Project Management Handbook
2014
"To Understand the Causes of Things"
AMENDMENT RECORD
This document has been issued and amended as follows: Date
Issued to
Project handbook
1
4
5
6
Prepared by: Martyn Fisher
Date: June 2014
PCPD: Legal and
Compliance Team
ITS inc. Telecoms,
AV
Environ &
Sustainability
Chaplaincy
Students Union
Residences
Accommodation
& Sales
Design Team
CDM
coordinator
Quantity
Surveyors
e
1
Stakeholders
Project
Managers
CD / File
Project Board
Project Team
Facilities &
Maintenance
Isu. Rev. Reason for Issue / revision
Amendment Log
Isu. Rev. Reason for Issue / revision
1
4
5
6
Date
Changes Made
Project Handbook
PEP details
8/5/12
PEP details added to Stage C to match check sheet.
RIBA work stages 1-7
21/04/14
Update for new RIBA work stages
Prepared by: Martyn Fisher
Date: June 2014
Contents
Introduction
Stage 1 Initiation (Pre RIBA Work Stages)
Stage 2 Outline Scheme (RIBA Work Stage 1)
Stage 3 Concept Proposals (RIBA Work Stage 2)
Stage 4 Developed Design (RIBA Work Stage 3)
Stage 5 Technical Design to Production Information (RIBA Work Stage 4)
Stage 6 Tender Action (RIBA Work Stage 5)
Stage 7 Construction (RIBA Work Stages 6+7)
Prepared by: Martyn Fisher
Date: June 2014
4
7
9
11
13
15
17
19
Introduction
This document is to be used on all projects under the control of the Capital
Development Team and is intended to provide a Process Map for the
procurement of projects.
These are a series of standard processes and documents
which must be utilised and this handbook collates all that
information into a single source for ease of reference and a
common checklist to ensure key processes and documentation
are completed and in place at the relevant stages on a
consistent basis.
The documentation covers areas such as procurement
requirements (Financial Regulations, OJEU etc.), Health
and Safety requirements (internal and external sources,
CDM etc.) and liaison with other Estates Sections and the
wider School.
The Process Map sets out the key stages of a project life span
and links standard actions required and standard
documentation, as noted, for the various stages. The map runs
from the initiation of a project, through the RIBA Work Stages
1 to 7 and Post Project Evaluations.
The accompanying charts show the generic process route
which is to be followed. The charts detail all stages of a
project. Any deviations from the process are to be by
exception and reported as necessary.
It highlights key actions and documentation required to
be taken/produced by internal project/management
teams and external consultants.
Prepared by: Martyn Fisher
Date: June 2014
Martyn Fisher
Assistant Director,
Capital Development
May 2014
Stage 1 Initiation (Pre RIBA
Work Stages)
Financial Commitment
Line
Initial Brief/Aims/
Ambitions/Costs/
Programme/Risks
Consultant
Appointment
Strategy
FC/ESC
Approvals
Business Case
Project Team
Set Up
Project
Execution Plan
Drafted
Green = Approvals
Blue = Meetings
Yellow = Documents/Strategy
Red = Audits/PB/FGPC
Orange = Site works
Purple = Design
Prepared by: Martyn Fisher
Date: June 2014
Application for
Funding
Financial Approval
GATEWAY ONE
Project Team
Meeting
Project
Director Audit
No 1
Stage 1 Initiation (Pre RIBA Work Stages)
iii) New Works Request Form
This is a standard form to be completed by Client/End User for
minor works and where the funding is to be via the Department.
Form to be returned to Estates for sign off and distribution to
relevant section to carry the works forward.
A project requires initiation via the
Schools Senior Management Steering
Committees the Finance Committee
(FC)/Estates Strategy Committee (ESC)
vi) Project Execution Plan (PEP)
The PEP is a controlling document for the project and is to be
updated throughout its life-cycle. It will contain all relevant
scope information, contact details, scope, programme, etc. The
standard template is to be used and adapted as required.
