CN118244127B - A lithium-ion battery health status assessment method based on graph convolution - Google Patents
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Abstract
Description
技术领域Technical Field
本发明涉及电池健康状态评估技术领域,具体涉及一种基于图卷积的锂离子电池健康状态评估方法。The present invention relates to the technical field of battery health status assessment, and in particular to a lithium-ion battery health status assessment method based on graph convolution.
背景技术Background Art
随着化石燃料消耗和碳排放问题日益受到关注,锂离子电池(LIB)在新能源汽车领域得到广泛应用,健康状态(SOH)是评估电池状态的重要指标之一。通常情况下,当SOH降低到80%以下时,假定电池已经耗尽其最大使用寿命,必须更换,在这种情况下,准确监测SOH的变化变得至关重要,因为它直接标志着电池的性能和寿命,这突显了快速、准确估计锂离子电池的SOH已经成为一个重要的研究课题。卷积神经网络(CNN)在电池健康评估方面取得了突破,其优秀的图像特征提取能力备受关注,对电池数据分析至关重要。As fossil fuel consumption and carbon emissions become more and more of a concern, lithium-ion batteries (LIBs) are widely used in the field of new energy vehicles, and the state of health (SOH) is one of the important indicators for evaluating the battery status. Typically, when the SOH drops below 80%, it is assumed that the battery has exhausted its maximum service life and must be replaced. In this case, accurately monitoring the changes in SOH becomes critical because it directly marks the performance and life of the battery, highlighting that fast and accurate estimation of the SOH of lithium-ion batteries has become an important research topic. Convolutional neural networks (CNNs) have made breakthroughs in battery health assessment, and their excellent image feature extraction capabilities have attracted much attention and are essential for battery data analysis.
目前电池寿命估计面临的问题主要有以下三点。1、电池的健康受多种因素影响,准确表示其特征需要大量的领域知识和专业经验,同时需要进行复杂的特征工程;2、深度学习需要充足的训练数据,由于退化测试通常需要很长时间才能完成,因此可用的训练样本数量有限;3、一些电池可能不具备明显的可视化特征,需要更深入地研究和分析电池的特性,不同类型的电池上难以保持良好的适应性。The current problems faced by battery life estimation are mainly the following three points. 1. Battery health is affected by many factors. Accurately representing its characteristics requires a lot of domain knowledge and professional experience, and complex feature engineering is required. 2. Deep learning requires sufficient training data. Since degradation testing usually takes a long time to complete, the number of available training samples is limited. 3. Some batteries may not have obvious visual features, and more in-depth research and analysis of battery characteristics are required. It is difficult to maintain good adaptability on different types of batteries.
公开号为CN116756351A一种基于视觉技术的动力电池组数据存储及健康评估方法的发明专利中,提出利用充电段数据绘制单体电压-容量曲线图像,将单体电压-容量曲线图转换为灰度图并进行压缩,以替代原浮点数据,该方法仅采用了电压-容量的特征图像;但电池内部化学反应的速率和性质,对于了解电池工作状态至关重要,并可以以此获取更全面的电池健康状况和性能信息。In the invention patent of a power battery pack data storage and health assessment method based on visual technology with publication number CN116756351A, it is proposed to use the charging segment data to draw the single cell voltage-capacity curve image, convert the single cell voltage-capacity curve image into a grayscale image and compress it to replace the original floating point data. This method only uses the characteristic image of voltage-capacity; however, the rate and properties of the chemical reaction inside the battery are crucial to understanding the working status of the battery, and more comprehensive battery health status and performance information can be obtained from this.
发明内容Summary of the invention
针对现有技术中的问题,本发明提供一种基于图卷积的锂离子电池健康状态评估方法,目的在于综合利用容量差以及实际容量相对于充电电压的变化率等信息,提高模型性能和泛化能力,更准确地评估锂离子电池的健康状况和性能。In view of the problems in the prior art, the present invention provides a lithium-ion battery health status assessment method based on graph convolution, which aims to comprehensively utilize information such as capacity difference and the rate of change of actual capacity relative to charging voltage to improve model performance and generalization ability, and more accurately assess the health status and performance of lithium-ion batteries.
一种基于图卷积的锂离子电池健康状态评估方法,包括以下步骤:A method for evaluating the health status of a lithium-ion battery based on graph convolution comprises the following steps:
步骤1:训练锂离子电池健康状态评估模型,包括以下步骤;Step 1: Training a lithium-ion battery health status assessment model, including the following steps;
步骤1.1:对若干块锂离子电池进行恒流恒压循环充电,并获得包含循环序列、充电电压序列、实际容量序列、健康状态的电池数据;Step 1.1: Perform constant current and constant voltage cycle charging on several lithium-ion batteries, and obtain battery data including cycle sequence, charging voltage sequence, actual capacity sequence, and health status;
步骤1.2:根据电池数据制作电压容量像素图、电量变化率像素图、容量差像素图,电压容量像素图用于记录每个循环中充电电压和实际容量的对应关系,电量变化率像素图用于记录每个循环内实际容量相对于充电电压的变化率;容量差像素图用于记录每个循环内相对电池初始实际容量的容量变化量;Step 1.2: Create a voltage capacity pixel map, a charge change rate pixel map, and a capacity difference pixel map based on the battery data. The voltage capacity pixel map is used to record the corresponding relationship between the charging voltage and the actual capacity in each cycle. The charge change rate pixel map is used to record the change rate of the actual capacity relative to the charging voltage in each cycle. The capacity difference pixel map is used to record the capacity change relative to the initial actual capacity of the battery in each cycle.
