Quaternary International 270 (2012) 129e139
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Quaternary International
journal homepage: www.elsevier.com/locate/quaint
Renewed investigations into the Middle Stone Age of northern Malawi
Jessica C. Thompson a, *, Alex Mackay b, David K. Wright c, Menno Welling d, Amanda Greaves a,
Elizabeth Gomani-Chindebvu e, Davie Simengwa f
a
School of Social Science, Archaeology Program, University of Queensland, Michie Building (9), Brisbane, QLD 4072, Australia
School of Archaeology and Anthropology, Australian National University, A.D. Hope Building #14, Canberra, ACT 0200, Australia
c
Department of Archaeology and Art History, Seoul National University, Gwanak-gu, Seoul 151 745, South Korea
d
African Heritage Research and Consultancy, PO Box 622, Zomba, Malawi
e
Ministry of Tourism, Wildlife, and Culture, Tourism House, Private Bag 326, Lilongwe 3, Malawi
f
Department of Anthropology, Catholic University of Malawi, PO Box 5452, Limbe, Malawi
b
a r t i c l e i n f o
a b s t r a c t
Article history:
Available online 21 December 2011
J. Desmond Clark and his colleagues were first to investigate the rich Middle Stone Age (MSA e from ca.
285 to 30,000 years ago) deposits in the Karonga District of northern Malawi in the 1960s. This work
demonstrated the enormous potential of the area to inform about Middle to Late Pleistocene hominin
lifeways, but further studies were hindered by difficulties in dating the sites and understanding their
fine-scale depositional and paleoenvironmental contexts. With the advances that have been made in the
fields of geoarchaeology, lithic analysis, palaeoenvironments, and geochronology over the last fifty years,
the time is ideal to renew these investigations. Recent survey and excavation in Karonga, Malawi show
that MSA lithic artifacts are preserved in a variety of stratified sedimentary contexts and that they exhibit
limited weathering or other indications of post-depositional transport. These deposits are in close
proximity to the high-resolution paleoenvironmental records derived from sediments at the bottom of
nearby Lake Malawi, which provide context for the human behavior recorded by the artifacts. Results of
excavations at one of these stratified sites e the Airport Site e are detailed here. This provides a renewed
example of the site formation and behavioral data available in the region.
Ó 2011 Elsevier Ltd and INQUA. All rights reserved.
1. Introduction
Research on the origins and dispersal of anatomically and
behaviorally modern humans has taken a prominent role in
multidisciplinary Quaternary studies over the last decade. Genetic
work demonstrates that the diversity of modern populations can all
be traced to a single point of origin in Africa as recently as 200 ka
(Relethford, 2008). Physical anthropologists confirm that modern
skeletal anatomy was also established by this time (White et al.,
2003; Pearson, 2008). Along with these biological questions,
there has been much debate amongst archaeologists regarding the
specifics of when, where, and how the transition to behavioral
modernity occurred (Henshilwood and Marean, 2003; Mellars,
2007; d’Errico and Stringer, 2011). The sum body of research
* Corresponding author.
E-mail addresses: jessica.thompson@uq.edu.au (J.C. Thompson), alexander.
mackay@anu.edu.au (A. Mackay), msafiri@snu.ac.kr (D.K. Wright), welling@
africanheritage.mw (M. Welling), amanda.greaves@uqconnect.edu.au (A. Greaves),
egomanichindebvu@yahoo.com (E. Gomani-Chindebvu), daviesimengwa@gmail.
com (D. Simengwa).
1040-6182/$ e see front matter Ó 2011 Elsevier Ltd and INQUA. All rights reserved.
doi:10.1016/j.quaint.2011.12.014
indicates that the time period known in Africa as the Middle Stone
Age (MSA; from ca. 285 to 30 ka) witnessed important changes in
both biology and behavior that led to eventual global colonization
by Homo sapiens. Investigations of the pressures on and dynamics
of these MSA populations are therefore central to understanding
these larger questions of our origins.
Two major unresolved problems within MSA research center on
the timing of the processes that drove behavioral change. First, it is
unclear if important changes took place over a short or a long
chronology, and testing hypotheses of the timing of behavioral
change is strongly limited by the available empirical record (Klein,
2000; McBrearty and Brooks, 2000; Henshilwood and Marean,
2003; Klein, 2008). Second, across Africa there are only a few
detailed reports on MSA response to climatic change. Although
technological change and demographic movements can be recorded in the lithic artifact record, high-resolution paleoclimatic
datasets that cover the requisite time span are rare.
The Chitimwe Beds of northern Malawi preserve a rich MSA
record that is within 45 km of one of the longest and most detailed
terrestrial paleoclimatic lake core records available in Africa (Cohen
et al., 2007; Scholz et al., 2007, 2011). This record has currently been
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J.C. Thompson et al. / Quaternary International 270 (2012) 129e139
reported in detail back to ca. 145 ka and early age estimates from
the long 1B core several km further to the south indicate that an
additional record back to ca. 650 ka will be available (McHargue
et al., 2011). In the Chitimwe Beds, abundant MSA artifacts are
entrained within well-developed paleosols and fluvial facies which
provided sources for lithic raw materials. Many of these sites are
stratified, have good spatial integrity, and attest to the exploitation
of river terrace cobbles as sources of lithic raw materials. Several
sites within the Chitimwe Beds were investigated over the course of
a six-week field season in Karonga in 2010. The Airport Site (APS),
reported here, was the main focus of excavation and provides
a renewed example of the site formation and behavioral information available in these deposits (Fig. 1). Reporting sites such as the
APS is the first step in a larger project that will embed such localities in their larger landscape and palaeoenvironmental contexts.
