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CN118605044A - A lithium niobate thin film electro-optic modulator based on MZI structure electro-optic polymer loaded strip waveguide and its preparation method - Google Patents

A lithium niobate thin film electro-optic modulator based on MZI structure electro-optic polymer loaded strip waveguide and its preparation method Download PDF

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CN118605044A
CN118605044A CN202410824724.1A CN202410824724A CN118605044A CN 118605044 A CN118605044 A CN 118605044A CN 202410824724 A CN202410824724 A CN 202410824724A CN 118605044 A CN118605044 A CN 118605044A
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lithium niobate
optic polymer
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王希斌
付雨舒
李尚融
孙士杰
张大明
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Jilin University
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    • GPHYSICS
    • G02OPTICS
    • G02FOPTICAL DEVICES OR ARRANGEMENTS FOR THE CONTROL OF LIGHT BY MODIFICATION OF THE OPTICAL PROPERTIES OF THE MEDIA OF THE ELEMENTS INVOLVED THEREIN; NON-LINEAR OPTICS; FREQUENCY-CHANGING OF LIGHT; OPTICAL LOGIC ELEMENTS; OPTICAL ANALOGUE/DIGITAL CONVERTERS
    • G02F1/00Devices or arrangements for the control of the intensity, colour, phase, polarisation or direction of light arriving from an independent light source, e.g. switching, gating or modulating; Non-linear optics
    • G02F1/01Devices or arrangements for the control of the intensity, colour, phase, polarisation or direction of light arriving from an independent light source, e.g. switching, gating or modulating; Non-linear optics for the control of the intensity, phase, polarisation or colour 
    • G02F1/03Devices or arrangements for the control of the intensity, colour, phase, polarisation or direction of light arriving from an independent light source, e.g. switching, gating or modulating; Non-linear optics for the control of the intensity, phase, polarisation or colour  based on ceramics or electro-optical crystals, e.g. exhibiting Pockels effect or Kerr effect
    • G02F1/035Devices or arrangements for the control of the intensity, colour, phase, polarisation or direction of light arriving from an independent light source, e.g. switching, gating or modulating; Non-linear optics for the control of the intensity, phase, polarisation or colour  based on ceramics or electro-optical crystals, e.g. exhibiting Pockels effect or Kerr effect in an optical waveguide structure
    • GPHYSICS
    • G02OPTICS
    • G02BOPTICAL ELEMENTS, SYSTEMS OR APPARATUS
    • G02B6/00Light guides; Structural details of arrangements comprising light guides and other optical elements, e.g. couplings
    • G02B6/10Light guides; Structural details of arrangements comprising light guides and other optical elements, e.g. couplings of the optical waveguide type
    • G02B6/12Light guides; Structural details of arrangements comprising light guides and other optical elements, e.g. couplings of the optical waveguide type of the integrated circuit kind
    • G02B6/122Basic optical elements, e.g. light-guiding paths
    • GPHYSICS
    • G02OPTICS
    • G02BOPTICAL ELEMENTS, SYSTEMS OR APPARATUS
    • G02B6/00Light guides; Structural details of arrangements comprising light guides and other optical elements, e.g. couplings
    • G02B6/10Light guides; Structural details of arrangements comprising light guides and other optical elements, e.g. couplings of the optical waveguide type
    • G02B6/12Light guides; Structural details of arrangements comprising light guides and other optical elements, e.g. couplings of the optical waveguide type of the integrated circuit kind
    • G02B6/13Integrated optical circuits characterised by the manufacturing method
    • G02B6/132Integrated optical circuits characterised by the manufacturing method by deposition of thin films
    • GPHYSICS
    • G02OPTICS
    • G02BOPTICAL ELEMENTS, SYSTEMS OR APPARATUS
    • G02B6/00Light guides; Structural details of arrangements comprising light guides and other optical elements, e.g. couplings
    • G02B6/10Light guides; Structural details of arrangements comprising light guides and other optical elements, e.g. couplings of the optical waveguide type
    • G02B6/12Light guides; Structural details of arrangements comprising light guides and other optical elements, e.g. couplings of the optical waveguide type of the integrated circuit kind
    • G02B6/13Integrated optical circuits characterised by the manufacturing method
    • G02B6/136Integrated optical circuits characterised by the manufacturing method by etching
    • GPHYSICS
    • G02OPTICS
    • G02FOPTICAL DEVICES OR ARRANGEMENTS FOR THE CONTROL OF LIGHT BY MODIFICATION OF THE OPTICAL PROPERTIES OF THE MEDIA OF THE ELEMENTS INVOLVED THEREIN; NON-LINEAR OPTICS; FREQUENCY-CHANGING OF LIGHT; OPTICAL LOGIC ELEMENTS; OPTICAL ANALOGUE/DIGITAL CONVERTERS
    • G02F1/00Devices or arrangements for the control of the intensity, colour, phase, polarisation or direction of light arriving from an independent light source, e.g. switching, gating or modulating; Non-linear optics
    • G02F1/01Devices or arrangements for the control of the intensity, colour, phase, polarisation or direction of light arriving from an independent light source, e.g. switching, gating or modulating; Non-linear optics for the control of the intensity, phase, polarisation or colour 
    • G02F1/03Devices or arrangements for the control of the intensity, colour, phase, polarisation or direction of light arriving from an independent light source, e.g. switching, gating or modulating; Non-linear optics for the control of the intensity, phase, polarisation or colour  based on ceramics or electro-optical crystals, e.g. exhibiting Pockels effect or Kerr effect
    • G02F1/0305Constructional arrangements
    • G02F1/0316Electrodes
    • GPHYSICS
    • G02OPTICS
    • G02FOPTICAL DEVICES OR ARRANGEMENTS FOR THE CONTROL OF LIGHT BY MODIFICATION OF THE OPTICAL PROPERTIES OF THE MEDIA OF THE ELEMENTS INVOLVED THEREIN; NON-LINEAR OPTICS; FREQUENCY-CHANGING OF LIGHT; OPTICAL LOGIC ELEMENTS; OPTICAL ANALOGUE/DIGITAL CONVERTERS
    • G02F1/00Devices or arrangements for the control of the intensity, colour, phase, polarisation or direction of light arriving from an independent light source, e.g. switching, gating or modulating; Non-linear optics
    • G02F1/01Devices or arrangements for the control of the intensity, colour, phase, polarisation or direction of light arriving from an independent light source, e.g. switching, gating or modulating; Non-linear optics for the control of the intensity, phase, polarisation or colour 
    • G02F1/21Devices or arrangements for the control of the intensity, colour, phase, polarisation or direction of light arriving from an independent light source, e.g. switching, gating or modulating; Non-linear optics for the control of the intensity, phase, polarisation or colour  by interference
    • G02F1/212Mach-Zehnder type
    • GPHYSICS
    • G02OPTICS
    • G02FOPTICAL DEVICES OR ARRANGEMENTS FOR THE CONTROL OF LIGHT BY MODIFICATION OF THE OPTICAL PROPERTIES OF THE MEDIA OF THE ELEMENTS INVOLVED THEREIN; NON-LINEAR OPTICS; FREQUENCY-CHANGING OF LIGHT; OPTICAL LOGIC ELEMENTS; OPTICAL ANALOGUE/DIGITAL CONVERTERS
    • G02F1/00Devices or arrangements for the control of the intensity, colour, phase, polarisation or direction of light arriving from an independent light source, e.g. switching, gating or modulating; Non-linear optics
    • G02F1/01Devices or arrangements for the control of the intensity, colour, phase, polarisation or direction of light arriving from an independent light source, e.g. switching, gating or modulating; Non-linear optics for the control of the intensity, phase, polarisation or colour 
    • G02F1/21Devices or arrangements for the control of the intensity, colour, phase, polarisation or direction of light arriving from an independent light source, e.g. switching, gating or modulating; Non-linear optics for the control of the intensity, phase, polarisation or colour  by interference
    • G02F1/225Devices or arrangements for the control of the intensity, colour, phase, polarisation or direction of light arriving from an independent light source, e.g. switching, gating or modulating; Non-linear optics for the control of the intensity, phase, polarisation or colour  by interference in an optical waveguide structure
    • GPHYSICS
    • G02OPTICS
    • G02BOPTICAL ELEMENTS, SYSTEMS OR APPARATUS
    • G02B6/00Light guides; Structural details of arrangements comprising light guides and other optical elements, e.g. couplings
    • G02B6/10Light guides; Structural details of arrangements comprising light guides and other optical elements, e.g. couplings of the optical waveguide type
    • G02B6/12Light guides; Structural details of arrangements comprising light guides and other optical elements, e.g. couplings of the optical waveguide type of the integrated circuit kind
    • G02B2006/12035Materials
    • G02B2006/1204Lithium niobate (LiNbO3)
    • GPHYSICS
    • G02OPTICS
    • G02BOPTICAL ELEMENTS, SYSTEMS OR APPARATUS
    • G02B6/00Light guides; Structural details of arrangements comprising light guides and other optical elements, e.g. couplings
    • G02B6/10Light guides; Structural details of arrangements comprising light guides and other optical elements, e.g. couplings of the optical waveguide type
    • G02B6/12Light guides; Structural details of arrangements comprising light guides and other optical elements, e.g. couplings of the optical waveguide type of the integrated circuit kind
    • G02B2006/12133Functions
    • G02B2006/12142Modulator

