5
Emerging and Novel Freezing Processes
Kostadin Fikiin
5.1
NEED FOR PROCESS INNOVATIONS IN THE FOOD
FREEZING INDUSTRY TO IMPROVE THE HUMAN
WELL-BEING AND QUALITY OF LIFE
As is known, heat and cold are of the same physical nature. In spite of this, they have played
different roles in the development of human civilisation. Prometheus, the mythological hero
who bestowed the divine fire of Olympus to mankind, is glorified in immortal poetical
and musical works. However, the pioneers who created artificial refrigeration and gave it to
humanity have not yet been praised in a work of art as a token of gratitude. For millennia, cold
has primarily been associated with winter, diseases and people’s misery, rather than with its
proven capability to preserve biological materials. More recently, in the industrialised world,
food refrigeration has become a powerful instrument for improving the quality of life.
Refrigeration does not have a competitive alternative to maintain the nutritional resources
of humankind. The worldwide food output amounts nearly 5 billion tonnes per year, some
2 billion of which need refrigerated processing, but only 400 million are effectively refrigerated. Chilling is an indispensable element of almost all post-harvest or post-mortem
techniques for handling food commodities of plant or animal origin, while freezing has been
established and recognised as the paramount commercial method for long-term preservation
of the natural quality attributes of perishable foods, thereby forming a substantial part of the
global economy and the well-being of citizens. In terms of money, every year the global investment in refrigerating equipment is over US$ 170 billion, while all refrigerated foodstuffs
cost US$ 1200 billion (which exceeds 3.5 times the US military budget). Some 700–1000
million household refrigerators and 300,000,000 m3 of cold-storage facilities are available
over the world. The annual global production of various frozen foods is about 50 million
tonnes (plus 20 million tonnes of ice creams and 30 million tonnes of fish), with a remarkable
growth of 10% every year. Refrigeration thus accounts for about 15% of the worldwide electricity consumption, thereby determining to a large extent the global economic sustainability
(in terms of energy efficiency and environmental friendliness).
Food refrigeration stakeholders and cold chain professionals are part of the FAO/WHO
Codex Alimentarius Commissions and played an important role in the historic world leaders’
summits in Montreal, Kyoto and Johannesburg (devoted to ozone-depletion, global warming
and sustainable development). Refrigeration and the cold chain are among the top priorities of
the US Presidential Council for Food Safety. While the economies of industrialised nations
waste 25–30% of their perishable food production because of imperfect or lacking cold
chain, the disastrous dimension of such agricultural losses in developing countries is a major
contributor to malnutrition.
Frozen Food Science and Technology. Edited by Judith A. Evans
© 2008 Blackwell Publishing Ltd, ISBN: 978-1-4051-5478-9
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Frozen Food Science and Technology
The twenty-first century poses new challenges for the global frozen food sector, which
can be summarised as follows:
r
r
r
r
Although the promising capabilities of several emerging freezing technologies (detailed in
this chapter) attract the attention of researchers and industrialists, many such innovations
remain unimplemented in the common industrial practice.
Both conventional and novel freezing techniques have a substantial potential for further optimisation by involving advanced modelling and experimental tools and enriching
theoretical understanding of underlying phenomena (e.g. heat transfer, fluid flow and
biochemical processes).
The manufacture of frozen commodities and related scientific research are still insufficiently attractive for high-skilled experts and young specialists as compared with hi-tech
branches (e.g. information technologies, electronics, communications, biotechnologies,
etc.).
Developing countries around the world need more refrigeration capacities and inexpensive
food freezing equipment to make their economies more competitive on the global markets.
Simultaneously, the high reputation of freezing as one of the safest and most nutritionally
valuable preservation techniques should not create a false sense of total security and should
not defeat the care and diligence when managing the frozen supply chain (IIR, 1986, 1999;
Kennedy, 2000). While freezing drastically reduces detrimental phenomena in foods, a number of physical and biochemical reactions still occur and are accentuated if proper processing
and handling conditions are not maintained throughout the entire chain for production, storage, transport, distribution, retail and household handling of various frozen commodities of
plant or animal origin by using an integral farm-to-table approach.
Contemporary food industry promotes research and innovations, which primarily deal
with the sustainable processing, preservation and supply of safe, high-quality, healthier foods
and beverages for the consumers. In that context, food-freezing technologies are a crucial
and underexploited element of the sustainable food production and preservation and related
food chain management. This importance perceptibly increases as a result of the ongoing
extension of traditional food chains into new markets and emerging economies around the
world. Essential measures should, therefore, be undertaken to raise professional competence
and encourage a stronger public commitment to food freezing investigations. It is vital to make
public authorities and food policy makers more aware of the topical professional endeavours
of refrigeration scientists and industrialists around the world. Relevant funding agencies
(such as the European Commission) supported, therefore, a number of successful freezingrelated research projects whose deliverables and industrial implementation result in reduced
post-harvest losses, extended shelf-life and better quality of frozen foods, lower investments
and running costs, higher energy savings, and enhanced environmental friendliness (Fikiin,
2003).