2. Regional geological and geomorphological setting
The bedrock geology of the project area consists of Neogene red
sandstones, marls and clays known as the Dinosaur Beds (or Lupata
Group) resting unconformably above the shale- and sandstonedominated Mesozoic Karoo Supergroup (Betzler and Ring, 1995;
Ring and Betzler, 1995; Catuneanu et al., 2005; Schlüter, 2006). The
region is subject to extreme tectonic uplift, which has faulted and
tilted the landforms subjecting them to erosion and colluvial
sediment translocation (Ring and Betzler, 1995). Littoral, lacustrine
and deltaic fluvial processes are defined throughout the Neogene
sequence (Betzler and Ring, 1995). Pleistocene and Holocene alluvium has incised and overlies the substrata (Haynes, 1970; Kaufulu,
1990). Extensive paleosols and laterite kandic horizons have
developed within this environment, but are variably eroded due to
the high topographic relief of the region.
Exposures of the Pleistocene Chitimwe Beds are variable
through an overburden of Holocene alluvium in the Karonga
District. These deposits unconformably overlie the Pliocene Chiwondo Beds, which have been dated by biostratigraphy to ca.
4.0e2.4 Ma (Schrenk et al., 2002). The ChitimweeChiwondo
contact has an estimated age of ca. 300 ka based on a single Rb/Sr
age assayed from carbonate deposits at the lower boundary of the
Chitimwe Bed at the site of Mwanganda’s Village (Kaufulu, 1990;
Clark, 1995). Surficial deposits within the Chitimwe Beds are
comprised of stratified alluvium ranging from fine sands to large
cobbles, indicating variable degrees of erosional and/or depositional energy across the paleolandscape. This suggests that the
Chitimwe Beds have variably incised into the softer underlying
Chiwondo Beds, and some strata within the Chitimwe Beds are also
buried under colluvium originating from tectonically uplifted
terraces (Betzler and Ring, 1995).
The Chitimwe Beds are restricted to a strip of land about 15 km
(from east to west) by 70 km (from north to south) that runs
parallel to the long axis of Lake Malawi (Fig. 1). They are provisionally classified as petroferric kandiustox Oxisols (Soil Survey
Staff, 1999), predominately composed of coarse-grained deposits
(sands and cobbles). They exhibit horizontal and vertical variability
in clast size, and some occurrences include discontinuous iron pans.
Variability in the sediment matrix of the Chitimwe Beds has been
defined by Betzler and Ring (1995) as a function of the complex
surficial processes that dominated the Pleistocene landscape in this
part of Malawi. Deposits bearing MSA artifact assemblages have not
been directly dated in this region, but the MSA has been dated to ca.
285e30 ka in eastern Africa (Tryon and McBrearty, 2006) and its
technology is well-represented within the Chitimwe Beds (Clark,
1966; Clark et al., 1966, 1970; Clark and Haynes, 1970).
Near the Chaminade Secondary School at least 6 km2 of Chitimwe Beds are exposed. Initial investigations in the 1960s (Clark,
1966; Clark et al., 1970) revealed in situ sediments with stratified
unweathered MSA lithic and ochre materials in low-energy depositional facies. These were recovered from large test excavations
extending upslope, which produced nearly 25,000 lithic artifacts
from ca. 200 m3 of stratified deposit. Clark (1968) reported later
that sealed MSA activity areas had been excavated where reconstruction of the entire spectrum of lithic reduction sequences was
possible. Although this statement is also made in later publications
(Clark, 1995, 2001), a formal refitting study was never published.
The modern landscape at Chaminade is comprised of dozens of
tectonically uplifted, high relief hills incised by ephemeral streams.
Fig. 1. Overview of the study area in Karonga, Malawi (SRTM data). The artifact-bearing Chitimwe Beds are restricted to the light, low-lying area adjacent to the western lakeshore.
J.C. Thompson et al. / Quaternary International 270 (2012) 129e139
131
The slopes of the hills are covered in Chitimwe sands and gravels,
and the tops of the hills are frequently capped by erosion-resistant
iron pans.
3. Regional paleoenvironmental setting
A high-resolution record of climate change based on cores from
Lake Malawi has recently shown that several periods of ‘megadrought’ occurred in central Africa between ca. 135e75 ka, during
which time water volumes in Lake Malawi were reduced by as
much as 95% (Cohen et al., 2007; Scholz et al., 2007, 2011). Beuning
et al. (2011) report two severe arid episodes occurring between 135
and 127 ka and again from 115 to 95 ka from terrigenous pollen
assayed from a lake core drilled near the center of Lake Malawi. In
the earlier phases of these dry spells (prior to 105 ka), grasslands
and Podacarpus arboreal taxa dominate the landscape, whereas
total pollen accumulation rates (PAR) between 105 and 95 ka
suggest sparsely vegetated, desert-like conditions (Beuning et al.,
2011). This variability in the pollen record is concurrent to saline
and alkaline conditions within the lake indicating lake levels as low
as 125 m in depth (Cohen et al., 2007; Scholz et al., 2007). After
60 ka, lake levels stabilized to their present w700 m deep bathymetric highs, and the amplitude of vegetation succession is relatively attenuated compared to the early Pleistocene (Cohen et al.,
2007; Scholz et al., 2007; Beuning et al., 2011; Scholz et al., 2011).