New Works Request.
vii) Project Director Audit No.1
iv) Capital Development Standard Filing
The Administration Section of Capital Development will
manage the setting up of the project filing system in line with the
standard hardcopy and electronic format
Documents
i) Business Case. Produced by User Department or
Estates
Supporting documentation confirming acceptance of project
business case and FC/ESC approval to proceed (relevant
minute) together with approved funding /funding stream.
Minor Works requests
v) Project Board (PB)
Establishment of PB under a relevant Chair. PB No.1 to
receive and approve the following:
PB required if 1M or more (steering groups may
be used for ad hoc projects where appropriate)
Confirmation required if a bid for funding is necessary and to
which body.
At this stage a review of the aims and ambitions of the project
is required to ensure that estimates are not over-optimistic
about cost, time and quality; this review will form the Initial Brief.
FC/ESC or other minute confirming project is to proceed.
Initial Brief
Document Set
i) Standard Agenda
ii) Terms of Reference (Standard Terms or revisions with Chairs
approval)
iii) PB Membership
ii) Application for Funding
iv) Outline Scope of Project Initial Brief
Standard Form to be submitted for approval to the Director of
Finance and Facilities, copy submitted to Finance Director, on
approval. No expenditure prior to confirmation of budget code.
Confirmation required if any external funding bid has been
successful and the funding stream has been set up for draw
down (e.g. ODAR).
Capital Development team to assist on preparation of external
bids as required.
Application for Funding and Project Managers CDM
Declaration
Prepared by: Martyn Fisher
Internal audit to ensure all required actions taken and
documentation completed
v) Approved Budget
vi) Outline Programme
vii) Scope of Capital Development
viii) Risk Register
Date: June 2014
Stage 2 Outline Scheme
(RIBA Work Stages 1)
CD Briefing
Guide
Need for Feasibility Study
Establish User Group and
Rep user
Extract the
Outline Brief
Project Board
Meeting No. 1
Consultant
Appointment
Strategy
Project Team
Meeting
Consultant
Team
Selection and
Appointment
Financial Regs/
Procurement
Outline
Scheme
Design
RIBA Stage 1
Report
Reviews
Cost Plan
Check
Quotes
Tenders OJEU
Project
Execution Plan
Update
Fee Bids Quotations
Tender OJEU,
Process Forms of
Appointment
Green = Approvals
Blue = Meetings
Yellow = Documents/Strategy
Red = Audits/PB/FGPC
Orange = Site works
Purple = Design
Prepared by: Martyn Fisher
Date: June 2014
Project
Director Audit
No 2
Project Team
Meeting
GATEWAY TWO
Stage 2 Outline Scheme (RIBA Work Stage 1)
Document Set
The completion of Stage One moves a
project into the Preparation Phase (or
Feasibility) with the appointment of
external consultants for major capital
works or in-house resource allocation, as
ratified by the Project Board.
i)
Financial Regulations Limits
ii)
Financial Regulations check to be made for either
action on quotations or tender.
iii)
Financial Regulations check to be made for OJEU
requirements
iv)
OJEU Forms internal review with Procurement
Office
v)
Check if relevant framework has been set up for
consultant appointment for small projects
vi)
Documents
Notification to Purchasing confirming procurement Inception Meeting Standard Agenda
route
i) User Group
vii)
Establishment of User Group Members directly involved with
the proposed project. All roles and responsibilities are to be
agreed and formalised and liaison to be set up for approval by
the PB. A User Group Leader (Rep user) should be identified as
the single point of contact.
Maintenance
LSE Fire Consultants
Office Management
Teaching and Learning Services
Security
DDA Advisor
Health and Safety Advisors
Energy Manager / Sustainability Team
Head of Space Management
IMT including Telecomms
Purchasing
vi) RIBA Stage 1 Report
Exemption to Financial Regulations Form.
