J. R. Soc. Interface (2010) 7, S93–S105
doi:10.1098/rsif.2009.0418.focus
Published online 4 November 2009
REVIEW
Biological nano-functionalization
of titanium-based biomaterial
surfaces: a flexible toolbox
René Beutner1, Jan Michael2, Bernd Schwenzer2
and Dieter Scharnweber1,*
1
Max Bergmann Center of Biomaterials, TU Dresden, Budapester Strasse 27,
01069 Dresden, Germany
2
Chair of Biochemistry, Department of Chemistry, TU Dresden, Bergstr. 66,
01069 Dresden, Germany
Surface functionalization with bioactive molecules (BAMs) on a nanometre scale is a main
field in current biomaterial research. The immobilization of a vast number of substances
and molecules, ranging from inorganic calcium phosphate phases up to peptides and proteins,
has been investigated throughout recent decades. However, in vitro and in vivo results are
heterogeneous. This may be at least partially attributed to the limits of the applied immobilization methods. Therefore, this paper highlights, in the first part, advantages and limits of
the currently applied methods for the biological nano-functionalization of titanium-based
biomaterial surfaces. The second part describes a new immobilization system recently developed in our groups. It uses the nanomechanical fixation of at least partially single-stranded
nucleic acids (NAs) into an anodic titanium oxide layer as an immobilization principle and
their hybridization ability for the functionalization of the surface with BAMs conjugated
to the respective complementary NA strands.
Keywords: immobilization; implant; electrochemistry; bioactive molecules;
nucleic acid; conjugate
1. INTRODUCTION
population adds two more factors. Firstly, the number
of patients with poor bone quality is constantly rising.
Secondly, the increasing lifespan after primary surgery
increases the probability for the exigency of revision
( Johnsen et al. 2006). These present and upcoming
challenges require an osseoconductive surface on the
implant. Therefore, direct surface manipulation is a
main field of interest in current biomaterials research.
The starting point of all attempts to influence the
osseointegration process is the interaction between the
surface and the tissue. Upon implantation, a complex,
uncontrolled adsorption cascade develops at the
implant surface (Kasemo & Lausmaa 1986; Kasemo &
Gold 1999). Within the first few seconds the surface is
covered by water and ions, followed by the unspecific
adsorption of plasma proteins that reach an equilibrium
between desorbing and adsorbing proteins at longer
time scales (Vroman effect; Vroman & Adams 1969).
This process is influenced by the composition, energy,
charge and the charge-transfer capabilities of the surface. Depending on these surface properties, which are
determined by the implant’s pre-treatment, adsorbing
proteins can change their conformation during the
interaction process. Consequently, within a short time
Titanium and its alloys have been extensively used as
biomaterials in bone surgery throughout recent decades
because of their generally good biocompatibility, which
is mainly attributed to two facts. Firstly, the mechanical properties are better adapted to those of bone
when compared with other metallic implant materials.
Secondly, the surface is always covered by a passive
layer with a thickness of a few nanometres, which is
responsible for the material’s corrosion resistance and
bioinert behaviour in vivo (Schenk 2001; Bozzini et al.
2008; Popa et al. 2008). Generally this behaviour results
in a very good osseointegration of the material,
especially for otherwise healthy patients. Nevertheless,
early implant failure and problems during healing
may occur for patient groups with certain risk factors
such as smoking or systemic diseases such as diabetes,
osteoporosis or chronic inflammation (Kamkin et al.
1996; Esposito et al. 1998; van Steenberghe et al.
2002, 2003). Furthermore, the increasing age of the
*Author for correspondence (dieter.scharnweber@tu-dresden.de).
One contribution to a Theme Supplement ‘NanoBioInterface: crossing
borders’.
Received 19 September 2009
Accepted 14 October 2009
S93
This journal is q 2009 The Royal Society
S94 Review. Nano-bio-functionalization of Ti
R. Beutner et al.
the surface is covered by a protein layer with conformations ranging from native to completely denatured
(Sadana 1992; Ratner 2001). Cells will recognize this
more or less denatured protein layer and will be influenced
on their adhesion, proliferation, differentiation and active
matrix remodelling behaviour.
Fast and tight osseointegration as well as excellent
long-term stability are mandatory for permanent
implants such as dental implants or endoprostheses.
Therefore, surface modifications have to fulfil three
main tasks: (i) to prevent unspecific adsorption of potentially denatured proteins at the surface; (ii) to attract
cells of the native tissue or progenitor cells able to
differentiate into the appropriate type; (iii) to provide
biochemical signals to induce native healing mechanisms.
To achieve these goals, different attempts have been
made to alter the abovementioned surface properties of
titanium-based implant materials. Increasing surface
roughness achieved by grit-blasting or titanium
plasma spraying (Le Guehennec et al. 2007) results in
an improved mechanical interlock of the implant
owing to bone ingrowth into the cavities (Wennerberg
et al. 1998; Ogawa & Nishimura 2003; SzmuklerMoncler et al. 2004; Schwartz et al. 2008). Surface
chemistry and morphology can be altered by acidetching (Pebé et al. 1997; Rupp et al. 2006), alkaline
treatment (Krupa et al. 2005) or deposition of calcium
phosphate phases (CPP) (Hayashi et al. 1994; Rößler
et al. 2003; Feng et al. 2004; Gan et al. 2004; Borsari
et al. 2009). However, there is a consensus in the
research community that the biochemical properties of
titanium surfaces have to be modified by immobilization of bioactive molecules (BAMs) such as peptides,
proteins and others to deal with the abovementioned
challenges (Puleo & Nanci 1999; Ratner 2001; Morra
2006). Most of these attempts are aimed at the stimulation of the host tissue cells, corresponding to tasks
(ii) and (iii) above, and may also influence the unspecific adsorption of plasma proteins (task (i)). This has
successfully been targeted by coating the surface with
hydrophilic polymers such as poly(ethylene glycol)
(PEG; Dalsin et al. 2005; Schuler et al. 2006; Zoulalian
et al. 2006; Wach et al. 2008), which also exhibits antibacterial properties (Maddikeri et al. 2008; Zhao et al.
