Article
The idea of constitutive
order in ethnomethodology
European Journal of Social Theory
2014, Vol. 17(4) 479–496
ª The Author(s) 2014
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DOI: 10.1177/1368431013516057
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Andrei Korbut
National Research University Higher School of Economics, Moscow, Russia
Abstract
Despite its frequent appearances in sociological textbooks, dictionaries and theoretical
opuses, ethnomethodology is still one of the most misunderstood and undervalued
domains of sociological inquiry. This is particularly evident in the case of the central
sociological question: social order. Harold Garfinkel, the founder of ethnomethodology,
provided a unique answer to the question of order. His answer emphasized a contingent,
situated character of constitutive practices of local order production. Initially a response
to Talcott Parsons’ question about the conditions of the stability of social order, Garfinkel’s conception of constitutive order was later radicalized and used as the foundation
of the programme of empirical ethnomethodological studies. To properly understand
the radical character of the conception and programme, it is necessary to reveal the core
elements of it and to separate them from the historically changed components.
Keywords
ethnomethodology, Garfinkel, Parsons, Schütz, social order
The problem of social order is one of the defining problems of sociology. Its various
solutions form one of the underpinnings of sociology’s development as a discipline.
According to Percy S. Cohen, ‘sociological theory centers around the problem of social
order’ (1968: 18). Alexander (1982), Skidmore (1979), and Wrong (1994) show that
every sociological tradition offers its own answer to the question of the nature of social
order and implements a certain vision of the order in its methodological and research
apparatus. Ethnomethodology, which initial principles were formulated by Harold Garfinkel and his associates in the United States in the 1950 and 1960s, proposed its own
Corresponding author:
Andrei Korbut, Centre for Fundamental Sociology, National Research University Higher School of Economics,
Office 402, 12 Petrovka Street, Moscow, Russia 107031.
Email: korbut.andrei@gmail.com
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conception of the social order, which may be called ‘constitutive’.1 This conception provided an alternative to the approaches to social order that had dominated the sociology of
the time by highlighting the contingent, situated character of social action. Nevertheless,
the ethnomethodological idea of social order was not recognized as a real alternative, so
that even today its meaning for sociological theorizing and studies remains mostly
undeveloped.
There are two reasons for the lack of attention to the ethnomethodological idea of
social order. First, many critics of ethnomethodology associate it with one of the wellknown sociological traditions (most often interactionism, phenomenological sociology,
and microsociology) and therefore ascribe alien theoretical principles and assumptions to
it. Second, the practice of theorizing has a marginal position inside ethnomethodology
because ethnomethodologists claim to profess a radically empirical stance towards social
phenomena. However, the problem of order has always been of fundamental interest for
Garfinkel, whose works throughout his career contain not only a collection of concrete
empirical studies, but also a network of concepts that are used to prove the necessity of
radical empirical studies of social order and to show the critical shortcomings of the
existing sociological enterprise.
After the 1967 publication of the most famous of Garfinkel’s works, Studies in
Ethnomethodology, the ethnomethodological conception of order immediately became
the subject of analysis by social scientists, but in most cases, this analysis was based
on a misunderstanding of the basic principles underlying the conception. The most
common was the interpretation of it as subjectivistic or individualistic. In the critical
works by Gouldner (1970: 390–5), Bauman (1973), Coser (1975), Gellner (1975), and
Alexander (1987: 257–80), ethnomethodology is considered one of the ways to study the
inner meanings that actors impose on other people, current events, and surrounding
objects. However, such an individualistic interpretation is inconsistent with the ethnomethodological interest in the practical orderliness of ordinary actions which cannot
be reduced to the interpretive activities of actors.
The attempts to conceptualize the idea of social order shared by ethnomethodologists
inside ethnomethodology itself are also mostly unsatisfactory. In review works by Heritage (1984) and Sharrock and Anderson (1986), the problem of order, though recognized
for its paramount importance, receives little attention. Zimmerman and Wieder (1970),
Mehan and Wood (1975), Leiter (1980), and Benson and Hughes (1983) treat the ethnomethodological notion of social order in terms of Schütz’s phenomenological sociology
and Cicourel’s cognitive sociology, arguing that, for ethnomethodology, social order
consists of practices of creating the appearance or sense of order. This understanding,
however, appeals to the structures of everyday consciousness—an interest that can only
be found in some of the early works of Garfinkel.
In terms of an ethnomethodological explication of the conception of constitutive
order, the most productive are the works of Eric Livingston (1987: 12–18; 2008:
123–30) and Anne Rawls (1987, 1989a, 1989b, 2009, 2010, 2011). Livingston distinguishes two kinds of sociological approaches to social order: ‘sociologies of the hidden
social order’ and ‘sociologies of the witnessable social order’ (2008: 124). In the first
case, social order is considered to be hidden behind the observable details of members’
actions, while, in the second, it consists of actions themselves and therefore can be
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directly observed. Sociologies of the hidden order—that is, the majority of sociological
approaches—inevitably face the problem of method, since access to the hidden order can
be obtained only through special procedures. Order is not available to ordinary members
of a society, but only to professional sociologists. Sociologies of the witnessable order,
including ethnomethodology, are based, instead, on the idea that orderliness of behaviour
is available not only to sociologists, but also to ordinary actors. Moreover, sociologists
can only access it initially as ordinary actors and only then as professionals. With this
distinction Livingston captures a very important element of the ethnomethodological
conception of order, though he highlights only one aspect. There are others, for example,
the procedural character of order production. Livingston’s idea can serve as a starting
point for the conceptualization of the ethnomethodological notion of order, but should
be expanded and refined.
