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EP3980273B1 - Optically variable security element having a multi-colored reflective area - Google Patents

Optically variable security element having a multi-colored reflective area Download PDF

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Publication number
EP3980273B1
EP3980273B1 EP20731791.8A EP20731791A EP3980273B1 EP 3980273 B1 EP3980273 B1 EP 3980273B1 EP 20731791 A EP20731791 A EP 20731791A EP 3980273 B1 EP3980273 B1 EP 3980273B1
Authority
EP
European Patent Office
Prior art keywords
security element
reflection
pigments
reflection structure
effect pigments
Prior art date
Legal status (The legal status is an assumption and is not a legal conclusion. Google has not performed a legal analysis and makes no representation as to the accuracy of the status listed.)
Active
Application number
EP20731791.8A
Other languages
German (de)
French (fr)
Other versions
EP3980273A1 (en
Inventor
Maik Rudolf Johann Scherer
Raphael DEHMEL
Current Assignee (The listed assignees may be inaccurate. Google has not performed a legal analysis and makes no representation or warranty as to the accuracy of the list.)
Giesecke and Devrient Currency Technology GmbH
Original Assignee
Giesecke and Devrient Currency Technology GmbH
Priority date (The priority date is an assumption and is not a legal conclusion. Google has not performed a legal analysis and makes no representation as to the accuracy of the date listed.)
Filing date
Publication date
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Publication of EP3980273A1 publication Critical patent/EP3980273A1/en
Application granted granted Critical
Publication of EP3980273B1 publication Critical patent/EP3980273B1/en
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Anticipated expiration legal-status Critical

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Classifications

    • BPERFORMING OPERATIONS; TRANSPORTING
    • B42BOOKBINDING; ALBUMS; FILES; SPECIAL PRINTED MATTER
    • B42DBOOKS; BOOK COVERS; LOOSE LEAVES; PRINTED MATTER CHARACTERISED BY IDENTIFICATION OR SECURITY FEATURES; PRINTED MATTER OF SPECIAL FORMAT OR STYLE NOT OTHERWISE PROVIDED FOR; DEVICES FOR USE THEREWITH AND NOT OTHERWISE PROVIDED FOR; MOVABLE-STRIP WRITING OR READING APPARATUS
    • B42D25/00Information-bearing cards or sheet-like structures characterised by identification or security features; Manufacture thereof
    • B42D25/30Identification or security features, e.g. for preventing forgery
    • B42D25/328Diffraction gratings; Holograms
    • BPERFORMING OPERATIONS; TRANSPORTING
    • B42BOOKBINDING; ALBUMS; FILES; SPECIAL PRINTED MATTER
    • B42DBOOKS; BOOK COVERS; LOOSE LEAVES; PRINTED MATTER CHARACTERISED BY IDENTIFICATION OR SECURITY FEATURES; PRINTED MATTER OF SPECIAL FORMAT OR STYLE NOT OTHERWISE PROVIDED FOR; DEVICES FOR USE THEREWITH AND NOT OTHERWISE PROVIDED FOR; MOVABLE-STRIP WRITING OR READING APPARATUS
    • B42D25/00Information-bearing cards or sheet-like structures characterised by identification or security features; Manufacture thereof
    • B42D25/30Identification or security features, e.g. for preventing forgery
    • BPERFORMING OPERATIONS; TRANSPORTING
    • B42BOOKBINDING; ALBUMS; FILES; SPECIAL PRINTED MATTER
    • B42DBOOKS; BOOK COVERS; LOOSE LEAVES; PRINTED MATTER CHARACTERISED BY IDENTIFICATION OR SECURITY FEATURES; PRINTED MATTER OF SPECIAL FORMAT OR STYLE NOT OTHERWISE PROVIDED FOR; DEVICES FOR USE THEREWITH AND NOT OTHERWISE PROVIDED FOR; MOVABLE-STRIP WRITING OR READING APPARATUS
    • B42D25/00Information-bearing cards or sheet-like structures characterised by identification or security features; Manufacture thereof
    • B42D25/30Identification or security features, e.g. for preventing forgery
    • B42D25/324Reliefs
    • BPERFORMING OPERATIONS; TRANSPORTING
    • B42BOOKBINDING; ALBUMS; FILES; SPECIAL PRINTED MATTER
    • B42DBOOKS; BOOK COVERS; LOOSE LEAVES; PRINTED MATTER CHARACTERISED BY IDENTIFICATION OR SECURITY FEATURES; PRINTED MATTER OF SPECIAL FORMAT OR STYLE NOT OTHERWISE PROVIDED FOR; DEVICES FOR USE THEREWITH AND NOT OTHERWISE PROVIDED FOR; MOVABLE-STRIP WRITING OR READING APPARATUS
    • B42D25/00Information-bearing cards or sheet-like structures characterised by identification or security features; Manufacture thereof
    • B42D25/30Identification or security features, e.g. for preventing forgery
    • B42D25/351Translucent or partly translucent parts, e.g. windows
    • BPERFORMING OPERATIONS; TRANSPORTING
    • B42BOOKBINDING; ALBUMS; FILES; SPECIAL PRINTED MATTER
    • B42DBOOKS; BOOK COVERS; LOOSE LEAVES; PRINTED MATTER CHARACTERISED BY IDENTIFICATION OR SECURITY FEATURES; PRINTED MATTER OF SPECIAL FORMAT OR STYLE NOT OTHERWISE PROVIDED FOR; DEVICES FOR USE THEREWITH AND NOT OTHERWISE PROVIDED FOR; MOVABLE-STRIP WRITING OR READING APPARATUS
    • B42D25/00Information-bearing cards or sheet-like structures characterised by identification or security features; Manufacture thereof
    • B42D25/30Identification or security features, e.g. for preventing forgery
    • B42D25/36Identification or security features, e.g. for preventing forgery comprising special materials
    • B42D25/369Magnetised or magnetisable materials
    • BPERFORMING OPERATIONS; TRANSPORTING
    • B42BOOKBINDING; ALBUMS; FILES; SPECIAL PRINTED MATTER
    • B42DBOOKS; BOOK COVERS; LOOSE LEAVES; PRINTED MATTER CHARACTERISED BY IDENTIFICATION OR SECURITY FEATURES; PRINTED MATTER OF SPECIAL FORMAT OR STYLE NOT OTHERWISE PROVIDED FOR; DEVICES FOR USE THEREWITH AND NOT OTHERWISE PROVIDED FOR; MOVABLE-STRIP WRITING OR READING APPARATUS
    • B42D25/00Information-bearing cards or sheet-like structures characterised by identification or security features; Manufacture thereof
    • B42D25/30Identification or security features, e.g. for preventing forgery
    • B42D25/36Identification or security features, e.g. for preventing forgery comprising special materials
    • B42D25/373Metallic materials
    • BPERFORMING OPERATIONS; TRANSPORTING
    • B42BOOKBINDING; ALBUMS; FILES; SPECIAL PRINTED MATTER
    • B42DBOOKS; BOOK COVERS; LOOSE LEAVES; PRINTED MATTER CHARACTERISED BY IDENTIFICATION OR SECURITY FEATURES; PRINTED MATTER OF SPECIAL FORMAT OR STYLE NOT OTHERWISE PROVIDED FOR; DEVICES FOR USE THEREWITH AND NOT OTHERWISE PROVIDED FOR; MOVABLE-STRIP WRITING OR READING APPARATUS
    • B42D25/00Information-bearing cards or sheet-like structures characterised by identification or security features; Manufacture thereof
    • B42D25/30Identification or security features, e.g. for preventing forgery
    • B42D25/36Identification or security features, e.g. for preventing forgery comprising special materials
    • B42D25/378Special inks
    • BPERFORMING OPERATIONS; TRANSPORTING
    • B42BOOKBINDING; ALBUMS; FILES; SPECIAL PRINTED MATTER
    • B42DBOOKS; BOOK COVERS; LOOSE LEAVES; PRINTED MATTER CHARACTERISED BY IDENTIFICATION OR SECURITY FEATURES; PRINTED MATTER OF SPECIAL FORMAT OR STYLE NOT OTHERWISE PROVIDED FOR; DEVICES FOR USE THEREWITH AND NOT OTHERWISE PROVIDED FOR; MOVABLE-STRIP WRITING OR READING APPARATUS
    • B42D25/00Information-bearing cards or sheet-like structures characterised by identification or security features; Manufacture thereof
    • B42D25/40Manufacture

