Advances in Water Resources 109 (2017) 253–266
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Advances in Water Resources
journal homepage: www.elsevier.com/locate/advwatres
Decomposing the satellite precipitation error propagation through the
rainfall-runoff processes
Yiwen Mei a, Emmanouil N. Anagnostou a,∗, Xinyi Shen a, Efthymios I. Nikolopoulos a,b
a
b
Civil and Environmental Engineering, University of Connecticut, Storrs, CT, USA
Innovation Technologies Center, ITC, Athens, Greece
a r t i c l e
i n f o
Article history:
Received 9 February 2017
Revised 25 July 2017
Accepted 13 September 2017
Available online 21 September 2017
Keyword:
Satellite precipitation
Error propagation
Runoff generation
Runoff routing
Hydrological model
a b s t r a c t
This study uses an analytical hydrological framework to investigate the error propagation from satellite
precipitation products to hydrological simulations. Specifically, the analytical formulation of the framework allows linking the error in hydrograph properties (i.e., cumulative volume, centroid, and dispersion)
to the space-time characteristics of error in satellite-precipitation, runoff generation, and routing. Main
finding from this study are that (i) the error in spatial and temporal covariance between rainfall and
runoff generation is not contributing significantly to the error in cumulative volume of flood events; (ii)
errors in runoff generation and routing time are of equal importance in terms of the overall error in the
arrival of flood event centroid; and (iii) errors in the variability of runoff generation time is the main
contributor to the error in dispersion of flood event hydrograph. Furthermore, sensitivity tests show that
errors in hydrograph properties are strongly correlated with errors in the space-time characteristics of
precipitation, runoff generation and routing parameters estimated by the analytical framework.
© 2017 Published by Elsevier Ltd.
1. Introduction
The evaluation of satellite precipitation error propagation in
hydrological simulation provides information on how the precipitation error characteristics interact with the rainfall-runoff
transformation process resulting in error of flow simulation. Such
information can help facilitate a number of flood risk and water
management applications. Many past studies have focused on
the assessment of the error propagation of satellite precipitation
products through the rainfall-runoff process based on statistical
error analyses. A common finding has been that the properties
of error propagation (magnification vs. dampening and linear vs.
nonlinear) vary with respect to different factors. For instance,
wet initial soil moisture conditions are associated with a more
linear error transformation from precipitation to runoff (Mei et al.,
2016a; Shah and Mishra, 2016; Nikolopoulos et al., 2011); larger
basins are often observed to be more tolerant of random error
in precipitation estimation (Mei et al., 2016a; Vergara et al.,
2013). Other factors, such as regional climate pattern, land cover
types, seasonality, and the choice of hydrological model or modeling complexity, also affect the error propagation properties
(Kim et al., 2016; Gebregiorgis and Hossain, 2013; Xue et al., 2013;
∗
Corresponding author.
E-mail addresses: manos@uconn.edu, manos@engr.uconn.edu (E.N. Anagnostou).
https://doi.org/10.1016/j.advwatres.2017.09.012
0309-1708/© 2017 Published by Elsevier Ltd.
Gebregiorgis et al., 2012; Beighley et al., 2011). However, little
knowledge exists as to how the spatial and temporal factors of
the rainfall-runoff generation and routing processes interact with
the satellite precipitation error to manifest in runoff simulation
uncertainty.
Researchers have recently developed an analytical framework
to explore the dependence of the catchment flood response characteristics (that is, cumulative volume, centroid, and dispersion)
on the spatial and temporal variability of the rainfall patterns,
runoff generation and routing across hillslopes and channel network (Mei et al., 2017; Viglione et al., 2010a; Woods and Sivapalan, 1999). The analytical framework can be used as a diagnostic tool to assess the relative importance of these space and time
terms of catchment flood response on the properties of the flood
hydrograph. Past work on this topic has concluded that the spacetime information on runoff generation and routing is important
for short-duration events occurring over small mountainous basins
(Viglione et al., 2010b).
The framework has also been utilized to understand the effect
of neglecting the spatial information on rainfall in runoff generation. Zoccatelli et al. (2011) proposed the concept of spatial moment of catchment rainfall, built upon the framework. They assessed the difference in timing of hydrographs if the spatial information of rainfall is neglected (lumped rain) and found that the
timing of event-based hydrographs is sensitive to the location of
the rainfall mass center over the catchment. Following a similar
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Y. Mei et al. / Advances in Water Resources 109 (2017) 253–266
methodology, others have investigated the effects of the secondorder moment of catchment rainfall and catchment-scale storm velocity on runoff generation (Mei et al., 2014; Nikolopoulos et al.,
2014). Nikolopoulos et al. (2014) compared the variability of flood
event hydrographs generated from rainfall fields without a spatial pattern and those with a fixed spatial pattern to hydrographs
derived from the original rainfall field. Their results highlight the
important role of spatial information in shaping the variability
of flood event hydrographs. Among these studies, the analytical
framework has been used as a tool to formulate the differences
in the space-time characteristics of rainfall, with the corresponding flow simulations.
In this study, we demonstrate the use of the framework for linking errors in satellite precipitation with errors in flow simulations
driven by satellite precipitation products. This allows us to decompose the precipitation error propagation into the runoff generation
and routing processes that manifest in the overall flood hydrograph
error. This offers information on the relative importance of those
error terms with respect to their contribution to error in satellitedriven flow simulations, providing an understanding of the level
of space and time complexity required to model the error propagation process at the scale of catchment and event. We believe
this approach is beneficial to algorithm developers and hydrologic
modelers who use satellite precipitation as forcing dataset. Furthermore, it can guide the selection of an optimal spatiotemporal resolution (a tradeoff between the space and time variability of
observations) for hydrological applications of satellite precipitation
products, which will help end users to choose the optimal space
and time complexity of satellite-driven hydrological modeling for
their applications.
The paper is structured as follows: in Section 2, we formulate the analytical satellite precipitation error propagation framework and its connection to the hydrological analytical framework.
Section 3 describes the datasets and the distributed hydrological
model used for the implementation and parameterization of the
analytical error modeling framework. Section 4 presents the results
regarding the analytical framework predictions of volumetric error,
error in timing and shape of the hydrograph. Last (Section 5), we
present our conclusions and discuss limitations and future directions of this study.
