CN116094894A - A Real Signal Orthogonal Frequency Division Multiplexing Method and Device Applicable to Underwater Communication - Google Patents
A Real Signal Orthogonal Frequency Division Multiplexing Method and Device Applicable to Underwater Communication Download PDFInfo
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Abstract
Description
技术领域Technical Field
本申请涉及通信技术领域,尤其是涉及一种适用于水下通信的实信号正交频分复用方法和装置。The present application relates to the field of communication technology, and in particular to a real signal orthogonal frequency division multiplexing method and device suitable for underwater communication.
背景技术Background Art
水声通信技术是海洋领域中具有重要地位的核心技术,由于海洋环境受到多径效应、多普勒效应、载波频率偏移(CFO)等因素的影响,水声通信系统(UWA)是最复杂的通信系统之一。水声信道传输状态多变、海洋作业环境恶劣,对通信算法和设备可靠性有较高要求,水下通信传输速率、传输带宽、传输距离等因素限制了当前水下通信技术的应用。Underwater acoustic communication technology is an important core technology in the marine field. As the marine environment is affected by factors such as multipath effect, Doppler effect, carrier frequency offset (CFO), etc., underwater acoustic communication system (UWA) is one of the most complex communication systems. The transmission state of underwater acoustic channels is changeable and the marine operating environment is harsh, which places high demands on communication algorithms and equipment reliability. The transmission rate, transmission bandwidth, and transmission distance of underwater communication limit the application of current underwater communication technology.
正交频分复用技术(Orthogonal frequency division multiplexing,OFDM),作为多载波传输方式的一种,其将子信道频谱相互重叠进行并行数据传输,在无需高速均衡器的情况下就可以在对抗窄带脉冲噪声与多径衰落的同时,极大提高了信道的利用度,满足了日益增长的数据传输容量需求,因此可以作为下一代宽带通信的关键技术,但是,在高速场景下,子信道间的正交性会受到多普勒频移的破坏而引起载波间干扰,并且OFDM多个子信道信号叠加也会导致较高的峰均比,这些缺点时OFDM不适用于高速场景。Orthogonal frequency division multiplexing (OFDM), as a multi-carrier transmission method, overlaps the sub-channel spectra for parallel data transmission. Without the need for a high-speed equalizer, it can combat narrowband pulse noise and multipath fading while greatly improving channel utilization and meeting the growing demand for data transmission capacity. Therefore, it can be used as a key technology for the next generation of broadband communications. However, in high-speed scenarios, the orthogonality between sub-channels will be destroyed by Doppler frequency shift and cause inter-carrier interference, and the superposition of multiple OFDM sub-channel signals will also result in a higher peak-to-average ratio. These shortcomings make OFDM unsuitable for high-speed scenarios.
这是因为考虑信道效应在每个符号持续时间期间是恒定的和UWA信道的稀疏性所代表的两个主要假设,UWA通信系统被认为是不可信系统,其中信道可以随时间变化,并且不能总是假设稀疏性。因此,标准OFDM-UWA通常插入频域导频音以跟踪信道效应,而牺牲所获得的频谱效率。在地面无线通信中,基于实信号的OFDM进行了广泛研究,证明了其在许多方面优于DFT-OFDM,例如:计算复杂度降低、保证正交性的最小子载波间隔减少、与DFT-OFDM相比在相同占用带宽内的子载波数量增加了一倍,并且对CFO效应具有更高的鲁棒性。存在两种主要的基于实信号的OFDM,它们是离散余弦变换OFDM(DCT-OFDM)和DHT-OFDM。This is because UWA communication systems are considered to be untrusted systems considering the two main assumptions represented by the channel effects being constant during each symbol duration and the sparsity of the UWA channel, where the channel can vary over time and sparsity cannot always be assumed. Therefore, standard OFDM-UWA usually inserts frequency domain pilot tones to track the channel effects at the expense of the obtained spectral efficiency. In terrestrial wireless communications, real signal based OFDM has been extensively studied and proved to be superior to DFT-OFDM in many aspects, such as: reduced computational complexity, reduced minimum subcarrier spacing to ensure orthogonality, double the number of subcarriers in the same occupied bandwidth compared to DFT-OFDM, and higher robustness to CFO effects. There are two main real signal based OFDM, which are discrete cosine transform OFDM (DCT-OFDM) and DHT-OFDM.
在MCM和SCM系统中,DHT-OFDM优于其他不同的三角变换。与DFT-OFDM不同,除了通过将镜像对称子载波上的信号相互耦合,DHT-OFDM不能直接对多径信道进行对角化。这种缺陷称为载波间耦合(ICC),导致数据速率下降一半。因此,DFT-OFDM仍然被认为是时变信道中最流行的方案,因为它提供了在接收端准确执行估计任务的特性。In MCM and SCM systems, DHT-OFDM outperforms other different triangular transforms. Unlike DFT-OFDM, DHT-OFDM cannot directly diagonalize multipath channels except by coupling the signals on mirror-symmetric subcarriers to each other. This defect is called inter-carrier coupling (ICC) and causes the data rate to drop by half. Therefore, DFT-OFDM is still considered the most popular scheme in time-varying channels because it provides the property to accurately perform the estimation task at the receiving end.