2009).
In general two approaches are taken in the current
biomaterials research. One is to mimic the native
environment of the host tissue by immobilizing whole
components of this environment. In the case of bone
this includes hydroxyapatite (HAP), which represents
approximately 70 per cent of total bone mass, as well
as the proteins of the extracellular matrix (ECM;
approx. 20 mass-%). Collagen I is the main structural
protein of the organic bone matrix. Together with
fibronectin and other adhesion proteins it mediates cell–
matrix interactions. Growth factors are important
signalling molecules, triggering cell–cell and cell–matrix
interactions (Schliephake 2002). Bone sialoprotein and
osteopontin are involved in cell binding to mineralized
bone (Sodek et al. 1992). And, finally, proteoglycans
and their sugar components should be mentioned as compounds involved in interactions between collagen, growth
factors and cells (Klinger et al. 1998).
J. R. Soc. Interface (2010)
The other approach uses small molecules that are
often functional parts of larger molecules. They are
immobilized to recruit appropriate cells of the host
tissue, which then produce their own ECM and actively
remodel the environment. Examples for such molecules
are peptides such as the sequence arginine—glycine—
aspartate (RGD) (Ruoslahti 2003), laminin sequences
(Nomizu et al. 1995) or the collagen-derived P-15 peptide (Valentin & Weber 2004). Other molecules are
peptidomimetics (Ahn et al. 2002) or aptamers (Guo
et al. 2007a,b).
A comprehensive review of all possibly applicable
bioactive substances would be far beyond the scope of
this article and has been carried out in detail for certain
aspects of that field by others (Waddington & Embery
2001; Lappalainen & Santavirta 2005; Ellingsen et al.
2006; Morra 2006; de Jonge et al. 2008; Kim et al.
2008; Schliephake & Scharnweber 2008; Junker et al.
2009; Raynor et al. 2009).
In the first part this paper we will draw attention to
the currently used immobilization methods for the binding of BAMs to titanium-based biomaterials with their
advantages and limitations. In the second part our
newly developed modular immobilization system for
BAMs is presented as an approach to overcome those
limitations. This new method immobilizes at least
partially single-stranded nucleic acids (NAs) into an
anodic titanium oxide layer and uses their hybridization
ability for loading the surface with BAMs, which are
conjugated to the respective complementary NA strands.
2. IMMOBILIZATION METHODS
Generally immobilization methods for BAMs must be
evaluated with respect to several properties that are,
in part, contradictory. In all cases, immobilized BAMs
must display their bioactive domain(s) to the cells of
the host tissue in a native conformation and must be
accessible to the cells, i.e. require a certain distance
from the surface. The integrity of the BAMs to be
immobilized must not be affected and no harmful substances involved in the immobilization process should
remain at the surface to be accidently released in vivo.
Some molecules (e.g. RGD peptides) must be immobilized irreversibly; others (e.g. growth factors or
antibiotics) have to be released in a specific concentration – time profile to be effective. Realizing a
defined release behaviour of surface-bound molecules
is probably the most critical issue in this field. In the
past BAMs have been immobilized at titanium surfaces
adsorptively, covalently, via electrochemical techniques, or using self-assembled layers. As will be
shown below, all methods have their own advantages
and limits with respect to their feasibility, their
impact on the integrity and activity of the BAMs as
well as on binding stability and release characteristics
of the immobilized molecules.
2.1. Adsorption
Adsorption is the simplest immobilization method, as it
may be carried out by just dipping the material into the
appropriate solution. However, it is based on
Review. Nano-bio-functionalization of Ti
comparatively weak interactions, comprising electrostatic and van der Waals forces, hydrogen bonds or
hydrophobic interactions.
Electrostatic interactions, for example, rely on the
attraction of oppositely charged species and are therefore determined by the ratio between the isoelectric
point (IEP) of the surface and the pKa-values and
valence state of adsorbing species in a liquid environment.
For the air-formed passive layer and anodic oxide layers
on titanium surfaces the IEP can be expected to be at a
pH value of approximately 4.3 according to Rößler et al.
(2002). Therefore, titanium surfaces should be charged
negatively under in vivo conditions. This has been used
by Tosatti et al. (2003) to immobilize RGD-modified
PEG grafted to poly(L-lysine) (PLL), where positively
charged PLL acted as a backbone with multiple
anchor points. Fibrillar collagen is often adsorptively
bound to titanium surfaces (Nagai et al. 2002; Kim
et al. 2005; Teng et al. 2008) and proved to be stable
against competitive adsorption of serum proteins in
vitro (Roehlecke et al. 2001). Weak interaction forces
may be compensated to a certain degree by increasing
the number of interacting sites. For that reason Auernheimer et al. (2005) used a branched anchor with four
phosphonic acid groups for their c-(RGDfK)-peptide to
coat titanium surfaces adsorptively. Though they did
not evaluate the binding stability of their peptide
under the influence of protein-containing media, they
could show that their coatings withstood dry heat of
708C for up to 8 days as well as a re-passivation treatment in HNO3 followed by ultrasonic agitation in H2O
and ultrasonic detergent cleaning.