Definitions

  • the invention relates to an optically variable security element with a multi-colored reflective surface area for securing valuables.
  • the invention also relates to a method for producing such a security element and to a data carrier equipped with such a security element.
  • Data carriers such as valuables or identification documents, but also other valuables, such as branded items, are often provided with security elements for security purposes, which allow the authenticity of the data carrier to be checked and which also serve as protection against unauthorized reproduction.
  • the security elements can be designed, for example, in the form of a security thread embedded in a banknote, a cover film for a banknote with a hole, an applied security strip, a self-supporting transfer element or also in the form of a feature area printed directly on a document of value.
  • Security elements with a viewing angle-dependent or three-dimensional appearance play a special role in authenticity assurance, as these cannot be reproduced even with the most modern copying machines.
  • the security elements are equipped with optically variable elements that give the viewer a different image impression at different viewing angles and, for example, show a different color or brightness impression and/or a different graphic motif depending on the viewing angle.
  • optically variable effects are described, for example, movement effects, pump effects, depth effects or flip effects, which are realized with the help of holograms, microlenses or micromirrors.
  • the publication EP 3 254 863 A1 relates to a security element with a printed color layer which, in addition to first pigments, also includes second pigments which are designed as magnetic pigments.
  • WO2012/176169 A1 describes a security thread with two optically variable areas arranged parallel and spaced apart from one another, in which flat pigments can each be aligned differently.
  • EP1780040A2 discloses the preamble of claim 1.
  • the invention is based on the object of further increasing the anti-counterfeit security and the visual attractiveness of generic optically variable security elements and, in particular, of providing optically variable security elements with two or more different appearances or effects in different colors.
  • the invention contains an optically variable security element with a multi-colored reflective surface area, which can be used in particular to secure valuables.
  • the surface extent of the security element defines a plane and a z-axis perpendicular to it.
  • the multicolored reflective surface area contains two optically variable reflection structures which are arranged at different height levels in the z direction and which produce a different color impression in reflection.
  • the higher reflection structure is formed by a relief structure provided with a color coating, said relief structure being formed by a micromirror arrangement with directed micromirrors, while the lower one Reflection structure is formed by a layer with platelet-shaped, reflective effect pigments, which are spatially aligned.
  • the two reflection structures overlap in an overlap area and the color coating of the higher reflection structure has at least one recess in the overlap area in which the lower reflection structure appears when the security element is viewed.
  • the overlap mentioned can be partial or complete, so one of the reflection structures can also completely cover the other reflection structure and the two reflection structures can even be designed to be congruent.
  • the overlap mentioned refers to the relative lateral position of the reflection structures in the plane defined by the surface extent of the security element.
  • higher lying and lower lying refer to viewing the security element from the positive z-direction. It is understood that in transparent areas or window areas of a data carrier, an applied security element can typically also be viewed from the back, i.e. the negative z-direction. The viewer then first looks at the layer with the platelet-shaped, reflective effect pigments, and in areas where this layer is translucent or has recesses, also at the relief structure provided with the color coating.
  • the platelet-shaped effect pigments are particularly advantageously formed as platelet-shaped magnetic pigments that can be aligned by a magnetic field, but they can also be platelet-shaped effect pigments which are formed by other fields, for example electric fields, can be aligned.
  • This alignability in magnetic or other fields is a property of the effect pigments themselves.
  • magnetic pigments can be influenced by an external magnetic field and can also be aligned in a mobile state.
  • the effect pigments are already aligned and immobilized, so their alignment is fixed.
  • the aligned effect pigments not only lie flat in the plane of the surface area, but are at least partially tilted against this plane and are therefore spatially aligned.
  • the alignment is determined in particular by the angle of inclination and azimuth angle of the effect pigments. Due to the alignment with the help of an external field, the alignment of the individual ones is Effect pigments not freely selectable. Rather, the alignment of the effect pigments is not individual and is particularly dependent on the field. The field dependence requires, for example, that an alignment difference between neighboring effect pigments corresponds to the maximum possible field change at this distance, i.e. it is rather small. The maximum alignment difference between jointly aligned, neighboring effect pigments is less than 30 degrees for both angles, preferably less than 20 degrees.
  • Metallized pigments in particular aluminum or silver-coated pigments, are preferably used as effect pigments.
  • Pigments with a thin film coating especially color-shifting pigments or aluminum pigments with a coloring coating produced by wet-chemical precipitation processes, can also be considered.
  • reflective metal pigments preferably aluminum pigments, with a translucent color coating can also be used, or pigments with a color coating formed by structural colors, in particular by nano- and binary structures.
  • the platelet-shaped effect pigments advantageously have a ratio of the largest to the smallest diameter (diameter-to-thickness ratio) that is more than 5:1, preferably more than 10:1, and particularly preferably more than 15:1 or even more than 50:1 amounts.
  • the largest diameter of the platelet-shaped effect pigments is preferably between 5 ⁇ m and 35 ⁇ m, preferably between 15 ⁇ m and 25 ⁇ m or between 8 ⁇ m and 12 ⁇ m.
  • Platelet-shaped effect pigments for example, are those in the publications EP 1 689 586 B1 , WO 2010/069823 A1 and WO 2013/090983 A1 particles and pigments described in question.
  • the effect pigments are expediently present in a printing layer with a transparent or translucent binder.
  • the binder can also be colored to create an additional color effect in the security element.
  • the relief structure of the higher-lying reflection structure is formed by a micromirror arrangement with directed micromirrors, in particular with flat mirrors, concave mirrors and/or Fresnel-like mirrors.
  • the orientation (inclination angle and azimuth angle) of the micromirrors of the relief structure can be freely selected for each micromirror.
  • the micromirrors are aligned independently of one another, in particular aligned by means of embossing.
  • a maximum (or average) alignment difference between adjacent micromirrors is - for one or both angles - greater than 90 degrees.
  • Adjacent micromirrors of the relief structure differ in their orientation, in particular in the inclination angle and in the azimuth angle.
  • micromirrors are advantageously below 20 ⁇ m, preferably below 10 ⁇ m.
  • other relief structures can also be used,
  • embossed Fresnel lenses, concave mirrors, hologram structures, nanostructures or diffractive blazed gratings can be used.
  • the relief structure of the higher-lying reflection structure is advantageously formed in a transparent or translucent embossed lacquer layer, in particular embossed into this embossed lacquer layer.
  • the embossing lacquer layer can also be colored in order to create an additional color effect in the security element.
  • the color coating of the higher-lying reflection structure is designed as a regular or irregular grid with grid elements and grid spaces.
  • the grid spaces represent the above-mentioned recesses.
  • the dimensions of the grid elements and/or grid spaces are below 140 ⁇ m, at least in one direction.
  • the dimensions of the grid elements and/or grid spaces are even below 140 ⁇ m in one or both lateral directions, preferably between 20 ⁇ m and 100 ⁇ m, in particular between 20 ⁇ m and 60 ⁇ m.
  • the grid elements and grid spaces of the grid have the same shape and preferably also the same size.
  • the grid elements and/or the grid spaces can in particular be formed by strip-shaped, square, triangular or other polygonal elements, but can also have irregular shapes.
  • the grid itself can be regular, i.e. have a regular arrangement of grid elements and grid spaces, but can also be an irregular grid, for example a stochastic grid, in which the grid elements and / or grid spaces have irregular spacing and/or sizes and/or shapes.
  • the area coverage of the grid by the grid elements is advantageously between 30% and 70%, preferably between 40% and 60%, in particular around 50%.
  • the color coating is advantageously applied alternatively or in addition to the grid mentioned in partial areas which have lateral dimensions of more than 140 ⁇ m, and/or the color coating is produced with recesses which have lateral dimensions of more than 140 ⁇ m.
  • the surface areas surrounding the applied partial areas represent the above-mentioned recesses in the color coating.
  • the lateral dimensions of at least one partial area and/or at least one recess are more than 250 ⁇ m, preferably more than 500 ⁇ m and in particular more than 1 mm.
  • the color coating of the relief structure mentioned is formed in an advantageous design by translucent colors.
  • Metallizations for example made of aluminum, silver or an alloy, such as copper and aluminum, are also possible, as are thin-film structures, in particular color-shifting thin-film structures, gold-blue or silicon-aluminum thin films.
  • the color coating can also be formed by translucent colors with a backed metallic mirror coating, for example made of aluminum.
  • the color coating can represent a translucent image made up of several translucent colors, which is backed with a mirror coating, for example made of aluminum.
  • Luminescent colors in particular fluorescent colors with a metallic mirror coating, can also be considered as color coatings.
  • the color coating can also be done using structural colors, especially nano and binary structures.
  • nanoparticle colors can also be considered as color coatings, such as gold-blue particles, various effect pigments, color-shifting pigments or super silver.
  • the different height levels in which the two reflection structures are arranged advantageously have a distance in the z direction between 5 ⁇ m and 100 ⁇ m, preferably between 10 ⁇ m and 50 ⁇ m.
  • the small vertical distance between the two reflection structures is not noticeable when looking at the security element.
  • the height level of a relief structure is given by the base area of the relief structure, for example a micro-mirror embossing.
  • the height level of aligned effect pigments is given by the middle position of the pigments tilted against the plane of the surface area.
  • the exact definition of the height level is usually not important, since different height levels can be easily achieved, for example, by having the two reflection structures on opposite sides of a carrier film, or by having the two reflection structures one above the other on the same side of a carrier film .
  • the two reflection structures of the reflective surface area provide a color change together with a motif change depending on the viewing angle.
  • the motifs of the two reflection structures can differ in particular in terms of shape (e.g. head, apple or tail), movement (static to moving or moving to static, with linear, rotating and/or pumping movement) and/or dimensionality (2D to 3D, or different three-dimensional with positively or negatively curved Appearance or floating in front of or behind a plane) of the motif.
  • the higher-lying reflection structure generates a first motif with a first color impression that is visible from a first viewing angle range and the lower-lying reflection structure generates a second motif with a second, different color impression that is visible from a second viewing angle range is, wherein the first and second viewing angle ranges do not overlap.
  • the security element When tilted, the security element then shows a binary color and effect change without an overlap area.
  • the two viewing angle ranges can be adjacent to one another or only be separated by an angular distance of a few degrees, so that the associated image impressions change almost seamlessly for the viewer.
  • the higher-lying reflection structure can also generate a first movement motif with a first color impression and the lower-lying reflection structure can generate a second movement motif with a second, different color impression, with the first and second movement motifs moving offset from one another or moving against one another when the security element is tilted crossing in a crossing position in which both movement motifs are visible.
  • the two reflection structures can also generate motifs or movement motifs that are simultaneously visible in the same surface area, that is to say have at least partially overlapping viewing angle areas. Since the vertical distance between the two reflection structures is very small and is well below the resolution limit of the naked eye, they appear the appearances generated by the two reflection structures are present for a viewer at the same time in the same place.
  • a translucent color layer or an image made up of several translucent colors can be present between the two reflection structures in order to create an additional color effect in the security element.
  • the translucent colors do not have to be applied directly on/above the reflective effect pigments, Rather, a translucent color can be applied anywhere between the two reflection structures.
  • a translucent color can also be mixed into another layer, for example by using a colored UV varnish for the embossing varnish layer mentioned, a colored film or a colored binder for the printing layer of the effect pigments.
  • the security element described can also be equipped with colorless or colored negative markings.
  • the overlap area contains partial areas with a negative marking, in which the color coating of the higher-lying reflection structure and the effect pigments of the deeper-lying reflection structure are left out.
  • the entire print layer can be left out in areas to create a negative mark.
  • the printing layer can also have areas in which only the binder is present, but the effect pigments have been removed, for example by laser exposure, or their visual effect has been deactivated.
  • a printing ink with a binder and effect pigments that can be aligned magnetically or by other fields is advantageously applied.
  • the effect pigments are aligned with an external field, in particular an external magnetic field, while the binder is still in the liquid state, in order to achieve the desired spatial alignment and the binder is solidified in order to permanently fix the alignment of the effect pigments.
  • Solidifying the printing ink may include an active curing step, for example by heating or irradiation.
  • the printing ink can optionally additionally comprise volatile components, but is preferably (substantially) free of volatile components.
  • an embossing lacquer layer is advantageously applied to a carrier film, embossed with the desired micromirror relief structure and then provided with the color coating in areas.
  • a further lacquer coating is expediently applied to the embossed and coated embossed lacquer layer, the refractive index of which does not deviate by more than 0.25 from the refractive index of the embossed lacquer layer.
  • the layer sequence produced in this way is applied at least partially overlapping to the printing layer with the effect pigments or to a target substrate.
  • the carrier film used for production can be removed or, for example in the case of a thin, transparent carrier film, can also remain in the security element.
  • Figure 1 shows a schematic representation of a banknote 10 with an optically variable security element 12 according to the invention.
  • the security element 12 simultaneously shows two security features with different visual appearance and movement behavior in the same area.
  • a first security feature 14 of the security element 12 has a metallic, three-dimensional appearance in which a row of larger rings 22 appears to float above a row of corresponding smaller rings 24.
  • the larger and smaller rings 22, 24 move against each other for the viewer and thus create a striking three-dimensional movement feature.
  • a second security feature 16 can be seen, which is designed in the form of a color-shifting zigzag pattern 26.
  • the lines of the zigzag pattern 26 show an outwardly curved three-dimensional appearance, and the color impression of the pattern 26 changes depending on the viewing angle from green when viewed vertically to blue when viewed at an angle.
  • Fig. 2 shows a section of the security element 12 Fig. 1 shown schematically in cross section.
  • the security element 12 contains a flat carrier 18, the surface extent of which defines an xy plane and a z-axis perpendicular thereto.
  • the carrier 18 represents the polymer or paper substrate of the banknote 10.
  • the security element 12 contains a printing layer 30 with color-shifting, platelet-shaped magnetic pigments 32 that are magnetically aligned in the form of the bulging zigzag pattern 26.
  • a printing layer 30 with magnetically alignable magnetic pigments 32 was printed onto the carrier 18, and The magnetic pigments 32 were aligned in the form of the desired motif while the binder 34 was still wet using an external magnetic field. Then the binder 34 was solidified, for example by UV exposure, in order to permanently fix the alignment of the magnetic pigments 32.
  • the magnetic pigments with a color-shifting effect can, for example, be magnetic interference pigments, as described in the EP 1 366 380 A2 and are offered by Sicpa Holding SA, for example, under the names OVMI Gold/Green 5 SK 1001 S, OVMI Green/Blue 5 SK 5001 S and OVMI Magenta/Green 5 SK 3001 S.
  • an embossing layer 40 is arranged above the print layer 30, which includes an embossing lacquer layer 42 with a micromirror embossing 44.
  • the micromirror embossing 44 is provided with a color coating 46, for example a metal layer, which is only present in certain areas and which reveals the print layer 30 in its recesses 54.
  • the micromirror embossing 44 is formed from a large number of micromirrors inclined towards the xy plane and having a typical edge length of approximately 10 ⁇ m.
  • the local angles of inclination of the micromirrors are chosen so that the relief structure formed by the micromirrors together with the color coating 46 has a desired optical appearance, for example the representation of the two rows of rings 22, 24 lying one inside the other Fig. 1 generated.
  • an embossing lacquer layer 42 can be applied to a carrier film, embossed with the desired micromirror relief structure 44 and then provided with the color coating 46 in areas.
  • the coated embossing lacquer layer 44, 46 is then provided with a lacquer coating 48, the refractive index of which essentially corresponds to the refractive index of the embossing lacquer layer 42, and the layer sequence produced in this way is finally applied to the printing layer 30 in an at least partially overlapping manner.
  • the lacquer coating 48 itself can have adhesive properties or an additional adhesive layer can be used.
  • the carrier film used in production can be removed from the embossing lacquer layer or, for example in the case of a thin, transparent carrier film, can also remain on the banknote.
  • the coated micromirror embossing 44, 46 of the embossing layer 40 forms a higher-lying reflection structure in the security element 12, while the spatially aligned magnetic pigments 32 of the printing layer 30 form a deeper-lying reflection structure.
  • the layers 30, 40 form the multicolored reflective surface area of the security element 12.
  • the platelet-shaped magnetic pigments 32 do not just lie flat in the plane of the printing layer 30 due to the magnetic alignment, but are locally tilted to different degrees against this plane and are therefore spatially aligned. In this way, the magnetic pigments 32 reflect to different degrees in different spatial directions and thus create the special, for example, a three-dimensional and/or dynamic appearance of the zigzag pattern 26.
  • the color coating 46 is provided with recesses 54 in order to enable a viewer 56 to see the underlying magnetic pigments 32 in some areas despite the continuous micromirror embossing 44.
  • the color coating 46 is in the design of Fig. 2 in the form of a regular grid 50 made up of grid elements 52 and grid spaces 54.
  • the grid elements 52 and grid spaces 54 form, for example, a checkerboard pattern in which each field, i.e. each grid element 52 and each grid space 54, has a dimension of 100 ⁇ m x 100 ⁇ m. Since the individual micromirrors of the micromirror embossing 44 are generally significantly smaller, for example having an edge length of only 10 ⁇ m, the grid 50 of the color coating 46 falls differently than in the simplified schematic representation Fig. 2 , generally not related to the grid of micromirrors.
  • the thicknesses of the printing layer 30 and the embossing layer 40 are in the range of a few micrometers or a few tens of micrometers, it is not apparent to the viewer 56 that the two optically variable reflection structures are actually arranged at different height levels in the z direction - rather, they appear to be present in the same place at the same time despite their different visual appearance.
  • the grid elements 52 and the grid spaces 54 each have the same dimensions, so that the area coverage of the grid is 50%.
  • the area coverage of the grid with grid elements 52 is preferably between 30% and 70%, in particular between 40% and 60%.
  • the security element 12 the Fig. 1 and 2 arranged in a transparent area or a window area of the banknote 10, it can also be viewed from the back.
  • the viewer 56 then first looks at the print layer 30 with the aligned magnetic pigments 32, so that the security feature 16 in the form of the color-shifting zigzag pattern 26 can also be clearly seen from the back.
  • the first security feature 14 can also be seen, but appears weaker from the back, since the viewer also looks through the binder 34 of the printing layer 30 in the areas without magnetic pigments 32.
  • the metallic, three-dimensional appearance of the micromirror embossing 44 also appears three-dimensionally inverted from the back, so that in the exemplary embodiment the smaller rings 24 appear to float above the larger rings 22.
  • Figure 3 shows some concrete advantageous embodiments of the grid of the color coating 46 of the micromirror embossing 44 in supervision.
  • This shows Fig. 3(a) a grid 50 like it in Fig. 2 is used, in which the grid elements 52 and the grid spaces 54 form a checkerboard pattern.
  • the dimensions of the grid elements and grid spaces are advantageously between 20 ⁇ 20 ⁇ m 2 and 140 ⁇ 140 ⁇ m 2 , the area coverage is 50%. If a different area coverage is to be created, some of the grid elements 52 can be omitted or some of the grid spaces 54 can be occupied with additional grid elements.
  • Figure 3(b) shows a grid 50 with alternately arranged strip-shaped grid elements 52 and grid spaces 54.
  • the width of the grid elements and grid spaces is advantageously between 20 ⁇ m and 140 ⁇ m, the length is arbitrary and can be several millimeters or even a few centimeters.
  • the area coverage can be easily adjusted via the relative width of the grid elements and grid spaces, and is preferably between 30% and 70%, in particular between 40% and 60%.
  • the grid elements and grid spaces can also have other polygonal shapes or irregular shapes. Shows as an example Fig. 3(c) an embodiment in which the grid elements 52 and grid spaces 54 of the grid 50 are formed by triangles. At the grid 50 the Fig. 3(d) the grid elements 52 and grid spaces 54 are formed by irregular shapes.
  • the grid elements and/or grid spaces can also form a coherent structure, such as in Fig. 3(d) shown for the grid spaces 54
  • the surface coverage with grid elements is preferably between 30% and 70%, in particular between 40% and 60%.
  • Figure 4 shows a modification of the design of the Fig. 2 , in which the angle of inclination of the micromirrors of the micromirror embossing 44 and the magnetic orientation of the magnetic pigments 32 are selected so that the appearances generated by the two reflection structures become visible in different, non-overlapping viewing angle ranges and thereby a binary color and effect change when the security element 12 is tilted generate.
  • the micromirrors of the micromirror embossing 44 are aligned, for example, in such a way that the appearance generated by the micromirrors, for example a metallic-looking curvature, is visible in a viewing angle range of +5° to +20° (viewing direction 58-A) relative to the surface normal N .
  • the magnetic pigments 32 were aligned by an external magnetic field in such a way that they produce a running effect that is visible in a viewing angle range of -5° to -20° relative to the surface normal (viewing position 58-B).
  • the viewer looks at the coated micromirrors of the micromirror embossing 44 in the area of the grid elements 52.
  • the viewer can basically perceive the magnetic pigments 32 of the printing layer 30, but their orientation is far from the viewing direction 58-A removed from the glossy angle.
  • the magnetic pigments 32 therefore appear inconspicuous and, since they are strongly outshone by the micromirrors, which are essentially at the gloss angle, they practically do not contribute to the image impression.
  • the viewer from the viewing direction 58-A essentially sees the curved representation generated by the micromirror embossing 44.
  • the micromirrors of the micromirror embossing 44 in the grid spaces 54 have no optical effect due to the lack of refractive index difference of the lacquer layers 42, 48, so that the viewer there looks at the magnetic pigments 32, which are essentially at the gloss angle in the viewing direction 58-B.
  • the micromirrors of the micromirror embossing 44 are basically perceptible, but their orientation is far from the gloss angle when viewed from the viewing direction 58-B. They therefore appear inconspicuous and, since they are strongly outshone by the magnetic pigments 32 at the gloss angle, they practically do not contribute to the image impression. Overall, the viewer from the viewing direction 58-B essentially sees the optically variable running effect generated by the magnetic particles 32.
  • FIG. 5 A further variant of a security element 62 according to the invention is shown in Fig. 5 illustrated.
  • the security element 62 is largely similar to that in connection with Fig. 2
  • the security element 12 described is constructed so that corresponding elements are each provided with the same reference numerals.
  • this also contains Security element 62 a flat carrier 18, a printing layer 30 with aligned, color-shifting, platelet-shaped magnetic pigments 32 and an embossing layer 40 arranged above the printing layer 30 with a micromirror embossing 44 introduced into an embossing lacquer layer 42, which is provided with a color coating 46 present in some areas.
  • a large recess 66 for example in the form of a 5 mm wide and 2 cm long curved strip.
  • the micromirrors of the micromirror embossing 44 have no optical effect due to the lack of refractive index difference between the lacquer layers 42, 48, so that a viewer there looks at the deeper magnetic pigments 32 of the print layer 30.
  • the visual impression of the security element 62 is determined by the higher micromirror embossing 44 and its color coating 46.
  • the micromirror embossing 44 can produce, for example, in the outer area 64 a motif 64 that appears to bulge out of the plane of the security element 62 and appears in a first color.
  • a movement effect in a second color is visible in a partial area 66, which is generated by the aligned magnetic pigments 32.
  • a light bar can move up and down along the partial area 66 when the security element 62 is tilted and create a so-called rolling bar effect. Since the rolling bar effect is just visible in the recess 66 of the color coating 46, the areas of different colors (first and second colors) and different effects (three-dimensional motif or running bar) appear exactly registered to one another.
  • embossing layer 40 can be formed in all variants with or without a carrier film and can be present, for example, in the form of a strip or patch.
  • FIG. 6(a) a polymer banknote 70 with a transparent polymer substrate 72, in which the printing layer 30 and the embossing layer 40 are arranged on opposite sides at least partially overlapping one another.
  • the design of the Fig. 6(b) shows a paper banknote 80 with a paper substrate 82 with window 84.
  • the printing layer 30 and the embossing layer 40 are arranged at least partially overlapping one another on opposite sides of the window 84.
  • Magnetic pigments 32 could also be present inside the window, as in Fig. 6(b) illustrated.
  • Figure 6(c) showed a hybrid banknote 90 with a film/paper/film hybrid substrate 92 with a window 94 in the paper core 96.
  • the printing layer 30 and the embossing layer 40 are arranged on opposite sides of the hybrid substrate 92 and at least partially cover each other in the area of the window 94.
  • the embossing layer 40 can, as in Fig. 6(c) shown, be applied to the outside of the composite of the hybrid substrate 92, but it can also be present, for example, between the paper core 96 and one of the film layers 98 and thus represent a particularly strongly protected, internal security feature.
  • a further variant of the invention consists in not applying the embossing layer in the form of a security film, but rather introducing the embossing structure 44 directly into the polymer substrate of a work document.
  • the printing layer 30 can then be printed in an overlapping manner.