最近,基于实际信号的OFDM(如DCT-OFDM)也与索引调制(IM)结合,以实现更高的频谱效率和/或增强误码率(BER)性能,使其成为下一代无线通信的有前景的高频谱多载波技术。不幸的是,由于估计任务变得更加复杂,这些系统不能直接用于信道随时间变化的实际通信系统。与DFT-OFDM相比,基于实信号的MCM中的估计任务不能可靠地执行。这是因为DFT矩阵提供的信道对角化的吸引人的特性使得能够使用低复杂度和精确的频域信道估计。然而,现有技术试图研究使用时域对称训练符号的DCT-OFDM信道估计,但仍然需要将保护间隔加倍,并且在信道延迟较长的通信系统(如UWA系统)中,将再次提出前面讨论的IBI问题。因此,为UWA通信启用基于真实信号的OFDM具有现实意义。一方面,实现对海洋环境影响具有高鲁棒性的可靠UWA。另一方面,增强UWA频谱效率而不需要任何额外的硬件或性能恶化。由于UWA信道的特性,UWA通信中的数据速率增强被认为是主要的挑战性任务之一。Recently, real signal-based OFDM (such as DCT-OFDM) has also been combined with index modulation (IM) to achieve higher spectral efficiency and/or enhance bit error rate (BER) performance, making it a promising high-spectrum multi-carrier technology for next-generation wireless communications. Unfortunately, these systems cannot be directly used in real communication systems where the channel varies with time, as the estimation task becomes more complex. Compared with DFT-OFDM, the estimation task in MCM based on real signals cannot be performed reliably. This is because the attractive property of channel diagonalization provided by the DFT matrix enables the use of low-complexity and accurate frequency domain channel estimation. However, the prior art attempts to study DCT-OFDM channel estimation using time-domain symmetric training symbols, but it is still necessary to double the guard interval, and in communication systems with long channel delays (such as UWA systems), the IBI problem discussed earlier will be raised again. Therefore, it is of practical significance to enable real signal-based OFDM for UWA communications. On the one hand, a reliable UWA with high robustness to the impact of the marine environment is achieved. On the other hand, the UWA spectrum efficiency is enhanced without any additional hardware or performance degradation. Data rate enhancement in UWA communications is considered to be one of the main challenging tasks due to the characteristics of UWA channels.
发明内容Summary of the invention
本发明提出一种适用于水下通信的实信号正交频分复用方法和装置,在复杂海洋环境下的水下通信环境,克服离散哈特利-正交频分复用(DHT-OFDM)方法由于载波间耦合而导致的数据速率下降问题,基于循环前缀和索引调制技术,对现有方法进行改进,实现了一个可靠的水下通信系统,而且在不损失信道估计精度的情况下,减少了50%的导频开销,不但提高了频谱效率,还增强了系统的误码率性能和对载波频率偏移的鲁棒性,包括如下:The present invention proposes a real signal orthogonal frequency division multiplexing method and device suitable for underwater communication. In the underwater communication environment under complex marine environment, the problem of data rate reduction caused by carrier coupling in the discrete Hartley-orthogonal frequency division multiplexing (DHT-OFDM) method is overcome. Based on the cyclic prefix and index modulation technology, the existing method is improved to realize a reliable underwater communication system. Moreover, without losing the channel estimation accuracy, the pilot overhead is reduced by 50%, which not only improves the spectrum efficiency, but also enhances the system's bit error rate performance and robustness to carrier frequency offset, including the following:
第一方面,本申请提出了一种适用于水下通信的实信号正交频分复用方法,所述方法采用了基于离散哈特利变换正交频分复用的数据调制的发射器系统和基于离散傅里叶变换的接收器系统,并且所述方法包括:In a first aspect, the present application proposes a real signal orthogonal frequency division multiplexing method suitable for underwater communication, the method adopts a transmitter system based on discrete Hartley transform orthogonal frequency division multiplexing data modulation and a receiver system based on discrete Fourier transform, and the method includes:
在发射器系统中:In the transmitter system:
对原始数据经过编码器和交织器分配到子载波;The original data is distributed to subcarriers through an encoder and an interleaver;
对处理后的数据进行数字调制和索引调制;performing digital modulation and index modulation on the processed data;
对序列数据加入保护间隔并使用N点IDFT映射到时域获取时域数据;Add a guard interval to the sequence data and use N-point IDFT to map it to the time domain to obtain time domain data;
将时域数据经过上变频过程后传入UWA信道;The time domain data is transmitted to the UWA channel after up-conversion process;
在接收器系统中:In the receiver system:
对从发射器接受的经过多普勒补偿的数据流进行下变频;down-converting the Doppler-compensated data stream received from the transmitter;
对去除循环前缀的数据流进行DFT过程;Performing a DFT process on the data stream after removing the cyclic prefix;
对进行DFT过程后的数据流同时进行CFO补偿和信道均衡;Perform CFO compensation and channel equalization on the data stream after the DFT process;
对处理后的数据进行索引解调并最终解码。The processed data is index-demodulated and finally decoded.