The following documentation must be included in the
Report which is to be presented and signed off by the PB
with approval to proceed to the next stage:
User Group List and User Group Leader (Rep user)
(NOTE: Exceptions to the Financial Regulations are
strictly controlled and need sanction from the Project
Board and the circumstances must be clearly defined.
Form to be submitted to Director of Finance and Facilities
for sign off.
ii) Project Briefing Guide
iv) Forms of Appointment
ii) Feasibility
The User Group members are to be issued with the Project
Briefing Guide, which sets out their responsibilities. This
document outlines the actions and decisions required from the
Client to establish clarity about the process of procuring the
project and the commitment required.
The use of Standard Forms of Agreement (RIBA, RICS, ACE
etc.), if LSE bespoke forms are not used, are to be reviewed
and approved by the PB before their issue.
iii) Design vs Function
iii) Design Team Appointments
v) LSE Inception/Notification Meeting
At this stage the strategy for appointing external consultant
teams and LSE internal project teams needs to be set up and
agreed with the PB. External consultants have to submit fee
tenders or quotations dependant on size of the project budget
and status of framework agreements.
Consultation meetings are to be held with internal support
services to discuss the overall scope of the scheme. The
vii) Project Director Audit No.2
meetings are to be held at regular intervals during the life of the
project to ensure LSE internal support groups have an
Internal audit to ensure all required actions taken and
understanding of the project, how it will impact on them and
documentation completed
how they will need to support or interact on completion. The
following attendees are given as examples:
Document RIBA Stage 1 Report
i) Outline Brief
iv) Outline Design Proposals
v) Draft Master Programme
vi) Outline Cost Plan Budget Review
vii) Outline Risk Register
Prepared by: Martyn Fisher
Date: June 2014
viii) Project Execution Plan update.
Stage 3 Concept Proposals
(RIBA Work Stage 2)
User Reviews
Design and
Build
Procurement
Project Board Meeting
No. 2
Project
Director Audit
No 3
VfM/VE
Workshops Cost
Plan Check
Risk
Workshop
Stage 2
Report
Outline Design
Stage 2 Concept
Design
Procurement
Workshop
Sustainability
Planning
Strategy
Green = Approvals
Blue = Meetings
Yellow = Documents/Strategy
Red = Audits/PB/FGPC
Orange = Site works
Purple = Design
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Date: June 2014
PEP
Update
Project Team
Meeting
GATEWAY THREE
Stage 3 Concept Proposals (RIBA Work Stage 2)
Completion of Stage 2 releases the
scheme to proceed to Concept
Proposal Stage which crystallises the
scope of the project in terms of
design, cost, quality and programme.
Consideration of the following is
needed at this stage:
ii) RIBA Work Stage 2 Workshops
iv) RIBA Work Stage 2 Report
Document Set
The following documentation must be included in the Report
which is to be presented and signed off by the PB with approval
to proceed to the next stage:
i)
Design Team Meetings
Agenda/Minutes
ii)
Risk Workshop
iii)
Procurement Workshop
iv)
Sustainability Workshop
Brief
v)
VFM/VE Workshops
Design vs Function Review
vi)
Planning Strategy and Application
Design Reviews
vii)
PEP Update
Cost Plan
Value for Money and Value Engineering (VfM/VE)
Programme
A review meeting/meetings are to be held with internal
bodies to discuss the overall scope of the scheme, the
following attendees are given as examples:
Risk Register
Procurement Review
Sustainability
Planning Strategy
Documents
i) Concept Brief
The document will set out the detailed scope of the
requirements to meet the users/client needs. The brief will be
based on information from the users/client in terms of functional
requirements, initial spatial arrangements and overall design
quality.