A more sophisticated and coherent conceptualization of social order in ethnomethodology can be found in the works of Anne Rawls. Rawls argues that the ethnomethodological notion of social order covers two forms of order: ‘one of these corresponding with
the constitutive nature of face-to-face interaction and the other with the accountable and
rule-‘‘governed’’ nature of institutions’ (1989b: 147). There is constitutive order and
there is institutional order. The former is based on the constitutive practices of producing
meanings. The latter is based on ‘retrospective institutional accountability frameworks’
(Rawls, 1989a: 15). Social institutions cannot be reduced to sets of interactions, but at the
same time interaction cannot be reduced to the enactment of institutional norms and values. Rather, according to Rawls, locally occurring interactions and institutional realities
limit each other.
Rawls’ notion of two social orders suggests that ethnomethodology does not take any
side in the agency/structure, micro/macro, private/public debates. Ethnomethodology
takes a ‘middle ground’ (Rawls, 1989a: 5), i.e. it demonstrates how institutional structures are reproduced in the immediate interactions and how immediate interactions are
institutionalized and structured. Later Rawls put the idea of the two orders in a much
broader context than just the studies of everyday activities. In a sense, Rawls is turning
back to Hobbes’ socio-political treatment of order and claims that these two types of
order correspond to two types of social organization: pre-modern and modern. From her
point of view, modern societies are characterized by the strengthening of constitutive
orders and the weakening of institutional orders. As a result of this expanded interpretation of two orders, Rawls comes to the conclusion that constitutive order is a condition
of the possibility of modern societies based on the division of labour and democratic
values:2 ‘the idea of constitutive interaction order and of self and sensemaking resting
on a working consensus offer[s] a new way of understanding social order, social facts,
social persons, and their relationship to social institutions in modern differentiated
societies that hope to be democratic’ (2010: 118). For Rawls, Garfinkel’s ethnomethodology (as well as Sacks’ conversation analysis and Goffman’s interaction sociology)
elaborates the concept of constitutive order as an order of immediate interactions,
whose structuring principle lies inside interactions themselves and is not imposed on
them by the institutions. Institutions only offer and establish a variety of ways of
accounting, explaining, and justifying locally emerging orders and thus of limiting
them.
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Despite being the first who offered a rather coherent vision of the ethnomethodological conception of constitutive order, Rawls developed this vision in directions that
restrict its applicability in the analysis of the ethnomethodological views of order. First,
the very separation of two types of order contradicts the basic intuition of ethnomethodology. When Garfinkel writes about the ‘accountability’ of social actions, it seems that
he does not imply that there is some institutional order that imposes restrictions on naturally occurring interactions. After all, how can institutional order limit a constitutive
one? Reifying institutional order, Rawls undermines the idea of social order’s locality
or situatedness.3 Second, seeing no differences between ‘rules, expectations or preferred
orders of action’ (Rawls, 2009: 510), Rawls actually supports an early, interpretativistic
view of the ethnomethodological conception of order because order is related here to
unobservable expectations and rules that ‘govern’ behaviour and constitute a stock of
everyday knowledge. Finally, Rawls treats social order as order of a certain type of society. Local actions of direct meaning negotiation are considered an example of practice
characteristic of modern social relations. Constitutive order turns out to be not only a
specific order of interaction, but simultaneously a public order or a societal order. In
other words, Rawls tries to return a sociological understanding of the problem of order,
formulated by Parsons and radicalized by Garfinkel, to the mainstream socio-political
understanding of the possibility of a certain type of society.
The above analysis shows that there is a lacuna in sociological literature concerning
the ethnomethodological conception of order. The lacuna is widened by the fact that this
conception is very different from other sociological conceptions. The ethnomethodological ‘solution’ to the problem of order is, according to Michael Lynch (2000: 59), rather
its ‘dissolution’. Ethnomethodology proposes considering any topic of order as a phenomenon of order. Consequently, a theoretical discussion of the conception of social
order in ethnomethodology can be justified only by the need to show through theoretical
argument—in addition to tutorials and empirical studies—that sociology’s task is to
describe the phenomenal properties of social organization.
Of course, the vision of social order in ethnomethodology did not remain constant
throughout its development. Although this vision was and still based on the fundamental
intuition of constitutive order, some elements of the conception did change. In general,
there are two distinguishable stages in the formulation of this conception in ethnomethodology: (1) the stage at which the problem of perceived normality as a basis of the order
was outlined; and (2) the stage at which social order was studied in its concrete local
organizations. By revealing the changes in ethnomethodological understandings of
order, we can evaluate the stable core of these understandings. I will show how the idea
of constitutive order has emerged at the first stage of the development of ethnomethodology and which elements of this idea remained unchanged and which were transformed at
the second stage. To do so, I will rely primarily on the works of Harold Garfinkel as the
most consistent attempt to conceptualize social order in ethnomethodology.4 Of course,
given ethnomethodology’s radical empirical orientation, it would be, perhaps, more consistent to first of all analyze actual ethnomethodological studies. Although fruitful and a
necessary step in the analysis of the ethnomethodological view of order, this step cannot,
however, replace the theoretical and historical reconstruction of Garfinkel’s conceptualizations of order, since his ideas form the common background to all empirical
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ethnomethodological work. Empirical investigations in ethnomethodology should be
faithful to the phenomena studied, but the reasons for this phenomenal faithfulness were
suggested by Garfinkel.
