CN118655518A - Signal Direction of Arrival Estimation Method Based on Constructing Received Data Matrix - Google Patents
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Abstract
Description
技术领域Technical Field
本发明属于雷达天线阵列信号处理技术领域,具体涉及一种基于构造接收数据矩阵的信号波达方向估计方法。The invention belongs to the technical field of radar antenna array signal processing, and in particular relates to a signal arrival direction estimation method based on constructing a receiving data matrix.
背景技术Background Art
针对雷达常用的LFM(线性调频)信号的波达方向估计问题,由于LFM信号属于非平稳信号,而传统的ESPRIT、MUSIC等空间谱估计算法仅对较高信噪比条件下的平稳信号具有良好的适应性,并且还需要已知接收数据中包含信号的数量,部分学者提出了通过时频变换,如分数阶傅里叶变换、Radon-Wigner变换,进而实现波达方向估计的方法,但是存在算法复杂度高、低信噪比条件下性能不足的问题。Regarding the problem of DOA estimation of LFM (linear frequency modulation) signals commonly used in radar, since LFM signals are non-stationary signals, and traditional spatial spectrum estimation algorithms such as ESPRIT and MUSIC are only adaptable to stationary signals under high signal-to-noise ratio conditions, and also require the number of signals contained in the received data to be known, some scholars have proposed a method to achieve DOA estimation through time-frequency transform, such as fractional Fourier transform and Radon-Wigner transform, but there are problems with high algorithm complexity and insufficient performance under low signal-to-noise ratio conditions.
发明内容Summary of the invention
本发明的目的在于,提供一种基于构造接收数据矩阵的信号波达方向估计方法,以解决上述现有技术中存在的LFM信号的波达方向估计问题,特别是低信噪比条件下目标回波信号的波达方向估计难题。The object of the present invention is to provide a signal direction of arrival estimation method based on constructing a received data matrix to solve the problem of direction of arrival estimation of LFM signals existing in the above-mentioned prior art, especially the problem of direction of arrival estimation of target echo signals under low signal-to-noise ratio conditions.
为了实现上述目的,本发明采用如下技术方案予以实现:In order to achieve the above object, the present invention adopts the following technical solutions:
一种基于构造接收数据矩阵的信号波达方向估计方法,具体包括如下步骤:A method for estimating the direction of arrival of a signal based on constructing a received data matrix specifically comprises the following steps:
步骤1,DAR可用于相参累积处理的连续脉冲回波数量M须满足:Step 1: The number M of continuous pulse echoes that can be used for coherent accumulation processing by DAR must satisfy:
式中:Where:
M—可用于相参累积处理的连续脉冲回波数量;M—the number of consecutive pulse echoes that can be used for coherent accumulation processing;
c—光速;c—speed of light;
B—LFM信号的带宽;B—Bandwidth of the LFM signal;
v—目标的径向运动速度;v— radial velocity of the target;
Tr—雷达发射LFM信号的脉冲重复间隔; Tr — the pulse repetition interval of the LFM signal transmitted by the radar;
步骤2,对DAR的每个天线阵元接收的回波信号进行解调处理,得到中频信号sIF,n(t,tm):Step 2: Demodulate the echo signal received by each antenna element of the DAR to obtain an intermediate frequency signal s IF,n (t,t m ):
式中:Where:
sIF,n(t,tm)—中频信号;s IF,n (t,t m )—intermediate frequency signal;
τn,m—双程时延;τ n,m — round trip delay;
t—时间;t—time;
T—脉冲宽度;T—pulse width;
β—点目标的后向散射系数;β—backscatter coefficient of point target;
exp(·)—指数函数;exp(·) — exponential function;
j—虚数单位;j—imaginary unit;
K—LFM信号的调频斜率,K=B/T;K—frequency modulation slope of LFM signal, K=B/T;
f0—发射信号载频; f0 —transmitted signal carrier frequency;
r0—目标的初始距离;r 0 — initial distance of the target;
m—脉冲信号的序号,m∈[1,M];m—the sequence number of the pulse signal, m∈[1,M];
θ—目标角度;θ—target angle;
n—DAR的天线阵元的序号,n∈[0,N-1],N为天线阵元数;n—the serial number of the antenna array element of DAR, n∈[0,N-1], N is the number of antenna array elements;
d—天线阵元间距;d—antenna array element spacing;
步骤3,对中频信号sIF,n(t,tm)数字化采样后进行如下式所示的波束形成处理,得到波束形成输出结果,即:Step 3: After digital sampling of the intermediate frequency signal s IF,n (t,t m ), a beamforming process is performed as shown in the following formula to obtain a beamforming output result, namely:
