Support for temporally varying behavior of the Pioneer anomaly
from the extended Pioneer 10 and 11 Doppler data sets
Slava G. Turyshev1 , Viktor T. Toth2 , Jordan Ellis1 , and Craig B. Markwardt3
arXiv:1107.2886v1 [gr-qc] 14 Jul 2011
1
Jet Propulsion Laboratory, California Institute of Technology,
4800 Oak Grove Drive, Pasadena, CA 91109-0899, USA
2
Ottawa, ON, Canada, and
3
NASA Goddard Space Flight Center, MD, USA
(Dated: July 15, 2011)
The Pioneer anomaly is a small sunward anomalous acceleration found in the trajectory analysis
of the Pioneer 10 and 11 spacecraft. As part of the investigation of the effect, analysis of recently
recovered Doppler data for both spacecraft has been completed. The presence of a small anomalous
acceleration is confirmed using data spans more than twice as long as those that were previously
analyzed. We examine the constancy and direction of the Pioneer anomaly, and conclude that: i) the
data favor a temporally decaying anomalous acceleration (∼ 2 × 10−11 m/s2 /yr) with an over 10%
improvement in the residuals compared to a constant acceleration model; ii) although the direction
of the acceleration remains imprecisely determined, we find no support in favor of a Sun-pointing
direction over the Earth-pointing or along the spin-axis directions, and iii) support for an early
“onset” of the acceleration remains weak in the pre-Saturn Pioneer 11 tracking data. We present
these new findings and discuss their implications for the nature of the Pioneer anomaly.
PACS numbers: 04.80.-y, 95.10.Eg, 95.55.Pe
I.
INTRODUCTION
Analysis of the navigational tracking data received
from the Pioneer 10 and 11 spacecraft at large heliocentric distances of ∼20–70 AU indicated the presence
of a small anomalous Doppler frequency drift in their
radio-metric observables [1, 2]. Ultimately, this drift was
interpreted as an anomalous constant acceleration acting on both of these spacecraft in the sunward direction,
with a magnitude of aP = (8.74 ± 1.33) × 10−10 m/s2 [3].
There were also earlier reports that, in the case of Pioneer
11, the anomaly may have begun with a relatively sudden “onset” [3] shortly after the spacecraft’s encounter
with Saturn. This acceleration of unknown origin is today known as the Pioneer anomaly (for a review, see [4]).
In this paper, we present an analysis of newly recovered
Doppler data for both Pioneer 10 and 11, and probe the
question of the constancy of the anomalous acceleration,
as well as place constraints on its direction.
II.
DATA SETS AND ANALYSIS
Following the 2002 study [3], an effort was initiated
to collect all available Doppler data for both spacecraft
[4, 5]. Using standard data conditioning techniques [3],
several decades-old archival data tracking files (see discussion in [5]) were converted to modern formats, processed, edited and filtered for corrupt data. Uplink frequency records at NASA’s Deep Space Network (DSN)
were reconstructed from redundant information. We
summarize the newly recovered Pioneer 10 & 11 Doppler
data sets in Table I, including the range of dates covered
and number of two-way and three-way [3, 4] coherent
Doppler data points available. The largest portion of the
data lies in “deep space” (“DS”) beyond planetary encounters (heliocentric distances of 18–80 AU and 9–32
AU for Pioneer 10 & 11 respectively). The data also include planetary encounters with Jupiter (“J”) and Saturn
(“S”, for Pioneer 11 only). Data for other time ranges did
not survive to the present. Here, we focus on the deep
space data, and the portion of Pioneer 11 Saturn data
which is primarily under the gravitational influence of
the Sun, which we designate Saturn “approach” (“SA”).
These latter data are outside of Saturn’s Roche (or Hill)
radius so that Saturn and its moons can be treated only
as a perturbing influence.
Compared to the 2002 data, the data arc for Pioneer 10
has doubled in length, from 11.5 years to 23.1 years, and
the total number of data points increased from 20,055
to 41,054, including Jupiter encounter. For Pioneer 11,
the length of the contiguous data arc increased from 3.75
to 10.75 years, and the number of data points increased
from 10,616 to 81,537, including encounters. In terms of
heliocentric distance, the Pioneer 10 & 11 arcs overlap
from 18–32 AU.
During the mission, both spacecraft performed numerous maneuvers. As the Pioneers were spin-stabilized, periodic attitude maneuvers were required to realign the
spin and antenna axis to the spacecraft-Earth direction
to within 1.5◦ . While attitude maneuvers used a fore-aft
pair of thrusters in tandem, small residual impulses along
the spin direction may occur for [4]. Information about
maneuvers is available from recovered mission records
and from the spacecraft telemetry [5], and is summarized in Table I. The data given are lower limits as it
is possible that a few maneuvers are not reflected in the
available telemetry.
