CN114337751A - A power allocation method for time-reversed OFDM multi-user communication system - Google Patents
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Abstract
Description
技术领域technical field
本发明涉及信息通信领域,具体是一种时间反转OFDM多用户通信系统中用户信号发送功率的分配方法。The invention relates to the field of information communication, in particular to a method for allocating user signal transmission power in a time-reversed OFDM multi-user communication system.
背景技术Background technique
时间反转(Time Reversal,TR)可以利用丰富的多径无线电传播环境来产生空间-时间共振效应,即所谓的聚焦效应,从而在减少干扰的同时提高接收信号强度。在TR通信过程中,接收端先向发送端发送导频脉冲,接收端根据收到的信号估计信道的脉冲响应(Channel Impulse Response,CIR);然后发送端对估计的信道脉冲响应做时间反转和共轭处理得到时间反转波形,最后将其与发送信号进行卷积之后经过信道发送给接收端。根据信道互异性,TR本质上是把多径信道作为匹配滤波器,文献[Wang Beibei,Wu Yongle,HanFeng,et al.Green wireless communications:a time-reversal paradigm[J].IEEEJournal on Selected Areas in Communications,2011,29(8):1698-1710.doi:10.1109/JSAC.2011.110918.]证明了由于CIR的固有特性,经过多径传输后信号的能量聚焦于特定的时域和空域,即TR可以利用多径传播从周围环境中以极低的复杂度收集信号的能量。Time Reversal (TR) can take advantage of the rich multipath radio propagation environment to generate space-time resonance effects, the so-called focusing effects, thereby increasing received signal strength while reducing interference. In the TR communication process, the receiving end first sends pilot pulses to the transmitting end, and the receiving end estimates the channel impulse response (CIR) according to the received signal; then the transmitting end performs time inversion on the estimated channel impulse response. The time-reversed waveform is obtained by the sum conjugation process, and finally it is convolved with the transmitted signal and sent to the receiving end through the channel. According to the channel reciprocity, TR essentially uses the multipath channel as a matched filter. The literature [Wang Beibei, Wu Yongle, HanFeng, et al. Green wireless communications: a time-reversal paradigm [J]. IEEE Journal on Selected Areas in Communications , 2011, 29(8):1698-1710.doi:10.1109/JSAC.2011.110918.] proved that due to the inherent characteristics of CIR, after multipath transmission, the energy of the signal is focused on a specific time domain and space domain, that is, TR can use Multipath propagation harvests the energy of a signal from the surrounding environment with very low complexity.
在无线通信系统中,符号间干扰(Inter Symbol Interference,ISI)和用户间干扰(Inter User Interference,IUI)恶化了每个用户的服务质量(Quality of Service,QoS)。由于TR具有时间聚焦特性,减少了符号间的能量泄露,因此可以显著降低ISI的影响,这样可以使得接收机结构简单且不需要高复杂度的均衡器。除此之外,TR的空间聚焦效应抑制将大部分信号能量聚焦在预期用户处,这意味着可以提高接收机的信干噪比(Signalto Interference plus Noise Ratio,SINR)。文献[Emami M,Vu M,Hansen J,etal.Matched filtering with rate back-off for low complexity communications invery large delay spread channels[C]//Conference Record of the Thirty-EighthAsilomar Conference on Signals,Systems and Computers,2004.Pacific Grove,CA,USA:IEEE Press 2004:218-222.doi:10.1109/ACSSC.2004.1399123.]证明TR系统中,可以通过提高速率回退因子(Rate Back-off Factor,BOF)来改善接收信干噪比(Signal toInterference plus Noise Ratio,SINR),BOF定义为采样速率与符号速率的比值。这里采样速率即离散信号的样值速率,符号速率为在信道上承载信息的符号的传输速率。最大样值速率由奈奎斯特准则决定,通常一个样值对应一个符号,此时符号速率与样值速率相同。若不是每个样值都对应一个符号,则符号速率就低于样值速率,即BOF大于1的情况。BOF大于1时,符号速率低于带宽限制下的最高速率,频带利用率降低,但可减轻符号间干扰。In a wireless communication system, Inter Symbol Interference (ISI) and Inter User Interference (IUI) degrade the Quality of Service (QoS) of each user. Since TR has a time-focusing characteristic, which reduces the energy leakage between symbols, the influence of ISI can be significantly reduced, which makes the receiver structure simple and does not require a high-complexity equalizer. In addition, the suppression of the spatial focusing effect of TR focuses most of the signal energy at the intended user, which means that the Signal to Interference plus Noise Ratio (SINR) of the receiver can be improved. Literature [Emami M, Vu M, Hansen J, et al. Matched filtering with rate back-off for low complexity communications invery large delay spread channels [C] // Conference Record of the Thirty-Eighth Asilomar Conference on Signals, Systems and Computers, 2004 .Pacific Grove,CA,USA:IEEE Press 2004:218-222.doi:10.1109/ACSSC.2004.1399123.] It is proved that in the TR system, the received signal can be improved by increasing the Rate Back-off Factor (BOF). Signal to Interference plus Noise Ratio (SINR), BOF is defined as the ratio of the sampling rate to the symbol rate. Here, the sampling rate is the sampling rate of the discrete signal, and the symbol rate is the transmission rate of the symbols carrying information on the channel. The maximum sample rate is determined by the Nyquist criterion, usually one sample corresponds to one symbol, and the symbol rate is the same as the sample rate. If each sample does not correspond to a symbol, the symbol rate is lower than the sample rate, ie the BOF is greater than 1. When the BOF is greater than 1, the symbol rate is lower than the maximum rate under the bandwidth limitation, and the frequency band utilization rate is reduced, but the inter-symbol interference can be alleviated.
