Ann. N.Y. Acad. Sci. ISSN 0077-8923
ANNALS OF THE NEW YORK ACADEMY OF SCIENCES
Special Issue: Global Perspectives on Esophageal Diseases
REVIEW
Recent advances in Barrett’s esophagus
John Inadomi, 1 Hani Alastal,2,3 Luigi Bonavina,4,5 Seth Gross,6 Richard H. Hunt,7
Hiroshi Mashimo,8,9 Massimiliano di Pietro,2 Horace Rhee,10 Marmy Shah,11
Salvatore Tolone,12 David H. Wang,13 and Shao-Hua Xie14
1
Division of Gastroenterology, University of Washington School of Medicine, Seattle, Washington. 2 MRC Cancer Unit at the
University of Cambridge, Cambridge, UK. 3 Faculty of Life Sciences and Education, University of South Wales, Newport City,
UK. 4 Department of Biomedical Sciences for Health, University of Milano School of Medicine, Milan, Italy. 5 Division of General
Surgery, IRCCS Policlinico San Donato, Milan, Italy. 6 Division of Gastroenterology, New York University, New York, New York.
7
McMaster University, Hamilton, Ontario, Canada. 8 Division of Gastroenterology, Harvard Medical School, Boston,
Massachusetts. 9 VA Boston Healthcare System, Boston, Massachusetts. 10 Division of Gastroenterology and Hepatology,
Stanford University, Palo Alto, California. 11 Division of Gastroenterology, Loyola University Chicago Stritch School of Medicine,
Chicago, Illinois. 12 Division of General, Mini-Invasive and Bariatric Surgery, University of Campania “Luigi Vanvitelli”, Naples,
Italy. 13 Division of Hematology and Oncology, UT Southwestern Medical Center and VA North Texas Health Care System,
Dallas, Texas. 14 Department of Molecular Medicine and Surgery, Karolinska Institute, Stockholm, Sweden
Address for correspondence: John Inadomi, M.D., Division of Gastroenterology, University of Washington School of Medicine,
1959 NE Pacific Street, Box 356424, Seattle, WA 98195. jinadomi@uw.edu
Barrett’s esophagus (BE) is the only known precursor of esophageal adenocarcinoma, one of the few cancers with
increasing incidence in developed countries. The pathogenesis of BE is unclear with regard to either the cellular
origin of this metaplastic epithelium or the manner in which malignant transformation occurs, although recent
data indicate a possible junctional origin of stem cells for BE. Treatment of BE may be achieved using endoscopic
eradication therapy; however, there is a lack of discriminatory tools to identify individuals at sufficient risk for
cancer development in whom intervention is warranted. Reduction in gastroesophageal reflux of gastric contents
including acid is mandatory to achieve remission from BE after endoscopic ablation, and can be achieved using
medical or nonmedical interventions. Research topics of greatest interest include the mechanism of BE development
and transformation to cancer, risk stratification methods to identify individuals who may benefit from ablation
of BE, optimization of eradication therapy, and surveillance methods to ensure that remission is maintained after
eradication is achieved.
Keywords: Barrett’s esophagus; esophageal adenocarcinoma; screening; surveillance; endoscopy; imaging
Background
Barrett’s esophagus (BE) is defined as the replacement of the normal squamous lining of the
esophagus with columnar epithelium (intestinal
metaplasia) and is the only known precursor for the
development of esophageal adenocarcinoma (EAC).
While the incidence of EAC has increased in western countries over the past several decades, the
vast majority of patients with BE do not develop
EAC. The main barriers to optimal management of
BE include the inability to accurately identify individuals harboring Barrett’s or correctly stratify the
risk for EAC in individuals with BE, and achieving
durable eradication of intestinal dysplasia and metaplasia. Our review examines emerging data about
the pathogenesis, screening and surveillance strategies, and treatment options for individuals with
BE.
Pathogenesis of BE
The metaplastic transition from a stratified squamous to glandular columnar epithelium, which
defines BE remains poorly understood, hampered
in part by uncertainties regarding the cellular
doi: 10.1111/nyas.13909
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Barrett’s esophagus
Figure 1. Cellular origins of Barrett’s esophagus. Potential theories that give rise to Barrett’s epithelium include (1) reprogramming
of native squamous stem cells, (2) repopulation from submucosal gland stem cells, and (3) migration of gastric stem cells including
cells at the squamocolumnar junction (see Ref. 1).
origin. Several potential theories have been proposed including reprogramming of squamous stem
cells, repopulation from submucosal esophageal
glands, or direct extension of gastric cells adjacent
to the esophagus.1 Active investigation is being pursued for each of these potential cells of origin and
ultimately they could all contribute to the pathogenesis of BE (Fig. 1).
