13
Mobility, Migrants, and Solidarity:
Towards an Emerging European
Citizenship Regime
Patrizia Nanz
Union citizenship is destined to be the fundamental status of nationals of the Member States, enabling those
who find themselves in the same situation to enjoy the
same treatment in law irrespective of their nationality.
—European Court of Justice, Case C-184/99,
Grzelczyk [2001], ECR I-6193, para. 31
“Italy is in the EU . . . [so] I have no problems. I don’t
know why I should want German citizenship when I
have . . . just as many rights as Germans. . . . I have no
disadvantages as EU-citizen, . . . as a fellow citizen.”
—Armando Guerri, nineteen-year-old
migrant in Frankfurt/Main
Citizenship has traditionally been regarded as exclusive—as defining who
belongs to the people of a particular state—with territory and national
authority as its hallmarks.1 However, contemporary states have become
increasingly porous and open to transborder population movements. Migration across states and, in particular, across states within Europe, poses
unique challenges to traditional notions of citizenship. Cooperation among
European countries around economic practices began in the 1950s. Over
the last half of the twentieth century, cooperation expanded, culminating
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411
in the formation of the European Union (EU) in 1992, with member
countries working to harmonize laws around trade, social welfare, and
migration. This chapter explores the emergence of a European citizenship
regime and the impact of such a regime on women’s citizenship.
In Europe, mass labor migration and refugee flows remained relatively
constant after 1945 but have accelerated and, as a result, have become
more complex since the late 1980s. The bulk of intra-European migrants
left rural areas of southern Italy, western Spain, northern Portugal, and
northern Greece in the 1950s and 1960s. Generally speaking, in the 1950s
and 1960s, Italy was the most common country of origin and West Germany the most common destination of all these flows.2 At that time, migrants moving from one European country to another were subject to the
same national immigration laws as third-country nationals from outside
of Europe. The general intra-Europe migration trend in the middle of the
twentieth century was for European men to migrate first and have their
spouses follow them a decade later through family reunification programs, although this means of entering has never precluded active economic, social, and political roles for these women.3 Some women were
also admitted as economic migrants in the 1950s and 1960s. In Germany,
for example, 20 percent of the so-called guest workers recruited were
women.4 Following the oil crisis and economic slowdown in 1973, many
countries imposed harsh restrictions on labor migration across states
within Europe.
The introduction of European citizenship in 1992 profoundly changed
the nature of intra-European migration. Migrants from European Union
member states became citizens without being required to acculturate or
assimilate to the host country. In the absence of border controls, visas,
and sanctions for nonregistration, European citizens are now entitled
to move across national borders at their will. The increased mobility of
Europeans over the last decade (e.g., transborder professional lives, student exchange programs, cross-national marriages, retirement and resort
moves, etc.) has led to the emergence of a “transnationalized space” where
growing numbers of individuals are going through experiences in their
everyday lives that undermine their sense of national belonging.
This individual experience of transnationalization is reflected in the
Reform Treaty (2007),5 which imagines a distinct political space encompassing Europe’s twenty-seven nation-states.6 The treaty envisions that citizens can and will derive constitutional rights that are directly applicable
vis-à-vis the member states; for example, rights that protect fundamental
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freedoms and those intended to facilitate the free movement of persons
within the Union.
But would the enactment of the Reform Treaty, and the transnational
aspiration that informs it, actually fuse the peoples of the member states
into one European people, a “constitutional demos”? Is the European “we”
a body of associates based on their likeness or may they remain alien to
each other? Does European citizenship establish bonds of trust and solidarity beyond national membership? And, what can women expect from
the European unification process? Does mobility across borders help or
hinder women in achieving equality of status?
In this chapter, I analyze mobility and its implications for the emerging
citizenship regime of the European Union from a normative-legal as well
as empirical-sociological perspective. I first show that Union citizenship
implies the dissociation of nationality (belonging) and citizenship (legal
status). It envisions a more abstract sphere of cooperation among aliens,
which depends on their capacity to engage in intercultural and transnational citizenship practices. I demonstrate how the jurisprudence of the
European Court of Justice has promoted this transnational vision of EU
citizenship. Second, against this normative-legal background, I explore
European citizenship from the perspective of migrants who embrace dual
national identities and multiple alliances. My empirical findings suggest
that mobility creates an emerging “situated postnational citizenship” with
new forms of transnational solidarity among individuals based upon the
recognition of mutual difference. Finally, I look at the promise that the
European citizenship regime may hold for women’s citizenship and for
the rights of non-EU national residents in the Union.
I. The Construction of European Citizenship
Union citizenship was a conceptual innovation of the 1992 Maastricht
Treaty.7 The creation of this legal status goes beyond the functional integration of member state economies via the fundamental (economic) freedoms: the free movement of goods, services, capital, and labor force. Until
1992, the citizens of EU member states were “market citizens”; they were
considered foreigners when traveling and living elsewhere in the Union.8
Union citizenship established the legal status of European citizenship for
every person who is a national of a member state. Legal status confers
four main rights: (1) the right to move freely among, and reside in, other
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413
member states; (2) the right to vote and run in municipal and European
Parliament elections in the member states where they reside; (3) protection in a non-EU country by the diplomatic or consular representatives of
other member states if one’s own member state is not represented; and (4)
the right to petition the European Parliament, and to petition the European Ombudsman.
The governments agreed to these rights because they hoped to engender popular support and alliances to Union institutions and policies.9
What is striking about these rights is that they only apply to migrants,
i.e., to European persons outside their state of nationality or on their return from migration from another European state. Mobility of EU nationals within the European Union is both an important right in itself and a
source of other rights.
The Amsterdam Treaty clarified the relationship between national and
Union citizenship, insisting on the supplementary role of Union citizenship and making it explicitly a second citizenship.10 This independent
right, however, rests on national membership. The citizenship issue clearly
touches on fundamental questions concerning the institutional character
of the European Union. So far, the Union is neither a suprastate nor an
ensemble of contract partners. Rather, it is a trans- or postnational normative order, in which questions of statehood and the boundaries of political community remain contested.
Since its foundation, fifty years ago, the European Union has evolved
into a community of law that increasingly determines the everyday life
of the citizens of member states. This change has had an impact on Europe’s women: the European Union advanced from a principle of “equal
pay for equal work” (Article 119 of the founding Treaty of the European
Economic Community in 1957) to its current far-reaching equality provisions (Article 21 on nondiscrimination11 and Article 23 on gender equality12) of the Charter of Fundamental Rights of the European Union (2000)
that imposes a duty not just to respect equality but also to take positive
measures, e.g., through mainstreaming, to promote it.13
Moreover, Union citizenship presents a series of challenges to traditional thinking about the control of borders and their significance.14 The
right of a member state to include certain people and exclude others using border and identity documents as the tools of differentiation has been
deeply transformed by EU law on free movement. The effect of the right
of equal treatment (in working conditions, as regards family,15 and in relation to extensive protection against exclusion and expulsion), which
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nationals of the member states enjoy, has reduced the difference in position between intra-EU migrant workers who are nationals of other member states and nationals of the host state itself.
In nation-states, citizenship is national citizenship: only nationals qualify for belonging to the political community (the demos). There are two
basic criteria according to which modern states normally define nationality,16 namely, the ius sanguinis (cultural/ethnic criterion) and ius solis
(territorial criterion).17 These criteria are supposed to embody those social facts of close attachment to a particular state. They serve as patterns
of justification for excluding nonnationals from citizenship. Many states
have traditionally prohibited multiple citizenships, concerned that individuals will suffer from conflicting loyalties and split identities.