文献[Lei Weijia,Yao Li.Performance analysis of time reversalcommunication systems[J].IEEE Communications Letters,2019,23(4):680-683.]推导了TR系统中接收端信噪比(Signal-to-noise ratio,SNR)的概率密度函数和累积分布函数,分析了遍历容量、中断概率和BPSK调制下误码率,并说明了ISI随着上采样因子的增加而减少。文献[Viteri-Mera C A,Teixeira F L.Equalized time reversal beamformingfor frequency-selective indoor MISO channels[J].IEEE Access,2017,5:3944-3957.doi:10.1109/ACCESS.2017.2682160.]推导了时间反转系统中的ISI功率的近似闭式表达式,分析了时间反转波束成形技术的空间聚焦特性和时间压缩性能,仿真结果显示用均衡时间反转技术消除ISI,系统可以获得更好的误比特率性能。在多用户系统中,由于不同用户的路径信道特性不同,时间反转传输可以利用多径作为区分不同用户的方式,进而可以将时间反转引入多址接入系统。文献[Han F,Yang Y,Wang B,et al.Time-reversaldivision multiple access over multipath channels[J].IEEE Transactions onCommunications,2012,60(7):1953-1965.doi:10.1109/TCOMM.2012.051012.110531.]研究了基于时间反转的多用户通信系统,提出了一种新的无线信道接入方式即时间反转时分多址接入(Time Reversal Division Multiple Access,TRDMA),在大时延扩展信道下的多用户下行系统中使用TR结构,不同用户的信号通过多径区分,通过时间反转技术,利用多径信道实现下行多用户传输,可以减少ISI和IUI,提高SINR,并研究了TRDMA系统的SINR、可实现系统速率以及可实现的中断速率等系统性能指标。文献[Nguyen H T,Kovcs I Z,EggersP C F.A time reversal transmission approach for multiuser UWB communications[J].IEEE Transactions on Antennas and Propagation,2006,54:3216-3224.doi:10.1109/TAP.2006.883959.]通过实测的方式评估了多用户时间反转通信系统的性能,实验结果表明,时间反转传输的空间聚焦效应可以减小系统的BER,并降低对信号发射功率的要求。文献[Chen Y,Yang Y,Han F,et al.Time-reversal wideband communications[J].IEEE Signal Processing Letters,2013,20(12):1219-1222.doi:10.1109/LSP.2013.2285467.]研究了TRDMA系统的可达速率和计算复杂度,结果表明,当带宽足够大时,TRDMA系统可以获得比OFDM系统更高的可达速率,并且计算复杂度更低。文献[Han Y,Chen Y,Wang B,et,al.Time-reversal massive multipath effect:a single-antenna“massive MIMO”solution[J].IEEE Transactions on Communications,2016,64(8):3382-3394.doi:10.1109/TCOMM.2016.2584051.]进一步对TRDMA系统进行研究,结果表明采用时间反转技术可以将无线信道中的多径分量转换为虚拟的发送天线,从而在发送端仅配备单根天线的情况下,获得类似于MIMO传输的特性。文献[Yang Y H,Wang B,Lin,etal.Near-optimal waveform design for sum rate optimization in time-reversalmultiuser downlink systems[J].IEEE Transactions on Communications,2013,12(1):346-357.doi:10.1109/TWC.2012.120312.120572.]研究了时域TR多用户下行系统中使和速率最大的功率分配和波形设计优化问题,联合优化传输波形和功率分配,可以获得更好的系统性能。文献[Yang Y H,Liu K J R.Waveform design with interference pre-cancellation beyond time-reversal systems[J].IEEE Transactions on WirelessCommunications,2016,15(5):3643-3654.doi:10.1109/TWC.2016.2524526.]研究了时域TR多用户下行系统中使接收信号的总均方根误差最小的功波形设计优化问题,提出了一种带干扰预消的波形设计,仿真结果表明该方法比传统的波形设计方法有显著的性能改善。The literature [Lei Weijia, Yao Li. Performance analysis of time reversalcommunication systems [J]. IEEE Communications Letters, 2019, 23(4): 680-683.] deduces the signal-to-noise ratio (Signal-to-noise ratio) of the receiver in the TR system. ratio, SNR), analyze the ergodic capacity, outage probability and bit error rate under BPSK modulation, and show that the ISI decreases with the increase of the upsampling factor. The literature [Viteri-Mera C A, Teixeira F L. Equalized time reversal beamforming for frequency-selective indoor MISO channels[J]. IEEE Access, 2017, 5:3944-3957.doi:10.1109/ACCESS.2017.2682160.] derived time reversal The approximate closed-form expression of the ISI power in the system, the spatial focusing characteristics and time compression performance of the time-reversal beamforming technology are analyzed, and the simulation results show that the system can obtain a better bit error rate by using the balanced time-reversal technology to eliminate ISI performance. In a multi-user system, due to the different path and channel characteristics of different users, time reversal transmission can use multipath as a way to distinguish different users, and then time reversal can be introduced into the multiple access system. Literature [Han F, Yang Y, Wang B, et al. Time-reversaldivision multiple access over multipath channels [J]. IEEE Transactions on Communications, 2012, 60(7): 1953-1965. doi: 10.1109/TCOMM.2012.051012.110531 .] studied the multi-user communication system based on time reversal, and proposed a new wireless channel access method, namely Time Reversal Division Multiple Access (TRDMA), which expands the channel in large delay. The TR structure is used in the multi-user downlink system under the following conditions. The signals of different users are distinguished by multi-path. Through the time reversal technology, the multi-path channel is used to realize the downlink multi-user transmission, which can reduce the ISI and IUI and improve the SINR. The TRDMA system is also studied. SINR, achievable system rate, and achievable interrupt rate. The literature [Nguyen H T, Kovcs I Z, EggersP C F.A time reversal transmission