One study used a p63 gene knockout mouse in
which precursor cells of metaplasia were found at
the squamocolumnar junction (SCJ).2 Upon distal esophageal injury, these junctional cells rapidly
expand and replace squamous mucosa presumably
in the absence of additional mutations. Similarly,
a rodent model of BE that overexpresses cytokine
IL-1 found progressive inflammation, metaplasia,
and even dysplasia localized at the SCJ.3 The development of these metaplastic glands was potentiated by bile acids and hypersecretion of gastrin.4
Recently, Jiang and coworkers identified a multilayered transitional zone in the murine SCJ with
a basal layer of cells.4 With multiple lineage tracing strategies, in vitro 2D and organoid cultures,
the authors showed that these basal cells at the
SCJ act as progenitors to maintain the transitional
columnar epithelium. These cells can transform to
intestinal-like mucosa with goblet cells after surgical redirection of bile acid to the esophagus or
ectopic expression of CDX2, an intestinal transcription factor expressed in BE. The same murine
2
markers of basal (p63+ KRT5+ KRT7+ ) and luminal (p63– KRT7+ ) cells have also been found in the
human SCJ and organoids derived from these cells
express markers of Barrett’s epithelium when overexpressed with CDX2. These results support the
hypothesis that transitional basal cells at the SCJ
give origin to the intestinal metaplastic epithelium
in BE. Acid reflux certainly plays a role in the pathogenesis of BE; however, the main effect may not
be a chemical injury but rather the induction of
inflammation in the distal esophagus. A prospective study following patients with severe esophagitis
successfully treated with acid suppression, who subsequently discontinued medication, observed that a
T-cell lymphocytic infiltration developed in squamous epithelia in the absence of mucosal erosions.5
The mechanism underlying this observation was
examined by Souza et al. in an animal model of surgically induced reflux. They reported that cytokines
originating from squamous cells, including IL-1,
potentially attract T lymphocytes in response to
acid reflux.6 These human and animal observations support the hypothesis that gastroesophageal
reflux might cause esophagitis through a cytokinemediated mechanism rather than caustic acid injury.
BE recurrence post endoscopic ablation could
originate from deeper stem cells surviving mucosal
ablation.7 Several genetic studies have demonstrated the clonality of Barrett’s glands and the
evolution into adenocarcinoma through progressive
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mutations.8,9 Using gene expression profiling and
exome sequencing, Barrett’s stem cells have been
found to be distinct from esophageal and gastric
stem cells derived from the same patient. Interestingly, many metaplastic cells already harbored driver
mutations found in EAC, and yet other cells contain
a similar mutational burden as the adjacent normal gastric stem cells.10 Yamamoto et al. isolated
ground state esophageal, BE, and gastric stem cells
from matched biopsies derived from patients with
BE.10 These stem cells possess the ability of longterm self-renewal, multipotent differentiation, and
absolute commitment to their original lineage. They
express SOX9 and CDH17 and can generate in the
air–liquid interface 3D cultures with goblet cells and
expression of typical BE markers. The derived stem
cells showed distinctive mutational spectrum common to BE and EAC, including homozygous loss of
CDKN2A (gene for p16) and less commonly TP53
and other established oncogenes. Immortalization
and subcutaneous injection in the immunodeficient
mice generate tumors that recapitulate morphologically human adenocarcinomas.
In summary, this evidence supports the hypothesis that BE could originate from transitional basal
progenitors at the SCJ. More work is required to
establish the similarity between these progenitor
cells and the stem cells identified within BE. Further validation of these data is required to confirm
the nature of the Barrett’s stem cells.
Screening
Current strategies to detect BE are inadequate. The
vast majority of patients who develop EAC are not
diagnosed with BE prior to their cancer diagnosis;
conversely, cancer is a rare outcome among individuals with BE who are undergoing endoscopic
surveillance to detect dysplasia and cancer.11 It is
clear that strategies to detect BE based on the presence of symptoms of gastroesophageal reflux disease
(GERD) are ineffective. There are risk factors other
than reflux symptoms that are associated with BE,
such as obesity, age, sex, race, and smoking history.
