Smartcard with Cryptographic Functionality and Method and System for using such Cards
Field of the Invention
The present invention relates to smartcards with cryptographic functionality and to methods and systems using such smartcards to provide cryptographic services in an organisation.
As used herein, the term "organisation" is intended to cover any formal or informal body such as a commercial enterprise, interest group, international organisation or country. Furthermore, the term "smartcard" as used herein is intended to include any small-sized object (such as a credit-card sized object) incorporating processing functionality, usually on a single chip, that is externally accessible by any suitable interface whether using physical contacts or non-contact means such as inductive, capacitive, photoelectric or the like. The processing functionality can be based on a program-controlled processor or dedicated circuitry. A smartcard can be powered in any suitable manner such as by an external source via physical contacts, by an on-card power source, by inductive coupling, or by a photo¬ voltaic arrangement. As is well known, a smartcard will normally include both volatile and non-volatile memory. Where the memory is used to store secrets, at least the memory should be tamper resistant/tamper proof.
Background of the Invention
In many organisations, a variety of cryptographic functions are used to secure processes operated by the organisation, these functions including, for example, authentication, digital signatures, key generation, etc. These cryptographic functions generally involve use of a secret associated with a user who may either be representing themselves or a particular entity within the organisation.
Where only a single cryptographic function is required, it is convenient to provide the user's secret, and associated cryptographic functionality for using the secret, on a smartcard that the user can carry around. Provision of the cryptographic functionality on the smartcard is necessary in order to ensure that the secret is never required to be exported off the card.
Presently, most available smartcards are single function cards, such as a smartcardused for secure storage, a smartcard used for entity authentication, a smart card used for digital signature, a smartcard used for decryption or so on.
Where a user is required to be involved in the use of multiple different cryptographic functions, as may well be the case in a large organisation, it becomes inconvenient and expensive to provide a respective smartcard for each cryptographic function to be implemented.
Accordingly, it has been proposed to provide a smartcard with multiple fixed functions, each function operating independently of the other functions. One example is described in US-A-20020100808, titled "Smart card having multiple controlled access electronic pockets" and filed on November 30, 2001. This document describes a multifunction smartcard having a purse with a plurality of pockets capable of registering a stored value limited to a predetermined purpose.
Using this approach to provide a smartcard for use in providing multiple cryptographic functions is too expensive and complex as it requires the smartcard to generate and hold a number of different keys each for one specific purpose.
It is an object of the present invention to provide a smartcard that can be used in providing multiple cryptographic services yet is less expensive and complex than previously-proposed solutions.
As will become apparent hereinafter, embodiments of the present invention make use of cryptographic techniques using bilinear mappings. Accordingly, a brief description will now be given of certain such prior art techniques.
In the present specification, Gi and G2 denote two algebraic groups of large prime order / in which the discrete logarithm problem is believed to be hard and for which there exists a non-degenerate computable bilinear map p, for example, a Tate pairing or Weil pairing.
Note that Gi is a [/] -torsion subgroup of a larger algebraic group Go and satisfies [I]P= O for all P e Gi where O is the identity element, / is a large prime, and /*coføctor = number of elements in Go. The group G2 is a subgroup of a multiplicative group of a finite field.
For the Weil pairing:, the bilinear map p is expressed as
The Tate pairing can be similarly expressed though it is possible for it to be of asymmetric form: p: G, x G0 → G2
Generally, the elements of the groups G0 and Gi are points on an elliptic curve (typically, though not necessarily, a supersingular elliptic curve); however, this is not necessarily the case.
As is well known to persons skilled in the art, for cryptographic purposes, modified forms of the Weil and Tate pairings are used that ensure p(PJP) ≠ 1 where ? e Gj; however, for convenience, the pairings are referred to below simply by their usual names without labeling them as modified. Further background regarding Weil and Tate pairings and their cryptographic uses can be found in the following references:
- G. Frey, M. Mϋller, and H. Ruck. The Tate pairing and the discrete logarithm applied to elliptic curve cryptosystems. IEEE Transactions on Information Theory, 45(5): 1717— 1719, 1999.