Union citizenship, although it is contingent upon national citizenship
in one of the member states, is a status that is not grounded in a prior
belonging to a particular state. It is attached to the idea of a single polity18
but does not presuppose a prior underlying attachment of the citizen to
the Union, i.e., it does not convey any kind of cultural or national “European identity.” Union citizenship abolishes the hierarchy between different loyalties (national, European) and allows individuals a multiplicity of
associative relations without binding them to a specific nationality. People
who are alien with respect to their nationalities, i.e., who are separated by
their different national identities, are at the same time fellows with respect
to their shared European citizenship.19
As detailed in the following section, there has been a continual legal
expansion of the status of Union citizenship so that it comprises benefits,
which in turn may create bonds between individuals and the Union. In
this way, nationality (belonging) and citizenship (legal status) are gradually becoming dissociated in the Union. But a feminist criticism has
rightly noted that this dissociation has not been gender neutral. For example, benefits for intra-Europe migrants remain focused on traditionally
male forms of paid work.20
The Making of Europeans and the Jurisprudence of
the European Court of Justice
The jurisprudence of the European Court of Justice (ECJ) played a key
role in gradually including the citizens of the European Union in the matrix of rights and duties of the treaties a long time before the creation
of Union citizenship.21 Since the van Gend & Loos judgment in 1963, the
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415
citizens of the member states have been subject to the rules of the European Community (EC).22 In that case, the ECJ created the doctrine of
“direct effect,” according to which some unconditional norms of EU law
confer rights on individuals that national courts must protect. The most
important consequence of this doctrine is that it makes fundamental
(economic) freedoms directly enforceable against member states, thereby
eroding national sovereignty. Until the creation of Union citizenship, the
personal scope of the direct-effects doctrine was limited in application to
specific groups to whom European rights were granted: workers, service
providers, or persons wishing to form an establishment in other member
states.
The logic of market integration, namely, that there should be no obstacles for an EU citizen seeking employment in another state, has opened
up space for a parallel logic of universal human rights to take root in ECJ
jurisprudence. This parallel logic, which the ECJ has embraced, envisions
that there should not be obstacles to the guarantee of fundamental rights
for citizens and people moving between member states.
While the European legislature, made up of both the European Council and the European Parliament, has been reluctant to attach substantial
rights to the concept of Union citizenship, the ECJ has been much more
receptive to an expansive understanding of the concept. In 1969, the court
declared that fundamental rights, in spite of lacking textual reference in
the treaty, are enshrined in the “general principles of community law.”23
The jurisprudence of the court challenges the age-old constitutive tension between human rights and national self-determination. In particular, for the protection and integration of citizens, the principle of equality,
and especially the prohibition of discrimination on grounds of nationality
or of gender, cannot be underestimated. For example, the ECJ adopted
a rather progressive position on the relationship between pregnancy
and discrimination, particularly when compared with U.S. or Canadian
courts.24 Its jurisprudence holds that pregnancy discrimination is direct
and noncomparative discrimination (i.e., a pregnant woman cannot be
compared to a sick man).25 The court also took a strong stand with respect
to gender discrimination against part-time workers. Similarly, Union citizenship is grounded by the principle of nondiscrimination, although so
far it concerns mainly social and cultural rights.
By extending this nondiscrimination principle to prohibiting any discrimination on grounds of nationality, the European Court of Justice has
reconstructed Union citizenship in a way that potentially turns aliens
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into associates. One of the first cases in which Union citizenship became
prominent was Bickel and Franz.26 In that case, due to traffic code violations, a German and an Austrian citizen were involved in criminal proceedings in Bolzano, Italy. German-speaking Italian nationals benefited
from a rule allowing the German language in court proceedings in Bolzano. The ECJ held that by prohibiting “any discrimination on grounds of
nationality,” Article 12 of the EC Treaty requires that persons in a situation
governed by community law be placed entirely on an equal footing with
nationals of the member states.
In another 2002 ECJ case, Baumbast,27 the court adjudicated the claim
of a German national who lived in Britain and worked either there or as
a German employee in China. Baumbast’s residence permit was not renewed by the British secretary of state, who claimed that he was no longer
a worker in the country. Here the ECJ held, against the opposition of two
intervening governments, that as a citizen of the European Union, Mr.
Baumbast and his family had the right to rely on Article 18 (1) of the EC
Treaty, i.e., the right to move and reside freely within the territory of the
member states. This case was the first in which the court placed the fundamental right of free movement above purely economic considerations.28
Until then, the right to work or establish oneself in another member state
was not wholly effective unless job seekers and potential entrepreneurs
were given the opportunity in law to seek work or attempt to otherwise
establish themselves in the new country.29
The language of the ECJ on Union citizenship is that of equality before
the law, the principle that T. H. Marshall found central to the acquisition
of other rights.30 The 1998 case of Martinez Sala introduced another facet
of equal treatment into the understanding of Union citizenship, thereby
putting a legal end to unequal treatment based on economic status.31 The
question at the heart of the case was whether an unemployed Spanish
national, single mother, and long-term resident in the land of Bavaria
(although on what precise basis her lawful residence could be deduced
was not entirely clear), could claim a child-raising benefit available solely
to German nationals or those who had a residence permit. The national
court ruled that Ms. Martinez Sala was neither a worker nor an “employed
person” under European Community social security regulations. The ECJ,
in contrast, held that she could rely upon the nondiscrimination principle enshrined in Article 12 of the EC Treaty. Ms. Martinez Sala could not
be obliged to produce a residence permit in order to obtain the benefit,
when German nationals only have to prove to be permanently settled in
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Germany. The court thereby widened the conferral of social advantages
and family benefits beyond the bounds of economic activity and, as a result, undermined a facet of member state sovereignty on welfare matters.
The court’s approach in the Martinez Sala case, while interpreted as a
milestone for the development of Union citizenship, has also been criticized as an example of exclusion of women. This critique is based on the
ECJ’s refusal to recognize “care work” as a “proper” form of work in the
case.32 While EC law explicitly acknowledges the importance of family and
care needs among ascendant relatives in particular, as a potential barrier
to the mobility of workers, it does not recognize care as a legitimate form
of rights-bearing social contribution.
The leading case on Union citizenship is the ECJ’s 2001 decision in Grzelczyk.33 In that case, a French national who was studying in Belgium and
who had previously worked there applied for “minimex,” a minimum subsistence allowance. The fact that he did not hold Belgian citizenship was
the only bar to his receipt of the benefit. Although he was initially refused
by the local authorities, the ECJ held that he had to be given the allowance on the basis of his Union citizenship. The court explained, “Union
citizenship is destined to be the fundamental status of nationals of the
member states, enabling those who find themselves in the same situation
to enjoy the same treatment in law irrespective of their nationality. . . .”34
It is undisputed that the Grzelczyk case is an example of discrimination
based solely on nationality. The importance of this case resides in its systematic approach to defining citizenship as including persons who would
have traditionally fallen outside the scope of a European Community law.
In short, any link with the exercise of the right of free movement appears
to be sufficient to bring the case within the scope of the treaty. The court
relied on both the right to move freely and the right against discrimination. And, as Elspeth Guild observed, “Marshall’s argument that social
citizenship is closely linked with the development of universal education
which is a prerequisite for the extension of the franchise finds an echo
here.”35
The 2001 Grzelczyk judgment is an all-embracing interpretation of
what may come within the European Community’s ambit. As a result, it
has far-reaching consequences for the catalogue of Union citizens’ rights.
For social rights, the principle of residence gradually overshadows nationality. The court confirmed this ruling in a 2004 case, Collins. In Collins, an
Irish-American national moved to the United Kingdom in order to find
work in the social service sector. A month later he applied for the job
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seeker’s allowance, which he was refused on the grounds that he was not
habitually resident in the United Kingdom.36 With express reference to the
previous citizenship case law, the ECJ held that any discriminatory national provision—even in terms of financial benefit—was unlawful. Union
citizenship has become a “trigger norm” of the ECJ, in particular, for its
antidiscrimination jurisprudence.37
II. European Citizenship from the Perspective of
Intra-EU Migrants
Is the juridico-political conception of a “denationalized” citizenship38 of
EU citizens supported by empirical evidence of people’s sense of belonging? In order to explore this question, we should listen to those who live
and work between nations, cultures, and languages. Under today’s condition of societal denationalization, such “intercultural identities” are far
more common than we might assume and are certainly not limited to underprivileged migrants or an elite made up of “global players.” By studying
autobiographical narratives, this section aims to shed light on new identities that emerge as a result of denationalization and the disintegration of
the demos. The assumption is that new identities may enrich democratic
politics with innovative interpretations of the social world or, for that
matter, of an emerging European transnational citizenship regime. Their
accounts of citizenship make ideologies39 of belonging and political loyalties explicit, as well as reveal people’s normative ideals with respect to collective identification (boundaries of trust and solidarity, of inclusion and
exclusion).
