Beyond Participative Democracy
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Beyond Participative Democracy
Albert Ogien
1. Introduction
What some call the «crisis of democracy» partly derives from the
inconsistencies engendered by the paradoxical situation the regimes of
representative democracy are currently caught in. This situation is one
in which those who govern are convinced that they have to take steps
to renew the link between them and the governed and at the same time
contend that handing over the prerogatives which are the preserve of
State technicians and administrators to ordinary citizens is an unrealistic,
harmful and even dangerous undertaking.
The first steps taken by democratic regimes to narrow the so-called gap
between the «people» and the «elites» aimed at enhancing the participation
of ordinary citizens to the decision-making process1. Such a move has by and
large proved to be ineffective as the mechanisms of citizens’ participation
that the legal authorities did institute have seldom been connected to a real
power to decide bestowed on the consulted population2. As a consequence,
a demand for political practices allowing for the emergence of a truly
deliberative democracy appeared which still inspires extra-institutional
forms of action carried out by members of the so-called civil society, like
occupying city squares or roundabouts, launching associations, organizing
rallies, establishing networks of common struggle or Facebook groups,
circulating on-line petitions or creating «movement parties»3. This article
will try to consider the nature and soundness of such a demand through
an analysis of some of the forms of political action ordinary citizens have
devised and implemented far beyond participation mechanisms in order to
claim the key role they have to play in political matters and in fostering the
democratization of democracy.
M. Carrel, Faire participer les habitants? Citoyenneté et pouvoir d’agir dans les quartiers populaires, Lyon, ENS Éditions, 2013.
2
M. Carrel, D. Cefaï and J. Talpin (eds.), Ethnographies de la participation, in «Participations», 4 (2012).
3
A. Ogien and S. Laugier, Le Principe démocratie, Paris, Le Découverte, 2014.
1
«Iride», a. XXXII, n. 88, settembre-dicembre 2019 / «Iride», v. 32, issue 88, September-December 2019
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2. Active Citizenship and Democracy
Most of the protest movements that have been developing throughout
the world for the past decade have been organized around an almost
unique motto: democracy! This term has thus turned to be a kind of
catch-all formula – a slogan under which all sorts of requests are voiced.
In authoritarian countries, the claim for democracy is of course linked
to the most brutal manifestations of coercion and repression, the lack
of rights and freedoms, the violence of supervisory or control bodies,
the arbitrariness of an all-powerful administration, the daily strains of a
system of widespread corruption, the partiality of a judicial system under
influence or the rigging of elections. In democratic regimes, this claim is
justified by the erosion of the legitimacy of the parliamentary system, the
out of step nature of rulers’ decisions in relation to citizens’ expectations,
the corruption of representatives, the tax-avoidance of multinational
firms and the rich, the omnipotence of the financial circles, the inexorable
progress of climate change and the destruction of the environment,
the reduction of citizens’ political and social rights, the subjection of
the media to the powers in charge. Furthermore, even those who are
boldly opposed to the spirit of democracy (extreme-right «patriots»,
nationalists, supremacists, separatists, fundamentalists, traditionalists,
zealots of women’s submission, opponents to free sexual orientation) are
now claiming it in the name of freedom of opinion.
Whereas democracy seems to be the ultimate ideological article people
are ready to appeal to in order to support their claims, many voices
contend that the future of democracy looks bleak as it is plagued by severe
contradictions and faces hostile assaults from all parts4. However, one has
to bear in mind that such criticisms have mainly to do with the problems
raised by the current deadlocks in the functioning of the representative
system. Several of its signs are systematically pointed up: distrust of
political authorities and their staff, steady rise in abstention, decrease in
party and union membership, contempt for institutions. Note that very
few dare calling into question the idea of democracy itself. But, in contrast
to the blatant rejection of traditional politics, one cannot ignore the vitality
of the political practices carried out by groups of ordinary citizens who
organize themselves to demand that the answers they offer to solve public
problems be carefully considered and enacted by their government5. How
is one to account for such a development?
F. Dubet, Le déclin de l’institution, Paris, Ed. du Seuil, 2002.
B. Arditi, Les soulèvements n’ont pas de plan, ils sont le plan: performatifs politiques
et médiateurs fugaces, in < https://www.raison-publique.fr/article682.html> (accessed 111-2019).