式中:Where:
W—波束形成的权矢量;W—beamforming weight vector;
H—共轭转置;H—conjugate transpose;
步骤4,对波束形成输出结果进行脉冲压缩处理得到脉冲压缩处理结果连续处理完M条回波信号,将处理得到的数据并行排列,得到数据矩阵 Step 4: Output the beamforming results Perform pulse compression processing to obtain the pulse compression processing result After processing M echo signals continuously, the processed data are arranged in parallel to obtain a data matrix
步骤5,在慢时间tm域对步骤4得到的数据矩阵进行傅里叶变换处理,得到运动目标的RD平面;Step 5, performing Fourier transform processing on the data matrix obtained in step 4 in the slow time tm domain to obtain the RD plane of the moving target;
步骤6,在步骤5得到的RD平面上完成运动目标检测,从而确定运动目标所在的距离位置ns;Step 6, completing the moving target detection on the RD plane obtained in step 5, thereby determining the distance position n s where the moving target is located;
步骤7,对N个阵元接收的M条回波信号进行解调和脉冲压缩处理,分别采集每个阵元的每条回波脉冲压缩结果中的第ns个复数值,构建一个应用于DOA估计的N×M维的接收数据矩阵X,即:Step 7: demodulate and pulse compress the M echo signals received by the N array elements, collect the nth complex values of each echo pulse compression result of each array element, and construct an N×M dimensional receiving data matrix X for DOA estimation, that is:
步骤8,对于构建的接收数据矩阵X,已知其中只包含一个目标回波信号,采用多重信号分类法或者基于旋转不变技术的信号参数估计算法进行处理,得到目标回波的波达方向的估计值。Step 8: For the constructed receiving data matrix X, it is known that it contains only one target echo signal, and multiple signal classification method or signal parameter estimation algorithm based on rotation invariance technology is used for processing to obtain the estimated value of the arrival direction of the target echo.
进一步的,步骤6中,运动目标检测采用恒虚警检测算法。Furthermore, in step 6, the moving target detection adopts a constant false alarm detection algorithm.
进一步的,步骤8中,信号参数估计算法为多重信号分类法或基于旋转不变技术。Furthermore, in step 8, the signal parameter estimation algorithm is a multiple signal classification method or a rotation-invariant technology.
相较于现有技术,本发明的技术效果如下:Compared with the prior art, the technical effects of the present invention are as follows:
1、本发明利用RD平面目标检测结果确定目标位置,然后从脉冲压缩结果中提取对应距离点的数据,有效降低了杂波和噪声对波达方向估计性能的影响;1. The present invention uses the RD plane target detection results to determine the target position, and then extracts the data of the corresponding distance point from the pulse compression results, effectively reducing the impact of clutter and noise on the direction of arrival estimation performance;
2、本发明通过连续提取多条回波中目标位置点的脉冲压缩数据构造一个新的接收数据矩阵,增强了在低信噪比条件下的DOA估计性能;2. The present invention constructs a new receiving data matrix by continuously extracting pulse compression data of target position points in multiple echoes, thereby enhancing the DOA estimation performance under low signal-to-noise ratio conditions;
3、本发明针对每个目标的回波构造一个接收数据矩阵,即已经明确了新构造的接收数据矩阵中有且仅有一个到达信号,为后续MUSIC或者ESPRIT算法的应用创造了有利条件。3. The present invention constructs a receiving data matrix for each target echo, that is, it has been clarified that there is one and only one arrival signal in the newly constructed receiving data matrix, which creates favorable conditions for the subsequent application of MUSIC or ESPRIT algorithm.
附图说明BRIEF DESCRIPTION OF THE DRAWINGS
图1为RD平面;Figure 1 is the RD plane;
图2为MUSIC算法获取的空间谱估计。Figure 2 shows the spatial spectrum estimation obtained by the MUSIC algorithm.
以下结合附图和具体实施方式对本发明进一步解释说明。The present invention is further explained below in conjunction with the accompanying drawings and specific embodiments.
具体实施方式DETAILED DESCRIPTION
本发明涉及的技术术语:The technical terms involved in the present invention are:
(1)DAR:Digital Array Radar,指数字阵列雷达,其可通过距离-多谱勒平面完成目标检测,并估计得到目标的距离和速度参数。(1) DAR: Digital Array Radar, which can detect targets through the range-Doppler plane and estimate the distance and speed parameters of the target.