5.2
STATE OF THE ART AND CONVENTIONAL
FREEZING MODES
In the early twentieth century, many people were experimenting with mechanical and chemical
methods to preserve food. As an industrial process, quick freezing began its history nearly
80 years ago when Clarence Birdseye found a way to flash-freeze foods and deliver them
Emerging and Novel Freezing Processes
103
Shrunk cells and
destructed tissue
Ice crystals
Cell membrane
Water flux
After Slow Freezing
Less damaged tissue
with maintained integrity
Cell
Natural Cells
Crystallisation and
Water Migration
during Freezing
After Quick Freezing
Fig. 5.1
Crucial impact of freezing rate on the end product quality (Fikiin, 2003).
to the public – one of the most important steps forward ever taken in the food industry.
During his stay on the Arctic, Birdseye observed that the combination of ice, wind and low
temperature almost instantly froze just-caught fish. More importantly, he also found that
when such quick-frozen fish were cooked and eaten, they were scarcely different in taste and
texture from how they would have been if fresh. After years of work, Birdseye invented a
system that packed dressed fish, meat or vegetables into waxed-cardboard cartons, which were
flash-frozen under pressure (US Patent No. 1,773,079, 1930). Then, he turned to marketing
and a number of ventures have been initiated to manufacture, transport and sell frozen foods
(e.g. construction of double-plate freezers and grocery display cases; lease of refrigerated
boxcars for railway transport; and retail of frozen products in Springfield, Massachusetts,
in 1930). These technology achievements constituted the world’s first cold chain for frozen
foods (Fikiin, 2003).
Thus, quick freezing has further been adopted as a widespread commercial method for
long-term preservation of perishable foods, which improved both the health and convenience
of virtually everyone in the industrialised countries. Freezing rate affects strongly the quality
of frozen foods, in which the predominant water content should quickly be frozen in a finegrain crystal structure in order to prevent the cellular tissues and to inhibit rapidly the spoiling
microbiologic and enzymatic processes (Fig. 5.1).
Basic heat transfer considerations (Fikiin, 2003) clearly suggest that the desired shortening
of freezing duration and a resulting high throughput of refrigerating equipment could be
achieved by means of: (i) lower refrigerating medium temperature (which generally requires
greater investment and running costs for the refrigeration machines to be employed); (ii)
enhanced surface heat transfer coefficients (by increased refrigerating medium velocity and
boundary layer turbulence, involvement of surface phase-change effects and less packaging);
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Frozen Food Science and Technology
(a)
Evaporator plates
Product to be frozen
Expansion valve
Compressor
Condenser
(b)
(c)
Freezer Plates
Welding flange
union
Hydraulic
cylinder
Frame
Plate
angle
Pressure
plate
Freezer
plate
Spacer
Hose
Lifting
bolt
Refrigerant
header
Oil purge valve
(both headers)
(d)
Fig. 5.2
(e)
Multi-plate freezing systems.
and (iii) reduced size of the refrigerated objects (by freezing small products individually or
appropriately cutting the large ones into minor pieces).
As detailed in Chapters 4 and 6–8, air-blast and multi-plate freezers are most widespread,
while air fluidising systems are used for IQF of small products (Figs. 5.2, 5.3 and 5.5). The
application of cryogenic IQF (Fig. 5.4) is still very restricted because of the high price of the
liquefied gases used.
5.2.1
Fluidised-bed freezing systems
The air fluidisation (Fig. 5.5) was studied extensively and used commercially, with an increasing popularity, during the last 50 years (Fikiin et al., 1965, 1966, 1970; Fikiin, 1969,
1979, 1980). This freezing principle possesses many attractive features, including:
r
High freezing rate due to the small sizes and thermal resistance of the IQF products,
great overall heat transfer surface of the fluidised foods and high surface heat transfer
coefficients.
Emerging and Novel Freezing Processes
105
(a)
Tunnel
Freezers
(b)
Spiral Freezers
Fig. 5.3
Air-blast freezing systems.
r
Good quality of the frozen products that have an attractive appearance and do not stick
together.
r
Continuity and possibilities for complete automation of the freezing process.
In spite of these advantages the fluidisation freezing by air has some drawbacks, such as:
r
Necessity of two-stage refrigerating plants (using large quantities of CFC-, HCFC- or
HFC-based refrigerants with significant ozone depletion or global warming potentials) to
maintain an evaporation temperature of about −45◦ C, which needs high investment and
power costs.
(b)
Liquid nitrogen spraying
(a)
Immersion in liquid nitrogen
Fig. 5.4
Cryogenic freezing systems.
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Frozen Food Science and Technology
(a)
Fluidized bed
(b)
ed
ised b
Fluid
Cold air
Frozen
product
out
Blowers
Air
(c)
Fig. 5.5
r
r
r
r
Fluidised-bed freezing systems.
Lower surface heat transfer coefficients and freezing rates in comparison with the immersion methods.
Need for a high speed and pressure airflow, which results in a great fan power consumption.
Some moisture losses from the product surface and a rapid frosting of the air coolers,
caused by the great temperature differential between the products and the evaporating
refrigerant.
Excessive sensitivity of the process parameters to the product shape, mass and sizes, which
requires careful control, specific for every separate food commodity.
5.2.2
Freezing by immersion
The immersion freezing in non-boiling liquid refrigerating media is a well-known method
having several important advantages: high heat transfer rate, fine ice crystal system in foods,
great throughput, low investments and operational costs (Tressler, 1968; Fleshland and
Magnussen, 1990; Lucas and Raoult-Wack, 1998; Fikiin et al., 2001). Immersion applications have been limited because of the uncontrolled solute uptake by the refrigerated products
and operational problems with the immersion liquids (high viscosity at low temperatures,
difficulty in maintaining the medium at a definite constant concentration and free from organic contaminants). Recent achievements in the heat and mass transfer, physical chemistry,
fluid dynamics and automatic process control make it possible to solve these problems and to
develop advanced innovative immersion IQF systems (Fikiin and Fikiin, 1998, 1999, 2002,
2003a, 2003b; Fikiin, 2003).