approach for multiuser UWB communications[J].IEEE Transactions on Antennas and Propagation,2006,54:3216-3224.doi:10.1109/TAP.2006.883959.] passed the actual measurement The performance of the multi-user time-reversal communication system is evaluated by the method. The experimental results show that the spatial focusing effect of time-reversal transmission can reduce the BER of the system and reduce the requirement for signal transmission power. Literature [Chen Y, Yang Y, Han F, et al. Time-reversal wideband communications [J]. IEEE Signal Processing Letters, 2013, 20(12): 1219-1222. doi: 10.1109/LSP.2013.2285467.] studied The achievable rate and computational complexity of the TRDMA system, the results show that when the bandwidth is large enough, the TRDMA system can obtain a higher achievable rate than the OFDM system, and the computational complexity is lower. Literature [Han Y, Chen Y, Wang B, et, al. Time-reversal massive multipath effect: a single-antenna “massive MIMO” solution [J]. IEEE Transactions on Communications, 2016, 64(8): 3382-3394 .doi:10.1109/TCOMM.2016.2584051.] Further research on the TRDMA system shows that the time reversal technology can be used to convert the multipath components in the wireless channel into virtual transmit antennas, so that only a single antenna is equipped at the transmit end. In this case, properties similar to MIMO transmission are obtained. Literature [Yang Y H, Wang B, Lin, etal.Near-optimal waveform design for sum rate optimization in time-reversalmultiuser downlink systems[J].IEEE Transactions on Communications,2013,12(1):346-357.doi:10.1109 /TWC.2012.120312.120572.] studied the optimization problem of power allocation and waveform design for maximum sum rate in time-domain TR multi-user downlink system, and jointly optimized the transmission waveform and power allocation to obtain better system performance. Literature [Yang Y H, Liu K J R.Waveform design with interference pre-cancellation beyond time-reversal systems[J].IEEE Transactions on WirelessCommunications,2016,15(5):3643-3654.doi:10.1109/TWC.2016.2524526.] The optimization problem of power waveform design to minimize the total root mean square error of the received signal in the time-domain TR multi-user downlink system is studied, and a waveform design with interference pre-cancellation is proposed. The simulation results show that this method is better than the traditional waveform design method. There are significant performance improvements.
TR传输可以在时域实现,也可以在频域实现,目前大多数关于TR的研究都是针对在时域实现的TR系统。文献[Dubois T,Helard M,Crussiere M,et al.Performance oftime reversal precoding technique for MISO-OFDM systems[J].Eurasip Journal onWireless Communications&Networking,2013,2013(1):1-16.doi:10.1109/VTCSpring.2015.7146002.]证明了通过在频域对信号进行预处理,也可以实现与时域TR预处理相同的效果。正交频分复用(Orthogonal Frequency Division Multiplexing,OFDM)是第4代、第5代移动通信系统中的关键技术,也将是新一代移动通信的关键技术,将TR技术应用到OFDM系统中具有明确的实际意义,而在频域中进行TR预处理更适合于OFDM系统。频域TR预处理过程是各子信道传输信号与子信道频率响应的共轭的乘积,运算复杂度低,根据傅里叶变换性质,这个预处理与在时域上将发送信号与TR预处理滤波器的脉冲响应进行卷积是等效的。文献[Nguyen T,Monfared S,Determe J,et al.Performance analysis offrequency domain precoding time-reversal MISO OFDM systems[J].IEEECommunications Letters,2019,24(1):48-51.doi:10.1109/LCOMM.2019.2949556.]推导了频域TR预处理系统接收信号的均方根误差的闭式表达式,并分析了BOF变化时均方根误差的变化情况,理论分析和仿真结果表明,与时域TR系统类似,增大BOF也能降低信号均方根误差,提高系统的信噪比(Signal to Noise Ratio,SNR)。文献[Golstein S,Nguyen T,Horlin F,et al.Physical layer security in frequency-domain time-reversal SISOOFDM communication[C]//2020International Conference on Computing,Networkingand Communications(ICNC),Big Island,HI,USA:IEEE Press 2020:222-227.doi:10.1109/ICNC47757.2020.9049811.]研究了频域TR预编码系统中的物理层安全,为了使系统的保密速率更大,设计了一种适用于此系统的人工噪声,结果表明所提出的方案可以提高物理层安全。对于TR-OFDM系统,当BOF大于1时,TR的聚焦效应能提高期望接收机的SINR,降低在非期望接收机处的信号泄露,因此在多用户系统中才能更好地发挥TR-OFDM的优势。在频域TR多用户系统中,可采用平均分配的方法为用户各信号分配功率,但平均功率分配往往不能获得最好的系统性能,因此可以对用户信号的功率分配进行优化,从而获得更好的系统性能。TR transmission can be implemented in the time domain or in the frequency domain. Most of the current research on TR is aimed at TR systems implemented in the time domain. Literature [Dubois T, Helard M, Crussiere M, et al.Performance of time reversal precoding technique for MISO-OFDM systems[J].Eurasip Journal onWireless Communications&Networking,2013,2013(1):1-16.doi:10.1109/VTCSpring. 