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Ordinary citizens’ efforts to reclaim control of politics should not
simply be seen, as is usually done, as a consequence of the rise of the
level of education or, as one tends to argue now, of the skillful use of
modern communication tools6. Since the end of World War II, a series of
structural factors have contributed to a radical change in the ways citizens
relate to politics, the five most important of them being: the increase in
people’s autonomy of judgment (rejection of hierarchies and authorities;
decolonization of thought); the globalization of political problems and
the emergence of non-governmental and non-partisan activism; the
technicization of political issues and the development of political and
scientific expertise within civil society; the professionalization of political
activity and its effects on the routine of institutional work; the twilight of
the nation-State as crucial locus of political decision-making.
The social dynamics powered by these transformations have been
invigorated by the contemporary rise to supremacy of financial capitalism.
This dramatic shift of political orientation has borne – all around the
world – identical effects: the concentration of decision-making power has
been handed over to supranational political bodies, banking institutions,
multinationals and investment funds. And this reconfiguration of the
relationships between political, economic and financial powers has
resulted in the weakening of the State, the domination of the regulation by
markets, the increase in levels of corruption and the booming strength of
finance. The consequence of this new distribution of powers has been the
disaffection of electoral democracy (what is the use of voting if decisions
are made elsewhere than where the vote is held or if the ballot count
is rigged?), and the disgust felt towards governments seen as massively
indifferent to the basic needs of the population (what happens with
legitimacy when the verdict of the ballot box is not respected and when
the decisions taken are the same regardless of those who are elected?).
Swept away by this overwhelming turmoil, the experience of democracy
turned out to be one of deception doubled with betrayal. Henceforth,
the traditional site of political life (party politics, electoral competition,
programmatic commitments, the struggle for control of state power,
etc.) has ceased to be the determining arena in which public debate and
decision-making take place. Masses of outsiders – i.e. ordinary citizens
whose avowed aim is satisfying a political, social or environmental claim
with no intention to get hold of State power – came to challenge the sphere
of political activity which largely remains the preserve of professionals. To
appraise the legitimacy of such a challenge, a brief clarification of the
concept of democracy seems necessary.
6
D. Cardon, La démocratie internet, Paris, Ed. du Seuil, 2012.
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3. The Practical Content of The Concept of Democracy
Democracy is an ambivalent concept. On the one hand, it refers to a type
of political system, based on election, alternation, separation of powers and
a range of individual rights and freedoms secured and protected by the
institutions of the implementing the rule of law. On the other hand, the
concept of democracy refers to a form of life, that is, an order of social
relationships ideally exempt from any trace of domination, whether of class,
competence, origin or gender, and based on a key principle: unconditional
respect for equality of all citizens. This principle is highly demanding when
taken downright since it should be applied to all circumstances of social
interaction: in politics, in business, at school, in the family as well as in all
circumstances of public life. Moreover, achieving absolute equality for all
is an infinite task since nobody knows exactly where equality should end –
and at what precise point it turns into license or anarchy7.
Acknowledging the dual nature of democracy – as regime and as
form of life – allows getting sensitive to the crucial role played by the
continual back and forth between these two aspects of democracy8. From
the perspective of such a practical and dynamic conception, one should
reckon ordinary citizens’ full political capacity and give legitimacy to
the autonomous political practices they work out to back their claims to
equality, justice, dignity and rights. On what grounds and in which terms
does this capacity express itself?
In the present situation, two different dismissals of democracy
are currently voiced which are sometimes difficult to distinguish since
they are expressed under the same slogans: «Get out», «You don’t
represent us», «Let them all go», «All rotten» or «We are the people».
It is nevertheless important to differentiate them. The first one is an
external criticism, which states that since democracy is a regime that
produces «parliamentarian idiocy», insignificance of public debate, lack
of representativeness, contempt for citizens, reproduction of alienation,
we must get rid of it and give way to a strong power that will eventually be
able to take the necessary measures to save a country, preserve an identity,
fight against the decline of civilization, oppose the demise of a nation,
or achieve emancipation. The second one is an internal critique, which
contends that we must move towards a radicalization of democracy by
extending citizens’ rights of control over their governments, increasing
the number of negotiation sites, reformulating political priorities, opening
up the political decision-making process and producing and circulating
free information.
