P R O ME T H E US P R E S S / P A L A E O N T O L O G I C A L N E T W O R K F O UN D A T I O N
(TERUEL)
2005
Journal of Taphonomy
VOLUME 3
Available online at www.journaltaphonomy.com
Thompson
(ISSUE 2)
The Impact of Post-Depositional Processes on
Bone Surface Modification Frequencies: A
Corrective Strategy and its Application to the
Loiyangalani Site, Serengeti Plain, Tanzania
Jessica C. Thompson*
Box 872402, Department of Anthropology, Arizona State University, Tempe, AZ 85287-2402
Journal of Taphonomy 3 (2) (2005), 57-80.
Manuscript received 9 October 2004, revised manuscript accepted 8 February 2005.
The frequencies of surface modification such as percussion, cut, and tooth marks on experimental faunal
assemblages are not always directly comparable to those in fossil assemblages. Extensive postdepositional modification of bone surfaces may render many of these marks unidentifiable, depressing
the overall frequencies or affecting some mark classes more than others. An analysis of the fauna from
an open-air Middle Stone Age site on the Loiyangalani River in the Serengeti Plain, Tanzania, illustrates
this point. A coding system is presented here that allows the elimination of heavily affected fragments
from analysis so that the observed mark frequencies can more closely approximate their original ones.
Keywords: DIAGENESIS, RECORDING
ZOOARCHAEOLOGY, SERENGETI
SYSTEM,
Introduction
they can access the existing body of
literature and use it to inform them about
archaeological situations. As long as an
observable process can be linked to a clear
physical trace, middle range theory (e.g.
Binford 1981) allows us to take these
modern experimental observations and use
them to make robust inferences about the
taphonomic history of a given fossil
assemblage.
However, a direct comparison of
the relative frequencies of these traces is not
always appropriate. Fossil assemblages are
likely to have undergone a wider array and
longer duration of processes than have
Over the last decade, zooarchaeology has
witnessed an expansion in research focusing
on actualistic and naturalistic experimental
studies. Many of these have emphasized the
behavioral or ecological information
available in frequencies of bone surface
modification such as percussion, cut, and
tooth marks (e.g. Marean et al. 1992, Lupo
1994, Selvaggio 1994, Blumenschine 1995,
Capaldo 1997, Domínguez-Rodrigo 1997,
Bunn 2001, Lupo & O’Connell 2002).
Although continuing work in this area is
vital, researchers are now at the point where
Article JTa030. All rights reserved.
SURFACE
MODIFICATION,
* E-mail:Jessica.C.Thompson@asu.edu
57
Bone Surface Modification Frequencies
developed a coding system which records,
for each specimen, the extent and severity
of surface degradation. This allows the
elimination of heavily affected fragments
from analysis so that the observed mark
frequencies can more closely approximate
their original ones. When the modified
frequencies are compared to those from an
experimental assemblage, they will then
speak more directly to the relevant research
question and less to the vagaries of
preservation. Although broadly applicable
across time and space, the impetus for
developing this system was derived from
analysis of the fauna recovered in the 2000
field season from the Loiyangalani river site
in the Serengeti Plain, Tanzania (Bower &
Gogan-Porter
1981;
Bower,
1985;
Thompson et al. 2004).
The Loiyangalani site is contained
in alluvial deposits of the Loiyangalani
Valley, where the Loiyangalani River flows
westward from the Serengeti Plain to a
confluence with the Mbalageti River, a
stream that empties into Lake Victoria
(Figure 1). The MSA-bearing sediments,
designated Unit 1, are interpreted as
proximal overbank alluvial floodplain
deposits, with an upper limit at about 90100 cm below surface. A lower limit has
yet to be determined because the water table
was reached, but it appears to exceed 150
cm below surface.
Overlying these
sediments are about 50 cm of more distal
floodplain deposits (Unit 2) with a marked
prismatic to blocky structure.