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Description

Die Erfindung betrifft ein optisch variables Sicherheitselement mit einem mehrfarbigen reflektiven Flächenbereich zur Absicherung von Wertgegenständen. Die Erfindung betrifft auch ein Verfahren zum Herstellen eines solchen Sicherheitselements sowie einen mit einem solchen Sicherheitselement ausgestatteten Datenträger.The invention relates to an optically variable security element with a multi-colored reflective surface area for securing valuables. The invention also relates to a method for producing such a security element and to a data carrier equipped with such a security element.

Datenträger, wie Wert- oder Ausweisdokumente, aber auch andere Wertgegenstände, wie etwa Markenartikel, werden zur Absicherung oft mit Sicherheitselementen versehen, die eine Überprüfung der Echtheit der Datenträger gestatten und die zugleich als Schutz vor unerlaubter Reproduktion dienen.Data carriers, such as valuables or identification documents, but also other valuables, such as branded items, are often provided with security elements for security purposes, which allow the authenticity of the data carrier to be checked and which also serve as protection against unauthorized reproduction.

Die Sicherheitselemente können beispielsweise in Form eines in eine Banknote eingebetteten Sicherheitsfadens, einer Abdeckfolie für eine Banknote mit Loch, eines aufgebrachten Sicherheitsstreifens, eines selbsttragenden Transferelements oder auch in Form eines direkt auf ein Wertdokument aufgedruckten Merkmalsbereichs ausgebildet sein.The security elements can be designed, for example, in the form of a security thread embedded in a banknote, a cover film for a banknote with a hole, an applied security strip, a self-supporting transfer element or also in the form of a feature area printed directly on a document of value.

Eine besondere Rolle bei der Echtheitsabsicherung spielen Sicherheitselemente mit betrachtungswinkelabhängigem oder dreidimensionalem Erscheinungsbild, da diese selbst mit modernsten Kopiergeräten nicht reproduziert werden können. Dazu sind die Sicherheitselemente mit optisch variablen Elementen ausgestattet, die dem Betrachter unter unterschiedlichen Betrachtungswinkeln einen unterschiedlichen Bildeindruck vermitteln und beispielsweise je nach Betrachtungswinkel einen anderen Farb- oder Helligkeitseindruck und/oder ein anderes graphisches Motiv zeigen. Im Stand der Technik sind dabei als optisch variable Effekte beispielsweise Bewegungseffekte, Pumpeffekte, Tiefeneffekte oder Flipeffekte beschrieben, die mit Hilfe von Hologrammen, Mikrolinsen oder Mikrospiegeln realisiert werden.Security elements with a viewing angle-dependent or three-dimensional appearance play a special role in authenticity assurance, as these cannot be reproduced even with the most modern copying machines. For this purpose, the security elements are equipped with optically variable elements that give the viewer a different image impression at different viewing angles and, for example, show a different color or brightness impression and/or a different graphic motif depending on the viewing angle. In the prior art, optically variable effects are described, for example, movement effects, pump effects, depth effects or flip effects, which are realized with the help of holograms, microlenses or micromirrors.

Aus der Druckschrift WO 2015/078572 A1 ist ein Sicherheitselement mit magnetisch ausrichtbaren Magnetpigmenten bekannt. Die Druckschrift EP 3 254 863 A1 betrifft ein Sicherheitselement mit einer aufgedruckten Farbschicht, die neben ersten Pigmenten auch zweite Pigmente umfasst, die als Magnetpigmente ausgebildet sind.From the publication WO 2015/078572 A1 a security element with magnetically alignable magnetic pigments is known. The publication EP 3 254 863 A1 relates to a security element with a printed color layer which, in addition to first pigments, also includes second pigments which are designed as magnetic pigments.

WO2012/176169 A1 beschreibt einen Sicherheitsfaden mit zwei parallel und beabstandet voneinander angeordneten optisch variablen Bereichen, in denen flächige Pigmente jeweils unterschiedlich ausgerichtet sein können. EP1780040A2 offenbart den Oberbegriff von Anspruch 1. WO2012/176169 A1 describes a security thread with two optically variable areas arranged parallel and spaced apart from one another, in which flat pigments can each be aligned differently. EP1780040A2 discloses the preamble of claim 1.

Ausgehend davon liegt der Erfindung die Aufgabe zugrunde, die Fälschungssicherheit und die visuelle Attraktivität gattungsgemäßer optisch variabler Sicherheitselemente weiter zu erhöhen und insbesondere optisch variable Sicherheitselemente mit zwei oder mehr unterschiedlichen Erscheinungsbildern bzw. Effekten in unterschiedlichen Farben bereitzustellen. Diese Aufgabe wird durch die Merkmale der unabhängigen Ansprüche gelöst. Weiterbildungen der Erfindung sind Gegenstand der abhängigen Ansprüche.Based on this, the invention is based on the object of further increasing the anti-counterfeit security and the visual attractiveness of generic optically variable security elements and, in particular, of providing optically variable security elements with two or more different appearances or effects in different colors. This task is solved by the features of the independent claims. Further developments of the invention are the subject of the dependent claims.

Die Erfindung enthält zur Lösung der genannten Aufgabe ein optisch variables Sicherheitselement mit einem mehrfarbigen reflektiven Flächenbereich, welches insbesondere zur Absicherung von Wertgegenständen eingesetzt werden kann.To solve the stated problem, the invention contains an optically variable security element with a multi-colored reflective surface area, which can be used in particular to secure valuables.

Die Flächenausdehnung des Sicherheitselements definiert dabei eine Ebene und eine darauf senkrecht stehende z-Achse. Der mehrfarbige reflektive Flächenbereich enthält erfindungsgemäß zwei optisch variable Reflexionsstrukturen, die in z-Richtung in unterschiedlichen Höhenstufen angeordnet sind, und die in Reflexion einen unterschiedlichen Farbeindruck erzeugen.The surface extent of the security element defines a plane and a z-axis perpendicular to it. According to the invention, the multicolored reflective surface area contains two optically variable reflection structures which are arranged at different height levels in the z direction and which produce a different color impression in reflection.

Die höher liegende Reflexionsstruktur ist dabei durch eine mit einer Farbbeschichtung versehene Reliefstruktur gebildet, wobei die genannte Reliefstruktur durch eine Mikrospiegelanordnung mit gerichteten Mikrospiegeln gebildet ist, während die tiefer liegende Reflexionsstruktur durch eine Schicht mit plättchenförmigen, reflektierenden Effektpigmenten gebildet ist, welche räumlich ausgerichtet sind.The higher reflection structure is formed by a relief structure provided with a color coating, said relief structure being formed by a micromirror arrangement with directed micromirrors, while the lower one Reflection structure is formed by a layer with platelet-shaped, reflective effect pigments, which are spatially aligned.

Die beiden Reflexionsstrukturen überlappen in einem Überlappungsbereich und die Farbbeschichtung der höher liegenden Reflexionsstruktur weist in dem Überlappungsbereich zumindest eine Aussparung auf, in der bei Betrachtung des Sicherheitselements die tiefer liegende Reflexionsstruktur in Erscheinung tritt.The two reflection structures overlap in an overlap area and the color coating of the higher reflection structure has at least one recess in the overlap area in which the lower reflection structure appears when the security element is viewed.

Die genannte Überlappung kann teilweise oder vollständig sein, eine der Reflexionsstrukturen kann also auch die andere Reflexionsstruktur vollständig überdecken und die beiden Reflexionsstrukturen können sogar deckungsgleich ausgebildet sein. Die genannte Überlappung bezieht sich auf die relative laterale Position der Reflexionsstrukturen in der durch die Flächenausdehnung des Sicherheitselements definierten Ebene.The overlap mentioned can be partial or complete, so one of the reflection structures can also completely cover the other reflection structure and the two reflection structures can even be designed to be congruent. The overlap mentioned refers to the relative lateral position of the reflection structures in the plane defined by the surface extent of the security element.

Die Bezeichnungen "höher liegend" und "tiefer liegend" beziehen sich auf eine Betrachtung des Sicherheitselements aus der positiven z-Richtung. Es versteht sich, dass in transparenten Bereichen oder Fensterbereichen eines Datenträgers ein aufgebrachtes Sicherheitselement typischerweise auch von der Rückseite, also der negativen z-Richtung her betrachtet werden kann. Der Betrachter blickt dann zunächst auf die Schicht mit den plättchenförmigen, reflektierenden Effektpigmenten, und in Bereichen, in denen diese Schicht lichtdurchlässig ist oder Aussparungen aufweise, auch auf die mit der Farbbeschichtung versehene Reliefstruktur.The terms “higher lying” and “lower lying” refer to viewing the security element from the positive z-direction. It is understood that in transparent areas or window areas of a data carrier, an applied security element can typically also be viewed from the back, i.e. the negative z-direction. The viewer then first looks at the layer with the platelet-shaped, reflective effect pigments, and in areas where this layer is translucent or has recesses, also at the relief structure provided with the color coating.

Die plättchenförmigen Effektpigmente sind mit besonderem Vorteil durch ein Magnetfeld ausrichtbare plättchenförmige Magnetpigmente gebildet, es kann sich aber auch um plättchenförmige Effektpigmente handeln, die durch andere Felder, beispielsweise elektrische Felder, ausrichtbar sind. Diese Ausrichtbarkeit in Magnet- oder anderen Feldern ist eine Eigenschaft der Effektpigmente an sich Beispielsweise sind Magnetpigmente aufgrund ihrer magnetischen Eigenschaften durch ein externes Magnetfeld beeinflussbar und in beweglichen Zustand auch ausrichtbar. Im fertigen Sicherheitselement sind die Effektpigmente bereits ausgerichtet und immobilisiert, ihre Ausrichtung also fixiert. Die ausgerichteten Effektpigmente liegen dabei nicht lediglich flach in der Ebene des Flächenbereichs, sondern sind zumindest teilweise gegen diese Ebene verkippt und daher räumlich ausgerichtet Die Ausrichtung wird insbesondere durch Neigungswinkel und Azimutwinkel der Effektpigmente bestimmt Aufgrund der Ausrichtung mit Hilfe eines externen Feldes ist die Ausrichtung der einzelnen Effektpigmente nicht frei wählbar. Die Ausrichtung der Effektpigmente ist vielmehr nicht individuell und insbesondere feldabhängig. Die Feldabhängigkeit bedingt beispielsweise, dass eine Ausrichtungsdifferenz benachbarter Effektpigmente der in diesem Abstand maximal möglichen Feldänderung entspricht, also eher klein ist Die maximale Ausrichtungsdifferenz gemeinsam ausgerichteter, benachbarter Effektpigmente ist für beide Winkel jeweils kleiner als 30 Grad, vorzugsweise kleiner als 20 Grad.The platelet-shaped effect pigments are particularly advantageously formed as platelet-shaped magnetic pigments that can be aligned by a magnetic field, but they can also be platelet-shaped effect pigments which are formed by other fields, for example electric fields, can be aligned. This alignability in magnetic or other fields is a property of the effect pigments themselves. For example, due to their magnetic properties, magnetic pigments can be influenced by an external magnetic field and can also be aligned in a mobile state. In the finished security element, the effect pigments are already aligned and immobilized, so their alignment is fixed. The aligned effect pigments not only lie flat in the plane of the surface area, but are at least partially tilted against this plane and are therefore spatially aligned. The alignment is determined in particular by the angle of inclination and azimuth angle of the effect pigments. Due to the alignment with the help of an external field, the alignment of the individual ones is Effect pigments not freely selectable. Rather, the alignment of the effect pigments is not individual and is particularly dependent on the field. The field dependence requires, for example, that an alignment difference between neighboring effect pigments corresponds to the maximum possible field change at this distance, i.e. it is rather small. The maximum alignment difference between jointly aligned, neighboring effect pigments is less than 30 degrees for both angles, preferably less than 20 degrees.