The case of Germany, considered a destination for both high- and
low-skilled migrants, invites questions about societal and political
membership as framed in specifically cultural terms. German identity
is traditionally built on the idea of Kulturnation, and until 1999, citizenship, an essential element for the constitution of collective identities, was mainly based on ius sanguinis.40 After the SPD/Greens won
the Bundestag elections in September 1998, a heated and wide-ranging
debate focused on the desirability of granting German (or dual) citizenship to long-standing resident “guest-workers” and their descendents. In
the Hessen Landtag (Parliament of the Province of Hessen) elections of
February 1999, the CDU/CSU based their whole election campaign on
their opposition to the “dual passport”—and won. The campaign even
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extended to gathering signatures on the streets of Frankfurt for a petition against the citizenship law reform project. In the context of this
public debate, during which my interviews with migrants took place,
the question of being a European citizen or a non-European foreigner
became increasingly relevant. And, in fact, all my interviewees spontaneously brought up the subject of their European identity and European
citizenship, although I had myself been careful never to mention “Europe” or “European citizenship.”
Transnational Surveys of Intra-EU Migrants’ Perspectives
Before we examine the content from the interviews, it is useful to first
briefly consider some rich data from a series of attitude surveys. Eurobarometer data, gathered by the Public Opinion Analysis sector of the European Commission,41 has shown that negative attitudes towards intra-EU
migrants are a key variable that is highly correlated with hostility toward
European integration.42 However, what is perhaps more interesting is that
data has revealed that even during the period in which support of the
member states for the European Union dwindled (after about 1990), the
majority of those surveyed by Eurobarometer identified with Europe—an
attachment that grew throughout the beginning of this century.43 Interestingly, maintaining a European identity does not seem to erode one’s
feelings towards one’s own nation. Contrary to traditional Euro-sceptic
discourse in the political science literature, respondents with high levels
of national identity are more likely to identify with Europe than respondents who display weaker levels of political identification.44 Thus, because
individuals describe themselves as holding multiple identities, we can reject zero-sum conceptions of national versus European identity. A critical factor involved in mitigating prejudice towards “outsiders” seems to
be adopting a sense of collective identity that is not exclusively national.45
Moreover, the more Europe is identified in “civic-political” rather than
in “cultural-ethnic” terms, and the more cultural diversity is welcomed,
the less exclusion and categorization of “others” (EU migrants or non-EU
third-country nationals) takes place.46
The well-respected Shellstudie, a national study of the attitudes, values,
and behaviors of German youth, showed that foreigners see the future of
that country more positively than Germans, and among the foreigners,
Italians are more optimistic than Turks, and women more optimistic than
men.47 Young migrants feel that they enjoy roughly the same opportunities
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as the indigenous population. Recent quantitative and qualitative studies
on the life situation of young female migrants show that a considerable
number of them want to go their own way without breaking away from
their parents’ culture or their values.48 These women are keen on education and see no contradiction between the “modern life” of individualism,
on the one hand, and their intense family orientation, the inevitability of
marriage, and their belief in religion, on the other hand. They feel free to
navigate between their different identities. All these findings support the
impression given by my own interviews.
The material providing the principal evidence arises from a set of interviews with Italian denizens49 from different occupational backgrounds
(computer engineer, secretary, construction worker, greengrocer, school
student, etc.) in Frankfurt am Main.50 Although the small sample size
of my single case study51 does not enable me to explore possible gender
differences, it may provide the groundwork for more comprehensive research, which could take into account these differences.
My interviews were driven by an interest in the interviewees’ views on
the issues of citizenship, identity, and sense of belonging. My underlying
questions were as follows: (1) Do the interviewees understand their identity to be constructed or as something prediscursively defined by categories such as nation, region, etc.? (2) To what extent do the interviewees
mix with those from other cultures, and how willing are they to engage
with and learn from them? 3) To what degree are the interviewees selfreflexive, i.e., do they see their own perspectives as partial and are they
willing to see the world through the eyes of others?
Four Stories of Belonging under Conditions of Denationalization
Annalisa Corradi, a small, delicate, neat woman in her thirties, greets
me in her immaculate apartment. She came to Frankfurt at the age of six
and worked for many years as a hairdresser before marrying an Italian
waiter who has recently taken over his own pizzeria. She is now a housewife and the mother of two children. Her story is one of success, of moving up the ladder step by hard-earned step. One of the signs of her ambition lies in the fact that she has sent her children to a private school
to learn “good German,” which in state schools is “impossible because of
the huge number of foreign kids.” Annalisa’s German and Italian personae
come to the fore at different times.52
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421
I can be an Italian here; I can be a German. . . . What am I? Everything,
everything, I am surely an Italian, obviously, . . . but ah, when I have to play
the German role, then I play the German role, no problem.53
Annalisa displays a self-conscious ability to play different “identity” roles
and to switch between them “autonomously.” Accordingly, she has no essentializing conception of cultural and national self-understandings and
seems aware of their “constructedness.”
Riccardo Dente gives a rather different impression. Big, well-dressed, and
jovial, he breaks into a fleeting smile when he finds something funny
about the stories he tells me. At forty, he runs a law firm with twenty employees on one of the most elegant streets in Frankfurt, but he evidently
prefers to be “one of the boys” rather than play the role of the “big boss.”
He moved to Germany with his father, a physician from Friuli, when he
was five years old, after the death of his mother, a Neapolitan musician.
Riccardo is now married to a German woman and has four children.
He clearly enjoys being at the center of attention, underlining his selfconsciously Italian savoir vivre with somewhat theatrical gestures, even
though he speaks German with a strong Hessian accent. In the middle of
recounting his life story he says,
If I had either the fortune or the misfortune of . . . making a clear choice: . . .
I am clearly an Italian and a German, then I would also say‚ yes, I am politically European, and culturally German.54
What is most salient about this statement is Riccardo’s caution when using his identity categories, his unproblematic (even slightly positive) view
on apparently confusing, ambivalent belongings: he “is” Italian, politically
European, and culturally German.
I interview Armando Guerri in the back room of the tiny food shop run
by his parents. Short of stature and solidly built, the nineteen-year-old apprentice hotelier calls himself a “typical third-generation immigrant brat.”
He seems at ease with a “hyphenated” or “pastiche” Italian-German identity, an identity that extends even to his gestures and ways of talking. Armando was born in Frankfurt but spent two years at elementary school in
Sicily, where he stayed with his grandmother. He is keen to emphasize that
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his friends are “international.” When he goes back to his village in Sicily
during the summer, he feels just as at home as he does in Frankfurt, but
then, as he points out with a smile, more than half of the other guys are
also migrants and normally live in Germany or Holland. He believes that
non-EU immigrants can benefit from German citizenship, but he himself,
being Italian (i.e., an EU citizen), does not need it, even if this means that
he cannot vote in the national elections. He is happy with his right to vote
in the local Kommunal elections.
In my case . . . Italy is in the EU . . . so I have no problems. I don’t know
why I should want German citizenship when I have . . . just as many rights
as a German. That is, aside from voting, but otherwise, I find, I have no
disadvantages as EU-citizen, a fellow citizen.55
His discourse on European citizenship is based on rights and “legal
advantages,” not on some idea of a shared essentialistic identity or common European culture that non-Europeans do not share. In his narrative
there are no such boundaries between “us” and “them,” between “friends”
and “enemies.” For Armando, “European” seems to mean “international”
or “intercultural.” For him, what counts is the way someone is as a person,
regardless of his national or cultural identity. This is a theme that repeatedly recurs in all the interviews.