2015.7146002.] demonstrated that by preprocessing the signal in the frequency domain, the same effect as TR preprocessing in the time domain can also be achieved. Orthogonal Frequency Division Multiplexing (OFDM) is the key technology in the 4th and 5th generation mobile communication systems, and will also be the key technology in the new generation of mobile communication. clear practical significance, while TR preprocessing in the frequency domain is more suitable for OFDM systems. The frequency domain TR preprocessing process is the product of the conjugate of each subchannel transmission signal and the subchannel frequency response, and the computational complexity is low. According to the Fourier transform properties, this preprocessing is the same as the time domain. Convolution of the impulse response of the filter is equivalent. Literature [Nguyen T, Monfared S, Determe J, et al.Performance analysis of frequency domain precoding time-reversal MISO OFDM systems[J].IEEECommunications Letters,2019,24(1):48-51.doi:10.1109/LCOMM.2019.2949556 .] The closed-form expression of the root mean square error of the received signal of the frequency domain TR preprocessing system is derived, and the change of the root mean square error when the BOF changes is analyzed. The theoretical analysis and simulation results show that it is similar to the time domain TR system. , increasing the BOF can also reduce the root mean square error of the signal and improve the signal to noise ratio (Signal to Noise Ratio, SNR) of the system. Literature [Golstein S, Nguyen T, Horlin F, et al. Physical layer security in frequency-domain time-reversal SISOOFDM communication [C]//2020 International Conference on Computing, Networking and Communications (ICNC), Big Island, HI, USA: IEEE Press 2020:222-227.doi:10.1109/ICNC47757.2020.9049811.] studied the physical layer security in the frequency domain TR precoding system, and designed an artificial noise suitable for this system in order to make the security rate of the system larger , the results show that the proposed scheme can improve the physical layer security. For the TR-OFDM system, when the BOF is greater than 1, the focusing effect of TR can improve the SINR of the desired receiver and reduce the signal leakage at the undesired receiver, so the TR-OFDM can be better used in the multi-user system. Advantage. In the frequency domain TR multi-user system, the power of each signal of the user can be allocated by the method of average allocation, but the average power allocation often cannot obtain the best system performance, so the power allocation of the user signals can be optimized to obtain better performance. system performance.
发明内容SUMMARY OF THE INVENTION
本发明的目的在于给出一种时间反转OFDM多用户通信系统中,在满足各用户发送总功率约束下,增强系统和速率性能的用户信号发送功率优化分配方法,该方法根据信道状态信息分配功率,实现系统和速率的最大化。The purpose of the present invention is to provide a time-reversed OFDM multi-user communication system, under the condition of satisfying the total transmission power constraints of each user, to enhance the system and rate performance. power to maximize system and speed.
为了实现上述目的本发明采用如下技术方案:在常规时间反转(Time Reversal,TR)OFDM多用户通信系统的基础上,推导系统和速率公式,并构造以最大化系统和速率为目标的多个用户功率联合分配的优化问题,然后利用KKT条件得到用户的功率分配的解,最后利用迭代算法来联合优化所有用户的发送功率。In order to achieve the above object, the present invention adopts the following technical scheme: on the basis of a conventional time reversal (Time Reversal, TR) OFDM multi-user communication system, the system and rate formulas are deduced, and a plurality of system and rate formulas are constructed to maximize the system and rate Then use the KKT condition to obtain the solution of the user's power allocation, and finally use the iterative algorithm to jointly optimize the transmit power of all users.
(1)对信号的传输过程进行分析,构建通信系统模型,根据构建的系统模型得到用户接收信干噪比,进而得到系统和速率;所述通信系统模型在常规时间反转OFDM多用户通信系统的基础上,发送端和接收端均配备单根天线,发送端发送给多个用户的信号先经过TR预编码矩阵,然后被分配到OFDM子信道上传输。(1) Analyze the transmission process of the signal, build a communication system model, and obtain the signal-to-interference-to-noise ratio received by the user according to the built system model, and then obtain the system and rate; the communication system model is reversed in the regular time OFDM multi-user communication system On the basis of , the transmitting end and the receiving end are equipped with a single antenna, and the signals sent by the transmitting end to multiple users first pass through the TR precoding matrix, and then are allocated to the OFDM sub-channel for transmission.
(2)以和速率最大化为优化目标,给出在发送总功率约束条件下多个用户功率联合分配的数学模型。(2) Taking the maximization of sum rate as the optimization objective, a mathematical model of joint power allocation of multiple users under the constraint of total transmit power is given.