Perceived normality as a constitutive feature of order
The idea of constitutive order was originally inspired by two sociological traditions:
Talcott Parsons’ theory of social systems and Alfred Schütz’s phenomenological sociology. As Parsons’ graduate student, Garfinkel inherited his interest in the definitive properties of stable social order. At the same time, being heavily influenced by Schütz, with
whom he corresponded and met a number of times, Garfinkel was trying to use the phenomenological interest in the ordinary properties of social action as a starting point for
the correction and development of Parsons’ conception. This ‘development’, however,
has produced a conception which in some respects has diverged from the Parsonian line.
Therefore, we have to consider what Garfinkel borrowed from the two theorists and why
both approaches were superseded subsequently by the different interests.
In his early works,5 Garfinkel (1952, 1962, 1963) focused on the constitutive properties of social actions or, as he called it, the ‘constitutive order of events’ (Garfinkel,
1963). His interest in this problem was stimulated primarily by the phenomenological
tradition in philosophy and sociology. In this regard, it is necessary to refer to another
important figure—phenomenologist Aron Gurwitsch, whose works were of fundamental importance to the development of the notion of constitutive order. Gurwitsch,
Schütz’s lifelong friend, elaborated on what he called ‘constitutive phenomenology’
(Gurwitsch, 2009a, 2010). The main analytical focus of constitutive phenomenology
is how the world, in which humans live, is constituted and, therefore, how the knowing
subject relates to the object of his/her knowledge. The basic idea of constitutive phenomenology is:
It is in acts of consciousness that the object unfolds and discloses itself for what it is to the
subject who becomes conscious of it. Such are the acts of consciousness which, by dint of
conferring on the object its nature, structure, and sense of being, have a constitutive function
in relation to it. We may thus regard the object as the correlate of a group of acts corresponding to it, or, reciprocally, we can consider that group of acts as the equivalent of consciousness of the object. (Gurwitsch, 2009b: 309–10)
Garfinkel borrows the principle of equivalence between object and acts of consciousness
directed at it from Gurwitsch, but gives this principle a sociological treatment, replacing
‘object’ with ‘social order’ and ‘acts of consciousness’ with ‘everyday social actions’.
That is how the first fundamental thesis of the ethnomethodological conception of
constitutive order appeared:
Social order consists in methods of its production.
The term ‘ethnomethodology’ was devised initially, according to Garfinkel (Hill and
Crittenden, 1968: 5–11), to name a study of ‘methodologies’6 used by juries. As a
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participant of the project on juries’ decision-making in 1953–54, Garfinkel found that
they use, and require from each other, the specific ways of evaluating and describing the
correctness, adequacy, impartiality, consistency, or validity of the actions accomplished
in the jury room. Therefore, the emerging order is not simply a result of acts committed
by the participants, but consists of exhibition and analysis of specifically ordered properties of one’s own and others’ acts. These properties are characterized by two features:
(1) they are everyday, common sense, and taken for granted; and (2) they are stable,
repeatable, and reproducible. Garfinkel discovered the formulation of these features and
the primary efforts to describe and explain them in the works of Schütz and Parsons,
whose theoretical solutions focus, respectively, on the issue of everyday life and the
issue of stability.
Schütz’s initial point is that, unlike the physical world, the social world
has a particular meaning and relevance structure for the human beings living, thinking, and
acting therein. They have preselected and preinterpreted this world by a series of commonsense constructs of the reality of daily life and it is these thought objects which determine
their behavior, define the goal of their action, the means available for attaining them . . .
(1953: 8)
Social scientists have to deal with an already mastered and understood world, and therefore their constructs are ‘constructs of the second degree’ based on everyday ways of
understanding and acting. These second-degree constructs are created in accordance
with the rules of scientific procedure, but they are founded on a routinized world taken
for granted by its participants. In his works, Schütz describes various aspects of this
world, which in one way or another relate to the essential problem: the constitution of
common, shared understandings regardless of the unique experiences and biographical
situation of each individual. Schütz solves this problem by devising what he calls the
‘general thesis of reciprocal perspectives’ (1953: 8). This thesis consists of two components: the idealization of the interchangeability of the standpoints:
I take it for granted—and assume my fellow-man does the same—that if I change places
with him so that his ‘here’ becomes mine, I would be at the same distance from things and
see them in the same typicality as he actually does; moreover, the same things would be in
my reach which are actually in his. (All this vice versa.) (Schütz, 1953: 8)
and the idealization of the congruency of the system of relevances:
Until counter-evidence I take it for granted—and assume my fellow-man does the same—
that the differences in perspectives originating in my and his unique biographical situations
are irrelevant for the purpose at hand of either of us and that he and I, that ‘We’ assume that
both of us have selected and interpreted the actually or potentially common objects and their
features in an identical manner or at least an ‘empirically identical’ manner, namely, sufficient for all practical purposes. (Schütz, 1953: 8)
Garfinkel used the thesis of reciprocal perspectives as the key to understanding the
constitutive properties of social order, as this thesis refers to the conditions of social
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order that are not dependent on its ‘content’: reciprocal perspectives can be discovered
in any activity. Moreover, this thesis allowed Garfinkel to explain the stability of the
social order, which, though formulated as a problem by Parsons, had not received
a satisfactory explanation in Parsons’ theory (or rather, had been only partially
explained).
