WO2005044769A1 - Process for the preparation of alpha- and beta-cryptoxanthin - Google Patents
Process for the preparation of alpha- and beta-cryptoxanthin Download PDFInfo
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- WO2005044769A1 WO2005044769A1 PCT/US2004/035798 US2004035798W WO2005044769A1 WO 2005044769 A1 WO2005044769 A1 WO 2005044769A1 US 2004035798 W US2004035798 W US 2004035798W WO 2005044769 A1 WO2005044769 A1 WO 2005044769A1
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- lutein
- cryptoxanthin
- anhydroluteins
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- C—CHEMISTRY; METALLURGY
- C07—ORGANIC CHEMISTRY
- C07C—ACYCLIC OR CARBOCYCLIC COMPOUNDS
- C07C403/00—Derivatives of cyclohexane or of a cyclohexene or of cyclohexadiene, having a side-chain containing an acyclic unsaturated part of at least four carbon atoms, this part being directly attached to the cyclohexane or cyclohexene or cyclohexadiene rings, e.g. vitamin A, beta-carotene, beta-ionone
- C07C403/24—Derivatives of cyclohexane or of a cyclohexene or of cyclohexadiene, having a side-chain containing an acyclic unsaturated part of at least four carbon atoms, this part being directly attached to the cyclohexane or cyclohexene or cyclohexadiene rings, e.g. vitamin A, beta-carotene, beta-ionone having side-chains substituted by six-membered non-aromatic rings, e.g. beta-carotene
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- A—HUMAN NECESSITIES
- A23—FOODS OR FOODSTUFFS; TREATMENT THEREOF, NOT COVERED BY OTHER CLASSES
- A23L—FOODS, FOODSTUFFS OR NON-ALCOHOLIC BEVERAGES, NOT OTHERWISE PROVIDED FOR; PREPARATION OR TREATMENT THEREOF
- A23L33/00—Modifying nutritive qualities of foods; Dietetic products; Preparation or treatment thereof
- A23L33/10—Modifying nutritive qualities of foods; Dietetic products; Preparation or treatment thereof using additives
- A23L33/105—Plant extracts, their artificial duplicates or their derivatives
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- C—CHEMISTRY; METALLURGY
- C09—DYES; PAINTS; POLISHES; NATURAL RESINS; ADHESIVES; COMPOSITIONS NOT OTHERWISE PROVIDED FOR; APPLICATIONS OF MATERIALS NOT OTHERWISE PROVIDED FOR
- C09B—ORGANIC DYES OR CLOSELY-RELATED COMPOUNDS FOR PRODUCING DYES, e.g. PIGMENTS; MORDANTS; LAKES
- C09B23/00—Methine or polymethine dyes, e.g. cyanine dyes
- C09B23/10—The polymethine chain containing an even number of >CH- groups
Definitions
- the invention is in the field of organic chemistry.
- the invention relates to a process that converts a mixture of dehydration products of (3R,3 'R,6 'R)-lutein, hereto after referred to as anhydroluteins, to a mixture of (3R)- ⁇ -cryptoxanthin and (3R,6'R)- -cryptoxanthin by catalytic hydrogenation with a variety of heterogeneous and homogeneous catalysts under mild conditions at atmospheric pressure.
- Two alternative processes have also been developed that can convert unesterii ⁇ ed lutein to anhydroluteins.
- the invention also relates to a process that converts other lutein sources to anhydroluteins.
- CAD coronary artery disease
- CHF congestive heart failure
- CHD coronary heart disease
- angina pectoris angina pectoris
- myocardial infarction onset has all shown to have lower ⁇ -crytpoxanthin levels with respect to healthy age-matched subjects
- CAD coronary artery disease
- CHF congestive heart failure
- CHD coronary heart disease
- angina pectoris angina pectoris
- myocardial infarction onset have all shown to have lower ⁇ -crytpoxanthin levels with respect to healthy age-matched subjects
- AP oxidant stress in angina pectoris
- anhydroluteins I and II are partially isomerized to anhydrolutein III within 7-20 h depending on the nature of the alcohol.
- the resulting product, rich in anhydrolutein III is allowed to react with about 1.3 equivalent of a hydride donor and about 3.5-4 equivalent of a strong organic acid in a chlorinated solvent at ambient temperature for about 1-5 hours to give a mixture o ⁇ E/Z- (3R)- ⁇ -cryptoxanthin, £/Z-(3R,6'R)- -cryptoxanthin, and minor quantities of unreacted anhydroluteins I and II, as well as recovered J E/Z-(3R,3'R)-zeaxanthin.
- the present invention provides an alternative route to the second step of PCT US03/23422 for making (3R)- ⁇ -cryptoxanthin and (3R,6'R)- ⁇ -cryptoxanthin from anhydroluteins and eliminates the use of chlorinated solvents and reagents such as trifluoroacetic acid, and borane-amine complex. This is accomplished by heterogeneous or homogeneous catalytic hydrogenation of anhydroluteins according to the scheme illustrated in Fig 1.
- the present invention improves the first step of transformation of (3R,3'R,6'R)-lutein to anhydroluteins to reduce the amounts of solvents used as well as increasing the purity and stability of the products.