- D. Boneh and M. Frariklin. Identity based encryption from the Weil pairing. In Advances in Cryptology- CRYPTO 2001, LNCS 2139, pp.213-229, Springer- Verlag, 2001.
For convenience, the examples given below assume the use of a symmetric bilinear map (p : Gi x G1 — > G2) with the elements of Gi being points on an elliptic curve; however, these particularities, are not to be taken as limitations on the scope of the present invention.
As the mapping between Gj and G2 is bilinear, exponents/multipliers can be moved around. For example if a, b, c e Z (where Z is the set of all integers) and P, Q e G1 then
P(aP, bQ)c = p(aP, cQ)b = p(bP, cQf = p(bP, aQ)c = P(cP, aQ)b = p(cP, bQ)a = p(abP, Qf = piabP, cQ) = p(P, abQf = p(cP, abQ)
= piabcP, Q) = p(P, abcQ) = p(P, Q) abc
Additionally, the following cryptographic hash functions are defined:
H1 : Rl)* → G1
H2 : {O,1)* → Z* (
H3 : G2 → {0,1)*
The function H1O is often referred to as the mapToPoint function as it serves to convert a string input to a point on the elliptic curve being used.
A normal public/private key pair can be defined for a trusted authority: the private key is s where .s e Z< and the public key is (P, R) where P and R are respectively master and derived public elements with P e Gi andi? e Gi, P and R being related by R=sP
Additionally, an identifier based public key / private key pair can be defined for a party with the cooperation of the trusted authority. As is well known to persons skilled in the art, in "identifier-based" cryptographic methods a public, cryptographically unconstrained, string is used in conjunction with public data of a trusted authority to carry out tasks such as data encryption or signing. The complementary tasks, such as decryption and signature verification, require the involvement of the trusted authority to carry out computation based on the public string and its own private data In message-signing applications and fiequently also in message encryption applications, the siring serves to "identify" aparty (the sender in signing applications, the intended recipient in encryption applications); this has given rise to the use of the label "identifier-based" or "identity-based" generally for these cryptographic methods. However, at least in certain encryption applications, the string may serve a different purpose to that of identifying the intended recipient and, indeed, may be an
arbitrary string having no other purpose than to form the basis of the cryptographic processes. Accordingly, the use of 1he term "identifier-based" herein in relation to cryptographic methods and systems is to be understood simply as implying that the methods and systems are based on the use of a cryptographically unconstrained string whether or not the string serves to identify the intended recipient. Furthermore, as used herein the term "string" is simply intended to imply an ordered series of bits whether derived from a character string, a serialized image bit map, a digitized sound signal, or any other data source.
In the present case, the identifier-based public / private key pair defined for the party has a public key Q^
> and private key Sm where Q , Sb e Gi. The trusted authority's normal public/private key pair (P
3R I s) is linked with the identifier-based public/private key by
where ID is the identifier string for the parry.
Some typical uses for the above described key pairs will now be given with reference to Figure 1 of the accompanying drawings that depicts a trusted authority 1 with a public key (P, sP) and a private key s. A party A serves as a general third party whilst for the identifier-based cryptographic tasks (IBC) described, a party B has an IBC public key Q®, and an IBC private key Sj0, this latter key being generated by private-key generation functionality of the trusted authority 1 from the identifier ID of party B. The trusted authority will generally only provide the party B with its private key after having checked that party B is entitled to the identifier DD (for example, by having verified that party B meets certain conditions specified in the identifier, such as an identity condition).
Short Signatures (see dashed box 2) : The holder of the private key s (that is, the trusted authority 1 or anyone to whom the latter has disclosed s) can use s to sign a bit string; more particularly, where m denotes a message to be signed, the holder ofs computes: V=sRι(m).