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Abstract

A lithium niobate thin film electro-optical modulator based on MZI structure electro-optical polymer loading strip waveguide and a preparation method thereof belong to the technical field of planar optical waveguide light modulators and preparation thereof. The electro-optic polymer loading strip waveguide consists of a silicon substrate, a silicon dioxide oxide layer, a lithium niobate thin film and an electro-optic polymer loading strip waveguide from bottom to top. The electro-optic polymer loading strip waveguide is of an MZI structure and consists of an input straight waveguide, an input conical waveguide, a first bending waveguide, a second bending waveguide, a first modulation arm straight waveguide, a second modulation arm straight waveguide, a third bending waveguide, a fourth bending waveguide, an output conical waveguide and an output straight waveguide along the light input direction from left to right; a first ground electrode, a second ground electrode and a signal electrode are respectively prepared on the lithium niobate thin films outside and inside the first modulation arm straight waveguide and the second modulation arm straight waveguide. The device has simple manufacturing process, can effectively reduce the modulation efficiency of the modulator, reduces the power consumption of the modulator and is more beneficial to the high integration of the modulator.

Description

一种基于MZI结构电光聚合物加载条波导的铌酸锂薄膜电光 调制器及其制备方法A lithium niobate thin film electro-optic modulator based on an MZI structure electro-optic polymer loaded strip waveguide and its preparation method

技术领域Technical Field

本发明属于平面光波导光调制器及其制备技术领域,具体涉及一种基于MZI结构电光聚合物加载条波导的铌酸锂薄膜电光调制器及其制备方法。The invention belongs to the technical field of planar optical waveguide optical modulators and preparation thereof, and in particular relates to a lithium niobate thin film electro-optic modulator based on an MZI structure electro-optic polymer loaded strip waveguide and a preparation method thereof.

背景技术Background Art

随着人工智能、物联网等新一代信息技术的飞速发展,传统的通信网络已难以满足人们对信息传输和交换的需求,高速光通信网络的发展刻不容缓。电光调制器作为光通信系统和片上光互连芯片的核心器件,用于完成信息的加载和信号的调控;其原理是利用材料的电光效应,使材料的折射率发生相应的线性变化,从而调控介质中传输光波的强度、相位等信息。With the rapid development of new generation information technologies such as artificial intelligence and the Internet of Things, traditional communication networks can no longer meet people's needs for information transmission and exchange, and the development of high-speed optical communication networks is urgent. Electro-optical modulators, as core components of optical communication systems and on-chip optical interconnect chips, are used to load information and regulate signals. The principle is to use the electro-optical effect of materials to make the refractive index of the materials change linearly, thereby regulating the intensity, phase and other information of the light waves transmitted in the medium.

现有的电光调制器常使用的材料主要有以下几种:铌酸锂(Lithium Niobate,LN)、硅(Silicon,Si)和III-V族化合物及聚合物。铌酸锂具备良好的物理、化学稳定性和优异的电光效应,是制造电光调制器的常用材料。传统的铌酸锂电光调制器,其波导是通过钛扩散或质子交换工艺制作的,这种波导芯层和包层之间的折射率差很小,对光的束缚能力较差,导致器件封装后的总长度通常在5~10cm,十分不利于集成。而基于薄膜铌酸锂的电光调制器克服了传统电光调制器的缺点,其波导芯层和包层之间的折射率之差较高,有利于减小器件整体尺寸。The materials commonly used in existing electro-optic modulators are mainly the following: lithium niobate (LN), silicon (Si), III-V compounds and polymers. Lithium niobate has good physical and chemical stability and excellent electro-optic effect, and is a commonly used material for manufacturing electro-optic modulators. The waveguide of the traditional lithium niobate electro-optic modulator is made by titanium diffusion or proton exchange process. The refractive index difference between the core layer and the cladding of this waveguide is very small, and the light binding ability is poor, resulting in the total length of the device after packaging is usually 5 to 10 cm, which is very unfavorable for integration. The electro-optic modulator based on thin-film lithium niobate overcomes the shortcomings of traditional electro-optic modulators. The refractive index difference between the core layer and the cladding of the waveguide is higher, which is conducive to reducing the overall size of the device.

根据波导类型的不同,薄膜铌酸锂波导可分为刻蚀(Dry-etched)型和加载(Rib-loaded)型波导。由于铌酸锂材料的化学惰性,物理干法刻蚀是制备刻蚀型铌酸锂波导的常用方法。该方法能够精确地控制刻蚀深度及波导形状。但是,在不同的刻蚀设备中,干法刻蚀工艺表现出较低的选择性和再现率,并且刻蚀形成的倾斜侧壁会增大波导的传输损耗。加载型波导是在铌酸锂上直接沉积或旋涂第二种材料(SiN,a-Si,TiO2,Ti2O5,Polymer等)形成波导结构,这避开了铌酸锂干法刻蚀工艺,有利于实现波导的低损耗传输。氮化硅是CMOS工艺兼容的材料,具有成熟的加工工艺且方便制作,一直是作为加载条波导的常用材料。但是,氮化硅折射率与铌酸锂相似,以氮化硅作为加载条的铌酸锂波导,部分模场分布在氮化硅加载条中;在进行电光调制时,氮化硅由于没有电光效应,加载条内的模场并没有被利用,这大大降低了调制器的调制效率。According to the different waveguide types, thin-film lithium niobate waveguides can be divided into etched (Dry-etched) and loaded (Rib-loaded) waveguides. Due to the chemical inertness of lithium niobate materials, physical dry etching is a common method for preparing etched lithium niobate waveguides. This method can accurately control the etching depth and waveguide shape. However, in different etching equipment, the dry etching process shows low selectivity and reproducibility, and the inclined sidewalls formed by etching will increase the transmission loss of the waveguide. Loaded waveguides are formed by directly depositing or spin-coating a second material (SiN, a-Si, TiO 2 , Ti 2 O 5 , Polymer, etc.) on lithium niobate to form a waveguide structure, which avoids the lithium niobate dry etching process and is conducive to achieving low-loss transmission of the waveguide. Silicon nitride is a material compatible with CMOS technology, has a mature processing technology and is easy to manufacture, and has always been a common material for loaded strip waveguides. However, the refractive index of silicon nitride is similar to that of lithium niobate. In a lithium niobate waveguide using silicon nitride as a loading bar, part of the mode field is distributed in the silicon nitride loading bar. When performing electro-optic modulation, the mode field in the loading bar is not utilized because silicon nitride has no electro-optic effect, which greatly reduces the modulation efficiency of the modulator.

目前,基于铌酸锂薄膜的电光调制器得到了广泛的研究和快速的发展,但是随着光网络向着超高速和超远距离传输的升级,需要进一步提高其调制效率,以满足光通信网络日益增长的需求。Currently, electro-optic modulators based on lithium niobate films have been widely studied and rapidly developed. However, as optical networks upgrade towards ultra-high speed and ultra-long distance transmission, their modulation efficiency needs to be further improved to meet the growing demand for optical communication networks.

发明内容Summary of the invention

为了进一步提高铌酸锂电光调制器的调制效率,本发明提供了一种基于MZI结构电光聚合物加载条波导的铌酸锂薄膜电光调制器及其制备方法。In order to further improve the modulation efficiency of the lithium niobate electro-optic modulator, the present invention provides a lithium niobate thin film electro-optic modulator based on an MZI structure electro-optic polymer loaded strip waveguide and a preparation method thereof.

本发明使用附有二氧化硅缓冲层的硅作为波导衬底,铌酸锂薄膜作为加载型波导的平板层,一种具有较高介电常数的电光聚合物作加载条。本发明选用的电光聚合物种类多、折射率小、电光系数大,与铌酸锂薄膜之间的折射率差较大。本发明采用的制备工艺简单,能够很好的与半导体工艺兼容,易于集成,符合大规模生产的要求,具有一定的实用价值。The present invention uses silicon with a silicon dioxide buffer layer as a waveguide substrate, a lithium niobate film as a planar layer of a loaded waveguide, and an electro-optic polymer with a relatively high dielectric constant as a loading strip. The electro-optic polymer selected in the present invention has many types, a small refractive index, a large electro-optic coefficient, and a large refractive index difference with the lithium niobate film. The preparation process used in the present invention is simple, can be well compatible with semiconductor processes, is easy to integrate, meets the requirements of large-scale production, and has certain practical value.