- the present invention will demonstrate that under carefully controlled conditions, hetereogeous and homogeneous catalytic hydrogenation of anhydroluteins with a wide range of catalysts in various solvents can yield a mixture of (3R)- ⁇ -cryptoxanthin and (3R,6'R)- ⁇ -cryptoxanthin in moderate to excellent selectivity and yields. Therefore, in an alternative embodiment, the present invention converts anhydroluteins rich in anhydrolutein III to a mixture of (3R)- ⁇ -cryptoxanthin and (3R,6'R)- ⁇ - cryptoxanthin by heterogeneous catalytic hydrogenation employing transition elements group VIII such as platinum, palladium, or rhodium supported on carbon or alumina at temperatures ranging from
- the homogeneous catalysts may be transition metal complexes such as palladium acetylacetonate, tris(triphenylphosphine)rhodium (I) chloride [Rh(Ph3P) 3 Cl] (Wilkinson's catalyst), (tricyclohexylphosphine)(l,5-cyclooctadiene)pyridine Iridium (I) hexafluorophosphate [(C 6 H ⁇ ) 3 P[C 8 H 12 ][C 5 H 5
- transition metal complexes such as palladium acetylacetonate, tris(triphenylphosphine)r
- the present invention also provides two alternative routes to anhydroluteins from unsaponified extracts of marigold oleoresin that contains lutein fatty acid esters (e.g. lutein bispalmitate, lutein bismyristate, lutein 3-myristate 3'-palmitate, lutein 3-palmitate 3'-myristate), as shown in the scheme of Fig. 2.
- Lutein esters in marigold oleoresin are also accompanied by approx. 5-9% of zeaxanthin fatty acid esters (e.g. zeaxanthin bismyristate, zeaxanthin 3-myristate 3'-palmitate, zeaxanthin bispalmitate).
- anhydroluteins from unsaponified extracts of marigold oleoresin is accomplished by acid-catalyzed transesterification of lutein esters with an alcohol at an elevated temperature, preferably between about 45 to 50°C.
- an alcohol at an elevated temperature, preferably between about 45 to 50°C.
- the acylester at the 3 '-position in lutein esters preferentially undergoes transesterification while the acylester group at the 3 -position remains unchanged.
- the transesterification is also accompanied by etherification at the 3 '-position (see the scheme of Fig. 2).
- the resulting lutein 3-acylester 3 '-alkyl ether can then be converted to anhydroluteins at elevated temperature, preferably ranging from about 78 to 88°C.
- lutein 3-acyl ester 3'- alkyl ether can be subjected to saponification to hydrolyze the acyl ester at the 3-position and yield lutein 3 '-alkyl ether; the latter can then be converted to anhydroluteins according to the PCT US03/23422.
- Catalytic hydrogenation of the resulting anhydroluteins according to the processes of the present invention can yield a mixture of (3R)- ⁇ -cryptoxanthin and (3R,6'R)- ⁇ -cryptoxanthin.
- (3R,3'R)-Zeaxanthin esters that are present as minor constituents in the starting material are converted to unesterified (3R,3'R)-zeaxanthin but otherwise remain unchanged throughout the entire process.
- the present invention also improves the process that converts lutein to anhydroluteins by reducing the volume of solvents and increasing the purity and stability of the products.
- the present invention further demonstrates that lutein-containing products with considerable amounts of water content, hereinafter referred to as wet lutein, can be employed to convert this carotenoid to anhydroluteins in excellent yields.
- wet lutein includes any lutein- containing product that includes more water than dry lutein-powder. Specifically included in the term wet lutein is the product produced as described in United States Patent No. 5,648,564 at the point where water has been added to the saponified oleoresin and some of the liquid removed by centrifugation. Kemin Industries (Des Moines, Iowa) sells OroGLO® Liquid products that are also included in the term wet lutein. (3R)- ⁇ -Cryptoxanthin and (3R,6'R)- ⁇ -cryptoxanthin can be used as dietary supplements, nutritional ingredients, or as a food coloring additives. The commercial availability of these carotenoids allows scientists to investigate the potential chemopreventive efficacy of these compounds as neuroprotectors and in the promotion of bone health as well as in the prevention of cancer, cardiovascular disease, and macular degeneration.
- Fig. 1 is a scheme which depicts the conversion of (3R,3'R,6'R)-lutein to ⁇ - cryptoxanthin and ⁇ -cryptoxanthin; (3R,3'R)-zeaxanthin which is present in the starting material remains unreacted throughout the entire process and is recovered in the final product.
- Fig. 1 is a scheme which depicts the conversion of (3R,3'R,6'R)-lutein to ⁇ - cryptoxanthin and ⁇ -cryptoxanthin; (3R,3'R)-zeaxanthin which is present in the starting material remains unreacted throughout the entire process and is recovered in the final product.
- 3R,3'R)-zeaxanthin esters that are present as minor constituents in the starting material are converted to unesterified (3R,3'R)-zeaxanthin but otherwise remain unchanged throughout the entire process.
- the resulting product of this isomerization is a mixture of anhydroluteins in which anhydrolutein IH is the major product and the rest is anhydrolutein I and anhydrolutein II as well as minor quantities of unreacted zeaxanthin (Fig. 1).
- this mixture is subjected to ionic hydrogenation with a strong acid and a hydride ion donor at ambient temperature to yield (3R)- ⁇ -cryptoxanthin and (3R,6'R)- ⁇ - cryptoxanthin in excellent yields.
- the present invention relates to a catalytic hydrogenation process that converts a mixture of anhyroluteins which consists of approximate ratios of anhydrolutein I: anhydrolutein II: anhydrolutein III (1.4:1.0:10) to a mixture of ⁇ -cryptoxanthin and ⁇ - cryptoxanthin by heterogeneous and homogeneous catalytic hydrogenation in a variety of solvents under mild conditions at atmospheric or elevated pressure (Fig. 1).