Als Effektpigmente werden vorzugsweise metallisierte Pigmente, insbesondere Aluminium- oder Silberbeschichtete Pigmente eingesetzt. Auch Pigmente mit einer Dünnfilmbeschichtung, vor allen farbkippende Pigmente oder Aluminiumpigmente mit einer durch nasschemische Fällungsprozesse erzeugten farbgebenden Beschichtung kommen in Betracht. Darüber hinaus können auch reflektierende Metallpigmente, vorzugsweise Aluminiumpigmente, mit einer lasierenden Farbbeschichtung eingesetzt werden, oder Pigmente mit einer durch Strukturfarben, insbesondere durch Nano- und Binärstrukturen gebildeten Farbbeschichtung.Metallized pigments, in particular aluminum or silver-coated pigments, are preferably used as effect pigments. Pigments with a thin film coating, especially color-shifting pigments or aluminum pigments with a coloring coating produced by wet-chemical precipitation processes, can also be considered. In addition, reflective metal pigments, preferably aluminum pigments, with a translucent color coating can also be used, or pigments with a color coating formed by structural colors, in particular by nano- and binary structures.

Die plättchenförmigen Effektpigmente weisen vorteilhaft ein Verhältnis des größten zum kleinsten Durchmesser (Durchmesser-zu-Dickenverhältnis) auf, das mehr als 5:1, bevorzugt mehr als 10:1, und besonders bevorzugt mehr als 15: 1 oder sogar mehr als 50:1 beträgt. Der größte Durchmesser der plättchenförmigen Effektpigmente liegt bevorzugt zwischen 5 µm und 35 µm, vorzugsweise zwischen 15 µm und 25 µm oder zwischen 8 µm und 12 µm. Als plättchenförmige Effektpigmente kommen beispielsweise die in den Druckschriften EP 1 689 586 B1 , WO 2010/069823 A1 und WO 2013/090983 A1 beschriebenen Partikel und Pigmente in Frage.The platelet-shaped effect pigments advantageously have a ratio of the largest to the smallest diameter (diameter-to-thickness ratio) that is more than 5:1, preferably more than 10:1, and particularly preferably more than 15:1 or even more than 50:1 amounts. The largest diameter of the platelet-shaped effect pigments is preferably between 5 µm and 35 µm, preferably between 15 µm and 25 µm or between 8 µm and 12 µm. Platelet-shaped effect pigments, for example, are those in the publications EP 1 689 586 B1 , WO 2010/069823 A1 and WO 2013/090983 A1 particles and pigments described in question.

Die Effektpigmente liegen zweckmäßig in einer Druckschicht mit einem transparenten oder transluzenten Bindemittel vor. Das Bindemittel kann dabei auch eingefärbt sein um eine zusätzliche Farbwirkung im Sicherheitselement zu erzeugen.The effect pigments are expediently present in a printing layer with a transparent or translucent binder. The binder can also be colored to create an additional color effect in the security element.

Die Reliefstruktur der höher liegenden Reflexionsstruktur ist durch eine Mikrospiegelanordnung mit gerichteten Mikrospiegeln gebildet, insbesondere mit planen Spiegeln, Hohlspiegeln und/oder fresnelartigen Spiegeln. Die Ausrichtung (Neigungswinkel und Azimutwinkel) der Mikrospiegel der Reliefstruktur kann für jeden Mikrospiegel frei gewählt werden. Die Mikrospiegel sind unabhängig voneinander ausgerichtet, insbesondere mittels Prägung ausgerichtet. Eine maximale (oder mittlere) Ausrichtungsdifferenz benachbarter Mikrospiegel ist - für einen oder für beide Winkel - größer als 90 Grad. Benachbarte Mikrospiegel der Reliefstruktur unterscheiden sich in ihrer Ausrichtung, insbesondere im Neigungswinkel und im Azimutwinkel. Die lateralen Abmessungen der Mikrospiegel liegen dabei vorteilhaft unterhalb von 20 µm, bevorzugt unterhalb von 10 µm. Grundsätzlich können allerdings auch andere Reliefstrukturen, insbesondere geprägte Fresnellinsen, Hohlspiegel, Hologrammstrukturen, Nanostrukturen oder diffraktive geblazte Gitter eingesetzt werden.The relief structure of the higher-lying reflection structure is formed by a micromirror arrangement with directed micromirrors, in particular with flat mirrors, concave mirrors and/or Fresnel-like mirrors. The orientation (inclination angle and azimuth angle) of the micromirrors of the relief structure can be freely selected for each micromirror. The micromirrors are aligned independently of one another, in particular aligned by means of embossing. A maximum (or average) alignment difference between adjacent micromirrors is - for one or both angles - greater than 90 degrees. Adjacent micromirrors of the relief structure differ in their orientation, in particular in the inclination angle and in the azimuth angle. The lateral dimensions of the micromirrors are advantageously below 20 μm, preferably below 10 μm. In principle, however, other relief structures can also be used, In particular, embossed Fresnel lenses, concave mirrors, hologram structures, nanostructures or diffractive blazed gratings can be used.

Die Reliefstruktur der höher liegenden Reflexionsstruktur ist mit Vorteil in einer transparenten oder transluzenten Prägelackschicht abgeformt, insbesondere in diese Prägelackschicht eingeprägt. Die Prägelackschicht kann dabei auch eingefärbt sein um eine zusätzliche Farbwirkung im Sicherheitselement zu erzeugen.The relief structure of the higher-lying reflection structure is advantageously formed in a transparent or translucent embossed lacquer layer, in particular embossed into this embossed lacquer layer. The embossing lacquer layer can also be colored in order to create an additional color effect in the security element.

In einer vorteilhaften Erfindungsvariante ist die Farbbeschichtung der höher liegenden Reflexionsstruktur als regelmäßiges oder unregelmäßiges Raster mit Rasterelementen und Rasterzwischenräumen ausgebildet. Die Rasterzwischenräume stellen dabei die oben genannten Aussparungen dar. Die Abmessungen der Rasterelemente und/oder Rasterzwischenräume liegen in dieser Variante zumindest in einer Richtung unterhalb von 140 µm. Vorzugsweise liegen die Abmessungen der Rasterelemente und/oder Rasterzwischenräume sogar in einer oder beiden lateralen Richtungen unterhalb von 140 µm, vorzugsweise zwischen 20 µm und 100 µm, insbesondere zwischen 20 µm und 60 µm.In an advantageous variant of the invention, the color coating of the higher-lying reflection structure is designed as a regular or irregular grid with grid elements and grid spaces. The grid spaces represent the above-mentioned recesses. In this variant, the dimensions of the grid elements and/or grid spaces are below 140 μm, at least in one direction. Preferably, the dimensions of the grid elements and/or grid spaces are even below 140 μm in one or both lateral directions, preferably between 20 μm and 100 μm, in particular between 20 μm and 60 μm.

In einer vorteilhaften Ausgestaltung weisen die Rasterelemente und Rasterzwischenräume des Rasters gleiche Form und vorzugsweise auch gleiche Größe auf. Die Rasterelemente und/ oder die Rasterzwischenräume können insbesondere durch streifenförmige, quadratische, dreieckige oder andere polygonale Elemente gebildet sein, können aber auch unregelmäßige Formen aufweisen. Das Raster selbst kann regelmäßig sein, also eine regelmäßige Anordnung von Rasterelementen und Rasterzwischenräumen aufweisen, kann aber auch ein unregelmäßige Raster, beispielsweise ein stochastisches Raster sein, bei dem die Rasterelemente und/oder Rasterzwischenräume unregelmäßige Abstände und/oder Größen und/oder Formen aufweisen. Die Flächendeckung des Rasters durch die Rasterelemente liegt vorteilhaft zwischen 30% und 70%, vorzugsweise zwischen 40% und 60%, insbesondere bei etwa 50%.In an advantageous embodiment, the grid elements and grid spaces of the grid have the same shape and preferably also the same size. The grid elements and/or the grid spaces can in particular be formed by strip-shaped, square, triangular or other polygonal elements, but can also have irregular shapes. The grid itself can be regular, i.e. have a regular arrangement of grid elements and grid spaces, but can also be an irregular grid, for example a stochastic grid, in which the grid elements and / or grid spaces have irregular spacing and/or sizes and/or shapes. The area coverage of the grid by the grid elements is advantageously between 30% and 70%, preferably between 40% and 60%, in particular around 50%.

In einer weiteren Erfindungsvariante wird die Farbbeschichtung alternativ oder zusätzlich zu dem genannten Raster vorteilhaft in Teilbereichen aufgebracht, die laterale Abmessungen von mehr als 140 µm aufweisen, und/oder die Farbbeschichtung wird mit Aussparungen erzeugt, die laterale Abmessungen von mehr als 140 µm aufweisen. Im erstgenannten Fall stellten die die aufgebrachten Teilbereiche umgebenden Flächenbereiche die oben genannten Aussparungen der Farbbeschichtung dar. Bevorzugt betragen die lateralen Abmessungen zumindest eines Teilbereichs und/oder zumindest einer Aussparungen mehr als 250 µm, vorzugsweise mehr als 500 µm und insbesondere mehr als 1 mm.In a further variant of the invention, the color coating is advantageously applied alternatively or in addition to the grid mentioned in partial areas which have lateral dimensions of more than 140 µm, and/or the color coating is produced with recesses which have lateral dimensions of more than 140 µm. In the first-mentioned case, the surface areas surrounding the applied partial areas represent the above-mentioned recesses in the color coating. Preferably, the lateral dimensions of at least one partial area and/or at least one recess are more than 250 μm, preferably more than 500 μm and in particular more than 1 mm.

Die Farbbeschichtung der genannten Reliefstruktur ist in einer vorteilhaften Gestaltungen durch lasierende Farben gebildet. Auch Metallisierungen, beispielsweise aus Aluminium, Silber oder einer Legierung, etwa aus Kupfer und Aluminium, kommen in Frage, ebenso Dünnschichtaufbauten, insbesondere farbkippende Dünnschichtaufbauten, Gold-Blau oder Silizium-Aluminium-Dünnschichten. Die Farbbeschichtung kann auch durch lasierende Farben mit einer hinterlegten metallischen Verspiegelung, beispielsweise aus Aluminium, gebildet sein. Die Farbbeschichtung kann dabei ein lasierendes Bild aus mehreren lasierenden Farben darstellen, das mit einer Verspiegelung, beispielsweise aus Aluminium, hinterlegt ist. Auch Lumineszenzfarben, insbesondere Fluoreszenzfarben mit einer metallischen Verspiegelung kommen als Farbbeschichtungen in Betracht. Die Farbbeschichtung kann auch durch Strukturfarben, insbesondere durch Nano- und Binärstrukturen, gebildet sein, welche auf oder in die Mikrospiegel einer Mikrospiegelanordnung geprägt sind. Schließlich kommen auch Nanopartikelfarben als Farbbeschichtung in Betracht, wie etwa Gold-Blau-Partikel, verschiedene Effektpigmente, farbkippende Pigmente oder Supersilber.The color coating of the relief structure mentioned is formed in an advantageous design by translucent colors. Metallizations, for example made of aluminum, silver or an alloy, such as copper and aluminum, are also possible, as are thin-film structures, in particular color-shifting thin-film structures, gold-blue or silicon-aluminum thin films. The color coating can also be formed by translucent colors with a backed metallic mirror coating, for example made of aluminum. The color coating can represent a translucent image made up of several translucent colors, which is backed with a mirror coating, for example made of aluminum. Luminescent colors, in particular fluorescent colors with a metallic mirror coating, can also be considered as color coatings. The color coating can also be done using structural colors, especially nano and binary structures. be formed, which are embossed on or into the micromirrors of a micromirror arrangement. Finally, nanoparticle colors can also be considered as color coatings, such as gold-blue particles, various effect pigments, color-shifting pigments or super silver.

Die unterschiedlichen Höhenstufen, in denen die beiden Reflexionsstrukturen angeordnet sind, weisen in z-Richtung vorteilhaft einen Abstand zwischen 5 µm und 100 µm, vorzugsweise zwischen 10 µm und 50 µm auf. Der geringe vertikale Abstand der beiden Reflexionsstrukturen ist bei der Betrachtung des Sicherheitselements nicht wahrnehmbar. Die Höhenstufe einer Reliefstruktur ist dabei durch die Grundfläche der Reliefstruktur, beispielsweise einer Mikrospiegelprägung gegeben. Analog ist die Höhenstufe ausgerichteter Effektpigmente durch die mittlere Lage der gegen die Ebene des Flächenbereichs verkippten Pigmente gegeben. Auf die genaue Definition der Höhenstufe kommt es allerdings in der Regel nicht an, da unterschiedliche Höhenstufen in einfacher Weise beispielsweise dadurch realisiert sein können, dass die beiden Reflexionsstrukturen auf gegenüberliegenden Seiten einer Trägerfolie vorliegen, oder dass die beiden Reflexionsstrukturen übereinander auf derselben Seite einer Trägerfolie vorliegen.The different height levels in which the two reflection structures are arranged advantageously have a distance in the z direction between 5 µm and 100 µm, preferably between 10 µm and 50 µm. The small vertical distance between the two reflection structures is not noticeable when looking at the security element. The height level of a relief structure is given by the base area of the relief structure, for example a micro-mirror embossing. Analogously, the height level of aligned effect pigments is given by the middle position of the pigments tilted against the plane of the surface area. However, the exact definition of the height level is usually not important, since different height levels can be easily achieved, for example, by having the two reflection structures on opposite sides of a carrier film, or by having the two reflection structures one above the other on the same side of a carrier film .

Die beiden Reflexionsstrukturen des reflektiven Flächenbereichs stellen betrachtungswinkelabhängig einen Farbwechsel zusammen mit einem Motivwechsel bereit. Die Motive der beiden Reflexionsstrukturen können sich insbesondere hinsichtlich Form (beispielsweise Kopf, Apfel oder Zahl), Bewegung (statisch zu bewegt oder bewegt zu statisch, mit linearer, rotierender und/oder pumpender Bewegung) und/oder Dimensionalität (2D zu 3D, bzw. unterschiedlich dreidimensional mit positiv bzw. negativ gewölbter Erscheinung bzw. vor bzw. hinter einer Ebene schwebend) des Motivs unterscheiden.The two reflection structures of the reflective surface area provide a color change together with a motif change depending on the viewing angle. The motifs of the two reflection structures can differ in particular in terms of shape (e.g. head, apple or tail), movement (static to moving or moving to static, with linear, rotating and/or pumping movement) and/or dimensionality (2D to 3D, or different three-dimensional with positively or negatively curved Appearance or floating in front of or behind a plane) of the motif.

