Johan De Smedt • Helen De Cruz
Editors
Empirically Engaged
Evolutionary Ethics
Editors
Johan De Smedt
An Independent Scholar
St Louis, MO, USA
Helen De Cruz
Danforth Chair in the Humanities
Saint Louis University
St. Louis, MO, USA
ISSN 0166-6991
ISSN 2542-8292 (electronic)
Synthese Library
ISBN 978-3-030-68801-1
ISBN 978-3-030-68802-8 (eBook)
https://doi.org/10.1007/978-3-030-68802-8
© Springer Nature Switzerland AG 2021
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Contents
1
Situating Empirically Engaged Evolutionary Ethics . . . . . . . . . . . . . .
Johan De Smedt and Helen De Cruz
1
Part I The Nuts and Bolts of Evolutionary Ethics
2
3
4
Dual-Process Theories, Cognitive Decoupling
and the Outcome-to-Intent Shift: A Developmental
Perspective on Evolutionary Ethics . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Gordon P. D. Ingram and Camilo Moreno-Romero
17
Not So Hypocritical After All: Belief Revision
Is Adaptive and Often Unnoticed . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Neil Levy
41
The Chimpanzee Stone Accumulation Ritual
and the Evolution of Moral Behavior . . . . . . . . . . . . . . . . . . . . . . . . . .
James B. Harrod
63
Part II The Evolution of Moral Cognition
5
Morality as an Evolutionary Exaptation . . . . . . . . . . . . . . . . . . . . . . .
Marcus Arvan
89
6
Social Animals and the Potential for Morality:
On the Cultural Exaptation of Behavioral Capacities
Required for Normativity . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 111
Estelle Palao
7
Against the Evolutionary Debunking of Morality:
Deconstructing a Philosophical Myth . . . . . . . . . . . . . . . . . . . . . . . . . . 135
Alejandro Rosas
vii
Contents
viii
Part III The Cultural Evolution of Morality
8
The Cultural Evolution of Extended Benevolence . . . . . . . . . . . . . . . . 153
Andrés Luco
9
The Contingency of the Cultural Evolution of Morality,
Debunking, and Theism vs. Naturalism . . . . . . . . . . . . . . . . . . . . . . . . 179
Matthew Braddock
10
Morality as Cognitive Scaffolding in the Nucleus
of the Mesoamerican Cosmovision . . . . . . . . . . . . . . . . . . . . . . . . . . . . 203
J. Alfredo Robles-Zamora
Index . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 221
Chapter 1
Situating Empirically Engaged
Evolutionary Ethics
Johan De Smedt and Helen De Cruz
Abstract This introductory essay provides a historical and cross-cultural overview
of evolutionary ethics, and how it can be situated within naturalized ethics. We also
situate the contributions to this volume.
Keywords Charles Darwin · Pyotr Kropotkin · Paul Rée · Arthur Schopenhauer ·
Naturalistic ethics · Evolutionary ethics · Mozi · Mengzi · Yangming Wang ·
Immanuel Kant · Moral foundations theory · Henry Sidgwick · G.E. Moore ·
Competition · Mutual aid · Experimental philosophy
1.1 What Does It Mean to Naturalize Ethics?
Empirically engaged evolutionary ethics refers to the study of the evolution of
morality with the help of one or more empirical sciences and its philosophical
implications. Since the nineteenth century, philosophers and scientists have examined ways to bring evolutionary theory in conversation with ethics, looking at the
broad implications of descriptive evolutionary ethics for normative ethics, metaethics, and applied ethics. However, the quest for naturalizing ethics preceded evolutionary theory.
In 1840 Arthur Schopenhauer wrote a polemical essay in which he pushed back
against deontological ethics with its focus on what we ought to do, as expressed in
particular in Kant’s Groundwork of the Metaphysics of Morals (1785 [1998]).
Schopenhauer instead proposed that ethics should not focus on what ought to be, but
on what actually is the case.
J. De Smedt
An Independent Scholar, St Louis, MO, USA
H. De Cruz (*)
Danforth Chair in the Humanities, Saint Louis University, St Louis, MO, USA
e-mail: helen.decruz@slu.edu
© Springer Nature Switzerland AG 2021
J. De Smedt, H. De Cruz (eds.), Empirically Engaged Evolutionary Ethics,
Synthese Library 437, https://doi.org/10.1007/978-3-030-68802-8_1
1
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J. De Smedt and H. De Cruz
The end which I place before Ethical Science is to point out all the varied moral lines of
human conduct; to explain them; and to trace them to their ultimate source. Consequently
there remains no way of discovering the basis of Ethics except the empirical. (Schopenhauer
1840 [1903], 148)
This concise statement by Schopenhauer provides a useful summary for naturalistic
projects in ethics: the empirical sciences serve both as a grounding for ethics (i.e.,
its ultimate source) and as a methodology (i.e., the empirical sciences are the only
or best way to discover the basis of morality). Moreover, naturalistic approaches to
ethics often aim to determine whether an ethical project is in line with human nature,
however perceived. Naturalizing ethics, then, contains an acknowledgment that
ethical life is grounded in physical, embodied interactions with others and our environment. In other words, the formulation of ethical principles ought to be constrained by empirical findings about the biological, social, and other constraints and
possibilities to which moral agents (principally, human beings) are subject.