步骤1.3:将相应的电压容量像素图、电量变化率像素图、容量差像素图进行堆叠并形成三通道的特征图,进而获得由特征图和健康状态组成的训练集;Step 1.3: Stack the corresponding voltage capacity pixel map, charge change rate pixel map, and capacity difference pixel map to form a three-channel feature map, thereby obtaining a training set consisting of a feature map and a health status;
步骤1.4:利用训练集对ResNet50网络进行训练,并获得训练好的锂离子电池健康状态评估模型;Step 1.4: Use the training set to train the ResNet50 network and obtain the trained lithium-ion battery health status assessment model;
步骤2:根据待测动力电池数据获得待测特征图;Step 2: Obtain a characteristic graph to be tested according to the power battery data to be tested;
步骤3:将待测特征图送入训练好的锂离子电池健康状态评估模型;Step 3: Send the feature map to be tested into the trained lithium-ion battery health status assessment model;
步骤4:输出锂离子电池的健康状态评估结果。Step 4: Output the health status assessment result of the lithium-ion battery.
进一步为:制作电压容量像素图的步骤为:Further, the steps of making a voltage capacity pixel map are:
对循环的实际容量序列进行整体归一化,设定一个颜色范围,使用黑色像素表示实际容量的最大值,白色像素表示实际容量的最小值;然后,绘制一个1*100的像素图,像素图横坐标的数值范围从3.5V逐渐增加至4.2V并用于表示充电电压,根据与充电电压序列对应的实际容量序列填充像素颜色,填充像素颜色的规则为实际容量值大小与黑色至白色渐变的对应关系,最后生成一个1*100的电压容量对应图,将电压容量对应图进行上下堆叠,并得到100*100的电压容量像素图。The actual capacity sequence of the cycle is normalized as a whole, a color range is set, black pixels are used to represent the maximum value of the actual capacity, and white pixels are used to represent the minimum value of the actual capacity; then, a 1*100 pixel map is drawn, and the numerical range of the horizontal axis of the pixel map gradually increases from 3.5V to 4.2V and is used to represent the charging voltage. The pixel color is filled according to the actual capacity sequence corresponding to the charging voltage sequence. The rule for filling the pixel color is the correspondence between the actual capacity value and the black to white gradient. Finally, a 1*100 voltage-capacity correspondence map is generated, the voltage-capacity correspondence map is stacked up and down, and a 100*100 voltage-capacity pixel map is obtained.
进一步为:制作电量变化率像素图的步骤为:Further, the steps of making a pixel graph of the rate of change of electric quantity are as follows:
对循环的电量变化率序列整体归一化的方式,用黑色像素表示电量变化率的最大值,用白色像素表示电量变化率的最小值;然后,绘制一个1*100的像素图,该像素图横坐标的数值范围从3.5V逐渐增加至4.2V并用于表示充电电压,根据与充电电压序列对应的电量变化率填充像素颜色,填充像素颜色的规则为实际容量值大小与黑色至白色渐变的对应关系,生成一个1*100的电压电量变化率对应图,将电压电量变化率对应图进行上下堆叠,并得到100*100的电量变化率像素图。The overall normalization method for the cyclic charge change rate sequence is to use black pixels to represent the maximum value of the charge change rate, and white pixels to represent the minimum value of the charge change rate; then, a 1*100 pixel map is drawn, and the numerical range of the horizontal axis of the pixel map gradually increases from 3.5V to 4.2V and is used to represent the charging voltage. The pixel color is filled according to the charge change rate corresponding to the charging voltage sequence. The rule for filling the pixel color is the correspondence between the actual capacity value and the black to white gradient. A 1*100 voltage charge change rate correspondence map is generated, and the voltage charge change rate correspondence map is stacked up and down to obtain a 100*100 charge change rate pixel map.
进一步为:电量变化率为:Further: power change rate for:
其中,表示循环数,描述为充电电压随实际容量变化的斜率,为电池实际容量的变化量,为电池充电电压的变化量,当前时刻电池的实际容量,表示前一时刻的电池的实际容量,当前时刻电池的充电电压,前一时刻电池的充电电压。in, Indicates the number of cycles, Described as the slope of the charging voltage as the actual capacity changes, is the change in actual battery capacity, is the change in battery charging voltage, The actual capacity of the battery at the current moment, Indicates the actual capacity of the battery at the previous moment. The current battery charging voltage, The battery charging voltage at the previous moment.
进一步为:制作容量差像素图的步骤为:Further, the steps of making a capacity difference pixel map are:
首先,构建一个充电电压值列表,步长0.007V,将3.5V到4.2V划分为100个间隔,将第一次循环和当前循环的实际容量差值记为,具体计算公式如下:First, construct a list of charging voltage values with a step size of 0.007V, divide 3.5V to 4.2V into 100 intervals, and record the actual capacity difference between the first cycle and the current cycle as , the specific calculation formula is as follows:
其中,第一次循环的实际容量与第n次循环的实际容量的差值,表示第1次循环的锂电池实际容量,表示第n次循环的锂电池实际容量;in, The difference between the actual capacity of the first cycle and the actual capacity of the nth cycle, Indicates the actual capacity of the lithium battery in the first cycle. Indicates the actual capacity of the lithium battery at the nth cycle;
将计算所得的实际容量的差值填入到对应循环的容量差序列中,采用的是对循环的容量差序列进行整体的归一化,设定一个颜色范围,用黑色像素表示容量差的最大值,用白色像素表示容量差的最小值,然后,绘制一个1*100的像素图,该像素图横坐标的数值范围从3.5V逐渐增加至4.2V并用于表示充电电压,根据与充电电压序列对应的容量差序列填充像素颜色,填充像素颜色的规则为实际容量值大小与黑色至白色渐变的对应关系,生成一个1*100的电压容量差对应图,将电压容量差进行上下堆叠,并得到100*100的容量差像素图。The calculated actual capacity difference is filled into the capacity difference sequence of the corresponding cycle. The capacity difference sequence of the cycle is normalized as a whole, a color range is set, black pixels are used to represent the maximum capacity difference, and white pixels are used to represent the minimum capacity difference. Then, a 1*100 pixel map is drawn. The numerical range of the horizontal axis of the pixel map gradually increases from 3.5V to 4.2V and is used to represent the charging voltage. The pixel color is filled according to the capacity difference sequence corresponding to the charging voltage sequence. The rule for filling the pixel color is the correspondence between the actual capacity value and the black to white gradient. A 1*100 voltage-capacity difference corresponding map is generated, the voltage-capacity difference is stacked up and down, and a 100*100 capacity difference pixel map is obtained.