Binding stability of adsorbed species is controlled by
environmental conditions ( pH, ionic strength, protein
concentration). If they change, adsorbed molecules
may desorb in an uncontrolled way. Therefore, the
results of in vivo experiments are heterogeneous.
Wikesjö et al. (2008) tested bone morphogenetic protein
2 (BMP-2) adsorbed onto/into anodic, porous titanium
oxide layers of a commercial dental implant surface
(TiUnitet, Nobel Biocare AB, Göteborg, Sweden) in a
defect model in dogs for up to 8 weeks and observed
an increased local bone formation compared with
implants without growth factor. Hunziker and co-workers
conducted several studies involving coatings of titanium
implants with CPP and/or BMP-2 (Liu et al. 2005,
2007a,b). They used a biomimetic process to
co-precipitate CPP and BMP-2 and compared this
type of coating with CPP coated and adsorbed BMP2, CPP coated as well as uncoated samples in an ectopic
rat model. They observed osteogenic activity for the
group with incorporated BMP-2 but not for adsorbed
BMP-2 or the other control groups. Unfortunately,
they did not present data concerning the release kinetics
of the growth factor but claimed that adsorbed BMP-2
was released more rapidly than incorporated BMP-2
(Liu et al. 2007a).
Similar results were obtained by Schliephake et al.
(2009), who investigated a multi-component system
on etched titanium implant surfaces, comprising
adsorbed collagen I, chondroitin sulphate (ChS) and
BMP-2, in a dog model. ChS was incorporated into
the collagen fibrils during fibrilogenesis and is supposed
J. R. Soc. Interface (2010)
R. Beutner et al. S95
to act as a binding molecule for the growth factor.
BMP-2 was adsorbed on the collagen/ChS surfaces. In
this study no enhancement of the peri-implant bone
formation or bone to implant contact could be attributed to the growth factor coating. The authors concluded
that the binding stability for BMP-2 was not sufficient,
because of the quick release of BMP-2 within 120 h with
an initial burst during the first 24 h.
2.2. Covalent immobilization
Covalent attachment of BAMs to surfaces has the
advantage of stable immobilization and is therefore
widely used (Xiao et al. 1997; Morra et al. 2003;
Zreiqat et al. 2003; Porté-Durrieu et al. 2004; Bagno
et al. 2006). However, especially for metal oxides it
requires multiple steps and involves the use of problematic substances from the physiological point of view,
which have to be removed during the cleaning steps.
This can be illustrated using the examples of silanization with 3-aminopropyltriethoxylsilane (APTES), as
was described by Xiao et al. (1997) for coupling a
RGD sequence on Ti-coated glass, and by Martin
et al. (2004) for attachment of chitosan as an antibacterial agent. A prerequisite for that technique is the
existence of free surface hydroxyl groups, which have
to be generated by treatment with HNO3 or piranha
solution. APTES, dissolved in water or toluene, may
than react with these groups to form Ti –O – Si
bonds. In a second step, the free terminal amino
groups of APTES are activated with a cross-linker
such as glutardialdehyde, which can further react
with amino groups of the protein or peptide. Besides
the laborious procedure, the strong bond to the surface
noted as an advantage above may turn to a disadvantage because of its irreversible nature, which makes
this technique unsuitable for molecules requiring
controlled release.
2.3. Self-assembled monolayers
Self-assembly of monolayers is a principle often used for
immobilization of molecular chains at surfaces. It is
based on the interaction between anchor groups of the
molecules and specific interaction sites on the surface.
A well-known example is the immobilization of thiolmodified molecules on gold surfaces (Huang et al.
2001; Chaki & Vijayamohanan 2002), mostly used for
sensor applications. The technique has been adapted
for titanium-based biomaterials by pre-coating their
surface with gold (Huang et al. 2003). However, this
approach may be questionable for clinical use, because a
new metallic component is inserted in the biomaterial/
tissue interface, which may result in enhanced local
redox reactions with their possible negative effects. Fortunately, there exist other possible anchor groups for
binding organic molecules to titanium surfaces.
Among the molecules with high affinity towards
metal oxides are phosphates and especially phosphonates. Therefore, they are predestined as anchor
groups. A number of studies deal with the adsorption
of phosphates or phosphonates alone. For alkyl phosphates formation of self-assembled monolayers (SAMs)
S96 Review. Nano-bio-functionalization of Ti
R. Beutner et al.
was observed (Hähner et al. 2001; Hofer et al. 2001;
Gnauck et al. 2007; Liu et al. 2008). Spori et al. (2007)
found that alkyl phosphates with a chain length between
10 and 18 C atoms adsorbed at TiO2 layers on silicon display a higher degree of ordering with longer chain length
(above 15 C atoms). Furthermore, they suggested a
strong bidentate binding mode, bridging between two
Ti atoms, though they performed no stability tests
with the adsorbed molecules.