优选的,在所述发射器系统中,输入信号比特流的数据调制基于Preferably, in the transmitter system, the data modulation of the input signal bit stream is based on
实三角变换来执行; Real trigonometric transformation is performed;
其中,N和E分别表示DHT-OFDM子载波的数目和DHT-OFDM符号持续时间,变换矩阵对应于DFT矩阵的实部和虚部之和,DHT-OFDM中的正交性满足最小载波间隔使得 Where N and E represent the number of DHT-OFDM subcarriers and the DHT-OFDM symbol duration, respectively. The transformation matrix corresponds to the sum of the real and imaginary parts of the DFT matrix. The orthogonality in DHT-OFDM satisfies the minimum carrier spacing. Make
优选的,在所述接收器系统中,DFT-OFDM中使用声学通信傅里叶指数函数的复基对数据进行调制,该复基具体为:Preferably, in the receiver system, the complex basis of the acoustic communication Fourier exponential function is used in DFT-OFDM to modulate the data, and the complex basis is specifically:
其中,N和T分别表示DFT-OFDM子载波和符号周期的数量;Where N and T represent the number of DFT-OFDM subcarriers and symbol periods, respectively;
当使用基于离散傅里叶变换的接收器系统时,得到的时域调制数据都是复杂的,当使用DFT-OFDM时,得到的时域调制数据都是复杂的,这导致所需子载波间隔的增加,以保证子载波之间的正交性,具体为:When using a discrete Fourier transform-based receiver system, the time domain modulation data obtained is complex. When using DFT-OFDM, the time domain modulation data obtained is complex, which leads to an increase in the required subcarrier spacing to ensure orthogonality between subcarriers, specifically:
优选的,在所述接收器系统中,用N个DFT-OFDM子载波间隔FΔ占用可用的UWA带宽B对应于用N个DHT-OFD子载波间隔δΔ占用相同的带宽,使得FΔ=2δΔ,n=2N;Preferably, in the receiver system, occupying the available UWA bandwidth B with N DFT-OFDM subcarriers spacing F Δ corresponds to occupying the same bandwidth with N DHT-OFD subcarriers spacing δ Δ , such that F Δ =2δ Δ , n=2N;
从调制X(0)、X(1)…、X(n)获得的数据符号分别使用DFT-OFDM和DHT-OFDM进行调制,具体为:The data symbols obtained from modulating X(0), X(1)…, X(n) are modulated using DFT-OFDM and DHT-OFDM respectively, specifically:
其中,Xr(n)是X(n)的实部,由任何实调制顺序Mr调制。where Xr (n) is the real part of X(n), modulated by any real modulation sequence Mr.
优选的,所述对处理后的数据进行数字调制和索引调制包括:Preferably, the digital modulation and index modulation of the processed data comprises:
假设B比特是需要在长度为N的一个符号内传输的信道编码器的输出,该信息比特B使用M元PAM调制方法进行调制;Assume that B bits are the output of the channel encoder that needs to be transmitted in a symbol of length N, and the information bits B are modulated using an M-ary PAM modulation method;
将导频音与数据复用,数据Xr(n)=Xr,d(n)+Xr,p(n)被转发到IDHT中以如下等式获得调制数据x(t):The pilot tone is multiplexed with the data, and the data Xr (n)=Xr ,d (n)+ Xr,p (n) is forwarded to the IDHT to obtain the modulated data x(t) as follows:
优选的,所述对序列数据加入保护间隔并使用N点IDFT映射到时域获取时域数据包括:Preferably, the adding of a guard interval to the sequence data and mapping to the time domain using an N-point IDFT to obtain time domain data comprises:
为了避免ISI,增加了应该比信道的最大延迟更长的保护间隔,通带上变频信号x(t)可以表示如下:To avoid ISI, a guard interval is added which should be longer than the maximum delay of the channel. The passband up-converted signal x (t) can be expressed as follows:
其中TG和T分别表示保护间隔时间和符号数据间隔时间,然后,通带信号通过UWA信道传输,具体为:Where T G and T represent the guard interval time and symbol data interval time respectively. Then, the passband signal is transmitted through the UWA channel, specifically:
优选的,所述对从发射器接受的经过多普勒补偿的数据流进行下变频包括:Preferably, down-converting the Doppler-compensated data stream received from the transmitter comprises:
在接收端,通带接收信号y(t)可以表示为如下:At the receiving end, the passband received signal y(t) can be expressed as follows:
信道和CFO估计基于以下内容执行:Channel and CFO estimation is performed based on:
优选的,所述对进行DFT过程后的数据流同时进行CFO补偿和信道均衡包括:Preferably, the simultaneously performing CFO compensation and channel equalization on the data stream after the DFT process comprises:
使用最小二乘公式估计信道,所述最小二乘公式基于表示频域接收导频音的向量Rp和矩阵D(Xp)表示发射机和接收机已知的导频音向量Xp的对角矩阵,信道的估计时域脉冲响应由下式给出:The channel is estimated using a least squares formula based on the vector Rp representing the received pilot tones in the frequency domain and the matrix D (Xp) representing the diagonal matrix of pilot tone vectors Xp known to the transmitter and receiver. The estimated time domain impulse response of the channel is given by:
该方法中的信道频率响应通过上述公式中的估计信道进行N点快速傅立叶变换来获得,在不丧失通用性的情况下,用最小均方误差频域均衡器用于计算系数 第n个子载波y(n)中的信号被均衡如下:The channel frequency response in this method The estimated channel in the above formula Perform an N-point fast Fourier transform to obtain, without losing generality, the minimum mean square error frequency domain equalizer is used to calculate the coefficients The signal in the nth subcarrier y(n) is equalized as follows:
第二方面,本申请还提出了一种适用于水下通信的实信号正交频分复用装置,其特征在于:所述装置包括基于离散哈特利变换正交频分复用的数据调制的发射器系统和基于离散傅里叶变换的接收器系统;In a second aspect, the present application also proposes a real signal orthogonal frequency division multiplexing device suitable for underwater communication, characterized in that: the device includes a transmitter system based on discrete Hartley transform orthogonal frequency division multiplexing data modulation and a receiver system based on discrete Fourier transform;