Women, even those with gastroesophageal reflux
symptoms, have a risk of EAC that is similar to the
risk of breast cancer among men.12 While obesity,
or more specifically abdominal obesity or waist circumference or waist-to-hip ratio, is associated with
BE and EAC, the time trends of obesity do not match
the time trends of EAC across countries. For exam-
Barrett’s esophagus
ple, the greatest rise in EAC incidence has occurred
in the Netherlands, yet the rate of obesity has not
increased to the extent seen in the United States
where the absolute number and rate of increase in
EAC trails the Netherlands.13 Similarly, smoking is
associated with EAC but the proportion of smokers in the United States, the Netherlands, and Spain
have been decreasing during the period of increase
in the rate of EAC.13
National guidelines vary in the recommendations
for screening. The most recent is from the American College of Gastroenterology in which the low
incidence of cancer among women influenced their
recommendation to screen only men with gastroesophageal reflux symptoms with two of the following additional five factors: age 50 years and older,
Caucasian, central obesity, smoking, or a family
history of BE.14
Surveillance
One of the keys to effective and efficient surveillance
is the identification of patients with BE who are at
high risk of progression to EAC and would benefit from surveillance and treatment, and those with
low risk in whom surveillance could be discontinued. Parasa et al. recently developed and validated a
scoring system based on four differentially weighted
parameters (two clinical and two endoscopic) that
accurately stratified patients with BE into three risk
categories.15 The greatest risk was conferred upon
those with low-grade dysplasia (LGD) (11 points),
male sex (9 points), cigarette smoking (5 points),
and the length of BE (1 point per cm of length).
Patients scoring more than 20 points had an annual
risk of progression to high-grade dysplasia (HGD)
or cancer of 2.1%, while those scoring 10 points or
fewer had an annual risk of 0.13%. Patients whose
scores were between 11 and 20 points had an average annual risk of 0.73%. Interestingly, inclusion
of other factors including age, race, and obesity, or
body mass index did not improve the model prediction, which have been reported in prior studies as
risk factors for EAC.16,17 The Parasa/Sharma scoring
system does not only highlight patients who most
benefit from surveillance, but also it is able to identify patients with BE who possess a low risk of cancer
and may potentially be discharged from a surveillance program.15
There are emerging biomarkers that may
assist in stratifying the risk of cancer among
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individuals with BE and different prediction models
have been proposed combining both the epidemiologic variables and biomarkers.18 Martinez and collaborators analyzed brush cytology specimens from
195 nondysplastic BE (NDBE) patients in order
to identify molecular biomarkers of cancer risk.19
Fourteen patients developed either HGD or adenocarcinoma during follow up. The authors used
fluorescence in situ hybridization to assess seven
markers (CEP7, CEP17, TP53, CDKN2A, ERBB2,
20q, and MYC). By comparing the change in the
clonal composition between the two-time points,
the authors found an overall dynamic equilibrium
with relatively stable levels of genetic diversity over
time. However, patients who progressed had higher
levels of clonal diversity at baseline that could be
predicted using single-probe clonal diversity measures of MYC or CEP7.
There is abundant evidence that TP53 mutations, changes in DNA ploidy, and persistence of
LGD diagnosed by consensus of expert pathologists more accurately predict neoplastic progression in patients with BE. Mutation of the tumor
suppressor TP53 correlates well with HGD and
EAC as shown in 40 patients with NDBE and 39
patients with HGD.20 TP53 was mutated in 72%
of HGD and 69% of EAC samples and only in
2.5% of NDBE. TP53 immunohistochemistry often
is used as an alternative to mutational analysis
with strong and diffuse expression felt to represent
mutated TP53. In multiple studies, TP53 overexpression precedes by several years the development
of HGD or EAC.21,22 As a result, the British Society of Gastroenterology Guidelines on the Diagnosis and Management of Barrett’s Oesophagus
recommends using TP53 immunohistochemistry
(grade B, evidence from clinical studies that are
not randomized) as an adjunct to routine diagnosis
of dysplasia in BE.23 The follow-up studies have
demonstrated that TP53 immunohistochemistry
decreases “indefinite for dysplasia” diagnoses and
increases interobserver diagnostic agreement.24
Since TP53 acts as a gatekeeper of genomic stability, it is not surprising that aneuploidy detected
by flow cytometry also reliably predicts progression
to HGD and EAC.25 A landmark study demonstrated that in patients with BE diagnosed with negative, indefinite, or LGD, those with neither aneuploidy nor an increased 4N fraction, had a 0%
5-year cumulative cancer incidence.26,27 Finally, the
4
persistence of LGD itself increases risk of progression to HGD and EAC. In a retrospective analysis of
a randomized controlled study of patients with LGD
randomized to either surveillance or radiofrequency
ablation (RFA) (the SURF trial), three expert pathologists reviewed baseline and follow-up biopsies on
patients who either were not enrolled in the trial
or were randomized to endoscopic surveillance.28
When consensus was reached by all three pathologists of a diagnosis of LGD on the baseline biopsy,
the odds ratio of neoplastic progression was 47 compared to 10 or 27 when LGD was confirmed by only
one or two pathologists, respectively. In patients
who had LGD diagnosed on two subsequent biopsies, the odds of neoplastic progression was nine.