5.3
INDIVIDUAL QUICK FREEZING OF FOODS BY
HYDROFLUIDISATION AND PUMPABLE ICE SLURRIES
The Hydrofluidisation Method (HFM) for fast freezing of foods was suggested and patented
recently to overcome the drawbacks and to bring together the advantages of both air fluidisation and immersion food freezing techniques (Fikiin, 1985, 1992, 1994). The HFM uses a
Emerging and Novel Freezing Processes
107
Hydrofluidisation
Fig. 5.6 Possible arrangement of a HFM-based freezing system combining the advantages of both air
fluidisation and immersion food freezing techniques (Fikiin and Fikiin, 1998, 1999): (1) charging funnel; (2)
sprinkling tubular system; (3) refrigerating cylinder; (4) perforated screw; (5) double bottom; (6) perforated
grate for draining; (8) sprinkling device for glazing; (7 and 9) netlike conveyor belt; (10 and 11) collector
vats; (12) pump; (13 and 14) rough and fine filters; (15) cooler of refrigerating medium; (16) refrigeration
plant. Reproduced by permission of the International Institute of Refrigeration: www.iifiir.org.
circulating system that pumps the refrigerating liquid upwards, through orifices or nozzles,
in a refrigerating vessel, thereby creating agitating jets. These form a fluidised bed of highly
turbulent liquid and moving products, and thus evoke extremely high surface heat transfer
coefficients. The principle of operation of a HFM freezing system is illustrated in Fig. 5.6.
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Frozen Food Science and Technology
(a)
(b)
30
30
25
25
Ambient temperature = −15/−16°C
Average jet velocity = 2 m s−1
15
10
5
Centre
0
−5
Scad (28 g)
−10
Ambient temperature = −15/−16°C
Average jet velocity = 2 m s−1
20
Temperature (°C)
Temperature (°C)
20
15
10
Core
5
Peppers (30 g)
0
−5
−10
Surface
−15
Surface
−15
Green beans (11 g)
Sprat (7 g)
−20
−20
0
100 200 300 400 500 600 700 800
0
50
100
150
Time (s)
200
250
300
350
Time (s)
Fig. 5.7 Experimental temperature histories during HFM freezing of fish (a) and vegetables (b) when
using sodium chloride solution (without ice slurry) as a fluidising agent (Fikiin, 1992; Fikiin and Fikiin,
1998, 1999). Reproduced by permission of the International Institute of Refrigeration: www.iifiir.org.
5.3.1
Unfreezable liquid refrigerating media as
fluidising agents
Although various immersion techniques have been known for long time, until now hydrofluidisation principles have not been used for chilling and freezing of foods. Experiments on
HFM freezing of small fish and some vegetables through an aqueous solution of sodium chloride showed a much higher freezing rate as compared to other IQF techniques (Fikiin, 1992,
1994). The maximal surface heat transfer coefficient achieved exceeded 900 W m−2 K−1 ,
while this was 378 W m−2 K−1 when immersing in running liquid, 432 W m−2 K−1 for sprinkling and 475 W m−2 K−1 for immersion with bubbling through (Fikiin and Pham, 1985).
Even at a slight or moderate jet agitation and a comparatively high refrigerating medium temperature of about −16◦ C, the scad fish were frozen from 25◦ C down to −10◦ C in the centre
in 6–7 minutes, sprat fish and green beans in 3–4 minutes and green peas within 1–2 minutes.
As an illustration, Fig. 5.7 shows recorded temperature histories during hydrofluidisation
freezing of scad and sprat fish, green beans and peppers.
5.3.2
Two-phase ice slurries as fluidising agents
Pumpable ice slurries (known under different trade names, such as FLO-ICE, BINARY ICE,
Slurry-ICE, Liquid ICE, Pumpable ICE or Fluid ICE) were proposed recently as environmentally benign secondary coolants circulated to the heat transfer equipment of refrigeration
plants, instead of the traditional harmful CFC- or HCFC-based refrigerants (Ure, 1998;
Pearson and Brown, 1998). Promising attempts to refrigerate foods by immersion in such
slurries have already been carried out. For example, fish chilling in brine-based slurries has
potential to replace the traditional use of ice flakes (Fikiin et al., 2001, 2002, 2005). A number
of foods immersed in slurries with various ice contents are shown in Fig. 5.8.
Emerging and Novel Freezing Processes
(a)
(b)
(c)
(d)
(e)
(f)
109
Fig. 5.8 Different foods immersed in slurries with various ice concentrations: (a) fruits; (b) vegetables; (c)
chickens; (d), (e) and (f) fish (Fikiin et al., 2002). Reproduced by permission of the International Institute of
Refrigeration: www.iifiir.org.
Fikiin and Fikiin (1998, 1999) proposed, therefore, a novel method to enhance the advantages of the hydrofluidisation (described hereafter) by employing two-phase ice suspensions
as fluidising media. The ice slurries reveal a great energy potential as HFM refrigerating
media whose minute ice particles absorb latent heat when thawing on the product surface.