在发射器系统中,对原始数据经过编码器和交织器分配到子载波;In the transmitter system, the original data is allocated to subcarriers through an encoder and an interleaver;
在发射器系统中,对处理后的数据进行数字调制和索引调制;In the transmitter system, the processed data is digitally modulated and indexed;
在发射器系统中,对序列数据加入保护间隔并使用N点IDFT映射到时域获取时域数据;In the transmitter system, a guard interval is added to the sequence data and mapped to the time domain using an N-point IDFT to obtain time domain data;
在发射器系统中,将时域数据经过上变频过程后传入UWA信道;In the transmitter system, the time domain data is transmitted to the UWA channel after an up-conversion process;
在接收器系统中,对从发射器接受的经过多普勒补偿的数据流进行下变频;In the receiver system, the Doppler-compensated data stream received from the transmitter is down-converted;
在接收器系统中,对去除循环前缀的数据流进行DFT过程;In the receiver system, a DFT process is performed on the data stream with the cyclic prefix removed;
在接收器系统中,对进行DFT过程后的数据流同时进行CFO补偿和信道均衡;In the receiver system, CFO compensation and channel equalization are performed simultaneously on the data stream after the DFT process;
在接收器系统中,对处理后的数据进行索引解调并最终解码。In the receiver system, the processed data is index-demodulated and finally decoded.
综上所述,本申请至少包括以下有益技术效果:In summary, this application at least includes the following beneficial technical effects:
1.本发明基于循环前缀和索引调制技术,对现有方法进行改进,实现了一个可靠的水下通信系统,而且在不损失信道估计精度的情况下,减少了50%的导频开销,不但提高了频谱效率,还增强了系统的误码率性能和对载波频率偏移的鲁棒性;1. The present invention improves the existing method based on cyclic prefix and index modulation technology, realizes a reliable underwater communication system, and reduces the pilot overhead by 50% without losing the channel estimation accuracy, which not only improves the spectrum efficiency, but also enhances the system's bit error rate performance and robustness to carrier frequency offset;
2.本发明与传统的IM-DFT-OFDM相比,基于实信号的OFDM方案(例如IM-DCT-OFDM)提供了更高的数据速率,可以克服基于真实信号的OFDM受到的信道估计限制并为UWA通信获得更高的带宽效率;2. Compared with the traditional IM-DFT-OFDM, the OFDM scheme based on real signals (such as IM-DCT-OFDM) of the present invention provides a higher data rate, which can overcome the channel estimation limitation of OFDM based on real signals and obtain higher bandwidth efficiency for UWA communication;
3.本发明使用实信号作为输入,降低了复数运算的复杂度,为了克服离散哈特利-正交频分复用(DHT-OFDM)方法由于载波间耦合而导致的数据速率下降问题,本发明基于循环前缀和索引调制技术,对现有方法进行改进,实现了一个可靠的水下通信系统,而且在不损失信道估计精度的情况下,减少了50%的导频开销,不但提高了频谱效率,还增强了系统的误码率性能和对载波频率偏移的鲁棒性。3. The present invention uses real signals as input, reducing the complexity of complex operations. In order to overcome the problem of data rate reduction caused by carrier-to-carrier coupling in the discrete Hartley-orthogonal frequency division multiplexing (DHT-OFDM) method, the present invention improves the existing method based on cyclic prefix and index modulation technology, thereby realizing a reliable underwater communication system. Moreover, without losing the accuracy of channel estimation, the pilot overhead is reduced by 50%, which not only improves the spectrum efficiency, but also enhances the system's bit error rate performance and robustness to carrier frequency offset.
附图说明BRIEF DESCRIPTION OF THE DRAWINGS
包括附图以提供对实施例的进一步理解并且附图被并入本说明书中并且构成本说明书的一部分。附图图示了实施例并且与描述一起用于解释本申请的原理。将容易认识到其它实施例和实施例的很多预期优点,因为通过引用以下详细描述,它们变得被更好地理解。附图的元件不一定是相互按照比例的。同样的附图标记指代对应的类似部件。The accompanying drawings are included to provide a further understanding of the embodiments and are incorporated into and constitute a part of this specification. The accompanying drawings illustrate the embodiments and are used together with the description to explain the principles of the present application. It will be easy to recognize other embodiments and many expected advantages of the embodiments because they become better understood by reference to the following detailed description. The elements of the drawings are not necessarily to scale with each other. The same reference numerals refer to corresponding similar parts.
图1是本申请一种适用于水下通信的实信号正交频分复用方法的流程示意图。FIG1 is a flow chart of a real signal orthogonal frequency division multiplexing method suitable for underwater communication according to the present application.
图2是本申请一种适用于水下通信的实信号正交频分复用方法的PAPR性能对比示意图。FIG. 2 is a schematic diagram showing a PAPR performance comparison of a real signal orthogonal frequency division multiplexing method suitable for underwater communication in the present application.
图3是本申请一种适用于水下通信的实信号正交频分复用方法的BER性能对比示意图。FIG3 is a schematic diagram showing a BER performance comparison of a real signal orthogonal frequency division multiplexing method suitable for underwater communication in the present application.