2. Error modeling framework
2.1. A framework for catchment flood response
Viglione et al. (2010a) (V2010 hereafter) proposed a hydrologic
analytical framework generalized from the framework studied in
Woods and Sivapalan (1999). Recently, Mei et al. (2017) (M2017
hereafter) further developed V2010 framework to include multiple flow components. This study follows the main characteristics of
the V2010 framework for runoff generation while the runoff routing process are based on M2017. V2010 conceptualize the catchment flood response process in three stages. In stage one, rain
falls on the catchment surface and is converted to rainfall excess. A parsimonious runoff generation function (that is, a runoff
coefficient) is adopted to conceptualize the complex space-time interactions of precipitation in runoff generation. The rainfall excess
generated from the first stage is subjected to two subsequent routing stages, namely hillslope and channel routing, referring to the
processes by which the rainfall excess is routed from the point it
was generated to the entrance of the channel network and then
to the catchment outlet. The hillslope and channel routing stage
are often lumped as one holistic runoff routing stage based on
different definitions of the routing parameters (Mei et al., 2017;
Zoccatelli et al., 2011; Mei et al., 2014; Zoccatelli et al., 2010).
Each of the stages is associated with a “holding time,” treated as a
random variable (Rodríguez-Iturbe and Valdés, 1979). The framework focuses on three quantities: the storm-average catchment
rainfall excess, the expectation and variance of catchment response
time. These are used to estimate the cumulative volume, the centroid, and the dispersion of the event flow hydrograph.
The storm-average catchment rainfall excess, [R]at in mm/h, is
the intensity of excess rainwater generated during the storm event
period over the catchment area. Following the work of V2010, [R]at
is written as
[R]at = [P ]at [W ]at + {[P ]a , [W ]a }t + {[P ]t , [W ]t }a
R1
R2
+ {P − [P ]t , W − [W ]t }a
t
R3
(1)
R4
where P, W, and R are, respectively, the space-time variable precipitation, runoff coefficient, and rainfall excess; [] and {} with subscript a and/or t stand for the expectation and covariance (variance
if the variables are the same) operators applied to the dimensions
of catchment area and/or storm period. The definitions of R1, R2,
R3, and R4 are listed in Table 1. The storm-cumulative catchment
rainfall excess (the product of storm-average catchment rainfall excess and the duration of storm) is used to estimate the cumulative
volume of the event flow hydrograph (V in mm), defined as
V =
(2)
Q (t )dt
TF
where Q(t) is the event flow hydrograph and TF is the period of
flow event.
The catchment response time is a random variable composed
of the runoff generation time and runoff routing time. Thus, the
expectation of catchment response time, E(Tq ), is the summation
of the expectation of holding times of these two stages,
(3)
E (Tq ) = E (Tr ) + E (Tn )
Stage 1
Stage 2
where Tq , Tr , and Tn are variables representing the holding times of
catchment response, runoff generation and routing processes. The
expectation of catchment response time is an estimator of the centroid of event flow hydrograph (C in hour). C is calculated as the
instantaneous time weighted by the flow rate:
C=
TF
t · Q (t )dt
TF
(4)
Q (t )dt
C is a measure of time from the beginning of the flow event to
the mass center of the event; it can be used as a surrogate for the
concept of time to peak for a mono-modal flow event.
For the runoff generation stage, we follow V2010 to model the
holding Tr by the instantaneous time (T), which follows a uniform
distribution of the storm period (Mei et al., 2017; Viglione et al.,
2010a; Woods and Sivapalan, 1999). The holding time for the
runoff routing stage, Tn , is modeled by a spatially distributed network routing time (θ n ), as it is in M2017. The holding time for E(Tr )
and E(Tn ) are written as
E (Tr ) =
|TP |
2
+
E1
E (Tn ) = [θn ]a +
E3
{T , [R]a }t
(5)
[R ]
at
E2
{θn , [R]t }a
[R]at
E4
(6)
where TP is the storm period and |TP | is the duration of the storm
period. The definition of term E1 through E4 are given in Table 1.
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Y. Mei et al. / Advances in Water Resources 109 (2017) 253–266
Table 1
Definition of quantities in the hydrologic analytical framework.
Term
Meaning
R1
R2
R3
R4
Product between spatiotemporal-average rainfall and runoff coefficient
Temporal covariance between the catchment-average rainfall and runoff coefficient
Spatial covariance between storm-average rainfall and runoff coefficient
Temporal mean of spatial covariance between temporal variation of precipitation and runoff coefficient
E1
E2
E(Tr )
E3
E4
E(Tn )
Half duration of the rainfall event
Time distance from the event midpoint to the temporal mass center of catchment-average rainfall excess
Temporal mass center of the catchment-average rainfall excess
Spatial mean of the network routing time
Distance from the geomorphologic center of catchment to the spatial mass center of the storm-average rainfall excess
Expectation of runoff routing time
v1
v2
var(Tr )
v3
v4
var(Tn )
c
cov(Tr ,Tn )
Variance in time generated by a temporal invariant catchment-average rainfall excess
Additional variance causes by the temporal variation in catchment-average rainfall excess
Variance of time with respect to the catchment-average rainfall excess
Spatial variance of the network routing time
Additional variance causes by the spatial variation in storm-average rainfall excess with respect to the network routing time
Variance of runoff routing time
Time evolution of rainfall excess over the catchment network
Covariance between the runoff generation time and the runoff routing time
The variance of catchment response time, var(Tq ) in h2 , for the
two-stage framework is contributed by the variance of the holding times from the stages and the covariance between the holding
times of the two stages:
var (Tq ) = var (Tr ) + var (Tn ) + 2cov(Tr , Tn )
Stage 1
Stage 2
(7)
Stage 1 & 2
The square root of the variance of catchment response time is
used to estimate the dispersion of event flow hydrograph (S in
hour). S is defined as the square root of the second moment of
time with respect to flow rate:
S=
TF
(t − C )2 Q (t )dt
TF Q (t )dt
(8)
S reflects the distribution of mass with respect to the mass center
of flow. For example, a flow event with most of its mass located
around the mass center (that is, a flow event with a sharp peak)
takes small S; a flow event with its mass located farther away from
the mass center (that is, a flow event with peaks located at its
beginning and end) is characterized by large S.