Emerging biomarkers include differential methylation drift that occurs in “clock genes,” which appear
to reflect the age of Barrett’s tissue in relationship to
the normal squamous tissue; thus, it may be that the
duration of time an individual has BE will be a better
indication of the risk of EAC than the individual’s
chronological age.29
A sampling error is known to occur in endoscopic
biopsies using the Seattle protocol of four-quadrant
biopsies every 2 cm (1 cm in patients with dysplasia)
along the length of Barrett’s epithelium. WATS3D
(CDx Diagnostics) obtains a full-thickness, transepithelial tissue sample using a brush device that is
used through the endoscopy biopsy port and aims
to reduce this error (Fig. 2). A neural network analyzes 100 m thick tissue samples in 1 m optical
slices and synthesizes a single 3D image that provides an en-face view of the epithelium. The studies
have demonstrated significant increase in the detection of dysplasia in BE over standard endoscopic
biopsies alone.30 A recent prospective randomized
study showed that compared with standard fourquadrant biopsies every 2 cm (the Seattle protocol),
WATS plus standard biopsies provided an absolute
increase of 14.4% (95% CI 7.9–19.3) in the cases of
HGD/EAC detected, with a number needed to test
of seven additional patient tests with WATS in order
to detect one additional case of HGD/EAC.31
Advances in endoscopic imaging beyond conventional white light endoscopy (WLE) may also
improve the quality of surveillance to detect neoplasia in patients with BE undergoing surveillance. Besides digital enhancements such as narrow
band imaging (NBI; Olympus), I-Scan (Pentax),
and flexible spectral imaging color enhancement
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Figure 2. WATS: high-grade dysplasia.
(FICE; Fujinon) to allow for improved mucosal
contrast through virtual chromoendoscopy32 and
marked improvement in optics to allow for high
magnification33 and microscopic Endocytoscopy
(Olympus),34 two major imaging modalities have
emerged toward detection of dysplastic and neoplastic lesions: confocal laser endomicroscopy (CLE)
and optical coherence tomography (OCT).
CLE employs a low-power laser to detect fluorescent light from tissues at cellular and subcellular levels of resolution. Two major commercial
R
endoscopic CLE (eCLE;
systems are the Pentax
no longer available), which uses a dedicated endoR
disposable probe-based
scope, and the Cellvizio
CLE (pCLE; Mauna Kea Technologies), which can
be introduced through the accessory channel of
standard endoscopes thereby allowing the concomitant use of virtual chromoendoscopy such as NBI for
added diagnostic value.35 The pCLE offers a standard miniprobe with a 600 m field and 70–130 m
depth of view, and high-definition probe with a
more restricted 240 m field and 50–65 m depth
of view. CLE generally uses topical (e.g., fluorescein,
acriflavine, tetracycline, or cresyl violet) or intravenous (e.g., fluorescein) contrast agents to provide
“optical biopsies” and potentially decide on treatment without blind biopsies or histopathological
interpretation.36 However, CLE is currently limited
Barrett’s esophagus
by the small coverage area, contrast agents that may
obscure the view with extravasation during ablative
therapies, and inability of pCLE to simultaneously
mark the imaged mucosal surface for guiding biopsies, ablations, and resections.