图4是本申请一种适用于水下通信的实信号正交频分复用方法的不同CFO影响的BER性能对比示意图。FIG4 is a schematic diagram showing a comparison of BER performances affected by different CFOs in a real signal orthogonal frequency division multiplexing method suitable for underwater communication in the present application.
图5是本申请一种适用于水下通信的实信号正交频分复用方法的不同IM效应的BER性能对比示意图。FIG5 is a schematic diagram showing a BER performance comparison of different IM effects of a real signal orthogonal frequency division multiplexing method suitable for underwater communication in the present application.
具体实施方式DETAILED DESCRIPTION
下面结合附图和实施例对本申请作进一步的详细说明。可以理解的是,此处所描述的具体实施例仅仅用于解释相关发明,而非对该发明的限定。另外还需要说明的是,为了便于描述,附图中仅示出了与有关发明相关的部分。The present application will be further described in detail below in conjunction with the accompanying drawings and embodiments. It is to be understood that the specific embodiments described herein are only used to explain the relevant invention, rather than to limit the invention. It should also be noted that, for ease of description, only the parts related to the relevant invention are shown in the accompanying drawings.
需要说明的是,在不冲突的情况下,本申请中的实施例及实施例中的特征可以相互组合。下面将参考附图并结合实施例来详细说明本申请。It should be noted that, in the absence of conflict, the embodiments and features in the embodiments of the present application can be combined with each other. The present application will be described in detail below with reference to the accompanying drawings and in combination with the embodiments.
图1示出了本申请一种适用于水下通信的实信号正交频分复用方法的流程示意图,结合参考图1,该方法包括基于离散哈特利变换正交频分复用(DHT-OFDM)的数据调制的发送机系统和基于离散傅里叶变换(DFT)的接收机系统。使用实信号离散哈特利变换代替傅里叶变换,使用循环前缀技术解决DHT-OFDM方法可能导致的载波间耦合问题,在实信号变换中使用索引调制提高频谱效率和误码率,并且为了进一步提高实现的频谱效率,将改良的IM-DHT-OFDM用于UWA通信,该方法具体包括以下步骤:FIG1 shows a flow chart of a real signal orthogonal frequency division multiplexing method suitable for underwater communication in the present application. In combination with reference to FIG1, the method includes a transmitter system based on discrete Hartley transform orthogonal frequency division multiplexing (DHT-OFDM) data modulation and a receiver system based on discrete Fourier transform (DFT). Real signal discrete Hartley transform is used instead of Fourier transform, cyclic prefix technology is used to solve the inter-carrier coupling problem that may be caused by the DHT-OFDM method, index modulation is used in real signal transformation to improve spectrum efficiency and bit error rate, and in order to further improve the spectrum efficiency achieved, the improved IM-DHT-OFDM is used for UWA communication. The method specifically includes the following steps:
步骤S1,在发射器系统中,对原始数据经过编码器和交织器分配到子载波;Step S1, in the transmitter system, the original data is allocated to subcarriers through an encoder and an interleaver;
步骤S2,在发射器系统中,对处理后的数据进行数字调制和索引调制;Step S2, in the transmitter system, digitally modulating and index modulating the processed data;
在基于离散哈特利变换正交频分复用(DHT-OFDM)的数据调制的发送机系统,副载波持续时间减少到DFT-OFDM的一半,这在CFO、BER和数据速率性能方面提供了许多优势。In a transmitter system based on discrete Hartley transform orthogonal frequency division multiplexing (DHT-OFDM) data modulation, the subcarrier duration is reduced to half of that of DFT-OFDM, which provides many advantages in terms of CFO, BER and data rate performance.
假设B比特是需要在长度为N的一个符号内传输的信道编码器的输出,该信息比特B使用M元PAM调制方法进行调制,因为DHT-OFDM是产生Xr(n)的实信号,然后映射到N=2Nd+Np个副载波,而由PAM调制数据Xr,p(n)表示的导频音映射到Np个子载波。Assuming that B bits are the output of the channel encoder that needs to be transmitted within a symbol of length N, the information bit B is modulated using an M-ary PAM modulation method because DHT-OFDM is a real signal that generates X r (n) and then mapped to N = 2N d + N p subcarriers, while the pilot tone represented by the PAM modulated data X r,p (n) is mapped to N p subcarriers.