Following the V2010 and M2017 frameworks, the two variance
terms of Eq. (7) can be written as:
2
2
var (Tr ) =
|TP |
12
v1
var (Tn ) = {θn }a +
v3
T , [R]a
+
t
−
[R]at
|TP |{T , [R]a }t
[R]at
−
{
T , [R]a t2
2
[R]at
}
v2
θn2 , [R]t
a
[R]at
2[θn ]a {θn , [R]t }a
−
−
[R]at
v4
2
(9)
(10)
Refer to Table 1 for the definitions of these terms. A covariance
term, cov(Tr ,Tn ), also appear in Eq. (7), which reflects the movement of rainfall excess mass center over the isochrones of the network routing time during the storm period. It is thus often used to
interpret the movement of storm (Zoccatelli et al., 2011; Mei et al.,
2014; Nikolopoulos et al., 2014; Zoccatelli et al., 2015). The term
cov(Tr ,Tn ) may be written as
cov(Tr , Tn ) =
{T , {θn , R}a }t
[R]at
−
{T , [R]a }t {θn , [R]t }a
c
2
[R]at
2.2. Error in catchment flood response
A scheme for representing satellite precipitation error propagation via the hydrological analytical framework is shown in Fig. 1.
The property pairs (satellite vs. reference) of catchment flood response, namely [R]at , E(Tq ), and var(Tq ), are calculated based on the
analytical framework (the sign “ˆ” represents the satellite-derived
properties). The discrepancies among these property pairs are defined by the differences, that is, [R]at , E(Tq ), and var(Tq ) in
Fig. 1. To test the sensitivity of the analytical error modeling framework, [R]at , E(Tq ), and var(Tq ) are compared with the error in
cumulative volume, centroid, and dispersion (ε V , ε C , and ε S ) of a
flood event hydrograph, based on the simulations from a numerical model (described later in Section 3.1).
Given the additive relationships of the terms in Eqs. (1), (3), and
(7) to the properties, the error in properties of catchment flood response are decomposed into terms quantifying the different spacetime interactions among rainfall, runoff generation, and routing.
The error in storm-average catchment rainfall excess, [R]at , may
be written as
ˆ − R1 + Rˆ2 − R2 + Rˆ3 − R3 + Rˆ4 − R4,
[R]at = R
1
R 1
{θn , [R]t }2a
[R]at
Definitions of the term in Eq. (11) are provided in Table 1.
(11)
R 2
R 3
(12)
R 4
where the terms with/without a “ˆ” are derived based on the satellite/reference precipitation.
Four error terms exist in Eq. (12). R1 represents the difference
in satellite precipitation product’s spatiotemporal-average precipitation and runoff coefficient. It is a quantification of the systematic
error in runoff generation derived between the satellite and reference rainfall. R2 and R3 represent the differences in temporal
and spatial covariance between the spatial- and temporal-average
precipitation and runoff coefficient, respectively. R4 stands for
the difference in temporal correlation between the spatial variation of precipitation and the runoff coefficient. The terms R2,
R3 and R4 represent the correlation in space and time patterns between the runoff generations from different rainfall fields.
Eq. (12) indicates that the error in storm-average catchment rainfall excess can be decomposed into terms representing the lumped
(R1), temporal (R2), spatial (R3), and spatiotemporal (R4)
information. This means that if only the space-time aggregated estimate of rainfall is available for the two rainfall fields, the total
error in the storm-average catchment rainfall excess is R1. If the
available information is at the level of time series/spatial maps,
then the total difference is a sum of R1 and R2/R3.
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Y. Mei et al. / Advances in Water Resources 109 (2017) 253–266
Fig. 1. Schematic of the precipitation error propagation framework.
The error in expectation of catchment response time, E(Tq ),
is contributed from the runoff generation stage and the runoff
routing stage. Therefore, E(Tq ) is the sum of error from the two
stages:
E (Tq ) = E Tr − E (Tr ) + E Tn − E (Tn )
E (Tr )
(13)
E (Tn )
Given the additive relationship of E(Tr ) and E(Tn ) to E(Tq ), we can
rewrite Eq. (13) as following:
E (Tq ) = Eˆ2
− E2 + Eˆ 3 − E3 + Eˆ 4 − E4
E2
E3
(14)
E4
Note that no E1 term appears in the equation because the
satellite- and reference-suggested rainfall event pairs are always
taking the same event period, and the subtraction between the two
E1–the half-length of events–is always zero.
E(Tq ) can be decomposed into three error terms from the
equation. E2 represents the difference in temporal covariance
between catchment-average rainfall excess and time. E3 represents the error in mean runoff routing time between runoff generated by the two rainfall fields. E4 is the difference in spatial
covariance between storm-average rainfall excess and runoff routing time. Eq. (14) dictates that the error in expectation of catchment response time can be categorized into error related to the
space-time average magnitude of routing time (E3), the temporal
and spatial correlation between holding times and rainfall excess
(E2 and E4). Analogously, with knowledge only of the means
of the variables–the cumulative amount of runoff generated during the event period and the mean values of runoff routing time—
E(Tq ) equals E3. With the temporal distribution of rainfall excess, E(Tq ) returns to the sum of E2 and E3. The available information on spatial pattern of rainfall and runoff routing times
results in a total error equal to E3 plus E4.