Armando can see himself living in other European countries—but also
beyond, for example, in America. He can also see himself having an African or Moroccan girlfriend. Indeed, rather than excluding non-EU migrants from his European discourse, he tends to place a high value on
encountering different cultures. He is also able to put himself in the shoes
of non-EU migrants. For example, he tells me that if he were Turkish,
he would want German citizenship because non-EU migrants have fewer
rights.
Well, if I were from Turkey . . . I would want to have German citizenship . . . because I know, as a Turk, . . . one doesn’t have as many advantages
as an Italian in Germany. I feel European, a hundred percent.56
Armando feels quite happy with the plurality of coexisting national
identities and seems aware of their dynamic constructedness. Depending
on the context, he can navigate now as the “third-generation immigrant in
Frankfurt” (focusing on common intercultural experience); now stressing
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his Germanness (for example, when he is with someone from his Sicilian village who hasn’t gone abroad); now his Italian origins (for example,
when he watches football with his friends—they all “play” with their own
and each others’ different origins). In his everyday life, Armando draws
on his knowledge of different cultures and languages, mixing them and
picking out the good elements from both.
Teresa Pedrini is a pretty, stylish nineteen-year-old, full of energy but
seemingly uneasy about her life. She left high school (Gymnasium) a year
before taking the final examinations, the Abitur, a decision she now regrets. She works part-time in a clothes shop and plans to go back to the
Gymnasium and then to Italy to carry on her studies. Teresa’s life story is
one of transnational coming and going, a pattern more typical of Italian
than, say, Turkish or Spanish migrants. She was born in Frankfurt, but
just after her eighth birthday the whole family returned to Lecce. It was
there that Teresa spent what she calls her “important years” in terms of
socialization. After seven years, however, her father lost his job and the
family decided to go back to Frankfurt. Despite extreme difficulties at the
Gymnasium, she felt immediately socially accepted by the members of her
class, the majority of whom were foreigners.
No, no, no, there was no real difference between students. . . . You can say
that they were all Germans, no matter whether one was [also] a foreigner,
Italian, Spanish, Portuguese. . . .57
Teresa, like many of the other interviewees, tells me that her friends are
“Germans, Spaniards, Moroccans, Turks, French, and English.” She emphasizes that there were no differences between them and that they were
all fundamentally “Germans” regardless of their background. At the same
time, however, Teresa’s narrative underlines cultural diversity, stressing in
particular her own Italian identity, as well as the fact that encountering
all these different cultures was an enriching experience. At school she and
her classmates would often discuss what was happening in their different
countries of origin and that by taking from the ways of life, the cultures,
the religions of others, they broadened their own cultures, and their horizons. She describes this as important for her “personal learning processes.”
Although she otherwise speaks highly of her friends in Lecce, she criticizes
them for being somewhat “racist” towards the Albanians and Turks who
arrive on the Italian coast. Although her words belie a degree of nostalgia
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for Lecce, she underscores the fact that she has no problem with living as a
foreigner in Germany or with the many cultures of her peers.
It is enriching [in Germany] . . . because you have contact with Germans,
with Moroccans, Turks, and many other nationalities and from each nationality you derive a life style, a culture, a religion that enrich your own. . . .58
For Teresa and for all of those from her age group who were interviewed by me, “European” describes the mixing and encountering of different cultures that she experiences in her Frankfurt life. For her, the unification of Europe was present all along in her classroom.
Sincerely speaking, [European unification] is very significant . . . because
before I ever distinguish between countries, for me Europe was already
united. [When] you live in Germany, you have many friends of different
races . . . therefore European unification for me was already happening on a
small scale [in class]. . . . I hope that it continues in this way.59
Towards a Situated Postnational European Citizenship
As to their self-understanding (my first question), the interviewees
indicated that they do not feel “uprooted” but rather feel rooted in two
cultures. This is perhaps the most striking feature of the interviews and
of the literature: the ambivalence of the interviewees’ sense of belonging
and their awareness that their identities are multiple and constructed, not
ready-made or pregiven by any national or cultural bond. All interviewees
reject the either/or classifications of collective identity, which are typical of
ready-made conceptions (e.g., the underlying idea of a pregiven identity,
which was an important feature of the German debate about dual citizenship). Having developed a certain predisposition to perceive themselves
from an intercultural and transnational perspective, migrants are “betwixt and between.”60 They emphasize the fact that they are both foreign
(e.g., Italian) and German, and most express an ambivalent but strongly
situated idea of citizenship and identity. My interviewees, especially those
who attended school in Germany, enact ambivalent self-understandings
(simultaneously Italian, German, and “international”) but—and in this
they differ from their Turkish peers—often spontaneously deem themselves “European” when asked about citizenship issues. Unlike Turkish
migrants, they are citizens of an EU member state and say that because of
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425
the “legal advantages” of being an EU citizen they “do not need” German
citizenship.
As to the degree of openness (my second question), all of my interviewees see this kind of plural belonging and intercultural interaction
as enriching. They emphasize that people with different origins can go
beyond encounters with others and mix with each other interculturally
by actively learning from each other. While they recognize that such
encounters can involve conflict or other difficulties, all seem to agree
that attempts at mutual understanding and learning are important experiences, which contribute to one’s development as a person. They emphasize that we should learn to treat all people “equally.” Some of them
explicitly refuse to draw boundaries between (other) foreigners, Italians, and Germans, but make clear that this equality should not obliterate cultural differences. Such an open and “constructed” self is a crucial
presupposition for transnational citizenship practices.
As to the degree of reflexivity (my third question), my interviews show
that exposure to a plural situatedness somehow relativizes the attachment
to one’s roots. Multiple belongings do not seem to lead to a sort of abstract or detached postnational identity but to a more reflexive, although
situated, sense of belonging. The collective identity of migrants is ambivalent and relativized, while their personal identity is strong but flexible—
and not at all uncommitted. Their capacity to move among multiple identities according to the context of social interaction is accompanied by a
striking willingness (spontaneously expressed in the narratives) to change
perspective in order to try to see the world through others’ eyes. Some,
for example, say that if they were Turkish (i.e., if they were not to have
EU citizenship), they too would ask for German citizenship in order to
have the same rights as Germans or migrants from EU member states.
Two older interviewees, for example, emphasized that today the Turks or
the asylum seekers in Germany or the Albanians and Kurds who arrive
on the coast of Puglia are like the Italian migrants of the 1960s. Almost
all interviewees, especially the younger ones, emphasize EU citizenship in
civic-political terms; thus boundaries become arbitrary or “constructed.”61
Their accounts display a “pastiche” self-understanding and a multilayered
conception of citizenship, which is surprisingly conscious of the legal status of Union citizenship.
I end this section with an extract from the interview with Chiara
Gambaro, a small, lively greengrocer at the Kleinmarkthalle, a huge
multicultural food and vegetable market. At thirty-eight, she seems
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uninterested in her appearance, but emanates warmth and a quick intelligence. When she was twelve years old, she came to Frankfurt with her
parents, both workers from Agrigento (Sicily). At twenty, she married
a Sicilian and now has two sons. During the interview she expresses a
strong interest in both Italian and German politics. Certain of the fact
that she has the “same rights” as a German citizen (apart from national
voting rights), she, like all other interviewees, is uninterested in German citizenship.
Chiara’s idea of citizens’ rights is detached from questions of identity.