进一步为:ResNet50网络包括依次相连的输入层、7x7卷积特征提取层、3x3最大池化层、第一残差模块、第二残差模块、第三残差模块、第四残差模块、Agent Attention模块、Average pool层、1000-d全连接层、softmax层和output层;通过逐步提取图像的抽象特征,并通过softmax层进行分类预测,并通过output层输出锂离子电池的的健康状态评估结果。Further: The ResNet50 network includes an input layer, a 7x7 convolutional feature extraction layer, a 3x3 maximum pooling layer, a first residual module, a second residual module, a third residual module, a fourth residual module, an Agent Attention module, an Average pool layer, a 1000-d fully connected layer, a softmax layer and an output layer, which are connected in sequence; the abstract features of the image are gradually extracted, and classification prediction is performed through the softmax layer, and the health status assessment result of the lithium-ion battery is output through the output layer.
本发明的有益效果:通过电量变化率反映锂离子电池内部化学反应的速率和性质,对于了解锂离子电池工作状态至关重要,通过跟踪实际容量与充电电压变化率,获取更全面的电池健康状况和性能信息;同时,比较首次循环和当前循环的实际容量差值,提供了锂离子电池历史性能和状态的重要线索,有助于判断电池老化程度、性能衰退速度和可能的故障模式;本发明综合利用电量变化率和容量差等信息可以提高模型性能和泛化能力,更准确地评估锂离子电池健康状况和性能。The beneficial effects of the present invention are as follows: the rate and properties of the internal chemical reactions of lithium-ion batteries are reflected by the rate of change of charge, which is crucial to understanding the working state of lithium-ion batteries. By tracking the actual capacity and the rate of change of charging voltage, more comprehensive information on the health status and performance of the battery can be obtained; at the same time, by comparing the actual capacity difference between the first cycle and the current cycle, important clues to the historical performance and state of the lithium-ion battery are provided, which is helpful to judge the degree of battery aging, the speed of performance degradation and possible failure modes; the present invention comprehensively utilizes information such as the rate of change of charge and the capacity difference to improve the model performance and generalization ability, and more accurately evaluate the health status and performance of lithium-ion batteries.
附图说明BRIEF DESCRIPTION OF THE DRAWINGS
图1为本发明的流程图;Fig. 1 is a flow chart of the present invention;
图2为本发明中不同循环时电压容量像素图、电量变化率像素图、容量差像素图和特征图示意图;FIG2 is a schematic diagram of a voltage capacity pixel diagram, a charge change rate pixel diagram, a capacity difference pixel diagram and a characteristic diagram at different cycles in the present invention;
图3为ResNet50网络的框图。Figure 3 is a block diagram of the ResNet50 network.
具体实施方式DETAILED DESCRIPTION
下面结合附图对本发明做详细说明。下面详细描述本发明的实施例,所述实施例的示例在附图中示出,其中自始至终相同或类似的标号表示相同或类似的元件或具有相同或类似功能的元件。下面通过参考附图描述的实施例是示例性的,仅用于解释本发明,而不能解释为对本发明的限制。本发明实施例中的左、中、右、上、下等方位用语,仅是互为相对概念或是以产品的正常使用状态为参考的,而不应该认为是具有限制性的。The present invention is described in detail below in conjunction with the accompanying drawings. The embodiments of the present invention are described in detail below, and examples of the embodiments are shown in the accompanying drawings, wherein the same or similar reference numerals throughout represent the same or similar elements or elements with the same or similar functions. The embodiments described below with reference to the accompanying drawings are exemplary and are only used to explain the present invention, and cannot be interpreted as limiting the present invention. The directional terms such as left, middle, right, top, and bottom in the embodiments of the present invention are only relative concepts or are based on the normal use state of the product, and should not be considered as restrictive.
一种基于图卷积的锂离子电池健康状态评估方法,如图1所示,包括以下步骤:A method for evaluating the health status of a lithium-ion battery based on graph convolution, as shown in FIG1 , comprises the following steps:
步骤1:训练锂离子电池健康状态评估模型,包括以下步骤;Step 1: Training a lithium-ion battery health status assessment model, including the following steps;
步骤1.1:对若干块锂离子电池进行恒流恒压循环充电,并获得包含循环序列、充电电压序列、实际容量序列、健康状态的电池数据;Step 1.1: Perform constant current and constant voltage cycle charging on several lithium-ion batteries, and obtain battery data including cycle sequence, charging voltage sequence, actual capacity sequence, and health status;
步骤1.2:如图2所示,根据电池数据制作电压容量像素图、电量变化率像素图、容量差像素图,电压容量像素图用于记录每个循环中充电电压和实际容量的对应关系,电量变化率像素图用于记录每个循环内实际容量相对于充电电压的变化率;容量差像素图用于记录每个循环内相对电池初始实际容量的容量变化量;Step 1.2: As shown in FIG2, a voltage capacity pixel map, a charge change rate pixel map, and a capacity difference pixel map are prepared according to the battery data. The voltage capacity pixel map is used to record the corresponding relationship between the charging voltage and the actual capacity in each cycle. The charge change rate pixel map is used to record the change rate of the actual capacity relative to the charging voltage in each cycle. The capacity difference pixel map is used to record the capacity change relative to the initial actual capacity of the battery in each cycle.
步骤1.3:将相应的电压容量像素图、电量变化率像素图、容量差像素图进行堆叠并形成三通道的特征图,进而获得由特征图和健康状态组成的训练集;Step 1.3: Stack the corresponding voltage capacity pixel map, charge change rate pixel map, and capacity difference pixel map to form a three-channel feature map, thereby obtaining a training set consisting of a feature map and a health status;
步骤1.4:利用训练集对ResNet50网络进行训练,并获得训练好的锂离子电池健康状态评估模型;Step 1.4: Use the training set to train the ResNet50 network and obtain the trained lithium-ion battery health status assessment model;
步骤2:根据待测动力电池数据获得待测特征图;Step 2: Obtain a characteristic graph to be tested according to the power battery data to be tested;
步骤3:将待测特征图送入训练好的锂离子电池健康状态评估模型;Step 3: Send the feature map to be tested into the trained lithium-ion battery health status assessment model;
步骤4:输出锂离子电池的健康状态评估结果。Step 4: Output the health status assessment result of the lithium-ion battery.