- the heterogeneous catalyst may be selected from the transition elements of group VIII such as platinum (Pt) supported on alumina (5%), Pt supported on activated carbon (5% or 10%), palladium (Pd) supported on activated carbon (Pd/C, 5% or 10%), Pd supported on alumina (5% or 10%), Pd supported on calcium carbonate (Pd/CaCO 3 , 5%), Pd 3% on polyethyleneimine/SiO 2 (Royer Pd catalyst), or rhodium (Rh) supported on alumina (5%).
- group VIII such as platinum (Pt) supported on alumina (5%), Pt supported on activated carbon (5% or 10%), palladium (Pd) supported on activated carbon (Pd/C, 5% or 10%), Pd supported on alumina (5% or 10%), Pd supported on calcium carbonate (Pd/CaCO 3 , 5%), Pd 3% on polyethyleneimine/SiO 2 (Royer Pd catalyst), or rhodium (R
- the homogeneous catalyst may be transition metal complexes such as palladium acetylacetonate, tris(triphenylphosphine)rhodium (I) chloride [Rh(Ph 3 P) 3 Cl] (Wilkinson's catalyst), (tricyclohexylphosphine)(l,5-cyclooctadiene)pyridine Iridium (I) hexafluorophosphate [(C 6 H ⁇ 1 ) 3 P[C 8 H 12 ][C 5 H 5 N]Ir + PF6 " (Crabtree catalyst), and (1,5- cyclooctadiene)bis(methyldiphenylphosphine) iridium (I) hexafluorophosphate [C 8 H 12 ] [(MePh 2 P) 2 ]Ir + PF6-.
- transition metal complexes such as palladium acetylacetonate, tris(triphenylphosphine
- heterogeneous and homogeneous hydrogenation reactions are preferentially carried out under an atmospheric pressure of hydrogen.
- heterogeneous catalytic hydrogenation reactions conducted with Pt under hydrogen pressures of 40-60 psi produce similar results to those carried out at atmospheric pressure.
- the heterogeneous catalytic hydrogenation of anhydroluteins can be carried out with 1.4-5.0 mol% (0.5-1.8 weight%) of the catalyst to substrate to give moderate to excellent yields of (3R)- ⁇ -cryptoxanthin and (3R,6'R)- ⁇ -cryptoxanthin.
- the homogeneous catalytic hydrogenation reactions require 3-10 mol% of catalyst to substrate to produce a low to moderate yield of the desired products.
- a wide range of solvents in which anhydroluteins are soluble, can be employed with this catalytic hydrogenation; these include but are not limited to: ethyl acetate, acetone, tetrahydrofuran (THF), tert-butyl methyl ether (TBME), toluene, and chlorinated solvents (dichloromethane, chloroform, 1,2-dichloroethane).
- the range of temperature for the heterogeneous catalytic hydrogenation with transition elements of group VIII is between -15 to 100°C and preferably between about -15 to about 40°C.
- the reaction is preferably carried out at temperatures ranging from about 20 to 80°C and most preferably between about 45 to about 50°C.
- Homogeneous catalytic hydrogenations can be carried out over a wide range of temperatures, and are commonly carried out at ambient temperature with the exception of reactions carried out with palladium acetylacetonate that are preferably carried out at between about 45 to 50°C.
- the starting material comprising of a mixture of anhydrolutein I, II, and III, may be prepared from commercially available (3R,3'R,6'R)-lutein by modification of the process described in earlier filed PCT application US03/23422.
- the modification involves the use of an ether (including, but not limited to, THF, tert-butyl methyl ether, ethyl ether, diisopropyl ether) as a co-solvent to enhance the solubility of lutein and reduce the volume of alcohol.
- Suitable alcohols include, but are not limited to, ethanol, 1-propanol, 2-propanol, 1-butanol, 2-butanol, isobutyl alcohol, tert-butyl alcohol, 1-pentanol (n-amyl alcohol), 2-pentanol, n- hexyl alcohol, n-octyl alcohol, ethylene glycol, and propylene glycol.
- the present invention demonstrates that the dehydration of lutein can also be carried out with wet lutein as opposed to dried lutein powder.
- This alternative process eliminates the use of a co-solvent and, at the same time, reduces the volume of the alcohol employed in the dehydration of lutein.
- Wet lutein contains substantial amounts of water with approximately 38% lutein content and is produced in the process described in United States Patent No.
- anhydroluteins which are the precursors to ⁇ -cryptoxanthin and ⁇ -cryptoxanthin, can be directly prepared from esterified lutein by acid-catalyzed transesterification (Fig. 2). Lutein esterified with fatty acids such as myristic and palmitic are abundant in certain natural products, particularly in the crude extracts of marigold flowers, and can serve as an economically viable raw material for the synthesis of anhydroluteins.
- 3R,3'R,6'R Three types of (3R,3'R,6'R)-lutein may be employed as starting materials in this invention, these are: 1) commercially available dried (3R,3'R,6'R)-lutein powder; 2) a purified product of lutein powder with greater than 97% total carotenoid content which is obtained by recrystallization of lutein powder; 3) wet lutein containing water with some not insignificant lutein content; and 4) marigold oleoresin containing a mixture of lutein fatty acid esters, examples of which include lutein bismyristate, lutein bispalmitate, lutein 3- myristate 3'palmitate, and lutein 3-palmitate 3'myristate.
- Marigold oleoresin is prepared from extracts of marigold flowers and typically contains approximately 3% (wt/wt) of lutein after saponification dependent, of course, on the lutein content of the marigold flowers.
- Saponified marigold oleoresin is also the precursor of a wet lutein product that is used to prepare lutein powder.
- Saponified marigold oleoresin contains (3R,3'R)-zeaxanthin which remains unreacted throughout all of the processes described in the present invention.