7
8
D. Schnapper, L’esprit démocratique des lois, Paris, Gallimard, 2014.
A. Ogien and S. Laugier, Antidémocratie, Paris, La Découverte, 2018
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To be clear, the external criticism of democracy seeks to undermine faith
in these two pillars of democracy, namely equality and human rights, in
order to wipe out from the spirit of the individuals the chimera of the end of
hierarchy and the domination of the powerful whereas the internal criticism
pleads for bringing forth a form of government which is respectful of the
aspirations of the population, truly representative and encourages citizens
to directly take public affairs in charge. It thus proposes a completely
different way of overriding the resentment elicited by the spectacle of a
parliamentarian system totally cut off from its constituents. But the task
does not seem easy to achieve since it comes up against a force that works to
maintain this distinction: anti-democratic thinking. What does this refer to?
4. Varieties of Anti-Democracy
Anti-democracy thinking expresses a world view which denies the
soundness of letting ordinary citizens debate and decide together on their
collective destiny without their choices properly being guided by experts
or professionals of politics. On these grounds, it objects to the potential
contribution of each individual on equal footing to the determination of
public problems or to directly taking governmental affairs in charge. This
world view is largely shared by the members of the political and economical
establishment who are irritated or frightened by the prospect of losing
their dominance. It is primarily voiced whenever one is reluctant to grant
new rights to the people who claim them; whenever one considers the
expertise of public administrators and managers as inherently superior to
that of ordinary citizens; or whenever one asserts that the powerful and the
dominant naturally master the rules of rationality.
Another manifestation of anti-democracy thinking can be found in the
disregard of «people’s sovereignty» as it emerges from the polls. This is
the case when a head of state or an ruling party reigning through fear and
corruption pretends to run for elections while being convinced in advance
that it is assured of its results or whenever a legally elected government decides
to rule without respecting the spirit of the institutions that give its credit and
legitimacy to democracy and repudiates separation of powers, freedom of
opinion, parliamentary control over the executive or freedom of information
(which is the case of «illiberal» democracies as Hungary, Poland, Romania,
Philippines, Russia); or whenever elections are prevented or neglected by the
power that convened them; or whenever a government decide to withdraw
their country from international institutions that organize respect for human
rights and hinder their absolute power (like the European Court of Justice,
the European Court of Human Rights, the Geneva Convention on Refugees
or the Paris Agreement on Climate Change).
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Anti-democratic thinking do also nurture the sneer and sarcasm
ordinary citizens are subjected to when they pretend acting in politics
and are courtly sent back to their condition of amateurs or neophytes
who know nothing about it but still require taking part in it. A long list
of arguments aiming at ridicule this demand for empowerment exists,
among which one may find:
1) The apathy or indifference of the people to politics (which leads to
avoid questioning the question of the imbalance of conditions, fear
of repression or the absence of a credible alternative to the system
in place);
2) The need for efficiency (which only true professionals trained in
public administration are able to elicit);
3) Voluntary servitude or the will to be governed (or the fear of freedom
of people who would not know what to do with it);
4) The disorganization of the masses and their inability to structure
themselves in the absence of a leader and an inculcated ideology
(and the side idea that as soon as there is a leader, it is the end of
history and return to normal);
5) Fatalist acceptance of hierarchy (there will always be inequalities
and the wisest and most trained are made to lead an ignorant
populace);
6) Defending the idea that politics is not a matter of satisfying the
common good, but a game reserved for those who know how to
play it (a true politician should be a «killer») and take advantage of
it (politics should only be seen as profitable career);
7) The aristocratic nature of power in a democracy, i.e. the educational
mission of the elites who are naturally exemplary, endowed with
height of vision and courage;
8) The fact that all attempts to establish direct democracy have been
swept away, most often in blood, by powers – right and left –
throughout history (which, curiously enough, would disqualify
them forever, as if this organization were a utopia destined to be
annihilated because it was unable to resist a determined power).
Each of these arguments is unfounded and harmful. But the grip they
have on our minds is such that they often prevent us from admitting,
in a non-problematic way, that ordinary citizens have a political capacity
at least as relevant as that of those who have turned State or corporate
leadership into their craft9.
9
N. Eliasoph, Avoiding Politics. How Americans Produce Apathy in Everyday Life,
Cambridge, Cambridge University Press, 1998.