Profound oscillations in the vegetation and rainfall regime
created the environmental backdrop for early modern humans as
they made decisions about subsistence and migration strategies. At
face value, the paleoenvironment appears to have had suboptimal
periods for intensive habitation. However, cultural connections to
landscapes cannot be documented in the archaeological record, and
the dense MSA artifactual deposits documented in the Chitimwe
Beds indicate that early humans did not avoid this area during the
Pleistocene. Resource stress in such an environment presents
a challenge to survival, but can also provide the impetus for crossing
evolutionary milestones associated with the ability to strategically
coordinate tasks, for example through the use of language
(Ambrose, 2010). This study takes the first steps toward understanding MSA behavior during a time when large-scale climatic
perturbations may have caused punctuated habitation and desertion of the region, technological reorganization, or other changes
within MSA populations that are detectable archaeologically.
Fig. 2. Close-up of iron pan nodules. Note artifacts embedded within and below the
nodules.
was excavated in arbitrary 10 cm spits until a change in lithostratigraphy was noted. All sediments from this square were screenwashed through a 2 mm screen, and sediments from all other Long
Section excavations were dry-screened on site through a 2 mm
mesh. Artifacts of any size that were discovered over the course of
excavation were piece-plotted, resulting in the recovery of a total of
112 specimens.
The northwestern area is designated as the “Iron Pans” because
of the presence of iron nodules eroding from the section left by
gravel mining to build the nearby airstrip. This area was selected for
excavation because: 1) sharp, unweathered lithic artifacts were
abundantly distributed on the surface, suggesting that a large
sample could be readily obtained; and 2) artifacts could be seen
within and underneath the iron pans in section, indicating that
a proportion of the assemblage had remained in situ since the iron
pan formed (Fig. 2). Because of the abundance of artifacts, a total
area of 2 m2 (total volume 0.66 m3) was excavated in adjacent
50 50 cm quadrants. Arbitrary 5 cm spits were used until a change
4. Material and methods
The Airport Site is located at the southeastern side of the Chaminade area, and is named for its proximity to the Karonga Airstrip.
Its existence has been known at least since the 1970s, when Kaufulu
(1983) notes that gravel pits had been dug in the area, and that these
provided geological exposures representative of the Chitimwe Beds.
APS is characterized by a general sequence of Chiwondo Beds
overlain by subplanar, rounded to sub-rounded cobbles within
a very poorly-sorted coarse sandy matrix associated with the Chitimwe Beds. The gravelly sediments are slightly deflated with a high
concentration of coarse aggregates within the upper 3 cm of the
unit. This unit is blanketed by a massive, poorly-sorted medium to
coarse sand that is unconformably overlain by a petroferrickandic
horizon, or iron pan (Fig. 2), that has developed within massive,
well-sorted fine sands with rare coarse sand inclusions.
Excavations focused on two areas separated by ca. 36 m (Fig. 3).
The northeastern area was designated as the “Long Section”
because previous gravel extraction for road improvement had
resulted in a long, exposed section. A total area of 6 m2 (total
volume 4.42 m3) was excavated in adjacent 1 1 m test pits, using
the section as a guide. A control square was designated, and this
Fig. 3. Contour map of the Airport Site indicating excavated areas. Contours are at
0.5 m intervals and labels are placed every 1 m.
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J.C. Thompson et al. / Quaternary International 270 (2012) 129e139
in lithostratigraphy became apparent. Artifacts of any size that were
discovered over the course of excavation were piece-plotted and all
sediments from were screen-washed through a 2 mm screen. As the
iron pans were rapidly eroding in the excavated location, all loose
surface artifacts within a 1 m buffer of the excavation area were
piece-plotted and collected to conserve them and provide a larger
sample for analysis. A total of 1665 specimens were piece-plotted
from the excavated area and an additional 664 were piece-plotted
from the surface in the buffer zone. All site mapping, including
piece-plotting, was conducted with a total station following the
protocols developed by Marean (2010).
Description of the artifact assemblage involved categorical and
metric data. Categorical data focused on classifying systems used in
the reduction of cores and the production of flakes at APS, as well as
considering the types of retouched artifacts present in the assemblage. Metric data focused on quantification of flake and core size,
as well as other aspects of artifact character such as cortical
coverage. Representative samples of piece-plotted artifacts from
both main excavation areas were included in this analysis to obtain
a preliminary characterization of the assemblage. Screen-recovered
finds were also included where specified, mainly to augment
understanding of site formation processes. This increased the
sample by an additional 1544 specimens for which only size data
are currently available. Future presentations will examine finer
details, such as the spatial distribution of different raw material,
size class, and technological types between excavation areas. These
will include all the piece-plotted and sieved elements of the
assemblage.
The first stage of analysis of flaked stone artifacts from APS is
reported here. This had three primary objectives. The first of these
was to provide a basic description of the assemblage, such that
would allow comparison with other potentially like-aged assemblages from the region. The second was to assess the role and extent
of taphonomic agents in the formation of the assemblage. As noted,
APS lies in a low-energy drainage zone, making it possible that the
composition of the assemblage had been modified since deposition.
The third objective, with some consideration of site taphonomy
required beforehand, was to explain why artifacts had accumulated
at APS and what the assemblage might thus signify.
Clark (1968) and Clark et al. (1970) has asserted that the Chitimwe
Beds contain high potential for sites with degrees of spatial preservation suitable for larger interpretations of MSA technology and
behavior. Artifact size was thought to be relevant to site taphonomy,
given that fluvial and colluvial forces have been observed to winnow
assemblages over time (Nash and Petraglia, 1987; Schick, 1992;
Fanning et al., 2009) preferentially removing smaller assemblage
elements. The nature and extent of site taphonomy were also
assessed by considering evidence for post-depositional fluvial
transportation of artifacts in the form of edge rounding. Edge
rounding was classified into four groups: 0, where no edge rounding
was evident; 1, where edge rounding was visible under light
magnification; 2, where edge rounding was visible to the eye but
where no features of the artifact were obscured; and 3, where edge
rounding obscured features of the artifact, including blurring of
dorsal scar patterns and possible modification of artifact dimensions.