Verification by party A involves this party checking that the following equation is satisfied: P(P
3 F) = P(R
5 H
1(W))
This is based upon the mapping between G
1 and G
2 being bilinear exponents/multipliers, as described above. That is to say, P(P, F) = p(Λ JH
1(W))
= p{sP, H1(W))
= P(K, H1(W))
Further description of short signatures of this form can be found in "Short signatures from the Weil pairing", Boneh, D., B. Lynn, and H. Shachatn, in Advances in Cryptology ~ ASIACRYPT Ol, LNCS 2248, pages 514-532, Springer-Verlag, 2001.
Identifier-Based Encryption (see dashed box 3) : - Identifier based encryption allows the holder of the private key Sm of an identifier based key pair (in this case, party B) to decrypt a message sent to them encrypted (by party A) using B's public key Qm ■
More particularly, party A, in order to encrypt a message m, first computes:
U= rP where r is a random element of Z* /. Next, party A computes:
V= m ® H3(P(R, rQm )) Party A now has the ciphertext elements U and V which it sends to party B.
Decryption of the message by party B is performed by computing: V® H
3 (p(U, S
n, )) = F Θ H
3(P(T-P, sQo))
~ V ® H3(p(sP, rQπ,))
= F ® H3(P(R5 ^10))
~ m
The foregoing example encryption scheme is the "Basicldent" scheme described in the above-referenced paper by D. Boneh and M. Franklin. As noted in that paper, this basic scheme is not secure against a chosen ciphertext attack (the scheme only being described to fecih'tate an understanding of the principles involved - a fully secure scheme is described later on in the paper and the reader should refer to the paper for details).
Identifier-Based Signatures (see dashed box 4) : - Identifier based signatures using pairings can be implemented. For example:
Party B first computes:
where k is a random element of Z
*(.
Party B then applies the hash function H2 to m || r (concatenation of m and r) to obtain:
A = H2(W J r). Thereafter party B computes
U = (k-hJSjo thus generating the output U and h as the signature on the message m.
Verification of the signature by party A can be established by computing:
where the signature can only be accepted if h = Hz (m |] r').
Summary of the Invention
According to a first aspect of the present invention, there is provided a method of providing cryptographic services in an organisation, the method comprising: providing members of the organisation with respective smartcards, each holding a secret associated with the member concerned and arranged to map an input string to a first element of an algebraic group according to a known mapping function, to multiply the first element by said secret to form a second element of said algebraic group such that there exists a computable bilinear map for the first and second elements, and to output this second element; the members using the smartcards in the provision of at least encryption, decryption and signing cryptographic services with the same smartcard-held secret of a member being involved as required in all these services.
Each smartcard thus need only be provided with limited cryptographic functionality, the functionality provided being selected such that the stored secret is protected but can be brought into play in respect of a variety of cryptographic services. The smartcard can, in this way, be kept functionally lightweight enabling costs to be kept down. Most of the processing involved in providing the full cryptographic services is carried out off the smartcard.
According to a second aspect of the present invention, there is provided a system for providing cryptographically-protected processes in an organisation, the system comprising: a plurality of smartcards for use by corresponding members of the organisation, each smartcard comprising: a non-volatile memory for holding a secret associated with the corresponding member, an input arrangement for receiving an input string, a first functional entity for mapping said input string to a first element of an algebraic group according to a known mapping function, a second functional entity for multiplying the first element by said secret to form a second element of said algebraic group such that there exists a computable bilinear map for the first and second elements, and an output arrangement for outputting said second element; a plurality of process sub-systems for implementing processes that, at least when considered together, involve at least encryption, decryption and signing cryptographic services involving the use of said smartcards with the same smartcard-held secret of a member being involved as required in all these services.
According to a third aspect of the present invention, there is provided a smartcard comprising: a non- volatile memory for holding a secret associated with a user of the card, an input arrangement for receiving an input string, a first functional entity for mapping said input string to a first element of an algebraic group according to a known mapping function, a second functional entity for multiplying the first element by said secret to form a second
element of said algebraic group such that there exists a computable bilinear map for the first and second elements, and an output arrangement for outputting said second element.