Several histopathology criteria have been established to discern regions of nondysplastic and dysplastic BE. The Mainz criteria based on mucosal
architecture and vascular patterns demonstrated a
sensitivity and specificity of 93% and 94% for BEassociated dysplasia, respectively, with a high interobserver agreement.37 The use of eCLE was also
demonstrated to reduce the number of biopsies
and increase the sensitivity for detecting dysplasia from 40% to 96% without significant reduction
in specificity, thereby exceeding the Preservation
and Incorporation of Valuable endoscopic Innovation (PIVI) threshold.35 In another multicenter
study, the use of pCLE improved the sensitivity and
specificity of detecting dysplasia from 45.0% and
88.2% using WLE with NBI to 75.8% and 84.2%,
respectively.36 In another study, 100 patients at a
tertiary referral center were evaluated by WLE, of
whom 50 also had pCLE imaging, HGD was found
in three of 100 patients and LGD in 16 of 100
patients. With WLE alone, 10% of patients with
no suspicious lesions were found to have dysplasia
on random biopsies. With the addition of pCLE,
suspicious areas for dysplasia were detected in 21
of 50 patients and confirmed as dysplasia in 14 of
50 cases, showing a sensitivity of 100%, specificity
of 83%, and positive and negative predictive values of 67% and 100%, respectively.38 Through a
consensus of pCLE users, the Miami criteria were
developed and showed a 88% sensitivity and 96%
specificity for detecting dysplasia/EAC, with kappa
agreement of 0.72.39 Another pCLE criteria incorporated saw-toothed epithelial surface with pleomorphic enlarged cells and glands that are unequal
in shape and size, plus areas depleted of goblet cells.
The overall accuracy in diagnosing dysplasia was
81.5% with good interobserver agreement (kappa
of 0.61), no significant difference between experts
and nonexperts, and a short learning curve.40 Use
of the same criteria was also compared among gastrointestinal pathologists and demonstrated similar
accuracy (77.8%), interobserver agreement (kappa
of 0.65) for interpreting the same set of videos
as endoscopists.41 More recently, the sensitivity,
specificity, and accuracy of pCLE for detecting
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Inadomi et al.
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HGD/EAC in the absence of visible lesions were
92.9%, 71.4%, and 80%, respectively, compared to
78.6%, 61.9%, and 68.6% for histological biopsy,
respectively, when using the final histological results
after endoscopic resection.42 Meta-analysis of CLE
performance compared to random four-quadrant
biopsies reported a sensitivity for detecting patients
with HGD and EAC of 86% and specificity of 83%.43
Another recent meta-analysis showed that the additional detection rate of CLE for per-lesion detection
of dysplasia in patients with BE was 19.3% compared to NBI with a pooled sensitivity of 72.3% compared to 62.8% for NBI, but with similar specificity
of 83.8% for CLE and 85.3% for NBI.44 However,
these studies were performed at tertiary academic
referral centers and may not be reflective of performance achievable in a community practice. Enthusiasm for CLE is somewhat guarded by another study
showing that the combination of pCLE and WLE
to assess residual metaplasia after ablation or resection did not necessarily improve determination of
treatment versus continued surveillance when compared to WLE alone.45 Moreover, CLE has not been
shown to be superior to other advanced imaging
modalities.35
OCT is a uniquely suited imaging modality that
provides a real-time wide-field near-microscopic
and depth-resolved evaluation of the esophagus.
Unlike surface endoscopic image enhancements
such as chromoendoscopy, magnification endoscopes, NBI, or color digital enhancements, OCT
can reveal a subsurface detail down to approximately 3 mm depth with approximate 5–7 m
axial resolution. OCT technology is thus capable
of obtaining deeper images with similar resolution compared with currently available confocal
endomicroscopy, but without the need for intravenous contrast agents that may extravasate and
obscure visualization during biopsies or endoscopic
mucosal resection (EMR). Moreover, unlike confocal endomicroscopy, OCT allows visualization of
a large surface area or even the entire esophagus.46
This is of particular importance since dysplasia often
arises as small and scattered lesions within BE and
current random biopsies using the Seattle protocol
assess less than 3% of the BE surface. As such, OCT
is uniquely poised for both pre and postablative
assessment in BE. Present commercial endoscopic
R
(NinePoint Mediplatforms are the NvisionVLE
TM
cal) and the LuminScan (Micro-Tech).
