:                         proposer.
                          wastewater treatment                     At least two public consultations will be held (as
                    plant,                                      above).
                                                                    MEFWA approval will be obtained and the relevant
                          landfills not included in
                                                                environmental approval issued (as above).
                    Appendix 1
                                                                    World Bank will review and provide no-objection to the
                                                                consultation results and ESMP.
                  Annex 1 and 2,                                    An ESMP will be prepared by the proposer (to meet
                  MEFWA Guidance No. 3, dated                   both Albanian and World Bank requirements).
                  08/17/200427                                      One public consultation will be held.
            26
                  Example sub-projects:                             MEFWA approval of ESMP will be obtained, and the
        B
                           Rehabilitation of                   relevant environmental approval issued (as above).
                     existing infrastructure                        The World Bank will review and provide no-objection
                     (including dam and I&D                    to the consultation result and ESMP.
                     schemes)
                  Not included in either Appendix                  EMP only prepared as required by environmental
                  1 or Appendix 2 of EIA law,                  conditions and MEFWA requirements.
        C
                  Can be in Annex 1 and 2,                         MEFWA approval of ESMP will be obtained, and the
                  MEFWA Guidance No. 3                         relevant environmental approval issued (as above).
                  Strategic Environmental                     Special legal dispositions regulate the procedures.
                  Assessment (SEA) (e.g.                      A positive environmental declaration is required for adoption
       N/A        development programs on                      of sector strategies, development action plans, and programs.
                  transport, energy, tourism,
                  industry, services, land use, etc.)
Environmental Screening
The Bank undertakes environmental screening of each proposed project to determine the appropriate
extent and type of environmental assessment. The Bank classifies the proposed project into one of four
categories, depending on the type, location, sensitivity, and scale of the project and the nature and
magnitude of its potential environmental impacts.
24
     Public Participation Regulations No.1 On Public Participation in the EIA Process, MEFWA, 17/08/2004
25
     Environmental Declaration for construction, etc, Environmental Permit, Authorization or Consent for the exercise of any activity
having an impact on the environment (including some forms of construction)
26
     In case a Category B sub-project is listed in the EIA Law Appendix 2, the EIA will be prepared in parallel with the EMP to
MEFWA requirements
27
     On Approval of the List of Business Activities, Application Forms and Rules and Procedures to Grant Environmental Consent
and Authorization from the Regional Environmental Agencies (REA)
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For this project the consultant prepares three types of questionnaires (the questionnaires templates are
attached at the end of this annex). The first questionnaire was one that was filled by consultant in respect
with environmental and social status at the meeting, the second questionnaire for decision makers (who
were represented at meetings), and the third one, for community representatives, stakeholders, interested
parties etc, that will be represented at future project steps and consultations.
Other people that attended included regional environmental experts, water engineers, commune
representatives etc. The consultant group briefly presented the project aim and objectives. The meeting
participants informed the consultant what the local decision makers were expecting from the project
development and the consultant got answers for many questions regarding social and environmental
issues.
The meeting provided satisfactory conversations, and the decision makers and technicians were totally
agreed with the preliminary environmental and social management plans. Between others were discussed
the environmental problems of waters, mostly regarding the Murriz Thana reservoir, the ownerships in
surroundings infrastructure etc. Some of the reservoirs (Belesova) are used by private companies for
energy production (mini hydropower) and some others are in the tendering process (Murriz Thana
reservoir), to be used for hydropower production.
All reservoirs are prone to high sedimentation and their capacity is reduced seriously. In most of the sites
the drinking water is taken from the wells or other natural water sources, and is of satisfactory quality.
Sewage is discharged into tanks (not septic tanks) and small amounts (e.g. at Belesova reservoir), are
flushed and discharged into the reservoir body by rainfall events. In the vicinity of some of them are built
new houses, or restaurants. In all meetings the participants were more interested at immediate project
implementation than on environmental concerns, but they still fully agreed with mitigation and
monitoring processes of environmental elements.
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Between other communications the Consultant was informed that Slanica, Duhanas and Belesova
reservoirs are not used for fishing. But Belesova is used for energy production. Close to the Slanica
reservoir are built some houses. The community and commune stakeholders and decision makers agreed
to fully operate with the environmental/social consultant. At the end the consultant deliver the
questionnaire, and date to get it already filled on two weeks. The technician suggested to the Consultant
to point out in their report, that all Berat reservoirs are under their capacity, not only by dam damage, but
also by high sediment disposals in reservoir bodies.