Parsons’ views of the social order, despite overall changes in his theoretical framework, remained relatively stable throughout his career. Starting with The Structure of
Social Action ([1937] 1949) and extending to his later meta-theoretical works, Parsons
grounded his understanding of social order on the notion of ‘normative orientation’.
In The Structure of Social Action, he described the units of action systems which
included: ‘actor’, ‘end’, ‘situation’ and ‘normative orientation’ (Parsons, [1937] 1949:
44). The ‘normative orientation’ is a culturally provided basis for selecting one of the
alternative means of achieving the end. In this regard, Parsons suggests ([1937] 1949:
91–2) that stable social order is possible only where there is also a normative order in
addition to the factual order of human actions. Later, in The Social System (1951), Parsons clarified the additional features of the ‘normative orientation’:
It is inherent in an action system that action is, to use one phrase, ‘normatively oriented’.
This follows, as was shown, from the concept of expectations and its place in action theory,
especially in the ‘active’ phase in which the actor pursues goals. Expectations, then, in combination with the ‘double contingency’ of the process of interaction as it has been called,
create a crucially imperative problem of order. Two aspects of this problem of order may
in turn be distinguished, order in the symbolic systems which make communication possible, and order in the mutuality of motivational orientation to the normative aspect of expectations, the ‘Hobbesian’ problem of order.
The problem of order, and thus of the nature of the integration of stable systems of social
interaction, that is, of social structure, thus focuses on the integration of the motivation of
actors with the normative cultural standards which integrate the action system . . . (1951: 36)
This passage suggests that stable features of action are determined by the motivational
orientation to the social standards. Social structure, as a stable system of social interactions, implies people’s acceptance of such standards and their use of them as conditions
for the reproduction of the action system. Garfinkel borrows the general framework of
the problem of social order, as connected to the question of the stability of social actions,
from Parsons. However, Garfinkel shows that Parsons’ solution is deficient since it is not
clear what the conditions of the ‘motivation of actors’ are, i.e. what constitutes norms as
norms in the actors’ eyes. Later Parsons recognized this problem, indicating that we
‘depend tremendously on the kind of mutuality of expectations and trust that is involved
in the operation of these generalized mechanisms [i.e. state]’ (1968: 384). Here, references to ‘mutuality of expectations’ and ‘trust’ are obviously stimulated by Garfinkel
who studied expectations and trust in his famous ‘Trust’ paper (1963). In this paper, containing the basic principles of the conception of constitutive order as it is formulated at
the first stage of the development of ethnomethodology, Garfinkel attempted to apply
Schütz’s thesis of reciprocal perspectives in order to discover the conditions of the reproducibility of social action.
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The starting point of the ‘Trust’ paper is the analysis of games and, in particular,
chess. Garfinkel distinguishes, along with the basic rules of the game which define any
given game as a particular kind of game, a set of preference rules7 and a series of ‘constitutive expectancies’. These constitutive expectancies are:
1. From the standpoint of a player, from alternative territories of play, numbers of
players, sequences of moves, and the like, they frame a set that the player expects
to choose regardless of his desires, circumstances, plans, interests, or consequences of choice either to himself or to others.
2. The player expects that the same set of required alternatives are binding upon the
other players as are binding upon him.
3. The player expects that, as he expects the above of the other person, the other
person expects it of him (Garfinkel, 1963: 190).
As we can see, the ‘constitutive expectances’ are largely restatements of Schütz’s thesis
of reciprocal perspectives, but, unlike Schütz, Garfinkel says that they are assigned to a
series of interrelated events which he calls ‘the constitutive order of events of the game’
(1963: 191). It is these constitutive expectancies that provide the stability of order and
the motivated agreement with it. Thus, Garfinkel finds in Schütz the solution to the Parsonian problem of social order. However, when he transfers this solution from the
domain of games to the domain of everyday life, it entails a full redefinition of the very
idea of order. Parsons viewed stable social order as primarily normative, but Garfinkel
cannot appeal to normative orientation. Garfinkel cannot do this for two reasons. The
first is that norms themselves need to be explained. The second reason is stated by Garfinkel in the following manner: ‘current conceptions of the conditions of social order
stress in common as a critical condition of a stable social order the extent to which rules
are sacredly regarded’ (1963: 198). ‘Current conceptions’ seem to include, first of all and
most importantly, Parsons’ conception,8 but not Schütz’s, since Schütz shows the way
out of the impasse of sacralization; this way is connected with the fact that constitutive
expectancies, as a basis of social order, make it possible to consider order as something
taken for granted, something ‘perceivedly normal’ (Garfinkel, 1963: 188). Social order
exists not because society’s members sacralize norms but because they make their own
and others’ actions visibly normal. This evident normality, in turn, presupposes the ordinary methodological availability of actions, the possibility for members of a society to
analyze them as consistent, coherent, adequate, reasonable, or logical.