如图1和图3所示,一种基于MZI结构电光聚合物加载条波导的铌酸锂薄膜电光调制器,从下至上由硅衬底(1)、在硅衬底(1)之上制备的二氧化硅氧化层(2)、在二氧化硅氧化层(2)之上制备的铌酸锂薄膜(3)、在铌酸锂薄膜(3)之上制备的电光聚合物加载条波导(4)组成。As shown in FIG. 1 and FIG. 3 , a lithium niobate thin film electro-optic modulator based on an MZI structure electro-optic polymer loaded strip waveguide is composed, from bottom to top, of a silicon substrate (1), a silicon dioxide oxide layer (2) prepared on the silicon substrate (1), a lithium niobate thin film (3) prepared on the silicon dioxide oxide layer (2), and an electro-optic polymer loaded strip waveguide (4) prepared on the lithium niobate thin film (3).

如图2所示,电光聚合物加载条波导(4)为MZI结构,从左到右沿光输入方向由输入直波导(8)、输入锥形波导(9)、结构相同的第一弯曲波导(10’)和第二弯曲波导(10)、结构相同且相互平行的第一调制臂直波导(11)和第二调制臂直波导(12)、结构相同的第三弯曲波导(15’)和第四弯曲波导(15)、输出锥形波导(16)、输出直波导(17)组成;在第一调制臂直波导(11)和第二调制臂直波导(12)外侧的铌酸锂薄膜(3)之上分别对称制备有长条形结构的第一接地电极(13’)和第二接地电极(13),在第一调制臂直波导(11)和第二调制臂直波导(12)内侧的铌酸锂薄膜(3)之上制备有矩形结构的信号电极(10);第一弯曲波导(10’)和第三弯曲波导(15’)关于第一调制臂直波导(11)对称设置,第二弯曲波导(10)和第四弯曲波导(15)关于第二调制臂直波导(12)对称设置,第一接地电极(13’)和第二接地电极(13)关于信号电极(10)对称设置;输入直波导(8)、输入锥形波导(9)、第一弯曲波导(10’)和第二弯曲波导(10)构成3-dB Y分束器,第三弯曲波导(15’)和第四弯曲波导(15)、输出锥形波导(16)、输出直波导(17)构成3-dB Y合束器。As shown in FIG2 , the electro-optic polymer loaded strip waveguide (4) is an MZI structure, and is composed of an input straight waveguide (8), an input tapered waveguide (9), a first curved waveguide (10′) and a second curved waveguide (10) having the same structure, a first modulation arm straight waveguide (11) and a second modulation arm straight waveguide (12) having the same structure and being parallel to each other, a third curved waveguide (15′) and a fourth curved waveguide (15) having the same structure, an output tapered waveguide (16), and an output straight waveguide (17) from left to right along the light input direction; first ground electrodes (13′) having a long strip structure are symmetrically prepared on the lithium niobate film (3) outside the first modulation arm straight waveguide (11) and the second modulation arm straight waveguide (12). and a second grounding electrode (13); a signal electrode (10) with a rectangular structure is prepared on the lithium niobate film (3) inside the first modulation arm straight waveguide (11) and the second modulation arm straight waveguide (12); the first curved waveguide (10') and the third curved waveguide (15') are symmetrically arranged with respect to the first modulation arm straight waveguide (11); the second curved waveguide (10) and the fourth curved waveguide (15) are symmetrically arranged with respect to the second modulation arm straight waveguide (12); the first grounding electrode (13') and the second grounding electrode (13) are symmetrically arranged with respect to the signal electrode (10); the input straight waveguide (8), the input tapered waveguide (9), the first curved waveguide (10') and the second curved waveguide (10) constitute a 3-dB Y beam splitter; the third curved waveguide (15') and the fourth curved waveguide (15), the output tapered waveguide (16) and the output straight waveguide (17) constitute a 3-dB Y beam combiner.

进一步的,输入直波导(8)和输出直波导(17)的长度a1和a1’相等为10~500μm,宽度w1和w1’相等为1~5μm,第一弯曲波导(10’)、第二弯曲波导(10)、第三弯曲波导(15’)和第四弯曲波导(15)平行于输入直波导(8)中输入光方向的投影长度a2和a2’相等为15~300μm,宽度w2’、w2、w5’和w5相等为1~5μm;第一调制臂直波导(11)和第二调制臂直波导(12)的长度a3’和a3相等为3.5~9mm,宽度w3’和w3相等为1~5μm;输入锥形波导(9)和输出锥形波导(16)平行于输入直波导(8)中输入光方向的投影长度a4和a4’相等为5~100μm,输入锥形波导(9)与第一弯曲波导(10)和第二弯曲波导(10’)、输出锥形波导(16)与第三弯曲波导(15)和第四弯曲波导(15’)连接处的宽度w4和w4’相等为1~30μm;第一接地电极(13’)和第二接地电极(13)的长度a5’和a5相等为4~8mm,宽度b1’和b1相等为80~150μm;信号电极(14)的长度a6为4~8mm,宽度b2为10~20μm;信号电极(14)与第一接地电极(13’)和第二接地电极(13)之间的间距gap’和gap相等为2~20μm;第一调制臂直波导(11)和第二调制臂直波导(12)之间的距离为10~60μm。Furthermore, the lengths a1 and a1′ of the input straight waveguide (8) and the output straight waveguide (17) are equal to 10 to 500 μm, the widths w1 and w1′ are equal to 1 to 5 μm, the projection lengths a2 and a2′ of the first curved waveguide (10′), the second curved waveguide (10), the third curved waveguide (15′) and the fourth curved waveguide (15) parallel to the input light direction in the input straight waveguide (8) are equal to 15 to 300 μm, and the widths w2′, w2, w5′ and w5 are equal to 1 to 5 μm; the lengths a3′ and a3 of the first modulation arm straight waveguide (11) and the second modulation arm straight waveguide (12) are equal to 3.5 to 9 mm, and the widths w3′ and w3 are equal to 1 to 5 μm; the projection lengths a4 and a4′ of the input tapered waveguide (9) and the output tapered waveguide (16) parallel to the input light direction in the input straight waveguide (8) are equal. The widths w4 and w4' of the connection points between the input tapered waveguide (9) and the first curved waveguide (10) and the second curved waveguide (10'), and between the output tapered waveguide (16) and the third curved waveguide (15) and the fourth curved waveguide (15') are equal to 1 to 30 μm; the lengths a5' and a5 of the first grounding electrode (13') and the second grounding electrode (13) are equal to 4 to 8 mm, and the widths b1' and b1 are equal to 80 to 150 μm; the length a6 of the signal electrode (14) is 4 to 8 mm, and the width b2 is 10 to 20 μm; the spacings gap' and gap between the signal electrode (14) and the first grounding electrode (13') and the second grounding electrode (13) are equal to 2 to 20 μm; and the distance between the first modulation arm straight waveguide (11) and the second modulation arm straight waveguide (12) is 10 to 60 μm.

硅衬底(1)的厚度h1为480~520μm,二氧化硅氧化层(2)的厚度h2为1~5μm,铌酸锂薄膜(3)的厚度h3为100~800nm,电光聚合物加载条波导(4’、4分别对应第一调制臂波导11、第二调制臂波导12)的厚度h4’、h4为0.5~5μm,信号电极(14)、第一接地电极(13’)、第二接地电极(13)的厚度h5、h6和h6’相等为0.5~6μm。信号电极(14)、第一接地电极(13’)、第二接地电极(13)是包括Al、Au在内的一些常用的金属材料。The thickness h1 of the silicon substrate (1) is 480-520 μm, the thickness h2 of the silicon dioxide oxide layer (2) is 1-5 μm, the thickness h3 of the lithium niobate film (3) is 100-800 nm, the thickness h4' and h4 of the electro-optic polymer loading strip waveguide (4', 4 respectively corresponding to the first modulation arm waveguide 11 and the second modulation arm waveguide 12) are 0.5-5 μm, and the thickness h5, h6 and h6' of the signal electrode (14), the first grounding electrode (13') and the second grounding electrode (13) are equal to 0.5-6 μm. The signal electrode (14), the first grounding electrode (13') and the second grounding electrode (13) are some commonly used metal materials including Al and Au.