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In the end the consultant delivered the questionnaires to the participants, and agreed with them to deliver
a copy also at other decision makers that cannot come at the meeting. Both parts agreed to get the filled
questionnaire after two weeks.
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The meeting with Decision Makers of Lushnje
The meeting was organized at 17.04.2012, in the office of border Director of Lushnje. The participation
was very good and acceptance excellent. The talks focused around Murriz Thana reservoir. The road that
goes to the dam was in better condition than the roads of other reservoirs considered in this project. In
case of road enlargement the electrical cables can be affected. The reservoir is planned to be used also for
energy production. The reservoir is used also for fishing purposes, that are administrated from two private
entities. One of them is trying to put in operation a fish nursery, about 145m far from the dam. The
sewage is discharged into tanks and drinking water is taken from wells. In the peripheral part of the
reservoirs, downstream of the dam are two houses, and one people from community has fenced 18000m 2
of land in surroundings of the dam. The reservoir suffers from the higher salinity between August to the
October, when the rains falls and Devolli River discharges increase.
The meeting has really usefull outputs and the outcomes were excellent. In the end of the meeting the
consultant delivered the Decision makers questionnaires, and agreed with decision makers to get it back
already filled on two weeks.
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The meeting with Decision Makers of Kora
The meeting with Decision makers in Kora was organized in 22/05/2012, at Irrigation and Drainage
Board offices. The participation was very good, and representatives of communes, drainage boards,
farmers, etc. were present in the meeting. The goal of the meeting was:
   Informing the decision makers on expected output of the projects, the importance of environmental
    and social impacts, community information etc. Inviting of decision makers to express their demands
    and requests during the meeting.
   Collection of information on agriculture status in the region, the status of both reservoirs and their
    dams, on the irrigation system that are using the waters of such reservoirs etc.
   Underlining of the importance of social impacts and needs for compensation for possible negative
    effects during construction and/or operation phase.
   Asking their opinion on possible institutional strengthening to be provided to irrigation system.
On the end, the consultant delivered the questionnaire and the parties agreed to fill it in and hand it back
within two weeks. At the end the local representatives joined the consultants on a field trip in reservoirs
under the study.
On 23.05.2012, was organized the meeting with Kelti Mano, director of Kora REA. The consultant
informed the director about the project goal, objectives and present status, and the Mr. Mano expressed its
institution interest on collaboration.
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The Meeting with Decision Makers in Kukes/Tropoja
The meeting was realized at Drainage Board offices, in date 25/05/2012 and participate the drainage
board authorities and engineers, the representatives of Tropoja, community representatives etc.
In the end, the consultant delivered the questionnaires for decision makers and agreed with participants to
distribute it, fill it in and give back within 2 weeks. After the meeting, the engineers and director, joined
the team on field trip for a general view on reservoirs under the study.
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Annex C-2 Participation meetings in Berat, Fier, Lushnje, Korca and Kukes/Tropoja
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The following is the participation list in Fier Meeting with decision makers
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Annex C3- Questionnaires
1. For what purposes is used the reservoir (irrigation, fishing etc and how many people/families
   or subjects get access on it)
   Per cfare qellimesh perdoret rezervuari (ujitje, peshkim etj dhe sa persona/familje apo
   subjekte kane akses me te)
2. What kind of activities are developed in surrounding of reservoirs and how far are they from
   the dam? Are they damaging the environment or infrastructure and how?
   Cfar lloje aktivitetesh zhvillohen ne rrethinat e rezervuareve dhe sa larg jane ato nga
   diga? A e demtojne ato mjedisin dhe infrastrukturen dhe nese po si?
3. What are the natural trees covering the surroundings of reservoir and the dam?
   Cilat jane bimet natyrore qe mbulojne rrethinat e rezervuareve dhe digen?
4. What are the main wildlife that live in the area? Are they damaging the livestock or gardens and
   other agricultural products?
   Cilat jane kafshet e egra qe jetojne ne zone? A e demtojne ato blegtorine apo
   kopeshtarine, ose produktet e tjera bujqesore?
5. What are the fish types living in the reservoir, and are they used for food or trade? How many
   fishermen are operating in the reservoirs?
   Cilet jane peshqit qe jetojne ne rezervuare, dhe a perdoren ata si ushqim apo per tregeti?
   Sa peshkatare peshkojne ne rezervuare?
6. How is the type and the quality of access between the main road and the road to the dam (road
   quality and specifics regarding capacities (how many ways, paved or not etc.). If not road there
   is any access to the dam?