Brief Description of the Drawings
Embodiments of the invention will now be described, by way of non-limiting example, with reference to the accompanying diagrammatic drawings, in which:
. Figure 1 is a diagram showing prior art cryptographic processes based on elliptic curve cryptography using Tate pairings; and . Figure 2 is a diagram illustrating an embodiment of the invention.
Best Mode of Carrying Out the Invention
Figure 2 depicts members A and B of an organisation that includes a finance department 22, a legal department 23 and a security department 24. Members of the organisation have respective smartcards, the smartcards of members A and B being referenced 1 OA and 1 OB respectively in Figure 2. Members A and B also have respective computers 2OA and 2OB, each computer including a smartcard interface enabling a smartcard to be operatively coupled with the computer.
The departments of the organisation are interconnected by a network 25. The computers 20A and 2OB are also connected to the network 25 as is a printer 21. The printer 21 has a smartcard interface by which a smartcard can be coupled to the printer.
The form of the members' smartcards will now be described with reference to the smartcard 1OA of member A, the other smartcards being substantially the same. The smartcard 1OA comprises an input/output interface functional block 11 and a cryptographic functional block 14 (shown in dashed outline).
Die interface block 11 comprises a data input channel 30, a data output channel 31, and an access security entity 12. The interface block 11 is adapted to permit the smartcard to be coupled with a smartcard interface provided on apparatus such as the computer 2OA or printer 21. The access security entity 12 is, for example, implemented to require the input of a PIN code before allowing use of the smartcard, this code being input by a user via apparatus with which the smartcard is operatively coupled.
The input channel 30 is arranged to receive an input string (genetically, string sir) whilst the output channel 31 is arranged to output a point on an elliptic curve (generically, point R and for smartcard 1OA of member A, RA). The form in which the point RA is output can be set by entity 19 of interface block 11 to be, for example, of string form.
The cryptographic block 14 of smartcard 1OA comprises the following functional entities:
- an entity 15 for generating a random secret sA ;
- a non- volatile memory 16 for holding the secret SA ;
- a Map-To-Point entity 17 for receiving the string str from the input channel 30 and mapping this string to a first elementP of an algebraic group according to aknown one¬ way mapping function;
- a product entity for multiplying the first element P by the stored secret sA to form a second element^ of the same algebraic group as the first element such that there exists a computable bilinear map for the first and second elements, the second element being output on output channel 31.
Preferably, the first and second elements P andi?^ are points on the same elliptic curve and this will assumed hereinafter with the curve considered being the same as that used for the prior art examples described above with reference to Figure 1. Similarly, the various hash functions already described above with reference to the Figure 1 examples will be used for the examples given below; in particular, the Map-To-Point function implemented by entity 17 is the hash function H\.
The secret-generator entity 15 can be omitted if the smartcard is directly manufactured with the secret sA installed, or if provision is made for the secure loading of the secret into the memory via the interface 11.
As will be more fully described hereinafter, providing the member smartcards 1 OA, 1 OB etc. with the minimal cryptographic functionality represented by entities 16-18, permits the organisation of which A and B are members, to operate a range of cryptographically- secured processes involving various cryptographic functions such as signing, encryption, decryption.
In the Figure 2 example, each of the member smartcards is used to generate a plurality of public keys <P, RA>, one for each of the finance department 22, the legal department 23, and the security department 24, with each of the departments keeping a respective database 32, 33, 34 recording each member and their corresponding public key. For any given smartcard, the department public keys it generates differ from one another because each is based on a string provided to it by the department concerned, the department choosing this string to indicate, for example, some attribute it associates with the member concerned.