In einer vorteilhaften Ausgestaltung ist vorgesehen, dass die höher liegende Reflexionsstruktur ein erstes Motiv mit einem ersten Farbeindruck erzeugt, das aus einem ersten Betrachtungswinkelbereich sichtbar ist und die tiefer liegende Reflexionsstruktur ein zweites Motiv mit einem zweiten, unterschiedlichen Farbeindruck erzeugt, das aus einem zweiten Betrachtungswinkelbereich sichtbar ist, wobei sich der erste und zweite Betrachtungswinkelbereich nicht überschneiden. Das Sicherheitselement zeigt dann beim Kippen einen binären Farb- und Effektwechsel ohne Überschneidungsbereich. Die beiden Betrachtungswinkelbereiche können aneinander angrenzen oder nur durch einen Winkelabstand von wenigen Grad getrennt sein, so dass die zugehörigen Bildeindrücke für den Betrachter fast nahtlos umspringen.In an advantageous embodiment, it is provided that the higher-lying reflection structure generates a first motif with a first color impression that is visible from a first viewing angle range and the lower-lying reflection structure generates a second motif with a second, different color impression that is visible from a second viewing angle range is, wherein the first and second viewing angle ranges do not overlap. When tilted, the security element then shows a binary color and effect change without an overlap area. The two viewing angle ranges can be adjacent to one another or only be separated by an angular distance of a few degrees, so that the associated image impressions change almost seamlessly for the viewer.

Die höher liegende Reflexionsstruktur kann auch ein erstes Bewegungsmotiv mit einem ersten Farbeindruck erzeugen und die tiefer liegende Reflexionsstruktur kann ein zweites Bewegungsmotiv mit einem zweiten, unterschiedlichen Farbeindruck erzeugen, wobei sich das erste und zweite Bewegungsmotiv beim Kippen des Sicherheitselements zueinander versetzt bewegen oder gegeneinander bewegen und sich dabei in einer Überscheidungsstellung, in der beide Bewegungsmotive sichtbar sind, kreuzen.The higher-lying reflection structure can also generate a first movement motif with a first color impression and the lower-lying reflection structure can generate a second movement motif with a second, different color impression, with the first and second movement motifs moving offset from one another or moving against one another when the security element is tilted crossing in a crossing position in which both movement motifs are visible.

Die beiden Reflexionsstrukturen können auch Motive bzw. Bewegungsmotive erzeugen, die gleichzeitig im selben Flächenbereich sichtbar sind, also zumindest teilweise überlappende Betrachtungswinkelbereiche aufweisen. Da der vertikale Abstand der beiden Reflexionsstrukturen sehr gering ist und deutlich unterhalb der Auflösungsgrenze des bloßen Auges liegt, scheinen die von den beiden Reflexionsstrukturen erzeugten Erscheinungsbilder für einen Betrachter gleichzeitig am selben Ort vorzuliegen.The two reflection structures can also generate motifs or movement motifs that are simultaneously visible in the same surface area, that is to say have at least partially overlapping viewing angle areas. Since the vertical distance between the two reflection structures is very small and is well below the resolution limit of the naked eye, they appear the appearances generated by the two reflection structures are present for a viewer at the same time in the same place.

Die nachfolgend beispielhaft genannten Varianten haben sich als optisch besonders attraktiv herausgestellt:

  • Ein binärer Motivflip zwischen gewölbten und/oder dreidimensional erscheinenden Bildmotiven mit binärem Farbwechsel. Ein erster Betrachtungswinkelbereich erstreckt sich beispielsweise von +5° bis +20° bezogen auf eine Flächennormale des Sicherheitselements, ein zweiter Betrachtungswinkelbereich von -5° bis -20°. Das erste und zweite Motiv können auch identisch sein, so dass sich ein reiner binärer Farbwechsel ergibt.
  • Pump- oder Laufeffekte mit unterschiedlichen Farben, die sich örtlich kreuzen, beispielsweise entgegengesetzt laufen. Ein Betrachtungswinkelbereich für das erste Bewegungsmotiv erstreckt sich beispielsweise von -20° bis +20°, ein Betrachtungswinkelbereich für das zweite, gegenläufige Bewegungsmotiv umgekehrt von +20° bis -20°. Bei versetzt laufenden Bewegungsmotiven läuft ein Motiv beispielsweise von -20° bis +10°, das andere Motiv von -10° bis +20°.
  • Ein binärer Motivflip, bei dem die gewölbten und/ oder dreidimensional erscheinenden verschiedenfarbigen Bildmotive ineinander liegen und/oder einander überschneiden. Beim Kippen findet insbesondere ein gleichzeitiger Farbtausch des inneren und des äußeren Motivs bzw. der überschneidenden Motivteile statt.
The following examples of variants have proven to be particularly visually attractive:
  • A binary motif flip between curved and/or three-dimensional image motifs with a binary color change. A first viewing angle range extends, for example, from +5° to +20° based on a surface normal of the security element, a second viewing angle range from -5° to -20°. The first and second motifs can also be identical, resulting in a purely binary color change.
  • Pumping or running effects with different colors that cross each other locally, for example running in opposite directions. A viewing angle range for the first movement motif extends, for example, from -20° to +20°, and a viewing angle range for the second, opposing movement motif extends from +20° to -20°. For example, with staggered movement motifs, one motif runs from -20° to +10°, the other motif from -10° to +20°.
  • A binary motif flip in which the curved and/or three-dimensionally appearing different colored image motifs lie within one another and/or overlap one another. When tilting, there is a simultaneous color change of the inner and outer motif or the overlapping parts of the motif.

In einer möglichen Weiterbildung kann eine lasierende Farbschicht oder ein Bild aus mehreren lasierenden Farben zwischen den beiden Reflexionsstrukturen vorliegen um eine zusätzliche Farbwirkung im Sicherheitselement zu erzeugen. Dabei müssen die lasierenden Farben nicht direkt auf/ oberhalb der reflektierenden Effektpigmente aufgebracht sein, eine lasierende Farbe kann vielmehr an beliebiger Stelle zwischen den beiden Reflexionsstrukturen eingebracht werden. In anderen Gestaltungen kann eine lasierende Farbe auch in eine andere Schicht hineingemischt werden, beispielsweise indem ein eingefärbter UV-Lack für die genannte Prägelackschicht, eine farbige Folie oder ein eingefärbtes Bindemittel für die Druckschicht der Effektpigmente verwendet werden.In a possible further development, a translucent color layer or an image made up of several translucent colors can be present between the two reflection structures in order to create an additional color effect in the security element. The translucent colors do not have to be applied directly on/above the reflective effect pigments, Rather, a translucent color can be applied anywhere between the two reflection structures. In other designs, a translucent color can also be mixed into another layer, for example by using a colored UV varnish for the embossing varnish layer mentioned, a colored film or a colored binder for the printing layer of the effect pigments.

Das beschriebene Sicherheitselement kann zusätzlich mit farblosen oder farbigen Negativkennzeichen ausgestattet sein. Hierzu kann insbesondere vorgesehen sein, dass der Überlappungsbereich Teilbereiche mit einer Negativkennzeichnung enthält, in denen die Farbbeschichtung der höher liegenden Reflexionsstruktur und die Effektpigmente der tiefer liegenden Reflexionsstruktur ausgespart sind.The security element described can also be equipped with colorless or colored negative markings. For this purpose, it can be provided in particular that the overlap area contains partial areas with a negative marking, in which the color coating of the higher-lying reflection structure and the effect pigments of the deeper-lying reflection structure are left out.

Liegen die Effektpigmente in einer Druckschicht vor, kann zur Erzeugung eines Negativkennzeichens die gesamte Druckschicht bereichsweise ausgespart sein. Alternativ kann die Druckschicht auch Bereiche aufweisen, in denen lediglich das Bindemittel vorliegt, die Effektpigmente aber, beispielsweise durch Laserbeaufschlagung entfernt oder in ihrer visuellen Wirkung deaktiviert wurden.If the effect pigments are present in a print layer, the entire print layer can be left out in areas to create a negative mark. Alternatively, the printing layer can also have areas in which only the binder is present, but the effect pigments have been removed, for example by laser exposure, or their visual effect has been deactivated.

Die Erfindung enthält auch einen Datenträger mit einem optisch variablen Sicherheitselement der beschriebenen Art. In einer vorteilhaften Ausgestaltung enthält der Datenträger einen Träger mit gegenüberliegenden Hauptflächen, auf denen jeweils eine der beiden optisch variablen Reflexionsstrukturen angeordnet ist. Der Träger ist dabei im Überlappungsbereich transparent oder enthält ein transparentes Durchsichtsfenster. Beispielsweise kann der Träger durch ein transparentes Polymersubstrat gebildet sein, oder durch ein Papiersubstrat oder Hybridsubstrat mit einem transparenten Fensterbereich. Alternativ können beide optisch variablen Reflexionsstrukturen auch auf einer Hauptfläche eines Trägers übereinander angeordnet sein. Die Erfindung enthält schließlich auch ein Verfahren zum Herstellen eines optisch variablen Sicherheitselements, vorzugsweise eines Sicherheitselements der oben genauer beschriebenen Art, bei dem

  • ein Träger bereitgestellt wird, dessen Flächenausdehnung eine Ebene und eine darauf senkrecht stehende z-Achse definiert,
  • der Träger mit einem mehrfarbigen reflektiven Flächenbereich versehen wird, der mit zwei optisch variablen Reflexionsstrukturen ausgebildet wird, die in z-Richtung in unterschiedlichen Höhenstufen angeordnet werden, und die in Reflexion einen unterschiedlichen Farbeindruck erzeugen,
  • die höher liegende Reflexionsstruktur durch eine mit einer Farbbeschichtung versehene Reliefstruktur gebildet wird,
  • die tiefer liegende Reflexionsstruktur durch eine Schicht mit plättchenförmigen, reflektierenden Effektpigmenten gebildet wird, welche räumlich ausgerichtet werden, und
  • die beiden Reflexionsstrukturen in einem Überlappungsbereich überlappend ausgebildet werden und die Farbbeschichtung der höher liegenden Reflexionsstruktur in dem Überlappungsbereich mit zumindest einer Aussparung ausgebildet wird, in der bei Betrachtung des Sicherheitselements die tiefer liegende Reflexionsstruktur in Erscheinung tritt, wobei die Reliefstruktur der höher liegenden Reflexionsstruktur durch eine Mikrospiegelanordnung mit gerichteten Mikrospiegeln gebildet wird.
The invention also contains a data carrier with an optically variable security element of the type described. In an advantageous embodiment, the data carrier contains a carrier with opposite main surfaces, on which one of the two optically variable reflection structures is arranged. The carrier is transparent in the overlap area or contains a transparent viewing window. For example, the support may be formed by a transparent polymer substrate, or by a paper substrate or hybrid substrate with a transparent window area. Alternatively, both optically variable reflection structures can also be arranged one above the other on a main surface of a carrier. Finally, the invention also contains a method for producing an optically variable security element, preferably a security element of the type described in more detail above, in which
  • a carrier is provided, the surface extent of which defines a plane and a z-axis perpendicular thereto,
  • the carrier is provided with a multi-colored reflective surface area, which is formed with two optically variable reflection structures which are arranged at different height levels in the z-direction and which produce a different color impression in reflection,
  • the higher reflection structure is formed by a relief structure provided with a color coating,
  • the deeper reflection structure is formed by a layer with platelet-shaped, reflective effect pigments, which are spatially aligned, and
  • the two reflection structures are designed to overlap in an overlap area and the color coating of the higher reflection structure is formed in the overlap area with at least one recess in which the lower reflection structure appears when the security element is viewed, the relief structure of the higher reflection structure being formed by a micromirror arrangement is formed with directed micromirrors.

Zur Ausbildung der tiefer liegenden Reflexionsstruktur wird mit Vorteil eine Druckfarbe mit einem Bindemittel und mit magnetisch oder durch andere Felder ausrichtbaren Effektpigmenten aufgebracht, werden die Effektpigmente in noch flüssigem Zustand des Bindemittels mit einem externen Feld, insbesondere einem externen Magnetfeld ausgerichtet, um die gewünschte räumliche Ausrichtung zu erzeugen, und wird das Bindemittel verfestigt um die Ausrichtung der Effektpigmente dauerhaft zu fixieren. Ein Verfestigen der Druckfarbe kann einen aktiven Schritt des Härtens, beispielsweise mittels Erwärmen oder Bestrahlens umfassen. Die Druckfarbe kann optional zusätzlich flüchtige Anteile umfassen, ist aber bevorzugt (im Wesentlichen) frei von flüchtigen Anteilen.To form the deeper reflection structure, a printing ink with a binder and effect pigments that can be aligned magnetically or by other fields is advantageously applied. The effect pigments are aligned with an external field, in particular an external magnetic field, while the binder is still in the liquid state, in order to achieve the desired spatial alignment and the binder is solidified in order to permanently fix the alignment of the effect pigments. Solidifying the printing ink may include an active curing step, for example by heating or irradiation. The printing ink can optionally additionally comprise volatile components, but is preferably (substantially) free of volatile components.

Zur Ausbildung der höher liegenden Reflexionsstruktur wird mit Vorteil eine Prägelackschicht auf eine Trägerfolie aufgebracht, mit der gewünschten Mikrospiegel- Reliefstruktur geprägt und dann bereichsweise mit der Farbbeschichtung versehen. Zweckmäßig wird auf die geprägte und beschichtete Prägelackschicht eine weitere Lackbeschichtung aufgebracht, deren Brechungsindex um nicht mehr als 0,25 von dem Brechungsindex der Prägelackschicht abweicht. In einer vorteilhaften Verfahrensvariante wird die so erzeugte Schichtenfolge zumindest teilweise überlappend auf die Druckschicht mit den Effektpigmenten oder auf ein Zielsubstrat aufgebracht. Nach dem Aufbringen kann die für die Herstellung verwendete Trägerfolie abgezogen werden, oder, beispielsweise im Fall einer dünnen, transparenten Trägerfolie, auch im Sicherheitselement verbleiben.To form the higher-lying reflection structure, an embossing lacquer layer is advantageously applied to a carrier film, embossed with the desired micromirror relief structure and then provided with the color coating in areas. A further lacquer coating is expediently applied to the embossed and coated embossed lacquer layer, the refractive index of which does not deviate by more than 0.25 from the refractive index of the embossed lacquer layer. In an advantageous method variant, the layer sequence produced in this way is applied at least partially overlapping to the printing layer with the effect pigments or to a target substrate. After application, the carrier film used for production can be removed or, for example in the case of a thin, transparent carrier film, can also remain in the security element.

Weitere Ausführungsbeispiele sowie Vorteile der Erfindung werden nachfolgend anhand der Figuren erläutert, bei deren Darstellung auf eine maßstabs- und proportionsgetreue Wiedergabe verzichtet wurde, um die Anschaulichkeit zu erhöhen.Further exemplary embodiments and advantages of the invention are explained below with reference to the figures, which are shown to scale. and proportionate reproduction was omitted in order to increase clarity.