11
Maintenance
LSE Fire Consultants
Office Management
Teaching and Learning Services
Security
DDA Advisor
Health and Safety Advisors
Energy Manager / Sustainability Team
Head of Space Management
IMT including Telecomms
Purchasing
Internal Stakeholder Meeting Standard Agenda
Co-ordinated Brief
Prepared by: Martyn Fisher
iii) LSE Internal Stakeholder Meeting No.2
Date: June 2014
Document RIBA Work Stage 2 Report
i)
Concept Brief
ii)
Design vs Function
iii)
Design Proposals
iv)
Programme
v)
Cost Plan
vi)
Outline Risk Register
vii)
Project Execution Plan
update.
viii)
Planning Strategy
ix)
Planning Application
Documents (if applicable)
vi) Project Director Audit No.3
Internal audit to ensure all required actions taken and
documentation completed
All Design Team Appointments to be formalised
and executed at this point.
Stage 4 Developed Design
(RIBA Work Stage 3)
Revise
Submission
Planning
Application
Documents
Room Data
Sheets/Detailed
Brief Notes
Refusal
Planning
Application
Submission
Approval
Project Board No
3
Project Director
Audit No 5
User Group
Input
VfM/VE Reviews
Risk Reviews
RIBA Work Stage 3
Developed Design
Co-ordinated Brief
Brief Vs
Function
Review
VfM/VE/Cost
Plan Checks
Green = Approvals
Blue = Meetings
Yellow = Documents/Strategy
Red = Audits/PB/FGPC
Orange = Site works
Purple = Design
Prepared by: Martyn Fisher
12
Date: June 2014
Project Team
Meeting
RIBA Work Stage
3 Report
Procurement
Route
PEP Update
GATEWAY FOUR
Stage 4 Developed Design (RIBA Work Stage 3)
Document Set
The project has now reached a point
where the elements of the scheme need
to be fully defined to Developed Design
Stage and signed off by all parties. All
parties need to be aware of the impact of
changes after the completion of this stage
of the project which may mean abortive
work and incur additional fees and impact
on the agreed programme.
Documents
I) Detailed Developed Brief
The RIBA Work Stage 3 Concept Design Brief will inform the
process of Detailed Developed Design.
The Concept Design Brief is enhanced with additional detailed
information including detailed room data sheets and detailed user
requirements.
The performance and life expectancy of elements of the design are
to be included at this stage, health and safety, maintenance, facilities
management, repair and replacement, also a clear statement on
sustainability is required.
The final document now becomes the Consolidated Developed
Design Brief and is signed off by the PB.
The brief will be informed by the room data sheets which will be
signed off by the users/client group.
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Date: June 2014
i) Consolidated Brief
ii) Room Data sheets
III) RIBA Work Stage 3 Report
The following documentation must be included in the
Report which is to be presented and signed off by the PB
with approval to proceed to the next stage:
Document Work Stage 3 Report
II) LSE Internal Stakeholder Meeting No.3
A review meeting to be held with internal bodies to
discuss the overall scope of the scheme, the
following attendees are given as examples:
Maintenance
LSE Fire Consultants
Office Management
Teaching and Learning Services
Security
DDA Advisor
Health and Safety Advisors
Energy Manager / Sustainability Team
Head of Space Management
IMT including Telecomms
i)
ii)
iii)
iv)
v)
vi)
vii)
viii)
ix)
x)
xi)
xii)
Standard Agenda
xiii)
Developed Brief
Design vs Function
Scheme Design Proposals
Room Data Sheets
Detailed Programme
Detailed Cost Plan
VfM/VE
Detailed Risk Register
Project Execution Plan update.