In the decades following Schopenhauer (1840), the publication of Darwin’s
Descent of Man (1871) gave a new impetus to naturalistic ethics. A vigorous discussion ensued on how the Darwinian project could be integrated into philosophy – a
discussion that went on with various interruptions until the present day, and of
which this book is a part. This volume presents nine original essays by authors from
various disciplines, including philosophy, anthropology, developmental psychology, and primatology, who write in conversation with neuroscience, sociology, and
cognitive psychology.
1.2 Empirically Engaged Ethics Before Darwin
Empirically engaged ethics is not a radically new project that only emerged in conversation with evolutionary theory. Throughout history, ethicists have considered
the practical constraints and ramifications of their theories. As Ruse and Wilson
(1986) point out, evolutionary ethics can be traced back to a broader tendency to
naturalize ethics which was prominent in the nineteenth century, but can also be
found in pre-Darwinian authors such as Robert Chambers (1844 [1994]), who saw
precursors of human morality in animals, and envisaged a gradual moral progress in
human societies over time, the result of early socialization in children and cultural
evolution. However, if one focuses on western philosophy written in the twentieth
century, one may get the impression that naturalizing ethics is a fringe project. For
example, Flanagan et al. (2008, 2) observe that “ethical naturalism has a fair number
of philosophical advocates, but most people reject it – including many in the
academy.”
Be that as it may, many ethical traditions show naturalistic tendencies. Traditions
from large-scale historical societies such as in ancient Greece (e.g., Stoicism),
ancient China (e.g., pre-Qin Confucianism, in particular Mengzi and Xunzi), and
the Indian subcontinent (e.g., the hedonistic ethics of the Cārvāka philosophical
school) have extensive and well-developed theories on normative and meta-ethics,
1 Situating Empirically Engaged Evolutionary Ethics
3
as do traditions in small-scale societies, such as Native American philosophies (see
e.g., Marshall 2001, Waters 2004). With few exceptions, these ethical theories are
also naturalized: they are firmly rooted in the practicalities of human life, and they
consider limitations such as weakness of will, as well as the role of emotions such
as anger and empathy, as important constraints on morality.
To give but one example, the neo-Confucian philosopher Wang Yangming
(1472–1529) addressed questions of a hypothetical student in his Questions on the
Great Learning (1527 [2014]). He held that compassion and benevolence, important components of morality, are part of our innate human nature, something that all
human beings share, including noble, broadminded (“great people”) and narrowminded (“petty”) people. The reason that we are all able to feel compassion and
benevolence is that we are in fact all part of the same universe: we share its abstract
structure 理, lǐ, and its primordial stuff (matter and mind) 氣, qì. Because of this
intimate metaphysical connectedness, we cannot but feel concern for creatures and
things that we share the planet with:
The ability great people have to form one body with Heaven, Earth, and the myriad creatures is not something they intentionally strive to do; the benevolence of their minds is
fundamentally like this. […] Even the minds of petty people are like this. […] This is why,
when they see a child [about to] fall into a well, that they cannot avoid having a mind of
alarm and compassion for the child. This is because their benevolence forms one body with
the child. Someone might object that this response is because the child belongs to the same
species. But when they hear the anguished cries or see the frightened appearance of birds or
beasts, they cannot avoid a sense of being unable to bear it. This is because their benevolence forms one body with birds and beasts. Someone might object that this response is
because birds and beasts are sentient creatures. But when they see grass or trees uprooted
and torn apart, they cannot avoid feeling a sense of sympathy and distress. This is because
their benevolence forms one body with grass and trees. Someone might object that this
response is because grass and trees have life and vitality. But when they see tiles and stones
broken and destroyed, they cannot avoid feeling a sense of concern and regret. This is
because their benevolence forms one body with tiles and stones. (Wang 1527 [2014],
pp. 241–242)
Wang drew inspiration from the earlier, pre-Qin philosopher Mengzi (4th c. BCE
[2008], Book 2A6) who came up with the thought experiment of the child teetering
at the rim of a well to illustrate that people innately have incipient moral tendencies,
including compassion, that can grow into a fully-fledged morality. To explain the
origin of our innate morality Wang suggested a connection between our ontological
status as parts of a larger whole and our ethical concerns for the other parts of the
universe.