   Cili eshte lloji dhe cilesia e aksesibilitetit mes rruges kryesore dhe asaj qe te con ne dige
   (cilesia e rruges dhe hollesi persa I perket kapacitetit (sa kalimshe, e shtruar apo jo etj.).
   Nese nuk ka rruge, ka ndonje akses per ne dige?
7. By what is surrounded the road (sides of the roads, ex. Gardens, houses, pipelines, electric
   cables, channels etc.)
   Nga cfare jane rrethuar rruget (anet e rruges, p.sh. kopshte, shtepi, linja apo tubacione,
   kablle elektrike, kanale etj)?
8. It exists any construction in the dam or in it surroundings that can affect or can be affect by
   reconstruction or operation works into the dam or affected by reconstruction works? How
   many constructions, their size and use. How far is it? Who own or administrate it?
   E ka ndonje ndertim ne dige apo ne rrethinat e saj qe mund te ndikoje apo te ndikohet
   nga rikonstruksioni I diges, aktivitetet rindertuese apo funksionimi I saj? Sa ndertime,
   permasat dhe perdorimi I tyre. Sa larg eshte nga diga? Kush eshte apronari apo
   perdoruesi I tyre?
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9. Where are they taking the drinking water and is that in appropriate quality?
   Nga e marrin ujin e pishem dhe a ka ai nje cilesi te pranueshme?
11. What is the water reservoir sources. There is any pollution source that can affect it?
    Nga furnizohet rezervuari dhe a ka burime ndotje ne kanalin furnizues apo rrethina.
12. There is in surroundings but close to dams, places for vehicles manoeuvring, disposal of
    construction material, disposal of debris etc? How big is the surface and who own or
    administrate it? Is there any access on it and if not, how can be insured the access? What the
    owners or administrators pretend or requests to permit the operators use the area for
    construction purposes.
    A ka ne rrethinat, afer digave, shesh per manovrimin e mjeteve, depozitimin e
    materialeve te ndertimit apo mbetjeve te ngurta? Sa e madhe eshte siperfaqjq dhe
    prone/perdorim te kujt eshte? A ka ndonje akses me te, dhe nese jo, si mund te
    garantohet aksesi? Cfar pretendojne administratoret apo pronaret qe te lejojne
    operatoret ta perdorin sheshin per qellimet e ndertimit?
13. Who is the closed village to the Dam? How many inhabitants. Where are employed.
    What are the main cultures planted. Data about livestocks et.
    Kush eshte fshati me I afert. Sa banore. Ku jane punesuar Cfare kulturash mbjellin. Te
    dhena mbi blegtorine.
14. What other villages exploit the reservoir for irrigation purposes?
    Cilat fshatra shfrytezojne rezervuarin per ujitje?
15. Where the closed village take the drinking water and when are discharged the sewages.
    Ku e merr ujin e pishem dhe ku skarkon ujrat e zeza fshati me I afert me rezervuarin?
16. Where the closed village is taken the energy and is it appropriate for community requirements?
    Nga e merr energjine fshati me I afert dhe a eshte I pershtatshem per kerkesat e
    komunitetit?
17. In cases of construction or reconstruction of discharging channels, are any family that can be
    affected? Why and how?
    Ne rastet kur do te ndertohen kanalet e shkarkimit, a ka familje qe preken nga ky
    veprim? Si dhe sa?
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Questionnaire for decision makers
Pyetjet Questions
1. Cfare mendoni per situaten e bujqesise ne Shqiperi? Cilat jane problemet kryesore te
   komunes/rrethit tuaj?
   What do you think of the agricultural situation in Albania? What are the main problems regarding
   this municipality?
2. Cilet sektore te bujqesise kane potencialet me te medha per zhvillim ne Shqiperi? Dhe
   vecanerisht ne komunen/rrethin tuaj?
    What sectors of agriculture do you think have the most potential for development in Albania? And in
   this municipality in particular?
3. Cfare potencialesh dhe mangesish kane ndermarrjet dhe inisjativat vendore ne nivelin local
   (Infrastruktura, vendndodhja, urbanistika, ndertimet etj?
   What potentials and limitations does local entrepreneurship have on the local level (the
   infrastructure, the location, urbanism, the construction etc.)? How do you rate the attitude of the
   municipality/local authorities towards the agricultural workers?