Hence, the goal of the ice slurry involvement is to provide an enormously high surface heat
transfer coefficient (of the order of 1000–2000 W m−2 K−1 or more), excessively short freezing time and uniform temperature distribution in the whole volume of the freezing apparatus.
The combination of the HFM with the high heat transfer efficiency of the ice-slurry-based refrigerating media represents a new interdisciplinary research field whose development would
advance essentially the refrigerated processing of foods. The HFM freezing with ice slurries can acquire a process rate approaching that of the cryogenic flash freezing modes. For
instance, at a refrigerating ice-slurry temperature of −25◦ C and a heat transfer coefficient
of 1000 W m−2 K−1 , strawberries, apricots and plums can be frozen from 25◦ C down to an
average final temperature of −18◦ C within 8–9 minutes, raspberries, cherries and morellos
within 1.5–3 minutes, and green peas, blueberries and cranberries within approximately 1
minute only. The general layout of an ice-slurry-based system for hydrofluidisation freezing
is shown in Fig. 5.9.
5.3.3
Advantages of the hydrofluidisation freezing
As described above, the novelty of the hydrofluidisation method lies in the involvement of
unfreezable liquids or pumpable ice slurries as fluidising agents. It is well known that the
immersion freezing history began with use of brines to freeze fish, vegetables and meat. Binary
or ternary aqueous solutions containing soluble carbohydrates (e.g. sucrose, invert sugar,
glucose (dextrose), fructose and other mono- and disaccharides) with additions of ethanol,
salts, glycerol, etc., have been studied as possible immersion media. There are practically
unlimited possibilities to combine constituents and to formulate appropriate multi-component
HFM refrigerating media based on one-phase liquids or two-phase ice slurries, which have
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Frozen Food Science and Technology
Product in
Hydrofluidisation freezer
Filter system
Ice slurry
tank
Compressor
Condenser
Refrigeration unit
Ice slurry
generator
Pump
Product out
Expansion valve
Fig. 5.9 Schematic diagram of an ice-slurry-based hydrofluidisation system HyFloFreeze® (Fikiin and
Fikiin, 1998, 1999). Reproduced by permission of the International Institute of Refrigeration: www.iifiir.org.
to be both product- and environment-friendly and to possess a viscosity low enough in terms
of pumpability and good hydrofluidisation.
The main advantages of the hydrofluidisation over the conventional freezing modes can
be summarised as follows:
r
The HFM affords a very high heat transfer rate with a small product–medium temperature
difference. The evaporation temperature can be maintained much higher (at −25/−30◦ C)
by a single-stage refrigerating machine with much higher COP and nearly two times
lower investments and power costs as compared to the conventional air fluidisation. Cold
dissipation through the freezer walls is also lower. The water flow rate or fan power
consumption for cooling the condenser decrease as well, due to the reduced mechanical
work of the single-stage unit.
r
The critical zone of water crystallisation (from −1◦ C to −8◦ C) is quickly passed through,
that ensures a fine ice crystal structure in foods preventing the cellular tissues from perceptible damage.
r
The product surface freezes immediately in a solid crust that hampers the osmotic transfer
and gives an excellent appearance. The mass losses tend to zero, while in air freezing
tunnels the moisture losses are usually 2–3%.
r
New delicious products can easily be formulated by using some selected product-friendly
HFM media (for example, fruits frozen in syrup-type sugar solutions turn into dessert
products with beneficial effect on colour, flavour and texture). Such media can also include
Emerging and Novel Freezing Processes
111
Fig. 5.10 HyFloFreeze® prototype: hydrofluidised bed of highly turbulent ice slurry (Fikiin, 2003). Reproduced by permission of the International Institute of Refrigeration: www.iifiir.org.
r
appropriate antioxidants, flavourings and micronutrients to extend the shelf-life of the
products and to improve their nutritional value and sensory properties.
The HFM freezers use environmentally-friendly secondary coolants (for instance, syruptype aqueous solutions and ice slurries) and the refrigerant is closed in a small isolated
system, in contrast to the common air fluidisation freezers where large quantities of harmful
HCFCs or expensive HFCs circulate to remote evaporators with a much greater risk for
emission to the environment.
r
Fluidised state is acquired with low velocity and pressure of the fluid jets due to the
Archimedes forces and buoyancy of the products, which leads to both energy savings and
minimum mechanical action on the foods.
r
The operation is continuous, easy to maintain, convenient for automation and the labour
costs are substantially low. Further processing or packaging of the HFM-frozen products
is considerably easier since they emerge from the freezer in a ‘free-flowing’ state.
r
Ice-slurry-based HFM agents may easily be integrated into systems for thermal energy
storage, accumulating ice slurry during the night at cheap electricity charges.
The top view photos in Fig. 5.10 show how a hydrofluidised bed of highly turbulent ice slurry
is formed inside the HyFloFreeze prototype’s freezing compartment.
5.3.4
International research co-operation
Two main innovative aspects of the suggested HFM freezing technique can clearly be distinguished: (i) employment of unfreezable liquids as fluidising agents and (ii) use of pumpable
ice slurries as fluidising media. This freezing principle provides an extremely high heat
transfer rate, short freezing times, great throughput and better product quality at refrigerating temperatures maintained by a single-stage refrigeration machine. Thus, nearly two times
lower investments and power costs are necessary as compared with the popular individual
quick freezing methods. Moreover, such hydrofluidisation freezing systems are less hazardous from the environmental viewpoint, since the refrigerant is closed in a small isolated
circuit only.