- saponified marigold oleoresin contains between approximately 5 and 9% of (3R,3'R)-zeaxanthin relative to (3R,3'R, 6'R)-lutein (91-95%).
- the yield of this reaction based on total carotenoid content of the dried product from various experiments ranges from 65% to 75%; the final product consists in excess of 80% anhydrolutein III and the remainder is anhydroluteins I and II as well as minor quantities of (3R,3'R)-zeaxanthin. As shown by HPLC, no significant amount of Z(cis)-isomers of anhydroluteins are present in the crystallized products.
- a suspension of 40 g of wet lutein (38% lutein content) in n-propanol (100 ml), water (50 ml), and aqueous HCl (10 ml, 6 N) is mechanically stirred at reflux temperature (88-90°C) under an atmosphere of nitrogen for nearly 16 h. After cooling to room temperature, the acid is neutralized and the red crystals are collected by filtration and washed with water and an alcohol.
- the dried product (13.7 g, total carotenoids) consists of anhydroluteins in a ratio of anhydrolutein I: anhydroluteins II: anhydrolutein III (1.9:1.0:10.9) as well as minor quantities of (3R,3'R)-zeaxanthin. Therefore the invention relates to a modified process of reacting dried lutein or wet powder with an alcohol in the presence of catalytic amount of an acid at above ambient temperature, preferably at 78-88°C, to obtain a mixture of anhydroluteins rich in anhydrolutein m. Alternatively, the invention relates to a modified process in which a small volume (1-
- the work-up and washing of the product comprises washing the crystalline product with a small volume of a hydrocarbon solvent (pentane, hexane, petroleum ether) to remove the unsaturated hydrocarbons that may be present as by-products as well as facilitating the removal of alcohol and drying of the final products.
- a hydrocarbon solvent penentane, hexane, petroleum ether
- lutein esters (esterified with myristic and palmitic acids) dissolved in a hydrocarbon solvent or an ether undergo transesterification in n-propanol in the presence of catalytic amount of a mineral acid under controlled conditions at 45-50°C to yield mainly lutein 3-myristate 3'- propyl ether and lutein 3-palmitate 3 '-propyl ether in about 21 h. This has been confirmed by monitoring by HPLC the formation of the products before and after saponification.
- HPLC Prior to saponification, HPLC clearly shows the absence of lutein, lutein 3 '-propyl ether, and/or anhydroluteins while saponification of the product yields exclusively lutein 3 '-propyl ether.
- the ease with which the ⁇ , ⁇ -unsaturated ester group at C-3' in lutein esters undergoes transesterification is most likely due to its allylic nature as opposed to the ester group at C-3 which is not allylic and remains unchanged.
- transesterification of lutein esters results in the formation of lutein 3-acylester which in the presence of catalytic amount of an acid and n- propanol undergoes etherification at C-3' to form lutein 3-acylester 3 '-propyl ether.
- the ester group at C-3 also undergoes acid-catalyzed transesterification to yield lutein 3 '-propyl ether.
- transesterification is also accompanied by the loss of n-propanol from lutein 3 '-propyl ether and yields a mixture of anhydroluteins I, II, and III.
- the present invention isolates lutein 3-acylester 3 '-propyl ether and subjects this product to saponification to prepare lutein 3 '-propyl ether; the latter is then converted to anhydroluteins according to the procedure described in PCT US03/23422.
- the present invention relates to a method of reacting lutein esters dissolved in a hydrocarbon or an ether with catalytic amount of an acid in the presence of an alcohol to obtain a mixture of anhydroluteins, comprising reacting lutein esters with an alcohol in the presence of catalytic amount of an acid at ambient or elevated temperatures below 60°C, preferably between 45-60°C, to obtain a mixture of lutein 3-acylester 3 '-alkyl ether, adding water and additional acid and raising the temperature to preferably between 78-88°C to convert the fore-mentioned mixture to anhydroluteins I, II, and III.
- the reaction comprises: a) dissolving commercially available lutein esters containing minor amounts of zeaxanthin esters from marigold oleoresin in an appropriate volume (about 2 ml/g of marigold oleoresin) of a hydrocarbon solvent (e.g. pentane, hexane, petroleum ether) or an ether (e.g. THF, diethyl ether, diisopropyl ether, tert-butyl methyl ether), adding an alcohol (1.2 ml/g of marigold oleoresin) and catalytic amount of an acid in alcohol [e.g.
- a hydrocarbon solvent e.g. pentane, hexane, petroleum ether
- an ether e.g. THF, diethyl ether, diisopropyl ether, tert-butyl methyl ether
- lutein esters are converted to a mixture of lutein 3- myristate 3 '-alkyl ether and lutein 3-palmitate 3 '-alkyl ether under controlled conditions and the isolated products are then subjected to alkaline hydrolysis to yield lutein 3 '-alkyl ether; this is further converted to anhydroluteins at temperatures between 78-90°C.
- the reactions comprise: a) dissolving commercially available lutein esters containing minor amounts of zeaxanthin esters from marigold oleoresin in an appropriate volume (about 2 ml/g of marigold oleoresin) of a hydrocarbon solvent (e.g.
- 3 '-alkyl ether c) cooling down the product to ambient temperature and hydrolyzing the mixture with an alcoholic solution of a mineral base (e.g. KOH/methanol, NaOH/methanol) for 2-3 hours at ambient temperature; d) washing the saponified products with water and evaporating most of the solvent to obtain a concentrated residue; e) crystallizing lutein 3 '-alkyl ether and minor quantities of zeaxanthin from the residue by adding a 1/1 solution (v/v) of an alcohol in water, preferably, methanol or ethanol in water and collecting the crystals by filtration; f) suspending the crystalline lutein 3 '-alkyl ether in an appropriate volume (about 3 ml) of an alcohol and water (about 3 ml), and adding a catalytic amount of an aqueous acid (e.g.