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Anti-democracy thinking do also animate the contemporary
proliferation of the misleading use of the term «populism» to qualify
political agendas of many persuasions. It can be applied to those who
pretend reducing individual and collective freedoms as well as to those
who invite turning foreigners, migrants or Muslims into scapegoats; or
call for the closure of borders and the erection of walls; or advocate the
restoration of absolute national sovereignty; or reprove the arrogance of
power elites. But also to all these discourses denouncing «neo-liberal»
policies of austerity, supporting the destruction of the capitalist system,
claiming the end of over-exploitation of natural resources or calling for
putting an halt to the grip of finance on life. This hodgepodge makes
the public debate confusing, even incomprehensible. But still such an
undifferentiated use of the term «populism» comforts anti-democratic
thinking as it leads to warrant the cogency of five ideas: political activity
is the monopoly of leaders and experts; the sensitivity of the people can
be easily manipulated by appealing to their lowest feelings and impulses;
the masses are bound to follow the instructions given by who poses as
their guide; what citizens think about the way they are governed and
how public affairs should be conducted can be ignored; the citizens’
ordinary conception of politics and democracy can legitimately be
debarred from the public sphere.
Anti-democracy thinking is not the monopoly of the enemies of
democracy. It permeates the reasoning of those who believe they are
diffusing democracy through bestowing on themselves the mission of
educating the people about their condition and feeling entitled to lead
them toward the right way to achieve emancipation. A contemporary
display of anti-democracy thinking is emerging on the ruins of the party
system. This is the one I will focus on now.
5. When Citizens Make Politics
Representative democracies are beginning to experience a reversal:
traditional parties no longer form public opinion and organize its
expression in the terms they set, but it is the citizens themselves
who frame the kind of organization they adhere to in order to satisfy
aspirations that have ceased to be claimed by parties and unions which
turned out to be part of the system of the so-called social democracy.
Such independent organizations are often set up in the wake of square
occupations or collective struggles and depict themselves as «movements»
the purpose of which is running for election to allow ordinary citizens
to sit in Parliament and take the fabric of the law and the control of
the executive into their own hands. The emergence of such «movement
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parties»10 (the most glaring examples being the Movimento Cinque Stelle
in Italy, Podemos in Spain, Zivi Zid in Croatia, Demosisto in Hong Kong,
The Pirates in Island, La République en marche and La France insoumise
in France, Québec Solidaire in Canada) puts the current representative
system in jeopardy and prompts outrageous criticisms aired by an old
political establishment whose station is threatened by this innovation.
This situation appears to offer an unlimited reservoir of anti-democratic
arguments. The first one being that once such citizens’ organisations are
committed to run for elections and get into power, the way they operate
shows no difference with the traditional parties’ one. This argument is
clearly defective.
What distinguishes «movement parties» from their traditional
counterparts is that they reject the idea of a pyramidal and military
structure led by a leader who controls the organization, hierarchy, finances,
propaganda, appointment of representatives, discipline, mobilization.
A new political structure is being invented in which horizontality
replaces verticality, using deliberation software developed by civic tech
activists. These tools make it possible for members to effectively control
the direction of the movement and that of the adherents over their
representatives; the collective definition of the orientations taken by
the movement and those defended in Parliament; the appointment and
revocation of spokespersons; the monitoring of the consistency between
the principles and the practices of the movement; eventual alliances in
parliamentary work. The most successful of such organizations is the
Movimento Cinque Stelle (M5S) as it is the only one which has achieved
getting into power to date. It therefore offers a living laboratory to observe
how horizontal functioning resists the test of governmental responsibility
and how a movement overcomes the pitfalls of ruling without denying its
fundamentals (radical pluralism and direct democracy) and implementing
the commitments made during the electoral campaign. How did the
Cinque Stelle fare on these two issues?
The M5S has been created in 2009 and is officially defined as a «nonparty», with no leader, no headquarters and no political doctrine. It
deliberately pursues a twofold ambition: to put an end to a system of
parties known to be corrupt and to return power to the citizens in order
to solve the public problems that concern them. To become an adherent,
two criteria must be met: never having been involved in party politics
and showing a clean criminal record. The M5S operates through a
digital platform («Rousseau») on which members exercise control over
the direction of the movement, the decisions it takes and the actions of
10
D. della Porta, J. Fernández, H. Kouki and L. Mosca, Movement Parties Against
Austerity, London, Polity, 2017.