其中,in,
步骤1.1具体为:Step 1.1 is as follows:
从同一批次的锂离子电池中,选择7块标称容量为2 Ah、电压为3.6 V的电池(型号为Prospower ICR18650P),并在25℃的恒温箱中进行相同工步的反复充放电,以获取电池横流恒压充电的数据;经过数据筛选和处理,获得约7组数据,每组包含1000个循环;每个循环中大约存在100条恒流恒压充电数据;将锂离子电池在25℃的恒温箱中进行反复的充放电,处理过程为,首先使用1C的恒定电流(CC)对其进行充电,直至电压达到4.2V;随后,切换至恒定电压(CV)模式进行充电,直至电流下降至0.02C;接着,对充电后的锂离子电池进行30分钟的静置;随后,以3C的放电速率将锂离子电池放电至截止电压2.5V;最后,对锂离子电池进行60分钟的静置;From the same batch of lithium-ion batteries, 7 batteries (model Prospower ICR18650P) with a nominal capacity of 2 Ah and a voltage of 3.6 V were selected, and the same process steps were repeatedly charged and discharged in a constant temperature box at 25°C to obtain the data of battery cross-current constant voltage charging; after data screening and processing, about 7 groups of data were obtained, each group containing 1000 cycles; there were about 100 constant current constant voltage charging data in each cycle; the lithium-ion battery was repeatedly charged and discharged in a constant temperature box at 25°C, and the processing process was as follows: first, it was charged with a constant current (CC) of 1C until the voltage reached 4.2V; then, it was switched to constant voltage (CV) mode for charging until the current dropped to 0.02C; then, the charged lithium-ion battery was left to stand for 30 minutes; then, the lithium-ion battery was discharged at a discharge rate of 3C to a cut-off voltage of 2.5V; finally, the lithium-ion battery was left to stand for 60 minutes;
为了实现多个循环之间的数据直接对接,需要对数据进行平滑处理;具体的处理方法如下:首先,计算每个窗口中数据点的数量,方法是将数据总行数除以100,并确定剩余数据点的数量,然后,在每次迭代中,遍历100个窗口,并根据窗口大小选择相应的数据子集;如果存在剩余的数据点,则在每个窗口中额外加入一个数据点,以确保所有数据点都被使用;最后,将处理结果保存在新的数据特征文件中;经过平滑处理后,数据集变得相对统一,每个循环均包含100条数据,最终,得到包含循环序列、充电电压序列、实际容量序列、健康状态等锂离子电池数据的电池数据;In order to achieve direct data connection between multiple cycles, the data needs to be smoothed; the specific processing method is as follows: first, calculate the number of data points in each window by dividing the total number of data rows by 100 and determining the number of remaining data points. Then, in each iteration, traverse 100 windows and select the corresponding data subset according to the window size; if there are remaining data points, add an additional data point in each window to ensure that all data points are used; finally, save the processing results in a new data feature file; after smoothing, the data set becomes relatively uniform, and each cycle contains 100 data. Finally, battery data including lithium-ion battery data such as cycle sequence, charging voltage sequence, actual capacity sequence, and health status is obtained;
本发明定义健康状态SOH为锂离子电池的实际容量与初始值的比值,公式为:The present invention defines the state of health SOH as the ratio of the actual capacity of the lithium-ion battery to the initial value, and the formula is:
其中表示当前电池的最大充电容量,并且表示初始容量。in Indicates the current maximum charge capacity of the battery, and Indicates the initial capacity.
步骤1.2中,制作电压容量像素图的步骤为:In step 1.2, the steps to make the voltage-capacity pixel map are:
选取数据特征中的循环序列、充电电压序列和实际容量序列,对1000个循环的容量序列进行整体归一化,目的在于消除不同循环之间的量纲差异,保留了数据的相对大小关系,具体公式为:The cycle sequence, charging voltage sequence and actual capacity sequence in the data features are selected, and the capacity sequence of 1000 cycles is normalized as a whole. The purpose is to eliminate the dimensional differences between different cycles and retain the relative size relationship of the data. The specific formula is:
其中,为归一化后的数据,为原始数据,为这组数据中的最小值,为这组数据中的最大值;in, is the normalized data, is the original data, is the minimum value in this set of data. is the maximum value in this set of data;
首先,设定一个颜色范围,使用黑色像素表示实际容量的最大值,白色像素表示实际容量的最小值;然后,绘制一个1*100的像素图,像素图横坐标的数值范围从3.5V逐渐增加至4.2V并用于表示充电电压,根据与充电电压序列对应的实际容量序列填充像素颜色,填充像素颜色的规则为实际容量值大小与黑色至白色渐变的对应关系,最后生成一个1*100的电压容量对应图,为了让CNN模型学习表示和提取特征,将电压容量对应图进行上下堆叠,并得到100*100的电压容量像素图;First, a color range is set, with black pixels representing the maximum value of the actual capacity and white pixels representing the minimum value of the actual capacity. Then, a 1*100 pixel map is drawn, with the value range of the horizontal axis of the pixel map gradually increasing from 3.5V to 4.2V and used to represent the charging voltage. The pixel colors are filled according to the actual capacity sequence corresponding to the charging voltage sequence. The rule for filling the pixel colors is the corresponding relationship between the actual capacity value and the black to white gradient. Finally, a 1*100 voltage-capacity correspondence map is generated. In order to allow the CNN model to learn to represent and extract features, the voltage-capacity correspondence maps are stacked up and down to obtain a 100*100 voltage-capacity pixel map.