These
deposits
are
basically
devoid
of
archaeological content; they are overlain by
40-50 cm of mixed aeolian and fluvial
deposits (Unit 3) whose upper limit forms
the modern surface. The Unit 3 deposits
contain a light, background scatter of LSA
artifacts and bone fragments that exhibit no
Figure 1. Map of Serengeti National Park showing
location of Loiyangalani site.
modern experimental ones.
Extensive
degradation or alteration of fossil bone
surfaces by abrasion, elemental transport, or
diagenesis may render many of these marks
unidentifiable. This may depress the overall
frequencies
or,
more
dangerously,
differentially affect some mark classes more
than others. Researchers often refer to bone
surfaces as “well-preserved” or “poorlypreserved” without specifying what this
means in terms of which marks are likely to
remain identifiable and how their
frequencies in the overall assemblage may
have been affected. It should be standard
practice to take these factors into account
before attempting to infer behavior from a
fossil assemblage.
In response to these issues, I
58
Thompson
crocodile. The fauna from Loiyangalani
shows a great deal of post-depositional
alteration through breakage, transport, and
diagenesis. This makes surface modification
analysis challenging and raises the distinct
possibility that the absolute and relative
frequencies of surface modification are not
directly comparable to experimental ones.
concentrated occurrence. Because the 2000
season was comprised of test excavations,
there is little specific information about the
spatial distribution of the fauna described
here beyond the level of 1 m2 test pits.
Given the small sample, the spatial
distribution of surface alterations has not
been analyzed, and radiometric dating of all
three units is also pending.
Loiyangalani is unique for many
reasons. It is one of only a handful of
Middle Stone Age (MSA) sites from East
Africa with preserved fauna. It is an openair site, whereas most excavated MSA
localities with fauna are caves or rock
shelters. Also, materials rare to absent in
the MSA (e.g. ostrich eggshell beads,
worked ochre and bone, and fish remains)
have been recovered in association with
MSA lithic technology.
As such, it
promises to provide important data on the
adaptations, technology, and behavioral
ecology of Middle Stone Age hominins that
go well beyond what one might be able to
infer from a site without preserved organic
materials. Perhaps in part because it is an
open-air site, Loiyangalani has had an
extremely complex taphonomic history that
must be unraveled before these finds may
be used to address behavioral questions.
The
assemblage
under
consideration was recovered during the
2000 field season, and is comprised of a
NISP of 1795. Only 525 specimens could
be confidently identified as larger mammals
(falling into size classes 1 – 5 following
Brain [1981]). Also included in this
assemblage are 76 fragments of turtle
carapace or plastron, some of which retain
surface
modification.
A
cursory
examination of the remaining material
reveals the presence of small mammals,
fish, freshwater mollusks, birds, and
Methods
The entire surface of every specimen was
examined under a binocular 10-40 power
microscope. Percussion marks, cut marks,
and tooth marks were identified and coded
as having a high or medium confidence
level according to the criteria set out by
Blumenschine et al. (1996). For the
purposes of this analysis, I have discarded
all medium confidence marks to reduce
uncertainty in the data. Any reference in
this paper to “surface modification” refers
specifically to these three mark classes and
not to any other type of bone surface
alteration. Figure 2 illustrates examples of
high confidence percussion, cut, and tooth
marks from the assemblage, on which
surface degradation did not affect their
ability to be identified.
Five major morphological effects
of post-depositional processes were
observed in the assemblage. All of these
were recorded using descriptive criteria
rather than terminology that implies a
specific bone-modifying agent (sensu
Gifford-Gonzalez 1991).
Figure 3a
illustrates modification I have termed
“dendritic” to describe what some
researchers have called “root etching”.
Currently there are no published accounts of
controlled or experimental root activity that
59
Bone Surface Modification Frequencies
Figure 2. Illustrations of (a) a percussion mark; (b) a cut mark; and (c) a tooth mark (arrow) that have not been
affected by surface degradation. Photographs on the right show close-ups of the boxed areas in the photographs to
the left.
grooved the surface of the bone. In some
cases the channels are deep and in others
shallow. They may occur widely spaced or
closely packed together. In Figure 3b a
undeniably demonstrate that this is the sole
agent that causes microscopic features such
as these. Dendritic etching is defined as a
series of branching channels that have
60
Thompson
Figure 3. (a) Illustration of dendritic etching; (b) Close-up of percussion mark in boxed area of (a) with dendritic
channel running through it; (c) Smooth and feathered channels both classified as dendritic etching.