2
TABLE I: Pioneer Doppler Data Sets
S/Ca
P10
P11
Datab
J
DS
2002DS
J
S
SA
DS
2002DS
Date Range
1973-10-15 – 1973-12-27
1979-02-14 – 2002-03-03
1987-01-03 – 1998-07-22
1974-04-18 – 1974-12-26
1977-11-01 – 1979-09-18
1977-11-01 – 1979-06-29
1980-01-12 – 1990-10-01
1987-01-05 – 1990-10-01
Points
5806
35248
20055
7467
9017
4282
65053
10616
Man.c
>6
>83
28
>16
>35
—
>92
22
a (P10),
(P11) denote Pioneer 10 and Pioneer 11 respectively.
Jupiter; (S) Saturn; and (SA, subset of S) Saturn approach;
(DS) deep space; (2002DS) is the data used in the 2002 study [3].
c Number of attitude maneuvers performed.
b (J)
Our analysis was carried out using the Jet Propulsion Laboratory’s (JPL) Orbit Determination Program
(ODP) that was used for earlier work on the anomaly
[3, 4]. As before, central to the analysis was establishing a
model orbit for the spacecraft that takes into account all
known forces, gravitational and non-gravitational, while
numerically integrating the appropriate equations of motion. The model included the effects of planetary perturbations, solar radiation pressure, propulsive maneuvers, general relativity, and bias and drift in the Doppler
observable. Planetary coordinates and the solar system masses were obtained using JPL’s Export Planetary
Ephemeris DE421. The model also included the precise
positions of Earth-based stations of the DSN as well as
radio propagation effects (see details in [4]).
The study of the deep space data arcs (DS, see Table I)
from the extended Doppler data set was expected to improve our understanding of two key characteristics of the
Pioneer anomaly: its direction and its temporal behavior. Additionally, it was expected that some of the early
data, in particular the Pioneer 11 Saturn approach data
(SA), would help us confirm whether or not the anomalous behavior began with a relatively sudden “onset” [3].
We considered three models for the anomalous acceleration — constant, linear and exponential — all applied
along the nominal Earth-spacecraft line. The constant
model has one parameter, aP , representing a constant
modeling error. The linear model,
aP (t) = aP (t0 ) + (t − t0 )ȧP
(1)
contains a jerk term, ȧP . The exponential model,
aP (t) = aP (t0 )e−β(t−t0 ) ln 2
(2)
decays with half life β −1 . This last model is physically motivated by a potential relation to the on-board
power generators, which radioactively decay. The epoch
is t0 =January 1, 1972.
Separately, the anomalous acceleration was estimated
using a batched stochastic model [3, 4]. This method
produces a smoothed acceleration for each batch [3]. As
the model with the most estimated parameters, it is likely
to produce the best possible fit, but since it is purely
phenomenological, it provides the least physical insight
into the anomaly.
To consider the direction of the anomaly, we separately
modeled the acceleration as a constant vector in four
principal directions [3, 4]: that of i) the Earth, ii) the
Sun, iii) the spin axis, and iv) the spacecraft velocity
vector. Of these, the spin and Earth-spacecraft axes are
effectively degenerate as the spacecraft were maintaining an Earth orientation for continuous radio communication. We estimated an acceleration vector that was
constant in a reference frame with its z-axis aligned with
the spacecraft-Sun line, and an acceleration vector that
was constant in a reference frame with its z-axis aligned
along the spacecraft-Earth line. The x-axis in both cases
lay in the plane of the ecliptic, and the y-axis completed
a right-handed triad. ODP solves for the components of
the acceleration vector independently.
For all acceleration models, the initial state vector and
the velocity impulses for each attitude maneuver were
also estimated using a least squares fit.
The estimate and formal errors for the model parameters are computed by the least squares fit assuming the
Doppler measurement errors are uncorrelated. In reality, the residual still shows significant structure, perhaps
due to mismodeling (e.g., models of solar plasma, the atmosphere, etc.). The presence of such autocorrelation in
the residuals is the reason why it is common for “realistic” errors to be larger than formal errors by an order
of magnitude or more. In this Letter we report formal
errors, with the understanding that these values do not
necessarily represent the actual uncertainty of model parameters, but can be used as an indication of the overall
goodness of the fit and thus, the quality of the model.
Acceleration models are compared computing σν , the
root mean square (RMS) of the difference between modeled and observed Doppler frequencies. A typical “good”
fit should yield RMS residuals of 10 mHz or less, often
under 5 mHz. An RMS residual above ∼10 mHz usually
indicates that the model does not adequately describe
the physics of the spacecraft’s motion, the dynamics of
the solar system, or the propagation of the radio signal.