Naturalism in ancient ethical traditions is not only expressed in how philosophers situate ethics as part of human nature; it is also an important part of how ethical claims are or could in principle be tested. Perceived testability has been an
important measure for ethical theories throughout history, even though empirical
testing was not done in a systematic way, and occurred often in the form of thought
experiments where the reader has to imagine what she would do in a given situation.
Consider the arguments by Mozi (5th–3rd c. BCE [2009], part 16) in favor of impartialist ethics. Mozi was a pre-Qin philosopher who advocated an ethics of
4
J. De Smedt and H. De Cruz
impartiality, where one should not treat close family and friends more favorably
than strangers. He offered two empirical arguments, both in the form of thought
experiments. The first has the reader imagine that they are going on a long trip with
an uncertain outcome, and need to entrust their family to a caretaker. Mozi holds
that you would rather have your family taken care of by an impartial than by a partialist caretaker, since the former will treat your and his family in the same way. The
second imagines a country where a severe pestilence is causing economic havoc and
deprivation. If you lived in this country, would you rather it were ruled by an impartialist who tries to instate policies that benefit everyone without distinction, or
would you prefer a partialist ruler who puts the wellbeing of his own family and
friends above that of other citizens? To Mozi, the answer is clear: everyone would
prefer an impartial caretaker and an impartial ruler, and this preference (that even a
partialist would have, under these uncertain circumstances) vindicates impartiality.
The history of ethics abounds with such thought experiments. Though they are not
controlled empirical studies, they show a concern of philosophers for the empirical
limitations and strengths of their ethical theories.
These considerations lead us to conclude that ethical naturalism is continuous
with the way philosophers have examined ethics over the past three millennia.
Ethical naturalism is not something radically new that came to the fore in the nineteenth century. Nevertheless, as we review in the next section, the publication of
evolutionary theories did have a significant and long-lasting impact on ethical
naturalism.
1.3 Evolutionary Ethics: Some Historical Notes
The publication of evolutionary theories gave rise to new developments in ethics.
One of the main catalysts was Darwin (1871), which addresses the emergence of the
moral faculty in humans as a result of natural selection. However, this was not the
first work to address evolutionary ethics; pre-Darwinian evolutionary thinkers such
as Herbert Spencer were inspired in their thinking about human behavior and psychology by earlier authors such as Jean-Baptiste Lamarck and Robert Chambers.
Spencer situated psychology, ethics, and sociology within a broader evolutionary
framework. His synthetic philosophy saw evolution as something governing the
whole universe, not just biological evolution, but also how galaxies came about, and
how human societies changed. His Principles of Psychology (1855), the earliest
articulation of this generalized principle, predates the publication of the Origin of
Species (Darwin, 1859); it was based on Lamarck’s principle of inheritance of
acquired characteristics.
The importance of The Descent of Man (Darwin, 1871) lies in its detailed account
of the origins of human morality through a process of group selection that was
entirely naturalistic, thus presenting an alternative to the at the time popular view
that morality originates from God. Rather than present an exhaustive review of this
1 Situating Empirically Engaged Evolutionary Ethics
5
historical period, we will highlight a few examples of how Darwin’s theory influenced theorizing about ethics in the late nineteenth and early twentieth centuries.
The German philosopher Paul Rée (1877) wrote an early evolutionary account of
ethics that was clearly inspired by Darwin. He argued that humans possess two
kinds of innate drives, self-regard and other-regard (Rée 1877, 1–7). Our otherregard is expressed in emotions such as pity (when things go badly for others) or
happiness (when things go well for them). At times, our self-regard overshadows
our other-regarding drive, for example, we might feel jealous when things go well
for others, or schadenfreude when things go badly. The other-regarding sentiments
explain why humans sometimes behave altruistically, but do not explain why we
regard unselfish actions as good and selfish actions as bad. In Rée’s view, morality
results from an interaction of these evolved sentiments with culture. Rejecting moral
realism, Rée argued that our judgments of good and evil can be ultimately traced
back to judgments about what is good or bad for individuals, and these judgments
are accorded a fundamental normative status. Through a process of cultural group
selection (following Darwin, 1871), this gave rise to moral conceptions of good and
evil which are acquired through learning (Rée 1877, 24). Groups where people
thought that unselfishness is good and selfishness bad enjoyed a selective advantage
over groups that did not hold this view, because members of the former could cooperate better (Rée 1877, 9). Rée’s account foreshadows later error theory views on
morality, notably by Richard Joyce (2006) and Michael Ruse (2010). Like these
later error theorists, Rée (1877, 49) claimed that the emergence of morality was
ultimately the result of errors: we erroneously perceive as mind-independent ethical
judgments that don’t exist independently from us or our experience. But it is also a
helpful illusion: the illusion of good and evil helps us to cooperate better, and gives
groups who have it an evolutionary advantage.