制作电量变化率像素图的步骤为:采用线性插值的方法将原始数据点进行插值,利用函数生成与插值后的电压序列等长的等间距电压值,并通过插值函数计算对应的实际容量值;The steps of making the pixel graph of the rate of change of electric capacity are as follows: interpolating the original data points by the linear interpolation method, using a function to generate equally spaced voltage values of the same length as the interpolated voltage sequence, and calculating the corresponding actual capacity value by the interpolation function;
线性插值主要用于在给定的数据点之间估计未知的点的值,具体来说就是,假设两个已知数据点之间的函数关系是线性的,然后通过以下的公式来估计两个点之间的任意位置处的值:Linear interpolation is mainly used to estimate the value of unknown points between given data points. Specifically, it is assumed that the functional relationship between two known data points is linear, and then the value at any position between the two points is estimated by the following formula:
(3) (3)
其中,和是已知数据点的电压值,和是对应的实际容量值,是要估计值的 电压,是估计出的实际容量; in, and is the voltage value of the known data point, and is the corresponding actual capacity value, is the voltage to be estimated, is the estimated actual capacity;
利用电量变化率公式求得序列中对应的数值,电量变化率为:Use the power change rate formula to obtain the corresponding value in the sequence, the power change rate for:
(4) (4)
其中,表示循环数,描述为充电电压随实际容量变化的斜率,为电池实际容量的变化量,为电池充电电压的变化量,当前时刻电池的实际容量,表示前一时刻的电池的实际容量,当前时刻电池的充电电压,前一时刻电池的充电电压。in, Indicates the number of cycles, Described as the slope of the charging voltage as the actual capacity changes, is the change in actual battery capacity, is the change in battery charging voltage, The actual capacity of the battery at the current moment, Indicates the actual capacity of the battery at the previous moment. The current battery charging voltage, The battery charging voltage at the previous moment.
对循环的电量变化率序列整体归一化的方式,用黑色像素表示电量变化率的最大值,用白色像素表示电量变化率的最小值;然后,绘制一个1*100的像素图,该像素图横坐标的数值范围从3.5V逐渐增加至4.2V并用于表示充电电压,根据与充电电压序列对应的电量变化率填充像素颜色,填充像素颜色的规则为实际容量值大小与黑色至白色渐变的对应关系,生成一个1*100的电压电量变化率对应图,将电压电量变化率对应图进行上下堆叠,并得到100*100的电量变化率像素图;The overall normalization method of the cycle charge change rate sequence is to use black pixels to represent the maximum value of the charge change rate, and white pixels to represent the minimum value of the charge change rate; then, a 1*100 pixel map is drawn, the numerical range of the horizontal axis of the pixel map gradually increases from 3.5V to 4.2V and is used to represent the charging voltage, and the pixel color is filled according to the charge change rate corresponding to the charging voltage sequence. The rule for filling the pixel color is the corresponding relationship between the actual capacity value and the black to white gradient, and a 1*100 voltage charge change rate corresponding map is generated. The voltage charge change rate corresponding map is stacked up and down to obtain a 100*100 charge change rate pixel map;
制作容量差像素图的步骤为:首先构建一个电压值列表,步长0.007V,将3.5V到4.2V划分为100个间隔,在这里依然采用的是一维线性插值来对实际容量进行插值,将电压对应的实际容量估算出来;将第一次循环和当前循环的实际容量差值记为,具体计算公式如下:The steps for making the capacity difference pixel map are as follows: first, build a voltage value list with a step size of 0.007V, divide 3.5V to 4.2V into 100 intervals, and use one-dimensional linear interpolation to interpolate the actual capacity and estimate the actual capacity corresponding to the voltage; record the actual capacity difference between the first cycle and the current cycle as , the specific calculation formula is as follows:
其中,第一次循环的实际容量与第n次循环的实际容量的差值,表示第1次循环的锂电池实际容量,表示第n次循环的锂电池实际容量;in, The difference between the actual capacity of the first cycle and the actual capacity of the nth cycle, Indicates the actual capacity of the lithium battery in the first cycle. Indicates the actual capacity of the lithium battery at the nth cycle;
将计算所得的实际容量的差值填入到对应循环的容量差序列中,采用的是对1000个循环的容量差序列进行整体的归一化,设定一个颜色范围,用黑色像素表示容量差的最大值,用白色像素表示容量差的最小值,然后,绘制一个1*100的像素图,该像素图横坐标的数值范围从3.5V逐渐增加至4.2V并用于表示充电电压,根据与充电电压序列对应的容量差序列填充像素颜色,填充像素颜色的规则为实际容量值大小与黑色至白色渐变的对应关系,生成一个1*100的电压容量差对应图,将电压容量差进行上下堆叠,并得到100*100的容量差像素图;The calculated actual capacity difference is filled into the capacity difference sequence of the corresponding cycle. The capacity difference sequence of 1000 cycles is normalized as a whole, a color range is set, black pixels are used to represent the maximum value of the capacity difference, and white pixels are used to represent the minimum value of the capacity difference. Then, a 1*100 pixel map is drawn. The value range of the horizontal axis of the pixel map gradually increases from 3.5V to 4.2V and is used to represent the charging voltage. The pixel color is filled according to the capacity difference sequence corresponding to the charging voltage sequence. The rule for filling the pixel color is the corresponding relationship between the actual capacity value and the black to white gradient. A 1*100 voltage-capacity difference corresponding map is generated, and the voltage-capacity difference is stacked up and down to obtain a 100*100 capacity difference pixel map;
通过对特征图的观察,可以看出随着循环次数的增加,3.5V和4.2V之间的充电电容量(实际容量)差距逐渐缩小;由于充电电流保持恒定,充电时间和充电容量成正比,因此电池电压从3.5V上升到4.2V所需要的时间逐渐减少;可以观察到电压容量像素图中代表实际容量的像素颜色会逐渐变亮,图像中代表高实际容量区域的像素区域逐渐缩小;在电量变化率像素图中,暗色区域会逐渐变浅并且逐渐聚拢;在容量差像素图中,低电压部分变化较小高电压的浅色部分会逐渐变深;将所得电压容量像素图、电量变化率像素图、容量差像素图堆叠在一起并形成三通道的特征图,取每个充电循环中的实际容量表征健康状态SoH,并以此作为标签变量,最终得到7000张图像数据集。By observing the feature map, it can be seen that with the increase in the number of cycles, the difference in charging capacity (actual capacity) between 3.5V and 4.2V gradually narrows; since the charging current remains constant and the charging time is proportional to the charging capacity, the time required for the battery voltage to rise from 3.5V to 4.2V gradually decreases; it can be observed that the color of the pixel representing the actual capacity in the voltage-capacity pixel map gradually becomes brighter, and the pixel area representing the high actual capacity area in the image gradually shrinks; in the charge change rate pixel map, the dark area gradually becomes lighter and gradually gathers; in the capacity difference pixel map, the low voltage part has a small change, and the light-colored part of the high voltage gradually becomes darker; the obtained voltage-capacity pixel map, charge change rate pixel map, and capacity difference pixel map are stacked together to form a three-channel feature map, and the actual capacity in each charging cycle is taken to represent the health state SoH, and this is used as the label variable, and finally a data set of 7,000 images is obtained.