Explanations for the concentrations of artifacts at APS were
expected to derive from an assessment of the relative prevalence of
implements, flakes and cores. Specifically, was APS a procurement
site, where people exploited existing cobble beds in the manufacture of artifacts? In that case, relatively large numbers of cores and
an assemblage wherein both cores and flakes had high proportions
of cortex might be expected, and materials could occur in the
assemblage in roughly the same proportions as they occur in the
local gravels. Alternatively, was APS a site were foragers came
to exploit (non-stone) riverine resources? In that case, higher
proportions of implements and fewer cores would be expected.
Moreover, if rocks used in the manufacture of the assemblage were
not locally derived, little cortex or cortex of a type not found in the
local area would be expected.
5. Depositional context of the reported lithic assemblage
There are some immediately observable differences between
the two excavation areas at APS. One has iron pans and a high
concentration of artifacts (approximately 2.5 artifacts/l of sediment). The Long Section lacks iron nodule formation and has
a concentration of artifacts that is two orders of magnitude lower
than observed at the iron pans (approximately 0.025 artifacts/l of
sediment). Several smaller geological test pits were excavated
primarily along the northern part of the eroding section to correlate
the lithostratigraphy between the two excavation areas, and
a detailed topographic map was created for context. A summary of
the stratigraphy and lithological correlations is provided in Fig. 4.
Subtle differences in color, texture, and inclusions between the
excavation areas suggest that different surficial processes occur
within the Chitimwe Beds across the site. This is consistent with
other geomorphic analyses conducted in Karonga province, which
detect intercalated fluvial, littoral, lacustrine and eolian deposits
preserved within the Chitimwe Beds (Haynes, 1970; Kaufulu, 1990;
Betzler and Ring, 1995).
The relationship between the depositional facies and human
occupation areas is complex, but follows a general sequence across
the APS. This general sequence, including erosional surfaces, has
been built from field observations and confirmed by a variety of
sedimentary analyses (Fig. 4): 1) Basal cobbles with no artifacts;
2) Cobbles with artifacts only at the top; 3) Coarse sand with a few
artifacts; 4) Intermittent formation of an iron pan at the top of the
coarse sand, containing many artifacts; 5) A fining-up sequence of
sands containing a few artifacts; 6) Intermittent modern organic
contribution and formation of an A1 horizon (Table 1). The artifacts
reported here are aggregated as the excavated sample is small, but
it should be noted that they derive mainly from two different
contexts. At the Long Section artifact numbers were highest at the
top of and incorporated within the upper 5e10 cm of the cobble
horizon, rather than in the overlying sands. The fact that they are
mixed into this horizon suggests that they were not deflated onto it
and the fact that they are largely unweathered (see below) suggests
that they were not transported to the terrace as fluvial clasts.
Hominin habitation of the site appears to have occurred on
abandoned channel deposits. Adjacent non-artifact bearing coarse
sandy deposits suggest that the stream channel migrated laterally,
providing a riparian area for hominin activities. Streambeds are
excellent sources of lithic raw materials as well as resource rich
foraging locations, particularly during otherwise dry periods. The
artifact-bearing units at the Long Section and to a lesser extent at
the Iron Pans are overlain by stratified alluvium indicating another
episode of channel migration and aggradation, possibly relating to
tectonic shifting of the landform aspect or changes in base level of
nearby Lake Malawi.
At the Iron Pans, artifacts were concentrated at the top of the
deposits, although several were also found in situ below the
nodules at both the iron pan and geological trench localities. This
suggests some post-depositional deflation onto an erosional
surface. The erosional unconformity between the coarse sandy and
overlying fining up sandy deposits includes mm-scale clayey
laminates. This surface may be associated with the formation of
a biotic crust resulting from aerial exposure of the surface during an
arid interval. This surface appears to have provided a position for
illuvial perching and formation of the laterite iron pans in the
kandic horizon.
J.C. Thompson et al. / Quaternary International 270 (2012) 129e139
133
Fig. 4. Stratigraphy of the iron pan (left) and Long Section (right) excavation areas at the Airport Site, showing correlations achieved through a geological trench (center) and PSA
analysis (top). PSA data are plotted at the top according to true m above sea level and the stratigraphic sections below are scaled vertically and horizontally relative to one another.
Vertical distances are correct for all sections, but horizontal distances between sections have been compressed for illustration. The iron pan deposits were capped by iron nodules
that tapered and disappeared toward the west. Hence, the iron pan itself is not represented in the west section but its approximate location at the top of the sequence is indicated
with black capping. All basal units continue into unexcavated deposits below.
6. Results
here as ‘other large flaking debris’, account for the remainder of the
artifacts >10 mm.
6.1. Assemblage composition
6.2. Materials
A total of 1595 piece-plotted artifacts was analyzed from the
present sample. Most of these artifacts (90.7%, n ¼ 1447) came from
excavations and 1 m buffer zone surface collections in the iron pan
area. Only 105 artifacts (6.6%) were recovered from the Long
Section, with the remainder coming from the geological trenches.
Because of the small sample size from locations other than the iron
pans and associated difficulties in comparison between locations,
the assemblage is considered in this analysis as a single entity.