Russian scientists and philosophers were likewise intrigued by Darwinism and
its implications for political theory and ethics. One sticking point for Russian intellectuals was the large influence of Malthusianism in Darwinism, notably the idea
that evolution is propelled by competition and a struggle for scarce resources.
Russian scientists from 1860 to the early 1900s, including Karl Kessler, Modest
Bogdanov, Andrey Beketov, and Sergei Korzhinskii, criticized the Malthusian
struggle for existence, arguing that this concept of struggle was confused, for
instance, in its lack of distinction between different forms of competition, such as
direct versus indirect and intraspecific versus interspecific competition. They also
maintained that this Malthusian influence came from a socially insidious, faulty
view on the bad effects of overpopulation among poor people, next to an unhealthy
focus on competitions in English society (see Todes 1989 for an overview).
The Russian naturalist, economist, and anarchist political philosopher Pyotr
Kropotkin (1902 [1989], 1924) outlined his own evolutionary ethics, stressing that
humans have evolved dispositions that push them in two directions. On the one
hand, we have a tendency that inclines us to be part of a community and to offer
mutual aid; on the other hand, we have a propensity toward individual self-realization
and freedom. Kropotkin did not think we need to achieve a compromise between
these or to sacrifice one for the other; rather, societies ought to strive for a synthesis
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J. De Smedt and H. De Cruz
between these two tendencies. He anticipated a theory akin to moral foundations
theory (e.g., Graham et al. 2013), stipulating evolved tendencies as the basis for
moral evaluative judgments and behaviors. These moral foundations consist of sociality (an innate sympathy, or tendency to see others as fundamentally like ourselves), magnanimity (which pushes us to help others, even at the expense of
ourselves), and a desire for justice. Kropotkin saw sociality and magnanimity in
self-sacrificial behavior that people sometimes display, e.g., “[T]he impulse of a
man who plunges into a river (even though unable to swim) in order to save
another… cannot be explained in any other way than by the recognition of one’s
equality with all others” (Kropotkin 1924, 245).
An important aspect of Kropotkin’s ethics is its thoroughgoing naturalism. He
agreed with Spencer (1855) that ethics constitutes “one of the divisions of the general philosophy of nature” (Kropotkin 1924, 289), and that it is a specialized domain
of science. Like his compatriots, he disavowed Spencer’s and Darwin’s focus on the
struggle for existence. Kropotkin posed the following challenge: if we agree that
evolution selects only for those tendencies that are advantageous, we should expect
that we get most gratification out of being selfish. However, this is not what we
observe. Doing well for others gives us a sense of gratification, and this sense needs
an evolutionary explanation: “do not the feelings of sociality and of mutual aid,
from which gradually and inevitably our moral conceptions had to develop, – do not
they constitute just as fundamental a property of human or even of animal nature, as
the need of nourishment?” (Kropotkin 1924, 295, emphasis in original) Put differently, Kropotkin saw our altruistic tendencies as foundational for ethical life, something that he thought evolutionary theory (with its emphasis on struggle) could not
sufficiently explain. His Mutual aid (1902 [1989]) argues for the central role of
altruism in evolution: altruism and cooperation, rather than competition, drive evolution. Kropotkin (1902 [1989], chapter 2) gave many examples of mutual aid in
nonhuman animals, for example, social birds mobbing predators, sentry-posting in
social mammals and birds, and large nesting colonies. He also sketched how mutual
aid is an important feature of human life, notably in cooperation in small-scale societies and in the medieval free city (Kropotkin, 1902 [1989], chapters 5 and 6). In his
posthumously published Ethics (1924), he integrated this idea into his picture of
evolutionary ethics. In this way, Kropotkin prefigured later discussions on the
importance of non-zero-sum games in evolutionary ethics and evolutionary biology
more broadly (e.g., Cronk and Leech 2013).
The main work that introduced late Qing dynasty Chinese intellectuals to evolutionary theory was not Darwin’s Origin of Species (1859), nor his Descent of Man
(1871), but On Natural Evolution (Tianyan lun, 天演論, On Natural/Heavenly
Evolution), a compilation of writings by Herbert Spencer and Thomas Huxley,
translated by Yan Fu and published in 1898. This work drew an intimate connection
between evolutionary theory and social Darwinism, the idea that mechanisms of
biological evolution also operate at a human societal level, and that this is desirable.