步骤1.3具体为:Step 1.3 is as follows:
将所得到的数据集按照7:2:1的比例划分为训练集、测试集和验证集,将训练集送入添加了Agent Attention模块的ResNet50网络进行训练;为了能够让resnet50网络模型达到最好的性能,需要对特征图像上采样,将其转为最适合的尺寸,即224*224*3,我们选择了双线性插值作为上采样的方法,因为它能够在增加图像尺寸的同时保持图像平滑,并且计算量相对较小;双线性插值是一种基于图像中最接近的四个像素的加权平均来估计新像素值的方法;设想我们要在位置(x,y)处进行插值:The obtained dataset is divided into training set, test set and validation set in a ratio of 7:2:1, and the training set is sent to the ResNet50 network with the Agent Attention module added for training; In order to achieve the best performance of the ResNet50 network model, it is necessary to upsample the feature image and convert it to the most suitable size, that is, 224*224*3. We chose bilinear interpolation as the upsampling method because it can keep the image smooth while increasing the image size, and the calculation amount is relatively small; Bilinear interpolation is a method of estimating the value of a new pixel based on the weighted average of the four closest pixels in the image; Imagine that we want to interpolate at position (x, y):
首先,找到位置(x,y)周围最近的四个像素(通常是左上、右上、左下和右下);First, find the four nearest pixels around the position (x, y) (usually top left, top right, bottom left, and bottom right);
然后,根据目标位置相对于这四个像素的距离,计算其在水平和垂直方向上的权重;Then, according to the distance of the target position relative to these four pixels, its weight in the horizontal and vertical directions is calculated;
最后,将这四个像素的强度按照其距离加权平均,得到新像素的强度值;假设目标 位置为(x,y),其在水平方向上的权重为,垂直方向上的权重为; Finally, the intensity of these four pixels is weighted averaged according to their distance to obtain the intensity value of the new pixel; assuming the target position is (x, y), its weight in the horizontal direction is , the weight in the vertical direction is ;
设左上、右上、左下、右下四个像素的强度分别为、、、,则新像素的强度可 以用以下公式表示: Assume that the intensities of the upper left, upper right, lower left, and lower right pixels are , , , , then the intensity of the new pixel can be expressed by the following formula:
其中,,和是左上角像素的坐标;in , , and are the coordinates of the upper left pixel;
另外,如图3所示,ResNet50网络包括依次相连的输入层、7x7卷积特征提取层、3x3最大池化层、第一残差模块、第二残差模块、第三残差模块、第四残差模块、AgentAttention模块、Average pool层、1000-d全连接层、softmax层和output层;通过逐步提取图像的抽象特征,并通过softmax层进行分类预测,并通过output层输出锂离子电池的的健康状态评估结果;具体过程如下:In addition, as shown in FIG3 , the ResNet50 network includes an input layer, a 7x7 convolution feature extraction layer, a 3x3 maximum pooling layer, a first residual module, a second residual module, a third residual module, a fourth residual module, an AgentAttention module, an Average pool layer, a 1000-d fully connected layer, a softmax layer, and an output layer connected in sequence; the abstract features of the image are gradually extracted, and the classification prediction is performed through the softmax layer, and the health status assessment result of the lithium-ion battery is output through the output layer; the specific process is as follows:
(1)将得到的224*224*3的特征图送入“输入层”,即图3中的Input;输入层是神经网络的起点,负责接收原始数据,并将其传递给下一个层进行处理,为后续的卷积、池化等操作提供输入。输入层没有对数据进行处理,因此输出结果与输入数据相同;(1) The obtained 224*224*3 feature map is sent to the "input layer", which is the Input in Figure 3. The input layer is the starting point of the neural network, responsible for receiving the original data and passing it to the next layer for processing, providing input for subsequent convolution, pooling and other operations. The input layer does not process the data, so the output result is the same as the input data;
(2)将输入模块中的输出数据送入“7x7卷积特征提取层”,该层采用7x7大小的卷积核能够较大范围地感知图像信息,64个滤波器能够提取丰富的特征,步长为2的设置使得特征图尺寸减小,有助于减少计算负担同时保留重要信息,输出的结果为112*112*64;(2) The output data in the input module is sent to the "7x7 convolution feature extraction layer". This layer uses a 7x7 convolution kernel to perceive image information in a larger range. The 64 filters can extract rich features. The step size of 2 reduces the size of the feature map, which helps to reduce the computational burden while retaining important information. The output result is 112*112*64;
(3)将“7x7卷积特征提取层”的输出送入“3x3最大池化层”,该层采用了3x3大小的最大池化操作,并且步长为2,保留图像主要特征的同时减小特征图的尺寸,从而降低计算复杂度,采用步长为2的池化操作能够进一步减小特征图的尺寸,同时有助于防止过拟合,输出的结果为56*56*64;(3) The output of the "7x7 convolutional feature extraction layer" is sent to the "3x3 maximum pooling layer". This layer uses a 3x3 maximum pooling operation with a step size of 2. It retains the main features of the image while reducing the size of the feature map, thereby reducing the computational complexity. Using a pooling operation with a step size of 2 can further reduce the size of the feature map and help prevent overfitting. The output result is 56*56*64;