与地面无线通信不同,将导频音与数据复用是保证每个子载波的精确环境效应跟踪所必需的。导频音以特定的持续时间等距分布,以使信道估计具有较小的频谱效率损失,如稍后解释的。因此,数据Xr(n)=Xr,d(n)+Xr,p(n),被转发到IDHT中,以如下等式获得调制数据x(t):Unlike terrestrial wireless communications, multiplexing pilot tones with data is necessary to ensure accurate environmental effect tracking for each subcarrier. The pilot tones are equidistantly distributed with a specific duration to enable channel estimation with a small loss in spectral efficiency, as explained later. Therefore, the data Xr (n) = Xr,d (n) + Xr,p (n) is forwarded to the IDHT to obtain the modulated data x(t) as follows:
步骤S3,在发射器系统中,对序列数据加入保护间隔并使用N点IDFT映射到时域获取时域数据;Step S3, in the transmitter system, adding a guard interval to the sequence data and mapping it to the time domain using an N-point IDFT to obtain time domain data;
为了避免ISI,增加了应该比信道的最大延迟更长的保护间隔,通带上变频信号x(t)可以表示如下:To avoid ISI, a guard interval is added which should be longer than the maximum delay of the channel. The passband up-converted signal x (t) can be expressed as follows:
其中TG和T分别表示保护间隔时间和符号数据间隔时间,然后,通带信号通过UWA信道传输,公式如下所述:Where T G and T represent the guard interval time and symbol data interval time respectively. Then, the passband signal is transmitted through the UWA channel, and the formula is as follows:
步骤S4,在发射器系统中,将时域数据经过上变频过程后传入UWA信道;Step S4, in the transmitter system, the time domain data is transmitted to the UWA channel after undergoing an up-conversion process;
使用额外的导频分组来准确地执行信道估计来缓解UWA通信受到多径、CFO效应和环境噪声的影响,通常,导频音用于估计任务,其代价是所获得的数据速率破坏了带宽效率。Additional pilot packets are used to accurately perform channel estimation to mitigate UWA communications from multipath, CFO effects, and environmental noise. Typically, pilot tones are used for the estimation task at the expense of the obtained data rate, which destroys bandwidth efficiency.
在步骤S1到S4的发射器系统中,所包含的系统使用了基于CP的DHT-OFDM,使用实信号离散哈特利变换代替傅里叶变换,使用循环前缀技术解决DHT-OFDM方法可能导致的载波间耦合问题,并且为了进一步提高实现的频谱效率,将改良的IM-DHT-OFDM用于UWA通信。输入信号比特流的数据调制基于In the transmitter system of steps S1 to S4, the system includes a CP-based DHT-OFDM, a real signal discrete Hartley transform instead of Fourier transform, a cyclic prefix technique to solve the inter-carrier coupling problem that may be caused by the DHT-OFDM method, and in order to further improve the achieved spectrum efficiency, a modified IM-DHT-OFDM is used for UWA communication. The data modulation of the input signal bit stream is based on
实三角变换来执行; Real trigonometric transformation is performed;
其中,N和E表示DHT-OFDM子载波的数目和DHT-OFDM符号持续时间,变换矩阵对应于DFT矩阵的实部和虚部之和,DHT-OFDM中的正交性满足最小载波间隔使得 Where N and E represent the number of DHT-OFDM subcarriers and the DHT-OFDM symbol duration, the transformation matrix corresponds to the sum of the real and imaginary parts of the DFT matrix, and the orthogonality in DHT-OFDM satisfies the minimum carrier spacing Make
步骤S5,在接收器系统中,对从发射器接受的经过多普勒补偿的数据流进行下变频;Step S5, in the receiver system, down-converting the Doppler-compensated data stream received from the transmitter;
在接收端,通带接收信号y(t)可以表示为如下:At the receiving end, the passband received signal y(t) can be expressed as follows:
接收信号中的DSF的处理类似于中建模的UWA信道发送PAS频带信号处理,因此,下变频重采样的接收信号也如下所示,信道和CFO估计可基于以下内容执行:The processing of DSF in the received signal is similar to the UWA channel transmit PAS band signal processing modeled in . Therefore, the down-converted resampled received signal is also shown below. Channel and CFO estimation can be performed based on the following:
步骤S6,在接收器系统中,对去除循环前缀的数据流进行DFT过程;Step S6, in the receiver system, performing a DFT process on the data stream with the cyclic prefix removed;
步骤S7,在接收器系统中,对DFT后的数据流同时进行CFO补偿和信道均衡;Step S7, in the receiver system, performing CFO compensation and channel equalization on the data stream after DFT simultaneously;
因为基于导频的CFO估计依赖于信道估计,在信道估计上,类似于传统的DFT-OFDM方案,使用最小二乘(LS)公式估计信道,LS估计基于表示频域接收导频音的vector Rp,矩阵D(Xp)表示发射机和接收机已知的导频音向量Xp的对角矩阵,矩阵V。信道的估计时域脉冲响应由下式给出:Because pilot-based CFO estimation relies on channel estimation, similar to the traditional DFT-OFDM scheme, the least squares (LS) formula is used to estimate the channel. The LS estimation is based on the vector Rp representing the received pilot tone in the frequency domain. The matrix D (Xp) represents the diagonal matrix of the pilot tone vector Xp known to the transmitter and receiver, the matrix V. The estimated time domain impulse response of the channel is given by:
此外,该方法中的信道频率响应通过上述公式中的估计信道进行N点快速傅立叶变换(FFT)来获得。在不丧失通用性的情况下,用最小均方误差(MMSE)频域均衡器用于计算系数第n个子载波y(n)中的信号被均衡如下:In addition, the channel frequency response in this method The estimated channel in the above formula Without losing generality, a minimum mean square error (MMSE) frequency domain equalizer is used to calculate the coefficients The signal in the nth subcarrier y(n) is equalized as follows:
承载导频的子载波处的接收信号被认为是已知的。当假设理想CFO时,这些子载波中的均衡数据等于发射机和接收机已知的导频音。基于该相似性,初步执行CFO估计和补偿。The received signals at the subcarriers carrying the pilots are considered known. When assuming an ideal CFO, the equalized data in these subcarriers are equal to the pilot tones known to the transmitter and receiver. Based on this similarity, a preliminary CFO estimation and compensation is performed.