Philippin et al. (2003) compared the formation of
monolayers of alkyl phosphonic acid with that of alkyl
trichlorosilanes, finding that the latter form better
ordered monolayers according to electrochemical
impedance spectroscopy results. Gao et al. (1996)
investigated alkyl phosphonic acids bound to anatase,
ZrO2 or Al2O3 with solid-state nuclear magnetic resonance and found only weak interaction between Ti
and P– O owing to not completely deprotonated
OH-groups. Contrary to that, Viornery et al. (2002)
interpreted their XPS and SIMS measurements of
three different phosphonic acid molecules adsorbed to
commercially pure Ti as formation of covalent bonds
of the kind Ti –O – P.
Other groups use subsequent heat treatment to
increase the covalent character of the bond between
the metal substrate and the phosphate or phosphonate
anchor groups (Zorn et al. 2005, 2007; Adden et al.
2006a,b; Clair et al. 2008).
There are currently not many studies dealing with
the stability of SAMs on titanium. Silverman et al.
(2005) compared phosphonate-anchored SAMs after
heat treatment with siloxane-anchored molecules and
found the former to be more stable against hydrolysis
in water at pH 7.5 and exhibiting a higher shear
strength. They suggested a bidentate binding of the
phosphonate groups and concluded that binding of
phosphonates is not limited by the amount of surface
hydroxyl groups, because the estimated surface density
of the alkyl chains exceeded that of the estimated surface hydroxyl groups by a factor of 3. In a more
recent study Mani et al. (2008) evaluated the stability
of adsorbed SAMs on titanium in TRIS-buffered
saline (TBS) and doubly distilled water (dd-H2O) at
378C as well as in air with normal laboratory illumination and under UV irradiation. They compared methyland hydroxyl-terminated dodecyl phosphonic acid
(DDPA and OH – DDPA, respectively), dodecyl phosphate (DDPO4) and dodecyl trichlorosilane. As a
reference thiol-SAMs on Au were tested under the
same conditions, representing the current gold
standard. In this study all phosphonate- and
phosphate-anchored SAMs desorbed to a large extent
during storage in TBS within 1 day. Trichlorosilane
SAMs on Ti and thiol SAMs on Au were stable for up
to 7 days under the same conditions. Storage under
ambient laboratory conditions removed most of the
thiol-SAMs within 1 day, whereas phosphonic acid
SAMs on Ti were stable for up to 14 days. After UV
irradiation for 12 h the alkyl chains of the phosphonic
acid SAMs were decomposed and only the phosphonate
groups remained on the Ti surface. On gold, decomposition of the chains was followed by the oxidation of
thiolates. The authors concluded that deposition of
J. R. Soc. Interface (2010)
phosphonic or phosphate-anchored SAMs from aqueous
solution may not be appropriate for titanium surfaces.
2.4. Electrochemical methods
Because of the nature of the titanium surface, both
cathodic and anodic procedures can be used to immobilize BAMs and to modify their properties. Because of
the principal differences in the underlying mechanisms,
both processing routes are applicable for different tasks
and will be treated separately. The current status in this
field has been reviewed by Scharnweber et al. (2009).
2.4.1. Cathodic polarization. During cathodic polarization, the pH value near the electrode increases owing
to hydrogen evolution. This can be used to deposit
CPP on titanium surfaces from supersaturated solutions because their solubility decreases with rising
pH value (Shirkhanzadeh 1998; Rößler et al. 2003;
Cheng et al. 2004). The structure of the deposited
CPP encompasses amorphous CPP, brushit, octacalcium phosphate and HAP, depending on electrolyte
composition,
temperature
and
electrochemical
parameters. Rößler et al. (2001) improved their
near-physiological process to achieve mineralized collagen coatings on titanium surfaces. This process has
further been adapted by Scharnweber et al. (2007) to
co-precipitate chlorhexidine (CHD) as an antibacterial
agent on TiAl6V4 surfaces using the pH-dependent
solubility of CHD.
Furthermore, the process can be generally applied to
all substances showing a pH-dependent solubility, as
has been shown by Scharnweber and co-workers for
chitosan coatings (Scharnweber et al. 2009).
2.4.2. Anodic polarization. With anodic polarization at
low potentials (þ0.7 VAg/AgCl ), conducting polymers
may be deposited on metal substrates. De Giglio and
co-workers used this method to coat titanium surfaces
with polypyrrole (PPY) films as an anchor for the
coupling of RGD peptides, collagen and HAP
(De Giglio et al. 1999, 2000, 2001).
At higher anodic potentials the thickness of the passive layer can be increased in a controlled manner to
thicknesses ranging from a few up to more than
100 nm. During the growth it is possible to incorporate
molecules or nano-sized particles present at the oxide/
electrolyte interface at least partially into the anodic
oxide. This fact has been used in our groups to develop
a method to immobilize collagen I (Scharnweber et al.
2004) and a cyclic phosphonate-anchored RGD peptide
(Beutner & Sewing 2007) and is the basis of the
modular immobilization system presented below. For
this reason the basic principles of the formation of
anodic oxide layers on titanium will be shortly
summarized, though they are well known and have
already been reviewed on various occasions (Aladjem
1973; Schutz 1997; Kunze et al. 2005; Yao & Webster
2006).