The emerging HFM technology has drawn the attention of a number of academics and
industrialists. The identification of optimal design specifications for HFM freezing systems requires an interdisciplinary approach of researchers with complementary skills. The
HyFloFreeze project was, therefore, funded by the European Commission and performed by
an international research consortium of six participating organisations (four universities and
two SMEs) from Belgium, Bulgaria, Russia and the UK (Fikiin, 2003).
112
5.4
Frozen Food Science and Technology
HIGH-PRESSURE FREEZING
Non-thermal food processing techniques (e.g. pulse-electric field pasteurisation, highintensity pulsed lights, high-intensity pulsed-magnetic field, ozone treatment) are presently
regarded with special interest by the food industry. Among them, high-pressure processing
is gaining in popularity with food processors because of its food preservation capability and
potential to achieve interesting functional effects. Under high pressure pathogenic microorganisms can be inactivated with minimal heat treatment, which results in almost complete
retention of nutritional and sensory characteristics of fresh foods, without sacrificing their
shelf-life. Other advantages over traditional thermal processing include reduced process
times; minimal heat damage problems; retention of freshness, flavour, texture, and colour;
lack of vitamin C loss and tangible changes in food during pressure-shift freezing (due to
reduced crystal size and multiple ice-phase forms); and minimal undesirable functionality
alterations. However, the spore inactivation is a major challenge as methods for full inactivation of spores under pressure are yet to be developed. Hence, another group of research
activities worldwide focus on different techniques for treatment of foods by high hydrostatic
pressure, including high-pressure-aided freezing and thawing.
A number of products (such as jams and fruit juices) have been processed under high
pressure in Japan. There have been 10–15 types of pressurised foods on the Japanese market
but several have recently disappeared, while the remaining ones are too specific to excite
a substantial commercial interest. Examples of pressurised products in Europe and US are:
(i) orange juice (Pernod Ricard Company, France); (ii) acidified avocado purée (Avomex
Company, USA and Mexico); and (iii) sliced ham (Espuna Company, Spain). Volumes produced are still very small and some current European food regulations slowed down the
launching of new pressurised products because of legislative problems.
The so-called cryofixation is a physical method for immobilisation of biological materials by ultra-quick freezing. Unlike the chemical fixation, it preserves thoroughly the ultrastructural morphology, much closer to the natural state of the cell tissue. This results in fast
preservation of morphological details without artificial damage, less cross-linking of proteins
by aldehyde fixation and reduced masking of the antigenic sites. The water phase diagram
(Fig. 5.11) shows that at atmospheric pressure crystalline ice will build up at around 0◦ C
and this water crystallisation leads to some rupture of the biological structures (Fig. 5.1).
The cryofixation aims, therefore, to avoid such crystallisation-caused damages. At very high
freezing rates particles and large molecules in water serve as cores for a heterogeneous nucleation, i.e. water becomes solid in a vitreous state and does not show a crystalline structure.
The necessary freezing rates can only be achieved for very thin layers of 5–25 µm during
freezing at atmospheric pressure. This restriction could be overcome through a depression
of the initial freezing (cryoscopic) point of water by adding chemical cryoprotectants or by
increasing the ambient pressure. At a pressure of 200 MPa the freezing point drops to about
−22◦ C (see Fig. 5.11), which enables a depth of vitrification of about 200 µm, so that objects
with a thickness of up to 0.4–0.6 mm could be well frozen.
Consequently, the main promising features of high-pressure freezing are as follows:
r
r
r
Freezing point depression and reduced latent heat of phase change;
Short freezing times and resulting benefits (e.g. microcrystalline or vitreous ice);
Inactivation of micro-organisms and enzymes, and structure modifications with no essential changes of nutritional and sensory quality.
Emerging and Novel Freezing Processes
113
10
A
B
I
H
C
K
Temperature (°C)
0
Liquid
−10
D
E
Ice I
−20
Ice V
Ice III
F
G
Ice II
−30
0
100
200
300
400
500
Pressure (MPa)
Fig. 5.11 Illustrates various paths of changing the food physical state by external manipulations of
temperature or pressure, while Figs. 5.12 and 5.13 show temperature- and pressure-dependent thermal
properties of potatoes during pressure-assisted freezing (Schlüter et al., 2000).
Water phase diagram and high pressure effects on the phase transitions:
A–B–C–D–C–B–A
Subzero storage without freezing
A–B–H–I
Pressure-assisted1 freezing
I–H–B–A
Pressure-assisted1 thawing
A–B–C–D–E
Pressure-shift2 freezing
E–D–C–B–A
Pressure-induced3 thawing
A–B–C–D–G–F
Freezing to ice III
F–G–D–C–B–A
Thawing of ice III
A – B – C – K – ice VI
Freezing above 0◦ C
1 assisted: phase transition at constant pressure
2 shift: phase transition due to pressure change
3 induced: phase transition initiated with pressure change and continued at constant pressure
Reproduced by permission of the International Institute of Refrigeration: www.iifiir.org
The future will reveal soon whether the current achievements in this field are more likely to
stay in the laboratories or they could be implemented as a common industrial practice.
5.5
MAGNETIC RESONANCE FREEZING
As already discussed, the conventional refrigeration equipment provides freezing rates which,
as a rule, are insufficient to eliminate completely undesirable water migration and mass
transfer within a food product undergoing freezing. Realising this circumstance, researchers
decided that if water could somehow be retained within the cells while freezing, then the
cells would not become dehydrated and foodstuff could keep its original attributes and freshness. A system for magnetic resonance freezing (MRF) preventing such cellular dehydration
could be regarded as composed of a common freezer and a special magnetic resonance device. The MRF process (Fig. 5.14) is then applied with the following two steps (Mohanty,
2001).