- a mineral base e.g. KOH/methanol, NaOH/methanol
- the invention relates to a process for hydrogenating a mixture of anhydroluteins to ⁇ - cryptoxanthin and ⁇ -cryptoxanthin in the presence of catalytic amount of transition elements of group VIII in a variety of organic solvents at temperatures ranging from -15°C to 40°C under atmospheric pressure of hydrogen (Fig. 1).
- the catalysts may be platinum (Pt) supported on alumina (5%), Pt supported on activated carbon (5% or 10%), palladium (Pd) supported on activated carbon (Pd/C, 5% or 10%), Pd supported on alumina (5% or 10%), Pd supported on calcium carbonate (Pd/CaCO 3 , 5%), Pd 3% supported on polyethyleneimine/Si ⁇ 2 (Royer Pd catalyst), or rhodium (Rh) supported on alumina (5%).
- the results of hydrogenation experiments with these catalysts are summarized in Tables 1, 2 and 3.
- Yield (%) of total carotenoids refers to the crude mixture of ⁇ -cryptoxanthin and ⁇ -cryptoxanthin that contains minor quantities of anhydroluteins I and II and (3R,3 'R)-zeaxanthin.
- the carotenoid concentration of this mixture is measured by HPLC as well as UV-visible spectrophotometry using an average extinction coefficient (El%) of 2511 in hexane.
- the mixture is stirred at 40°C and 40 PSI of hydrogen. After 14 hours, the reaction mixture is allowed to cool down to ambient temperature, and filtered through celite. The filtrate is concentrated under reduced pressure below 40°C and the residue is crystallized from a solution of ethyl acetate/ethanol/water. The dark orange crystals are collected by filtration. The wet product was obtained as an orange solid (800 g, total carotenoid purity 20.4%, total carotenoid yield 85.5%, ⁇ -cryptoxanthin purity 9.89%, ⁇ - cryptoxanthin yield from anhydrolutein III 62.6%).
- HPLC also shows the presence of minor quantities of unreacted anhydroluteins I and II as well as (3R,3'R)- zeaxanthin. The results of this experiment is summarized in the first last data row of Table 2.
- Pd supported on carbon or alumina Pd supported on calcium carbonate poisoned with lead (Lindlar's catalyst) and Pd supported on polyethyleneimine/silica gel can also be employed to hydrogenate a mixture of anhydroluteins to ⁇ -cryptoxanthin and ⁇ -cryptoxanthin in low to moderate yields.
- the other Pd supported catalysts are quite reactive and effect this transformation at -15°C.
- the present invention relates to a method of hydrogenating a mixture of anhydroluteins I, II, III rich in anhydrolutein III to ⁇ -cryptoxanthin and ⁇ -cryptoxanthin in the presence of catalytic amount of transition elements of group VIII, preferably Pt supported on alumina, in a variety of organic solvents at temperatures ranging from -15°C to 100°C, and preferably between about -15°C and about 50°C, under atmospheric or elevated pressure of hydrogen.
- the reaction comprises: a) dissolving anhydroluteins with purities ranging from 45-75% in an appropriate volume of an organic solvent ( «35 ml/g of anhydroluteins), preferably ethyl acetate, adding catalytic amount of 5% Pt supported on alumina (1.4-2.2 mol% of catalyst to substrate) to obtain a mixture; b) displacing the air with an inert gas, preferably argon, and then displacing the inert gas with hydrogen; c) stirring the mixture under an atmospheric pressure of hydrogen between -15°C to 50°C, preferably at about 40°C, for about 10-26 hours to obtain a mixture of ⁇ -cryptoxanthin and ⁇ -cryptoxanthin; d) removing the catalyst by filtration through celite and concentrating the filtrate under reduced pressure below 40°C to obtain a concentrated residue containing ⁇ - cryptoxanthin and ⁇ -cryptoxanthin; e) crystallizing ⁇ -crypt
- the invention relates to a process for hydrogenating a mixture of anhydroluteins to ⁇ - cryptoxanthin and ⁇ -cryptoxanthin in low to moderate yields in the presence of catalytic amount of several transition metal complexes.
- the homogeneous catalyst may be transition metal complexes such as palladium acetylacetonate, tris(triphenylphosphine)rhodium (I) chloride [Rh(Ph P) 3 Cl] (Wilkinson's catalyst), (tricyclohexylphosphine)(l,5- cyclooctadiene)pyridine Iridium (I) hexafluorophosphate [(C 6 H ⁇ ) 3 P[C 8 H ⁇ 2 ][C 5 H 5 N]Ir + PF6 " (Crabtree catalyst), and (l,5-cyclooctadiene)bis(methyldiphenylphosphine) Iridium (I) hexafluorophosphate [C 8 H ⁇ 2 ][(MePh 2 P) 2 ]Ir + PF6 " .
- transition metal complexes such as palladium acetylacetonate, tris(triphenylphosphine
- the reactions are all preferably carried out under atmospheric pressure of hydrogen and at ambient temperature.
- the exception is the hydrogenation reaction involving palladium acetylacetonate that is preferably carried out at 45-50°C.
- the results of hydrogenation experiments with these homogeneous catalysts are summarized in Table 4.
- Wilkinson's catalyst (Ph 3 P) 3 RhCl] converts anhydroluteins to ⁇ -cryptoxanthin and ⁇ -cryptoxanthin in almost quantitative yields.