Several times she emphasizes the fact that she likes working in the multicultural context of the Kleinmarkthalle and is especially fond of her Kurdish friends, for whose political troubles in Turkey she expresses much
sympathy. Chiara likes going back to Sicily, but also dislikes the fact that
people of different social status are treated differently there when they go
to an office, to a bank, or to the doctor. Like two other middle-aged female interviewees from southern Italy, she also emphasizes the fact that
women in their home country are “less free.” As important features of European identity, Chiara stresses “equality between men and women,” as
well as among all people regardless of where they come from, as a distinctive quality of European citizenship. To her, Europe reaches out and
can include “threatened” Kurds, “oppressed” Indian women, and nonEuropeans (“extracomunitari”), thereby blurring boundaries drawn by EU
citizenship between individuals from member states and individuals from
“third” states:
We are all European, no? I think so. . . . In my opinion, feeling like a
European is feeling free, independent, not like some nations of the world
like India where [people] have no rights, as women, for example. . . . We
Europeans have rights, we are democratic. . . . We are international, we are
truly European, and even the non-Europeans living here have adapted a bit
as well.62
As we have seen from these interviews, under conditions of multiple
belongings, cultural and national identity can become more “relativized”
and reflexive. Reflexivity, the insight that one’s own perspective is partial
and that the perspective of others is potentially equally valid, is crucial for
the idea of trust and solidarity across national or cultural boundaries. My
data provides some evidence that the sociocultural presuppositions for a
transnational solidarity based upon the recognition of difference can be
Mobility, Migrants, and Solidarity 427
obtained in many contexts, and can be fostered in others, for example, by
institutionalized citizenship practices promoting cultural self-reflexivity,
openness to diversity, and cross-national political dialogue.
III. Considering the Future of Women’s Citizenship and the
Rights of non-EU National Residents in the European Union
As we have seen, Union citizenship, both in law and in practice, implies
the dissociation of nationality (belonging) and citizenship (legal status)—
a dissociation that has the potential to foster trust and solidarity independent of national affiliations. The recognition of the alien as a fellow citizen
is a basic challenge of Union citizenship. Union citizenship creates an explicitly political status and it does so without relying on a constitutional
European demos. It offers to the citizens of the member states a new and
additional “we,” which creates a bond among individuals who accept that
they are and remain alien to each other. Situated in one or more nationstate contexts and cultures, they are conscious of a more abstract sphere
of communication about common goals among strangers. The European
Union is a political space without demos, based on the solidarity of citizens who are able to reflect their otherness.
But can Union citizenship be considered truly postnational?63 And is it
gender sensitive? Union citizenship, as defined by the treaty, is on the one
hand inclusive for EU nationals, potentially fostering multiple loyalties
among them; on the other hand, however, it by definition excludes nonEU nationals residing in the European Union from political participation.
Union citizenship has created a “two-tiered status of foreignness”:64 the
discrepancy between those who are foreign nationals but EU citizens and
those who are third-country nationals has deepened. Although the integration of the latter into the European Union’s rights regime is rather advanced,65 citizenship of the Union is still unavailable to them. As yet, it is
unclear whether Union citizenship will ultimately replace the rights and
duties specific in the national context, whether it will simply complement
national law, or whether the concept of citizenship will “evolve” as such,
namely, in a liberal-democratic rather than (supra)national way.
These two tiers of foreignness give rise to a division between a political community and a transnational economic and social community: as
yet, non-EU citizens benefit only from certain citizenship rights, namely,
those that are not intrinsically linked to nationality of a member state.
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Although they are de jure not EU citizens, they are entitled to some civil,
economic, and social rights.66 The clear distinction between insiders and
outsiders is particularly challenged by a curious position regarding rights
to social security within the European Union.67 Moreover, the Charter of
Fundamental Rights of the European Union, signed in Nice in 2000, is reacting to injustices of social exclusion by establishing rights of solidarity.68
Although the “citizen” behind the charter is clearly a gendered person
and European (not global), it allows for an understanding of “citizenship
as critical positioning,” which does not focus on belonging to nations,
“avoids explicit sexing of subjects and opens up spaces for the inclusion of
sexual minorities.”69
Remarkably, the ECJ has been making fewer and fewer distinctions
between EU citizens and non-EU third-country nationals. For example,
in the Zhu and Chen case, a Chinese woman decided to travel to Belfast
in order to give birth to her daughter, having deliberately chosen Belfast because anyone born in Northern Ireland acquires Irish nationality
and is thus a Union citizen, with the right to move freely to Cardiff in
Wales.70 Ms. Chen invoked the right of residence deriving from that of
her daughter. In order not to reduce the monopoly powers of the member states with regard to the determination of nationality, the court notably held that Zhu satisfied the sufficient-resources condition for the
right of free movement only via her Chinese mother who, as her primary caregiver, also gained an indefinite right of residence. Ultimately,
both mother’s and daughter’s rights to remain in the United Kingdom
were vindicated.
The Zhu and Chen case plants an important seed for the realization
of the rights not only of third-country nationals residing in the European Union, generally, but also the subgroup of those nationals who are
women, in particular. The case demonstrates how women may be able to
use transnational forms of citizenship and entitlements to increase their
mobility and gain rights. Notwithstanding this far-reaching judgment,
however, we have to acknowledge that for non-EU nationals there are, as
of yet, no political rights: they are still unable to vote or to run in local,
national, and European elections. Welfare and employment rights do not
make them “partial European citizens” from a legal point of view.
Parallel to the process of “integration through law,” i.e., through rules,
court decisions, and agreements, formal and informal citizenship practices are taking place at the European level through social movements and
transnational policy networks (e.g., the European Women’s Lobby, the
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429
women members for trade unions, the European Network against Racism,
the European Coordination for Foreigners’ Right to Family Life). Scholars
have emphasized these “soft” forms of participation in EU institutions as
well as transnational associations and networks, which challenge national
citizenship as the main access, as well as sign of membership and alliances, to a political community.
The potential for third-country voices to be heard in EU policymaking as a result of the participation of transnational networks suggests
that we may indeed be moving toward “a potentially progressive source
of post-national rights.”71 As Valentine Moghadam’s chapter in this volume discusses, women have successfully used transnational feminist networks (TFNs) to vindicate their rights in the Middle East, North Africa,
and around the world.72 TFNs may similarly play a role in ensuring that
any postnational citizenship that emerges in the European Union includes
equal political and civil rights for women migrants both from within and
from outside of the Union.
At the beginning of the 1990s, the European Parliament gave subsidies
to a transnational structure called “Migrants’ Forum” to induce non-EU
nationals to coordinate their actions beyond the national level and to integrate them into the European Union. By claiming equality of rights and
treatment, third-country nationals were striving to promote their status as
“European citizens” in the newly shaped political arena.73 But, although it
is remarkable that the European Union does not use EU citizenship to exclude non-EU citizens from “soft” forms of participation, further-reaching
expectations that the EU’s migration regime might be a source for a postnational polity can empirically not be supported.74
The debate on the European Constitution was relaunched by the German president of the European Council in early 2007. Renewed negotiation brought with it an opportunity to intervene on multiple levels in European civil society and the transnational public space.75 Title II of the as
yet unratified Reform Treaty (or “Lisbon Treaty”) includes an article on
“provisions on democratic principles,” which establishes a clear connection between a “regular dialogue” with civil society and democratic governance in the European Union.76 This article would oblige all European institutions to be transparent and open to consultation. If this article enters
into force, reflections about the inclusion of civil society organizations in
EU policymaking processes will inevitably gain momentum.
The transformative changes in the meaning of Union citizenship are
better understood as processes, not as immediate effects of the formal
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enactment of a legal status. These changes will depend on judicial and
political interpretations of citizenship at the national and European level,
as well as on people’s sense of European citizenship. As Ute Gerhard has
recently argued, “with regard to the integration already achieved through
law and citizenship practice, women,” and we may add migrants, “in Europe have more to win than to lose.”77 As yet, however, both the goal of
European integration and the nature of European citizenship is an openended project, the outcome of which is unknown.
Notes
1. I would like to thank Talia Inlender and Chavi Kenney Nana for their excellent editing, as well as Talia Inlender, Judith Resnik, and the editor at NYU Press,
Deborah Gershenowitz, for their helpful suggestions. Thanks also to Hannah
Müller for library assistance.