(4)将“3x3最大池化层”的输出送入到“第一残差模块”,该模块是由一系列的卷积操作组成,使用1x1、3x3、1x1大小的卷积核,以及64和256个滤波器,其中的1x1卷积用于降维和增加非线性,3x3卷积用于捕捉局部特征和纹理信息,而再接一个1x1卷积用于恢复特征的维度,通过堆叠多次这样的卷积模块,网络可以学习到更加丰富和复杂的特征表达,从而提高模型的分类准确率和泛化能力,输出的结果为56*56*256;(4) The output of the "3x3 maximum pooling layer" is sent to the "first residual module", which is composed of a series of convolution operations, using convolution kernels of 1x1, 3x3, and 1x1 sizes, and 64 and 256 filters. The 1x1 convolution is used to reduce the dimension and increase nonlinearity, the 3x3 convolution is used to capture local features and texture information, and then a 1x1 convolution is used to restore the dimension of the feature. By stacking multiple such convolution modules, the network can learn richer and more complex feature expressions, thereby improving the classification accuracy and generalization ability of the model. The output result is 56*56*256;
(5)将“第一残差模块”的输出送入到“第二残差模块”,该模块通过采用1x1和3x3的卷积操作,以及128和512个滤波器,这个模块有助于网络学习到更加丰富和多样的图像特征,提高网络对图像的表征能力和分类性能,这里的卷积核的作用依然是1x1卷积用于降维和增加非线性,3x3卷积用于捕捉局部特征和纹理信息,输出的结果为28*28*512;(5) The output of the "first residual module" is sent to the "second residual module". This module uses 1x1 and 3x3 convolution operations, as well as 128 and 512 filters. This module helps the network learn richer and more diverse image features, improves the network's image representation ability and classification performance. The role of the convolution kernel here is still 1x1 convolution for dimensionality reduction and increasing nonlinearity, and 3x3 convolution is used to capture local features and texture information. The output result is 28*28*512;
(6)将“第二残差模块”的输出送入到“第三残差模块”,该模块采用1x1和3x3的卷积核以及256和1024个滤波器,旨在通过多层次的卷积操作,逐步提取图像中更加抽象和复杂的特征,这些抽象特征具有更高的语义信息,有助于网络更好地区分不同类别的图像,并提高模型的泛化能力和鲁棒性,该层的输出结果为14*14*1024;(6) The output of the "second residual module" is sent to the "third residual module". This module uses 1x1 and 3x3 convolution kernels and 256 and 1024 filters. It aims to gradually extract more abstract and complex features in the image through multi-level convolution operations. These abstract features have higher semantic information, which helps the network better distinguish between images of different categories and improve the generalization ability and robustness of the model. The output of this layer is 14*14*1024;
(7)将“第三残差模块”的输出送入到“第四残差模块”,该模块采用1x1和3x3的卷积核以及512和2048个滤波器,进一步加深网络并增加其非线性,以提取更加高级和抽象的图像特征,通过1x1卷积和3x3卷积的结合,网络能够更好地捕捉到不同尺度和层次的图像特征,该层能够使网络更好地理解输入图像,并作出更准确的分类决策,该层的输出结果为7*7*2048;(7) The output of the third residual module is fed into the fourth residual module, which uses 1x1 and 3x3 convolution kernels and 512 and 2048 filters to further deepen the network and increase its nonlinearity to extract more advanced and abstract image features. Through the combination of 1x1 convolution and 3x3 convolution, the network can better capture image features of different scales and levels. This layer enables the network to better understand the input image and make more accurate classification decisions. The output of this layer is 7*7*2048;
(8)将“第四残差模块”的输出送入到“Agent Attention模块”,该注意力模块的主要作用是在保持全局上下文建模能力的同时显著降低计算复杂度,使得模型能够更有效地处理大规模数据,通过简单的池化策略生成代理特征向量,AgentAttention模块能够在处理高分辨率图像和长序列数据时保持高效性,并且能够更好地捕获全局信息,由于 AgentAttention 模块保持了输入和输出的维度不变,因此输出仍然是7*7*2048;(8) The output of the fourth residual module is fed into the Agent Attention module. The main function of the attention module is to significantly reduce the computational complexity while maintaining the global context modeling capability, so that the model can process large-scale data more effectively. The agent feature vector is generated through a simple pooling strategy. The Agent Attention module can maintain high efficiency when processing high-resolution images and long sequence data, and can better capture global information. Since the Agent Attention module keeps the input and output dimensions unchanged, the output is still 7*7*2048;
(9)将“Agent Attention模块”的输出送入到“Average pool层”,平均池化通过对每个特征图的每个区域取平均值,实现了特征的下采样,同时保留了主要特征信息,进一步提取图像中的主要特征并减少计算负担,这样的操作能够提高模型的泛化能力,并且减少过拟合的风险,该层的输出为1*1*2048。(9) The output of the "Agent Attention module" is sent to the "Average pool layer". Average pooling achieves feature downsampling by taking the average of each area of each feature map, while retaining the main feature information, further extracting the main features in the image and reducing the computational burden. Such operations can improve the generalization ability of the model and reduce the risk of overfitting. The output of this layer is 1*1*2048.