6. A keni dijeni te mjaftueshme per projektin e zhvillimit te ujitjes ne zonen tuaj? Nese po, kush
   ju ka informuar apo nga jeni njoftuar? Cfare mendoni per idene kryesore  Rritjen e
   perfitimit nga produktet bujqesore duke permiresuar manaxhimin dhe modernizimin e
   sistemit te ujitjes. Ne cfare niveli ju mendoni se do te kontribuoje ky projekt ne arritjen e
   ketij qellimi? Sa real ju duket? Mendoni se ky veprim do te permiresoje prodhimin bujqesor?
   Nese jo, pse? Nese po, pse dhe ne cfare menyre (me shume prodhim, rritje e te ardhurave,
   rritjen e larmise se kulturave bujqesore, me pak shpenzime per krahe pune? Kush mendoni
   se do te ndikohet me Shume? Nese jo, pse?
   Do you know much about the Project for irrigation development on this location? If so, who has
   informed you, how have you found out? What do you think about the main idea  Increase the
   profitability and productivity of agriculture by means of the improved management and
   modernisation of the irrigation system? To what extent do you think this will contribute to the
   achievement of this goal? How realistic is it to expect that? Do you think that this will affect the
   agricultural production? If yes, how and in what way (more crops, more income, growing of different
   cultures, less expensive work force ....)? Who will be affected the most? If not, why not?
7. Cfar lloj ndikimi do te kete ky project ne bujqesine e komunes apo zonave nen ujitje?
   What kind of influence do you think this project will have on the agriculture in this municipality or
   area?
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10. Mendoni se zbatimi I ketij projekti do te shkaktoje problem me pronen? Nese po tek cili?
    Mendoni se duhen shpronesuar disa territore per te realizuar projektin? A mendoni se do te
    jete I nevojshem per nje rilokim te perkohshem apo perhershem te popullsise per zbatimin e
    projektit?
    Do you expect that the implementation of this project will lead to legal property problems? If yes,
    which ones? Do you think there is a need to expropriate some parts of the land in order to complete
    the project? Do you think that there is a need for a possible temporary/permanent relocation of the
    population in order to implement the project?
11. Keni ndonje mendim per nje zgjidhje me te mire te problemit te ujitjes ne zonen tuaj?
    Do you have a suggestion as to how to solve the irrigation problem on this location in the best
    manner?
12. Sipas opinionit tuaj, cfare roli/detyre duhet te kene Shoqatat/kooperativat ne projektin per
    zhvillimin e ujitjes?
    In your opinion, what kind of role/task should Associations/Cooperatives have in the Project for
    irrigation development?
13. Duke marre parasysh gjithshka dini per kete project dhe cfare pritet nga rezultatet e
    projektit, cila eshte pritshmeria juaj per efektet e projektit persa I perket punesimit? A prisni
    nje rritje te konsiderueshme te punesimit? Ne cfare profili? A ka nevoje per eksperte te ketij
    profili? Cfare profili? A ka nevoje per eksperte te profileve te ndryshme dhe duhen zhvilluar
    trajnime per to?
    Taking into account all that you know about this project and your expectations regarding the
    results of the project, what do you expect regarding the effects of this project on employment?
    Do you expect a significant number of new jobs? What profile? Is there a need for experts of
    certain profiles/employee training?
14. A ka toka te dhena me koncension ne territoret qe perfshihen nga projekti ne fjale per
    zhvillimin e ujitjes? Nese po ne cfare masa kompanite koncesionare I plotesojne kriteret e
    percaktuara nga marreveshja koncesionare?
    Are some companies or entities administrating the lands under considered by irrigation
    development project, upon concession agreements? If yes, have they meet the criteria of
    required by the concession?
15. Cili eshte bashkepunimi mes kompanive dhe komunes? A kane ato ndonje problem? A prisni
    jut e shfaqet ndonje problem? A prisni jut e shfaqet ndonje problem mes tyre gjate zbatimit te
    ketij projekti?
    What is the cooperation like between the municipality and the companies? Are there any
    problems? Do you expect any problems? Do you expect any problems in the implementation of
    this project regarding that?
16. Cilat jane marredheniet mes kompanive ne fjale dhe komunitetit? A kane problem mes tyre?
    A prisni te lind ndonje problem ne kete drejtim nga zhvillimi I projektit ne fjale?
    What is the cooperation like between the companies and the local population? Are there any
    problems? Do you expect some problems in the implementation of this project regarding that?
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Environmental and Social Impact Assessment, Resettlement Policy and Baseline Surveys
Environmental and Social Framework Document
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