The error in variance of catchment response time, var(Tq ),
comes from three aspects. They are the error in variance arising
from the runoff generation stage and the runoff routing stage and
the covariance between these two stages. Thus,
var (Tq ) = var Tr − var (Tr ) + var Tn − var (Tn )
var (Tr )
var (Tn )
+2 cov Tr , Tn − cov(Tr , Tn )
cov(Tr ,Tn )
(15)
Each of the terms in Eq. (15) may be further expressed using, (10),
and (11):
var (Tq ) = vˆ 2
− v2 + vˆ 3 − v3 + vˆ 4 − v4 +2 cˆ − c
v 2
v 3
v 4
(16)
c
Again, there is no v1 term because, for any event, the difference
of v1 derived between the satellite and reference rainfall event pair
is always zero.
var(Tq ) is described by four error terms. v2 stands for the
difference in additional variance caused by the temporal variation in catchment-average rainfall excess. v3 represents the difference in variance of runoff routing time. v4 is the difference
in additional variance caused by the spatial variation in stormaverage rainfall excess. c is the difference in covariance between the runoff generation time and runoff routing time. It can
also be interpreted as the difference in motion of runoff generations over the catchment (Zoccatelli et al., 2011; Mei et al., 2014;
Nikolopoulos et al., 2014; Zoccatelli et al., 2015). Therefore, the
difference in variance of catchment response time is separated
into terms standing for the lumped (v3), temporal (v2), spatial
(v4), and spatiotemporal (2c) information. var(Tq ) equals v3
if only the amount of cumulative rainfall excess is provided. The
availability of rainfall as a time series results in a total difference
of variation equal to v2 plus v3. The information on distributed
spatial rainfall excess returns a total error as the sum of v3 and
v4.
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The three error quantities in catchment flood response–[R]at ,
E(Tq ), and var(Tq )–are used to estimate the error in flood event
properties (that is, ε V , ε C , and ε S ). ε V , ε C , and ε S are similarly determined by the differences between V, C, and S derived from the
satellite-driven flow simulations to those from reference precipitation, defined as:
εV = Vˆ − V
εC = Cˆ − C
εS = Sˆ − S
(17)
(18)
Table 2
Error metrics of the hydrograph properties between radar-rainfall
driven event flow simulations and observed flow events (values are in
percentage).
Basin
MRE (%)
Volume
Centroid
Dispersion
NCRMS (%)
Swift
Fishing
Tar
Swift
Fishing
Tar
2.4
−2.1
−6.9
−4.0
−3.1
−10.5
−8.4
−2.3
3.2
41.6
6.6
7.8
38.3
7.8
10.7
36.6
5.9
7.6
(19)
where Vˆ (V), Cˆ (C), and Sˆ (S) are derived from the satellite(reference-) driven flow simulations. The term ε V is the error in
cumulative volume of flow and is estimated by |TP |[R]at . ε C is the
error in flood event centroid, estimated by E(Tq ); it can be used
as a surrogate for the error in time to peak for events with one
peak. ε S is the error in dispersion of the flood event hydrograph;
it is a measure of difference in degree of dispersion between the
hydrographs. The square root of var(Tq ) is used to estimate ε S .
3. Implementation of the framework
The implementation of the analytical error modeling framework
requires four variables, rainfall (P), runoff coefficient (W), runoff
generation time (Tr ), and runoff routing time (Tn ). To retrieve the
detailed spatiotemporal variability of the five parameters over the
study catchments and events, we used a numerical distributed hydrologic model. This section describes the distributed hydrologic
model and the integration of a radar-based precipitation product
(considered the reference) and twelve different satellite precipitation products with the model for the flow simulations at the three
study catchments (Sections 3.1 and 3.2). Section 3.3 discusses the
use of the distributed hydrologic model for retrieving parameters
for the framework.
3.1. Hydrologic model setup
The Coupled Routing and Excess Storage (CREST) distributed hydrologic model version 2.1 (Wang et al., 2011; Shen et al., 2016a)
is used in this study. CREST consists of a land surface module and
a runoff routing module. The land surface module takes into account four processes in the precipitation redistribution by the soilvegetation-atmosphere structure—canopy interception, infiltration,
evapotranspiration (ET), and runoff generation. Canopy interception
can be estimated using the leaf area index data or, more empirically, by applying a multiplier to the precipitation data. The infiltration rate is calculated based on the variable infiltration curve
originally developed in the Xin’ anjiang Model (Zhao, 1992), and
the actual ET (AET) is determined in terms of water and energy budget using precipitation, soil water availability, and PET.
For runoff generation, the excess rainfall is separated into two
components—the surface and subsurface runoff, modeled by the
overland and interflow reservoirs, respectively. The runoff routing process of CREST consists of the subgrid scale and grid-to-grid
routing. The subgrid scale routing is modeled by the overland and
interflow reservoirs with different response times, and the grid-togrid routing is implemented by a spatially distributed concentration time.
The model was set up for three nested catchments (Swift,
Fishing and Tar) of the Tar River basin in North Carolina, USA,
with a drainage area of 426 km2 , 1374 km2 and 2406 km2 respectively (Fig. 2). We adopted in our study the same model
setup as described by Mei et al. (2017). Specifically, we generated
the catchment areas from the Hydrological data and maps based
on Shuttle Elevation Derivatives at multiple Scales (HydroSHEDS)
(Lehner et al., 2008), and the spatiotemporal resolution of the
model was 1 km and hourly. We used the Stage IV (STIV) radarbased multisensor precipitation estimates (Lin and Mitchell, 2005)
and the PET data available from the North American Regional Reanalysis (NARR) (Mesinger et al., 2006) as input meteorological
forcing datasets. Space-time resolution for the STIV precipitation
and NARR PET products were 4 km hourly and 32 km 3-hourly, respectively. For simplicity, the vegetation interception process was
conceptually computed by applying a constant multiplier to the
precipitation fields; the percentage of impervious surface and the
hillslope response time of the catchment were modeled by constants which we optimized through model calibration. We calibrated CREST with respect to the hourly flow rates from United
States Geological Survey (USGS) station observations for the period
20 04–20 06, while 20 02–20 03 was used for model spin up. Results
exhibited reasonable model performance, with hourly Nash-Sutcliff
coefficient efficiency (NSCE) being 0.69, 0.62, and 0.66 for Swift,
Fishing, and Tar, respectively.