The thin passive film on titanium surfaces consists
mainly of a sub-stoichiometric oxide of the general formula Ti1þxO2, exhibiting n-type semiconducting
properties. Zhang et al. (2007) determined a band gap
Review. Nano-bio-functionalization of Ti
of 3.3 eV for amorphous, sputtered TiO2 films on glass
substrates; that of the native passive film may be
expected to be in the same range. Local oxygen point
defects act as electron donors (Göpel et al. 1984;
Diebold 2003; Kunze et al. 2005). Scharnweber et al.
(2002) investigated the semiconducting properties of
the three alloys commercially pure Ti, Ti6Al4V and
Ti6Al7Nb in phosphate buffer at pH values between
4.4 and 9.2 and determined comparable donor
densities for commercially pure Ti and Ti6Al4V with
and
(1.2 – 1.9)1020 cm23,
(1.3 – 1.6)1020 cm23
respectively, but 50 per cent lower values for
Ti6Al7Nb ((7.8 – 9.8)1020 cm23).
Because of these properties, charge transfer during
anodic polarization occurs in the first instance by
migration of Ti4þ and O22 through the oxide. This
results in the formation of new oxide at both the
metal/oxide and oxide/electrolyte interfaces, thus
forming a two-layered system. The total oxide layer
thickness depends linearly on the applied potential,
with a growth parameter of 1.4 –2.3 nm V21 (Aladjem
1973; Ohtsuka et al. 1985; Khalil & Leach 1986;
Lausmaa et al. 1988, 1990a,b; Shibata & Zhu 1995;
Ohtsuka & Nomura 1997). The extent of oxide formation at the two interfaces is determined by the
transfer numbers of the migrating species, which in
turn are dependent on the strength of the electric field
(Khalil & Leach 1986). For the low potentials
,10 VSCE used here, both transfer numbers for Ti4þ
and O22 may be estimated as approximately 0.5.
Thus approximately 50 per cent of the total oxide
layer thickness may be available for incorporation of
molecules.
Besides oxide formation, oxygen evolution has to be
considered as a parallel reaction at the oxide/electrolyte
interface owing to the already mentioned possibility for
electron transfer processes. Thus, the possible reaction
pathways at that interface can be summarized according to reactions (2.1) – (2.3). The dissociation of water
generates oxygen ions, which are able to migrate
through the oxide (reaction 2.1) or to react with molecular oxygen via intermediate oxygen radicals
(reaction 2.3). Titanium ions approaching the interface
are oxidized via the intermediates titanyl ions and
hydroxylated titanium oxide according to reaction
2.2(a – c)
3H2 O ! O2 þ 2H3 Oþ ;
Ti
TiO
2þ
4þ
2þ
ð2:1Þ
þ
þ 3H2 O ! TiO 2H3 O ;
þ
ð2:2aÞ
þ 4H2 O ! TiOðOHÞ2 þ 2H3 O ;
ð2:2bÞ
TiOðOHÞ2 ! TiO2 H2 O;
ð2:2cÞ
þ
6H2 O ! 2O† þ 4H3 O þ 4e ! O2 :
ð2:3Þ
A number of side effects may be caused by these reaction pathways in general, and particularly with regard
to immobilization of BAMs.
(i) Generation of hydronium ions during reactions
(2.1), (2.3) and (2.2a), (2.2b) results in a
decrease in the pH value near the electrode.
This may have a direct impact on the surfacebound molecules and their immobilization
J. R. Soc. Interface (2010)
R. Beutner et al. S97
behaviour and should be compensated by an
appropriate buffer capacity of the electrolyte.
(ii) Generated titanyl ions, whose solubility
increases with decreasing pH value, may bind
to the immobilized biomolecules, thus rendering
them inactive. This may be prevented by applying additives serving as capture molecules or by
choosing a design of the BAMs in which the
active groups have a sufficient distance from
the surface, because the titanyl ions are expected
to react near their point of origin.
(iii) Generated oxygen radicals can cause direct
damage to bound BAMs. The extent of oxygen
evolution strongly depends on the surface properties of the material (donor density) and the
polarization parameters ( potentiostatic or galvanostatic mode, current density, polarization
time). Because the material is mostly determined
for a given application, there exists only a limited
choice of alternatives. Generally, the extent of
oxygen evolution is lowest for galvanostatic
polarization
at
high
current
densities
(Delplancke & Winand 1988; Blackwood &
Peter 1989; Scharnweber et al. 2002). However,
this recommendation may conflict with the
pH drop owing to hydronium ion generation,
which is higher for higher current densities.
3. SELF-ORGANIZATION OF NUCLEIC
ACIDS AS A STRUCTURAL TOOL FOR
SURFACE MODIFICATION
Self-organization is ubiquitous in nature, and life in
itself is a huge self-organized system. Biological
examples have always been the reference for investigation and creation of self-organized systems that
have found rising interest in recent decades.
The appeal of self-organization is based on the potential to switch from a ‘top down’ process to a ‘bottom up’
approach if complex systems or structured surfaces must
be created in miniature. A typical example for a ‘top
down’ process is the production of semiconductor
elements such as processors or memory devices, where
several steps, e.g. coating, light exposure and etching,
must be done. Owing to physical barriers, ‘top down’
approaches have nearly reached their limits. The
‘bottom up’ procedure, however, aims to build complex
structures from selected molecules using their ability to
self-organize. Such molecules will form the intended
structures without further need of external influence if
the appropriate molecules and conditions are chosen.