The constitutive conception of order is illustrated in the ‘Trust’ paper with a series of
‘experiments’ that made Garfinkel famous, though at the same time significantly complicated a proper understanding of the conception. Garfinkel himself, or with the help
of his students, carried out a number of ‘interventions’ into everyday situations, designed
to breach constitutive expectancies. For example, he asked his students to engage their
relatives or friends in conversation while asking for clarification of the most trivial
remarks, such as ‘How are you?’ (‘‘What do you mean by ‘‘How are you?’’?’’). Commentators have interpreted these experiments as proving that social interactions are
based on tacit rules or norms whose violation causes confusion, bewilderment, and
anger. However, Garfinkel himself regarded his experiments as a proof of the importance
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of constitutive expectancies for the reproduction of stable social order involving the
reproduction of the observable normality of the actions.
The focus on the perceived normality allows the formulation of the second main principle of the ethnomethodological conception of constitutive order:
Social order is observable.
People perceive their own and others’ actions not ‘through’ the norms (which allegedly
govern their behaviour and make it meaningful) but from within these very actions.
The resulting social order is available to participants in the details of the accomplished
acts. People orient not to the norms or values, but to the observable features of activities.
Garfinkel differs in this regard from Gurwitsch. Gurwitsch assumed that the object and
acts of consciousness directed at it cannot be identical because (1) in each of these acts,
the object appears in a certain respect, but at the same time we perceive it in its totality;
(2) these acts can be numerous, but the object they constitute is one and self-identified;
and (3) the object’s physical temporality does not correspond to the phenomenal temporality of its experiences (Garfinkel, 2009b: 310–11). Garfinkel suggests the identity
of the social order and of the actions of its production. Social order is not hidden behind
the actions, as we would have to admit if we understood it primarily as a normative order.
There is order in actions themselves.
The constitutive observability of social order undermines the claims of sociologists
that only scientific sociological methods can reveal regular features of people’s activities. Instead, Garfinkel emphasizes that it is members who are entitled both to produce
and to recognize order in everyday situations. Members cannot but make their actions
understandable ‘at a glance’; that is, they have to produce them reflexively, so that their
descriptions can be a part of the settings they describe. This reflexivity means that in
observing ordinary scenes, people see them as already ordered, and in ordered ways.
Members do not need to infer from ‘the raw data’ that there is order in everyday settings.
It is there, available for description, conversation, evaluation, analysis, and display, both
by sociologists and by members of a society.
Thus, the first two fundamental principles of the conception of constitutive order in
ethnomethodology have been formulated as a result of attempts to solve the problem
of the stability of social order by revealing the mechanisms of everyday social action.
In doing so, Garfinkel had to overcome the limitations not only of Parsons’ approach,
but of Schütz’s approach too (though Parsons himself considered Garfinkel a ‘follower’
of Schütz (Grathoff, 1978: 123)). If the overcoming of the idea of normative regulation
of actions can already be found in the ‘Trust’ paper, the rejection of the thesis of reciprocal perspectives as the basis of stable order was determined by more complex problems with Schütz’s arguments. Schütz believed that the world of everyday life is one of
the many worlds. These worlds, being the modifications of the ‘natural attitude’ of
everyday life, are different from the ordinary world and constitute separate ‘finite provinces of meaning’ (Schütz, 1945). Garfinkel, however, suggesting that ‘constitutive
properties extend to everyday events’ (1963: 198), proposes studying the everyday constitutive order of all activities, including ones that Schütz believed to be non-everyday
(for example, scientific theorizing). The second problem with Schütz’s conception is that
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he tried to solve the problem of order primarily in a theoretical fashion. The theoretical
status of the solution means that it presupposes a universal answer, i.e. a conception of
social order which applies to any social action. But Garfinkel discards this universalizing
attitude, thereby rejecting the possibility of a purely theoretical analysis of social order.
Third, Schütz’s approach leads to the impasse of subjectivism. Garfinkel, trying to continue Schütz’s line, turns to how actors react to each other’s activities in specific situations and what kind of expectations they bring to these situations. As a result, one can get
an impression that he, like Schütz, analyzes the ‘world seen from an actor’s perspective’.
But if this is applicable to Schütz’s conception,9 this is not applicable to Garfinkel’s studies. Garfinkel focuses on the details of specific actions, rather than on the actors.