Mei et al. (2017) selected 180 rainfall-runoff events over the
catchments from 2003–2012, based on the performance of the hydrological simulations. In this study, we utilized events of the inventory from 2003 to 2010, which is the overlapping period of the
twelve satellite products. This results in 160 rainfall-runoff events
where 55, 50, and 55, respectively, are from the Swift, Fishing, and
Tar basins. The STIV-based CREST simulations of these events were
used as reference. To evaluate the radar-based event flow simulations against the observed flow events, comparisons based on the
three hydrograph properties (V, C, and S, defined in Eqs. (2), (4) &
(8)) are illustrated in Fig. 3. The mean relative error (MRE) and normalized centered root mean square error (NCRMS) are also shown
in Table 2. MRE and NCRMS are defined as:
MRE =
N
NCRMS =
(Xs − Xo )
N
i=1 Xo
i=1
1
N
N
i=1
(20)
Xs − Xo − N1
1 N
N
i=1
N
i=1
Xo
2
(Xs − Xo )
(21)
where X (Xo ) can be one of the hydrograph properties calculated
from simulated (observed) flow events and N is the total number
of events for a basin.
Results from Fig. 3 display a clear linear relationship of the
hydrograph properties derived from the radar-based simulations
to the ones obtained from the observed flow. This is especially
noted for the centroid and dispersion properties. Values of the MRE
and NCRMS are listed in Table 2. As shown in the table, most of
the MRE and NCRMS values for the centroid and dispersion parameters are within 10%. This indicates the timing and shape of
the radar-derived hydrograph simulations were in good agreement
with the observed flow event hydrographs. MRE values of the volume parameter are also within 10%, but exhibit larger NCRMS (up
to 40%), indicating high degree of random error in the estimations.
Based on these results we consider that the radar-based CREST
simulations can adequately represent the characteristics of eventhydrographs.
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Fig. 2. Geolocation and elevation map of the study area.
Fig. 3. Scatter plots between observed and STIV-based flow event properties.
3.2. Satellite-based flow simulations
This study evaluated twelve quasi-global satellite precipitation
products. The first three were the 3B42 products from the Tropical Rainfall Measuring Mission Multi-Satellite Precipitation Analysis. The 3B42 products are available in real time (Trt ), in adjustment from the climatological correction algorithm (Tcca ), and in
post processing using gauge adjustment (Tg ) (Duan et al., 1992;
Huffman et al., 2007). These 3-hourly products are in 0.25° spatial
resolution.
Another three products evaluated were the Precipitation Estimation from Remotely Sensed Information using Artificial Neural Networks (PERSIANN) product (Huffman et al., 2010), the
PERSIANN Cloud Classification System product (Sorooshian et al.,
20 0 0), and the gauge-adjusted version of PERSIANN (Hong et al.,
2004; Adler et al., 2003). These three products are abbreviated as
Prt , Pccs , and Pg , respectively. Product Prt and its gauge-adjusted
version, Pg , are in 0.25°/3-hourly resolution, while the Pccs is
0.04°/hourly.
Also used were the National Oceanic and Atmospheric
Administration Climate Prediction Center morphing technique
(CMORPH) product available at resolutions of 0.25°/3-hourly
and 0.072°/hourly, abbreviated as Crt and HCrt , respectively
(Huffman et al., 2009). The gauge-corrected versions of these two
products (Joyce et al., 2004), denoted as Cg and HCg , were also included.
Finally, we considered the Global Satellite Mapping of Precipitation (GSMaP) version 5 Microwave-IR Combined product and the
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Motion Vector Kalman Filter GSMaP (Xie et al., 2011) and its gaugeadjusted counterpart (Ushio et al., 2009), abbreviated as Grt and
Gg , respectively. The two GSMaP products are hourly and in 0.1°
spatial resolution.
We used the twelve satellite precipitation products to drive
CREST for flow simulations of the 160 rainfall-runoff events, with
the optimum parameters calibrated for the STIV precipitation. For
each event, we forced the simulation of each satellite product to
take the same initial condition outputted by the STIV simulation.
This ensured the same initial condition for each of the event pairs
simulated by the different products.
2011; Shen et al., 2016a). The two rainfall excess components entering the overland and interflow reservoirs are routed by different concentration times (i.e., routing time from current grid to
next downstream grid, defined by Eq. (23) of Wang et al. (2011)).
For each component, a sum of concentration times along the flow
paths for the grid cells yields the runoff routing time. Runoff routing time for the overland flow and the interflow component, θ O
and θ I , are defined as:
3.3. Framework variables
θI ( a ) =
The four analytical error framework variables were the precipitation (P), runoff coefficient (W), runoff generation time (Tr ), and
runoff routing time (Tn ). It is very important to note that the analytical formulations of these variables varied based on the physical
structure of the hydrologic model and the use of different model
may result in different analytical formulations. The runoff generation time, Tr , is assumed equal to the rainfall event time (i.e. runoff
is generated instantaneously). The precipitation variable is considered as the net amount of precipitation that reaches the catchment surface after actual evaporation loss and vegetation intercepted rainfall is subtracted (Mei et al., 2017):
where l is the length of the flow path from a grid to its adjacent downstream grid and Lh /Lc represents the space of the hillslope/channel flow path from a grid-cell to the catchment outlet;
s is the local slope and β is the flow speed exponent. K1 (greater
than one) is the runoff velocity coefficient used to distinguish the
channel routing velocity to the hillslope routing one. Eq. (24) has
two terms, accounting for the time consumptions over the hillslope path and the channel path. Therefore, the use of this network
routing time to represent the runoff routing stage take into consideration the delay due to both the hillslope and channel routing.
The coefficient K2 in Eq. (25) is a coefficient used to distinguish the
overland flow velocity to the interflow one; it takes value smaller
than 1 so that θ I is always larger than θ O , implying longer routing
time for the interflow component.
To calculate the equivalent runoff routing time for the total
rainfall excess, we followed the analytical method proposed in
M2017. That is a linear combination of the runoff routing time of
each component:
P (a, t ) = CI P ′ (a, t ) − Ea (a, t )
(22)
where P’ is the original precipitation data (i.e. either the STIV data
or the satellite products); Ea is the actual evapotranspiration calculated from the hydrologic model. Scalar CI is the multiplier used to
simplify the canopy interception.