Planning
Procurement
Strategies for:
- Cleaning
- Maintenance
- Security
- Access (DDA)
- IMT
- Sustainability including energy, carbon
savings and waste management
H&S statement
iv) Project Director Audit No.4
Internal audit to ensure all required actions taken and
documentation completed
Stage 5 Technical Design
to Production Information
(RIBA Work Stage 4)
Project Director
Audit No 5
Design Freeze
Cost plan
Checks
Design
Change
Control
VfM/VE
Technical Design
RIBA Work Stage 4
RIBA Stage
4 Design
Report
Design
Change
Control
Project Team
Meeting
PEP
Update
Project Board
Meeting No. 4
Cost plan
Checks
Tender/ITT
Documentation
Procurement
Vehicle
Yellow = Documents/Strategy
Red = Audits/PB/FGPC
Orange = Site works
Purple = Design
Prepared by: Martyn Fisher
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Date: June 2014
Quotations/
Tender
Lists
Purchasing
Notification
Financial
Regulations
Blue = Meetings
Project Team
Meeting
GATEWAY FIVE
Design
Team
Review
Contractor
Procurement
Green = Approvals
Pre-Tender
Cost Report
Contractor
Shortlists
Design
Team
Review
OJEU
Reqs
OJEU
Action
OJEU
Selection
Stage 5 Technical Design to Production Information (RIBA Work Stage 4)
The project has reached the stage
where technical design commences
and the procurement route needs to
be agreed and put in place. A design
freeze point must be clearly identified
and the implications set out for the
Client body regarding scope changes
after this point.
A Design Change Control system is to be adopted to track any
change either from the Design Team or User/Client.
Documents
i) Technical Design RIBA Work Stage 4
The Design Team will need to collaborate closely and
agreements made on responsibilities for producing what
information architect, other consultants, contractors or other
specialist firms etc.
All changes to the design and specifications need to be
carefully monitored and controlled, a Design Change Control
Form is required to track and agree changes.
ii) LSE Internal Stakeholder Meeting No.4
A review to be held with internal bodies to discuss the overall
scope of the scheme, the following attendees are given as
examples:
Maintenance
LSE Fire Consultant
Office Management
Teaching and Learning
Services
Security
DDA Advisor
Health and Safety Advisors
Energy Manager /
Sustainability Team
Head of Space Management
IMT including Telecomms
Purchasing
Standard Agenda
Prepared by: Martyn Fisher
15
iii) Stage 4 Report
Detailed design vs
functional requirements
Specifications (proscriptive
and performance)
Detailed design drawings,
schedules etc
Document Control
Design Change Control
Form
Co-ordination across
disciplines
Employers Requirements
(RIBA Work Stage)
vi) Stage 4 Tender / ITT Information
Detailed Risk Register
Detailed Programme
Elemental Cost Plan
Detailed VfM/VE
Internal Stakeholder Meetings
(minutes)
Procurement
PEP update
The Design Team deal with all aspects of producing co-ordinated
information, drawings, schedules, specifications and the like.
Ensure that the team are fully aware of their responsibilities and
have a detailed co-ordinated programme of works for this stage with
key milestones for co-ordination reviews and cost checks.
Requirements for work schedules should have been agreed prior
to this stage.
The information at this stage will form the basis of the Building
Regulations submission, to either an Approved Inspector or Local
Authority.
vii) Pre-Tender Action
Paralleling the Design Team actions the Capital Development
Team will set up the requirements for requisite tender procedures,
including OJEU requirements if necessary. Financial regulations
On completion of the technical design all parties are to be
checks are required at this stage and projects are to have the
formally notified that the project has reached the design freeze
relevant quotations/tender review in place.
stage and all parties are to be made aware of the impact of any
Exceptions to the Financial Regulations can be applied for but the
changes beyond this stage.
circumstances are strictly controlled and must be agreed with the
Design Freeze Sign Off (PB/User/Design Team)
PB/Director of Finance and Facilities/Director of Estates/Director of
Capital Development as required.
v) Procurement
The Purchasing is to be notified of the actions being taken and
that OJEU/Tender Action/Quotations are being sought on the
The procurement route will have been agreed at RIBA Work
Stage 3 and the stages for proceeding to tender are now enacted. project.