本发明所述的一种基于MZI结构电光聚合物加载条波导的铌酸锂薄膜电光调制器的制备方法,其制作工艺流程见附图4,具体步骤如下:The present invention discloses a method for preparing a lithium niobate thin film electro-optic modulator based on an MZI structure electro-optic polymer loaded strip waveguide. The manufacturing process is shown in FIG4 . The specific steps are as follows:

A:铌酸锂晶圆清洗(铌酸锂晶圆于上海新硅聚合半导体有限公司购买,从上至下由Si衬底(1)、SiO2氧化层(2)和铌酸锂薄膜层(3)三部分组成)A: Lithium niobate wafer cleaning (Lithium niobate wafer purchased from Shanghai New Silicon Polymer Semiconductor Co., Ltd., from top to bottom consists of three parts: Si substrate (1), SiO2 oxide layer (2) and lithium niobate film layer (3))

首先使用丙酮、甲醇、异丙醇溶剂依次对铌酸锂薄膜层(3)表面清洗2~3次,确定铌酸锂表面清洁;Firstly, the surface of the lithium niobate film layer (3) is cleaned 2 to 3 times using acetone, methanol, and isopropanol solvents in sequence to ensure that the surface of the lithium niobate is clean;

B:聚合物加载条制备B: Polymer loading strip preparation

采用旋涂工艺,将电光聚合物(25,该聚合物是掺有生色团分子的电光聚合物,包括聚甲基丙烯酸甲酯(PMMA)、SU-8 2002、SU-8 2005在内的一系列透明性良好的有机聚合物材料,电光聚合物的折射率低于铌酸锂的折射率)涂在清洗好的铌酸锂薄膜层(3)表面,转速为2000~8000转/分钟,制得电光聚合物(25)薄膜的厚度为200nm~2000nm,将器件在50~500℃的条件下烘烤10~40分钟进行固化,而后冷却至室温;采用真空蒸镀工艺在电光聚合物(25)薄膜上蒸镀一层厚度为1~4μm的铝金属用作铝掩膜(26);采用旋涂工艺,在铝掩模(26)上涂一层厚度为0.5~6μm的正性光刻胶BP 212(27),转速为1000~6000转/分钟;对旋涂了光刻胶BP 212的器件进行加热,即在70~300℃温度下加热10~30分钟,加热完毕后降至室温;以芯层掩模版(30)为掩膜(芯层掩模版遮光部分与图2中的电光聚合物加载条波导(4)结构相同,不包含信号电极和接地电极),对光刻胶BP 212(27)在波长为300~500nm的紫外灯下曝光5~50s,将曝光后的器件放在质量浓度为2~5‰的NaOH溶液中10~200s,再用去离子水顺着波导方向反复冲洗干净,并用氮气吹干后加热5~50分钟,去除曝光的光刻胶BP 212,留下的未被曝光的光刻胶BP 212(27’)图案,该图案与图2中的电光聚合物加载条波导(4)结构相同;移除芯层掩模版(30),再以光刻胶BP 212(27’)图案为掩膜,对铝掩模(26)进行电感耦合等离子体(Inductive coupled plasma,ICP)刻蚀,得到与电光聚合物加载条波导(4)结构相同的铝层图形(26’);随后去除光刻胶BP 212(27’),即将器件浸泡在乙醇溶液中10~500s,用去离子水顺着波导方向反复冲洗干净,并用氮气吹干后加热5~50分钟;再以铝层图形(26’)为掩膜,对电光聚合物(25)进行ICP刻蚀,留下的电光聚合物图案与电光聚合物加载条波导(4)结构相同;移除铝层图形(26’),即将器件浸泡在质量浓度为2~5‰的NaOH溶液中10~200s,用去离子水顺着波导方向反复冲洗干净,并用氮气吹干后加热5~50分钟,至此电光聚合物加载条波导(4)制备完成;The electro-optic polymer (25, which is an electro-optic polymer doped with chromophore molecules, including a series of organic polymer materials with good transparency such as polymethyl methacrylate (PMMA), SU-8 2002, and SU-8 2005, and the refractive index of the electro-optic polymer is lower than the refractive index of lithium niobate) is coated on the surface of the cleaned lithium niobate film layer (3) at a rotation speed of 2000 to 8000 revolutions per minute to obtain an electro-optic polymer (25) film with a thickness of 200 nm to 2000 nm. The device is baked at 50 to 500° C. for 10 to 40 minutes for curing, and then cooled to room temperature. A layer of aluminum metal with a thickness of 1 to 4 μm is evaporated on the electro-optic polymer (25) film by a vacuum evaporation process as an aluminum mask (26). A layer of positive photoresist BP with a thickness of 0.5 to 6 μm is coated on the aluminum mask (26) by a spin coating process. 212 (27), the rotation speed is 1000-6000 rpm; the device spin-coated with photoresist BP 212 is heated, that is, heated at a temperature of 70-300° C. for 10-30 minutes, and then cooled to room temperature after heating; using the core layer mask (30) as a mask (the light-shielding part of the core layer mask is the same as the structure of the electro-optic polymer loading strip waveguide (4) in FIG. 2, and does not include the signal electrode and the ground electrode), the photoresist BP 212 (27) is exposed to an ultraviolet lamp with a wavelength of 300-500 nm for 5-50 seconds, the exposed device is placed in a NaOH solution with a mass concentration of 2-5‰ for 10-200 seconds, and then repeatedly rinsed with deionized water along the waveguide direction, and dried with nitrogen and heated for 5-50 minutes to remove the exposed photoresist BP 212, leaving the unexposed photoresist BP 212 (27') pattern, which has the same structure as the electro-optic polymer loaded strip waveguide (4) in FIG. 2; removing the core layer mask (30), and then using the photoresist BP 212 (27') pattern as a mask, inductively coupled plasma (ICP) etching is performed on the aluminum mask (26) to obtain an aluminum layer pattern (26') having the same structure as the electro-optic polymer loaded strip waveguide (4); then removing the photoresist BP 212 (27'), that is, immersing the device in an ethanol solution for 10 to 500 seconds, repeatedly rinsing it with deionized water along the waveguide direction, blowing it dry with nitrogen and heating it for 5 to 50 minutes; then using the aluminum layer pattern (26') as a mask, ICP etching the electro-optic polymer (25), and the remaining electro-optic polymer pattern has the same structure as the electro-optic polymer loaded strip waveguide (4); removing the aluminum layer pattern (26'), that is, immersing the device in a NaOH solution with a mass concentration of 2 to 5‰ for 10 to 200 seconds, repeatedly rinsing it with deionized water along the waveguide direction, blowing it dry with nitrogen and heating it for 5 to 50 minutes, so that the preparation of the electro-optic polymer loaded strip waveguide (4) is completed;

C:调制器电极制备C: Modulator Electrode Preparation

采用真空蒸镀工艺在电光聚合物加载条波导(4)和铌酸锂薄膜(3)上蒸镀一层厚度为1~4μm的Al电极层(28),采用旋涂工艺将正性光刻胶BP 212(29)涂在Al电极层(28)表面,转速为1000~8000转/分钟,得到BP 212的厚度为2~10μm,对旋涂光刻胶BP 212的器件加热,即在30~300℃的温度下烘烤10~50分钟后降至室温;以电极掩模版(31)为掩膜(电极掩膜版遮光部分与需要制备的接地电极和信号电极的结构相同),对光刻胶BP 212在波长为300~500nm的紫外灯下曝光10~50s,使需要制备接地电极和信号电极区域以外的光刻胶被曝光,将器件放入质量浓度为2~5‰的NaOH溶液中5~300s,去除曝光的光刻胶,用去离子水顺着波导方向反复冲洗器件,并用氮气吹干后加热5~50分钟;移除电极掩模版(31),随后除去未被曝光的BP212(29’)(即第一接地电极13’、第二接地电极13和信号电极14上的光刻胶),即将器件浸泡在乙醇溶液中10~500s,用去离子水顺着波导方向反复冲洗干净,并用氮气吹干后加热5~50分钟,至此调制器电极制备完成,从而得到所述的基于MZI结构电光聚合物加载条波导的铌酸锂薄膜电光调制器。A vacuum evaporation process is used to evaporate a layer of Al electrode layer (28) with a thickness of 1 to 4 μm on the electro-optic polymer loading strip waveguide (4) and the lithium niobate film (3), and a positive photoresist BP 212 (29) is applied to the surface of the Al electrode layer (28) by a spin coating process at a rotation speed of 1000 to 8000 revolutions per minute to obtain a BP 212 thickness of 2 to 10 μm. The device on which the photoresist BP 212 is spin-coated is heated, that is, baked at a temperature of 30 to 300° C. for 10 to 50 minutes and then cooled to room temperature; an electrode mask (31) is used as a mask (the light shielding part of the electrode mask has the same structure as the ground electrode and the signal electrode to be prepared), and the photoresist BP 212 is coated on the surface of the Al electrode layer (28). 212 is exposed to ultraviolet light with a wavelength of 300 to 500 nm for 10 to 50 seconds to expose the photoresist outside the area where the ground electrode and the signal electrode need to be prepared, and the device is placed in a NaOH solution with a mass concentration of 2 to 5‰ for 5 to 300 seconds to remove the exposed photoresist, and the device is repeatedly rinsed with deionized water along the waveguide direction, and blown dry with nitrogen and heated for 5 to 50 minutes; the electrode mask (31) is removed, and then the unexposed BP212 (29') (i.e., the photoresist on the first ground electrode 13', the second ground electrode 13 and the signal electrode 14) is removed, that is, the device is immersed in an ethanol solution for 10 to 500 seconds, and repeatedly rinsed with deionized water along the waveguide direction, and blown dry with nitrogen and heated for 5 to 50 minutes. At this point, the modulator electrode is prepared, thereby obtaining the lithium niobate thin film electro-optic modulator based on the MZI structure electro-optic polymer loaded strip waveguide.