Chinese intellectuals saw this play out among the western colonial powers competing with each other for influence in a struggle for existence, and they saw their own
empire (China under the Qing dynasty) under threat and divided by more powerful
1 Situating Empirically Engaged Evolutionary Ethics
7
foreign nations. The initial preoccupation of Yan’s work was not to make a distinction between Darwin, Huxley, Lamarck, and Spencer, but to search for a therapy to
secure the survival of the Chinese empire and later republic, which had been threatened in the aftermath of a series of military and political catastrophes at the hands
of western countries (Jin 2019, 124).
We will here focus on the reception of evolutionary theory by Chinese Buddhists
of the period. Contrary to Christianity, Buddhism has no problem with the continuity between humans and other animals that evolution presupposes, and it has no
problem with complexity arising out of natural processes, as it does not posit souls
or a creator God. But Chinese Buddhists saw a serious incompatibility between
Buddhist ethics and the ethics of social Darwinism, which they had come to see as
roughly synonymous with evolutionary theory. The struggle for existence was perceived as deeply incompatible with the Buddhist striving to not cling to the self or
possessions. In the 1920s and 1930s, Chinese Buddhists warmed to Kropotkin’s
version of evolutionary theory with its emphasis on mutual aid and cooperation,
which was a better fit with Buddhist ethics. However, they did not think it went far
enough because Kropotkin’s view still required a self, and only when one recognized the emptiness of the self could one dedicate oneself entirely to helping others,
as bodhisattvas do (Ritzinger, 2013).
In the Indian subcontinent, which was under British colonial rule during this
period, authors discussed the ramifications of evolutionary theory both for Hinduism
(whether factual claims in Hindu scriptures such as the Vedas were compatible with
Darwinism), and for ethical theory. For example, Sri Aurobindo (1872–1950) set
out to make evolutionary theory compatible with the Hindu theory of successive
incarnations of Viṣṇu through avataric evolution (see De Smedt and De Cruz, 2020,
5–6, for discussion). He also criticized Darwinian theory for focusing too much on
self-preservation of organisms at the expense of cooperation: “Because the struggle
for survival, the impulse towards permanence is contradicted by the law of death,
the individual life is compelled, and used, to secure permanence rather for its species than for itself; but this it cannot do without the co-operation of others; and the
principle of co-operation and mutual help” (Aurobindo, 1914–1918 [2005]: 212).
Evolutionary ethics was a successful and multifaceted strand within the project
of naturalizing ethics. Curiously, it provoked a backlash that led to an anti-naturalism
in ethical theory that would dominate a lot of discussion throughout the twentieth
century. One influential voice in this anti-naturalism was Henry Sidgwick (1876),
who argued that it was unwarranted for evolutionary ethics to go beyond mere
description. Much of his ire was directed at Spencer’s notion that ‘more evolved’
would mean ‘better’ (including ethically better). As Sidgwick correctly pointed out,
like other early evolutionary ethicists Spencer embraced a notion of progress, where
evolution is “not merely a process from old to new, but also a progress from less to
more of certain qualities or characteristics” (Sidgwick 1876, 56). Thus, it seems
plausible that Spencer’s evolutionary ethics can
furnish a highly plausible explanation of the development of morality in a race of animals
gregarious, sympathetic, and semi-rational – such as we may conceive man to have been in
the præ-moral stage of his development. But I fail to see how we are thus helped to a solu-
J. De Smedt and H. De Cruz
8
tion of the conflict between the Utilitarian and Intuitional schools of Ethics: in so far, that
is, as either school professes to supply not merely a psychological explanation of human
emotions, but an ethical theory of right conduct. (Sidgwick, 1876, 66)
In other words, Sidgwick thought it was problematic that evolutionary ethicists tried
to use their theories to adjudicate between normative ethical theories. Later, he went
as far as to disavow the study of evolutionary ethics entirely, or at least to relegate it
to some field of inquiry outside of ethics: “it appears to me that the investigation of
the historical antecedents of this cognition [morality], and of its relation to other
elements of the mind, no more properly belongs to Ethics than the corresponding
questions as to the cognition of Space belong to Geometry” (Sidgwick, 1907,
v–vi).
Sidgwick’s student, G.E. Moore, was influenced by this critique and formulated
his concept of a naturalistic fallacy, specifically with evolutionary ethicists such as
Spencer in mind. In Moore’s view, we cannot identify the moral good with any natural property. The problem for any evolutionary ethicist who wants to go beyond the
purely descriptive is what Moore termed the open-question argument (Moore, 1903,
§ 13): we can always ask whether a given act was good. If one can identify the good
with, say, an evolved propensity to be altruistic, then asking “Is this altruistic act
good?” would amount to “Is this altruistic act altruistic?”, since – in this view – the
good can be equated with altruism. But clearly, these questions are not equivalent.