These problems create three serious difficulties for Garfinkel as a researcher of social
order. They may lead to the interpretation of his conception as limited by the segment of
face-to-face social interactions, as proposing a system of abstract concepts to describe
real social structures, and as reconstructing actors’ interpretive activities. All three interpretations miss the initial intuition that underlies the conception of constitutive order. In
response to these difficulties, Garfinkel added to the ethnomethodological conception of
constitutive order three supplementary principles which can be put under the rubric of
‘order spelled with an asterisk’.10
Order spelled with an asterisk
The notion of ‘order spelled with an asterisk’, or ‘order*’, appears in Garfinkel’s later
works (1988, 2002) as an illustration of what he calls ‘tendentious’ use (2002: 99). Garfinkel adds an asterisk to the words that he thinks should ‘correct’ a reader’s understanding, that is, tell him/her something different from what he/she expects to hear. This can
be familiar vernacular words or some technical terms, but in either case they gain their
intelligibility from the studies of which the word spelled with an asterisk is a part. Put
another way, the meaning of the word spelled with an asterisk should be clarified not
on the basis of the reader’s prior understandings (even if the reader is a fellow ethnomethodologist), but on the basis of the research context where the asterisked word is used
and made intelligible. In this regard, the term ‘order*’ should be read as referring both to
the entire corpus of ethnomethodological studies, since all ethnomethodological studies
deal with social order, and to the specific studies that describe a particular order of concrete practices. In relation to the entire body of ethnomethodological investigations,
‘order*’ serves as a ‘collector and a proxy . . . for any topic of reason, logic, meaning,
proof, uniformity, generalization, universal, comparability, clarity, consistency, coherence, objectivity, objective knowledge, observation, detail, structure, and the rest’
(Garfinkel, 2002: 118). These ‘clarifications’ point to the problems that may become a subject of interest for those who want to study order. However, in relation to particular ethnomethodological studies ‘order*’ refers to these problems not as topics for analysis,
but as an observable phenomena for investigation. Garfinkel states that ‘every topic of
order* offers to Ethnomethodological study its candidacy to a search for a phenomenon
of order* as an achievement in and as of practical action’ (2002: 170). This phrase of Garfinkel, like many other passages in his later works, requires some ‘deciphering’. It means
that each topic of order, formulated as such, can be considered ethnomethodologically as a
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theme that glosses an area where one can search not for the illustrations of the topic, but for
the phenomena of order produced in practice. For example, if we take the topic of ‘logic’,
its ethnomethodological study would raise the question of what the logic is as a practical
achievement of particular ‘members’. How do people evaluate the logicality or illogicality
of certain actions? Who are these people? What methods do they use to evaluate and
describe actions as logical or illogical? ‘Logic’ here is not a general property of any action,
but an observable phenomenon.11 The same questions can be asked in relation to any conventional topic of order*.
This phenomenal orientation confirms the proximity between ethnomethodology and
phenomenology (as represented by Aaron Gurwitsch and Maurice Merleau-Ponty), but
in ethnomethodology the notion of phenomenality undergoes a certain transformation.
For Garfinkel, the problem of social order cannot be connected to the problem of the constitution of objects in the acts of consciousness of the subjects who communicate to each
other on the ground of implicit assumptions and typifications. The phenomena of order
are produced in common, but the property of ‘commonality’ is not a constitutive one.
This is a fundamental break with the socio-phenomenological tradition of Schütz,
adopted by Garfinkel earlier. If Schütz postulated a thesis of reciprocal perspectives to
refer to such a commonality as a defining feature of the social world, Garfinkel now considers the issue of commonality as a practical question of the concerted activities of those
who produce the phenomena of social order. This raises the question: if concertedness is
not based on the mutual expectations (as for Schütz) or normative orientations (as for Parsons), how is it possible? In other words, what are the grounds of the ‘social’? The concept
of ‘order*’ implies that these grounds may be only situational, i.e. order acquires the properties of stability and of reproducibility only to the extent that particular situations (rather
than typifications or action systems) are produced and reproduced. Therefore, the next
principle of the ethnomethodological conception of constitutive order follows:
Social order is a situated order.
Order’s situatedness means that every single ordered action is related directly to other
actions within a current situation, and not to suprasituational ‘norms’, ‘rules’, ‘symbols’,
‘typifications’, ‘interpretations’, ‘codes’, or ‘signs’. Order emerges as a phenomenon of
action sequences. What is happening is made understandable and reportable (accountable) through the co-ordination of current action with previous and subsequent activities,
and not through the use of an interpretation scheme (such as frame, tacit knowledge,
habitus, and so on). Here is the source of ethnomethodology’s demand for detailed analysis. Details are constitutive features of the situation that participants orient to. Any situation acquires orderliness in details of its accomplishment. This situation, however,
should not be understood as an ‘objective environment’ of social action. Rather, it is
more similar to the ‘workplace’ of the action since action unfolds in the situation, by the
situation and as the situation. The situation should be understood as an arrangement of
details with no external principle of connecting them. Garfinkel uses the vocabulary of
Gestalt theory, adopted by Gurwitsch and Merleau-Ponty, to describe social order as a
‘phenomenal field’ and a ‘figuration of details’. There is no space in this article to
describe the Gestalt properties of constitutive order as Garfinkel views them, however,
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it should be noted that Gestalt theory is of great relevance for the ethnomethodological
conception of order since it shows how people can exercise a ‘direct understanding’
(Köhler, 1947: 246) of current orderliness without applying any principles external to
this order.
Emerging as an effect of the sequences of action, every situation has an inherently
temporal structure. This temporal structure develops in time as people make attempts
to concert their actions. Rawls calls Garfinkel’s conception of time a ‘sequential time’
where ‘sequential time’ is ‘an intrinsic ordering principle that creates a relationship
between the parts of ongoing interaction moving forward’ (Rawls, 2005: 171). This
means that the ethnomethodological view of social order presupposes time as a constitutive feature of ordinary actions. Order appears only as time, i.e. the ordering of actions,
goes by. Social situations are not enclosed episodes, but temporally unfolding enactments of the participants.
The situational character of social order also means that the phenomena of order can
be described only when and where they are produced, that is, they are specific to a particular domain. Thus:
Social order is domain-specific.