The precipitation, P, is converted to runoff according to the fraction of impervious area and soil moisture capacity. That is, over the
impervious area, 100% of rainfall is converted to runoff; over the
pervious area, runoff generation follows the tension water capacity curve assumption developed in the Xin’ anjiang Model; that is
runoff production at a point, occurs only on repletion of the tension water storage (Zhao, 1992). These two portions of rainfall excess enter an overland and an interflow linear reservoir, respectively, participating in the subsequent runoff routing processes. We
conveniently treated both impervious area and max water storage
parameters as spatially uniform (optimized through model calibration). According to these assumptions the total runoff coefficient is
formulated as,
W (a, t ) = IM + (1 − IM )
SM a, t β
( )
WM
(23)
where SM is the space-time variant soil moisture (mm). Scalar IM
and WM are the impervious ratio and maximum water storage
(mm) parameter; β is the shape parameter of the variable infiltration curve. For grid cells covered by 100% of impervious surface
(IM is 1), only the first term in Eq. (23) preserved and the runoff
coefficient is 1. For grid cells with no impervious surface (IM is 0),
the runoff coefficient is controlled by the dynamics of soil moisture and the maximum water storage capacity of the basin (i.e.,
the second term of Eq. (23)); and when the SM values go up to
the WM value of the catchment, the gird cells are dominated by
infiltration excess and the runoff coefficient reaches unity. For grid
cells consisting of both pervious and impervious surface, the runoff
generation can be varied between saturation excess to infiltration
excess based on the soil moisture.
The runoff routing stage of the analytical framework is implemented by the downstream routing of CREST. The downstream
routing in CREST is based on a two-layer scheme describing overland flow and interflow from one cell to the neighboring downstream one, with consideration of open channel flow (Wang et al.,
θO ( a ) =
l (a )
β
Lh
s (a )
+
Lc
l (a )
K1 s(a )β
θO ( a )
K2
θ ( a ) = ψ O θO ( a ) + ψ I θI ( a )
(24)
(25)
(26)
where parameters ψ O and ψ I are the weights of rainfall excess,
defined as the cumulative amount of a rainfall excess component
over the amount of total rainfall excess. That means the sum of ψ O
and ψ I equals 1. Eq. (26) ensures θ does not go above/below the
quickest/slowest responses.
4. Results
4.1. Error in storm-average catchment rainfall
To provide an overall understanding of the discrepancies between each of the satellite precipitation products and the STIV
reference rainfall data, the error in storm-average catchment rainfall, normalized to the reference-derived storm-average catchment
rainfall, [P]at /[P]at , for all of the rainfall-runoff events over the
three basins is plotted in Fig. 4. At basin scale, it can be seen
that the patterns of [P]at /[P]at distribution are fairly similar. Generally, most of the satellite precipitation products, especially the
near-real-time products, tend to underestimate the rainfall intensity of the events. The gauge-adjusted products show medians of
error much closer to zero for all the basins. The higher resolution CMORPH and PERSIANN are characterized by medians slightly
closer to zero than their coarser resolution counterparts. Among
all the 0.25°/3-hourly products, those with medians of [P]at /[P]at
closest to zero are the gauge-adjusted CMORPH and GSMaP. For
the near-real-time TMPA products, the climatological correction algorithm can reduce the error in the estimation of event rainfall
intensity from the real-time 3B42.
4.2. Error in storm-average catchment rainfall excess
The error in storm-average catchment rainfall excess is normalized with respect to the radar rainfall-derived rainfall excess
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Y. Mei et al. / Advances in Water Resources 109 (2017) 253–266
Fig. 4. Error in storm-average catchment rainfall for all satellite precipitation products.
and the quantity [R]at /[R]at , as illustrated in Fig. 5. The distributions of [R]at /[R]at share quite similar patterns with those of
[P]at /[P]at in Fig. 4. Most of the satellite product–driven flow simulations underestimate the STIV-driven ones, with negative medians of the [R]at /[R]at quantity. [R]at /[R]at derived from the
gauge-adjusted products are characterized by medians closer to
zero than the corresponding near-real-time ones. The medians of
[R]at /[R]at derived from the gauge-adjusted 3B42 and the high
resolution CMORPH are closer to zero compared to the other
gauge-adjusted products. Among all the near-real-time products,
the Tcca product outperforms the others with regard to the relative error in storm-average catchment rainfall excess for the three
basins. The high resolution products (HCrt , HCg , and Pccs ) outperform the corresponding coarse resolution ones (Crt , Cg , and Prt ) in
terms of the medians of [R]at /[R]at . Altogether, these observations
demonstrate the importance of higher resolution estimates and the
inclusion of gauge-adjustment to the accuracy of satellite-driven
flow simulations.
To further understand the distribution of total error in the
different space-time catchment flood response processes, we
illustrate the magnitudes of the terms in Eq. (12), using the HCg
product as an example in Fig. 6 (the error distributions of stormaverage catchment rainfall excess for the other products are provided in Figure S1 of the supplemental material). Note that the
terms in Eq. (12) have been normalized by [R]at , derived from the
radar rainfall, to provide the relative magnitudes. Underestimation
of the storm-average catchment rainfall excess prevails for most of
the events, as indicated by the negative medians for nearly all of
the terms. The figure also shows R1 is the main contributor to
the total error in [R]at , indicated by the widest value ranges for all
basins. This is expected, since R1 is the main contributor to [R]at
as demonstrated by Mei et al. (2017). The value ranges of R2 also
demonstrate that the error in temporal covariance is more significant than the errors in spatial covariance (R3) or the movement
of rainfall (R4). Overall, the systematic component of error outweighs the error in the space-time covariance and movement in
the smooth topography of the study area. A basin-wise comparison indicates the variations of the error terms are generally highest for the smallest basin (and vice versa for the largest basin).
This is explained by the decrease in magnitude of the respective
rainfall excess components (terms R1, R2, R3, and R4), as the increase in basin areas points to the dampening effect of basin area
on the magnitudes of precipitation (Mei et al., 2017). Another observation on the basin scale is that the magnitudes of R2, R3,
and R4 are closest to R1 for the smallest basin and farthest
away for the largest. This implies a decrease in the relative importance of the space and time information with the increase in basin
area.