2. Ettore Recchi, “Migrants and Europeans: An Outline of the Free Movement
of Persons in the EU,” 38 AMID Working Paper Series (Aalborg, Denmark: Academy for Migration Studies in Denmark, 2005), available at http://www.amid.dk/
pub/papers/AMID_38-2005_Recchi.pdf.
3. See generally Jane Freedman, ed., Gender and Insecurity: Migrant Women in
Europe (Aldershot, UK: Ashgate Publishing, 2003).
4. See Monika Mattes, “Gastarbeiterinnen,” in der Bundesrepublik Anwerbepolitik, Migration und Geschlecht in den 50er bis 70er Jahren (Frankfurt/Main,
Germany: Campus Verlag 2005).
5. The as-yet-unratified Reform Treaty (or Treaty of Lisbon) replaces the “European Constitution” that was drafted by a Constitutional Convention under the
auspices of the European Council. Remarkably, the Constitutional Convention
was open for comments by civil society organizations and citizens. Deliberations
were public and a website for comments was established. However, the actual
composition of the convention was clearly male dominated: only seventeen out of
a total of 107 members were women. Following the failed referenda on the draft
EU Constitutional Treaty in France and the Netherlands in 2005, a Reform Treaty
was signed by EU leaders at a special summit in Lisbon on 13 December 2007.
The Reform Treaty deliberately dropped all constitutional symbolism once included in the draft Constitutional Treaty. Treaty of Lisbon Amending the Treaty
on European Union and the Treaty Establishing the European Community, available at http://www.consilium.europa.eu/uedocs/cmsUpload/cg00014.en07.pdf.
6. In the spring of 2004, ten new member states joined the European Union:
Cyprus, the Czech Republic, Estonia, Hungary, Latvia, Lithuania, Malta, Poland,
Slovakia, and Slovenia. On January 1, 2007, Romania and Bulgaria joined the European Union.
Mobility, Migrants, and Solidarity
431
7. Treaty on European Union and Final Act art. 8-8E, Feb. 7, 1992, O.J. (C 224)
(1992), reprinted in 31 I.L.M. 247 (1992) [hereinafter Maastricht Treaty]. These
ideas are included in Articles 17–22 in the Amsterdam revisions to the Maastricht
Treaty.
8. Ulrich K. Preuss, “Two Challenges to European Citizenship,” in Constitutionalism in Transformation: European and Theoretical Perspectives, eds. Richard
Bellamy and Dario Castiglione, 139 (Oxford: Blackwell, 1996).
9. Andreas Føllesdal, “Citizenship: Global and European,” in Global Citizenship: A Critical Reader, eds. Nigel Dower and John Williams, 73 (Edinburgh: Edinburgh University Press, 2002).
10. In October 1997, the Amsterdam Treaty introduced amendments to the
principle of European citizenship in Articles 17 and 21 (formerly Articles 8 and
8[d]). The Amsterdam Treaty states that “citizenship of the Union shall complement and not replace national citizenship.” Treaty of Amsterdam Amending the
Treaty on European Union, the Treaties Establishing the European Communities
and Certain Related Acts arts. 17, 21, Oct. 2, 1997, 1997 O.J. (C 340).
11. Article 21 of the Charter of Fundamental Rights of the European Union
(hereinafter EU Charter) states that “any discrimination based on any ground
such as sex, race, colour, ethnic or social origin, genetic features, language, religion or belief, political or any other opinion, membership of a national minority,
property, birth, disability, age or sexual orientation shall be prohibited.” Charter
of Fundamental Rights of the European Union art. 21, Dec. 1, 2000, 2000 O.J. (C
364) 1, available at http://www.europarl.europa.eu/ charter/pdf/text_en.pdf.
12. Article 23 of the EU Charter states that “equality between men and women
must be ensured in all areas, including employment, work and pay.” Ibid., art. 23.
13. Sandra Fredman, “Transformation or Dilution: Fundamental Rights in the
EU Social Space,” European Law Journal 12(1) (2006): 41–60.
14. See, for example, Elspeth Guild, The Legal Elements of European Identity:
EU Citizenship and Migration Law (The Hague: Kluwer Law International, 2005).
15. Migrants from EU member states are entitled to family reunification. In
fact, the ECJ has been so protective of those seeking family reunification (and,
in particular, protecting these individuals against member states’ restrictive policies towards their own nationals) that it has created an incentive for European
citizens to use their free movement rights in order to establish a right to family
reunification with third-country national family members. However, no such
solution appears in sight for Europe’s migrants who are third-country nationals.
Ibid., ch. 6.
16. In the Nottebohm case, the International Court of Justice ruled that
nationality is a legal bond having at its basis a social fact of attachment, a genuine connection of existence, interests and sentiments, together with the existence of reciprocal rights and duties. It may be said to constitute the juridical
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expression of the fact that the individual upon whom it is conferred . . . is in
fact more closely connected with the population of the State conferring nationality than with any other State. (Nottebohm Case [Liechtenstein v. Guatemala],
1955 I.C.J. 4, 23 [Judgment of April 6, 1955])
17. The EU member states use different combinations of the cultural/ethnic
and territorial criteria for determining national citizenship.
18. Ulrich K. Preuss and Ferran Requejo, eds., European Citizenship, Multiculturalism, and the State, 8 (Baden-Baden, Germany: Nomos Verlag, 1998).
19. Clause Offe and Ulrich K. Preuss, “The Problem of Legitimacy in the European Polity: Is Democratization the Answer?” in The Diversity of Democracy:
Corporatism, Social Order, and Political Conflict, eds. Colin Crouch and Wolfgang
Streeck, 175–204 (Cheltenham, UK: Edward Elgar, 2006).
20. See Catherine Dauvergne’s chapter in this volume, “Globalizing Fragmentation: New Pressures on Women Caught in the Immigration Law–Citizenship
Law Dichotomy.” For other examples, see Chiara Saraceno, “Constructing Europe, Constructing European Citizenship: Contradictory Trends,” in Will Europe
Work? Integration, Employment, and the Social Order, eds. Martin Kohli and
Mojca Nowak, 127–41 (London: Routledge, 2001); Ute Gerhard, “European Citizenship: A Political Opportunity for Women?,” in Women’s Citizenship and Political Rights, eds. Sirkku Hellsten, Anne Maria Holli, and Krassimira Daskalova,
37–52 (New York: Palgrave Macmillan, 2006).
21. It is important to emphasize that the ECJ does not actually decide cases.
It simply answers a set of questions posed by the national courts, which the latter deem to be necessary for the purpose of resolving an issue of European law,
which arises before it. The preliminary reference procedure does not guarantee
the “right” interpretation and enforcement of EC law at the national level.
22. Case 26/2, van Gend & Loos v. Netherlands Inland Revenue Administration, [1963] E.C.R. 1.
23. Case 29/69, Stauder v. Stadt Ulm Sozialamt, [1969] E.C.R. 419, para. 7.
24. See, for example, Geduldig v. Aiello, 417 U.S. 484 (1974) (holding that
exclusion from disability benefits due to pregnancy does not constitute an equal
protection violation under the U.S. Constitution). See also Claire Kilpatrick,
“Emancipation through Law or Emasculation of Law? The Nation-State, the EU,
and Gender Equality at Work,” in Labour Law in an Era of Globalization: Transformative Practices and Possibilities, eds. Joanne Conaghan, Richard Michael Fischl, and Karl Klare, 489–509 (New York: Oxford University Press, 2004).
25. Case C-177/88, Dekker v. Stichting Vormingscentrum voor Jong Volwassen
(VJV Centrum), [1990] E.C.R. I-3941.
26. Case C-274/96, Criminal Proceedings against Horst Otto Bickel & Ulrich
Franz, [1998] E.C.R. I-7637.
Mobility, Migrants, and Solidarity
433
27. Case C-413/99, Baumbast & R. v. Sec’y of State for the Home Dep’t, 2002
E.C.R. I-7091, para. 81.