61
Bone Surface Modification Frequencies
of a bone have been rounded on a gross
level so that formerly sharp-edged breaks
may take on a smooth appearance. In
addition to this rounding, anatomical
features such as foramina, tuberosities, or
fossae may become indiscernible. Although
the processes behind both “rounding” and
“smoothing” are likely similar, I have
chosen to use smoothing as a descriptor
because affected areas take on a distinctly
smooth appearance.
Sheen (Figures 7a – 7c)) indicates
the degree to which a fragment bears a
“polish” or “shine”. It is defined by how
brilliantly and continuously the surface of a
specimen reflects light. Under a 10 – 40
power light microscope the surface looks
bright and smooth. In lightly affected
fragments the microtopography of the bone
surface is still apparent, with the highest
parts bearing a shine. In heavily affected
fragments no microtopography remains, and
the area is entirely smooth and shiny.
Although it is tempting to attribute these
forms to abrasive action from water- or airborne particles, this may not always be the
case.
Because of differences in the
reflective properties of different minerals
involved in fossilization, the amount of
sheen may rely in part on the particulars of
the fossilization processes that occurred in
an assemblage. At Loiyangalani the worked
bone fragment recovered in 2000 displayed
both smoothing and sheen (Figure 7b and
7c), as do gastrically etched bones I have
observed in other assemblages. In all of
these cases, the specimens were recorded
using the same criteria as rest of the
assemblage because regardless of the agent
the effects on surface modification
identification will be the same.
All of these post-depositional
processes were recorded for that portion of
channel has cut directly across a percussion
mark. The mark remains intact on either
side of the channel, but only because the
channels are discontinuous and not widely
spaced. For these reasons, I have predicted
that mark frequencies will be less affected
by this particular form of surface
degradation than by the other four types of
degradation. At Loiyangalani, dendritic
etching took two forms (Figure 3c). As in
the illustrated specimen some channels were
smooth while others had tiny fingerlike
projections
radiating
from
them.
Identifying the agencies behind these
different modifications would prove useful
for taphonomists seeking to understand
these common processes at open-air sites.
A second morphological category
is pocking (Figures 4a – 4b). This is when
the bone surface has been obliterated in
small, semicircular patches.
As with
dendritic etching, pocking may occur
sparsely or densely, deep or shallow.
Figure 4c illustrates a heavily pocked area
with a tooth mark preserved next to this
area. Had the pocking covered the entire
bone surface or a different area of the bone,
the mark would have been obscured.
Exfoliation (Figures 5a – 5b) is as described
when the bone surface is peeling away or
being removed in sheets. Of the three
degradation types described so far, I
predicted that this would have the greatest
affect on the probability of identifying
marks because it is continuous and marks
will be obliterated in affected areas.
Smoothing and sheen were also
recorded as morphological types of postdepositional modification. These two types
of modification are most likely caused by
similar processes operating at different
scales. Smoothing (Figures 6a and 6b)
indicates the degree to which the contours
62
Thompson
Figure 5. (a) Illustration of exfoliation; (b) Close-up of
exfoliation in the boxed area of (a).
was recorded separately. All fragments
were coded using a 0 – 3 system for two
variables: severity and extent. Extent
indicates if the bone has none of that
particular type of alteration (0); 1 – 50% of
it is covered (1); greater than 50% but less
than 100% is covered (2); or 100% is
covered (3). This system could be modified
to any scale to fit the resolution required by
the analysis. For example, recording the
extent in 10 percent increments would be
nearly as easy and more precise. Severity
indicates the amount of impact that each
form of modification has had on the
integrity of the bone surface. It is a
dependent variable, in that at least a 1 must
be recorded for severity if any extent has
been noted at all. Conversely, if a 0 is
recorded for extent, then severity must also
be 0. If more than one level of severity
Figure 4. (a) Illustration of pocking; (b) Extensively
degraded area of bone near the top with tooth mark
near pocking; (c) Close-up of tooth mark (arrow) near
pocking from boxed area in (b). Note the grooved
cross-section with no associated microstriations, and
the small fragments of bone that have been pressured
up around the mark.
the bone that is not covered with matrix,
including the interior of medullary cavities.