Es zeigen:

Fig. 1
eine schematische Darstellung einer Banknote mit einem erfindungsgemäßen optisch variablen Sicherheitselement,
Fig. 2
schematisch einen Ausschnitt des Sicherheitselements der Fig. 1 im Querschnitt,
Fig. 3
in (a) bis (d) einige konkrete vorteilhafte Ausgestaltungen des Rasters der Farbbeschichtung der Mikrospiegelprägung in Aufsicht,
Fig. 4
als weiteres Ausführungsbeispiel der Erfindung eine Abwandlung der Ausgestaltung der Fig. 2,
Fig. 5
eine weitere Variante eines erfindungsgemäßen Sicherheitselements im Querschnitt, und
Fig. 6
in (a) bis (c) einige vorteilhafte Varianten von erfindungsgemäßen Datenträgern mit unterschiedlicher Schichtenfolge.
Show it:
Fig. 1
a schematic representation of a banknote with an optically variable security element according to the invention,
Fig. 2
schematically a section of the security element Fig. 1 in cross section,
Fig. 3
in (a) to (d) some concrete advantageous embodiments of the grid of the color coating of the micro-mirror embossing in top view,
Fig. 4
as a further exemplary embodiment of the invention, a modification of the design of Fig. 2 ,
Fig. 5
a further variant of a security element according to the invention in cross section, and
Fig. 6
in (a) to (c) some advantageous variants of data carriers according to the invention with different layer sequences.

Die Erfindung wird nun am Beispiel von Sicherheitselementen für Banknoten erläutert. Figur 1 zeigt dazu eine schematische Darstellung einer Banknote 10 mit einem erfindungsgemäßen optisch variablen Sicherheitselement 12.The invention will now be explained using the example of security elements for banknotes. Figure 1 shows a schematic representation of a banknote 10 with an optically variable security element 12 according to the invention.

Das Sicherheitselement 12 zeigt im selben Flächenbereich gleichzeitig zwei Sicherheitsmerkmale mit unterschiedlichem visuellem Erscheinungsbild und Bewegungsverhalten. Wie im Detailausschnitt 20 der Fig. 1 schematisch dargestellt, zeigt ein erstes Sicherheitsmerkmal 14 des Sicherheitselements 12 ein metallisches, dreidimensional wirkendes Erscheinungsbild, bei dem eine Reihe größerer Ringe 22 über einer Reihe entsprechender kleinerer Ringe 24 zu schweben scheint. Beim Kippen des Sicherheitselements 12 bewegen sich die größeren und kleineren Ringe 22, 24 für den Betrachter gegeneinander und erzeugen so ein auffälliges dreidimensionales Bewegungsmerkmal.The security element 12 simultaneously shows two security features with different visual appearance and movement behavior in the same area. As in detail section 20 of the Fig. 1 Shown schematically, a first security feature 14 of the security element 12 has a metallic, three-dimensional appearance in which a row of larger rings 22 appears to float above a row of corresponding smaller rings 24. When the security element 12 is tilted, the larger and smaller rings 22, 24 move against each other for the viewer and thus create a striking three-dimensional movement feature.

Gleichzeitig ist im selben Flächenbereich des Sicherheitselements 12 ein zweites Sicherheitsmerkmal 16 zu erkennen, das in Form eines farbkippenden Zick-Zack-Musters 26 ausgebildet ist. Die Linien des Zick-Zack-Musters 26 zeigen ein nach außen gewölbtes dreidimensional anmutendes Erscheinungsbild, zudem wechselt der Farbeindruck des Musters 26 betrachtungswinkelabhängig von Grün bei senkrechter Betrachtung zu Blau bei schräger Betrachtung.At the same time, in the same surface area of the security element 12, a second security feature 16 can be seen, which is designed in the form of a color-shifting zigzag pattern 26. The lines of the zigzag pattern 26 show an outwardly curved three-dimensional appearance, and the color impression of the pattern 26 changes depending on the viewing angle from green when viewed vertically to blue when viewed at an angle.

Der besondere Aufbau erfindungsgemäßer optisch variabler Sicherheitselemente wird nun anhand der Gestaltung von Fig. 2 näher erläutert, die einen Ausschnitt des Sicherheitselements 12 der Fig. 1 schematisch im Querschnitt zeigt.The special structure of optically variable security elements according to the invention is now based on the design of Fig. 2 explained in more detail, which shows a section of the security element 12 Fig. 1 shown schematically in cross section.

Das Sicherheitselement 12 enthält einen flächigen Träger 18, dessen Flächenausdehnung eine x-y-Ebene und eine darauf senkrecht stehende z-Achse definiert Im Ausführungsbeispiel stellt der Träger 18 das Polymer- oder Papiersubstrat der Banknote 10 dar.The security element 12 contains a flat carrier 18, the surface extent of which defines an xy plane and a z-axis perpendicular thereto. In the exemplary embodiment, the carrier 18 represents the polymer or paper substrate of the banknote 10.

Zur Erzeugung des zweiten Sicherheitsmerkmals 16 enthält das Sicherheitselement 12 eine Druckschicht 30 mit magnetisch in Form des herausgewölbten Zick-Zack-Musters 26 ausgerichteten, farbkippenden, plättchenförmigen Magnetpigmenten 32. Dazu wurde auf den Träger 18 eine Druckschicht 30 mit magnetisch ausrichtbaren Magnetpigmenten 32 aufgedruckt, und die Magnetpigmente 32 wurden in noch feuchtem Zustand des Bindemittels 34 mit Hilfe eines externen Magnetfelds in Form des gewünschten Motivs ausgerichtet. Dann wurde das Bindemittel 34 verfestigt, beispielsweise durch eine UV-Beaufschlagung, um die Ausrichtung der Magnetpigmente 32 dauerhaft zu fixieren. Bei den Magnetpigmenten mit Farbkippeffekt kann es sich beispielsweise um magnetische Interferenzpigmente handeln, wie sie in der EP 1 366 380 A2 beschrieben sind und von der Sicpa Holding S.A. beispielsweise unter den Bezeichnungen OVMI Gold/Green 5 SK 1001 S, OVMI Green/Blue 5 SK 5001 S und OVMI Magenta/ Green 5 SK 3001 S angeboten werden.To produce the second security feature 16, the security element 12 contains a printing layer 30 with color-shifting, platelet-shaped magnetic pigments 32 that are magnetically aligned in the form of the bulging zigzag pattern 26. For this purpose, a printing layer 30 with magnetically alignable magnetic pigments 32 was printed onto the carrier 18, and The magnetic pigments 32 were aligned in the form of the desired motif while the binder 34 was still wet using an external magnetic field. Then the binder 34 was solidified, for example by UV exposure, in order to permanently fix the alignment of the magnetic pigments 32. The magnetic pigments with a color-shifting effect can, for example, be magnetic interference pigments, as described in the EP 1 366 380 A2 and are offered by Sicpa Holding SA, for example, under the names OVMI Gold/Green 5 SK 1001 S, OVMI Green/Blue 5 SK 5001 S and OVMI Magenta/Green 5 SK 3001 S.

Zur Erzeugung des ersten Sicherheitsmerkmals 14 ist über der Druckschicht 30 eine Prägeschicht 40 angeordnet, die eine Prägelackschicht 42 mit einer Mikrospiegelprägung 44 umfasst. Die Mikrospiegelprägung 44 ist mit einer Farbbeschichtung 46, beispielsweise einer Metallschicht versehen, die nur bereichsweise vorliegt und die in ihren Aussparungen 54 den Blick auf die Druckschicht 30 freigibt. Die Mikrospiegelprägung 44 ist dabei aus einer Vielzahl von gegen die x-y-Ebene geneigten Mikrospiegeln einer typischen Kantenlänge von etwa 10 µm gebildet. Die lokalen Neigungswinkel der Mikrospiegel sind gerade so gewählt, dass die von den Mikrospiegeln gebildete Reliefstruktur zusammen mit der Farbbeschichtung 46 ein gewünschtes optisches Erscheinungsbild, beispielsweise die Darstellung der beiden Reihen ineinander liegender Ringe 22, 24 der Fig. 1 erzeugt.To produce the first security feature 14, an embossing layer 40 is arranged above the print layer 30, which includes an embossing lacquer layer 42 with a micromirror embossing 44. The micromirror embossing 44 is provided with a color coating 46, for example a metal layer, which is only present in certain areas and which reveals the print layer 30 in its recesses 54. The micromirror embossing 44 is formed from a large number of micromirrors inclined towards the xy plane and having a typical edge length of approximately 10 μm. The local angles of inclination of the micromirrors are chosen so that the relief structure formed by the micromirrors together with the color coating 46 has a desired optical appearance, for example the representation of the two rows of rings 22, 24 lying one inside the other Fig. 1 generated.

Zur Herstellung der Prägeschicht 40 kann beispielsweise eine Prägelackschicht 42 auf eine Trägerfolie aufgebracht, mit der gewünschten Mikrospiegel-Reliefstruktur 44 geprägt und dann bereichsweise mit der Farbbeschichtung 46 versehen werden. Die beschichtete Prägelackschicht 44, 46 wird dann mit einer Lackbeschichtung 48 versehen, deren Brechungsindex im Wesentlichen dem Brechungsindex der Prägelackschicht 42 entspricht, und die so erzeugte Schichtenfolge wird schließlich zumindest teilweise überlappend auf die Druckschicht 30 aufgebracht. Dabei kann die Lackbeschichtung 48 selbst Klebeeigenschaften aufweisen oder es kann eine zusätzliche Klebeschicht verwendet werden. Nach dem Aufbringen kann die bei der Herstellung verwendete Trägerfolie von der Prägelackschicht abgezogen werden, oder, beispielsweise im Fall einer dünnen, transparenten Trägerfolie, auch auf der Banknote verbleiben.To produce the embossing layer 40, for example, an embossing lacquer layer 42 can be applied to a carrier film, embossed with the desired micromirror relief structure 44 and then provided with the color coating 46 in areas. The coated embossing lacquer layer 44, 46 is then provided with a lacquer coating 48, the refractive index of which essentially corresponds to the refractive index of the embossing lacquer layer 42, and the layer sequence produced in this way is finally applied to the printing layer 30 in an at least partially overlapping manner. The lacquer coating 48 itself can have adhesive properties or an additional adhesive layer can be used. After application, the carrier film used in production can be removed from the embossing lacquer layer or, for example in the case of a thin, transparent carrier film, can also remain on the banknote.

Nach einer solchen Übereinanderanordnung der Druckschicht 30 und der Prägeschicht 40 bildet die beschichtete Mikrospiegelprägung 44, 46 der Prägeschicht 40 im Sicherheitselement 12 eine höher liegende Reflexionsstruktur, während die räumlich ausgerichteten Magnetpigmente 32 der Druckschicht 30 eine tiefer liegende Reflexionsstruktur bilden. Zusammen bilden die Schichten 30, 40 den mehrfarbigen reflektiven Flächenbereich des Sicherheitselements 12.After such a superposition of the printing layer 30 and the embossing layer 40, the coated micromirror embossing 44, 46 of the embossing layer 40 forms a higher-lying reflection structure in the security element 12, while the spatially aligned magnetic pigments 32 of the printing layer 30 form a deeper-lying reflection structure. Together, the layers 30, 40 form the multicolored reflective surface area of the security element 12.

Wesentlich bei der tiefer liegenden Reflexionsstruktur ist dabei, dass die plättchenförmigen Magnetpigmente 32 durch die magnetische Ausrichtung nicht lediglich flach in der Ebene der Druckschicht 30 liegen, sondern lokal unterschiedlich stark gegen diese Ebene verkippt und daher räumlich ausgerichtet sind. Auf diese Weise reflektieren die Magnetpigmente 32 in unterschiedliche Raumrichtungen unterschiedlich stark und erzeugen so das besondere, beispielsweise dreidimensional und/oder dynamisch anmutende, Erscheinungsbild des Zick-Zack-Musters 26.What is important with the deeper reflection structure is that the platelet-shaped magnetic pigments 32 do not just lie flat in the plane of the printing layer 30 due to the magnetic alignment, but are locally tilted to different degrees against this plane and are therefore spatially aligned. In this way, the magnetic pigments 32 reflect to different degrees in different spatial directions and thus create the special, for example, a three-dimensional and/or dynamic appearance of the zigzag pattern 26.

Wesentlich bei der höher liegenden Reflexionsstruktur ist, dass die Farbbeschichtung 46 mit Aussparungen 54 versehen ist, um einem Betrachter 56 trotz der durchgehenden Mikrospiegelprägung 44 in manchen Bereichen den Blick auf die darunterliegenden Magnetpigmente 32 zu ermöglichen.What is important in the higher reflection structure is that the color coating 46 is provided with recesses 54 in order to enable a viewer 56 to see the underlying magnetic pigments 32 in some areas despite the continuous micromirror embossing 44.

Konkret ist die Farbbeschichtung 46 in der Ausgestaltung der Fig. 2 in Form eines regelmäßigen Rasters 50 aus Rasterelementen 52 und Rasterzwischenräumen 54 ausgebildet Die Rasterelemente 52 und Rasterzwischenräume 54 bilden beispielsweise ein Schachbrettmuster, bei dem jedes Feld, also jedes Rasterelement 52 und jeder Rasterzwischenraum 54, eine Abmessung von 100 µm x 100 µm aufweist. Da die einzelnen Mikrospiegel der Mikrospiegelprägung 44 in der Regel deutlich kleiner sind, beispielsweise eine Kantenlänge von nur 10 µm aufweisen, fällt das Raster 50 der Farbbeschichtung 46, anders als in der vereinfachten schematischen Darstellung der Fig. 2, im Allgemeinen nicht mit dem Raster der Mikrospiegel zusammen.Specifically, the color coating 46 is in the design of Fig. 2 in the form of a regular grid 50 made up of grid elements 52 and grid spaces 54. The grid elements 52 and grid spaces 54 form, for example, a checkerboard pattern in which each field, i.e. each grid element 52 and each grid space 54, has a dimension of 100 µm x 100 µm. Since the individual micromirrors of the micromirror embossing 44 are generally significantly smaller, for example having an edge length of only 10 μm, the grid 50 of the color coating 46 falls differently than in the simplified schematic representation Fig. 2 , generally not related to the grid of micromirrors.