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Frozen Food Science and Technology
1E+05
9E+04
0.1 MPa
Cp
8E+04
7E+04
cp (J kg−1 K−1)
130 MPa
200 MPa
6E+04
5E+04
4E+04
3E+04
2E+04
1E+04
−30
−25
−20
−15
−10
0
−5
5
10
Temperature (°C)
Fig. 5.12 Apparent specific heat capacity of potato tissue at different pressures. Reproduced by permission of the International Institute of Refrigeration: www.iifiir.org.
1.8
λ
130 MPa
200 MPa
0.1 MPa
λ (W m−1 K−1)
1.6
1.4
1.2
1.0
0.8
0.6
−35
−30
−25
−20
−15
−10
−5
0
5
10
Temperature (°C)
Fig. 5.13 Thermal conductivity of potato tissue at different pressures. Reproduced by permission of the
International Institute of Refrigeration: www.iifiir.org.
Emerging and Novel Freezing Processes
115
Temperature (°C)
10
0
Conventional Blast
Freezer
−10
−20
−30
−40
−50
MRF System
−60
0 5 10 15 20 25 30 35 40 45 50 55 60 65 70 75
Time (min)
Fig. 5.14
Product freezing curves for conventional and MRF equipment (Mohanty, 2001).
Step 1: Food undergoes continuous magnetic wave vibrations, which provide for:
• Impeding the crystallisation;
• Supercooling below the initial freezing point.
Step 2: After a suitable product-specific period of time the magnetic fields are abruptly
removed with many resulting quality benefits for the frozen end product, e.g.:
• Uniform flash freezing of the entire food volume;
• Quick passing through the critical temperature zone of intense water crystallisation (between −1◦ C and −6◦ C);
• Fine ice structure in foods;
• No water migration and undesirable mass transfer phenomena;
• No cellular dehydration;
• Avoiding cracks and related damages;
• Protected integrity of food tissues.
At present MRF data are still kept as a confidential know-how of a number of companies,
while MRF equipment still needs to prove its claimed advantages and capabilities through
extensive tests within a sufficiently representative industrial environment.
5.6
AIR-CYCLE-BASED FREEZING SYSTEMS
The majority of existing food refrigeration equipment has been designed to use halogenated
hydrocarbons (CFCs and HCFCs) whose emissions to the environment are damaging the
ozone layer and contributing significantly to global warming. Manufacture and import of
CFCs is banned in most of the world and many HCFC refrigerants are only short-term replacements, often being more expensive and less efficient. The vapour-compression systems
have refrigerant leakage rates to the environment of 15% of the total charge per annum, thus
leading to stratospheric ozone depletion and climate change. Some other non-CFC alternatives called natural refrigerants (e.g. ammonia, propane, butane, isobutane, carbon dioxide
and water) are also being employed or examined. Ammonia is the most common of the alternative refrigerants but is toxic and not always suitable for all refrigeration applications.
Natural gas–based refrigerants involve a safety hazard because of their high flammability.
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Frozen Food Science and Technology
Q
T
P2
2
2
3
P1
Work
1
3
4
1
4
S
Fig. 5.15
Q
The Air Cycle on a T–S (Temperature–Entropy) diagram and shown diagrammatically.
Transcritical CO2 cycles needs high pressures and complicated equipment. As a rule,
important modifications to the existing refrigerating plants are required to introduce green
technologies in the food refrigeration sector.
The principle of the air cycle is that when air is compressed its temperature and pressure
increase (1–2) as shown in Fig. 5.15. Heat is removed from the compressed air at constant
pressure and its temperature is reduced (2–3). Air is then expanded and its temperature
decreases (3–4). The air further absorbs heat (gaining temperature) from the process at
constant pressure (4–1) where it starts the cycle again (Evans et al., 2005).
Air-cycle refrigeration is an environmentally friendly alternative to the conventional
vapour-compression systems. Originally used in the nineteenth century, the technology employed slow-speed reciprocating compressors and low-efficiency expanders. The poor energy efficiency and comparatively high cost of such machinery was a major factor for the
replacement of these systems with vapour-compression equipment. However, the remarkable
progress in turbine technology since that time (Horlock, 2003), along with the development
of air bearings and ceramic components, provided dramatic improvements in efficiency. The
air-cycle use for aircraft and railway carriage air-conditioning (which affords equipment
simplicity, compactness and robustness) and the development of high-speed rotary compressors and expanders have greatly improved the cycle performance and reliability (Fig. 5.16).
Hot air heat
exchanger
Motor
Fig. 5.16
Bootstrap
Expansion
turbine
Cold air heat
exchanger
Powered
compressor
An air-cycle unit for automotive applications (Normalair-Garrett Ltd.)
Emerging and Novel Freezing Processes
117
Combining this with newly available compact heat exchangers with highly enhanced heat
transfer characteristics makes competition with existing vapour-compression systems rather
attractive.