The proportion of the surface of each
fragment that was not covered by matrix
63
Bone Surface Modification Frequencies
Figure 6. (a) Illustration of smoothing; (b) Close-up of smoothed edge of the bone in boxed area of (a). The
specimen was turned slightly for the second photograph to capture the edge.
64
Thompson
Figure 7. (a) Illustration of sheen; (b) Worked bone with both smoothing and sheen on edges; (c) Close-up of tip
of the worked bone from boxed area of (b) showing sheen.
65
Bone Surface Modification Frequencies
the variables are present, a single click
enters zero for every field (Figure 8). The
major benefit of a sheet such as this linked
to a database is that the parameters may be
entered very rapidly, costing the analyst
little time while potentially providing a
wealth of additional information about the
taphonomic history of the assemblage, the
geological history of the site, and bone
surface preservation.
occurs on the bone surface, the greater value
is recorded. Severity is a much more
qualitative measure than extent.
In order to standardize my
evaluations, I selected several specimens to
act as references for each level of severity
and then coded the entire assemblage
according to those criteria. The most
severe, stage 3, is illustrated in Figure 3a
(dendritic), Figure 4a (pocking), Figure 5a
and 5b (exfoliation), Figure 6a and 6b
(smoothing), and Figure 7a (sheen). I have
designed a data entry form that is inserted as
a page in a larger data entry system for bone
fragments written for the Paradox 9
database program. I am currently designing
a revision of this sheet for the more widely
used program Microsoft Access. If none of
Analysis of effects of surface degradation
I constructed a series of graphs to illustrate
the effects these five types of postdepositional processes have on surface
modification frequencies (Figures 9a – 9e).
Figure 8. Datasheet for Paradox 9 currently used to record the five types of surface degradation described here. This
sheet is being revised for use with Microsoft Access. As each button is pushed the data is entered directly into a
database. If no surface alterations are present, a single click on “No Diagenetic Weathering” and “No Sheen or
Smoothing” will enter zeros into each field.
66
Thompson
Figure 9. Graphical illustration of the differences in the proportions of high confidence percussion, cut, and tooth
marks between little affected fragments and heavily affected fragments for (a) Dendritic etching; (b) Pocking; (c)
Exfoliation; (d) Smoothing; and (e) Sheen. The number of marked fragments (n) is given to the right of each bar.
worsens. In the case of dendritic etching
only, a pattern opposite of that expected is
apparent: as surface preservation worsens,
the proportion of fragments exhibiting a
percussion or cut mark actually increases,
though the proportions of tooth marked
fragments behave as expected. The increase
in all other surface alterations causes a
decrease in the frequency of surface
modifications, as expected. Pocking and
exfoliation both show some decrease in the
proportion of marked fragments as severity
worsens, and both smoothing and sheen
show a dramatic drop.
For all types of alteration except
dendritic etching, the relative frequencies of
identifiable marks decrease, as expected.
This supports the hypothesis that as surface
preservation worsens, marks become more
difficult to identify. It also supports the
For each type of alteration, the entire
assemblage was broken down into two subassemblages termed “little affected” and
“heavily affected”.
I defined heavily
affected fragments as those with an extent
of two or three and a severity of two or
three for any of the diagenetic types.
Fragments with an extent of 0 or 1 were
included with the little affected category
because regardless of the severity bones
with less than 50% of their surface affected
would likely still have a high chance of
retaining surface modification regardless of
how severe it is. Within each subassemblage, the percentage of fragments
displaying a high confidence percussion
mark, cut mark, or tooth mark was
calculated. For example, Figure 9a shows
how the proportions of percussion, cut, and
tooth marks changes as dendritic etching
67
Bone Surface Modification Frequencies
68
Table 1. Two-way tables used in Fisher’s exact test for independence. H0 stated that the amount of surface degradation is independent of the presence or absence of percussion, cut, and tooth marks. For the two-tailed tests, a lower p-value indicates a
greater probability that the two variables are not independent. H1 stated that a higher amount of surface degradation resulted in
fewer marked specimens. For the one-tailed tests, a lower p-value indicates a greater probability that higher frequencies of
marked bones are associated with a higher degree of surface degradation.