4.3. Error in expectation of catchment response time
The error in expectation of catchment response time (normalized by the radar-derived expected catchment response time) for
the twelve satellite precipitation products is shown in Fig. 7. Overall, the distributions of E(Tq )/E(Tq ) for all the products are symmetrical with respect to zero, indicating no preferences for either
advance or delay in arrival of the flow event mass center estimated using the satellite precipitation forcing. The gauge-adjusted
GSMaP product is characterized by medians of E(Tq )/E(Tq ) closest to zero and the narrowest value ranges of all products. This
Y. Mei et al. / Advances in Water Resources 109 (2017) 253–266
261
Fig. 5. Same as in Fig. 4, but for error in storm-average catchment rainfall excess.
Fig. 6. Magnitudes of error terms in Eq. (12) derived for the HCg product.
implies the Gg product provides generally the most consistent estimates on timing of the flow events. By comparing values of
E(Tq )/E(Tq ) derived by the gauge-adjusted products and high resolution products, we concluded that the benefits of finer spacetime resolution and inclusion of rain gauge information are not obvious. Mei et al. (2016a) similarly conclude that the gauge-adjusted
products cannot adjust properties related to the shape of the
hydrograph.
A focus evaluation on magnitudes of the normalized error terms
in Eq. (14) for the HCg product is rendered in Fig. 8. Note that
E1 (not shown) is always zero, and, thus, E(Tr ) is contributed
by E2 solely. The distributions of error in the different space-
time terms for the rest of the products are provided in Figure S2 of
the supplemental materials, which shows the medians of the terms
very close to zero, consistent with the observations from Fig. 7. A
comparison of E(Tr )(term E2 in the figure) and E(Tn ) indicates
that the contribution to the error in expectation of catchment response time from the runoff generation stage is larger than that
from the runoff routing stages. Overall, the errors, particularly in
temporal (E2), but also in spatial covariance (E4), are the main
contributors to E(Tq ); the errors in mean of runoff routing time
(E3) are secondary. No clear basin-scale dependencies are illustrated for the magnitude of either E(Tr ) or E(Tn ), except for
E3.
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Y. Mei et al. / Advances in Water Resources 109 (2017) 253–266
Fig. 7. Same as in Fig. 4, but for the expectation of catchment response time.
Fig. 8. Same as in Fig. 6, but for Eq. (14).
4.4. Error in variance of catchment response time
The normalized error in variance of catchment response time,
var(Tq )/var(Tq ), is evaluated in Fig. 9. The satellite-derived var(Tq )
slightly underestimates the radar-derived in most of the cases, as
indicated by the negative medians. This is particularly seen for the
estimates of the Swift basin. Since var(Tq ) is a measure of dispersion of the hydrograph, this observation implies that the reference
flow time series are more dispersed than the satellite-derived ones.
The HCg product for Swift and Fishing basin and the Tg products
for the Tar basin generally outperform the others in estimating the
variance of catchment response time exhibiting medians closer to
zero and narrower value ranges. In the case of the Swift catchment,
nearly all the gauge-adjusted products are characterized by medians of var(Tq )/var(Tq ) closer to zero. But this is less pronounced
for the other two larger catchments. This again refers to the relatively weak effects exerted by satellite precipitation gauge adjustment on the shape of the hydrograph (Mei et al., 2016a). The benefit of higher resolution is not clear in terms of estimating the shape
of the hydrograph.
The magnitudes of the different error terms in Eq. (16) derived
from the HCg product are illustrated as boxplots in Fig. 10 (results
for the other products are provided in Figure S3 of the supplemental material). Note that v1 is not shown because it is always zero,
Y. Mei et al. / Advances in Water Resources 109 (2017) 253–266
263
Fig. 9. Same as in Fig. 4, but for the variance of catchment response time.
Fig. 10. Same as in Fig. 6, but for Eq. (16).
and, therefore, var(Tr ) equals v2. Overall, patterns of the distribution of the different terms suggest no obvious basin-scale dependency. Value ranges of var(Tr ) (v2 in the figure) are about
five times and two times those of var(Tn ) and cov(Tr ,Tn ) (c
in the figure), respectively, pointing to that most of the error in
shape of the hydrograph is contributed by the runoff generation
stage. It is also noted that the movement of rainfall excess with
respect to the catchment channel network accounts for a considerable amount of error contribution, highlighting the importance
of accurate estimates on the space-time variability of rainfall. To
sum up, these observations indicate var(Tq ) is mainly caused by
the error in temporal variations of rainfall excess (v2 and c),
while contributions from the spatial variations (v3 and v4) are
less relevant. The relatively low contribution from the spatial variability is again ascribed to the smooth topographical setup of the
study area (Mei et al., 2017).
4.5. Analytical vs. numerical-based error evaluation
In the previous sections, we showed how the V2010 framework
(with modifications based on M2017) can be used for decomposing the error in catchment flood response into the error in spatial
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Y. Mei et al. / Advances in Water Resources 109 (2017) 253–266
Fig. 11. Scatterplot of the framework-derived error quantities vs. the error in hydrograph properties.
Table 3
Sensitivity of the error in catchment flood response and the error in hydrograph properties.
Error quantity
Volume
Centroid
Dispersion
ME (%)
CRMS (%)
Swift
Fishing
Tar
Swift
Fishing
Tar
−1.7
−5.3
−7.2
−0.5
−0.7
−2.5
−0.8
−1.1
−3.5
12.6
11.9
19.1
8.3
6.0
11.7
5.7
5.9
10.0
and temporal variability of the rainfall patterns, runoff generation
and runoff routing across hillslopes and channel network. The error
in catchment flood response analyzed are: the error in rainfall excess intensity, the expected catchment response time, and the variance of the response time (i.e., [R]at , E(Tq ), and var(Tq )). These
three error quantities are used to estimate the error in hydrograph
properties. To test the consistency of those estimations, we compared the three error quantities with those calculated from the
hydrographs simulated by the numerical hydrologic model. Fig. 11
renders scatter plots between the normalized errors for the different types of satellite precipitation products, with the mean error (ME) and centered root mean square error (CRMS) statistics reported in Table 3. ME and CRMS are defined as the nominators of
Eqs. (20) and (21) by replacing Xs and Xo as the normalized error
estimated by the framework and by the hydrologic model, respectively.