与现有器件结构和技术相比,本发明的有益效果是:Compared with the existing device structure and technology, the beneficial effects of the present invention are:

本发明使用电光聚合物作为加载型铌酸锂波导的加载条,与氮化硅相比,电光聚合物具有更大的电光系数和更低的折射率。加载条折射率越低,加载条和平板层之间的折射率差越大,铌酸锂内模场面积增加。外加电场调制时,铌酸锂中的模场面积增大,增大了电场和模场的重叠积分因子。另外,主要分布在铌酸锂波导中的光和少量聚合物加载条中的光在传输过程发生同向的相位变化,因此相同外加电压下调制器的相位改变量更大。综上所述,选用电光聚合物作为铌酸锂加载型波导的加载条,能有效降低调制器调制效率,减小调制器的功耗同时更有利于其高度集成。另外,器件的制作工艺简单,只需要一些常用设备和常规的制备工艺,不需要昂贵的工艺设备和高难度制备技术,生产成本低,效率高。The present invention uses an electro-optic polymer as a loading bar of a loaded lithium niobate waveguide. Compared with silicon nitride, the electro-optic polymer has a larger electro-optic coefficient and a lower refractive index. The lower the refractive index of the loading bar, the greater the refractive index difference between the loading bar and the flat layer, and the mode field area in the lithium niobate increases. When modulated by an external electric field, the mode field area in the lithium niobate increases, increasing the overlap integral factor of the electric field and the mode field. In addition, the light mainly distributed in the lithium niobate waveguide and the light in a small amount of polymer loading bars undergo phase changes in the same direction during the transmission process, so the phase change of the modulator is greater under the same external voltage. In summary, the use of an electro-optic polymer as a loading bar for a lithium niobate loaded waveguide can effectively reduce the modulation efficiency of the modulator, reduce the power consumption of the modulator, and is more conducive to its high integration. In addition, the manufacturing process of the device is simple, requiring only some common equipment and conventional preparation processes, and does not require expensive process equipment and difficult preparation technology, with low production cost and high efficiency.

附图说明BRIEF DESCRIPTION OF THE DRAWINGS

图1:本发明制备的铌酸锂薄膜电光调制器的无源区横截面(图2中a-a’)示意图;FIG1 is a schematic diagram of a cross section of a passive region of a lithium niobate thin film electro-optic modulator prepared by the present invention (a-a' in FIG2 );

图2:本发明制备的铌酸锂薄膜电光调制器的电光聚合物加载条波导的结构示意图;FIG2 is a schematic diagram of the structure of the electro-optic polymer loaded strip waveguide of the lithium niobate thin film electro-optic modulator prepared by the present invention;

图3:本发明制备的铌酸锂薄膜电光调制器的有源区横截面(图2中b-b’)示意图;FIG3 is a schematic diagram of a cross section of an active region of a lithium niobate thin film electro-optic modulator prepared by the present invention (b-b' in FIG2 );

图4:本发明制备的铌酸锂薄膜电光调制器的制备工艺流程图;FIG4 is a flow chart of the preparation process of the lithium niobate thin film electro-optic modulator prepared by the present invention;

图5:图2中a-a’横截面波导内的光场分布模拟图;Figure 5: Simulated diagram of the light field distribution in the waveguide at the cross section a-a’ in Figure 2;

图6:图2中b-b’横截面波导内的电场分布模拟图;Figure 6: Simulated diagram of the electric field distribution in the waveguide at the b-b’ cross section in Figure 2;

图7(a):利用HFSS软件模拟得到的电光调制器微波阻抗随频率变化图,其横坐标为频率,纵坐标为微波阻抗,通过HFSS软件直接获得;Figure 7(a): The graph of the microwave impedance of the electro-optic modulator simulated with HFSS software, where the horizontal axis is the frequency and the vertical axis is the microwave impedance, which is directly obtained by HFSS software;

图7(b):利用HFSS软件模拟得到的电光调制器的微波折射率随频率变化图,其横坐标为频率,纵坐标为微波折射率,通过公式(其中c为光速、f为频率、γ为传播常数,Im(γ)表示对传播常数γ取虚部,以上参数均从HFSS软件中获得)计算得到微波折射率,;Figure 7(b): The microwave refractive index of the electro-optic modulator simulated with HFSS software shows how it varies with frequency. The horizontal axis is the frequency and the vertical axis is the microwave refractive index. (where c is the speed of light, f is the frequency, γ is the propagation constant, Im(γ) represents the imaginary part of the propagation constant γ, and the above parameters are obtained from HFSS software) to calculate the microwave refractive index;

图7(c):利用HFSS软件模拟得到的电光调制器透射系数随频率变化图,其横坐标为频率,纵坐标为透射系数,通过HFSS软件直接获得;Figure 7(c): Transmission coefficient of the electro-optic modulator simulated with HFSS software versus frequency, where the horizontal axis is frequency and the vertical axis is transmission coefficient, directly obtained with HFSS software;

图7(d):利用HFSS软件模拟得到的电光调制器反射系数随频率变化图,其横坐标为频率,纵坐标为反射系数,通过HFSS软件直接获得;Figure 7(d) shows the reflection coefficient of the electro-optic modulator simulated with HFSS software. The horizontal axis is the frequency and the vertical axis is the reflection coefficient. It is directly obtained by HFSS software.

如图1所示,各部分名称为:硅衬底(1)、二氧化硅氧化层(2)、铌酸锂薄膜层(3)、电光聚合物加载条(4,对应输入直波导(8))。As shown in FIG. 1 , the names of the various parts are: silicon substrate (1), silicon dioxide oxide layer (2), lithium niobate thin film layer (3), electro-optic polymer loading strip (4, corresponding to the input straight waveguide (8)).

如图2所示,各部分名称为:输入直波导(8)、输入锥形波导(9)、第一弯曲波导(10’)、第二弯曲波导(10)、第一调制臂直波导(11)、第二调制臂直波导(12)、第三弯曲波导(15’)、第四弯曲波导(15)、输出锥形波导(16)、输出直波导(17)、第一接地电极(13’)、第二接地电极(13)、信号电极(10)。As shown in FIG2 , the names of the various parts are: input straight waveguide (8), input tapered waveguide (9), first curved waveguide (10′), second curved waveguide (10), first modulation arm straight waveguide (11), second modulation arm straight waveguide (12), third curved waveguide (15′), fourth curved waveguide (15), output tapered waveguide (16), output straight waveguide (17), first ground electrode (13′), second ground electrode (13), and signal electrode (10).

如图3所示,各部分名称为:硅衬底(1)、二氧化硅氧化层(2)、铌酸锂薄膜层(3)、电光聚合物加载条(4’和4,对应第一调制臂直波导(11)和第二调制臂直波导(12))、第一接地电极(13’)、第二接地电极(13)、信号电极(14)。As shown in FIG3 , the names of the various parts are: silicon substrate (1), silicon dioxide oxide layer (2), lithium niobate thin film layer (3), electro-optic polymer loading strip (4’ and 4, corresponding to the first modulation arm straight waveguide (11) and the second modulation arm straight waveguide (12)), first ground electrode (13’), second ground electrode (13), and signal electrode (14).

如图5所示,从图中可以看出大部分模场被限制在铌酸锂平板中,光在有效传输的同时,模场和电场的重叠面积增大,提高了调制器的调制效率。As shown in FIG. 5 , it can be seen from the figure that most of the mode field is confined in the lithium niobate plate. While the light is effectively transmitted, the overlapping area of the mode field and the electric field is increased, thereby improving the modulation efficiency of the modulator.

如图6所示,从图中可以看出电场分布均匀,在电极与包层的边界处和包层与铌酸锂边界处电场较大,这是由于在介质边界处满足电场满足麦克斯韦方程,较大相对介电常数的包层可以提高铌酸锂波导内部的电场强度,降低调制器的电压长度积,提高其调制效率。As shown in Figure 6, it can be seen that the electric field is evenly distributed, and the electric field is larger at the boundary between the electrode and the cladding and the boundary between the cladding and lithium niobate. This is because the electric field satisfies Maxwell's equations at the dielectric boundary. The cladding with a larger relative dielectric constant can increase the electric field strength inside the lithium niobate waveguide, reduce the voltage-length product of the modulator, and improve its modulation efficiency.