接收信干噪比为:The received signal-to-interference-to-noise ratio is:
其中,K为用户数量,pk,m为发送端分配给用户k的符号m的功率,D为速率回退因子,为信道的噪声方差,H k,m为对角矩阵H k的第m个对角元素,H k为频域信道矩阵,表示为where K is the number of users, p k,m is the power of the symbol m allocated to user k by the transmitter, D is the rate backoff factor, is the noise variance of the channel, H k,m is the mth diagonal element of the diagonal matrix H k , H k is the frequency domain channel matrix, expressed as
其中,Q为OFDM系统子载波数,对角元素H k,q,q=1,2,...,Q为频域信道系数,表示为hk,l为用户k的多径信道的第l径的系数,l=1,2,...,L,这里L为信道脉冲响应的长度;Among them, Q is the number of sub-carriers in the OFDM system, and the diagonal elements H k,q , q=1,2,...,Q are the channel coefficients in the frequency domain, which are expressed as h k,l is the coefficient of the first path of the multipath channel of user k, l=1,2,...,L, where L is the length of the channel impulse response;
矩阵为H k的共轭形式,即matrix is the conjugated form of H k , that is
系统和速率为:The system and rate are:
式中,M表示向每个用户发送的符号数。In the formula, M represents the number of symbols sent to each user.
(3)利用Karush-Kuhn-Tucker(KKT)条件得到用户的功率分配的解。(3) Use the Karush-Kuhn-Tucker (KKT) condition to obtain the solution of the user's power allocation.
(4)利用迭代算法来联合优化所有用户的发送功率。(4) Using an iterative algorithm to jointly optimize the transmit power of all users.
本发明在对用户信号发送功率进行优化分配的过程中,根据信道的信道状态信息分配功率。由于只优化用户信号发送功率分配,本发明的优化复杂度较低。并且仿真实验表明,本发明给出的方法明显能获得比平均功率分配方法更高的系统和速率。本发明在较低优化复杂度下,提升了系统的和速率性能。The present invention allocates power according to the channel state information of the channel in the process of optimally allocating the transmission power of the user signal. Since only user signal transmission power allocation is optimized, the optimization complexity of the present invention is low. And simulation experiments show that the method provided by the present invention can obviously obtain a higher system and rate than the average power distribution method. The present invention improves the sum rate performance of the system under lower optimization complexity.
附图说明Description of drawings
图1为本发明的通信系统模型;Fig. 1 is the communication system model of the present invention;
图2为用户k的子载波利用示意图;2 is a schematic diagram of subcarrier utilization of user k;
图3为本发明的等效通信系统模型;Fig. 3 is the equivalent communication system model of the present invention;
图4为本发明与平均功率分配及传统迭代注水方法的系统和速率的对比;Figure 4 is a system and rate comparison of the present invention with average power distribution and traditional iterative water injection methods;
图5为本发明及传统迭代注水方法的系统和速率与迭代次数的关系;Fig. 5 is the relationship between the system and the rate of the present invention and the traditional iterative water injection method and the number of iterations;
图6为速率回退因子对系统和速率的影响;Figure 6 shows the impact of the rate backoff factor on the system and rate;
图7为用户数对系统和速率的影响。Figure 7 shows the impact of the number of users on the system and rate.
具体实施方式Detailed ways
对本发明中涉及到的符号有以下注释:带下划线的字母表示频域符号,没有下划线的表示时域符号;小写粗体字母表示矢量,大写粗体字母表示矩阵;白体字母表示标量;|·|、||·||、(·)*和(·)H分别表示求绝对值或模值、2范数、共轭及共轭转置。The symbols involved in the present invention have the following notes: letters with underlines represent frequency domain symbols, and those without underlines represent time domain symbols; lowercase bold letters represent vectors, and uppercase bold letters represent matrices; white letters represent scalars; |· |, ||·||, (·) * , and (·) H represent absolute or modulus value, 2-norm, conjugate and conjugate transpose, respectively.