28. James D. Mather, “The Court of Justice and the Union Citizen,” European
Law Journal 11(6) (2005): 730.
29. However, the ECJ always held that the right in Article 18 of the EC Treaty
is not unconditional and is dependent upon the terms of various limitations and
conditions laid down elsewhere in the treaty, its secondary legislation, and even
national and international provisions.
30. Thomas H. Marshall, Citizenship and Social Class: And Other Essays (Cambridge: Cambridge University Press, 1950).
31. Case C-85/96, Martinez Sala v. Freistaat Bayern, [1998] E.C.R. I-2691.
32. See Jo Shaw, “Gender and the European Court of Justice,” in The European Court of Justice, eds. Grainne de Burca and J. H. H. Weiler, 141 (New York:
Oxford University Press, 2001); Louise Ackers, “Citizenship, Migration, and the
Valuation of Care in the European Union,” Journal of Ethnic and Migration Studies 30(2) (2004): 373–96.
33. Case C-184/99, Grzelczyk v. Centre public d’aide sociale d’OttigniesLouvain-la-Neuve, [2001] E.C.R. I-6193, para. 31.
34. Ibid.
35. Guild, The Legal Elements of European Identity: EU Citizenship and Migration Law, supra note 14, 240.
36. Case C-138/02, Collins v. Sec’y of State for Work and Pensions, [2004]
E.C.R. I-2703.
37. Stephan Wernicke, “‘Au nom de qui?’ The European Court of Justice between Member States, Civil Society, and Union Citizens,” European Law Journal
13(3) (2007): 380–407.
38. For a discussion, see Linda Bosniak, “Denationalizing Citizenship,” in Citizenship: Comparisons and Perspectives, eds. T. Alexander Aleinikoff and Douglas
B. Klusmeyer (Washington, DC: Carnegie Endowment for International Peace,
2001).
39. “Ideology” is intended here to point to social structures, which are reflected in people’s narratives about themselves and society. Ideologies are the
result of historical processes and social events and thus exist independent of
any single individual. For discussions of ideology, see Theodor W. Adorno, Else
Frenkel-Brunswik, Daniel J. Levinson, and R. Nevitt Sanford, The Authoritarian
Personality (New York: Harper & Bros., 1950); Karl Mannheim, Ideology and Utopia: An Introduction to the Sociology of Knowledge (New York: Harcourt Brace,
1949).
40. In 1999, the Social Democratic government passed a new citizenship
law, which allowed for the first time for ius soli citizenship. It paved the way for
“guest workers” to seek citizenship. The new act gives automatic citizenship to
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children born in Germany to foreign residents. Because of this shift in Germany
from the ius sanguinis principle toward a residence-based one, Germany provides
a useful case study. See Gesetz zur Reform des Staatsangehörigkeitsrechts [Act to
Amend the Nationality Law], July 15, 1999, BGBl. I at 1618, art. 1, no. 3 (F.R.G.).
41. For additional information on Eurobarometer surveys, see their website at
http://ec.europa.eu/public_opinion/index_en.htm (last accessed April 26, 2007).
42. Lauren M. McLaren, “Immigration and the New Politics of Inclusion and
Exclusion in the European Union: The Effects of Elites and the EU on Individual-Level Opinions regarding European and Non-European Immigrants,” European Journal of Political Research 39(1) (2001): 81–108.
43. Jack Citrin and John M. Sides, “More Than Nationals: How Identity
Choice Matters in the New Europe,” in Transnational Identities: Becoming European in the EU, eds. Richard K. Herrmann, Thomas Risse, and Marilynn B.
Brewer, 166–67 (Lanham, MD: Rowman & Littlefield, 2004).
44. Michael Bruter, “Civic and Cultural Components of a European Identity: A Pilot Model of Measurement of Citizens’ Levels of European Identity,” in
Transnational Identities: Becoming European in the EU, supra note 43, 204.
45. Ibid., 182.
46. Ibid.
47. Among respondents, Germans were the most pessimistic about the future:
36 percent of male and 37 percent of female Germans surveyed agreed that the
“future was rather gloomy.” Of the foreign respondents, 35 percent of male Turks
and 26 percent of female Turks agreed with the statement, while 26 percent of
male Italians and 23 percent of female Italians agreed. See Deutsche Shell, ed.,
Jugend 2000, vol. 1 (Opladen, Germany: Leske & Budrich, 2000), 27.
48. Ursula Boos-Nünning and Yasemin Karakasoglu, Viele Welten. Zur Lebenssituation von Mädchen und jungen Frauen mit Migrationshintergrund (Münster, Germany: Waxmann Verlag, 2005); Cordula Weissköppel, Ausländer und
Kartoffeldeutsche. Identitätsperformanz im Alltag einer ethnisch gemischten Realschulklasse (Weinheim, Germany: Juventa-Verlag, 2001). In terms of qualitative
studies, there is quite a lot of literature on Turkish migrants and very little on
other migrant groups (Italian, Spanish, Portuguese, etc.).
49. By “Italian denizens,” I mean Italian (non-German) citizens who are
legally resident in Germany. My focus is on the emergence of a specifically European dimension in collective identity, and as such, it made sense to center my
inquiry on migrants from an EU member state.
50. Frankfurt is a multicultural city in the Land of Hessen with a population
of over six hundred thousand. A center of international finance and labor mobility, it ranks fifth among the world’s “global cities.” See Saskia Sassen, Cities of a
World Economy (Sociology for a New Century) (Thousand Oaks, CA: Pine Forge
Press, 1994). At 30 percent, the proportion of non-German inhabitants in Frankfurt is higher than in any other German city. After Turks and nationals of the
Mobility, Migrants, and Solidarity 435
former Yugoslavia, Italians—with 13,500 residents—are the third largest group of
foreigners and the largest group of nationals from an EU member state.
51. Thirty potential interview candidates were randomly selected from a list
provided by the Italian consulate. Using the technique of minimal and maximal
contrasting (Grounded Theory), I drew a “theoretical sample” of fifteen from the
short list, ensuring that the selection was balanced in terms of sex, age, occupation,
education, and time spent in Germany. I established a minimum of five years. Of
these fifteen people, seven were men and eight women; four were under twenty
years old, eight were between thirty and forty-five years old, and three were over
sixty years old. When I contacted these fifteen people, twelve agreed to be interviewed about “how migrants live and think today.” For more details on the methodology and setting, see Patrizia Nanz, Europolis: Constitutional Patriotism beyond
the Nation-State (Manchester, UK: Manchester University Press, 2006), ch. 7.
52. To make the interviewees comfortable, I let them choose the language in
which to speak. Perhaps it helped that I am myself half Italian and was raised
bilingually in Germany.
53. Original transcript follows: “Ich bin hier, äh, ja, ich kann hier Italienerin
sein, ich kann hier Deutsche sein. Was ich bin? Alles, alles, ich bin schon Italienerin, klar logisch, aber äh, wenn ich heute die deutsche Rolle spielen soll,
dann spiel’ ich die deutsche Rolle, kein Problem.”
54. Original transcript follows: “Aber, wenn ich das Glück oder das Pech hätte,
wie man’s nimmt, ja, ‘ne klare Zuweisung zu sagen, ich bin deutlich Italiener,
ich bin Deutscher, dann würde ich ‘ja’ dazu sagen, politisch Europäer, kulturell
Deutscher. ”
55. Original transcript follows: “Bei mir, bei mir ist es halt, Italien ist halt in
der EU, und ich hab’ halt keine Probleme, ich wüsste auch nicht, warum ich, äh,
die deutsche Staatsbürgerschaft annehmen sollte, ich hab’ genauso viele Rechte so
gesehen als wie die Deutschen. Also, außer das mit den Wahlen, aber ansonsten,
find ich, hab’ ich keine Benachteiligung als, äh, EU-Staats, also Mitbürger.”