This may allow for creating smaller and more defined
structures, using molecules as building blocks.
Among the biomolecules usable for self-assembly,
NAs are probably those with the highest potential for
forming a large variety of structures. This assumption
is based on the molecular recognition between complementary sequences and the ability to generate
double and triple helices, G-quartets, Hoogsteen and
wobble pairings, and mismatched structures.
Recent achievements in the field of DNA nanotechnology can be used as the basis for modular biosurface
S98 Review. Nano-bio-functionalization of Ti
R. Beutner et al.
engineering, since it is possible to create two-dimensional
(‘DNA-origami’) and three-dimensional patterns (polyhedra, etc.) (Seeman 1982, 1999, 2003; Chworos et al.
2004; Park et al. 2006; Rothemund 2006; Andersen et al.
2008; He et al. 2008). Such defined structures can be
used to bind other materials or molecules like gold nanoparticles (Le et al. 2004) or proteins in a defined regular
pattern and to grow silver nanowires (Yan et al. 2003).
So-called DNA ‘nanomachines’ and ‘nanomotors’
often rely on switching from a quadruplex to a duplex
structure and back (Alberti et al. 2006; Beissenhirtz &
Willner 2006). Most of them are fuelled by added NAs.
‘Fuel 1’ hybridizes to the initial state of the nanomotor,
thus inducing motion. The recovery of the initial state is
then propelled by adding ‘fuel 2’ (Alberti & Mergny
2003; Choi et al. 2007). Such nanomotors can also be
driven by other processes like metal ion complexation,
as used by Fahlman et al. (2003) for quadruplexes
stabilized by Sr2þ and destabilized by EDTA. Thus,
processes on surfaces modified with NAs could be
controlled by external stimuli.
Nucleic acid self-organization is therefore seen as a
powerful tool for surface structuring, controlling processes and drug delivery that should be applied to
biosurface engineering of titanium implant materials.
4. INTRODUCING MODULARITY TO THE
BIOMATERIAL/TISSUE INTERFACE
As discussed in the previous section, currently various
methods exist for immobilization of BAMs on titaniumbased biomaterials. Among them covalent coupling
results in stable immobilization at the expense of a complex procedure and higher hurdles for approval by the
authorities owing to the involvement of several potentially toxic substances in the preparation process, e.g.
irritant and reactive amino- or mercaptoalkyl alkoxysilanes or linkers such as the reactive and carcinogenic
glutardialdehyde. Furthermore, this method is irreversible, which renders it inapplicable for growth factors
and other molecules which must be released to be effective. On the other hand, adsorption as the simplest
coating method does not offer appropriate binding stability. Though release is favoured for some BAMs, the
release behaviour of adsorbed species is of a spontaneous nature and hardly controllable. Consequently,
multi-component systems have been developed, where
a base coating (e.g. fibrillar collagen) with sufficient
stability is combined with other components (e.g.
growth factors), which may be released. However, this
approach may also not result in defined release behaviour as discussed in the aforementioned example of
Schliephake et al. (2009). The method developed in our
laboratories which uses anodic polarization to immobilize
BAMs by their partial entrapment into the thickened
oxide layer is promising, because the process is simple,
can be carried out under near physiological conditions,
and results in stably bound molecules comparable to
covalent coupling. But again, no defined release
behaviour can be achieved this way.
In summary, bio-functionalization of titanium-based
materials can be achieved by various methods, but only
J. R. Soc. Interface (2010)
a limited number of BAMs can be immobilized simultaneously. Additionally, not all immobilization
procedures can be applied to all BAMs. This impedes
a concomitant immobilization of several BAMs in designated mixtures, which may be beneficial for tailoring
implant surfaces for the needs of specific multi-morbid
patient groups. Furthermore, release behaviour of
bound BAMs cannot be controlled satisfactorily with
the current methods.
Our suggestion to overcome these drawbacks is to
combine the electrochemical immobilization as a fundamental method with the huge possibilities offered by
the self-organization potential of NAs. Therefore, we
recently developed a modular immobilization system
which is presented below and has been described and
investigated in more detail elsewhere (Michael et al.
2007, 2009; Beutner et al. 2009).
This modular system can be considered as a flexible
toolbox for surface bio-functionalization based on one
universal immobilization technique that allows the
immobilization of a higher number of different BAMs.
The principle of the immobilization system is
depicted in figure 1. In a first step NA single strands,
referred to as anchor strands (ASs), are regioselectively
adsorbed via 50 -terminally phosphorylated sites (P-ASs)
at the air-formed passive layer of the titanium-based
alloy (figure 1a). Interaction via the sugar – phosphate
backbone or the bases is undesirable at this point,
because this would lead to reduced hybridization efficiency in the last step. Adsorption is followed by
anodic polarization, during which the adsorbed P-ASs
are fixed by partial incorporation into the anodic
oxide layer (figure 1b). Adsorption and fixation are considered as one step because they are carried out
successively in the same electrolyte and vessel. In a
second step the immobilized ASs are hybridized with
complementary strands (CSs) conjugated to biologically active molecules, enabling a prearranged
functionality (figure 1c,d). In some cases (e.g. RGD
peptides, figure 1d ) a stable fixation is intended, while
other BAMs (e.g. antiphlogistics, antibiotics; figure 1d)
have to be released. This can be controlled via the stability
of the chosen NA sequences (see (iii) below). All NAs
applied have to be checked for undesired biological activity
prior to use by sequence comparison with known
functional NAs, e.g. aptamers, (deoxy)ribozymes,
aptazymes, siRNA, miRNA, etc.