This led Moore to conclude that the good is a non-natural property that cannot be
empirically or scientifically tested or verified. David Hume’s (1739–40 [2007],
T3.1.1.27) principle that one cannot derive an is from an ought is sometimes seen as
a precursor to Moore’s formulation of the naturalistic fallacy. However, these are
two quite distinct claims. Hume claimed that we cannot derive a normative claim
from a factual claim, at least not without using some bridge principles. In contrast,
Moore claimed that we cannot draw moral conclusions from non-moral principles,
even when using bridge principles. The reason why we can’t use them, according to
Moore, is that he somehow believed such principles weren’t available (Pigden,
2019, 75).
1.4
Evolutionary Ethics Today
Although one can conceptualize evolutionary ethics today as a continuation of the
earlier wave, there are two key differences: better empirical testing and better theory. We now have access to much better empirical evidence than earlier evolutionary ethicists. For example, authors such as Darwin and Rée could only speculate
about human origins. Contemporary authors can draw on a wealth of archaeological, molecular, and other data about the origins of our species. Episodic observations of non-human animals, often anecdotal in character, are now replaced by
detailed field observations of primates in the wild and carefully controlled laboratory studies. Earlier evolutionary ethicists hardly had access to anthropological
1 Situating Empirically Engaged Evolutionary Ethics
9
data, and what they had was often unreliable hearsay and distorted reports from
travelers and colonists. Today, we can draw on a much broader range of evidence,
not only in anthropology, but also in other disciplines that are relevant to the study
of morality, such as developmental psychology and neuroscience. A number of
present-day ethicists also gather their own evidence. For example, experimental
philosophical studies survey people about their ethical intuitions, Knobe (2003) and
Schwitzgebel and Cushman (2012) being two seminal papers in this expanding field.
Next to this, evolutionary theory is in a much better position today. Earlier evolutionary theory struggled with several issues, such as the extent to which group
selection is a driving force in evolution, the question of whether evolution is inherently progressive (many earlier evolutionary ethicists assumed it was), and the frustrating lack of theory on how traits are transmitted from one generation to the next.
While these topics continue to be debated, much of this confusion was resolved with
the modern synthesis and later theorizing that clarified the notion of different kinds
of altruism, including reproductive altruism (toward kin), reciprocal altruism (also
toward non-kin), and indirect reciprocity. The extended evolutionary synthesis adds
to the predominantly gene-centric view of standard evolutionary theory the importance of ontogeny and of non-genetic inheritance mechanisms in evolution (Laland
et al., 2015).
Pioneers of the new wave of evolutionary ethics include evolutionary theorists,
biologists, and philosophers such as E.O. Wilson (1975) and Elliott Sober and
David Sloan Wilson (1998). This work continues with fruitful explorations of, for
example, the role of cultural group selection in the evolution of morality (e.g.,
Tomasello, 2016). As in the previous wave of evolutionary ethics, the contemporary
investigation into the evolution of morality is a multi-faceted debate that is often
interdisciplinary. Unfortunately, many philosophers do not engage with the empirical research and do not appear to keep abreast of the latest findings. This reluctance
to make their hands dirty leaves a lot of philosophical discussion stuck in high-level
generalizations about morality that do not come to grips with the questions of how
it evolved in our species, or what the implications of this might be for ethics. The
present volume aims to constructively address this situation.
1.5 The Present Volume
As the title of our volume Empirically Engaged Evolutionary Ethics indicates, our
contributors get into the details of evolutionary ethics, engaging with recent insights
from evolutionary theory and other empirical work, while also examining the philosophical implications of these findings for ethics. The papers in this volume present
a range of ideas in evolutionary ethics, going beyond the high-level debates that
characterize a lot of philosophical discussion. The contributions to this volume can
be categorized roughly as follows: Part I focuses on the nuts and bolts of how the
sciences can shed light on claims in evolutionary ethics, engaging with developmental psychology, cognitive psychology, and primatology. Part II examines
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J. De Smedt and H. De Cruz
evolutionary explanations of morality and their implications for meta-ethical
debates. Part III considers the role of cultural evolution in discussions about evolutionary ethics.