Beyond Participative Democracy
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its representatives and spokespersons. Its political charter lists a series
of priority measures ranked by the members on the platform which its
representatives undertake to enforce. These measures include themes
activists of neighborhood associations or collective struggles have
promoted: defense of public services, fighting against corruption and
mafias, refusal to pay the public debt, support for environmental causes,
organizing local solidarity bonds, etc.
For its first participation in legislative elections in 2013, it rather
surprisingly gathered 25% of voters, sending 162 «unknown» individuals
to sit in Parliament and the Senate, with a mandate to refuse any alliance
with the other parties. And throughout the legislature, this ambition has
been achieved, even though the group has made a significant contribution to
Parliament’s work. During the March 4th 2018 Italian legislative elections,
the M5S became the country’s leading political force, winning 32.6% of the
vote and turning into the largest group in both Parliament (221 seats) and
Senate (112 seats). This is despite the fact that the M5S has been the subject
of incessant attacks by all the media and political professionals, who enjoyed
denouncing the «populism» of its position, discrediting its spokespersons and
mocking the incompetence of its elected representatives – the emblematic
example being its favorite scapegoat: the Mayor of Rome, Virginia Raggi.
However, this undermining work did not convince the Italians. Worse still,
since the two major government parties: Matteo Renzi’s Partito Democratico
(which won 19% of the polls and 110 seats in Parliament), and Silvio
Berlusconi’s Forza Italia (which fell to 14% and 59 seats) have been largely
disowned. Matteo Salvini’s Lega’s extreme right-wing and xenophobic party
is far behind the M5S, with 17.3% of voters and 73 seats.
These results, though forecasted by opinion polls, sparked off comments
announcing an «electoral cataclysm». Three reasons justified such a
qualification: Italy has become ungovernable since, despite the alliances
formed to reach the 40% threshold of voters for obtaining the fifty seat
majority bonus provided for by the new electoral law, neither the «center
left» nor the «center right» coalitions have succeeded to do it; the victory of
a so called «anti-system» and «eurosceptic» movement is a deadly threat to
the future of the European Union and of democracy; the polls have revived
the country’s division between the North (where people would live from
their work) and the South (where people would live from State assistance).
Another way of considering this result would have simply been to take
note of the desire of the Italian voters to «clear» the old nomenclature
which, under various configurations and names, has monopolized power
since the aftermath of World War II. For those who could not imagine
any radical change of the status quo established from these days on, the
M5S’s crushing victory came as a shock. Most analysts and commentators
have predicted the inevitable collapse of a movement which is said to be
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the product of the association of a comedian (Beppe Grillo) using the
popularity he has acquired in shows in which he mistreats politicians to
get involved in institutional politics, and a prophet of the digital revolution
(Gianroberto Casaleggio) considered as a grey eminence to which a
sulphurous image sticks. Few have paid serious attention to the work done
by their representatives during the five years of the previous legislature
(Luigi Di Maïo sat a vice-president of the Parliament); or the movement’s
successes in the municipal elections in Roma and Torino; or anticipated
the consequences of the M5S strategy adopted at a National Convention in
September 2017, with the stated intention of gaining power by presenting a
candidate to the function of Prime Minister. This negligence also prevailed
during the election campaign since it was self-evident that the M5S was
out of the picture because of its refusal to join any coalition. In a word, the
small, confined world of the professionals of politics and the media were
lulled into the illusion that it is a negligible quantity. It is no wonder then
that the massive vote in its favor has immediately been castigated, in Italy
and abroad, as a dangerous triumph of «populism».
One of the reasons the M5S stirs the anti-democratic feelings of
disbelief and mistrust is that it is a political organization controlled by
its members and claiming that a government must be fully accountable
to ordinary citizens. Such a stance thoughtfully questions the principle of
representation and the monopoly of power by experts and professionals.
No wonder it generates violent attacks11.