Thompson
Table 2. Data underlying graphs in Figure 10. Percentage change was calculated by taking the
difference between the proportion of marked bones in the assemblage before and after removal of
heavily affected fragments, then dividing this difference by the “before” proportion.
HC Percussion Mark
HC Cut Mark
HC Tooth Mark
Total Fragments
Entire assemblage
Number of marked fragments
Before removal After removal
25
20
28
22
17
14
1795
Percentage of marked fragments
Before removal
After removal
1.4%
1.8%
1.6%
2.0%
0.9%
1.3%
1099
% change overall % change relative
to previous
HC Percussion Mark
HC Cut Mark
HC Tooth Mark
HC Percussion Mark
HC Cut Mark
HC Tooth Mark
Total Fragments
0.4%
0.4%
0.3%
30.7%
28.3%
34.5%
Midshafts
Number of marked fragments
Before removal After removal
9
7
13
11
3
3
202
Percentage of marked fragments
Before removal
After removal
4.5%
5.2%
6.4%
8.1%
1.5%
2.2%
135
% change overall % change relative
to previous
HC Percussion Mark
HC Cut Mark
HC Tooth Mark
0.7%
1.7%
0.7%
15.6%
26.6%
46.7%
hypothesis that some types of alteration will
have a greater effect than others. In order to
assess this statistically, three two-way tables
were assembled within each of the five
types of alteration (Table 1). Each table
provides a count of the number of little
affected and heavily affected fragments that
preserve and do not preserve surface
modification. For each table I performed
Fisher’s exact test which, unlike a Chi-
69
Bone Surface Modification Frequencies
may be more quickly erased than the main
body of the mark in some cases and not
others (Shipman & Rose 1988). If this is
true, then raw comparisons of the relative
frequencies of hominin and carnivore
modification would be particularly suspect
in assemblages with a substantial proportion
of poorly preserved bone surfaces, where
hominin damage might be rendered
unidentifiable more often than carnivore
damage. Most of the tables failed to
provide statistically significant results at the
0.05 or even 0.1 level. This could be
attributable to several factors. First, there
may simply be no statistically significant
relationship between the degree of surface
degradation and the probability of
identifying a given mark type. However,
33% (5/15) of the one-tailed results were
statistically significant in the expected
direction at the 0.1 level, where only 10%
are expected to be significant by random
chance. Likewise, 20% (3/15) were
statistically significant in the expected
direction at the 0.05 level, where only 5%
are expected to be significant by chance.
This suggests that other variables may be
affecting the significance tests. One distinct
possibility is the overall small sample size
of marked fragments in the Loiyangalani
assemblage. Another is that there may be
some causal relationship between the agent
of surface degradation and the agent of
surface
modification.
The
potential
underlying causes of both are discussed
below.
To explore the effects that
removing heavily affected fragments would
have on bone surface modification
frequencies, I plotted the proportion of
marked bones in the assemblage before and
after removal of these fragments (Figures
10a and 10b). I chose to remove only
square test, can be performed on two-way
tables that contain very small values or
values of zero. Fisher’s exact test is used to
determine if there are nonrandom
associations between two categorical
variables, in this case severity of bone
surface degradation and the ability of an
analyst to identify surface modification (as
measured by the frequency of these marks).
The null hypothesis H0 states that there is no
association between the two variables, and
is tested using a two-tailed version of
Fisher’s exact test. A lower p-value
indicates a higher chance of rejecting the
null hypothesis and concluding that, for a
given type of surface alteration and mark
type, the amount of surface degradation
does influence the number of observed
surface modifications.