The basic composition of the assemblage is detailed in Table 2. As
would be expected, flakes dominate, with broken flakes outnumbering complete flakes by w3:1. Retouched flakes are very
rare at APS, accounting for around 0.5% of the artifact total. While
cores were by no means abundant, they were still considerably
more common than retouched flakes (1.8%, n ¼ 29). Artifacts with no
positive percussion features or complete negative scars, classified
Quartzite was the dominant material in the assemblage,
accounting for 63.2% of the assemblage (n ¼ 1038). The quality of
the quartzite varied from relatively coarse to quite fine in crystallinity. Quartz was the next most common rock type, accounting for
a further 27.6% (n ¼ 434). This includes crystal quartz, which
comprised 6.0% of the total (n ¼ 95). A diverse array of other
materials includes fine-grained and crypto-crystalline silicate
rocks, silicified wood, and sandstone. Coarse volcanic and rocks of
unknown type account for most of the remainder. Most of these
rocks could have been sourced within the local gravels, particularly
quartzite and quartz, which are locally abundant. One rock type
which could not be located in the gravels was a material tentatively
identified as ferricrete. A total of 51 ferricrete artifacts is included in
the analysed sample.
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J.C. Thompson et al. / Quaternary International 270 (2012) 129e139
Table 1
Summary of major stratigraphic units at the APS with site formation and human behavioral interpretations.
Unit
Description
Artifact distributions
Geological interpretation
Archaeological data quality
Behavioral interpretation
6 (surface)
Occasional A1 horizon
formation (not present
at Iron Pans)
Coarse to fine sands fining
up not associated with
Unit 4 (not present
at Iron Pans)
VLD at Long Section
Recent soil formation
primarily via organic input
Modern land surface
LD at Long Section;
EC at Iron Pans
Ephemeral and migratory
low-energy channel
aggradation
Very limited horizontal or vertical
artifact movement within
the sequence
Very limited horizontal or vertical
artifact movement within the
sequence but potential for
palimpsests through (past)
deflation at the contact surface
with Unit 3 or (recent) deflation
where iron pans are currently
exposed
4
Intermittent iron pan
formation within lateritic
sediments.
C e HC VLD at
Long Section;
Iron pan formation
processes
3
Coarse sand fining up
C at Iron Pans
Channel aggradation
2
Large cobbles in red
sediment matrix with
discrete clay films
on ped faces
C at Iron Pans but
only on top and within
upper 5e10 cm
High energy fluvial deposit
followed by terrace
formation and bioturbation
Very limited horizontal or vertical
artifact movement but potential for
palimpsests through extended land
surface exposure
1 (basal)
Large cobbles in grey, silty
sediment matrix with grey
precipitates associated with
Oxisol soil formation
None
High energy fluvial deposit
followed by terrace
formation and bioturbation
N/A
5
Very limited horizontal or vertical
artifact movement within the
pans but potential for palimpsests
via the same processes as Unit 5;
pans may have formed around
artifacts that were concentrated
from a previous deflation event
of the top of Unit 3
Very limited horizontal or vertical
artifact movement within the
sequence
Regular human use
of riparian areas over
an extended time;
artifacts not diagnostic
to general technological
chronology where
in situ but Levallois
reduction apparent
at deflation surfaces
Regular to intermittent
human presence;
Levallois reduction
apparent
Regular human use
of riparian areas over
an extended time;
Levallois reduction
apparent
Regular human
habitation of the top
of the terrace over an
indeterminate time
and production of stone
tools from nearby
cobbles; Levallois
reduction apparent
None
KEY
Very Lightly Dispersed (VLD) ¼ approximately 1 artifact every 1 m3.
Lightly Dispersed (LD) ¼ approximately 10 artifacts every 1 m3.
Concentrated (C) ¼ approximately 100 artifacts every 1 m3.
Heavily Concentrated (HC) ¼ approximately 1000 artifacts every 1 m3.
Extremely Concentrated (EC) > 1000 artifacts every 1 m3.
At 90.8%, the prevalence of quartzite and quartz in the assemblage generally reflects their prevalence in rocks found APS. In
a sample of 496 cobbles and pebbles greater than 20 mm recovered
from the site 53.8% were quartzite and 41.5% were quartz. The
remaining 4.6% were of unknown material, but did not include
silicified wood, volcanics or ferricrete. The artifactual data suggest
some slight over-representation of quartzite relative to quartz in the
artifact assemblage when compared with their prevalence in the
local cobbles. This may in part be explained by differences in size.
Quartzite cobbles were overall slightly but significantly larger than
Table 2
Technological classes of lithic artifacts and their proportions in the APS sample.
Technological class
n
%
21.2
62.9
0.2
0.3
1.5
0.3
Flaked pieces
338
1003
3
5
24
5
199
Small flaking debris (pieces <10 mm)
Total
18
1595
Flakes
Retouched flakes
Cores
Complete
Broken
Complete
Broken
Complete
Broken
Combined %
84.1
0.5
1.8
12.5
1.1
100
quartz cobbles (xquartzite ¼ 51:6 mm, s.d. ¼ 18.9; xquartz ¼ 45:7,
s.d. ¼ 17.5; t ¼ 3.52, d.f. ¼ 489, p < 0.001).
6.3. Cores
Typologically, the range of cores in the APS sample is quite small.
Radial forms are the most common type (n ¼ 9), followed by cores
with fewer than five flake scars and more than 50% cortex, classified
here as ‘minimally reduced’ (n ¼ 8). Minimally reduced cores may
reflect cobble testing on site, but the validity of this inference
cannot readily be assessed. Many of the cores (n ¼ 7) in the
assemblage, including broken pieces and those with an irregular
pattern of scar distribution, could not be classified to any particular
type. Among the remaining types were three platform cores,
defined by preferential removal of flakes from a single platform
following Conard et al. (2004), and a single Levallois core. Quartzite
and quartz were the only materials identified among cores. Fig. 5
illustrates examples of radial cores on different raw materials.
Assuming that cobbles were locally acquired for flaking, the
sizes of cores at APS suggest preferential selection for larger pieces.