6
As a preablative tool, OCT is conceivably optimized to identify who, where, and how to ablate. Its
role to identify who to ablate will be contingent on
meeting the PIVI thresholds of the American Society for Gastrointestinal Endoscopy,47 toward which
current OCT work is approaching, with reassuring
agreement among high-volume users.48–51 Where to
ablate may be less of an issue, given that the present
ablative paradigm is to destroy all metaplastic tissue
once dysplasia is detected; however, this may achieve
greater relevance if future studies demonstrate a
need for a focally directed ablation for durable eradication of BE. OCT may also help during ablation,
particularly for assessing the lateral borders of dysplasia during EMR.52 OCT is also poised to address
choosing how to ablate. The present ablative methods include RFA, cryoablation, EMR or endosurgical or endoscopic submucosal dissection (ESD),
photodynamic therapy (PDT), and hybrid lift-argon
plasma coagulation (APC). OCT has revealed that
the depth of BE is quite variable, and several markers
are predictive of poor RFA response, including BE
thickness of >333 m and the number of residual
gland-like structures immediately following RFA.53
OCT has also demonstrated that tissue architectural change suggestive of ablative depth is deeper
for cryoablation compared with RFA.54 Thus, taken
together, OCT may be helpful in identifying patients
who may be more optimally treated using methods other than RFA. Moreover, OCT detects areas
of subsurface fibrosis such as over the regions of
prior EMR or PDT, and recent advances in OCT
using speckle pattern analysis (similar to Doppler
ultrasonography) have allowed the identification of
abnormal microvasculature correlating with areas of
dysplasia.55 Such information may help guide areas
to avoid using EMR/ESD and direct areas for focal
ablation.
OCT is also likely to play a significant role postablation, particularly since the neosquamous epithelium may cover over areas of BE, dysplasia, or
nascent cancer. OCT is able to show that the majority of patients have subsurface gland-like structures
even after RFA,56 which was underappreciated from
random superficial biopsies that sample less than
1/40 of the surface under the current Seattle protocol. The significance for neoplastic progression of
these buried glands remains unclear, since certain
marker studies suggest a downregulation of stem
cell and proliferative properties.57
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Several upcoming advances in OCT technology
are addressing some of the unmet needs in BE
imaging. Laser-marking balloon OCT (NvisionR
, NinePoint) will hopefully
VLE Imaging System
address what specific image features correlate best
with dysplasia by allowing precise coregistry of
images with histological samples. An ongoing multicenter study may also enable future computer-aided
diagnosis to help identify regions of dysplasia or
early cancers. This marking system may also help
mark areas for ablation or resection, and the precise
energy delivery may also render this a therapeutic
tool for targeted ablation in the future. The tethered capsule OCT58,59 may allow an office-based
nonendoscopic screening and possible surveillance
of at-risk patients and help identify patients at risk
for progression to cancer early, when they are yet
most likely to benefit from interventions. However,
as with CLE, these modalities have yet to be proven
broadly applicable in community-based practices
where the pretest probability of dysplasia is lower
compared to academic centers. There is presently
no single ideal imaging device for BE surveillance
and point-interrogation and higher magnification
reduce the breadth of field and restricted depth.
Also, a significant disadvantage of OCT is presently
the inability to localize fluorescent biomarkers for
molecular imaging. As such, fluorescent molecular
endoscopy (FME) is an exciting field of research
as it can potentially allow direct endoscopic imaging of molecular markers related to progression
to dysplasia or cancer. FME employs fluorescently
labeled probes, administered either topically or
systemically, and an endoscopic detection system
to visualize specific fluorescence in a range not
affected by natural autofluorescence (typically in the
near-infrared range). Examples of molecular probes
used so far for Barrett’s dysplasia include the antivascular endothelial growth factor A (VEGFA) antibody bevacizumab,60 wheat germ agglutinin, which
probes cancer-related surface glycoprotein,61 and
a synthetic polypeptide ASYNYDA, which likely
binds cyclophilin A.62 These detection modalities have only been validated ex vivo or in very
small and selected patient cohorts and will require
further studies to prove their potential in Barrett’s dysplasia detection. Future imaging will likely
incorporate multimodal surveillance allowing
simultaneous imaging of fluorescence,63 or incorporate other novel imaging modalities such as
Barrett’s esophagus
light scattering spectroscopy64 or angle-resolved low
coherence interferometry65 to further improve the
quality of surveillance.
Treatment
Current guidelines suggest that the risk of cancer
progression in patients with NDBE is 0.2–0.5% per
year, with an incidence of 3.3–6.2%/1000 person
per year.14 Thus, the recommendation for NDBE
patients is to undergo endoscopic surveillance every
3–5 years, and to be prescribed once-daily protein
pump inhibitor (PPI) therapy, using higher doses
only if it is necessary to achieve a better control of
reflux symptoms. Furthermore, it is suggested that
endoscopic ablative therapies should not routinely
performed in NDBE because of its low risk of cancer
progression, and that antireflux surgery should not
be considered as an antineoplastic procedure.