(2)RD平面:距离-多谱勒(Range-Doppler)平面。(2) RD plane: Range-Doppler plane.
(3)DOA:Direction of Arrival,指波达方向。(3)DOA: Direction of Arrival.
(4)LFM信号:线性调频(Linear Frequency Modulization)信号。(4) LFM signal: Linear Frequency Modulation signal.
(5)PRI:Pulse Repetition Interval,指雷达发射信号的脉冲重复间隔。(5) PRI: Pulse Repetition Interval, which refers to the pulse repetition interval of the radar signal.
(6)MUSIC:Multiple Signal Classification,即多重信号分类法。(6)MUSIC: Multiple Signal Classification.
(7)ESPRIT:Estimating Signal Parameter via Rotational InvarianceTechniques,即基于旋转不变技术的信号参数估计算法。(7)ESPRIT: Estimating Signal Parameter via Rotational Invariance Techniques, that is, a signal parameter estimation algorithm based on rotational invariance technology.
本发明的理论基础如下:The theoretical basis of the present invention is as follows:
假设一台DAR的天线阵列为包含N个天线阵元的均匀线阵,天线阵元间距为d,发射信号载频为f0,发射LFM信号为:Assume that the antenna array of a DAR is a uniform linear array containing N antenna elements, the antenna element spacing is d, the carrier frequency of the transmitted signal is f 0 , and the transmitted LFM signal is:
式中,s0(t)为发射线性调频信号;j为虚数单位,t为时间,T为脉冲宽度;K=B/T为LFM信号的调频斜率,B为LFM信号的带宽,exp(·)为指数函数。Where, s 0 (t) is the transmitted linear frequency modulation signal; j is an imaginary unit, t is time, and T is pulse width; K=B/T is the frequency modulation slope of the LFM signal, B is the bandwidth of the LFM signal, and exp(·) is an exponential function.
假设在远场某位置存在一个运动目标,其初始距离为r0,目标角度为θ,径向运动速度为v,那么,DAR的第n个天线阵元接收到目标的第m条回波信号xn,m(t)可表示为:Assume that there is a moving target at a certain position in the far field, with an initial distance of r 0 , a target angle of θ, and a radial speed of v. Then, the mth echo signal x n,m (t) received by the nth antenna element of the DAR can be expressed as:
式中,n为DAR的天线阵元的序号,n∈[0,N-1];β为点目标的后向散射系数;τn,m为双程时延,假设在雷达相参处理时间范围内(极短的一段时间内),目标在径向近似作匀速直线运动,那么,Where n is the serial number of the DAR antenna element, n∈[0,N-1]; β is the backscatter coefficient of the point target; τn ,m is the round-trip delay. Assuming that within the radar coherent processing time range (a very short period of time), the target moves approximately in a uniform straight line in the radial direction, then,
式中,rn(tm)表示发射第m条脉冲时目标与第n个天线阵元的视线距离,可表示为慢时间tm的函数,慢时间tm=mTr表示在相参处理过程中脉冲与脉冲之间的时间,m表示脉冲信号的序号;Tr表示雷达发射信号的脉冲重复间隔PRI;c表示光速。Wherein, r n (t m ) represents the line of sight distance between the target and the nth antenna element when the mth pulse is emitted, which can be expressed as a function of the slow time t m , where t m = mTr represents the time between pulses in the coherent processing process, m represents the sequence number of the pulse signal; Tr represents the pulse repetition interval PRI of the radar emission signal; and c represents the speed of light.
接收信号xn,m(t)通过解调处理得到中频信号,可近似表示为:The received signal xn ,m (t) is demodulated to obtain an intermediate frequency signal, which can be approximately expressed as:
式中,sIF,n(t,tm)表示中频信号;*表示复数的共轭。Wherein, s IF,n (t,t m ) represents the intermediate frequency signal; * represents the conjugate of the complex number.