Fig. 6 plots the sizes of quartz and quartzite cores against the size of
unworked cobbles of the same materials from the same excavation
units at the site. Most notable is the difference in size range
between quartzite cores and unworked cobbles, where there is no
J.C. Thompson et al. / Quaternary International 270 (2012) 129e139
135
Fig. 6. Sizes of unworked APS cobbles relative to cores of the same material.
All of the radial and Levallois cores exhibited preferential
reduction of one surface, with cortex present on one hemisphere
only. Cortex coverage on the upper or platform surface of these
cores ranged between 10% and 100%. This pattern of cortex distribution suggests establishment of a platform on the upper surface of
a cobble from which centripetal scars were struck in a radial
pattern. In some cases scars were also directed back onto the upper
surface and in others they were not. In all cases the upper platform
surface was more convex than the lower exploitation surface. The
method used for assessment of convexity is shown in Figs. 6 and 7.
6.4. Retouched flakes
Fig. 5. Example artifacts from APS. Ferricrete flakes (top row); Levallois flake on
quartzite (middle row); radial cores on quartz (penultimate 2 rows), radial core on
quartzite (bottom row). Numbers indicate specimen numbers.
As noted earlier, retouch was rare at APS. Of the eight complete
and broken retouched flakes in the assemblage, one could be
classified as an end scraper and another as a notch. Two further
pieces may have been retouched to serve as cores (including the
one mentioned earlier). The remaining retouched flakes were not
classifiable to type, and indeed one of these pieces may have been
modified by incidental damage rather than be retouch per se. It is
worth specifying that no points, either retouched or Levallois, were
observed in the APS assemblage, and nor were any handaxes.
6.5. Unretouched flakes
overlap in inter-quartile range. It should also be recalled that all of
the cores in the figure have been reduced to some degree, and thus
under-represent the sizes of the cobbles on which they were made.
Size differences between cores and cobbles for both quartz (mean
rankcobble ¼ 110.59, mean rankcore ¼ 165.33; M-WU ¼ 662.0,
sig. ¼ 0.005) and quartzite (mean rankcobble ¼ 260.13, mean
rankcore ¼ 142.51; M-WU ¼ 971.0, sig. < 0.001) are statistically
significant at sig. < 0.05. ManneWhitney U tests are used in preference to t-tests due to the small sample sizes for cores.
Another interesting point to make is that all of the cores
recovered from APS in 2010 had some cortex. The majority (19 of
25) of complete cores had cortical coverage equal to or exceeding
25% of their exterior surface. Only four cores had very minor (w5%)
cortical coverage.
With respect to flake types, distinctively Levallois products
(n ¼ 8) were rare, though flakes with faceted (n ¼ 39) or ‘chapeau
de gendarme’ platforms (n ¼ 31) attest to the use of prepared core
reduction methods. Between them these platform types account
for 14.5% of all complete platforms in the assemblage. Cortical
platforms are also very common in the assemblage (24.1%) e
perhaps unsurprising given the presence of cortex on all complete
cores. This high prevalence of cortical platforms also supports
previous inferences about core reduction whereby a cortical upper
cobble surface was preferentially worked in the initial production
of flakes. Overall, some cortex was present on most (55.9%) of the
complete flakes in the assemblage, with six flakes having 100%
cortical coverage. Almost all cortex in the assemblage (98.1%) was of
river cobble form.
136
J.C. Thompson et al. / Quaternary International 270 (2012) 129e139
Fig. 7. Measurement of core surface convexity for cores with two hemispheres (e.g., radial and Levallois cores). Surface heights are measured at two pairs of opposed points around
the perimeter. Values are averaged to give an indicative height for each face. As the distances between measurement points are the same for both surfaces, relative convexity of
upper to lower surfaces ¼ average height upper surface/average height lower surface. Where this value exceeds 1 the upper surface is more convex.
Sixteen of the flakes recovered from APS in 2010 were classified
as being products of laminar reduction. Interestingly, six of these
were made from the material tentatively identified as ferricrete
(Fig. 5). The high proportion of ferricrete among blades (37.5%)
contrasts with its overall infrequency among flakes (3.2%). Pearson’s chi-square test suggests that this is unlikely to reflect an even
distribution of debitage types between ferricrete and non-ferricrete
flakes (c2 ¼ 53.986, df ¼ 1, sig. < 0.001). It might also be noted that
while 10 of the ferricrete flakes had cobble cortex, a further three
had cortex suggestive of having been sourced at an outcrop. In
contrast, only two of 368 cortical quartzite flakes had outcrop
cortex, while this was exhibited on none of the 142 cortical quartz
flakes. As with laminar working, variation in the prevalence of
outcrop cortex differs significantly between ferricrete and nonferricrete flakes (c2 ¼ 54.729, df ¼ 1, sig. < 0.001).
Differences in reduction tendencies between ferricrete and
other materials suggested by the prevalence of laminar products
are reinforced by metric data. It was noted during analysis that the
ferricrete flakes at APS were relatively thin. Given the large number
of transversely broken flakes, thickness relative to length cannot
readily be used. Thickness relative to width can be used on transversely broken flakes, so long as they are not longitudinally broken.
This measure gives some sense of the proportions of the pieces
available for analysis. Boxplots of thickness/width (Fig. 8) confirm
Fig. 8. Boxplots showing thickness/width for quartz, quartzite, and ferricrete.
the impression gained during analysis. The ferricrete flakes are
not only disproportionately laminar, they are also unusually thin.
T-tests suggest that the differences between ferricrete and nonferricrete flakes (t ¼ 2.422, df ¼ 739, p ¼ 0.016), are statistically
significant at p < 0.05.