Air-cycle systems could be viable for many industrial applications (Gigiel et al., 1996;
Van Gerwen and Verschoor; 1996; Verschoor, 2001). An air-cycle system can simultaneously
produce both heat and cold, the advantage being that heating is provided at higher temperatures
as compared to the conventional vapour-cycle heat-pump system. Frequency control of the
motor speed permits a smooth variation of the operating capacity depending on the heat
loads. On the other hand, mass production techniques make the air systems much cheaper
than they were in the past. Air-cycle refrigeration is one of the most attractive ways for
solving the environmental problems since the working fluid (air) is completely natural, free
and totally environmentally benign. This environmental friendliness, reliability, minimal
maintenance and efficiency can successfully be transferred to the food refrigeration industry
(Gigiel et al., 1992; Fikiin et al., 1998; Russell et al., 2001, 2001). The energy efficiency can
additionally be enhanced by combining the air cycle with systems for thermal energy storage.
Feasibility studies have shown that such type of equipment may compete (in terms of energy
and investment costs) with vapour-compression systems, coupled with conventional water
heating devices (Gigiel et al., 1996; Van Gerwen and Verschoor, 1996).
Both open and closed air-circulation systems can be employed to freeze foods. In the
open cycle atmospheric air normally enters the system and returns to the atmosphere after
being used for heating and cooling purposes (Shaw et al., 1995). The air as a refrigerant is
in a direct contact with the refrigerated products, avoiding any intermediate heat exchangers,
pipelines, secondary coolants and related energy dissipation. However, the running of such
systems is strongly dependent on the atmospheric conditions, which results in more difficult
control. Atmospheric air contains water vapours, which may freeze at low temperatures.
Obviously, the open systems also require turbo-machines with oil-free air bearings. In the
closed cycle dry air is circulated around the closed system, similarly to a conventional vapourcompression machine. The advantage of a closed air cycle is that the load on the system can
be matched exactly without any change in the efficiency. This is because the efficiency of the
rotating machinery used in air-cycle plants depends only on the velocities of the air and not
its density. The change of pressure in the system overall results in corresponding changes in
the air density and mass flow. Thus the refrigeration and the heating effects from the air-cycle
plant can vary in proportion to the mass flow, without change in the efficiency, in contrast to
common vapour-compression systems.
Recent developments and improvements in air-cycle equipment enable a wider practical exploitation of this emerging technology for food freezing applications. The benefits
are greater reliability, reduced maintenance, simple and compact design, reduced overall
labour costs, improved control of product quality, along with using an environmentally benign and free refrigerant unlike the conventional heating and cooling systems. Fast freezing
through low-temperature air dramatically reduces freezing times and has many advantages
(e.g. flexibility, savings in freezer footprint and higher product quality). With a conventional
vapour-compression plant, freezing is limited to refrigerating air temperatures above −40◦ C.
Freezing at lower refrigerating temperatures is limited to cryogens, such as nitrogen or carbon
dioxide that are expensive throw away liquefied gases. The primary reason for using an air
cycle in food freezing is that it can greatly increase the range of operating conditions available
(Evans et al., 2005). Lower refrigerating temperatures result in faster freezing, improved food
quality and either reduced freezer size or larger throughput through an existing freezer (if the
necessary refrigeration capacity is duly provided).
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Frozen Food Science and Technology
Fig. 5.17 Schematic diagram of an open air-cycle system for quick freezing of foods: C1 = primary
compressor, C2 = bootstrap, T = turbine, M = motor (Gigiel et al., 2004). Reproduced by permission of
the International Institute of Refrigeration: www.iifiir.org.
An air-cycle system for food freezing is presented schematically in Figure 5.17 (Gigiel
et al., 2004), while Figure 5.18 shows how the compressor, expander and driving motor can
be assembled in a single compact unit with a powered bootstrap and common power supply
(Kulakov et al., 1999; Gigiel et al., 2004; Kikuchi et al., 2005).
A number of theoretical studies have indicated the potential for air cycle in food processing operations (Gigiel et al., 1992; Russell et al., 2000, 2001). With conventional vapour
Fig. 5.18
Internal view of a single-shaft oil-less turbo-machine (Courtesy of Velis Refrigeration, Russia).
Emerging and Novel Freezing Processes
119
compression plant the refrigerating air temperature ranges between ambient and −40◦ C.
With air cycle, there is no limit on the cold side temperature above the liquefaction point
and therefore the processes can be designed to suit the food and not the available equipment
(Evans et al., 2005). Theoretically, air temperatures up to 300◦ C on the hot side can also be
obtained at the same time, suitable for direct cooking or the production of steam.
The established public opinion is that the air-cycle is inefficient as it has a low COP.
It is fairly mentioned in almost every manual, that air-cycle possesses low thermodynamic
efficiency when using it solely for cooling within a temperature range common for the
commercial food refrigeration. Nevertheless, thermodynamic evidence shows (Kulakov et al.,
1999) that air-cycle refrigeration may reach or exceed the performance of vapour-compression
systems in two practically valuable cases: (i) at low refrigerating temperatures (approaching
or falling within the cryogenic range), and (ii) when using the air cycle for both cooling
and heating, i.e. as a heat pump. In the 1940s Peter Kapitza (Nobel Laureate in physics)
introduced for the first-time turbo-technologies for mass production of liquid oxygen at low
pressures. His enemies subjected him to malicious attacks at a governmental level because
this process has been energy inefficient as compared to common high-pressure cryogenic
cycles. However, because of the mass production technologies and the lack of breakdowns,
the ‘energy inefficient’ Kapitza process proved to have much higher economic efficiency
than alternative cycles (efficient in terms of running costs only). Remarkable progress has
recently been achieved as advanced turbo-technologies lie in the basis of the modern power
generation and aeronautics – major players, such as Rolls Royce and Boeing, are continuously
generating new knowledge in the field (Horlock, 2003).