Während im Bereich der Rasterelemente 52 die reflektierende Wirkung der Farbbeschichtung 46 dominiert, entfalten die Mikrospiegel der Mikrospiegelprägung 44 in den Rasterzwischenräumen 54 aufgrund des fehlenden Brechungsindexunterschieds zwischen den Lackschichten 42, 48 keine optische Wirkung, so dass der Betrachter 56 dort auf die Magnetpigmente 32 der Druckschicht 30 blickt. Auf diese Weise sind im selben Flächenbereich des Sicherheitselements 12 beide Sicherheitsmerkmale 14, 16 für den Betrachter sichtbar. Da die Dicken der Druckschicht 30 und der Prägeschicht 40 im Bereich einiger Mikrometer oder einiger zehn Mikrometer liegen, ist es für den Betrachter 56 nicht erkennbar, dass die beiden optisch variablen Reflexionsstrukturen tatsächlich in z-Richtung in unterschiedlichen Höhenstufen angeordnet sind - sie scheinen vielmehr trotz ihres unterschiedlichen visuellen Erscheinungsbilds gleichzeitig am selben Ort vorzuliegen.While the reflective effect of the color coating 46 dominates in the area of the grid elements 52, the micromirrors of the micromirror embossing 44 in the grid spaces 54 have no optical effect due to the lack of refractive index difference between the lacquer layers 42, 48, so that the viewer 56 can see the magnetic pigments 32 of the print layer there 30 looks. In this way, both security features 14, 16 are visible to the viewer in the same surface area of the security element 12. Since the thicknesses of the printing layer 30 and the embossing layer 40 are in the range of a few micrometers or a few tens of micrometers, it is not apparent to the viewer 56 that the two optically variable reflection structures are actually arranged at different height levels in the z direction - rather, they appear to be present in the same place at the same time despite their different visual appearance.

Im Ausführungsbeispiel weisen die Rasterelemente 52 und die Rasterzwischenräume 54 jeweils gleiche Abmessungen auf, so dass die Flächendeckung des Rasters 50% beträgt. Je nach der gewünschten relativen Helligkeit der beiden Erscheinungsbilder und der Reflexionseigenschaften der Farbbeschichtung 46 und der Magnetpigmente 32 können sich allerdings auch andere Flächendeckungen des Rasters 50 anbieten. Grundsätzlich liegt die Flächendeckung des Rasters mit Rasterelementen 52 vorzugsweise zwischen 30% und 70%, insbesondere zwischen 40% und 60%.In the exemplary embodiment, the grid elements 52 and the grid spaces 54 each have the same dimensions, so that the area coverage of the grid is 50%. However, depending on the desired relative brightness of the two appearances and the reflection properties of the color coating 46 and the magnetic pigments 32, other surface coverages of the grid 50 may also be possible. In principle, the area coverage of the grid with grid elements 52 is preferably between 30% and 70%, in particular between 40% and 60%.

Ist das Sicherheitselement 12 der Fig. 1 und 2 in einem transparenten Bereich oder einem Fensterbereich der Banknote 10 angeordnet, kann es auch von der Rückseite her betrachtet werden. Der Betrachter 56 blickt dann zunächst auf die Druckschicht 30 mit den ausgerichteten Magnetpigmenten 32, so dass das Sicherheitsmerkmal 16 in Form des farbkippenden Zick-Zack-Musters 26 auch von der Rückseite her gut zu erkennen ist. Das erste Sicherheitsmerkmal 14 ist ebenfalls zu sehen, erscheint von der Rückseite her allerdings schwächer, da der Betrachter auch in den Bereichen ohne Magnetpigmente 32 durch das Bindemittel 34 der Druckschicht 30 hindurchblickt. Das metallische, dreidimensional wirkende Erscheinungsbild der Mikrospiegelprägung 44 erscheint von der Rückseite her zudem dreidimensional invertiert, so dass im Ausführungsbeispiel die kleineren Ringe 24 über den größeren Ringen 22 zu schweben scheinen.Is the security element 12 the Fig. 1 and 2 arranged in a transparent area or a window area of the banknote 10, it can also be viewed from the back. The viewer 56 then first looks at the print layer 30 with the aligned magnetic pigments 32, so that the security feature 16 in the form of the color-shifting zigzag pattern 26 can also be clearly seen from the back. The first security feature 14 can also be seen, but appears weaker from the back, since the viewer also looks through the binder 34 of the printing layer 30 in the areas without magnetic pigments 32. The metallic, three-dimensional appearance of the micromirror embossing 44 also appears three-dimensionally inverted from the back, so that in the exemplary embodiment the smaller rings 24 appear to float above the larger rings 22.

Figur 3 zeigt einige konkrete vorteilhafte Ausgestaltungen des Rasters der Farbbeschichtung 46 der Mikrospiegelprägung 44 in Aufsicht. Dabei zeigt Fig. 3(a) ein Raster 50 wie es in Fig. 2 verwendet ist, bei dem die Rasterelemente 52 und die Rasterzwischenräume 54 ein Schachbrettmuster bilden. Die Abmessung der Rasterelemente und Rasterzwischenräume liegt vorteilhaft zwischen 20 × 20 µm2 und 140 × 140 µm2, die Flächendeckung beträgt 50%. Soll eine davon abweichende Flächendeckung erzeugt werden, kann ein Teil der Rasterelemente 52 entfallen oder ein Teil der Rasterzwischenräume 54 mit zusätzlichen Rasterelementen belegt werden. Figure 3 shows some concrete advantageous embodiments of the grid of the color coating 46 of the micromirror embossing 44 in supervision. This shows Fig. 3(a) a grid 50 like it in Fig. 2 is used, in which the grid elements 52 and the grid spaces 54 form a checkerboard pattern. The dimensions of the grid elements and grid spaces are advantageously between 20 × 20 µm 2 and 140 × 140 µm 2 , the area coverage is 50%. If a different area coverage is to be created, some of the grid elements 52 can be omitted or some of the grid spaces 54 can be occupied with additional grid elements.

Figur 3(b) zeigt ein Raster 50 mit alternierend angeordneten streifenförmigen Rasterelementen 52 und Rasterzwischenräumen 54. Die Breite der Rasterelemente und Rasterzwischenräume liegt vorteilhaft zwischen 20 µm und 140 µm, die Länge ist beliebig und kann mehrere Millimeter oder sogar einige Zentimeter betragen. Die Flächendeckung kann einfach über die relative Breite der Rasterelemente und Rasterzwischenräume eingestellt werden, und liegt vorzugsweise zwischen 30% und 70%, insbesondere zwischen 40% und 60%. Figure 3(b) shows a grid 50 with alternately arranged strip-shaped grid elements 52 and grid spaces 54. The width of the grid elements and grid spaces is advantageously between 20 µm and 140 µm, the length is arbitrary and can be several millimeters or even a few centimeters. The area coverage can be easily adjusted via the relative width of the grid elements and grid spaces, and is preferably between 30% and 70%, in particular between 40% and 60%.

Die Rasterelemente und Rasterzwischenräume können auch andere polygonale Formen oder unregelmäßige Formen aufweisen. Beispielhaft zeigt Fig. 3(c) eine Ausgestaltung, bei der die Rasterelemente 52 und Rasterzwischenräume 54 des Rasters 50 durch Dreiecke gebildet sind. Bei dem Raster 50 der Fig. 3(d) sind die Rasterelemente 52 und Rasterzwischenräume 54 durch unregelmäßige Formen gebildet Die Rasterelemente und/oder Rasterzwischenräume können auch eine zusammenhängende Struktur bilden, wie etwa in Fig. 3(d) für die Rasterzwischenräume 54 gezeigt Auch hier liegt die Flächendeckung mit Rasterelementen vorzugsweise zwischen 30% und 70%, insbesondere zwischen 40% und 60%.The grid elements and grid spaces can also have other polygonal shapes or irregular shapes. Shows as an example Fig. 3(c) an embodiment in which the grid elements 52 and grid spaces 54 of the grid 50 are formed by triangles. At the grid 50 the Fig. 3(d) the grid elements 52 and grid spaces 54 are formed by irregular shapes. The grid elements and/or grid spaces can also form a coherent structure, such as in Fig. 3(d) shown for the grid spaces 54 Here too, the surface coverage with grid elements is preferably between 30% and 70%, in particular between 40% and 60%.

Figur 4 zeigt eine Abwandlung der Ausgestaltung der Fig. 2, bei der die Neigungswinkel der Mikrospiegel der Mikrospiegelprägung 44 und die magnetische Ausrichtung der Magnetpigmente 32 so gewählt sind, dass die von den beiden Reflexionsstrukturen erzeugten Erscheinungsbilder in unterschiedlichen, nicht überlappenden Betrachtungswinkelbereichen sichtbar werden und dadurch einen binären Farb- und Effektwechsel beim Kippen des Sicherheitselements 12 erzeugen. Figure 4 shows a modification of the design of the Fig. 2 , in which the angle of inclination of the micromirrors of the micromirror embossing 44 and the magnetic orientation of the magnetic pigments 32 are selected so that the appearances generated by the two reflection structures become visible in different, non-overlapping viewing angle ranges and thereby a binary color and effect change when the security element 12 is tilted generate.

Konkret sind die Mikrospiegel der Mikrospiegelprägung 44 dazu beispielsweise so ausgerichtet, dass das von den Mikrospiegeln erzeugte Erscheinungsbild, beispielsweise eine metallisch wirkende Wölbdarstellung, in einem auf die Flächennormale N bezogenen Betrachtungswinkelbereich von +5° bis +20° (Betrachtungsrichtung 58-A) sichtbar wird. Die Magnetpigmente 32 wurden dagegen durch ein externes Magnetfeld so ausgerichtet, dass sie einen Laufeffekt erzeugen, der in einem Betrachtungswinkelbereich von -5° bis -20° bezogen auf die Flächennormale (Betrachtungsposition 58-B) sichtbar wird.Specifically, the micromirrors of the micromirror embossing 44 are aligned, for example, in such a way that the appearance generated by the micromirrors, for example a metallic-looking curvature, is visible in a viewing angle range of +5° to +20° (viewing direction 58-A) relative to the surface normal N . The magnetic pigments 32, on the other hand, were aligned by an external magnetic field in such a way that they produce a running effect that is visible in a viewing angle range of -5° to -20° relative to the surface normal (viewing position 58-B).

Aus der Betrachtungsrichtung 58-A blickt der Betrachter im Bereich der Rasterelemente 52 auf die beschichteten Mikrospiegel der Mikrospiegelprägung 44. Im Bereich der Rasterzwischenräume 54 kann der Betrachter zwar grundsätzlich die Magnetpigmente 32 der Druckschicht 30 wahrnehmen, allerdings ist deren Ausrichtung aus Betrachtungsrichtung 58-A weit vom Glanzwinkel entfernt. Die Magnetpigmente 32 erscheinen daher unauffällig und tragen, da sie von den im Wesentlichen im Glanzwinkel stehenden Mikrospiegeln stark überstrahlt werden, zum Bildeindruck praktisch nicht bei. Insgesamt zeigt sich dem Betrachter aus Betrachtungsrichtung 58-A somit im Wesentlichen die von der Mikrospiegelprägung 44 erzeugte Wölbdarstellung.From the viewing direction 58-A, the viewer looks at the coated micromirrors of the micromirror embossing 44 in the area of the grid elements 52. In the area of the grid spaces 54, the viewer can basically perceive the magnetic pigments 32 of the printing layer 30, but their orientation is far from the viewing direction 58-A removed from the glossy angle. The magnetic pigments 32 therefore appear inconspicuous and, since they are strongly outshone by the micromirrors, which are essentially at the gloss angle, they practically do not contribute to the image impression. Overall, the viewer from the viewing direction 58-A essentially sees the curved representation generated by the micromirror embossing 44.

Aus der Betrachtungsrichtung 58-B entfalten die Mikrospiegel der Mikrospiegelprägung 44 in den Rasterzwischenräumen 54 aufgrund des fehlenden Brechungsindexunterschieds der Lackschichten 42, 48 keine optische Wirkung, so dass der Betrachter dort auf die in Betrachtungsrichtung 58-B im Wesentlichen im Glanzwinkel stehenden Magnetpigmente 32 blickt. Im Bereich der Rasterelemente 52 sind die Mikrospiegel der Mikrospiegelprägung 44 zwar grundsätzlich wahrnehmbar, ihre Ausrichtung ist allerdings aus Betrachtungsrichtung 58-B weit vom Glanzwinkel entfernt. Sie erscheinen daher unauffällig und tragen, da sie von den im Glanzwinkel stehenden Magnetpigmenten 32 stark überstrahlt werden, zum Bildeindruck praktisch nicht bei. Insgesamt zeigt sich dem Betrachter aus Betrachtungsrichtung 58-B somit im Wesentlichen der von den Magnetpimenten 32 erzeugte, optisch variable Laufeffekt.From the viewing direction 58-B, the micromirrors of the micromirror embossing 44 in the grid spaces 54 have no optical effect due to the lack of refractive index difference of the lacquer layers 42, 48, so that the viewer there looks at the magnetic pigments 32, which are essentially at the gloss angle in the viewing direction 58-B. In the area of the grid elements 52, the micromirrors of the micromirror embossing 44 are basically perceptible, but their orientation is far from the gloss angle when viewed from the viewing direction 58-B. They therefore appear inconspicuous and, since they are strongly outshone by the magnetic pigments 32 at the gloss angle, they practically do not contribute to the image impression. Overall, the viewer from the viewing direction 58-B essentially sees the optically variable running effect generated by the magnetic particles 32.

Beim Kippen des Sicherheitselements 12 springt dessen Erscheinungsbild bei einem bestimmten Betrachtungswinkel plötzlich zwischen dem Erscheinungsbild der metallischen Wölbdarstellung und dem Erscheinungsbild des optisch variablen Laufeffekts. Die Änderung des Motivs und des Farbeffekts erfolgt dabei gleichzeitig und ohne eine Zwischen- oder Übergangsstufe, in der beide Motive bzw. Farben gleichzeitig sichtbar wären oder ein Motiv in der Farbe des anderen Motivs sichtbar wäre, und stellt daher einen binären Farb- und Effektwechsel dar.When the security element 12 is tilted, its appearance at a certain viewing angle suddenly jumps between the appearance of the metallic curved representation and the appearance of the optically variable running effect. The change in the motif and the color effect occurs simultaneously and without an intermediate or transitional stage in which both motifs or colors would be visible at the same time or one motif would be visible in the color of the other motif, and therefore represents a binary color and effect change .

Eine weitere Variante eines erfindungsgemäßen Sicherheitselements 62 ist in Fig. 5 illustriert. Das Sicherheitselement 62 ist in weiten Teilen ähnlich wie das im Zusammenhang mit Fig. 2 beschriebene Sicherheitselement 12 aufgebaut, so dass einander entsprechende Elemente jeweils mit denselben Bezugszeichen versehen sind. Wie das Sicherheitselement 12 enthält auch das Sicherheitselement 62 einen flächigen Träger 18, eine Druckschicht 30 mit ausgerichteten, farbkippenden, plättchenförmigen Magnetpigmenten 32 und eine über der Druckschicht 30 angeordnete Prägeschicht 40 mit einer in eine Prägelackschicht 42 eingebrachte Mikrospiegelprägung 44, die mit einer bereichsweise vorliegenden Farbbeschichtung 46 versehen ist.A further variant of a security element 62 according to the invention is shown in Fig. 5 illustrated. The security element 62 is largely similar to that in connection with Fig. 2 The security element 12 described is constructed so that corresponding elements are each provided with the same reference numerals. Like the security element 12, this also contains Security element 62 a flat carrier 18, a printing layer 30 with aligned, color-shifting, platelet-shaped magnetic pigments 32 and an embossing layer 40 arranged above the printing layer 30 with a micromirror embossing 44 introduced into an embossing lacquer layer 42, which is provided with a color coating 46 present in some areas.