6.6. Evidence of taphomony
The habitation areas of APS are situated adjacent to paleodrainages, which transported rounded cobbles into the site. As Schick
(1992) has noted, artifact concentrations associated with drainage
features may be subject both to redistribution of artifacts, and in
some cases removal of small assemblage components. Schick
(1992) considered a range of data types in order to assesses the
movement and winnowing of the Acheulean assemblage at
Kalambo Falls B5, including refitting, patterns of artifact concentration in the piece-plotted fraction, artifact size distributions and
edge rounding. Discussion concentrates on two: artifact size
distributions and edge rounding. For the former analysis the sieved
component, which has been sorted and size-classed but not studied
in detail, is included.
Schick (1992) compared the size distributions of archaeological
artifacts from Kalambo Falls B5 with those derived from experimental production of handaxes. The experimentally derived artifacts exhibited a strongly right-skewed mode, with a peak in
artifact numbers in the size class from 10 to 20 mm. Artifacts were
increasingly less numerous as size classes increased. In contrast the
archaeological assemblages showed a modal peak from 40 to
80 mm, suggesting that the smaller assemblage elements had been
removed, presumably by fluvial processes.
Fig. 9 presents artifacts by size classes, using 10 mm increments.
All plotted and sieved artifacts are included. The figure demonstrates a clearly right-skewed distribution, with a peak in artifact
frequency in the 10e20 mm class and rapid decay in the larger
classes. To that extent the size distribution at APS matches the
pattern in Schick’s experimental data better than the winnowed
archaeological set. The only anomaly is the lack of artifacts in the
class from 0 to 10 mm which may indicate some winnowing of the
smallest assemblage elements. Overall the results from APS suggest
that if the site has been subject to winnowing, the forces involved
are likely to have been much lower energy, or to have persisted over
much shorter durations that those at Kalambo Falls. Whether there
have been some fluvial effects on the assemblage at APS can be
established by considering evidence for edge rounding.
The proportions of artifacts with differing degrees of edge
rounding at APS are presented in Table 3. The overwhelming bulk of
J.C. Thompson et al. / Quaternary International 270 (2012) 129e139
Fig. 9. Artifact frequency by size class (10 mm increments) for all artifacts from APS.
artifacts in the assemblage display no evidence of edge rounding,
such as might have been caused be fluvial redeposition. Approximately 1 in 11 artifacts display some very minor edge rounding,
visible under light (10 hand-lens) magnification. It seems probable that this degree of modification could have been produced by
minor redistribution of artifacts within the assemblage, rather than
their redeposition at APS from some other starting location. The
proportions of artifacts at the site which may have been introduced
from elsewhere (edge rounding classes 2 and 3) is very small
overall (2%). These data suggest that most of the APS assemblage
was probably not subject to extensive transport. Although it is as
yet unclear to what extent the site can be considered in situ, the
stone artifact assemblage shows great integrity.
7. Discussion
Accepting for the moment that APS is, as it appears to be,
a largely coherent assemblage representative of activities in the
local area, then it is reasonable to interpret the site in behavioral
terms. Two applicable caveats here are: 1) that not all of the artifacts necessarily derive precisely from their point of recovery; and
2) that because all of the contexts of recovery have been conflated
for this analysis, it is best to consider these interpretations as timeaveraged. Time-averaging limits the specificity of behavioral
explanations (Stern, 1994), but leaves open the possibility of
interpretation at the broadest scale (Bailey, 2007), albeit with the
understanding that multiple, potentially conflicting explanations
may have validity.
Two potential general explanations for the accumulation at APS
were posited in the methods section. One of these was that the site
reflected the discard of artifacts brought in from other locations by
foragers exploiting non-stone riverine resources. The other was
that the site accumulated as the result of the local manufacture of
Table 3
Edge rounding classes and proportions in the APS sample.
Edge-rounding
class
n cases
Assemblage
proportion (%)
0
1
2
3
1419
144
23
9
89
9
1.4
0.6
137
artifacts from available cobbles. Both explanations receive some
support from the available data, although support for the latter is
stronger.
There is considerable evidence that reduction of locally available
stone (most likely from abandoned river terrace deposits) accounts
for much of the assemblage. Material prevalence among artifacts is
consistent with availability in the local cobbles, and cobble cortex is
by far the dominant form. Cortex occurs on the majority of flakes
and on all cores, and primary cortical flakes are present. The
prevalence of cortical platforms in particular is consistent with
inferences about the mode of reduction for the cobbles from which
the cores were made. That at least some of these cobbles were
locally procured is reinforced by the presence of cobbles with small
numbers of flake scars, classified here as ‘minimally reduced’.
While cores were not abundant in the assemblage, they were still
far more common than retouched flakes. This reduction may have
been opportunistic in pursuit of other resource acquisition, rather
than APS representing a defined ‘source’ site specifically visited to
procure new toolstones. This also leaves open the possibility that
a portion of the artifacts manufactured at APS were transported
away from the site after completion of foraging tasks (Schick, 1987).
Comparison of core size with a sample of unmodified cobbles
from the same deposits suggests that larger cobbles were preferentially selected and perhaps even brought to the site from elsewhere (particularly quartzite). The former observation replicates
a pattern noted by Schick (1987) at Koobi Fora. Further evidence of
the transport of lithic artifacts to the site (as opposed to restricting
flaking activities to cobbles present in the immediate vicinity), is
found most notably in the presence of ferricrete artifacts. Ferricrete
was not observed among the local cobbles, and a reasonable
percentage of the ferricrete flakes in the assemblage exhibited
cortex that was suggestive of procurement from outcrops rather
than from cobble beds. Perhaps the most interesting aspect of the
ferricrete artifacts at APS was that many of them appear to have
been produced by reduction methods that were not otherwise
common at APS. Specifically, there is some evidence for the preferential use of laminar reduction in the manufacture of ferricrete
flakes, expressed in the prevalence of blades and in the relative
thinness of the flakes.