The alternative
hypothesis H1 states that there is a negative
association between the two variables: as
surface degradation
increases
mark
frequency decreases. A one-tailed version
of Fisher’s exact test calculates the exact
probability of obtaining the observed cell
frequencies and all cell frequencies with a
more extreme deviation from the expected
values for all two-way tables with the same
fixed marginal totals. Lower p-values for
the one-tailed test indicate a higher chance
of rejecting the alternative hypothesis and
concluding that, for a given type of surface
alteration and mark type, heavily affected
fragments will exhibit fewer identifiable
marks.
The results of this procedure show
that the results with the lowest p-values are
observed with the frequencies of percussion
marks. This suggests that some mark
classes are differentially susceptible to
surface degradation. For example, the very
fine microstriations required for cut and
percussion marks to be reliably identified
70
Thompson
Figure 10. Graphical illustration of the differences in the overall proportions in the assemblage of high confidence
percussion, cut, and tooth marks before removal of the heavily affected fragments and after removal of these
fragments for (a) The entire assemblage; and (b) Midshafts only. The number of marked fragments (n) is given to
the right of each bar. Data used in these graphs are available in Table 2.
diagnostic of carnivore or hominid behavior
because these portions are most likely to
survive both ravaging by carnivores and
other density-mediated processes (e.g. Bunn
& Kroll 1986, Lyman 1984, Lam et al.
1998, Marean et al. 1992). If one were to
reconstruct the timing and nature of
hominin or carnivore interaction with the
assemblage, it is important to know how the
surface modification frequencies for these
heavily affected fragments because in the
total assemblage from Loiyangalani, only
19% (337 of 1795) of the fossils had
surfaces that were completely unaffected by
any of the alterations described above. I
performed this operation both for the entire
assemblage and for midshafts only. The
second graph is included because
experimental data have shown that surface
modification on the midshaft is most
71
Bone Surface Modification Frequencies
rejected on the basis of these tests alone at
the either the 0.01 or 0.05 level as is the
customary target in many statistical reports.
Clearly, an increased sample size would
result in more robust statistical inferences.
This paper deals only with data available
from the 2000 season at Loiyangalani, but
fauna has also been recovered from
excavations in 2003 (n = 1517) and 2004 (n
= 1615). When these additional assemblages
have been studied and recorded using the
same system described here, the statistics
can be run again on a sample that has been
tripled. Future statistical work that might
prove fruitful would be the application of
multivariate techniques. Changes in the
relative frequencies of cut, tooth, and
percussion marks could then all be taken
into account simultaneously, rather than
analyzed individually.
diagnostic portions relate to the results from
the larger assemblage. Figures 10a and 10b
both show an increase in the relative
frequencies of all mark types. Relative to
the previous percentage in the total
assemblage, percussion marks increase by
30.7% , cut marks by 28.3% , and tooth
marks by 34.5%. For midshafts, percussion
marks increase by 15.6%, cut marks by
26.6%, and tooth marks by 46.7% (Table 2).
I tested for the statistical significance
of this increase through a procedure that
takes advantage of the binomial distribution
of these data. First, I took the number of
successes for a given table to be the number
of fragments that retain a percussion, cut, or
tooth mark. Second, I assumed that the
relative frequency of successes before
removal of the heavily affected fragments
was the true probability of obtaining the
observed number of successes. I then
calculated the probability of obtaining the
number of successes observed after removal
if the true probability was the same as that
observed before removal. A lower p-value
indicates a higher chance of rejecting the
null hypothesis H0 that there is no
statistically significant difference between
the relative frequencies of a given mark
type before and after removal of heavily
affected fragments. The data and results of
this procedure are provided in Table 3.
The results for the entire assemblage
consistently resulted in lower p-values than
for midshafts only, which likely reflects the
small sample size of midshafts. Again, the
fact that all the relative frequencies of
surface modifications increased when
heavily affected fragments were removed
does provide some support for rejection of
the null hypothesis. However, none were
individually significant at below the 0.15
level and the null hypothesis cannot be
Discussion
The small absolute and relative frequencies
of percussion, cut, and tooth marks at
Loiyangalani are not consistent with
published
frequencies
from
either
naturalistic or experimental conditions
(Marean et al. 1992, Selvaggio 1994,
Blumenschine 1995, Capaldo 1997,
Domínguez-Rodrigo 1997). This is the case
even when the effects of poor surface
preservation are taken into account. This
may indicate that the fauna from
Loiyangalani was subjected to less
modification from both humans and
carnivores than were the fresh assemblages.