然后,将中频信号通过脉冲压缩处理,得到脉冲压缩后信号,可表示为:Then, the intermediate frequency signal is processed by pulse compression to obtain the pulse compressed signal, which can be expressed as:
式中,表示第m条脉冲回波的脉冲压缩处理结果;α表示脉冲压缩后信号的复幅度,fd=2v/λ表示多谱勒频率,λ表示发射信号波长。从公式(5)可知,各个天线阵元接收的运动目标的回波信号,其脉冲压缩处理结果中包含了目标的角度θ,如果在相参累积处理时间范围内,目标不发生距离徙动,即目标在径向的运动距离没有超过雷达的距离分辨率,可通过阵列信号处理技术实现目标回波的DOA(波达方向)估计。In the formula, represents the pulse compression processing result of the mth pulse echo; α represents the complex amplitude of the signal after pulse compression, f d = 2v/λ represents the Doppler frequency, and λ represents the wavelength of the transmitted signal. From formula (5), it can be seen that the pulse compression processing result of the echo signal of the moving target received by each antenna array element contains the angle θ of the target. If the target does not migrate within the coherent accumulation processing time range, that is, the radial movement distance of the target does not exceed the range resolution of the radar, the DOA (direction of arrival) of the target echo can be estimated by array signal processing technology.
由此,本发明给出的基于构造接收数据矩阵的信号波达方向估计方法,具体包括如下步骤:Therefore, the signal direction of arrival estimation method based on constructing a received data matrix provided by the present invention specifically comprises the following steps:
步骤1,DAR可用于相参累积处理的连续脉冲回波数量M须满足:Step 1: The number M of continuous pulse echoes that can be used for coherent accumulation processing by DAR must satisfy:
式中:Where:
M—可用于相参累积处理的连续脉冲回波数量;M—the number of consecutive pulse echoes that can be used for coherent accumulation processing;
c—光速;c—speed of light;
B—LFM信号的带宽;B—Bandwidth of the LFM signal;
v—目标的径向运动速度;v— radial velocity of the target;
Tr—雷达发射LFM信号的脉冲重复间隔。 Tr —The pulse repetition interval of the radar transmitting LFM signal.
步骤2,对DAR的每个天线阵元接收的回波信号进行解调处理,得到中频信号sIF,n(t,tm):Step 2: Demodulate the echo signal received by each antenna element of the DAR to obtain an intermediate frequency signal s IF,n (t,t m ):
式中:Where:
sIF,n(t,tm)—中频信号;s IF,n (t,t m )—intermediate frequency signal;
τn,m—双程时延;τ n,m — round trip delay;
t—时间;t—time;
T—脉冲宽度;T—pulse width;
β—点目标的后向散射系数;β—backscatter coefficient of point target;
exp(·)—指数函数;exp(·) — exponential function;
j—虚数单位;j—imaginary unit;
K—LFM信号的调频斜率,K=B/T;K—frequency modulation slope of LFM signal, K=B/T;
f0—发射信号载频; f0 —transmitted signal carrier frequency;
r0—目标的初始距离;r 0 — initial distance of the target;
m—脉冲信号的序号,m∈[1,M];m—the sequence number of the pulse signal, m∈[1,M];
θ—目标角度;θ—target angle;
n—DAR的天线阵元的序号,n∈[0,N-1],N为天线阵元数;n—the serial number of the antenna array element of DAR, n∈[0,N-1], N is the number of antenna array elements;
d—天线阵元间距。d—antenna array element spacing.
步骤3,对中频信号sIF,n(t,tm)数字化采样后进行如下式所示的波束形成处理,得到波束形成输出结果,即:Step 3: After digital sampling of the intermediate frequency signal s IF,n (t,t m ), a beamforming process is performed as shown in the following formula to obtain a beamforming output result, namely:
式中:Where:
W—波束形成的权矢量;用于进行空域滤波,可实现对空域中干扰和杂波的抑制,获取该权矢量可采用多种常规方法;W—beamforming weight vector; used for spatial filtering to suppress interference and clutter in the spatial domain. A variety of conventional methods can be used to obtain the weight vector;
H—共轭转置。H—Conjugate transpose.
步骤4,对波束形成输出结果进行脉冲压缩处理得到脉冲压缩处理结果连续处理完M条回波信号,将处理得到的数据并行排列,得到数据矩阵 Step 4: Output the beamforming results Perform pulse compression processing to obtain the pulse compression processing result After processing M echo signals continuously, the processed data are arranged in parallel to obtain a data matrix
步骤5,在慢时间tm域对步骤4得到的数据矩阵进行傅里叶变换处理,得到运动目标的RD平面。Step 5, perform Fourier transform processing on the data matrix obtained in step 4 in the slow time tm domain to obtain the RD plane of the moving target.