There is a general lack of evidence of curation in the form of very
heavily reduced cores and extensive retouch, which may be
expected in a landscape where raw materials are abundant and
sources (in this case in the form of cobbles) are distributed at
relatively regular intervals (Bamforth, 1986). However, in spite of
this abundance some lithic elements were clearly carried across the
landscape and introduced from elsewhere.
At the Long Section, artifacts are almost exclusively distributed
upon and within the first 5e10 cm of the uppermost cobble
horizon, and artifacts are relatively sparse. This implies a general
‘background scatter’ of lithic distribution upon a cobble surface that
was probably directly exploited for new raw material packages.
However, at the nearby iron pans the artifact abundances increase
dramatically. Further work is required to understand if this is
because of post-depositional factors (i.e.: different sedimentation
and/or deflation rates) or if the site captures two different activity
areas, perhaps mediated by the presence of particular resources
that encouraged groups to return frequently as part of their
foraging round.
A final consideration that can be made with respect to APS is the
question of where the site fits in the regional technological/
temporal context. The presence of radial and some Levallois
reduction and the absence of handaxes allows the site to be classified as MSA, suggesting a lower age of probably less than 285 ka
based on east and central African data (Barham and Smart, 1996;
Tryon et al., 2005). Assignment of the APS assemblage to industries
138
J.C. Thompson et al. / Quaternary International 270 (2012) 129e139
within the MSA is largely hampered by the absence of distinctive
fossiles directeurs. For example, points and backed pieces are associated with Lupemban or Sangoan assemblages noted nearby at
Mwanganda’s Village and in Zambian sites to the west (Clark and
Haynes, 1970; Clark and Brown, 2001; Barham, 2002), yet no such
implements occur at APS. Recently presented stratified sequences
from Mozambique lack distinctive elements that would allow ready
comparison with APS (Mercader et al., 2009). As such, a better
understanding of the place of the APS site in the local and broader
regional contexts awaits radiometric dating of the site and the
development of a more detailed local technological sequence.
Regional paleoclimatic datasets provide the basis for hypotheses
about when people are expected to have occupied the Airport Site,
which lies only 32 km from the Site 2 drill core. Cohen et al. (2007)
propose that periods of megadrought during the Late Pleistocene of
central Africa would have driven human populations into ephemeral
refugia or out of the region Africa entirely. Scholz et al. (2007) suggest
further that subsequent amelioration into wetter conditions ca. 70 ka
positioned early modern human populations for expansion and
dispersal out of Africa. Beuning et al. (2011) argue that the period
between 109 and 90 ka was particularly inhospitable to human
habitation based on low PAR of terrigenous genera from the central
Malawian lake core (Scholz et al., 2011). If climatic conditions were
acutely poor in the uplands as the proxy data suggest, early humans
would have aggregated within riparian areas to buffer their resource
base, assuming that they did not abandon the area altogether.
The paleoclimatic data provide a temporal framework for major
changes in regional mobility patterns and/or technological adaptation. Harsh conditions fragment and increase selective pressures
on populations surviving in refugia, and this may have underpinned biological and behavioral evolution during the MSA (Basell,
2008). These hypotheses about the impacts of such climatic fluctuations and the timing of human movements within and out of
central Africa can only be tested using archaeological data from
intact/minimally disturbed sites in the same region that yielded the
paleoclimatic data. The Airport Site demonstrates the potential of
the Chitimwe Beds to contain those data, and to become the first in
a series of sites upon which a regional chronology of MSA behaviour
can be built.
8. Conclusions
The Chitimwe Beds of northern Malawi have been described by
Clark (Clark, 1968; Clark et al., 1970) as excellent repositories for
evidence of human technological adaptations during the Middle e
Late Pleistocene. Recent excavations at the Airport Site near the
Karonga airstrip confirm that this is the case. The Airport Site
contains a lithic assemblage that fits comfortably within the definition of MSA technology. Taken together, the available evidence
suggests that APS was a location where people exploited locally
available cobbles to make artifacts. Reduction of local rocks involved
removal of flakes from a cortical platform in a centripetal pattern,
with some more developed radial and Levallois reduction occurring
later in the process. At least some lithic reduction took place on site,
and it would appear that few of the artifacts have not been
secondarily transported. Some of the flake production occurred on
cobbles while some involved the reduction of large cortical flakes.
An alternative pattern of flake production may have been pursued in
exploitation of ferricrete cobbles which were probably not procured
on site, but which were transported there by foragers.
Acknowledgements
The authors firstly thank the Malawi government for their
continued support for the project. Permits were provided by
Dr. Elizabeth Gomani-Chindebvu (Director of Culture) and Potiphar
Kaliba (Director of Antiquities). Harrison Simfukwe and Oris Malijani represented Malawi Antiquities during all fieldwork. The field
crew in 2010 comprised 13 students from the Catholic University of
Malawi and one student from the University of Queensland (UQ).
The fieldwork was supported by a UQ Early Career Researcher grant
to Thompson, and field recording forms and protocols were based
on a system developed by Curtis Marean and the SACP4 team. Victor
de Moor kindly drew the artifacts for Fig. 5. The background to this
paper was originally delivered in a session organized by Geeske
Langejans and Gerrit Dusseldorp entitled “Late Pleistocene Lifeways”, which took place at the joint PAA/SAfA meetings in Dakar in
November, 2010. Comments from three anonymous reviewers
contributed greatly to the improvement of this manuscript.
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