56. Original transcript follows: “Also, wär’ ich, was weiß ich, aus der Türkei
oder so würd‘ ich dann schon die, äh, die deutsche Staatsbürgerschaft annehmen
wollen. Weil, äh, ich weiß nicht, als Türke hat man, ich weiß nicht, nicht so viele
Vorteile wie wenn man Italiener ist in Deutschland. Ich fühl’ mich als Europäer,
also hundertprozentig.”
57. Original transcript follows: “Con tutti, cioè io non, non faccio differenze
ormai. No, no, no, non c’era nessuna distinzione cioè proprio tra ragazzi questo
non esisteva, cioè non esiste proprio, tutti sono si può dire tutti tedeschi, è
uguale se adesso sei straniero, italiano, spagnolo, portoghese.”
58. Original transcript follows: “E’ un arricchimento sì, assolutamente, perché
stai a contatto con tedeschi, con marocchini, con turchi, con tante altre nazionalità e da ogni nazionalità prendi un vivere, un modo di vivere, una cultura, una
religione cioè ampli anche il tuo, la tua cultura, la propria cultura personale.”
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59. Original transcript follows: “Io sinceramente, [l’unificazione dell’Europa]
ha un grande significato, si, assolutamente, però che adesso abbiano unificato
l’Europa per me già prima, cioè per me personalmente, no adesso per me come
paese, ma per me personalmente, perchè prima non avevo mai fatto queste distinzioni tra tutti questi paesi per me era già unita l’Europa. Eh si, perchè, perché
tu vivi in Germania, vivi in Germania, hai tanti amici di tante razze, quindi
l’unificazione dell’Europa per me c’era già, nel piccolo naturalmente, sperando
che continui in questo modo.”
60. We can, for example, also observe more subversive ways of coping with
double belonging: by enacting a mix of cultural (and often linguistic) tokens
in daily interaction, young immigrants blur the boundaries of sociocultural
and national identities within the space of a nation-state. By emphasizing their
“Turkishness,” for example, “ethnic” hip-hop groups of the 1990s subvert their
“otherization” as “Turks.” Similar to the use of “nigger” in Black American hiphop lyrics they, for instance, transform the contemptuous term “Kanake,” which
Germans use to insult Turks, into a discursive weapon against discrimination
and marginalization. They combine elements of global youth rebellion, like rap
music, “cool” modes of dressing, and aggressive (macho) behavior with expressions of “Turkishness” as a device against demands for assimilation: “I’m not
the black man / I’m not the white man / I’m just the type between them / I’m a
Turkish man in a foreign land.” Lyrics from a rap song in English by the Turkish
Power Boys in Frankfurt, see Hermann Tertilt, Turkish Power Boys: Ethnographie
einer Jugendbande (Frankfurt/Main, Germany: Suhrkamp Verlag, 1996).
61. The only interviewee whose boundary drawing is firmly based on cultural
and ethnic criteria (and who, as a consequence, displays a sort of federalist Euronationalism) is Marco Cimino, a 39-year-old. He came to Germany at the age
of eighteen because he wanted to earn money to buy a house in Foggia. In fact,
Marco remained in Germany, marrying a Portuguese woman and eventually
becoming an electrician at the Historical Museum of Frankfurt. As an EU citizen, he tells me he could even become a “Beamter” (civil servant). When talking
about his first job, Marco describes his Turkish colleagues in negative terms. He
was happier once he had changed jobs and found himself working with Spaniards, Portuguese, and Greeks (also Germans). It is they, with whom he has lived
and worked since, that he views as “European foreigners.” This positive identification (e.g., between Italian and Spanish migrants in Germany), which refers to
processes of inclusion among Europeans and the creation of a European citizenship, goes hand in hand with negative identification (e.g., of Turkish migrants),
which involves the drawing of (more or less rigid) boundaries and processes of
exclusion of “non-European” foreigners.
62. Original transcript follows: “Siamo tutti europei no? Io penso di sì, siamo
europei. . . . europei, secondo me, sentirsi europei è sentirsi liberi, indipendenti,
non come certe nazioni del mondo come l’India che non c’hai nessun diritto, da
Mobility, Migrants, and Solidarity 437
donna ad esempio, e che cavolo, sembriamo nel 1600, nel 1500, noi europei abbiamo i diritti, abbiamo gli stess-cioè siamo democratici ecco, per me è quello.
Siamo internazionali, siamo europei veramente, e anche extracomunitari diciamo, vivendo qua si sono un po’ adeguati anche loro.”
63. Yasemin Nuhoglu Soysal, Limits of Citizenship: Migrants and Postnational
Membership in Europe (Chicago: University of Chicago Press, 1994); Theodora
Kostakopoulou, “Towards a Theory of Constructive Citizenship in Europe,”
Journal of Political Philosophy 4 (1996): 337–56; Riva Kastoryano, “Transnational
Networks and Political Participation: The Place of Immigrants in the European
Union,” in Europe without Borders: Remapping Territory, Citizenship, and Identity
in a Transnational Age, eds. Mabel Berezin and Martin Schain, 64–88 (Baltimore,
MD: John Hopkins University Press, 2003).
64. Seyla Benhabib, The Rights of Others: Aliens, Residents, and Citizens (Cambridge: Cambridge University Press, 2004), 153.
65. If a third-country national has acquired recognition of status in one member state, she or he is entitled to exercise a right of economic activity and residence in any other member state. She or he can also pursue studies, vocational
training, or economically inactive residence (e.g., retirement).
66. In Recep Tetik v. Land Berlin, the ECJ referred to the Association Agreements that exist between the European Union and states that are not members
of the Union in ruling that Turkish workers and their families have the right to
equal treatment in social security usually afforded to EU citizens. Case C-171/95,
Joint Party: The Oberbundesanwalt beim Bundesverwaltungsgericht, [1997] E.C.R.
I-329.
67. To be sure, different member states interpret the rights to social and employment benefits in anything but a uniform way.
68. The Reform Treaty, in Article 6, does refer to it as a document with full
legal force.
69. Susanne Baer, “Citizenship in Europe and the Construction of Gender by
Law in the European Charter of Fundamental Rights,” in Gender and Human
Rights, ed. Karen Knop, 112 (Oxford: Oxford University Press, 2004).
70. Case C-200/02, Zhu & Chen v. Sec’y of State for the Home Dep’t, 3
C.M.L.R. 48 (2004) (ECJ). For further discussion of this case from the perspective of children’s rights, see Jacqueline Bhabha, “The ‘Mere Fortuity of Birth?’:
Children, Borders, Mothers, and the Meaning of Citizenship,” in this volume.
71. Andrew Geddes, The Politics of Migration and Immigration in Europe (London: Sage, 2003), 26.
72. Valentine Moghadam, “Global Feminism, Citizenship, and the State: Negotiating Women’s Rights in the Middle East and North Africa,” in this volume.
73. Due to internal problems as well as managerial and financial irregularities,
this forum lost support by the European Commission and eventually ceased to
exist. Currently, there is only loose talk in Brussels about a renewed initiative.
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See Andrew Geddes, “Lobbying for Migrant Inclusion in the EU: New Opportunities for Transnational Advocacy?,” Journal of European Public Policy 7(4)
(2000): 632–49.
74. Dawid Friedrich and Patrizia Nanz, “The EU’s Civil Society from a Normative-Democratic Point of View: The Case of the EU’s Migration Policy,” in
Governance and Civil Society: Theoretical and Empirical Perspectives, eds. Carlo
Ruzza and Vincent della Sala, 113–33 (Manchester, UK: Manchester University
Press, 2007).
75. For a discussion of the European public sphere, see Patrizia Nanz, “Multiple Voices: An Interdiscursive Concept of the European Public Sphere,” in Public
Sphere and Civil Society? Transformations of the European Union, eds. John Erik
Fossum, Philip Schlesinger, and Geir Ove Kvaerk (Oslo: ARENA Report, 2007),
ch. 1.
76. Reform Treaty, Art. 8 B.
77. Ute Gerhard, “European Citizenship: A Political Opportunity for
Women?,” supra note 20, 49.
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