Compared with the well-established methods of
adsorption and covalent bonding, this immobilization
method offers a number of advantages.
(i) It is a convenient and toxicologically harmless
method for surface modification with ASs.
(ii) It allows for immobilization of different BAMs in
one step using hybridization. The functionalization can be tailored to the specific needs of
different indications if different mixtures of
BAM conjugates with adjusted molar ratios are
applied.
(iii) The release behaviour of the BAMs can be controlled in a wide range from nearly irreversible
immobilization up to an early release by adjusting the hybrid stability. This can be achieved by
(a)
= terminal phosphates
aptamer
ssDNA
Ti (alloy) with native oxide layer
surface density (pmol cm–2)
Review. Nano-bio-functionalization of Ti
R. Beutner et al. S99
7
6
5
4
3
2
× 100
1
× 100
0
with ethanol
(b)
without ethanol
electrolyte composition
Figure 2. Surface density of 32P-labelled P-ASs, CSs and NSs
for immobilization electrolytes (acetate buffer, pH 4.0) with
and without ethanol after hybridization in PBS ( pH 7.4).
Black-filled rectangle, P-AS(50 -32P): 50 -phosphorylation of
the non-phosphorylated strand using T4-kinase and radioactive labelled g32P-ATP; dark grey rectangle, P-AS(30 -32P):
30 -elongation of a precursor strand using an a32P radioactive
labelled mononucleotide and terminal transferase. Light grey
rectangle, CS(30 -32P); unfilled rectangle, NS(30 -32P).
anodic oxide layer on Ti (alloy)
(c)
nucleic acid
drug conjugates
nucleic acid–
RGD conjugate
(d )
released drugs
osteoblast
osteoblast
cell or biomolecule
Figure 1. Principle of the modular immobilization method.
(a) Adsorption of single-stranded anchors or functional nucleic
acids (e.g. aptamers) via their terminal phosphate groups on
the native oxide layer of titanium materials. (b) Partial entrapment of the adsorbed nucleic acids in an anodically formed oxide
layer. (c) Hybridization of nucleic acid conjugates of bioactive
molecules to the fixed ‘anchor strands’ (ASs). (d) Unfolding a
therapeutic effect by attracting cells or binding molecules from
the environment via irreversibly bound BAMs (peptides or
aptamers) and triggering cellular reactions by the release of
BAMs in a defined way. Reproduced with permission from
Michael et al. (2009). Copyright 2009, ACS Publications.
J. R. Soc. Interface (2010)
varying the hybrid length, the G – C contents or
the number of mismatches and by predestined
restriction sites for nucleases (figure 1d).
(iv) The specific functionalization, i.e. the hybridization of mixtures of CS conjugates adapted to
certain medical indications with the fixed ASs,
may be carried out immediately prior to implantation, which enables a higher flexibility of the
medical treatment.
It has been shown in Beutner et al. (2009) that ASs
can be immobilized electrochemically by their partial
incorporation into an anodic titanium oxide layer and
are available for hybridization, if certain effects which
can compromise the integrity of the strands are considered. Most importantly, the generation of oxygen
radicals during anodic polarization according to reaction (2.3) has to be inhibited by choosing appropriate
polarization conditions. Generated radicals must be
rendered innocuous by the addition of antioxidative
substances such as ethanol to the electrolyte in a
sufficiently high concentration.
This is demonstrated exemplarily in figure 2 for electrolytes with or without ethanol. Surface densities are
compared for immobilized ASs as well as hybridized
CSs and NSs, where NS is a non-complementary control
for surface hybridization with ASs. Surface densities of
the strands were determined by labelling with 32P the
30 -terminus for CSs and NSs (NS-(30 -32P), CS-(30 -32P))
and either the 30 -terminus or the 50 -phosphate anchor
group for ASs (P-AS(30 -32P) and P-AS(50 -32P), respectively). In the case of ASs, using two label positions
allows for conclusions about the integrity of the strand.
If the label is located in the anchor group (50 -phosphate),
it is incorporated into the oxide layer according to
figure 1b and hence fixed. Contrary to this, the 30 -terminal
label is exposed to the environment, i.e. electrolyte, air
and/or light. Any differences in the observed surface
densities between the two labelling types can only be
explained by partial fragmentation of the strands,
S100 Review. Nano-bio-functionalization of Ti
R. Beutner et al.
110
cell adhesion on PS (% of control)
surface density of CS* (pmol cm–2)
7
6
5
4
3
2
1
100
90
80
70
60
SP
D
RG
S_
D
N
substance for incubation with osteoblasts
N
+
*
CS
Figure 3. Hybridization of mixtures (1 : 1) of radioactively
labelled complementary strand (CS* : CS(30 -32P)) and either
test substance to immobilized ASs; test substances:
GRGDSP, NS, aminohexylated CS (CS_C6), NS_C6 and
conjugates CS_C6-GRGDSP, NS_C6-GRGDSP; reduced
binding of CS* indicates binding of the test substance.
although the location of rupture within the strand
cannot be identified. From figure 2 it can be deduced
that surface coverage with P-ASs (P-AS(30 -32P) and
P-AS(50 -32P)) is generally higher if the immobilization
electrolyte contains ethanol, although a certain amount
of P-AS damage is indicated by the fact that the surface
density of P-AS(30 -32P) is only 46 per cent of that of
P-AS(50 -32P). This does not affect the hybridizability
of the ASs, as the surface density of the hybridized
strand CS(30 -32P) is comparable to that of the
P-AS(50 -32P) label immobilized into the oxide layer,
indicating that the fragmentation leading to the loss of
the AS(30 -32P) label occurred close to the 30 -terminus.