步骤S8,在接收器系统中,对处理后的数据进行索引解调并最终解码;Step S8, in the receiver system, index demodulation and final decoding of the processed data;
在步骤S5到S8的接受器系统中,使用声学通信傅里叶指数函数的复基对数据进行调制,该复基可以写成如下:In the receiver system of steps S5 to S8, the data is modulated using the complex basis of the acoustic communication Fourier exponential function, which can be written as follows:
其中,N和T分别表示DFT-OFDM子载波和符号周期的数量。当使用DFT-OFDM时,得到的时域调制数据都是复杂的,这导致所需子载波间隔的增加,以保证子载波之间的正交性,例如:Where N and T represent the number of DFT-OFDM subcarriers and symbol periods, respectively. When using DFT-OFDM, the time-domain modulated data obtained are all complex, which leads to an increase in the required subcarrier spacing to ensure orthogonality between subcarriers, for example:
因此,用N个DFT-OFDM子载波间隔FΔ占用可用的UWA带宽B(Hz)对应于用N个DHT-OFD子载波间隔δΔ占用相同的带宽,使得FΔ=2δΔ,n=2N。换句话说,N个DFT-OFDM子载波占用的可用带宽可以被划分为2N个窄DHT-OFDM子载波,同时保持完美的重建条件。因此,从调制X(0)、X(1)…、X(n)获得的数据符号分别使用DFT-OFDM和DHT-OFDM进行调制,如下所示:Therefore, occupying the available UWA bandwidth B (Hz) with N DFT-OFDM subcarriers with a spacing of F Δ corresponds to occupying the same bandwidth with N DHT-OFD subcarriers with a spacing of δ Δ , so that F Δ = 2δ Δ , n = 2N. In other words, the available bandwidth occupied by N DFT-OFDM subcarriers can be divided into 2N narrow DHT-OFDM subcarriers while maintaining perfect reconstruction conditions. Therefore, the data symbols obtained from the modulation X(0), X(1) ..., X(n) are modulated using DFT-OFDM and DHT-OFDM, respectively, as shown below:
其中,Xr(n)是X(n)的实部,由任何实调制顺序Mr调制,例如,脉冲振幅调制(PAM)调制,并封装到索引为n的子载波中。where Xr (n) is the real part of X(n), modulated by any real modulation sequence Mr , such as pulse amplitude modulation (PAM), and packed into subcarriers indexed by n.
本申请与传统的IM-DFT-OFDM相比,基于实信号的OFDM方案(例如IM-DCT-OFDM)提供了更高的数据速率,可以克服基于真实信号的OFDM受到的信道估计限制并为UWA通信获得更高的带宽效率。Compared with the traditional IM-DFT-OFDM, the OFDM scheme based on real signals (such as IM-DCT-OFDM) of the present application provides a higher data rate, which can overcome the channel estimation limitations of OFDM based on real signals and obtain higher bandwidth efficiency for UWA communications.
基于本申请实施例公开的一种适用于水下通信的基于实信号的正交频分复用方法,于MATLAB建模仿真计算得到以下性能:Based on an orthogonal frequency division multiplexing method based on real signals suitable for underwater communication disclosed in the embodiment of the present application, the following performance is obtained by MATLAB modeling and simulation calculation:
从图2可以看出与传统基准相比所提出方案的PAPR性能,很明显,基于实信号的方案的PAPR比传统DFT-OFDM方案高出2dB,这是预期的,因为OFDM符号中两倍数量的子载波的叠加。IM方案也继承了传统方案的相同PAPR性能,尽管在所提出的方案中实现了更高的数据速率。与标准DFT-OFDM和IM-DFT-OFDM相比,所提出的IM方案可以提供更好的误码率、抗CFO的鲁棒性和频谱效率。From Figure 2, we can see the PAPR performance of the proposed scheme compared to the traditional benchmark. It is clear that the PAPR of the real signal based scheme is 2dB higher than the traditional DFT-OFDM scheme, which is expected due to the superposition of twice the number of subcarriers in the OFDM symbol. The IM scheme also inherits the same PAPR performance of the traditional scheme, although a higher data rate is achieved in the proposed scheme. The proposed IM scheme can provide better bit error rate, robustness against CFO, and spectral efficiency compared to standard DFT-OFDM and IM-DFT-OFDM.
图3显示了具有理想CFO效果的BER性能,以评估信道估计效果和提高实现数据速率的效果,OFDM-IM中的导频插入按照DHTOFDM的相同方法进行。这意味着,我们首先将IM映射到数据子载波,然后将导频插入频域子载波,活动子载波的数目Ko被设置为具有传统DFT-OFDM的频谱效率。另一方面,DHTOFDM和IM-DHT-OFDM在No=4、Ko=2或Ko=8、Ko=3时,由于导频分组引起的减少,实现了16.67%的更高数据速率,而IM-DHT-OFDM(No=4,Ko=3或No=8,Ko=4)实现了高达45.83%的数据速率改进,尽管所提出的方案实现了更高的数据速率,但所有方案具有几乎相似的误码率性能。Figure 3 shows the BER performance with an ideal CFO effect to evaluate the channel estimation effect and the effect of improving the achieved data rate. The pilot insertion in OFDM-IM is performed in the same way as DHTOFDM. This means that we first map the IM to the data subcarriers and then insert the pilots into the frequency domain subcarriers. The number of active subcarriers, Ko , is set to have the spectral efficiency of conventional DFT-OFDM. On the other hand, DHTOFDM and IM-DHT-OFDM achieve a 16.67% higher data rate when No = 4, Ko = 2 or Ko = 8, Ko = 3 due to the reduction caused by pilot grouping, while IM-DHT-OFDM ( No = 4, Ko = 3 or No = 8, Ko = 4) achieves up to 45.83% data rate improvement. Although the proposed schemes achieve higher data rates, all schemes have almost similar bit error rate performance.