Various checks will be required and the Purchasing Office will be Checks are to be made on potential contactors to ensure they
notified and assist in the process through the e-procurement and, are suitable for inclusion on tender lists:
where desirable, establishing criteria and scoring responses.
Contractor shortlists are to be tabled at the PB for agreement
Pre-tender reviews are to be held with the Design Team during
Conditions of the Form of Contract to be reviewed and agreed
this phase.
together with the preliminaries.
iv) Design Freeze
Document Set
References
D+B Financial Checks
Construction Line / LUPC
i) Financial Regulations Limits
viii) Pre-Tender Interviews
ii) Quotation forms
ix) Selected Tenderer List
x) Form of Contract
iii) Tender Documentation
iv) OJEU Requirements
v) OJEU Notices
vi) Purchasing Notification
vii) OJEU Selection Process (agreed
and evaluation)
Date: June 2014
Previous LSE Projects
The Quantity Surveyor if used must produce a Pre-Tender Cost
Report before moving on to the Tender Action Stage.
viii) Project Director Audit No.5
Internal audit to ensure all required actions taken and
documentation completed
Stage 6 Tender Action
(RIBA Work Stage 5)
Design Team
Review
Tender
Verification
and Cost
Tender
Documentation
Pre-Tender
Review
Project
Team
Meeting
Tender Issue
Mid-tender
Interviews if
required
Post Tender
interviews
Tender Return
Tender Report
Procurement Office
Action
Project Board
Number 5
PEP
Update
Green = Approvals
Blue = Meetings
Yellow = Documents/Strategy
Red = Audits/PB/FGPC
Orange = Site works
Purple = Design
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Date: June 2014
Contractor
Selection
Appoint
Contractor
Project
Director Audit
No 6
GATEWAY SIX
Stage 6 Tender Action (RIBA Work Stage 5)
On completion of the Tender
Documentation it will be collated and
checked prior to issue to the selected
tender list. It is important that the
information and instructions to the
tenderers are clear.
Documents
i) Tender Documentation
LSE standard tender forms are to be used on all projects being
issued for tender and accessed via the e-procurement system
All tenders are to be given a unique reference number issued
by Purchasing
Notification is to be given to the Purchasing that a tender is to
be issued, who is on the tender list and what the issue and return
dates are.
The tenderers are to be notified of impending tender issues
Identify if mid-tender interviews are required
Schedule of site visits to be maintained
All tenders are to be returned via the Purchasing eprocurement system
No hard copies of tenders are to be issued/returned.
LSE Standard Forms of Tender Set
i) ITT Sections 1+2
Contract Documentation checklist
ii) Form of Tender
Insurance documents to be checked
ii) Tender Breakdown
Request for contract to be executed by
Company Secretary and Pro-Director
iii) Response to Tender Questionnaire
iv) Preliminaries including form of contract to
be used
v) Standard Set of Appendices
Instructions for use of Purchasing e-procurement
register
ii) Tender Returns
Purchasing will log all returns and pass them to the Project
Manager for opening/evaluation including transfer to external
consultants.
Post-tender interviews are to be held if required
The tender return information is then reviewed and checked
accordingly for completeness etc., and a Tender Report is then
produced together with a recommendation and reported to the
PB.
Where tenders are over the project budget cost saving options
are to be undertaken and reported to the PB.
Upon approval to appoint a contractor Purchasing to be
notified of successful contractor. All unsuccessful contractors to
be notified in writing by Purchasing.