Alternatively, other taphonomic factors
have acted to further depress these
frequencies. In general, the more heavily
fragmented an assemblage is, the lower the
frequencies of surface modification will be
72
Table 3. Data used to test for a statistically significant increase in the proportion of marked fragments after removal of heavily
affected fragments for the entire assemblage and for midshafts only. The null hypothesis in each case is that there will be no
difference between the proportions of marked fragments before and after removal. Assuming a binomial distribution, the number
of fragments displaying a mark is taken to be the number of successes, and the true probability of success is assumed to be the
proportion before removal. Given these parameters, the likelihood of obtaining the number of successes observed after removal
is reflected in the p-value.
73
Thompson
Bone Surface Modification Frequencies
Table 4. (a) Numbers of fragments and (b) mean size of fragments exhibiting each stage of extent and
severity for dendritic etching, pocking, exfoliation, smoothing, and sheen. Each category of surface
alteration should be read independently of the others as some fragments display more than one type.
experimental assemblages, the Loiyangalani
fauna has undergone a very high degree of
post-depositional breakage. The average
fragment size is small (162 mm2), and
several conjoining pieces of long bones
were recovered in a highly fragmented state
in situ. Post-depositional breakage on this
scale has almost certainly led to depressed
relative frequencies of all classes of surface
modification at Loiyangalani, and even
corrected proportions should be taken as
minimum estimates. Table 4 provides the
numbers and mean sizes of fragments
displaying each type, extent, and severity of
surface alteration.
(Abe et al. 2002). This is certainly a
problem at Loiyangalani, where there seems
to have been a great deal of postdepositional fragmentation. As with surface
modification, actualistic studies provide a
useful starting point. The angle and outline
of each ancient long bone break was
recorded for the mammal long bones
according to the criteria set forth by Villa &
Maheiu (1991). Figure 11 shows the
frequencies of break angles and outlines
associated with experimental assemblages
broken by different agents while the bones
were in a fresh state (Marean et al. 2000). It
is apparent that when compared to the
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Thompson
Figure 11. Proportions of ‘green bone’ breaks (curved/V-shaped outline or oblique angle) and ‘dry bone’ breaks
(transverse outline or right angle) on long bones at Loiyangalani compared to experimental assemblages broken by
different agents while bones were fresh (from Marean et al. 2000).
mark can still be identified. However,
dendritic etching may be shown through
experimental work to be caused by heavy
vegetation. The activities of both hominins
and carnivores would differ in this
microenvironment from those practiced in
open areas, which would be reflected in the
relative proportions of carnivore and
hominin bone surface modifications.
Alternatively, the amount of dendritic
etching may relate to the amount of flesh
that was left on the bones, perhaps
promoting increased biological activity in
that area (Behrensmeyer, pers. comm.). The
current analysis cannot address either of
these scenarios because the cause of
dendritic etching is yet to be established.
However, it does suggest that valuable
taphonomic data are available in the types
of surface degradation in a fossil
assemblage, and that these processes should
A second possible confounding
factor may be an association between the
agencies that leave percussion, cut, and
tooth marks and the agencies that degrade
bone surfaces. The microenvironments in
which particular types of surface
degradation are likely to occur might also
be the same microenvironments in which
hominin or carnivore activity was
concentrated or avoided (Blumenschine,
pers. comm.). For example, it is striking
that the proportions of dendritically etched
fragments show the reverse pattern than
what was expected, and that the two-tailed
result of Fisher’s exact test has the lowest pvalues for percussion-marked fragments
displaying dendritic etching. This may be
simply because it leaves open areas where
marks may be preserved and therefore has
very little effect on the probability that a
75
Bone Surface Modification Frequencies
Figure 12. Proportions of (a) ‘green’; and (b) ‘dry’ bone breaks for long bones within each stage of smoothing.