TR-OFDM多用户通信系统的模型如图1所示,系统有K个用户,发送端和接收端均配备单根天线。发送端同时向K个用户发送相互独立的数据矢量,其中向用户k发送的数据矢量记为x k,k=1,2,...,K。x k由M个数据符号x k,m组成,m=1,2,...,M,即x k=[x k,1,x k,2,...,x k,M]。首先数据符号被大小为Q×M的扩展矩阵S加扩,加扩的目的是将数据符号分配到OFDM子载波上。Q为OFDM系统子载波数,Q=DM。加扩后,每个数据符号以间隔M分配到D个不同的子载波上,这里的D即速率回退因子,相当于时域TR系统中的上采样因子。S由D个M×M的对角矩阵串联而成,其对角元素等概取值这是为了避免将相同的数据符号分配到不同OFDM子载波上,从而造成高峰均功率比,并保证加扩过程不改变信号功率,即S H S=I M,I M表示M×M的单位阵。S表示为The model of the TR-OFDM multi-user communication system is shown in Figure 1. The system has K users, and both the transmitter and the receiver are equipped with a single antenna. The sender sends mutually independent data vectors to K users at the same time, wherein the data vector sent to user k is denoted as x k , k=1,2,...,K. x k consists of M data symbols x k,m , where m=1,2,...,M, ie x k =[ x k,1 , x k,2 ,..., x k,M ]. First, the data symbols are spread by a spreading matrix S with a size of Q×M. The purpose of the spreading is to allocate the data symbols to the OFDM subcarriers. Q is the number of subcarriers in the OFDM system, and Q=DM. After adding and spreading, each data symbol is allocated to D different subcarriers at an interval of M, where D is the rate backoff factor, which is equivalent to the upsampling factor in the time-domain TR system. S is formed by concatenating D M×M diagonal matrices, and its diagonal elements take equal values. This is to avoid allocating the same data symbols to different OFDM subcarriers, resulting in a peak-to-average power ratio, and to ensure that the signal power does not change during the augmentation and spreading process, that is, S H S = IM , IM represents the unit of M ×M array. S is represented as
TR-OFDM系统中通过扩展矩阵S加扩,相当于时域TR系统中的上采样。加扩后,用户k的子载波利用示意图如图2所示。加扩后的符号在发送前需要与预编码矩阵相乘进行预编码,相当于时域TR系统中的预滤波。预编码后的符号通过快速傅里叶逆变换(Inverse FastFourier Transform,IFFT)得到时域信号,加入循环前缀后发送出去。在接收端进行快速傅里叶变换(Fast Fourier Transform,FFT)再转化为频域信号。发送端与用户k间的多径信道是一个线性系统,在离散域中期脉冲响应可以表示为其中hk,l为第l径的系数,也就是脉冲响应中的l个脉冲的强度,l=0,1,...,L-1,这里L为信道脉冲响应的长度,也就是多径信道的路径数。接收机对接收信号进行FFT变换,得到频域符号。可以将IFFT、多径信道、FFT合在一起,等效为Q个频域并行信道,信道系数为信道输出的频域符号为发送的频域符号与对角矩阵H k相乘。H k的第q个对角元素为H k,q,即In the TR-OFDM system, the spreading matrix S is added, which is equivalent to the up-sampling in the time-domain TR system. After adding and spreading, a schematic diagram of subcarrier utilization of user k is shown in FIG. 2 . The added and spread symbols need to be multiplied by a precoding matrix for precoding before transmission, which is equivalent to prefiltering in the time-domain TR system. The precoded symbol obtains a time-domain signal through an inverse fast Fourier transform (Inverse Fast Fourier Transform, IFFT), and is sent out after adding a cyclic prefix. Fast Fourier Transform (FFT) is performed at the receiving end and then converted into a frequency domain signal. The multipath channel between the transmitter and user k is a linear system, and the impulse response in the medium-term discrete domain can be expressed as Where h k,l is the coefficient of the first path, that is, the intensity of l pulses in the impulse response, l=0,1,...,L-1, where L is the length of the channel impulse response, that is, the number of The number of paths in the path channel. The receiver performs FFT transformation on the received signal to obtain frequency domain symbols. IFFT, multipath channel, and FFT can be combined together, which is equivalent to Q parallel channels in frequency domain, and the channel coefficient is The frequency domain symbol output by the channel is the multiplication of the transmitted frequency domain symbol by the diagonal matrix H k . The q-th diagonal element of H k is H k,q , that is,
相应,系统模型可以等效为图3。其中v k=[v k(1),v k(2),...,v k(Q)]为频域加性高斯白噪声(Additive White Gaussian Noise,AWGN)序列,为时域AWGN噪声序列vk的傅里叶变换,v k和vk的元素具有相同的方差时域TR系统中的预滤波器为信道脉冲响应的共轭反转,发送信号经过该预滤波器对应频域中为频域符号与预编码矩阵相乘。为Correspondingly, the system model can be equivalent to Figure 3. where v k =[ v k (1), v k (2),..., v k (Q)] is the frequency domain Additive White Gaussian Noise (AWGN) sequence, which is the time domain AWGN noise Fourier transform of the sequence v k , where the elements of v k and v k have the same variance The pre-filter in the time-domain TR system is the conjugate inversion of the channel impulse response. The transmitted signal passes through the pre-filter and corresponds to the frequency-domain symbol and precoding matrix in the frequency domain. Multiply. for
用户接收到的序列需要与S H相乘进行解扩,用户k解扩后的信号为The sequence received by the user needs to be multiplied by SH for despreading , and the despread signal of user k is
用户k的接收SINR为用户接收的有用信号功率与用户间干扰功率和信道噪声功率之和的比值,即The received SINR of user k is the ratio of the useful signal power received by the user to the sum of the inter-user interference power and the channel noise power, namely