CFO效应是UWA通信中遇到的主要问题之一,这种效应不能总是完美地估计,并且非常需要针对CFO的这种鲁棒方案。图4显示了不同CFO值下的BER性能,很明显,由于传输信号的真实性,所提出的方案更能抵抗CFO效应。CFO效应越高,所提出的方案获得的改进越多。在CFO=0.2时,DFT-OFDM无法恢复性能,而所提出的方案仍然提供了可接受的性能,这使得我们引入的方法更可能用于包括UWA通信在内的不可信通信。图5说明了Ko的大小和活动子载波的数量对BER性能的影响,证明了该方法是理想选择。The CFO effect is one of the main problems encountered in UWA communications, this effect cannot always be perfectly estimated and such a robust scheme against CFO is highly desired. Figure 4 shows the BER performance at different CFO values and it is clear that the proposed scheme is more resistant to the CFO effect due to the authenticity of the transmitted signal. The higher the CFO effect, the more improvement the proposed scheme obtains. At CFO = 0.2, DFT-OFDM is unable to recover the performance while the proposed scheme still provides acceptable performance, which makes our introduced method more likely to be used for untrusted communications including UWA communications. Figure 5 illustrates the impact of the size of K o and the number of active subcarriers on the BER performance, proving that the proposed method is an ideal choice.
作为对上述所述方法的实现,本申请提供了一种适用于水下通信的实信号正交频分复用装置的一个实施例,该装置实施例与第一方面的方法实施例相对应,该装置包括基于离散哈特利变换正交频分复用的数据调制的发射器系统和基于离散傅里叶变换的接收器系统;As an implementation of the above-mentioned method, the present application provides an embodiment of a real signal orthogonal frequency division multiplexing device suitable for underwater communication, and the device embodiment corresponds to the method embodiment of the first aspect, and the device includes a transmitter system based on discrete Hartley transform orthogonal frequency division multiplexing data modulation and a receiver system based on discrete Fourier transform;
在发射器系统中,对原始数据经过编码器和交织器分配到子载波;In the transmitter system, the original data is allocated to subcarriers through an encoder and an interleaver;
在发射器系统中,对处理后的数据进行数字调制和索引调制;In the transmitter system, the processed data is digitally modulated and indexed;
在发射器系统中,对序列数据加入保护间隔并使用N点IDFT映射到时域获取时域数据;In the transmitter system, a guard interval is added to the sequence data and mapped to the time domain using an N-point IDFT to obtain time domain data;
在发射器系统中,将时域数据经过上变频过程后传入UWA信道;In the transmitter system, the time domain data is transmitted to the UWA channel after an up-conversion process;
在接收器系统中,对从发射器接受的经过多普勒补偿的数据流进行下变频;In the receiver system, the Doppler-compensated data stream received from the transmitter is down-converted;
在接收器系统中,对去除循环前缀的数据流进行DFT过程;In the receiver system, a DFT process is performed on the data stream with the cyclic prefix removed;
在接收器系统中,对进行DFT过程后的数据流同时进行CFO补偿和信道均衡;In the receiver system, CFO compensation and channel equalization are performed simultaneously on the data stream after the DFT process;
在接收器系统中,对处理后的数据进行索引解调并最终解码。In the receiver system, the processed data is index-demodulated and finally decoded.
在本申请的描述中,需要理解的是,术语“上”、“下”、“内”、“外”等指示的方位或位置关系为基于附图所示的方位或位置关系,仅是为了便于描述本申请和简化描述,而不是指示或暗示所指的装置或元件必须具有特定的方位、以特定的方位构造和操作,因此不能理解为对本申请的限制。措词‘包括’并不排除在权利要求未列出的元件或步骤的存在。元件前面的措词‘一’或‘一个’并不排除多个这样的元件的存在。在相互不同从属权利要求中记载某些措施的简单事实不表明这些措施的组合不能被用于改进。在权利要求中的任何参考符号不应当被解释为限制范围。In the description of the present application, it should be understood that the terms "upper", "lower", "inside", "outside", etc. indicate orientations or positional relationships based on the orientations or positional relationships shown in the accompanying drawings, which are only for the convenience of describing the present application and simplifying the description, rather than indicating or implying that the device or element referred to must have a specific orientation, be constructed and operated in a specific orientation, and therefore cannot be understood as a limitation on the present application. The word "comprising" does not exclude the presence of elements or steps not listed in the claims. The word "one" or "an" preceding an element does not exclude the presence of multiple such elements. The simple fact that certain measures are recorded in mutually different dependent claims does not indicate that a combination of these measures cannot be used for improvement. Any reference symbols in the claims should not be interpreted as limiting the scope.
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CN119383050A (en) * | 2024-12-27 | 2025-01-28 | 鹏城实验室 | Orthogonal frequency division multiplexing hydroacoustic communication system transmission method, device, equipment and product |
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