The first row of Fig. 11 shows a fairly strong linear relationship following the one-to-one line between the normalized error
in rainfall excess intensity, [R]at /[R]at , and that of the cumulative
flow volume, V/V. This is confirmed by the low magnitudes of
mean error (ME, less than 7%) and centered root mean square error
(CRMS, less than 18%) shown in Table 3. According to these results
the framework error quantity [R]at slightly underestimates V
calculated from the distributed hydrologic model (CREST in this
case); the random component of error outweighs the systematic
one by more than five times. Basin-wise comparison shows the
magnitudes of CRMS generally decreasing with basin scale while
ME for the Fishing basin case is the lowest.
The correlation between normalized error in expectation of
catchment response time and normalized error in hydrograph centroid is illustrated in the second row of Fig. 11. The systematic and
random error metrics (ME and CRMS) are listed in Table 3 for the
three basins. Overall, the correlation is lower than that of rainfall excess, but the scatterplots of the analytical- vs. numericalderived error generally follows the one-to-one line. The Fishing
and Tar basin cases show higher correlation than the Swift basin,
confirmed by the lower ME and CRMS in the table. Values of ME
are all negative, indicating underestimations of C by E(Tq ); the
Y. Mei et al. / Advances in Water Resources 109 (2017) 253–266
magnitudes of ME are lower than those of CRMS (for at least two
times), revealing that the random error is the main source of uncertainty in the estimation of C.
The last row of Fig. 11 and Table 3 illustrate the sensitivity test
√
√
on var(Tq )/ var(Tq ) to S/S. The plots show good correlation
but the scatter deviates from the one-to-one line. The linear relationship is more pronounced for the cases of the Fishing and Tar
basins, as revealed by the lower magnitudes of ME and CRMS in
the table. Values of ME are all negative, referring underestimation
√
of S by var(Tq ). The magnitudes of CRMS are more than two
times as the ME ones, which again points to the fact that the random component of error is the main issue for the estimations. This
may be attributed to the high random error for the estimation of
the dispersion parameter as illustrated in M2017. Similar to the estimations of C, the Fishing and Tar basin cases show higher correlation than the Swift basin.
5. Conclusions
In this study, we presented the use of an analytical framework
for catchment flood response to assess the error propagation process of satellite precipitation through the rainfall-runoff translation. This framework allowed to decompose the error in hydrograph properties into terms representing the different space-time
interactions among rainfall, runoff generation and routing. Specifically, by using the framework the error in three hydrograph properties (that is, cumulative volume, centroid, and dispersion of the
hydrograph) were estimated by the error in three corresponding
framework quantities (i.e., storm-average catchment rainfall excess,
and expectation and variance of catchment response time). Error in
the three framework quantities were broken into terms reflecting
the error related to the mean, the spatial and temporal variation
and the movement of rainfall/rainfall excess. The framework was
demonstrated based on 160 rainfall-runoff events simulated with
a distributed hydrologic model driven by twelve satellite precipitation products and the Stage IV radar-based precipitation product
as reference.
We found that the satellite precipitation products underestimated the intensity of rainfall and rainfall excess of the flood
events examined in this study. Overall, the gauge-adjusted and
high-resolution products yielded lower error magnitudes than the
corresponding near-real-time and coarse resolution counterparts.
The error in the product of space-time average rainfall and runoff
coefficient constitute the main contributor to the total error in the
storm-average catchment rainfall excess. Errors in representing the
movement of rainfall and the temporal and spatial correlation between precipitation and runoff coefficient are of secondary significance.
The mean error of catchment response time was low. Gauge adjustment and spatiotemporal resolution of the precipitation product revealed no clear effects on the estimation of event timing. Additionally, the error components through the runoff generation and
runoff routing stages shared comparable magnitudes. Error due to
the differences in temporal/spatial coevolution/colocation of rainfall excess and the holding time contributed significantly to the total error in the mean catchment response time.
For the error in catchment response time variance, the gaugeadjusted and high-resolution products did not consistently exhibit
lower magnitudes. The runoff generation stage contributed a larger
amount of error to the variance of catchment response time than
the runoff routing stage and the movement of rainfall excess. The
error terms related to the temporal variation of rainfall excess and
the storm movement were the most significant contributors to the
total error of catchment response time variance.
Results of the sensitivity tests suggested strong correlation for
the estimations on the three error quantities, especially for the
265
error in rainfall excess vs. error in cumulative flow volume estimation, which was shown to follow the one-to-one relationship.
Slight systematic underestimation was common to the estimations
of the error quantities in hydrograph properties, while the random components of error outweighed the systematic components
in terms of magnitude.
We acknowledge certain limitations of the implementation of
the hydrologic analytical framework, as well as its use in analyzing the error propagation of precipitation in this study. First, we
would like to note the dependence of the error analysis on the hydrologic model used to derive values for the analytical framework’s
parameters (Mei et al., 2017). This means the calculation of these
variables could vary across models, or be unavailable for certain
hydrological models that cannot associate with the analytical formulation. To circumvent this issue, we suggest use of independent
information, such as that obtained from remote sensing, to retrieve
the variables. For instance, the space-time variability of runoff coefficient may be estimated based on the soil moisture stage and
percentage of impervious area (Mega et al., 2014; Massari et al.,
2014); the runoff routing-related parameters could be estimated
based on the hydrologic and geomorphologic properties of catchments (Shen et al., 2016b; Penna et al., 2011). Moreover, our results revealed that the error in runoff generation due to the differences in space and time covariance between rainfall and runoff
coefficient are of minor importance. This may be a finding specific
to the moderate to high flow generation events used in the study
and the lack of orographic effects on the triggering storms of the
study area. Future studies should focus on flash flood–scale events
and more complex terrain catchments to investigate the relative
importance of error terms related to the spatial and temporal distribution of rainfall and runoff generation.
Acknowledgements
The current study was supported by a research grant from
the Connecticut Institute for Resilience and Climate Adaptation.
Efthymios Nikolopoulos was supported by the European Union–
funded EartH2Observe (ENVE.2013.6.3–3) project.
Supplementary materials
Supplementary material associated with this article can be
found, in the online version, at doi:10.1016/j.advwatres.2017.09.012.
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