其中,pk,m为发送端分配给用户k的符号m的功率,D为速率回退因子大小,为信道的噪声方差,H k,m为对角矩阵H k的第m个对角元素。和速率是评价系统传输性能常用的指标,本发明以最大化系统和速率为目标对信号功率分配进行优化。系统和速率为where p k,m is the power of the symbol m allocated to user k by the transmitter, D is the rate backoff factor, is the noise variance of the channel, and H k,m is the mth diagonal element of the diagonal matrix H k . The sum rate is a commonly used index for evaluating the transmission performance of the system, and the present invention optimizes the signal power distribution with the goal of maximizing the system sum rate. The system and rate are
功率分配的优化过程中,应保证分配给用户各信号的功率之和小于等于用户的发送总功率,即In the optimization process of power allocation, it should be ensured that the sum of the power of each signal allocated to the user is less than or equal to the total transmission power of the user, that is,
式中Pk为用户k的总发送功率。优化问题构造为where P k is the total transmit power of user k. The optimization problem is structured as
上述多目标联合优化是非凸优化,但对于用户k,若其余用户此时的功率分配是固定的,则用户k的功率分配最优解满足KKT条件。构造拉格朗日函数为The above-mentioned multi-objective joint optimization is a non-convex optimization, but for user k, if the power distribution of the remaining users is fixed at this time, the optimal solution of the power distribution of user k satisfies the KKT condition. Construct the Lagrangian function as
其中,λ=[λ1,λ2,...,λK]T是非负的拉格朗日乘子矢量,令Λ(p,λ)对pk,m求导并等于0,则最优p和λ满足以下等式Among them, λ=[λ 1 ,λ 2 ,...,λ K ] T is a non-negative Lagrangian multiplier vector. Let Λ(p,λ) be derived from p k,m and equal to 0, then the most The optimal p and λ satisfy the following equations
其中,tk,m包含了用户k对其他用户造成的干扰,定义为Among them, t k,m includes the interference caused by user k to other users, which is defined as
解得用户k的功率分配为The power allocation of user k is solved as
式中,[x]+表示取0和x两者中的最大值,x为上式中括号内的内容。且因满足功率约束条件,有In the formula, [x] + means to take the maximum value between 0 and x, and x is the content in the brackets in the above formula. And because the power constraints are met, there are
令make
发送端为信道条件更好的子信道上的信号分配更高的功率,当对其他用户造成过度的干扰时,tk,m会降低分配给该信号的功率。λk可用二分法找到,当满足功率约束等式的λk非正值时,则λk为0。采用迭代算法求解所有用户的功率分配。为各用户各信号分配一个初始功率值,基于已赋的初值,可得到t,t为tk,m的集合,即t={tk,m},k=1,2,…,K,m=1,2,…,M。首先从用户1开始,由于t和其他用户的功率分配都是固定的,因此可以得到用户1的功率分配;然后优化用户2的功率分配,求解时使用已经更新过的p1,1,p1,2,...,p1,M值,而t和从用户3开始的功率分配仍为之前的值;余下其他用户的功率分配也进行类似的更新,得到更新后的p,p为pk,m的集合,即p={pk,m},k=1,2,…,K,m=1,2,…,M。p更新完后,更新t,重复上述过程,迭代更新各用户的功率分配,直到连续两次迭代得到的功率分配的相对差值小于预先设定的值或者达到预定的迭代次数为止,最后得到各用户各信号的功率分配最优解p*。具体的迭代算法如表1所示,其中n表示迭代次数,τ1为控制迭代结束的相对差值,即收敛因子。The transmitter allocates higher power to the signal on the sub-channel with better channel conditions, and when causing excessive interference to other users, tk ,m will reduce the power allocated to the signal. λ k can be found by the bisection method. When λ k is non-positive to satisfy the power constraint equation, then λ k is 0. An iterative algorithm is used to solve the power allocation for all users. Assign an initial power value to each signal of each user. Based on the assigned initial value, t can be obtained, where t is the set of t k,m , that is, t={t k,m }, k=1,2,...,K , m=1,2,...,M. First, start with
表1迭代算法Table 1 Iterative Algorithms
下面将结合附图,对本发明做进一步的详细描述。每个图中给出的系统和速率的仿真结果是1万组信道实现下的平均值。除非特别指明,仿真中的参数设置如下:采用一个SISO OFDM系统,其子载波数Q=1024。信道为Rayleigh衰落信道,信道总带宽B=15.36MHz,信道可分辨路径数L=10,信道脉冲响应系数服从均值为零的复高斯随机分布。信道的方差为其中σT=10/B为路径的均方根延迟,Ts=1/B为采样周期。ηk=η0(dk/d0)-c为信道的大尺度衰落系数。其中,c=4为路径损耗指数,η0为参考距离处的传输损耗,d0=10m为参考距离,dk为发送端与用户k的距离,假设dk是随机的,在100m到2000m之间。设定η0=10-5,信道的噪声功率设为1×10-11W。求解功率分配的迭代算法中最大迭代次数设为100,收敛因子τ1=1×10-5。系统总发送功率为P,每个用户的发送总功率Pk=P/K。The present invention will be further described in detail below with reference to the accompanying drawings. The simulation results for the systems and rates given in each figure are averages over 10,000 channel implementations. Unless otherwise specified, the parameters in the simulation are set as follows: a SISO OFDM system is used, and the number of subcarriers Q=1024. The channel is a Rayleigh fading channel, the total channel bandwidth is B=15.36MHz, the number of channels that can be resolved is L=10, and the channel impulse response coefficient obeys a complex Gaussian random distribution with zero mean. The variance of the channel is where σ T =10/B is the root mean square delay of the path, and T s =1/B is the sampling period. η k =η 0 (d k /d 0 ) -c is the large-scale fading coefficient of the channel. Among them, c=4 is the path loss index, η 0 is the transmission loss at the reference distance, d 0 =10m is the reference distance, d k is the distance between the sender and user k, assuming that d k is random, between 100m and 2000m between. Set η 0 =10 −5 , and the noise power of the channel is set to 1×10 −11 W. In the iterative algorithm for solving the power distribution, the maximum number of iterations is set to 100, and the convergence factor τ 1 =1×10 -5 . The total transmission power of the system is P, and the total transmission power of each user is P k =P/K.