Thus, member A may have authority from the finance department to authorise expense requests. Accordingly, the finance department asks member A to provide apublic key based on the string "expense authority" this being the first string of several possible strings that the finance department uses to describe the finance-related authority of members. Member A then uses their smartcard (for example, after operatively coupling it with their computer 20A) to take the string "expense authority" as the input string str and output a corresponding point RAF (the suffix F indicating that the point relates to the Finance department). Thus:
P
F1 = Map-To-Point("expense authority") where the suffix Fl indicates that the point P is derived from the first string /'expense authority", used by the Finance department;
Member A's public key for the finance department is then <Pn, RAF>- The pointPκi can be arranged to be output by the smartcard 1OA along with the point RAF or, preferably, since the Map-To-Point function is public, the finance department can compute Ppi itself. Indeed, the finance department may only store the point RAF as the record it keeps for member A
will already record that A has expense authority so that the finance department can compute the first part of A's public key whenever needed.
Of course, the finance department needs to be sure that it really is receiving a public key generated by A's smartcard 1OA before storing this in A's record in database 32. This can be achieved in a number of ways. For example, the finance department may require A to physically attend at the finance department and present A's smartcard 1OA which is then coupled to processing apparatus in the department to generate the public key. In feet, this is not necessary because provided the finance department reliably knows one public key generated by A's smartcard, it can check whether a public key purportedly generated by that card from a string provided by the department is genuine. This check is based on a bilinear map p such as a Weil or Tate pairing as follows: compute Pn = Map-To-Point("expense authority") check: p (Prφ RAF) = p (Pp1, RAfef) where <Prφ RAT^ is a trusted public key of A (however made available to the finance department). It will be appreciated that the left-hand side should be equal to the right-hand side since p (Pn, Rjref) = P (PFI9 SA(Pref))
Member A's department public keys for the legal department and the security department are formed in a similar way. Thus, A's public key for the legal department is formed from a string "manager" which is an attribute of A relevant to the legal department: A's public key for the legal department: <Pn, RAL> where the suffix L indicates the Legal department and Pz1 is formed by Map-To- Point("manager").
For the security department, the string used as the basis for A's related public key is A's normal working location, here "building XY", thus: A's public key for the security department: <Ps\, RAS>
where the suffix £ indicates the Security department and PS1 is formed by Map-To-
Point("building XY").
Member B similarly forms its department public keys using smartcard 1OB and appropriate input strings provided by each department. The string provided to B by any particular department may be the same or different to that provided to A depending on whether B has the same department related attribute. Thus, B may not have any spending authority from the Finance department so that the string used as the basis for B's public key for the finance department is "no authority" so that:
B's public key for the finance department: <PF2, RBF> where the suffix F indicates the Finance department and P^ is formed by Map-To-
Point("no authority").
Having described an application context for the smartcard 1 OA, several example usages will now be given.
1. Suppose that member B has incurred expenses and sends an expense reftmd request to the finance department. Before paying the expenses, the finance department sends the request to B 's manager - in this case, member A - for authority to pay. To authorise payment, member A inserts his smartcard 1OA into the smartcard interface of computer 1 OA and inputs his PIN to enable the smartcard 1 OA; member A then uses the smartcard to compute:
Rλreq = su(Map-To-Point(request)) which A sends back to the finance department as an authorising signature. The finance department then: computes Preq — Map-To-Point(request) looks up A's public key in database 32 and checks:
P (jPpϊ, Rjreq) = P (Preq, RAF) which will be the case if the finance department has indeed received A's authorising signature on the request.
2. The legal department 23 wishes to send a confidential document to member A. To do this, the department 23 employs identity-based encryption to encrypt the document using, as the IBE trusted-authority public data, A's public key <Pn, RAL> as held in database 33, and as the encryption key string EKS, the string = "date, document reference number". Thus, for the prior art IBE encryption method depicted in Figure 1 , the department 23: generates secret r, computes: U= rPu F= w ® H3 (t(RAL, KMap-To-Point(EKS)))) where m is the confidential document sends <U, V, EKS> to member A.