Note: it is best practice to have a 10 day standstill period
Purchase Order
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Date: June 2014
iii) Contract Documentation
Contract Documentation to be prepared for execution
iv) Project Director Audit No.6
Project audit to be undertaken prior to completion of this
stage of procurement
Stage 7 Construction
(RIBA Work Stage 6+7)
Pre-start
Review
Pre-contract
Meetings
Pre-handover
Inspections
Project
Director Audit
No.7
Pre-start site
inspections
Enabling Works
Post Project
Evaluations/
Audit
Meeting
Schedules
Contract
Commencement
Risk
Reviews
Main Contract Works
Practical
Completion
Change
Control
Cost
Reports
Progress
Reports/
Programme
etc
Asbestos surveys/
geotech
Project
Team
PEP Update
Green = Approvals
Blue = Meetings
Yellow = Documents/Strategy
Red = Audits/PB/FGPC
Orange = Site works
Purple = Design
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Date: June 2014
Client Fit Out
Completion
User and After
Care
END
Stage 7 Construction (RIBA Work Stages 6 + 7)
Prior to the commencement of works on
site there are still a series of actions that
are required to ensure the project is set
up correctly and that the School is ready
for the works to commence. This applies
more rigorously to works in occupied
buildings.
Documents
i) Project Planning
A Pre-Start Review is to be undertaken with key LSE Staff
including the Internal Stakeholder Meeting attendees,
occupants of buildings where the works is taking place.
A Pre-Contract Meeting will be held with the contractor and his
site team together with key LSE Staff who will have an interface
with the proposed works.
A Pre-Start Site Inspection is required to verify site conditions
etc prior to handover to the contractor.
Notification is to be given to LSE Finance regarding insurance
and cash flow prior to works commencing.
All site investigations are now to be completed including any
Asbestos survey works and any final geotechnical
investigations or demolitions or enabling works.
Pre-Start Checklist
Pre-Contract Meeting Agenda
User/Building Occupant Notification
Final Fire Alarm Protocol Sign Off
Maintenance/Cleaning Dept. Notification
Insurance Notification
PEP Update
F10 has been completed and submitted
Party Wall Notices completed if required
ii) Project Director Audit No.7
Final audit prior to commencement of contract works
iii) Operations on Site
Reporting lines and reporting schedules are required to be set up
so effective monitoring of the project is in place
Prior to Practical Completion pre-handover inspections to be
made with LSE staff who will interface with the project on
completion, e.g. FM, IMT, Security, other support.
Site Meetings
Design Team Reports
Programme updates
Risk Register updates
Cost Reports
Change Control
Clerk of Works Reports (if appropriate)
Inspections (Design Team)
Inspections (LSE)
Selection of samples
VAT Exemption Certificate Schedule
Interim Programme and Valuation Certificates
Pre-handover inspections
Contractors responsibilities during the Defects Period
iv) Practical Completion
The Design Team is to liaise with the contractor on the
requirements for the formal handover and granting of Practical
Completion. This will include inspections of the works, handover of
all testing and commissioning certification and the Operational and
Maintenance Manuals.
A formal handover meeting to be arranged with all parties
in attendance and all Client parties are aware of their
responsibilities, including FM, IMT, Security, other support
Notification is to be given to LSEs insurers
Health and Safety Plans in place
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Date: June 2014
Agreement to be made on reporting of defects during
the Defects Liability Period
O+Ms are in place and Facilities Management /
Maintenance Operatives have been briefed accordingly
As built drawings have been issued for record
Health and Safety File is completed
All keys have been issued
All security requirements are in place and operational
All firefighting equipment is in place
All IMT requirements and data points are referenced/live
Energy/Carbon information to Sustainability Team
SWMP information to Sustainability Team
Final Account Process to be established and programme agreed
Agreed O+M format (electronic and hardcopy)
Insurance Notification Form
Schedule of all spares
Schedule of all keys/swipe and access cards
Projects Completion Checklist
iv) Post Occupation Completion Aftercare Actions
Post Project Evaluations are to be undertaken on all projects to
review all aspects of the scheme.
Arrangements for independent Project Audits to be put in place
where certification is required for release of any funding retentions
by external bodies
Procedures to be agreed for monitoring and reporting on defects
during Defects Liability Period
Capital Projects Administration to audit filing for completeness
Capital Projects Administration to record and archive Contract
Documents and all project filing