- the only regioselective hydrogenation of a highly conjugated polyene system that has been reported in the literature with Wilkinson's catalyst is the hydrogenation of a retinoid derivative, namely, 3,4-didehydro-9-cis-retinoic acid [Bennani, Y.I., Boehm, M.F. J. Org.
- the present invention further relates to a method of hydrogenating a mixture of anhydroluteins I, II, III rich in anhydrolutein III to ⁇ -cryptoxanthin and ⁇ -cryptoxanthin in the presence of catalytic amount of transition metal complexes, preferably Wilkinson's catalyst [(Ph 3 P) 3 RhCl] in a variety of organic solvents at ambient temperature under atmospheric pressure of hydrogen.
- catalytic amount of transition metal complexes preferably Wilkinson's catalyst [(Ph 3 P) 3 RhCl] in a variety of organic solvents at ambient temperature under atmospheric pressure of hydrogen.
- the reaction comprises: a) dissolving anhydroluteins with purities ranging from 45-75% in an appropriate volume of an organic solvent ( «50 ml/g of anhydroluteins), preferably ethyl acetate, adding stoichiometric amount of (Ph 3 P) 3 RhCl (2.2 mol equivalent of catalyst to substrate) to obtain a mixture; b) displacing the air with an inert gas, preferably argon, and then displacing the inert gas with hydrogen; c) stirring the mixture under an atmospheric pressure of hydrogen at ambient temperature for about 2 hours to obtain a mixture of ⁇ -cryptoxanthin and ⁇ -cryptoxanthin; d) removing the catalyst by filtration through celite and concentrating the filtrate under reduced pressure below 40°C to obtain a concentrated residue containing ⁇ - cryptoxanthin and ⁇ -cryptoxanthin; e) crystallizing ⁇ -cryptoxanthin and ⁇ -cryptoxanthin
- Example A Conversion of (3R,3'R,6'R)-Lutein (85% pure to Anhydroluteins L IL and III with Hydrochloric Acid in n-Propanol and Tetrahydrofuran (THF-) (3R,3'R,6'R)-Lutein (6.0 g of 85% lutein content » 5.10 g, 8.98 mmol) is placed in a
- Example B Conversion of Wet (3R.3'R,6'R)-Lutein (38% pure) to Anhydroluteins L IL and SI with Hydrochloric Acid in n-Propanol
- a suspension of lutein wet cake (40.0 g, 38% « 15.2 g, 26.8 mmol) in 1-propanol (100 ml) and water (50 ml) is mechanically stirred at 400 rpm in a 1000 ml four-neck flask, equipped with a condenser, a mechanical stirrer, a thermometer, and a nitrogen inlet.
- Example C Direct Conversion of Lutein Esters to Anhydroluteins L IL and III by Acid- Catalyzed Transesterification Marigold oleoresin (5 g) containing lutein esters (from Kemin Foods, Des Moines, Iowa) is dissolved in hexane (10 ml) and is treated with n-propanol (6 ml) and 0.5 ml of 10% hydrochloric acid in propanol (v/v). The mixture is heated at 60°C and the course of the reaction is followed by HPLC (Khachik & Beecher, J. Chromatogr. 449: 119-133, 1988).
- carotenol fatty acid esters are converted to a mixture of lutein 3-myristate 3 '-propyl ether, lutein 3-palmitate 3 '-propyl ether, as well as myristic and palmitic esters of anhydroluteins I, II, and III.
- Water (6 ml) and 0.5 ml of aqueous HCl (18-19%, v/v) is added and the temperature of the reaction mixture is gradually raised to distill off the hexane. After removal of hexane, the temperature is raised to 90°C and the mixture is refluxed in n-propanol for 22 h.
- the reaction mixture is allowed to cool down to ambient temperature and the acid is neutralized with an aqueous solution of NaOH (10%).
- the product is extracted with tert-butyl methyl ether (10 ml) and the aqueous layer is removed.
- the organic layer is treated with 10 ml of methanolic KOH (10%) and stirred at ambient temperature for 2 h.
- the saponified product is washed with water (3 X 10 ml), dried over sodium sulfate, and most of the solvents are evaporated.
- Example D Conversion of Lutein Esters to Anhydroluteins L IL and III via Lutein 3 '-Alkyl Ether Marigold oleoresin (5 g) containing lutein esters (from Kemin Foods) is dissolved in hexane (10 ml) and is treated with n-propanol (6 ml) and 0.5 ml of 10% hydrochloric acid in propanol (v/v). The mixture is heated at 45-50°C and the course of the reaction is followed by HPLC. After 21 h, the reaction mixture is allowed to cool down to ambient temperature; 10 ml of methanolic KOH (10%) is added and stirring is continued at ambient temperature for 2 h.
- the saponified product is washed with water (3 X 10 ml), dried over sodium sulfate, and most of the solvents are evaporated.
- the residue is crystallized from a 1/1 solution of ethanol/water (v/v) to give 263 mg of orange crystals that is shown by HPLC to be 60% pure lutein 3 '-propyl ether (157.8 mg) as well as minor quantities of (3R,3'R)-zeaxanthin.
- the crystalline product is suspended in n-propanol (3 ml) and water (3 ml) and is treated with 0.2 ml of 18-19% hydrochloric acid in water (v/v).
- Example A Catalytic Hydrogenation of Anhydroluteins I, IL III (75% total carotenoids) with Platinum (5%) Supported on Alumina in Ethyl Acetate at -5°C
- To a mixture of 75% total carotenoids (0.3 g « 0.225 g) and platinum (5%) supported on alumina (80 mg » 4.0 mg Pt) in a 60 ml glass reaction tube is added 20 ml of ethyl acetate and the tube is cooled down to -5°C to 0°C in an ice/salt bath. The tube is evacuated and filled with hydrogen several times, and then sealed. The mixture is stirred at -5 to 0°C and the course of the reaction is followed by HPLC.