Endoscopic therapy for BE
There are several modalities available for the treatment of BE, each having its strengths and deficits.
EMR is the treatment of choice for nodular disease,
short segment disease, and focal lesions in longsegment BE. Multiple studies have demonstrated
that complete eradication of intestinal metaplasia
(CE-IM) is high (80–85%).66–68 However, the longterm recurrence rate varies from 16% to 39% for
CE-IM and 6% for recurrence after achieving complete eradication of neoplasia (CE-N) respectively.
The major complication is stricture formation that
occurs in 37% of patients.
RFA is the use of thermal energy to destroy tissue and allowing for replacement of the tissue with
neo-squamous epithelium. The AIM dysplasia trial
illustrated a 98% CE-N and 91% CE-IM.69 A metaanalysis by Orman et al. reported that among 3802
patients treated with RFA 91% achieved CE-N and
78% CE-IM.70 The UK Halo registry reported that
after a mean of 2.5 RFA procedures (19 months of a
follow-up), 81% of patients achieved CE-N and 62%
achieved CE-IM. Three percent of patients, however,
developed invasive cancer after 12 months despite
endoscopic therapy.71 Strictures were reported in
5.6% of patients.72
In complex cases, a combination of multiple
modalities may provide the best results. Combination therapy with EMR followed by RFA was
examined by Phoa et al. who performed a multicenter study in 132 patients with BE and HGD or
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early adenocarcinoma. Over a 5-year follow up, they
reported 92% CE-N and 87% CE-IM after combination therapy. The recurrence rate of neoplasia
after complete eradication was 4% and recurrence
of metaplasia was 8% at a 27-month follow up.73
EMR had a higher risk for esophageal stricture (OR
4.7), perforation (OR 7.0), and bleeding (OR 6.8).74
Sengupta et al. reported the use of cryotherapy in
a cohort of patients who had failed to achieve eradication of dysplasia despite three RFA sessions.75 Of
121 patients with dysplasia who underwent RFA,
30 (25%) failed RFA therapy of whom 16 underwent cryotherapy as salvage. CE-N was achieved in
12 (5%) and CE-IM was achieved in 5 (31%) of
patients. Stenosis was reported in three (19%) of
patients; however, all responded to dilation therapy.
Larger prospective trials are needed to study the role
of cryotherapy in RFA refractory disease.
The APE study evaluated the efficacy of APC versus surveillance for patients who had undergone
EMR for neoplastic BE. The study showed a decrease
in residual (secondary) lesions with APC (3% versus 36%) and the need for secondary therapy.68,76
The hybrid APC technique (submucosal injection
of saline prior to thermal ablation) also showed
promising results in a study by Manner et al. with
78% histologic remission.77 The rate of esophageal
strictures was reported to be 4–9% and 2% in the
APC and hybrid APC arms, respectively. Unfortunately, there is a 30–50% histologic relapse with the
APC techniques. However, there is a paucity of data
for the optimal technique and patient population
that this modality may be best offered to. Long-term
data are currently limited.
There is the need to reduce recurrence of BE after
RFA that may occur in up to 32% of patients.78 A
systematic review and meta-analysis identified PPI
use associated with a 71% risk reduction of EAC
and HGD in BE patients, supporting the role of
acid reduction to reduce cancer risk.79,80 Furthermore, it has been recently proposed that an effective reflux control is associated with a statistical
significant reduction in BE recurrence after RFA.81
Optimizing the PPI dose or receiving fundoplication was correlated with a low rate of BE recurrence
after RFA. Some studies suggest that fundoplication
may result in improved control of gastroesophageal
reflux (acid, weakly acid, and weakly alkaline)82
and is associated with fewer recurrences of intestinal metaplasia after RFA in selected patients with a
8
coexisting hiatal hernia of > 3 cm83 or more severe
reflux exposure.84
Medical therapy
The primary objective for the management of GERD
is to control symptoms, heal esophagitis, and prevent complications such as a peptic stricture.85 The
evidence that supports therapeutic acid suppression
for chemoprevention in BE is based on observations
that the presence of acid increases cell proliferation
and that there is a synergistic effect of acid and bile
on cell proliferation. However, a target pH has not
been defined and it is not known if this is important and if so, what that target pH might be. There
is also an ongoing question of the potential harms
that might be a consequence of long-term acid suppression.