步骤6,在步骤5得到的RD平面上完成运动目标检测,从而确定运动目标所在的距离位置ns;其中,运动目标检测采用目标检测算法,优选恒虚警检测算法。Step 6, completing moving target detection on the RD plane obtained in step 5, thereby determining the distance position ns where the moving target is located; wherein the moving target detection adopts a target detection algorithm, preferably a constant false alarm detection algorithm.
步骤7,对N个阵元接收的M条回波信号进行解调和脉冲压缩处理,分别采集每个阵元的每条回波脉冲压缩结果中的第ns个复数值,构建一个应用于DOA估计的N×M维的接收数据矩阵X,即:Step 7: demodulate and pulse compress the M echo signals received by the N array elements, collect the nth complex values of each echo pulse compression result of each array element, and construct an N×M dimensional receiving data matrix X for DOA estimation, that is:
步骤8,对于构建的接收数据矩阵X,已知其中只包含一个目标回波信号,采用多重信号分类法或者基于旋转不变技术等空间谱估计算法,得到目标回波的波达方向的估计值。Step 8: For the constructed receiving data matrix X, it is known that it contains only one target echo signal, and a spatial spectrum estimation algorithm such as a multiple signal classification method or a rotation-invariant technology is used to obtain an estimated value of the arrival direction of the target echo.
为了验证本发明的方法的可行性和有效性,进行如下仿真试验:In order to verify the feasibility and effectiveness of the method of the present invention, the following simulation test is carried out:
DAR的天线阵元数为N=10,发射LFM信号的载频为f0=3×109Hz,阵元间距d=0.05m,脉冲宽度T=10μs,雷达发射LFM信号的带宽B=6MB,信噪比SNR=-35dB,脉冲重复间隔PRI=200μs,采样点数为2048,目标的初始距离r0=4500m,径向运动速度v=60m/s,方位角度θ=40°,相参累积的采样回波条数M为512条,DAR的波束形成的权矢量W使用指向角度θ′=45°的阵列导向矢量,即:The number of antenna elements of DAR is N = 10, the carrier frequency of the transmitted LFM signal is f 0 = 3 × 10 9 Hz, the array element spacing d = 0.05m, the pulse width T = 10μs, the bandwidth of the radar transmitting LFM signal B = 6MB, the signal-to-noise ratio SNR = -35dB, the pulse repetition interval PRI = 200μs, the number of sampling points is 2048, the initial distance of the target r 0 = 4500m, the radial motion speed v = 60m/s, the azimuth angle θ = 40°, the number of coherently accumulated sampling echoes M is 512, and the weight vector W of the DAR beamforming uses the array steering vector with a pointing angle θ′ = 45°, that is:
W=[1,exp(j2πdsinθ′/λ),…,exp(j2π(N-1)dsinθ′/λ)]T。W=[1,exp(j2πdsinθ′/λ),…,exp(j2π(N-1)dsinθ′/λ)] T .
仿真实验结果如1、2所示,其中,图1为RD平面,图2为MUSIC算法获取的空间谱估计,可估计目标径向速度为-60.05m/s,目标距离为4504m,由仿真条件可知,检测的目标参数符合实际。The simulation experiment results are shown in Figures 1 and 2, where Figure 1 is the RD plane and Figure 2 is the spatial spectrum estimation obtained by the MUSIC algorithm. It can be estimated that the target radial velocity is -60.05m/s and the target distance is 4504m. It can be seen from the simulation conditions that the detected target parameters are consistent with the actual ones.
因此,通过在RD平面内进行目标检测,可以获取到用于构建数据矩阵的目标距离位置为ns=1202,通过构建的接收数据矩阵估计得到目标回波的DOA为40°,与目标的实际方位角度θ一致,从而验证了本发明的方法的有效性。相比于其他方法,本发明的方法可实现对非平稳信号(LFM信号)的波达方向估计,并且能够在较低信噪比(-35dB)条件下,精确地估计出目标回波的波达方向。Therefore, by performing target detection in the RD plane, the target distance position used to construct the data matrix can be obtained as n s =1202, and the DOA of the target echo estimated by the constructed receiving data matrix is 40°, which is consistent with the actual azimuth angle θ of the target, thereby verifying the effectiveness of the method of the present invention. Compared with other methods, the method of the present invention can realize the estimation of the direction of arrival of non-stationary signals (LFM signals), and can accurately estimate the direction of arrival of the target echo under low signal-to-noise ratio (-35dB) conditions.
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