Stage 0 shows no smoothing and Stage 3 is the most affected
declines accordingly (Figures 12a and 12b).
These data indicate that bones that were
broken while fresh have undergone
relatively more smoothing than have bones
that were broken while dry. Controlled
experimental
work
aimed
toward
understanding the agencies behind the bone
surface alterations described here would
help address why this is the case, and be
invaluable to future taphonomic research.
Such work would enable researchers to link
patterning such as that observed in long
bone breakage at Loiyangalani to actual
taphonomic processes, thus allowing for the
advantages of the coding system presented
here to be fully realized.
be recorded for reasons other than simply to
eliminate heavily affected fragments from
analysis.
Recording the gross effects of
these post-depositional processes using the
methods outlined above has another critical
use. Breakage and other taphonomic data
can be incorporated and used to develop
hypotheses about the depositional history of
a site. At Loiyangalani, most of the
mammal long bones that have been heavily
smoothed and/or polished more frequently
retain oblique angle and curved/v-shaped
fractures than those with breaks more often
associated with “dry” bone fragmentation.
The frequencies of curved and oblique
breaks steadily increase in frequency as they
become more smoothed and the frequencies
of transverse and right angled breaks
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Thompson
correct for it, and use it in conjunction with
other taphonomic lines of evidence. With
experimental work designed to understand
the agents that cause various surface
alterations, the taphonomic and geological
history of site formation can be further
elucidated. To date, I have used this system
to record samples from three separate fossil
assemblages including both cave and openair sites.
Although the underlying
taphonomic processes operating at each of
these different localities have likely been
very different, I have still found the system
to be effective at quantifying and describing
the range of surface preservation.
Comparing the results from these widely
separated sites will provide additional data
to test the hypotheses presented here. The
issues discussed here are pertinent to all
archaeological fossil assemblages, and
should be explicitly addressed before
higher-level
inferences
involving
comparisons to modern experimental
datasets may proceed.
Conclusion
The Loiyangalani case illustrates that bone
preservation should be taken into account
with more rigor and standardization.
Despite a small sample and the potential
influence of confounding factors, the results
of this study indicate that an appropriate
first step in correcting for the effects of
post-depositional processes is to remove
heavily
affected
fragments
from
calculations of surface modification
frequencies. The result will be a general
increase in the relative frequencies of all
mark classes and a higher level of
confidence in comparisions to experimental
frequencies of surface modification. A
precise quantification of what percentages
of surface modification are actually lost
would require actualistic research, where
the number and type of mark is known prior
to degradation of the bone surface. The
processes behind long-term diagenesis
could be simulated for a variety of
depositional
(and
post-depositional)
environments. It would also be useful to
determine the extent to which subaerial
weathering (Behrensmeyer 1978) and
surface coverage by matrix influence mark
frequencies. Given that some types of
diagenesis impact bone surfaces to a greater
degree than others, it would be useful to
employ a larger sample size to statistically
explore whether or not mark classes are also
affected differentially.
Zooarchaeologists must become
more explicit when they refer to an
assemblage as “nicely preserved” or “poorly
preserved”. At Loiyangalani, as at most
sites, some bones have surfaces that were
preserved better than others. Using a
system similar to the one presented here,
one can begin to sort out this variability,
Acknowledgements
I would like to thank Curtis Marean, Robert
Blumenschine, A. Kay Behrensmeyer, and
two anonymous reviewers for their
comments on earlier drafts. Briana Pobiner
and David Braun organized the symposium
that was the forum for the original
presentation of this paper, seeing many
papers given there through to publication.
Erich Fisher provided a more detailed
version of the map of the Serengeti for
Figure 1. I would also like to thank John
Bower and Audax Mabulla, co-directors of
the Loiyangalani Research Project for
access to the faunal material. Carl Vondra
provided a preliminary assessment of the
77
Bone Surface Modification Frequencies
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Excavations at the Loiyanalgani site were
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Parks, Serengeti National Park, the
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Society.
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