A hexapeptide with the sequence GRGDSP was
chosen as the first BAM to be conjugated to NAs
(Michael et al. 2009), and the functionality of the conjugates was verified. The essential preservation of
conjugate hybridizability was tested by competitive
hybridization (figure 3), where the signal reduction
for CS* by approximately 50 per cent proves that
hybridization of the conjugate and its precursor takes
place (more detailed results are available in Michael
et al. (2009)).
The ability of the conjugates to bind to osteoblastlike cells (SAOS-2) was demonstrated in a blocking
assay. Incubation with the conjugates inhibited cell
adhesion to polystyrene (PS) (figure 4), which is attributed to blocking the integrin adhesion receptors with
the GRGDSP sequence. However, NA also contributed
to decreased cell adhesion on PSs, possibly owing to
non-specific binding.
On titanium surfaces with immobilized ASs and
subsequently hybridized with CS_C6-GRGDSP, osteoblasts show increased binding compared with the anodic
J. R. Soc. Interface (2010)
SP
SP
SP
C6
C6
trol
con GRGD CS_ GRGD NS_ GRGD
_C6
_C6
CS
NS
S_
C6
-G
+
*
CS
_C
CS
+
*
CS
C6
SP
6
RG
G
6-
*
CS
*
CS
_C
S
N
CS
+
+
*
CS
+
G
RG
D
CS
*
SP
0
Figure 4. Adhesion of osteosarcoma cells (SAOS-2) on PS cell
culture plastic after incubation with one test substance; test
substances: GRGDSP, CS_C6, NS_C6 and their respective
conjugates; control: cells not incubated with test substance
before seeding.
oxide layer without ASs and CS_C6 hybridized with
immobilized ASs (figure 5). This enhanced binding highlights the specific interaction between integrins and
GRGDSP of the surface hybridized conjugate.
5. SUMMARY AND OUTLOOK
Immobilization of ECM proteins and their peptide
derivatives to generate bioactive behaviour of titaniumbased materials in order to enhance osseointegration is
the main field in the current biomaterials research.
In vivo osseointegration and bone remodelling can be
accelerated especially in the early healing phase by a
number of molecules and substances. However, at later
stages the initial advantage compared with uncoated surfaces is often lost, suggesting that there is still a lack of
decisive stimuli. This may be attributed partly to the
fact that there is at the moment no method available
for the concurrent immobilization of multiple components that allows for defined release behaviour at the
same time. Our approach to overcome current limits is
a new, modular immobilization system for BAMs. It
uses the nanomechanical fixation of single-stranded
NAs into anodic titanium oxide layers and their hybridization ability for loading the surface with BAMs
conjugated to CSs. The feasibility of self-organization
based on hybridization of NA conjugates to anodically
immobilized NAs has recently been established successfully using an RGD-peptide as a first BAM molecule.
Further development of the immobilization system
requires on the one hand its adaptation to surface conditions of real implants. This means the use of rough
surfaces, which are currently the gold standard for
cement-free orthopaedic implants. Also, all major
titanium-based implant materials should be tested.
Until now commercially pure Ti (Beutner et al. 2009)
Review. Nano-bio-functionalization of Ti
cell adhesion on Ti (% rel. to TiO2)
150
140
130
120
110
100
90
Ti
ide
ox
CS
_C
6
CS
_C
6-
G
GR
DS
P
substance used for surface hybridization
Figure 5. Adhesion of osteosarcoma cells (SAOS-2) on
modified titanium surfaces.
and the alloy Ti6Al7Nb (Michael et al. 2007) have been
investigated, but Ti6Al4V is still widely used and the band near-b-Ti alloys, such as TiNb13Zr13 or TiNb30,
are promising materials because of their low Young’s
modulus. Such changes in surface properties may
require adaptation of the immobilization procedure.
Otherwise, other BAMs (e.g. growth factors) will be
used for conjugation with CSs and conditions allowing
defined release behaviour of the conjugates will be
investigated.
Beyond hybridization of NA conjugates on biomaterial surfaces, self-organization of NAs still offers great
opportunities with respect to our system. Twodimensional structures in various patterns and shapes
(Park et al. 2006; Rothemund 2006) could possibly be
used for controlled surface patterning of implants.
DNA dendrimers (Shchepinov et al. 1997, 1999) may
be used to heighten the number of hybridizable
anchor sequences at the surface, or to form ‘drug containers’ for transport and delayed release. Such drug
containers could also be created using self-organized
NA polyhedra (Andersen et al. 2008; He et al. 2008).
Besides the use of NAs as a tool they may offer
further advantages, since NAs can be functional by
themselves as is known from aptamers, ribozymes,
deoxyribozymes, siRNA or miRNA. First results using
an aptamer for the anodically supported immobilization
on titanium, i.e. with respect to the modular immobilization system using a functional AS and to relinquish
the BAM – CS conjugate, were promising (Guo et al.
2007b).
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