如图7(a)所示,可以看出其在高频区较低,低频区较高,接近50Ω的目标阻抗值;如图7(b)所示,可以看出微波折射率的仿真值在低频区域偏高并迅速减小,在高频区域趋于平稳,与2.2856的光群折射率相匹配,在高频区折射率差小于0.05;如图7(c)所示,可以看出透射系数S12、S21两条曲线完全重合,在高频区较低,低频区较高,整体较大,在-0.75dB以上;如图7(d)所示,可以看出反射参数S11、S22较小,均在-34dB以下。As shown in Figure 7(a), it can be seen that it is lower in the high-frequency region and higher in the low-frequency region, close to the target impedance value of 50Ω; as shown in Figure 7(b), it can be seen that the simulated value of the microwave refractive index is high in the low-frequency region and decreases rapidly, and tends to be stable in the high-frequency region, matching the optical group refractive index of 2.2856, and the refractive index difference in the high-frequency region is less than 0.05; as shown in Figure 7(c), it can be seen that the two curves of the transmission coefficients S12 and S21 completely overlap, are lower in the high-frequency region, higher in the low-frequency region, and are generally larger, above -0.75dB; as shown in Figure 7(d), it can be seen that the reflection parameters S11 and S22 are small, both below -34dB.

具体实施方式DETAILED DESCRIPTION

实施例1Example 1

下面结合附图和实施例对本发明做进一步说明。The present invention will be further described below in conjunction with the accompanying drawings and embodiments.

实例结构图如图2所示,输入直波导(8)和输出直波导(17)的长度a1和a1’相等为10μm,宽度w1和w1’相等为2μm,第一弯曲波导(10’)、第二弯曲波导(10)、第三弯曲波导(15’)和第四弯曲波导(15)平行于输入直波导(8)中输入光方向的投影长度a2和a2’相等为65μm,宽度w2’、w2、w5’和w5相等为2μm;第一调制臂直波导(11)和第二调制臂直波导(12)的长度a3’和a3相等为4.5mm,宽度w3’和w3相等为2μm;输入锥形波导(9)和输出锥形波导(16)平行于输入直波导(8)中输入光方向的投影长度a4和a4’相等为10μm,与第一弯曲波导(10)和第二弯曲波导(10’)、第三弯曲波导(15)和第四弯曲波导(15’)连接处的宽度w4和w4’相等为5μm;第一接地电极(13’)和第二接地电极(13)的长度a5’和a5相等为4mm,宽度b1’和b1相等为130μm;信号电极(14)的长度a6为4mm,宽度b2为15μm;信号电极(14)与第一接地电极(13’)和第二接地电极(13)接地电极之间的间距gap’和gap相等为5μm;第一调制臂直波导(11)和第二调制臂直波导(12)之间的距离为20μm。The structure of the embodiment is shown in FIG2 . The lengths a1 and a1′ of the input straight waveguide (8) and the output straight waveguide (17) are equal to 10 μm, and the widths w1 and w1′ are equal to 2 μm. The projection lengths a2 and a2′ of the first curved waveguide (10′), the second curved waveguide (10), the third curved waveguide (15′) and the fourth curved waveguide (15) parallel to the input light direction in the input straight waveguide (8) are equal to 65 μm, and the widths w2′, w2, w5′ and w5 are equal to 2 μm. The lengths a3′ and a3 of the first modulation arm straight waveguide (11) and the second modulation arm straight waveguide (12) are equal to 4.5 mm, and the widths w3′ and w3 are equal to 2 μm. The input tapered waveguide (9) and the output tapered waveguide (16) are parallel to the input light direction in the input straight waveguide (8). The projection lengths a4 and a4' in the direction are equal to 10 μm, and the widths w4 and w4' at the connection points with the first curved waveguide (10) and the second curved waveguide (10'), the third curved waveguide (15) and the fourth curved waveguide (15') are equal to 5 μm; the lengths a5' and a5 of the first grounding electrode (13') and the second grounding electrode (13) are equal to 4 mm, and the widths b1' and b1 are equal to 130 μm; the length a6 of the signal electrode (14) is 4 mm, and the width b2 is 15 μm; the spacings gap' and gap between the signal electrode (14) and the first grounding electrode (13') and the second grounding electrode (13) are equal to 5 μm; and the distance between the first modulation arm straight waveguide (11) and the second modulation arm straight waveguide (12) is 20 μm.

如图2、附图3所示,硅衬底(1)的厚度h1为520μm,二氧化硅氧化层(2)的厚度h2为4.7μm,铌酸锂薄膜(3)的厚度为300nm,电光聚合物加载条(4)的厚度h4为0.5μm,信号电极(14)、第一接地电极(13’)、第二接地电极(13)的厚度h5、h6和h6’相等为0.8μm。As shown in Figure 2 and Figure 3, the thickness h1 of the silicon substrate (1) is 520μm, the thickness h2 of the silicon dioxide oxide layer (2) is 4.7μm, the thickness of the lithium niobate film (3) is 300nm, the thickness h4 of the electro-optic polymer loading strip (4) is 0.5μm, and the thicknesses h5, h6 and h6' of the signal electrode (14), the first ground electrode (13') and the second ground electrode (13) are equal to 0.8μm.

在以上参数下,通过仿真软件Comsol Multiphysics计算可以得到该调制器单臂调控的调制效率为2.517V·cm。双臂调控的调制效率为1.259V·cm。利用HFSS软件对调制器的射频情况进行仿真。设置阻抗归一化为50Ω,以模拟其在50Ω外接系统下的高频表现。结果表明,透射参数(S12和S21)较大,在-0.75dB以上,反射参数(S11和S22)较小,在-35dB以下。在50Ω的系统下和0~100GHz的较宽频率范围内,此结构的行波电极都有较小的反射率及较大的透射率。取消阻抗的归一化设置,获得微波折射率。此结构的特征阻抗仿真值和微波折射率如图7(a)、7(b)所示,微波折射率的仿真值在低频区域偏高并迅速减小,在高频区域趋于平稳,特征阻抗的仿真值同样在低频区域偏高并迅速减小,在高频区域趋于平稳,在高频区阻抗为47Ω左右,接近50Ω的目标阻抗值。Under the above parameters, the modulation efficiency of the modulator with single-arm regulation is 2.517V·cm calculated by the simulation software Comsol Multiphysics. The modulation efficiency of the dual-arm regulation is 1.259V·cm. The RF condition of the modulator is simulated using HFSS software. The impedance normalization is set to 50Ω to simulate its high-frequency performance in a 50Ω external system. The results show that the transmission parameters (S 12 and S 21 ) are large, above -0.75dB, and the reflection parameters (S 11 and S 22 ) are small, below -35dB. In a 50Ω system and in a wide frequency range of 0 to 100GHz, the traveling wave electrode of this structure has a small reflectivity and a large transmittance. Cancel the impedance normalization setting to obtain the microwave refractive index. The simulated characteristic impedance value and microwave refractive index of this structure are shown in Figures 7(a) and 7(b). The simulated value of the microwave refractive index is high in the low-frequency region and decreases rapidly, and tends to be stable in the high-frequency region. The simulated value of the characteristic impedance is also high in the low-frequency region and decreases rapidly, and tends to be stable in the high-frequency region. The impedance in the high-frequency region is about 47Ω, close to the target impedance value of 50Ω.

本发明所述的基于MZI结构的高调制效率的铌酸锂电光调制器的制备方法,其步骤如下:The method for preparing the lithium niobate electro-optic modulator with high modulation efficiency based on the MZI structure of the present invention comprises the following steps:

A:铌酸锂晶圆清洗A: Lithium Niobate Wafer Cleaning

铌酸锂晶圆从下至上由Si衬底(1)、SiO2氧化层(2)和铌酸锂薄膜层(3)三部分组成;首先使用丙酮、甲醇、异丙醇溶剂依次对铌酸锂薄膜层(3)表面清洗3次,确定铌酸锂表面清洁;The lithium niobate wafer consists of three parts from bottom to top: a Si substrate (1), a SiO2 oxide layer (2) and a lithium niobate thin film layer (3); firstly, the surface of the lithium niobate thin film layer (3) is cleaned three times using acetone, methanol and isopropanol solvents in sequence to ensure that the surface of the lithium niobate is clean;