Im Unterschied zur Ausgestaltung der Fig. 2 weist die Farbbeschichtung 46 der Ausgestaltung der Fig. 5 eine großflächige Aussparung 66, beispielsweise in Form eines 5 mm breiten und 2 cm langen gekrümmten Streifens auf. Im Bereich der Aussparung 66 entfalten die Mikrospiegel der Mikrospiegelprägung 44 durch den fehlenden Brechungsindexunterschied zwischen den Lackschichten 42, 48 keine optische Wirkung, so dass ein Betrachter dort auf die tiefer liegenden Magnetpigmente 32 der Druckschicht 30 blickt. Im Au-ßenbereich 64 außerhalb der Aussparung 66 wird der visuelle Eindruck des Sicherheitselements 62 dagegen von der höher liegenden Mikrospiegelprägung 44 und deren Farbbeschichtung 46 bestimmt.In contrast to the design of the Fig. 2 has the color coating 46 of the design of Fig. 5 a large recess 66, for example in the form of a 5 mm wide and 2 cm long curved strip. In the area of the recess 66, the micromirrors of the micromirror embossing 44 have no optical effect due to the lack of refractive index difference between the lacquer layers 42, 48, so that a viewer there looks at the deeper magnetic pigments 32 of the print layer 30. In the outer area 64 outside the recess 66, however, the visual impression of the security element 62 is determined by the higher micromirror embossing 44 and its color coating 46.

Konkret kann die Mikrospiegelprägung 44 beispielsweise im Außenbereich 64 ein sich scheinbar aus der Ebene des Sicherheitselements 62 herauswölbendes Motiv 64 erzeugen, das in einer ersten Farbe erscheint. Innerhalb des Motivs 64 ist in einem Teilbereich 66 ein Bewegungseffekt in einer zweiten Farbe sichtbar, der von den ausgerichteten Magnetpigmenten 32 erzeugt wird. Dabei kann sich beispielsweise ein heller Balken beim Kippen des Sicherheitselements 62 entlang des Teilbereichs 66 auf und ab bewegen und einen sogenannten Rolling-Bar-Effekt erzeugen. Da der Rolling-Bar-Effekt gerade in der Aussparung 66 der Farbbeschichtung 46 sichtbar ist, erscheinen die Bereiche unterschiedlicher Farbe (erste und zweite Farbe) und unterschiedlicher Effekte (dreidimensionales Motiv bzw. laufender Balken) exakt zueinander gepassert.Specifically, the micromirror embossing 44 can produce, for example, in the outer area 64 a motif 64 that appears to bulge out of the plane of the security element 62 and appears in a first color. Within the motif 64, a movement effect in a second color is visible in a partial area 66, which is generated by the aligned magnetic pigments 32. For example, a light bar can move up and down along the partial area 66 when the security element 62 is tilted and create a so-called rolling bar effect. Since the rolling bar effect is just visible in the recess 66 of the color coating 46, the areas of different colors (first and second colors) and different effects (three-dimensional motif or running bar) appear exactly registered to one another.

Für den Schichtaufbau der Sicherheitselemente und den Schichtaufbau von Datenträgern mit solchen Sicherheitselementen bestehen zahlreiche Freiheitsgrade. Bereits beschrieben wurde die Möglichkeit, die Magnetpigmente in einer Druckschicht auf das Papier- oder Polymersubstrat eines Wertdokuments aufzubringen, und eine Sicherheitsfolie mit einer teilbeschichteten Mikrospiegelprägung über den Druck zu applizieren.There are numerous degrees of freedom for the layer structure of the security elements and the layer structure of data carriers with such security elements. The possibility of applying the magnetic pigments in a printing layer to the paper or polymer substrate of a document of value and of applying a security film with a partially coated micromirror embossing over the print has already been described.

Weitere vorteilhafte Varianten sind in Fig. 6 illustriert, wobei die Prägeschicht 40 in allen Varianten jeweils mit oder ohne Trägerfolie ausgebildet sein kann und beispielsweise in Form eines Streifens oder Patches vorliegen kann.Further advantageous variants are available Fig. 6 illustrated, wherein the embossing layer 40 can be formed in all variants with or without a carrier film and can be present, for example, in the form of a strip or patch.

Zunächst zeigt Fig. 6(a) eine Polymerbanknote 70 mit einem transparenten Polymersubstrat 72, bei dem die Druckschicht 30 und die Prägeschicht 40 auf gegenüberliegenden Seiten einander zumindest teilweise überlappend angeordnet sind.First shows Fig. 6(a) a polymer banknote 70 with a transparent polymer substrate 72, in which the printing layer 30 and the embossing layer 40 are arranged on opposite sides at least partially overlapping one another.

Die Ausgestaltung der Fig. 6(b) zeigt eine Papierbanknote 80 mit einem Papiersubstrat 82 mit Fenster 84. Die Druckschicht 30 und die Prägeschicht 40 sind einander zumindest teilweise überlappend auf gegenüberliegenden Seiten des Fensters 84 angeordnet Dabei könnten auch im Inneren des Fensters Magnetpigmente 32 vorliegen, wie in Fig. 6(b) illustriert.The design of the Fig. 6(b) shows a paper banknote 80 with a paper substrate 82 with window 84. The printing layer 30 and the embossing layer 40 are arranged at least partially overlapping one another on opposite sides of the window 84. Magnetic pigments 32 could also be present inside the window, as in Fig. 6(b) illustrated.

Figur 6(c) zeigte eine Hybridbanknote 90 mit einem Folie/Papier/Folie-Hybridsubstrat 92 mit einem Fenster 94 im Papierkern 96. Die Druckschicht 30 und die Prägeschicht 40 sind auf gegenüberliegenden Seiten des Hybridsubstrats 92 angeordnet und überdecken einander im Bereich des Fensters 94 zumindest teilweise. Die Prägeschicht 40 kann, wie in Fig. 6(c) gezeigt, außen auf dem Verbund des Hybridsubstrats 92 aufgebracht sein, sie kann aber beispielsweise auch zwischen dem Papierkern 96 und einer der Folienlagen 98 vorliegen und damit ein besonders stark geschütztes, innenliegendes Sicherheitsmerkmal darstellen. Figure 6(c) showed a hybrid banknote 90 with a film/paper/film hybrid substrate 92 with a window 94 in the paper core 96. The printing layer 30 and the embossing layer 40 are arranged on opposite sides of the hybrid substrate 92 and at least partially cover each other in the area of the window 94. The embossing layer 40 can, as in Fig. 6(c) shown, be applied to the outside of the composite of the hybrid substrate 92, but it can also be present, for example, between the paper core 96 and one of the film layers 98 and thus represent a particularly strongly protected, internal security feature.

Eine weitere Erfindungsvariante besteht darin, die Prägeschicht nicht in Form einer Sicherheitsfolie zu applizieren, sondern die Prägestruktur 44 direkt in das Polymersubstrat eines Werkdokuments einzubringen. Anschließend kann dann die Druckschicht 30 überlappend aufgedruckt werden.A further variant of the invention consists in not applying the embossing layer in the form of a security film, but rather introducing the embossing structure 44 directly into the polymer substrate of a work document. The printing layer 30 can then be printed in an overlapping manner.

BezugszeichenlisteReference symbol list

1010
BanknoteBanknote
1212
SicherheitselementSecurity element
14, 1614, 16
SicherheitsmerkmaleSecurity features
1818
Trägercarrier
2020
DetailausschnittDetail section
22, 2422, 24
größere bzw. kleinere Ringelarger or smaller rings
2626
Zick-Zack-MusterZigzag pattern
3030
DruckschichtPrint layer
3232
MagnetpigmenteMagnetic pigments
3434
Bindemittelbinder
4040
Prägeschichtembossing layer
4242
Prägelackschichtembossed lacquer layer
4444
MikrospiegelprägungMicro mirror embossing
4646
FarbbeschichtungColor coating
4848
LackbeschichtungLacquer coating
5050
Rastergrid
5252
RasterelementeGrid elements
5454
RasterzwischenräumeGrid spaces
5656
Betrachterviewer
58-A, 58-B58-A, 58-B
BetrachtungsrichtungenViewing directions
6262
SicherheitselementSecurity element
6464
AußenbereichOutdoor area
6666
Aussparungrecess
7070
PolymerbanknotePolymer banknote
7272
PolymersubstratPolymer substrate
8080
PapierbanknotePaper banknote
8282
PapiersubstratPaper substrate
8484
FensterWindow
9090
HybridbanknoteHybrid banknote
9292
HybridsubstratHybrid substrate
9494
FensterWindow
9696
Papierkernpaper core
9898
Folienlagefoil layer
NN
Flächennormalesurface normals

Claims (15)

  1. Optically variable security element for securing articles of value, the areal extent of which element defines a z-axis perpendicular thereto, having a polychromatic reflective surface region, wherein
    - the polychromatic reflective surface region contains two optically variable reflection structures arranged at different height levels in the z-direction and generating a different colour impression in reflection,
    - the higher-up reflection structure is formed by a relief structure provided with a colour coating,
    - the lower-down reflection structure is formed by a layer with lamellar, reflective effect pigments which are spatially oriented,
    - the two reflection structures overlap in an overlap region and the colour coating of the higher-up reflection structure in the overlap region has at least one cut-out in which the lower-down reflection structure becomes visible when the security element is observed,
    characterized in that
    the relief structure of the higher-up reflection structure is formed by a micromirror arrangement with directed micromirrors.
  2. Security element according to Claim 1, characterized in that the lamellar effect pigments constitute magnetically orientable magnetic pigments or lamellar effect pigments orientable by other fields.
  3. Security element according to Claim 1 or 2, characterized in that the effect pigments are formed by metallized pigments, by pigments having a thin-film coating, by reflective metal pigments having a translucent colour coating or by pigments having structural colours.
  4. Security element according to at least one of Claims 1 to 3, characterized in that the effect pigments are present in a print layer with a transparent or translucent binder and/or the relief structure of the higher-up reflection structure is impressed in a transparent or translucent embossing varnish layer.
  5. Security element according to at least one of Claims 1 to 4, characterized in that the colour coating of the higher-up reflection structure is configured as a regular or irregular raster with raster elements and raster interspaces, wherein the dimensions of the raster elements and/or raster interspaces at least in one direction are below 140 µm, preferably in that the dimensions of the raster elements and/or raster interspaces in one or both lateral directions are below 140 µm, preferably between 20 µm and 100 µm, in particular between 20 µm and 60 µm.
  6. Security element according to Claim 5, characterized in that the raster elements and raster interspaces of the raster have the same shape and preferably also the same size, and/or in that the surface coverage of the raster by the raster elements is between 30% and 70%, preferably between 40% and 60%, in particular about 50%.
  7. Security element according to any of Claims 1 to 6, characterized in that, in the overlap region, the colour coating of the higher-up reflection structure is applied in partial regions which have lateral dimensions of more than 140 µm, and/or in that the colour coating of the higher-up reflection structure is generated with cut-outs which have lateral dimensions of more than 140 µm.
  8. Security element according to at least one of Claims 1 to 7, characterized in that the directed micromirrors are planar mirrors, concave mirrors and/or Fresnel-type mirrors, and/or the lateral dimensions of the micromirrors are below 20 µm.
  9. Security element according to at least one of Claims 1 to 8, characterized in that the colour coatings are formed by translucent inks, by metallizations, thin-film structures, by translucent inks deposited with a metallization, by luminescent inks with a metallic reflection, by textured inks and/or by nanoparticle inks.
  10. Security element according to at least one of Claims 1 to 9, characterized in that at least one partial region with a negative characteristic, in which the colour coating of the higher-up reflection structure and the effect pigments of the lower-down reflection structure are cut out, is provided in the overlap region.
  11. Data carrier having an optically variable security element according to at least one of Claims 1 to 10.
  12. Data carrier according to Claim 11, having a carrier with opposite main surfaces, each of which bears one of the two optically variable reflection structures, wherein the carrier in the overlap region is transparent or contains a transparent see-through window.
  13. Data carrier according to Claim 10, having a carrier with opposite main surfaces, wherein both optically variable reflection structures are disposed one above the other on one main surface of the carrier.
  14. Method for producing an optically variable security element, preferably according to any of Claims 1 to 10, in which
    - a carrier is provided, the areal extent of which defines a plane and a z-axis perpendicular thereto,
    - the carrier is provided with a polychromatic reflective surface region which is configured with two optically variable reflection structures arranged at different height levels in the z-direction and generating a different colour impression in reflection,
    - the higher-up reflection structure is formed by a relief structure provided with a colour coating,
    - the lower-down reflection structure is formed by a layer with lamellar, reflective effect pigments which are spatially oriented, and
    - the two reflection structures are configured overlappingly in an overlap region and the colour coating of the higher-up reflection structure in the overlap region is configured with at least one cut-out in which the lower-down reflection structure becomes visible when the security element is observed,
    characterized in that
    the relief structure of the higher-up reflection structure is formed by a micromirror arrangement with directed micromirrors.
  15. Method according to Claim 14, characterized in that, for the configuration of the lower-down reflection structure,
    - a printing ink with a binder and with effect pigments orientable magnetically or by other fields is applied,
    - in the still-liquid state of the binder, the effect pigments are oriented with an external field, in particular an external magnetic field, to generate the desired spatial orientation, and
    - the binder is solidified to set the orientation of the effect pigments durably.
EP20731791.8A 2019-06-06 2020-05-29 Optically variable security element having a multi-colored reflective area Active EP3980273B1 (en)

Applications Claiming Priority (2)

Application Number Priority Date Filing Date Title
DE102019003945.9A DE102019003945A1 (en) 2019-06-06 2019-06-06 Optically variable security element with multicolored reflective surface area
PCT/EP2020/025252 WO2020244805A1 (en) 2019-06-06 2020-05-29 Optically variable security element having a multi-colored reflective area

Publications (2)

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EP3980273A1 EP3980273A1 (en) 2022-04-13
EP3980273B1 true EP3980273B1 (en) 2023-11-29

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CN (1) CN113905893B (en)
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EP4338854A3 (en) 2023-12-20 2024-12-25 Sicpa Holding SA Processes for producing optical effects layers

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GB0326576D0 (en) * 2003-11-14 2003-12-17 Printetch Ltd Printing composition
DE102004021246A1 (en) * 2004-04-30 2005-11-24 Giesecke & Devrient Gmbh Security element and method for its production
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GB2442711B (en) * 2006-10-10 2011-04-13 Rue De Int Ltd Improvements in security devices
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JP5705129B2 (en) * 2008-12-19 2015-04-22 ビーエーエスエフ ソシエタス・ヨーロピアBasf Se Thin aluminum flakes
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Publication number Publication date
CN113905893B (en) 2023-06-27
EP3980273A1 (en) 2022-04-13
WO2020244805A1 (en) 2020-12-10
CN113905893A (en) 2022-01-07
DE102019003945A1 (en) 2020-12-10

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