The papers in Part I focus on empirical and interdisciplinary approaches in evolutionary ethics. Gordon Ingram and Camilo Moreno-Romero address the implications of developmental psychology for evolutionary ethics. Recently, cognitive
scientists have paid a lot of attention to dual process theories that distinguish
between fast, automatic, and evolved impulses (type-1 processes) and more slow,
deliberate forms of reasoning (type-2 processes). Such theories often pose a conflict
between type-1 and type-2 processes: our speedier, intuitive moral judgments are
said to be in conflict with our more deliberate thoughts. However, drawing on their
own work as developmental psychologists and on a wide range of studies, Ingram
and Moreno-Romero show that this is an oversimplification: to properly understand
adult moral cognition, one needs to examine ontogenetic pathways that develop in
children as they mature. This chapter provides an overview of recent theories of
dual-type processing and morality, particularly in developmental psychology, and
looks at some objections to applying this framework to moral psychology. Central
in this discussion is the outcome-to-intent shift, a transition in children’s reliance on
more automatic processes to controlled, explicit reasoning processes, a shift already
described by Jean Piaget. Prior to age eight or nine, children tend to rely on the
outcome, rather than the perceived intention of an action in their moral evaluation,
whereas older children consider whether a harmful action was done intentionally or
accidentally. However, recent developmental evidence indicates that children
already from an early age can take intent into account, and that the relative importance of outcome versus intent depends on situational context (e.g., whether the
agent will be punished), as well as on cultural context (with more emphasis on
intent in urban USA and rural Europe than in many other parts of the world). Rather
than seeing type-1 processes as relics of an evolved past, Ingram and MorenoRomero show that type-1 processes can also be learned, and that individual, situational, and cultural variation play a significant role in which of these processes
wins out.
Neil Levy applies insights from cognitive psychology and evolutionary theory to
consider the problem of hypocrisy. People are apt to change their beliefs in line with
the prevailing political climate, leaving them open to the charge of hypocrisy.
However, Levy argues that humans are very sensitive to external cues when they
form and update beliefs. For example, we are subject to prestige bias, a heuristic
that inclines us to believe what prestigious members of a group one identifies with
believe. As a result, our internal representations are relatively sparse. We may not
even notice when we update our internal representations as a result of external cues
from our social environment – hence, what can easily be interpreted as hypocrisy is
in reality the result of a reconstructive process where we do not notice that our internal, sparse representations are brought in line with social cues.
James Harrod examines the curious case of chimpanzee stone accumulations in
West Africa. Studying chimpanzees is relevant for our understanding of the evolution of morality, given that they (together with bonobos) are our closest extant
1 Situating Empirically Engaged Evolutionary Ethics
11
relatives. Chimpanzees live in complex social groups which have sophisticated
social norms that involve such behaviors as social alliance building, mutual aid, and
the removal of abusive dominant individuals. They also show a range of morally
relevant emotions such as guilt and shame. However, debate continues on whether
chimpanzee behavior can be described as moral. Harrod considers the following
behavior in the context of evolutionary ethics: while showing a number of social
displays, chimpanzees hurl stones at certain trees, resulting in stone accumulations.
Rejecting the hypothesis that these stone accumulations are proto-religious behavior, he instead proposes that they are the result of rituals with moral significance:
they involve inhibiting and redirecting a victim’s retaliatory aggression into a creative ritual performance. Instead of attacking a lower-ranked individual to retaliate
against inequity, abuse, or harm suffered at the hands of a powerful conspecific,
retaliatory aggression is redirected toward an inanimate object: a tree where the
stones resulting from such a performance accumulate over time.
The contributions to Part II examine how moral cognition might have evolved,
what kinds of selective pressures might have led to it, and which broader philosophical implications we can draw from this. Marcus Arvan considers neuroscientific evidence for moral cognition which has expanded significantly in the past few
decades. He interprets this evidence as showing that morality originates from cognitive adaptations that help us engage in prudential risk-aversion. Prudence is making
instrumentally optimal choices that help our lives go well. Adaptations underlying
prudence include mental time travel (which helps us foresee the consequences of
potential actions), risk aversion, and taking the perspective of others. In seeing prudence as the root of morality, Arvan defends a broadly Hobbesian view. According
to Hobbes (1651), moral cognition is not instilled in us biologically, but is the result
of sociocultural norms that instill patterns of social reward and punishment. Arvan
agrees, clarifying that prudence has been biologically selected for, while morality is
a cultural exaptation: a learned and culturally-transmitted behavior that draws on
the older biological adaptations underlying prudence.
Estelle Palao considers the relevance of normativity in non-human animals for
the study of human morality. Normativity is a key element in the evolution of morality. In her view, to explain how morality evolved in our species, we need to investigate how the broader propensity for following norms evolved. She conceives of
moral norms as a subset of broader social norms, where normativity means the
ability to decide which behavior to adopt within a social context. Non-human animals have normativity in this broader sense, for example, chimpanzees are driven
by norms about reciprocity in social exchanges such as grooming. Moreover, a wide
range of animals (including primates, cetaceans, and birds) use tools, and normativity lies at the basis of learning how to make and use tools. Animals are capable of
evaluating their individual experiences in the light of behavioral information they
acquire socially, and they use such evaluations to conform their behavior to patterns
of doing things within their group. Palao uses this broad normative framework to
argue that morality is an exaptation that arises from normativity.