B:聚合物加载条制备B: Polymer loading strip preparation

采用旋涂工艺,将电光聚合物(25,SU-8 2002)涂在清洗好的铌酸锂薄膜层(3)表面,转速为7500转/分钟,制得电光聚合物(25)薄膜的厚度为800nm,将器件在95℃的条件下烘烤30分钟进行固化,而后冷却至室温;采用真空蒸镀工艺在电光聚合物(25)薄膜上蒸镀一层厚度为2μm的铝金属用作铝掩膜(26);采用旋涂工艺,在铝掩模(26)上涂一层厚度为1.5μm的正性光刻胶BP 212(27),转速为5000转/分钟;对旋涂了光刻胶BP 212的器件进行加热,即在120℃温度下加热20分钟,加热完毕后降至室温;以芯层掩模版(30)为掩膜,芯层掩模版遮光部分与图2中的电光聚合物加载条波导(4)结构相同,不包含信号电极和接地电极,对光刻胶BP 212(27)在波长为365nm的紫外灯下曝光9s,将曝光后的器件放在质量浓度为2‰的NaOH溶液中15s,再用去离子水顺着波导方向反复冲洗干净,并用氮气吹干后加热35分钟,去除曝光的光刻胶BP 212,留下的未被曝光的光刻胶BP 212(27’)图案,该图案与图2中的电光聚合物加载条波导(4)结构相同;移除芯层掩模版(30),再以光刻胶BP 212(27’)图案为掩膜,对铝掩模(26)进行电感耦合等离子体刻蚀,得到与电光聚合物加载条波导(4)结构相同的铝层图形(26’);随后去除未曝光的光刻胶BP 212(27’),即将器件浸泡在乙醇溶液中30s,用去离子水顺着波导方向反复冲洗干净,并用氮气吹干后加热20分钟;再以铝层图形(26’)为掩膜,对电光聚合物(25)进行ICP刻蚀,留下的电光聚合物图案与电光聚合物加载条波导(4)结构相同;去除铝层图形(26’),即将器件浸泡在质量浓度为2‰的NaOH溶液中12s,用去离子水顺着波导方向反复冲洗干净,并用氮气吹干后加热30分钟,至此电光聚合物加载条波导(4)制备完成;The electro-optic polymer (25, SU-8 2002) is coated on the surface of the cleaned lithium niobate thin film layer (3) by a spin coating process at a rotation speed of 7500 rpm to obtain an electro-optic polymer (25) thin film with a thickness of 800 nm. The device is baked at 95° C. for 30 minutes for curing and then cooled to room temperature. A layer of aluminum metal with a thickness of 2 μm is evaporated on the electro-optic polymer (25) thin film as an aluminum mask (26) by a vacuum evaporation process. A layer of positive photoresist BP 212 (27) with a thickness of 1.5 μm is coated on the aluminum mask (26) by a spin coating process at a rotation speed of 5000 rpm. The spin-coated photoresist BP The device of 212 is heated, that is, heated at 120°C for 20 minutes, and then cooled to room temperature after heating; using the core layer mask (30) as a mask, the light-shielding part of the core layer mask is the same as the structure of the electro-optic polymer loaded strip waveguide (4) in Figure 2, and does not include the signal electrode and the ground electrode, and the photoresist BP 212 (27) is exposed to a UV lamp with a wavelength of 365nm for 9s, and the exposed device is placed in a NaOH solution with a mass concentration of 2‰ for 15s, and then repeatedly rinsed with deionized water along the waveguide direction, and dried with nitrogen and heated for 35 minutes to remove the exposed photoresist BP 212, leaving a pattern of unexposed photoresist BP 212 (27'), which has the same structure as the electro-optic polymer loaded strip waveguide (4) in Figure 2; removing the core layer mask (30), and then using the photoresist BP 212 (27') pattern is used as a mask, and the aluminum mask (26) is subjected to inductively coupled plasma etching to obtain an aluminum layer pattern (26') having the same structure as the electro-optic polymer loaded strip waveguide (4); then, the unexposed photoresist BP 212 (27') is removed, that is, the device is immersed in an ethanol solution for 30 seconds, and is repeatedly rinsed with deionized water along the waveguide direction, and is blown dry with nitrogen and heated for 20 minutes; then, the aluminum layer pattern (26') is used as a mask, and the electro-optic polymer (25) is subjected to ICP etching, and the remaining electro-optic polymer pattern has the same structure as the electro-optic polymer loaded strip waveguide (4); the aluminum layer pattern (26') is removed, that is, the device is immersed in a NaOH solution with a mass concentration of 2‰ for 12 seconds, and is repeatedly rinsed with deionized water along the waveguide direction, and is blown dry with nitrogen and heated for 30 minutes, and the preparation of the electro-optic polymer loaded strip waveguide (4) is completed;

C:调制器电极制备C: Modulator Electrode Preparation

采用真空蒸镀工艺在电光聚合物加载条波导(4)和铌酸锂薄膜(3)上蒸镀一层厚度为1.2μm的Al电极层(28),采用旋涂工艺将正性光刻胶BP 212(29)涂在Al电极层(28)表面,转速为4000转/分钟,得到BP 212的厚度为3μm,对旋涂光刻胶BP 212的器件加热,即在130℃的温度下烘烤35分钟后降至室温;以电极掩模版(31)为掩膜,电极掩膜版(31)遮光部分与需要制备的接地电极和信号电极的结构相同,对光刻胶BP 212在波长为365nm的紫外灯下曝光15s,使需要制备接地电极和信号电极区域以外的光刻胶被曝光,将器件放入质量浓度为2‰的NaOH溶液中20s,去除曝光的光刻胶,用去离子水顺着波导方向反复冲洗器件,并用氮气吹干后加热30分钟;移除电极掩模版(31),随后除去未被曝光的BP212(29’),即将器件浸泡在乙醇溶液中30s,用去离子水顺着波导方向反复冲洗干净,并用氮气吹干后加热30分钟,至此调制器电极制备完成,从而得到所述的基于MZI结构电光聚合物加载条波导的铌酸锂薄膜电光调制器。A 1.2 μm thick Al electrode layer (28) is deposited on an electro-optic polymer loading strip waveguide (4) and a lithium niobate film (3) by a vacuum evaporation process, a positive photoresist BP 212 (29) is coated on the surface of the Al electrode layer (28) by a spin coating process at a rotation speed of 4000 rpm, and a BP 212 thickness of 3 μm is obtained. The device on which the photoresist BP 212 is spin-coated is heated, that is, baked at a temperature of 130° C. for 35 minutes and then cooled to room temperature. An electrode mask (31) is used as a mask, and the light shielding part of the electrode mask (31) has the same structure as the ground electrode and the signal electrode to be prepared. 212 is exposed to an ultraviolet lamp with a wavelength of 365nm for 15s to expose the photoresist outside the area where the ground electrode and the signal electrode need to be prepared, and the device is placed in a NaOH solution with a mass concentration of 2‰ for 20s to remove the exposed photoresist, and the device is repeatedly rinsed with deionized water along the waveguide direction, and blown dry with nitrogen and heated for 30 minutes; the electrode mask (31) is removed, and then the unexposed BP212 (29') is removed, that is, the device is immersed in an ethanol solution for 30s, and repeatedly rinsed with deionized water along the waveguide direction, and blown dry with nitrogen and heated for 30 minutes. At this point, the modulator electrode is prepared, thereby obtaining the lithium niobate thin film electro-optical modulator based on the MZI structure electro-optic polymer loaded strip waveguide.

应当指出的是,虽然本申请文件包含对于许多细节的描述,但不应将其解释为对任何已公开技术的范围或可能要求的内容的限制,而应将其解释为对可能特定于所公开技术的特定实施例的特征的描述,本发明还可以有很多变形,如采用钛酸钡(BaTiO3)、钽酸锂(LiTaO3)、铌酸钾(KNbO3)等电光材料;调制器结构还可以采用对称(非对称)定向耦合、多模干涉仪、微环谐振器等结构。本领域的技术人员,以本发明所明确公开的或根据文件的书面描述毫无异议得到的,都属于本专利所要保护的范围。It should be pointed out that although the present application document contains descriptions of many details, they should not be interpreted as limiting the scope of any disclosed technology or the content that may be required, but should be interpreted as a description of features that may be specific to a specific embodiment of the disclosed technology. The present invention may also have many variations, such as using electro-optical materials such as barium titanate (BaTiO 3 ), lithium tantalate (LiTaO 3 ), and potassium niobate (KNbO 3 ); the modulator structure may also use symmetrical (asymmetrical) directional coupling, multi-mode interferometer, micro-ring resonator, etc. The technical personnel in this field, based on the explicit disclosure of the present invention or the undisputed conclusion based on the written description of the document, all belong to the scope to be protected by this patent.