We find that the Pioneer 10 data set is noisier than that
for Pioneer 11, with RMS residuals differing by a factor
of two.
We evaluated the models described in the previous section using the ODP. The deep space data sets of both
the Pioneer 10 and 11 spacecraft1 were evaluated using the one-dimensional (1-D) constant, linear, and exponential models, and the results are shown in Table
II. The fit quality of the different temporal models is
nearly the same. The variable models are consistent with
a gradually decreasing acceleration, either at a rate of
1
For technical reasons, Pioneer 10 data up to 1998 and Pioneer
11 data for 1983–1990 were used.
3
TABLE II: Deep Space Acceleration Parameters
a
S/C
P10
Model
Constant
Linear
Exponential
Constant
Linear
Exponential
P11
a See
b 1-σ
c ȧ
P
σν
mHz
4.98
4.60
4.58
3.67
2.09
2.06
aP
−10
b
Additional
parameterb,c
10
m/s2
8.17(2)
11.06(8)
12.22(16)
9.15(7)
11.65(42)
13.79(62)
ȧP = −0.17(1)
β −1 = 28.8(0.7)
ȧP = −0.18(3)
β −1 = 24.6(2.4)
Table I for designations.
formal error quoted in final digit(s).
in 10−10 m/s2 /yr, β −1 in yr.
TABLE III: Vector Acceleration Parameters
a
S/C
Data
P10
DS
P11
DS
P11
SA
a See
Center
Earth
Sun
Earth
Sun
Earth/
Sun c
σν
mHz
4.98
4.98
2.13
2.21
3.61
aP,z b
aP,x
−10
10
8.17(2)
8.17(2)
8.62(6)
8.64(6)
4.48
±0.50
aP,y b
b
2
m/s
0.42(3)
0.42(3)
−0.73(3)
−0.76(3)
−1.38
±11.33
0.08(1)
0.08(1)
0.97(1)
0.97(1)
−0.27
±1.7
Table I for designations.
b 1-σ error quoted in final digit, except
c Results for Earth-/Sun-pointing were
as noted.
similar.
∼ 1.7 × 10−11 m/s2 /yr, or a half life of ∼27 yr averaged
for both spacecraft.
The results of the exponential model are shown in Figure 1. The figure also shows the stochastic estimate, illustrating the similarity between the parameterized and
stochastic models. The RMS residuals of the stochastic
fit show further improvement compared to other models:
σP10 = 4.40 mHz,
σP11 = 2.02 mHz.
(3)
The results of the three-dimensional (3-D) models are
shown in Table III. For the DS data sets, acceleration
vectors that are constant in a solar system barycentric
reference frame or constant relative to the spacecraftEarth line cannot be distinguished. The estimated vector
direction is within 6◦ of the spacecraft spin axis.
We also investigated the possibility of an “onset” of
the anomaly using Pioneer 11 Saturn Approach (“SA”)
data from 1977–1979, the results of which are also shown
in Table III. While we attempted to fit a simple 1-D
Earth pointing constant acceleration, results were poor2 .
The vector model has very large errors in the x direction,
2
FIG. 1: Top panel: Estimates of the anomalous acceleration
of Pioneer 10 (dashed line) and Pioneer 11 (solid line) using
an exponential model. Second panel: Stochastic acceleration
estimates for Pioneer 10 (open circles) and Pioneer 11 (filled
circles), shown as step functions. Bottom two panels: Doppler
residuals of the stochastic acceleration model. Note the difference in vertical scale for Pioneer 10 vs. Pioneer 11.
The validity of the SA results was questioned because of the large
uncertainty in the acceleration estimates, their sensitivity to solar radiation pressure parameters, the structure of the residual
and presence of a 21 m/s maneuver. In the vicinity of this maneuver, the residual display shows residuals of 20 mHz, five times
greater than the typical residuals outside this region.
which relate to a larger solar radiation pressure effect at
these distances. The acceleration magnitude for Saturn
approach is aP11 = (4.58 ± 11.80) × 10−10 m/s2 . This
result is consistent with the acceleration estimates of the
DS phase, and thus, we cannot conclude definitively that
an “onset” exists or not (see [3, 4] for discussion).
III.
DISCUSSION
Temporal behavior: We can unambiguously confirm the
presence of an anomalous acceleration the recently recovered Pioneer 10 & 11 spacecraft tracking data, with consistent magnitudes between the two spacecraft, and also
consistent with previous results [1, 3, 6, 7].
The constant acceleration models, both 1-D and 3-D,
are essentially identical for Pioneer 10. However, for Pioneer 11, the RMS residuals improve when considering an
unknown constant force, perpendicular to the spacecraftEarth direction. This may be related to the anomalous
spin-up of Pioneer 11 [5].