To decrypt the message, member A inserts his smartcard 1OA into his computer's smartcard interface, authenticates himself to the smartcard by inputting bis PIN, and uses the smartcard to compute the decryption key:
This decryption key is output to A's computer, and the computer then decrypts the document as follows: m = V® H3 (t(U, RAdec))
In this example, the encryption key string EKS is likely to change each time, that is, EKS and thus the decryption key RAdec are session keys. However, in certain applications the EKS may be re-used so that the corresponding decryption key can be stored (securely) as a long-term key. It will be appreciated that not only the departments, but also any other member, can send data confidentially to member A using the foregoing method, A then using his smartcard in the decryption of the data.
3. In a variant of foregoing example usage, the member A encrypts data to be printed using an EBE encryption method such as described above using any public key created using A's smartcard, and any suitable encryption key string EKS. The public key can for example, be one specifically created using smartcard 1OA for the current encryption operation. The set of elements ^J5V, EKS> is sent to the printer 21 where it is held until member A attends the printer and inserts the smartcard into the smartcard interface
of the printer. After A has entered his PIN via a user interface of the printer, the smartcard 1OA is enabled to generate the decryption key needed to decrypt the data. The decryption key is used by the printer to decrypt the data which is then printed.
4. In both of the preceding two example usages, the smartcard 1OA of member A has not truly been used in the role of an IBE trusted authority because the decrypting entity has effectively been member A (in fact, in both examples, the decrypting entity is actually apparatus at least temporarily under the control of member A). However, it is possible for A' s smartcard to be truly used in the role of an EBE trusted authority. For example, a document may be sent encrypted to a member managed by member A, the document being encrypted as in the second example usage. In order for the recipient member to decrypt the document, they must obtain the decryption key from member A. This gives A the opportunity to exercise their discretion in deciding whether or not to allow the recipient member to access the document. In such cases, the encryption key string advantageously contains information for assisting A in coming a decision- indeed, the encryption key string can include one or more conditions concerning the recipient that A must check before providing the decryption key.
5. In a further example usage, the member A sometimes works at the office during the weekend and when A does this he is required to register with the security department (which always has an on-site presence). This registration can be done automatically by arranging for A's access to the building where he works to be made subject to insertion of his smartcard 1OA into an entry smartcard interface. After A has entered his PIN via this interface to enable the smartcard, the entry interface inputs a current time string into the smartcard and sends the resultant output and the input time string to the security department (preferably along with an identifier of the member A, such as a card number electronically read from the card). The security department looks up the stored public key <Psi, RAS> for the identified party in database 34 and uses this public key to verify that the data received from the entry smartcard interface has been produced with the current involvement of A's smartcard. If the verification is satisfactory, A is allowed into the building and this fact is recorded. As an additional security measure, the security department could also issue a challenge based on a nonce (random number)
to A's smartcard, this nonce being provided as input to the card and the output then verified by the security department in the manner already described.
rhe above example usages are not exhaustive. For example, the signature process 4 of Figure 1 can also be implemented. Furthermore, the smartcards can be used to enforce processes that require the involvement of multiple members. Thus, a document can be DBE encrypted using public data produced by the smartcards of multiple members (that is, by multiple trusted authorities), decryption of the encrypted item only being possible by obtaining a decryption sub-key from each smartcard. Further information about how multiple trust authorities can be used is given in the paper: Chen L., K. Harrison, A. Moss, N.P. Smart and D. Soldera. "Certification of public keys within an identity based system" Proceedings of Information Security Conference 2002, ed. A. H. Chan and V. Gligor, LNCS 2433, pages 322-333, Springer- Verlag, 2002.
It will be appreciated that many variants are possible to the above described embodiments of the invention. Thus the access control entity 12 and output form entity 19 of the smartcard interface block 11 can be omitted if desired. Furthermore, whilst in the foregoing user interaction with a smartcard has been via apparatus to which the smartcard is coupled by its interface 11, it is also possible to provide user interface elements on the smartcard itself such as a number pad (for data input) and an LCD display (for data output). The smartcard can contain additional functionality including, though not preferred, other cryptographic mnctionality.