Social order is inseparable from the practices by which it is produced. It can be said about
chess that while playing chess, players do not create an order-in-general, but an order
particular to a game of chess. This order constitutes a game of chess specifically as a
game of chess, and not as an example of broader social order mediated by some type
of cultural symbols. What’s more, these domain-specific phenomena of order can be discovered everywhere: ‘inquiries of every imaginable kind, from divination to theoretical
physics, claim our interest as socially organized artful practices’ (Garfinkel, 1967: 32).
In contrast to Schütz, for whom the difference between divination and theoretical physics
was so profound that he admitted the possibility of experiencing a shock when switching
from one to other, Garfinkel says that we have to explore any practice as an ordinary,
taken-for-granted, skilful way of producing social order.
This observation poses the question of who produces the phenomena of situational
order. Most (if not all) sociological traditions view actors in terms of the place they
occupy in the social structure. Whatever the postulated source of the actors’ identifying
characteristics (we can say that actors obey social rules or we can say that actors orient
toward the reactions of the immediately present others), the phenomena are considered
as derivatives of the actors’ characteristics determined by a broader social context. The
order, in this sense, is enacted through the actors, because it is not observable. Even if
social scientists notice any apparent forms of order (for example, the orderliness of traffic on a highway), these forms always require a further sociological explanation as they
do not speak for themselves. In ethnomethodology, the relationship between actors and
the phenomena of order produced by them is reversed. According to Garfinkel, ‘the phenomenon exhibits its staff as a population’ (2002: 185). This statement can be ‘translated’ into the following principle:
Social order specifies its production staff.
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From an ethnomethodological point of view, producers of social order acquire identifying characteristics depending on their involvement in its production. They do not have
these properties a priori, i.e. one cannot say that drivers create a particular order
(‘traffic’). A ‘driver’ becomes a ‘driver’ insofar as he/she exhibits for other ‘drivers’
his/her ability to methodically produce and evaluate the phenomena of local order. The
accomplishment of these phenomena in observable actions makes it possible to identify
some population as this population producing this phenomenon. As a result, certain
people can identify themselves as a cohort of ‘drivers’, but always in a situational sense,
as a phenomenal population that produces the observable order in the traffic here and
now. In other words, people can be described as ‘drivers’ (or ‘diviners’, or ‘sociologists’,
or ‘theoretical physicists’) only in relation to the phenomena of order produced by them
and not in relation to the norms and rules that they allegedly follow. These phenomena of
order provide the stable features of social action because, with the change of the staff of
the particular phenomenon, order continues to be produced and displayed, exhibiting,
among other things, its staff as a population. Drivers change, traffic remains.
It may be seen that the transition from the first formulation of the conception of constitutive order, built on the opposition of ‘normative’ and ‘normal’, to the second formulation, expressed in the formula ‘order spelled with an asterisk’, presupposes a
radicalization of the empirical claims of ethnomethodology. These five principles allow
one to speak of the ethnomethodological conception of social order not as a theory in the
strict sense but as a kind of instruction. Instead of being another way of describing social
phenomena, it delineates the principles of their investigation. Although the conception of
constitutive order is still a conception, i.e. a network of ideas and concepts, its every
topic should be re-specified as an observable phenomenon.
Conclusion
I have examined the main principles of the idea of constitutive order formulated in ethnomethodology. I have attempted to show that, though the views of Harold Garfinkel, as
the most consistent theorist of the social order in ethnomethodology, evolved with time,
the initial intuition remained the same. As Parsons’ student, Garfinkel inherited the latter’s interest in the problem of the stability of social order, but was not completely satisfied with the decision that Parsons proposed—the conception of normative order. In the
attempt to enhance Parsons’ solution, Garfinkel turned to Alfred Schütz, whose ideas
helped Garfinkel to formulate the first two principles of the conception. Garfinkel
replaced the notion of normative orientation as the basis of social order with a notion
of perceived normality based on common-sense constitutive expectancies. However, further articulation of the idea of constitutive order made it necessary to part with Schütz’s
ideas because Schütz considered everyday life as a separate domain of meaning and
reduced the problem of concerted actions to the problem of actors’ interpretations of
each other’s behaviours. As a result of this shift, Garfinkel suggested considering order
as something that can only be formulated as a phenomenon for empirical investigation.
Conventional sociology views social order as a series of topics, while ethnomethodology
describes a local phenomena of order.
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I have concentrated on the connections between the ethnomethodological idea of constitutive order and the circle of ideas formulated by Parsons, Schütz, and phenomenological philosophers. I have ignored other related approaches, for example, Wittgenstein’s
analytic philosophy and Goffman’s interactional sociology. This does not mean that I
find these traditions unimportant for the development and current state of the ethnomethodological conception of order. The parallels and divergences between ethnomethodology and these approaches can be significant, but the goal was to analyze the
development and main principles of the idea of constitutive order as they were informed
by Garfinkel’s discussions and readings of a number of scholars who left their mark on
his works. Parsons, Schütz and phenomenologists, I think, left the deepest marks, but, of
course, there are other marks too and they are discoverable.
I have presented my argument historically. I have reviewed the basic principles of the
ethnomethodological conception of constitutive order as formulated over the course of
Garfinkel’s intellectual evolution. But these principles are important as facilitators of
sociological perception, and in this function they can be very useful for current social
studies. It seems that the ethnomethodological conception of constitutive order contains
unique resources that can contribute a lot to contemporary sociology.