(10)将“Average pool层”的输出送入到“1000-d全连接层”,该层的主要作用就是将之前卷积和池化层提取的特征进行扁平化,并连接到神经网络的最后一层,全连接层通过权重矩阵将前一层的所有神经元与当前层的所有神经元相连接,从而实现特征的组合,这样的设计使得网络能够学习到输入特征与输出标签之间的复杂关系,从而对电池的健康状态实现精准评估,该层的输出为1*1*1000;(10) The output of the "Average pool layer" is sent to the "1000-d fully connected layer". The main function of this layer is to flatten the features extracted by the previous convolution and pooling layers and connect them to the last layer of the neural network. The fully connected layer connects all neurons in the previous layer with all neurons in the current layer through the weight matrix to achieve feature combination. This design enables the network to learn the complex relationship between input features and output labels, thereby accurately evaluating the health status of the battery. The output of this layer is 1*1*1000;
(11)将“1000-d 全连接层”的输出送入到“softmax层”,softmax函数将网络输出的原始分数转换为概率值,使得每个类别的预测概率都在0到1之间,并且所有类别的概率之和为1。这样的设计使得模型可以通过比较不同类别的概率来进行分类决策,并且可以量化模型对不同类别的置信度,该层的输出结果为一个概率向量,每个元素表示了对锂离子电池SOH的预测概率;(11) The output of the "1000-d fully connected layer" is sent to the "softmax layer". The softmax function converts the original scores of the network output into probability values, so that the predicted probability of each category is between 0 and 1, and the sum of the probabilities of all categories is 1. This design allows the model to make classification decisions by comparing the probabilities of different categories, and can quantify the model's confidence in different categories. The output of this layer is a probability vector, each element of which represents the predicted probability of the lithium-ion battery SOH;
(12)将“softmax层”的输出送入到“输出层”,即“output层”。该层的目的是接收经过softmax层处理后的类别概率分布,并将神经网络对输入数据的推断结果输出为可理解的形式,输出结果是一个类别标签,表示网络认为输入数据属于哪个类别。(12) The output of the "softmax layer" is sent to the "output layer". The purpose of this layer is to receive the category probability distribution after processing by the softmax layer and output the neural network's inference results on the input data in an understandable form. The output result is a category label, indicating which category the network believes the input data belongs to.
相比现有技术:Compared with existing technologies:
公开号为CN116756351A一种基于视觉技术的动力电池组数据存储及健康评估方法中,由于模型无法捕获多循环之间容量的关系,并且特征提供的信息有限且单一,可能导致模型倾向于学习简单规律,从而出现欠拟合现象,限制了模型的泛化能力,使其无法准确预测或分类数据;因此,本发明综合利用容量差以及实际容量相对于充电电压的变化率等信息,提高模型性能和泛化能力,更准确地评估锂离子电池的健康状况和性能;由于本发明采用了三种特征组合形成的三通道的特征图,使得模型训练时可以得到更丰富的特征,更好的捕捉数据中的复杂模式和关系,提高了模型的表征能力。In a power battery pack data storage and health assessment method based on visual technology, the publication number is CN116756351A. Since the model cannot capture the relationship between the capacities of multiple cycles and the information provided by the features is limited and single, the model may tend to learn simple rules, resulting in underfitting, which limits the generalization ability of the model and makes it impossible to accurately predict or classify data. Therefore, the present invention comprehensively utilizes information such as capacity difference and the rate of change of actual capacity relative to charging voltage to improve model performance and generalization ability, and more accurately evaluate the health status and performance of lithium-ion batteries. Since the present invention adopts a three-channel feature map formed by a combination of three features, richer features can be obtained during model training, and the complex patterns and relationships in the data can be better captured, thereby improving the characterization ability of the model.
本发明采用图像特征进行性能估计,而非直接使用提供的原始数据,图像处理技术提供了自动特征提取、数据扩增和适应性,从而有效地完成电池健康评估任务;首先,图像处理技术可以帮助自动提取与电池健康状态相关的特征,无需手动进行复杂的特征工程;其次,图像处理技术可以用于数据扩增,通过对图像进行旋转、缩放、平移等变换,生成更多样化的训练数据,有助于提高模型的泛化能力;最后,电池的图像特征更能复杂特征之间的关系,这使得模型具有更广泛的适用性。The present invention adopts image features for performance estimation instead of directly using the provided raw data. Image processing technology provides automatic feature extraction, data augmentation and adaptability, thereby effectively completing the battery health assessment task. First, image processing technology can help to automatically extract features related to the battery health status without the need for manual complex feature engineering. Second, image processing technology can be used for data augmentation. By performing transformations such as rotation, scaling, and translation on the image, more diverse training data can be generated, which helps to improve the generalization ability of the model. Finally, the image features of the battery can better complicate the relationship between features, which makes the model more widely applicable.
另外,本发明改进了resnet50网络,该方法适用于在协同车辆基础设施系统中对电动汽车的电池寿命进行估计;尽管在实际应用中,操作条件可能与实验室测试平台的条件不同,但这种方法可扩展到其他领域;提出的方法将进一步加强在大规模动力电池系统和能量存储系统等领域的应用;通过采用本发明,可以实现对电池健康状态的估计,作为一种新的锂离子电池健康状态估计方法,本发明可广泛应用于电池状态估计领域。In addition, the present invention improves the resnet50 network, and the method is suitable for estimating the battery life of electric vehicles in a collaborative vehicle infrastructure system; although in actual applications, the operating conditions may be different from the conditions of the laboratory test platform, this method can be extended to other fields; the proposed method will further enhance the application in fields such as large-scale power battery systems and energy storage systems; by adopting the present invention, the estimation of the battery health state can be achieved. As a new lithium-ion battery health state estimation method, the present invention can be widely used in the field of battery state estimation.
以上显示和描述了本发明的基本原理、主要特征和优点。本行业的技术人员应该了解,本发明不受上述实施例的限制,上述实施例和说明书中描述的只是说明本发明的原理,在不脱离本发明精神和范围的前提下,本发明还会有各种变化和改进,这些变化和改进都落入要求保护的本发明范围内。本发明要求保护范围由所附的权利要求书及其等效物界定。The basic principles, main features and advantages of the present invention are shown and described above. It should be understood by those skilled in the art that the present invention is not limited to the above embodiments. The above embodiments and descriptions are only for explaining the principles of the present invention. Without departing from the spirit and scope of the present invention, the present invention may have various changes and improvements, which fall within the scope of the present invention to be protected. The scope of protection of the present invention is defined by the attached claims and their equivalents.
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