What troubles most the detractors of the M5S is the will to place in
positions of command in society novices who know nothing about the
ordered and policed world of political life, are not part of any power
network, are foreign to the maneuvers and negotiations of party politics,
do not claim any official position and do not wish to pursue a career in
politics. The fresh representatives that the Italians discovered following
the 2013 elections were young, educated, aware of the issues they were
dealing with and generally prone to fulfil the mandate entrusted to them
by regularly reporting to their constituents, disclosing the data that feed
the public debates and submitting their public interventions for validation
by the M5S adherents. The 333 members of Parliament elected in 2018
are more experienced but still committed to revive democracy, defeat
corruption and put an end to austerity policies. One may notice though
that many of the nominees who turned to be representatives were nonmembers of the M5S appointed without consulting grass-roots adherents.
An obvious infringement of a principle of the movement.
11
R.A. Ventura, La philosophie politique du Mouvement Cinq Etoiles, in «Esprit», 10
(2018).
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Anti-democratic thinking leads to apprehend Italian political life
through the lenses of the entrenched power relationships and strange
mores of the circles that revolve around sites of power. On such an
account, the sheer presence of the M5S in this picture is challenging and
illegitimate and still considered as temporary. That is why the political and
media establishment seems incapable of acknowledging that the system of
representative government has lost a large part of its legitimacy and that
the blind consent granted by the governed to the rulers is slowly coming
to an end. And though nobody is able to predict what will be the future
and evolution of such movements, one should pay close attention to their
undertakings and look into how they will demonstrate in practice – or fail
to do so – that a true horizontal alternative to the hierarchical parties of
yesteryear exists and that a new type of sustainable political organization
is ready for the succession.
6. Active Citizenship
Procedures of citizens’ participation to public debate have lost their
appeal – if they have ever had one. The current political situation is
characterized by the emergence of groups of «insurgent citizens» that
have chosen to act in politics outside the framework of traditional parties
or unions in order to defy the powerful on the terrain of rationality and
legality of public action. Protesting against legally and regularly elected
governments also appears to be a stance ordinary citizens resort to
more and more rapidly and frequently these days. All these phenomena
point to the fact that election has lost what has long been its miraculous
properties for the winners as it allowed them to state: «You’ve voted
for us and we therefore have the legitimacy to apply our program on
your behalf until the next election!». The strength of this axiom is
steadily regressing and citizens do no longer refrain from calling for
the resignation of the government they have just elected a few months
before.
This unexpected unreliability of the electorate is often presented as
irrational or as an unsettling display of ingratitude. Many commentators
and analysts further believe that too high a level of citizen’s vigilance
is unbearable and argue that it should be defeated in order to «let a
government govern» during a time span allowing for the implementation
of their program. However, there is no reason to subscribe to such a
point of view since citizen’s control over their representatives’ actions and
behaviors is essential to democracy. The problem comes from the present
day awareness of individuals that voting once in a while is not enough to
exercise such a control.
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Albert Ogien
To the utter despair of anti-democrats, it is now up to the citizens
themselves to reconfigure the system of representative democracy and
define the political issues to be submitted to public debate. A new way
of doing politics – which reaches far beyond participation – is on the
rise which is committed to work out new practices of democracy in the
public sphere as well as in everyday social relationships12. This is what
concerned people do accomplish when they get involved in weaving local,
national or international bonds of solidarity, in the coordination of cities
in transition, in self-managed businesses, in short circuits of economic
exchange, in environmental networks fighting against climate change.
Or in willfully creating movement parties to reclaim representation and
eventually occupy Parliaments.
Beyond Participative Democracy
The current situation of the regimes of representative democracy is one in which
those who govern are convinced that they have to take steps to renew the link
between them and the governed and at the same time contend that handing over
the prerogatives which are the preserve of State technicians and administrators to
ordinary citizens is an unrealistic, harmful and even dangerous undertaking. This
article considers the nature and soundness of a demand for a truly deliberative
democracy emanating from these groups of citizens who devise, organize and
implement what might be called autonomous political practices which reach far
beyond participation mechanisms as they claim the key role ordinary people have
to play in political matters and in fostering the democratization of democracy.
Keywords: Citizenship, Democracy,
Participation, Anti-democracy
Autonomous
Political
Practices,
Albert Ogien, CNRS, CEMS EHESS, 54 boulevard Raspail, 75006 Paris, ogien@ehess.fr.
12
2008.
E. Isin and G. Nielsen (eds.), Acts of citizenship, London, Palgrave Macmillan,