Indirect evidence from retrospective studies supports the use of PPIs as a chemopreventive strategy in patients with BE.86 Several studies have
examined the practice of monitoring a 24-h
ambulatory esophageal pH to titrate the PPI dose
to normalize esophageal acid exposure for patients
with BE. To date, however, there are insufficient
data to introduce this approach into clinical practice and to support the practice of prescribing PPIs
at doses higher than those needed to eliminate the
symptoms and endoscopic signs of GERD. Despite
the lack of hard evidence, there are several important arguments that support the use of standard
dose delayed-release PPIs given twice daily. One
study showed that in healthy volunteers, the intragastric pH was less than 4 in up to one-third of the
nighttime period despite taking esomeprazole 40 mg
twice daily.87 Other studies have shown that between
60% and 80% of patients have persistent intragastric acidity at night despite taking PPIs twice daily
and that about 25% of patients with reflux symptoms fail to respond to twice daily PPI.88,89 In a
further study in GERD patients who were refractory to PPI treatment, using the strictest criteria,
pH was abnormal in 30% of those patients who
were taking once-daily PPIs and in 25% of those
taking their PPI twice daily.90 Clinical studies report
that abnormal esophageal acid exposure persists
after esomeprazole 40 mg three times daily in 16–
23% of patients despite a significant reduction in
acidity.91
The promise of more effective and predicted
control of acid secretion in patients with GERD
C 2018 New York Academy of Sciences.
Ann. N.Y. Acad. Sci. xxxx (2018) 1–12
Inadomi et al.
and particularly BE comes with the new class of
potassium channel acid-blocking drugs.92 These
antisecretory drugs, the first of which is vonoprazan,
block the ingress of potassium to the parietal cell
thus preventing the exchange with H+ ion. Mean
intragastric pH between 5 and 6 is achieved in
healthy volunteers depending on the dose93 and
healing of severe esophagitis exceeds 95% even in
patients with Los Angeles (LA) grade C and D
esophagitis.94
The possibility of reducing cancer risk by combining acid suppression with an additional chemoprevention drug in patients with BE has been considered. Most available reports suggest that aspirin and
other nonsteroidal anti-inflammatory drugs protect against the development of cancer in patients
with BE, but definitive studies are still lacking. The
AspECT study (Clin Trials.gov 2006) is studying the
effect of aspirin and PPIs alone and in combination
in patients with BE to prevent dysplasia progression. At this time, we believe that it is appropriate
to consider the prescription of low-dose aspirin for
patients with BE who also have risk factors for cardiovascular disease but the best guidance will come
with the publication of the final report.95
Surgical therapy
The laparoscopic Nissen fundoplication is the current surgical gold standard for the treatment of
GERD. It is a safe, effective, and durable antireflux
procedure when performed in specialized centers.96
After fundoplication, regression from low-grade
dysplastic to nondysplastic BE has been reported
in 68% and from intestinal metaplasia to nonintestinal metaplasia in 21% of patients. Both types
of regression were significantly more common in
short (<3 cm) than long (>3 cm) segment BE.97
A randomized trial showed that a properly functioning fundoplication is associated with a significantly reduced incidence of Barrett’s progression
compared to medical therapy.98 Finally, a systematic
review and meta-analysis concluded that antireflux
surgery may prevent adenocarcinoma better than
medical therapy in patients with BE, but the risk
remains elevated after antireflux surgery.99 Therefore, cancer prevention appears to be less effective
when reflux-induced damage has already occurred
at the molecular level. In the future, the possibility
that an antireflux operation may alter the natural
history of GERD should be considered based on
Barrett’s esophagus
the intuitive concept that stopping both acid and
biliary components of reflux could normalize gene
expression.
Conclusions
BE is an increasingly prevalent condition that can
lead in the minority of individuals to development
of EAC. Various strategies are available to detect BE
and further risk-stratify individuals to their cancer
risk; however, deficits in our understanding of the
pathogenesis limit our ability to accurately predict
who harbors this cancer precursor and who will
progress to EAC. There are medical, endoscopic,
and surgical treatments that may reduce cancer risk,
but the appropriate use of these interventions will
require additional data about their long-term effectiveness, safety, and costs compared with the natural
history of BE.
Competing interests
The authors declare no competing interests.
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