Our estimates of a jerk term (1) are consistent with
earlier studies [4]. Markwardt [6] obtained an improved fit of Pioneer 10 data when estimating a jerk
of ȧP10 = −0.18 × 10−10 m/s2 /yr; also Toth [7] obtained ȧP10 = (−0.21 ± 0.04) × 10−10 m/s2 /yr, ȧP11 =
(−0.34 ± 0.12) m/s2 /yr for Pioneer 10 & 11, respectively.
The rationale for an exponential model (2) is based on
the possibility that the acceleration may be due to thermal recoil forces generated on-board. Due to degradation
of the RTG thermocouples and changes in the thermal
louver system [4], the resulting thermal recoil force could
have a half-life significantly shorter than the 87.74 year
4
half-life of the 238 Pu fuel [8], with 27 years being in the
acceptable range.
The gradually decreasing linear and exponential decay
models yield marginally improved fits when compared to
the constant acceleration model, as does the stochastic
model. The presence of maneuvers confounds our ability
to detect such terms unambiguously. The addition of
earlier data arcs, with greater occurrences of maneuvers
did not help as much as desired.
Our measure of goodness-of-fit, σν , may allow comparison of competing models using the standard F -ratio
statistic (i.e. ratio-of-variances), even if σν itself is not
a standard statistic. Preliminary results indicate that
the time variable models (linear, exponential, stochastic)
are indeed better than the simple constant models, for
both spacecraft trajectories. Future work will attempt
to quantify this improvement more rigorously.
Direction: For continuous communication, it was necessary to orient the spacecraft so as to keep the Earth
with the 3◦ of their antenna beamwidth. The Sun-probeEarth (SPE) angle remained small and varied only from
2.6◦ (1980) to 0.7◦ (2001) for Pioneer 10 and from 6.0◦
(1980) to 1.7◦ (1990) for Pioneer 11. The solar plasma
noise present in the data rendered the effort to distinguish these nearly coincident directions fruitless. There
was also a possibility that Pioneer 11 data from prior to
Saturn encounter, when the SPE angle was larger, would
allow us to distinguish between the Earth (and spin axis)
vs. Sun directions. Unfortunately, these hopes were, too,
in vain because of solar plasma noise, a malfunctioning
thruster, and frequent maneuvers. Although the Earth
direction is marginally preferred by the solution (see Table III), the Sun, the Earth, and the spin axis directions
cannot be distinguished.
We can exclude an anomaly directed along the spacecraft velocity vector. In 1980, the angle between the bestfit acceleration vector and the spacecraft velocity vector
is 8.5◦ (Pioneer 10) and 31.8◦ (Pioneer 11). This was sufficient to show that the anomaly is not directed along the
velocity vector using Toth’s orbit determination program
[7] with the Pioneer 11 DS data arc.
Onset: The Doppler data obtained using Pioneer 11
prior to its Saturn encounter are consistent with a possible onset, but the uncertainty remains large. Some,
or all, of this onset may be due to mismodeling the effects of solar pressure. However, the relative shortness
of these data arcs and the large number of maneuvers
performed during this period (including a significant trajectory correction maneuver) make it difficult to reach a
robust conclusion.
Origin: The most likely cause of the Pioneer anomaly
is the anisotropic emission of on-board heat. This fact
was recognized early on [3], leading to a detailed thermal analysis of the Pioneer 10/11 spacecraft. In a parallel effort, using recovered project documentation and
telemetry records, a highly detailed finite-element thermal model of the two spacecraft was constructed and
used to estimate the recoil force due to anisotropically
radiated on-board generated heat at various heliocentric
distances [4, 8]. A conclusive result can only be reached
by incorporating the thermal recoil force, computed as a
function of time, into the standard set of spacecraft force
models that are used for Doppler analysis [4, 9]. Such an
analysis was initiated once the extended Pioneer 10 and
11 Doppler data sets became available. The main question is whether or not a statistically significant anomalous acceleration signal still remains in the residuals after
the thermal recoil force has been properly accounted for.
Results of this meticulous study will be published soon.
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Acknowledgments
We thank G.L. Goltz, K.J. Lee, N.A. Mottinger of JPL
for their indispensable help with the Pioneer Doppler
data recovery. We thank S.W. Asmar, W.M. Folkner,
T.P. McElrath, M.M. Watkins, and J.G. Williams of JPL
for their interest, support and encouragement during the
work and preparation of this manuscript. We also thank
The Planetary Society for their continuing interest in the
Pioneer anomaly and their support. Some aspects of this
work were developed at the International Space Science
Institute (ISSI), Bern, Switzerland, for which ISSI’s hospitality and support are kindly acknowledged. This work
in part was performed at the Jet Propulsion Laboratory,
California Institute of Technology, under a contract with
the National Aeronautics and Space Administration.