- HPLC shows nearly the complete conversion of anhydroluteins to the desired products.
- Approximately 30 ml of hydrogen (1.34 mmol) is required to complete the reaction.
- the product is allowed to warm up to ambient temperature and filtered through celite to remove the catalyst.
- the filtrate is concentrated under reduced pressure below 40°C and the residue is crystallized from 10 ml of a 1/1 solution of ethanol/water.
- the product (0.24 g, total carotenoids yield 70%) consists of a mixture of ⁇ -cryptoxanthin and ⁇ -cryptoxanthin in the ratio of 3:1.
- HPLC also shows the presence of minor quantities of unreacted anhydroluteins I and II as well as (3R,3'R)-zeaxanthin.
- Example B Catalytic Hydrogenation of Anhydroluteins L IL III (75% total carotenoids with Platinum (5%) Supported on Alumina in Ethyl Acetate at -15°C
- To a mixture of 75% total carotenoids(0.3 g « 0.225 g) and platinum (5%) supported on alumina (80 mg « 4.0 mg Pt) in a 60 ml glass reaction tube is added 20 ml of ethyl acetate and the tube is cooled down to -15°C in a low temperature freezer. The tube is evacuated and filled with hydrogen several times, and then sealed. The mixture is stirred at -15°C and the course of the reaction is followed by HPLC.
- HPLC shows nearly the complete conversion of anhydroluteins to the desired products.
- the product is allowed to warm up to ambient temperature and is filtered through celite to remove the catalyst.
- the filtrate is concentrated under reduced pressure below 40°C and the residue is crystallized from 10 ml of a 1/1 solution of ethanol/water. The dark orange crystals are collected by filtration, washed with 5 ml of cold ethanol, and dried under high vacuum below 40°C.
- HPLC also shows the presence of minor quantities of unreacted anhydroluteins I and II as well as (3R,3 'R)-zeaxanthin.
- Example C Catalytic Hydrogenation of Anhydroluteins L IL III (45% total carotenoids) with Platinum (5%) Supported on Alumina in Ethyl Acetate at 40°C
- a three-neck round bottom flask is equipped with a mechanical stirrer, a thermometer, and a gas inlet. The flask is charged with a mixture of anhydroluteins (20.0 g, 45% total carotenoids, 28% anhydrolutein III), platinum (5%) supported on alumina (1.0 g,), and ethyl acetate (700 ml). The air is displaced with argon and the mixture was heated to 40°C with mechanical stirring at 500 rpm.
- HPLC also shows the presence of minor quantities of unreacted anhydroluteins I and II as well as (3R,3'R)-zeaxanthin.
- Example D Catalytic Hydrogenation of Anhydroluteins I, IL HI (49% total carotenoids) with Platinum (5%) Supported on Alumina in Ethyl Acetate at 40°C
- a three-neck round bottom flask is equipped with a mechanical stirrer, a thermometer, and a gas inlet.
- the flask is charged with a mixture of anhydroluteins (20.0 g, 49% total carotenoids, 27% anhydrolutein III), platinum (5%) supported on alumina (1.0 g), and ethyl acetate (700 ml).
- the air is displaced with argon and the mixture is heated to 40°C with mechanical stirring at 500 rpm.
- HPLC also shows the presence of minor quantities of unreacted anhydroluteins I and II as well as (3R,3 'R)-zeaxanthin.
- Example E Catalytic Hydrogenation of Anhydroluteins I, IL III (49% total carotenoids) with Platinum (5%) Supported on Alumina in Ethyl Acetate at 40°C
- a three-neck round bottom flask is equipped with a mechanical stirrer, a thermometer, and a gas inlet.
- the flask is charged with a mixture of anhydroluteins (20.0 g, 49% total carotenoids, 27% anhydrolutein III), platinum (5%) supported on alumina (1.5 g), and ethyl acetate (700 ml).
- the air is displaced with argon and the mixture is heated to 40°C with mechanical stirring at 500 rpm.
- HPLC also shows the presence of minor quantities of unreacted anhydroluteins I and II as well as (3R,3 'R)-zeaxanthin.
- Example F Catalytic Hydrogenation of Anhydroluteins I, II.
- Ill (75% total carotenoids) with Palladium (5%) Supported on Carbon in Ethyl Acetate at -15°C
- To a mixture of 75% total carotenoids (0.3 g « 0.225 g) and palladium (5%) supported on carbon (26 mg « 1.3 mg Pd) in a 60 ml glass reaction tube is added 20 ml of ethyl acetate and the mixture is cooled down to -15°C in a low temperature freezer. The tube is evacuated and filled with hydrogen several times and then sealed. The mixture is stirred at-15°C and the course of the reaction is followed by HPLC.
- HPLC shows nearly the complete conversion of anhydroluteins to the desired products.
- the product is allowed to warm up to ambient temperature and is filtered through celite to remove the catalyst.
- the filtrate is concentrated under reduced pressure below 40°C and the residue is crystallized from 10 ml of a 1/1 solution of ethanol/water.
- the dark orange crystals are collected by filtration, washed with 5 ml of cold ethanol, and dried under high vacuum below 40°C.
- HPLC also shows the presence of minor quantities of unreacted anhydroluteins I and II as well as (3R,3 'R)-zeaxanthin.
- Example A Catalytic Hydrogenation of Anhydroluteins I, IL III (75% total carotenoids) with Palladium Acetylacetonate in Tetrahydrofuran (THF) at 45-50°C
- THF Tetrahydrofuran
- the concentrated residue is crystallized from 10 ml of a 1/1 solution of ethanol/water.