Alejandro Rosas takes aim at debunking arguments against morality. Very often,
such debunking arguments do not only seek to undermine moral objectivity, but
12
J. De Smedt and H. De Cruz
morality more broadly. Authors such as Richard Joyce (2006) have proposed that
humans are tricked into believing, through an evolved projection mechanism, that
moral properties such as good or bad, or moral actions, characters, and rules, exist
independently from our minds. Thus, by providing an evolutionary explanation of
our sense of moral authority without postulating objective moral properties or rules,
debunkers think they have thereby also undermined moral authority. Rosas explores
an alternative to this debunking strategy: he argues that the authority of moral
injunctions we feel can be explained without having to posit a projection mechanism. In his view, moral obligations can have an authority over desires directed
solely at satisfying our individual well-being when they conflict in particular ways
with the interests of others or of the group we belong to. Rosas shows that Darwin
developed a Kantian account along these lines of the subjective experience of moral
authority in his attempt to naturalize morality.
Part III looks at the importance of cultural evolution for evolutionary ethics.
Andrés Carlos Luco examines Darwin’s notion of extended benevolence. Darwin
(1871) anticipated that the human capacity for sympathy would eventually extend to
all nations, all human beings, and even all sentient beings. He hypothesized that the
moral sense evolved through group selection, which for him was a form of natural
selection, as follows. Social instincts such as sympathy help animals to cooperate.
Some animals acquire the ability to further deliberate on past actions when social
instincts conflict with self-preservation, leading to more sophisticated social emotions such as regret and shame. In the human lineage, language was added to these
emotions, which together with social emulation helped humans to learn sophisticated social norms, and eventually, to reason. Building on Darwin, Luco argues that
extended benevolence is the outcome of cultural evolution, which we can witness in
the rise of democracies, laws to protect animal welfare, and women’s rights. He
draws on sociological findings to show a strong correlation between these extensions of benevolence, arguing they owe their existence in large part to emancipative
values, which he describes as normative attitudes. Luco next advances a cultural
evolutionary explanation for the spread of these values: rituals and other cultural
practices facilitate the cultural evolution of extended benevolence, helping people to
make more contact with otherwise distant others and to take their perspective.
Matthew Braddock focuses on the implications of the cultural evolution of moral
norms for debunking arguments against moral realism, and the implications of this
for theism. He argues that unguided cultural evolution could easily have led humans
to moral norms and judgments that are mostly false by our current lights. Braddock
allows for the fact that evolution through natural selection has likely instilled some
moral norms that are fairly robust in the natural world, such as “killing one’s own
offspring is bad,” but that practices such as infanticide indicate their cultural malleability. Therefore, if we consider nearby possible worlds where there are slight
variations in cultural evolutionary processes, it seems plausible that human beings
in such worlds would end up with quite different moral norms, even if we keep their
evolved cognitive capacities constant. A moral objectivist would have to allow that
we are very lucky that we ended up with the moral norms we have, rather than with
different ones that we would not accept by our present lights. In contrast, Braddock
1 Situating Empirically Engaged Evolutionary Ethics
13
points out that if we take (Christian) theism rather than naturalism as our starting
point, we should not be surprised by our basic moral reliability. He cites three reasons for this: divine omnibenevolence, imago Dei (humans are created in God’s
image), and tradition-specific claims that humans have a basic moral sense, which
God has instilled in us.
Alfredo Robles-Zamora shows which directions evolutionary ethics can take if
applied to a Latin American context, specifically, the concept of Mesoamerican cosmovision. Cosmovision is what enables and conditions our experience and interpretations of the world through practices, which involve forms of tacit knowledge that
can be transmitted between generations. Cosmovision can be integrated in the evolutionary extended synthesis, notably in niche construction, which emphasizes the
importance of transmission processes that are not purely genetic. Drawing on this
framework, Robles-Zamora hypothesizes that the cosmovision of historical
Mesoamerican cultures contains a nucleus of practices and relations shared by these
cultures that have retained some stability over several thousands of years. The cultural evolution of morality can be seen in this context. In Mesoamerican cultures,
we find moral systems that not only guide behavior across societies, but also the
interactions with the environment, which have persisted in spite of colonization and
missionization.
Our volume, both by the geographic diversity of its authors and their engagement
with a range of different disciplines, shows that evolutionary ethics benefits from a
fruitful exchange with diverse cultural contexts and methodological approaches.
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