Consequently, air-cycle food freezing has no intrinsic detrimental ozone depletion and
global warming effects. Air cycle is capable of operating at low refrigerating temperatures
(close to the cryogenic range), where it outperforms conventional vapour-compression systems (efficient above −40◦ C) and CO2 -based systems (used above −54◦ C). Furthermore, the
high-velocity airflow exiting the turbo-expander can directly be impinged on the food, thereby
ensuring high heat transfer coefficients (over 140 W m−2 K−1 ). Thus, along with enhanced
air-blast freezing, an open cycle can perfectly serve to freeze foods by air-cycle-based fluidisation or air impingement, both associated with high process rates and substantially improved
quality of the end product.
5.7
OTHER UNCONVENTIONAL FREEZING METHODS AND
CONCLUDING REMARKS
Alongside the emerging and novel freezing techniques mentioned in this chapter (e.g. hydrofluidisation; immersion freezing with smart agitation modes; application of ice slurries or
air impingement; air-cycle-based freezing; flash-freezing cryogenic methods; high-pressure
shift freezing and magnetic resonance freezing), a number of promising freezing process
innovations have also been launched (such as ultrasonic freezing, dehydrofreezing, use of
antifreezes and ice nucleation proteins; freeze drying, partial freezing, vacuum and heat pipe
applications; solar, thermionic; magnetocaloric, electrocaloric and thermoacoustic refrigeration). Some of these freezing principles are presently small scale only and still unlikely to
be implemented for commercial refrigeration in a short-term perspective.
Novel technologies with long-term implementation perspective include magnetic and
acoustic Stirling refrigeration. Magnetic refrigeration is based on the magnetocaloric effect
120
Frozen Food Science and Technology
Hot heat exchanger
Magnets
Magnetocaloric
wheel
Hot heat
exchanger
Cold heat
exchanger
(a)
Drive
Rotation
(b)
Fig. 5.19 (a) Possible arrangement of a rotary magnetic refrigerator and (b) the world’s first commercial
thermoacoustic refrigerator for ice cream.
(MCE). Magnetocaloric materials change temperature in response to an applied magnetic
field and can therefore be used to cool. Although this is not dissimilar to a traditional vapourcompression cycle (where heat is removed at the condenser and gained at the evaporator),
unlike conventional systems, no potentially harmful working fluid is used. The MCE peaks
at around the Curie temperature and (due to recent discoveries of materials with high Curie
temperatures around ambient temperature and materials with giant MCE) refrigeration devices working at ambient temperatures are being developed (Fig. 5.19a). As a rule, magnetic
refrigeration possesses high energy efficiency and, in spite of the comparatively low refrigeration capacities achieved so far, the technology is rapidly developing and might soon
become a viable alternative for cooling in small household and retail refrigerators. IIR has
recently created a dedicated Working Party on Magnetic Cooling, which holds regular IIR
conferences on magnetic refrigeration at room temperature as an important forum to report current findings and a valuable source of up-to-date information (alongside a recent
special issue of the International Journal of Refrigeration, edited by Auracher and Egolf,
2006).
Backhaus and Swift (1999) developed and reported a regenerator-based thermoacoustic
Stirling heat engine, which was more efficient than previous acoustic engines. In thermoacoustic refrigerators sound is used to generate pressure and alternatively compress and expand
a gas (usually helium). When the gas compresses it heats up and when it expands it cools.
The gas moves backwards and forwards along a tube stopping to reverse direction when
the gas reaches either maximum compression or expansion. The Stirling engine principle
has been known for almost 200 years but unlike mechanical Stirling machines the acoustic
system uses no moving parts. By incorporating plates into the tube the system efficiency can
further be enhanced. A small 200-litre prototype of commercial thermoacoustic freezer was
developed for the first time by Poese et al. (2004) for Ben and Jerry’s Homemade (Fig. 5.19b).
Further improvements in the design of acoustic refrigerators have been reported extensively
by Backhaus and Swift (2000, 2004), So et al. (2006), Matveev et al. (2007) and Ueda et al.
(2003).
A number of further publications which feature interesting food freezing innovations in
more detail, are readily available for the stakeholders of refrigeration science and industry
(see for instance, James et al., 2000; Magnussen et al., 2000; Sun, 2001; 2005).
Emerging and Novel Freezing Processes
121
ACKNOWLEDGEMENTS
Figures 5.1–5.19 include illustrations of R.P. Singh, O. Schlüter, Air Products and Chemicals, Advanced Freezers, Frigoscandia, Normalair-Garrett, Food Refrigeration and Process
Engineering Research Centre, Velis Refrigeration, Pennsylvania State University and Ames
Laboratory, whose contribution is gratefully acknowledged.
ACRONYMS
CFC
COP
FAO
HCFC
HFC
HFM
IIR
IQF
MCE
MRF
SME
WHO
Chlorofluorocarbon
Coefficient of performance
Food and Agriculture Organisation of the United Nations
Hydrochlorofluorocarbon
Hydrofluorocarbon
Hydrofluidisation method
International Institute of Refrigeration
Individual quick freezing
Magnetocaloric effect
Magnetic resonance freezing
Small or medium enterprise
World Health Organisation
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