- the dark orange crystals are collected by filtration, washed with 5 ml of cold ethanol, and dried under high vacuum below 40°C.
- HPLC also shows the presence of minor quantities of (3R,3 'R)-zeaxanthin.
- Example B Catalytic Hydrogenation of Anhydroluteins L IL III (75% total carotenoids) with Chlorotris(triphenylphosphine)Rhodium(I) in Ethyl Acetate at Ambient Temperature
- 75% total carotenoids 0.3 g « 0.225 g
- (Ph 3 P) 3 RhCl 835 mg
- a 40 ml glass reaction tube is added 15 ml of ethyl acetate and the mixture is cooled down to 0°C in an ice bath.
- the tube is evacuated and the solution is degassed under nitrogen.
- the tube is then evacuated and filled with hydrogen several times and sealed.
- HPLC also shows the presence of minor quantities of (3R,3 'R)- zeaxanthin.
- Example C Catalytic Hydrogenation of Anhydroluteins L IL III (63% total carotenoids, 45% anhydrolutein III) with Chlorotris(triphenylphosphine)Rhodium(I) in Ethyl Acetate at Ambient Temperature
- a suspension of Wilkinson's catalyst (100 mg, 0.11 mmol) in 2 ml of ethyl acetate ispurged by hydrogen and then magnetically stirred under hydrogen at room temperature for 2 hours.
- To the reaction mixture is added 50 mg of crude anhydroluteins (anhydrolutein III, 45%, 0.041 mmol). The mixture is stirred under hydrogen administered through a hydrogen balloon. After 2 hours, HPLC indicated complete consumption of anhydroluteins.
- the mixture is microfiltered and the filter is washed with 2 ml of ethyl acetate.
- the solvent is evaporated under nitrogen and the residue is dried under high vacuum for 2 h.
- the yield of ⁇ -cryptoxanthin based on anhydrolutein III is 96%.
- Example D Catalytic Hydrogenation of Anhydroluteins L IL III (75% total carotenoids) with [Ir(cod)Py(PcyV)] PFA " (Crabtree Catalyst) in Dichloromethane at Ambient Temperature
- To a mixture of anhydroluteins (75% total carotenoids, 0.3 g * 0.225 g) and [Ir(cod)Py(Pcy 3 )] PF 6 " (10 mg) in a 40 ml glass reaction tube is added 10 ml of dichloromethane and the mixture is cooled down to 0°C in an ice bath. The tube is evacuated and the solution is degassed under nitrogen.
- the tube is then evacuated and filled with hydrogen several times and sealed.
- the mixture is stirred at ambient temperature and the course of the reaction is followed by HPLC.
- HPLC shows that no additional amounts of ⁇ -cryptoxanthin and ⁇ -cryptoxanthin can be formed while considerable amounts of anhydroluteins remain unreacted.
- the product is filtered through celite and most of the solvent is evaporated under reduced pressure.
- the concentrated residue is crystallized from 10 ml of a 1/1 solution of ethanol/water. The dark orange crystals are collected by filtration and dried under high vacuum below 40°C.
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JP2006538242A JP4468376B2 (en) | 2003-10-30 | 2004-10-28 | Process for producing α- and β-cryptoxanthin |
CA2544384A CA2544384C (en) | 2003-10-30 | 2004-10-28 | Process for the preparation of alpha- and beta-cryptoxanthin |
EP04796640A EP1678111A4 (en) | 2003-10-30 | 2004-10-28 | Process for the preparation of alpha- and beta-cryptoxanthin |
AU2004287843A AU2004287843A1 (en) | 2003-10-30 | 2004-10-28 | Process for the preparation of alpha- and beta-cryptoxanthin |
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JP (1) | JP4468376B2 (en) |
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US20120329880A1 (en) * | 2009-03-09 | 2012-12-27 | Xinde Xu | Method of preparing oil suspensions of carotenoid with low viscosity and high fluidity and use thereof |
CN113461582A (en) * | 2021-06-29 | 2021-10-01 | 青岛佳一生物科技股份有限公司 | Preparation method of cryptoxanthin |
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EP2072536A1 (en) * | 2007-12-17 | 2009-06-24 | Lanxess Inc. | Hydrogenation of diene-based polymers |
EP2609063B1 (en) * | 2010-08-24 | 2018-05-16 | DSM IP Assets B.V. | Process for the manufacture of 3,7-dimethyl-1-octen-3-ol |
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CA2474646C (en) * | 2002-02-06 | 2011-04-26 | University Of Maryland, College Park | Method for production of .beta.-cryptoxanthin and .alpha.-cryptoxanthin from commercially available lutein |
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Cited By (3)
Publication number | Priority date | Publication date | Assignee | Title |
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US20120329880A1 (en) * | 2009-03-09 | 2012-12-27 | Xinde Xu | Method of preparing oil suspensions of carotenoid with low viscosity and high fluidity and use thereof |
US8748495B2 (en) * | 2009-03-09 | 2014-06-10 | Zhejiang Medicine Co., Ltd. Xinchang Pharmaceutical Factory | Method of preparing oil suspensions of carotenoid with low viscosity and high fluidity and use thereof |
CN113461582A (en) * | 2021-06-29 | 2021-10-01 | 青岛佳一生物科技股份有限公司 | Preparation method of cryptoxanthin |
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JP2007509957A (en) | 2007-04-19 |
CA2544384A1 (en) | 2005-05-19 |
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EP1678111A4 (en) | 2007-08-22 |
JP4468376B2 (en) | 2010-05-26 |
CA2544384C (en) | 2014-01-14 |
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