Acknowledgements
I would like to express my deepest gratitude to Anne Rawls for providing invaluable insights into
Garfinkel’s ideas. Of course, I take responsibility for the exposition and arguments expressed in
this article. In fact, it is possible that she will disagree with every point made here. I also want
to thank Svetlana Bankovskaya for being a pilot in the ocean of sociological theory. Support from
the Basic Research Program of the National Research University Higher School of Economics is
gratefully acknowledged. Finally, I would like to express my gratitude to anonymous reviewers
who helped sharpen my arguments and faultlessly detected its weaknesses.
Notes
1. The term ‘constitutive order’ was introduced by Garfinkel in his paper, ‘A conception of, and
experiments with, ‘‘trust’’ as a condition of stable concerted actions’ (1963). Later Anne
Rawls (2009, 2010) turned this term into a proxy of the ethnomethodological conception of
social order as such.
2. Kim (2003) sustains a different vision of modern society, but he, too, suggests that Garfinkel
described an order of modernity.
3. Sharrock also criticizes the idea of two orders, but on the different grounds (1999: 132–4).
4. Moreover, initially the problem of constitutive order was formulated solely by Garfinkel.
5. Michael Lynch (1993) calls them ‘protoethnomethodological’.
6. The term ‘methodology’ can also be partially traced back to phenomenological tradition. One
of the works that Garfinkel heavily draws on in this first stage was phenomenologist Felix
Kaufmann’s methodology of the social sciences, in which ‘methods’ were viewed as a ‘habits
of thought’ (1958: 43).
7. Although there is no corresponding reference in Garfinkel’s paper, the distinction between
‘basic’ rules and ‘preference’ rules was first proposed by Kaufmann (Kaufmann, 1958: 44).
8. It must be admitted here that Garfinkel, perhaps, would not agree that Parsons’ conception
presupposes the sacred character of social rules since in the ‘Trust’ paper there is no clear
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493
distinction between ‘normativity’ and ‘normality’. I think, however, that this distinction is in
operation there, and it is so critical that it makes impossible to reconcile Parsons’ and Garfinkel’s conceptions. Moreover, it is necessary to note that the normative view of social order was
developed not by Parsons alone. Parsons’ approach is the quintessence of the widespread
belief in the normative character of stable social actions. For instance, such a completely different researcher as Erving Goffman says: ‘Briefly, a social order may be defined as the consequence of any set of moral norms that regulates the way in which persons pursue objectives’
(1963: 8). As we can infer, Goffman not only supports Parsons’ normative view of social
order, but also considers norms in a Parsonian way, as a culturally determined choice among
alternative means of achieving ends.
9. At least, passages like ‘social sciences have to deal with human conduct and its common-sense
interpretation in the social reality . . . Such an analysis refers by necessity to the subjective
point of view, namely, to the interpretation of the action and its settings in terms of the actor’
(Schütz, 1953: 27) allow us to admit that such an interpretation is justifiable.
10. The apparent shift in Garfinkel’s thinking in the late 1960s has not gone unnoticed among students of ethnomethodology. D. Wilson (1978), Ruggerone (1996), T. Wilson (2003, 2012),
and Arminen (2008) have recognized a significant change in Garfinkel’s problematics and
ways of analysis. Arminen, for example, distinguishes two different stages of ethnomethodology which he calls ‘scientific’ ethnomethodology and ‘radical’ ethnomethodology. Radical
ethnomethodology pretends to break with conventional sociology, but this leads it into an
impasse: ‘By claiming complete independence of social sciences, ethnomethodology loses its
grip on a mundane world and becomes a self-sufficient, empty realm’ (2008: 174). Early ethnomethodology and conversation analysis are, for Arminen, much more appropriate
approaches in satisfying the basic principle of scientific practice—the reproducibility of findings. T. Wilson suggests exactly the same argument when he states that the early studies of
Garfinkel ‘constitute a coherent program of research in their own right, what I call ‘‘classical
ethnomethodology,’’ that is fundamentally incompatible with the later radical program but fits
coherently with conversation analysis’ (2012: 207). The problem with Arminen’s and T. Wilson’s reconstructions is that they show a lack of understanding of the difference between the
two stages in Garfinkel’s evolution. The difference consists not in the abandonment of scientific principles, but in ethnomethodology’s abstinence, at the later stage, from any sociological
assessment of completeness, consistency, efficiency, and effectiveness of studied practices. In
fact, Arminen and Wilson make an existence of order in the observable actions dependent on
procedures used by researcher, which is exactly what Garfinkel was protesting against. For
him, a reproducibility that ethnomethodologists must achieve is a reproducibility of everyday
phenomena and not of sociological findings.
11. The informative ethnomethodological study of logic may be found in Dušan Bjelić’s unpublished PhD thesis (1989).
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Author biography
Andrei Korbut is a research fellow of the Centre for Fundamental Sociology at the National
Research University Higher School of Economics, Moscow, Russia. He is also a lecturer at the
Moscow School of Social and Economic Sciences and a member of the editorial board of the
Russian-language online journal Sociologicheskoye Obozreniye (Russian Sociological Review)
(www.sociologica.hse.ru). His additional publications include translations of the works of Harold
Garfinkel and other ethnomethodology authors into Russian. His areas of interest are ethnomethodology, conversation analysis, and studies of learning practices.