Claims (6)

1. A lithium niobate thin film electro-optic modulator based on MZI structure electro-optic polymer loading strip waveguide is characterized in that: the electro-optic polymer loading strip waveguide (4) is of an MZI structure and consists of an input straight waveguide (8), an input conical waveguide (9), a first curved waveguide (10 ') and a second curved waveguide (10) which are identical in structure, a first curved waveguide (11) and a second curved waveguide (12) which are identical in structure and parallel to each other, a third curved waveguide (15') and a fourth curved waveguide (15) which are identical in structure, an output conical waveguide (16) and an output straight waveguide (17) from left to right along the light input direction; a first grounding electrode (13') and a second grounding electrode (13) with long strip structures are symmetrically prepared on the lithium niobate thin film (3) outside the first modulation arm straight waveguide (11) and the second modulation arm straight waveguide (12), and a signal electrode (10) with rectangular structures is prepared on the lithium niobate thin film (3) inside the first modulation arm straight waveguide (11) and the second modulation arm straight waveguide (12); the first curved waveguide (10 ') and the third curved waveguide (15 ') are symmetrically arranged about the first modulation arm straight waveguide (11), the second curved waveguide (10) and the fourth curved waveguide (15) are symmetrically arranged about the second modulation arm straight waveguide (12), and the first ground electrode (13 ') and the second ground electrode (13) are symmetrically arranged about the signal electrode (10); the input straight waveguide (8), the input conical waveguide (9), the first curved waveguide (10 ') and the second curved waveguide (10) form a 3-dB Y beam splitter, and the third curved waveguide (15') and the fourth curved waveguide (15), the output conical waveguide (16) and the output straight waveguide (17) form a 3-dB Y beam combiner.
2. A lithium niobate thin film electro-optic modulator based on MZI structure electro-optic polymer loaded strip waveguide as claimed in claim 1, wherein: the material of the electro-optic polymer (25) is an electro-optic polymer doped with chromophore molecules, and the refractive index of the electro-optic polymer is lower than that of lithium niobate; the first grounding electrode (13'), the second grounding electrode (13) and the signal electrode (10) are made of Al or Au.
3. A lithium niobate thin film electro-optic modulator based on MZI structure electro-optic polymer loaded strip waveguide as claimed in claim 2, wherein: the electro-optic polymer (25) is made of polymethyl methacrylate, SU-8 2002 or SU-8 2005.
4. A lithium niobate thin film electro-optic modulator based on MZI structure electro-optic polymer loaded strip waveguide as claimed in claim 1, wherein: the lengths a1 and a1' of the input straight waveguide (8) and the output straight waveguide (17) are equal to 10-500 mu m, the widths w1 and w1' are equal to 1-5 mu m, the projection lengths a2 and a2' of the first curved waveguide (10 '), the second curved waveguide (10), the third curved waveguide (15 ') and the fourth curved waveguide (15) parallel to the input light direction in the input straight waveguide (8) are equal to 15-300 mu m, and the widths w2', w2, w5' and w5 are equal to 1-5 mu m; the lengths a3 'and a3 of the first modulation arm straight waveguide (11) and the second modulation arm straight waveguide (12) are equal to 3.5-9 mm, and the widths w3' and w3 are equal to 1-5 mu m; the projection lengths a4 and a4 'of the input tapered waveguide (9) and the output tapered waveguide (16) parallel to the input light direction in the input straight waveguide (8) are equal to 5-100 mu m, and the widths w4 and w4' of the joints of the input tapered waveguide (9) and the first curved waveguide (10) and the second curved waveguide (10 '), and the joints of the output tapered waveguide (16) and the third curved waveguide (15) and the fourth curved waveguide (15') are equal to 1-30 mu m; the lengths a5' and a5 of the first grounding electrode (13 ') and the second grounding electrode (13) are equal to 4-8 mm, and the widths b1' and b1 are equal to 80-150 mu m; the length a6 of the signal electrode (14) is 4-8 mm, and the width b2 is 10-20 mu m; the distances gap 'and gap between the signal electrode (14) and the first grounding electrode (13') and the second grounding electrode (13) are equal to 2-20 mu m; the distance between the first modulation arm straight waveguide (11) and the second modulation arm straight waveguide (12) is 10-60 mu m.
5. A lithium niobate thin film electro-optic modulator based on MZI structure electro-optic polymer loaded strip waveguide as claimed in claim 1, wherein: the thickness h1 of the silicon substrate (1) is 480-520 mu m, the thickness h2 of the silicon dioxide oxide layer (2) is 1-5 mu m, the thickness h3 of the lithium niobate thin film (3) is 100-800 nm, the thickness h4 of the electro-optic polymer loading strip waveguide (4) is 0.5-5 mu m, and the thicknesses h5, h6 and h6 'of the signal electrode (14), the first grounding electrode (13') and the second grounding electrode (13) are equal to 0.5-6 mu m.
6. A preparation method of a lithium niobate thin film electro-optic modulator based on an electro-optic polymer loading strip waveguide with an MZI structure comprises the following steps:
a: lithium niobate wafer cleaning
The lithium niobate wafer from bottom to top consists of a Si substrate (1), a SiO 2 oxide layer (2) and a lithium niobate thin film layer (3); firstly, sequentially cleaning the surface of a lithium niobate thin film layer (3) for 2-3 times by using acetone, methanol and isopropanol solvents, and determining that the surface of the lithium niobate is clean;
preparation of Polymer loading Strand
Coating an electro-optic polymer (25) on the surface of the cleaned lithium niobate thin film layer (3) by adopting a spin coating process, wherein the rotating speed is 2000-8000 revolutions per minute, preparing the electro-optic polymer (25) thin film with the thickness of 200-2000 nm, baking the device for 10-40 minutes at 50-500 ℃ for solidification, and cooling to room temperature; evaporating an aluminum metal with the thickness of 1-4 mu m on the electro-optic polymer (25) film by adopting a vacuum evaporation process to be used as an aluminum mask (26); coating a layer of positive photoresist BP 212 (27) with the thickness of 0.5-6 mu m on an aluminum mask (26) by adopting a spin coating process, wherein the rotating speed is 1000-6000 rpm; heating the device with the photoresist BP 212 spin-coated, namely heating at 70-300 ℃ for 10-30 minutes, and cooling to room temperature after heating; taking a core layer mask plate (30) as a mask, exposing a photoresist BP 212 (27) for 5-50 s under an ultraviolet lamp with the wavelength of 300-500 nm, putting the exposed device into a NaOH solution with the mass concentration of 2-5%o for 10-200 s, repeatedly flushing with deionized water along the direction of the waveguide, drying with nitrogen, heating for 5-50 minutes, removing the exposed photoresist BP 212, and leaving an unexposed photoresist BP 212 pattern which is the same as the structure of the electro-optic polymer loading strip waveguide (4) in FIG. 2; removing the core layer mask plate (30), and performing inductively coupled plasma etching on the aluminum mask (26) by taking the photoresist BP 212 pattern as a mask to obtain an aluminum layer pattern (26') with the same structure as the electro-optic polymer loading strip waveguide (4); then removing the unexposed BP 212 (27'), namely soaking the device in ethanol solution for 10-500 s, repeatedly washing the device cleanly along the waveguide direction by deionized water, drying the device by nitrogen, and heating for 5-50 minutes; performing ICP etching on the electro-optic polymer (25) by taking the aluminum layer graph (26') as a mask, wherein the remained electro-optic polymer pattern is the same as the structure of the electro-optic polymer loading strip waveguide (4); removing the aluminum layer graph (26'), namely immersing the device in 2-5%o NaOH solution for 10-200 s, repeatedly flushing the device with deionized water along the direction of the waveguide, drying the device with nitrogen, and heating for 5-50 minutes to finish the preparation of the electro-optic polymer loading strip waveguide (4);
c: modulator electrode preparation
Evaporating an Al electrode layer (28) with the thickness of 1-4 mu m on the electro-optic polymer loading strip waveguide (4) and the lithium niobate film (3) by adopting a vacuum evaporation process, coating positive photoresist BP212 (29) on the surface of the Al electrode layer (28) by adopting a spin coating process, obtaining a BP212 with the thickness of 2-10 mu m at the rotating speed of 1000-8000 r/min, heating a device of spin coating photoresist BP212, namely baking for 10-50 min at the temperature of 30-300 ℃, and cooling to room temperature; taking an electrode mask plate (31) as a mask, exposing the photoresist BP212 for 10-50 s under an ultraviolet lamp with the wavelength of 300-500 nm, exposing the photoresist outside the area where the grounding electrode and the signal electrode are required to be prepared, putting the device into a NaOH solution with the mass concentration of 2-5 per mill for 5-300 s, removing the exposed photoresist, repeatedly flushing the device along the waveguide direction by deionized water, and drying by nitrogen and then heating for 5-50 minutes; and removing the unexposed BP212 (29'), namely soaking the device in ethanol solution for 10-500 s, repeatedly washing the device cleanly along the direction of the waveguide by deionized water, drying the device by nitrogen, and heating the device for 5-50 minutes until the preparation of the modulator electrode is finished, thereby obtaining the lithium niobate thin film electro-optic modulator based on the MZI structure electro-optic polymer loading strip waveguide.
CN202410824724.1A 2024-06-25 2024-06-25 A lithium niobate thin film electro-optic modulator based on MZI structure electro-optic polymer loaded strip waveguide and its preparation method Pending CN118605044A (en)

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