图4是是用户数K=4,BOF D=1,路径数L=10时,系统和速率随发送功率增加的变化的仿真结果。图中改进迭代注水算法的结果即为本发明给出的用户信号发送功率的优化分配方法的结果,同时给出传统迭代注水功率分配方法及平均功率分配的系统和速率的仿真结果。传统迭代注水算法的区别在于tk,m为0,即各信号分配功率时不管对其他用户的干扰,只需使自己的速率最大化,而平均功率分配则是不管信道条件,为所有用户所有信号分配相同的功率,即pk,m=Pk/M,m=1,2,...,M。图中和速率是所有信道状态下的瞬时和速率的平均值。从图中可以看出,随着发送功率增加,系统和速率增大,然后逐渐趋于一个上限。这是因为当发送功率较小时,干扰功率相对于信道噪声功率较小,发送总功率增大,和速率相应增大。当发送功率增大到一定程度后,干扰功率将明显高于信道噪声功率。由于信号功率与干扰功率随发送功率同步增长,此时,发送功率增加时和速率不再有明显的增加。从图中可以看出,平均功率分配的系统和速率是最低的,这是因为采用平均功率分配时,所有信号分配到的功率是一样的,而不同的信号被分配到不同的子载波上,历经不同的子信道增益,若为信道增益低的和信道增益高的子信道上的信号分配相同的功率,则系统性能肯定不能达到最好。而采用传统的迭代注水算法时,由于各用户优化自己的信号功率分配时,只考虑使自己的速率最高,而忽略了给其他用户带来的干扰,因此往往给其他用户造成了较大的干扰,因此也不能实现最好的和速率性能。本发明给出的改进迭代注水功率分配算法既使自己的速率最大,同时tk,m的存在使带给其他用户的干扰也减小,因此能最有效地提高系统和速率。如仿真结果所示,传统迭代注水算法下的和速率只能提高了8%,而改进迭代注水算法的和速率提高了13.8%,证明了本发明给出的改进迭代注水算法的性能更好。Fig. 4 is the simulation result of the change of the system sum rate with the increase of transmit power when the number of users K=4, the number of BOF D=1, and the number of paths L=10. The result of the improved iterative water-filling algorithm in the figure is the result of the optimal allocation method of user signal transmission power provided by the present invention, and the simulation results of the traditional iterative water-filling power allocation method and the system and rate of average power allocation are given. The difference between the traditional iterative water-filling algorithm is that t k,m is 0, that is, when each signal allocates power regardless of the interference to other users, it only needs to maximize its own rate, while the average power allocation is for all users regardless of channel conditions. The signals are assigned the same power, ie p k,m =P k /M,m=1,2,...,M. The sum rate in the graph is the average of the instantaneous sum rate for all channel states. As can be seen from the figure, as the transmit power increases, the system sum rate increases, and then gradually tends to an upper limit. This is because when the transmit power is small, the interference power is small relative to the channel noise power, the total transmit power increases, and the sum rate increases accordingly. When the transmit power increases to a certain extent, the interference power will be significantly higher than the channel noise power. Since the signal power and the interference power increase synchronously with the transmit power, at this time, the transmit power and rate no longer increase significantly. It can be seen from the figure that the system and rate of average power allocation is the lowest, because when average power allocation is used, the power allocated to all signals is the same, and different signals are allocated to different subcarriers, After different sub-channel gains, if the same power is allocated to the signal on the sub-channel with low channel gain and the sub-channel with high channel gain, the system performance will definitely not be the best. However, when using the traditional iterative water-filling algorithm, when each user optimizes its signal power allocation, it only considers the highest rate of its own, while ignoring the interference to other users, so it often causes greater interference to other users. , and therefore also cannot achieve the best sum rate performance. The improved iterative water-filling power allocation algorithm provided by the present invention maximizes its own rate, and at the same time, the existence of tk,m reduces the interference to other users, so the system and rate can be improved most effectively. As shown in the simulation results, the sum rate under the traditional iterative water injection algorithm can only be increased by 8%, while the sum rate of the improved iterative water injection algorithm is increased by 13.8%, which proves that the improved iterative water injection algorithm provided by the present invention has better performance.
图5是用户数K=4,BOF D=1,路径数L=10,发送功率为30dBm时,本发明给出的功率分配算法及传统迭代注水算法的系统和速率与迭代次数的关系。可以从图中看出两种算法的收敛性,本发明给出的改进迭代注水算法收敛速度更快并且收敛时有更好的解。传统迭代注水算法在迭代次数达到6次才能收敛,而迭代注水算法在迭代次数达到4、5次时收敛,证明了改进迭代注水算法的收敛性更好,因此在实际应用中不需要等到完全收敛,只需迭代4-6次即可。5 shows the relationship between the system and rate of the power allocation algorithm and the traditional iterative water-filling algorithm provided by the present invention and the number of iterations when the number of users K=4, the number of BOF D=1, the number of paths L=10, and the transmit power is 30dBm. The convergence of the two algorithms can be seen from the figure, and the improved iterative water-filling algorithm provided by the present invention has a faster convergence speed and has a better solution when converging. The traditional iterative water-filling algorithm can only converge when the number of iterations reaches 6, while the iterative water-filling algorithm converges when the number of iterations reaches 4 or 5, which proves that the improved iterative water-filling algorithm has better convergence, so it is not necessary to wait for complete convergence in practical applications. , just iterate 4-6 times.
图6是用户数K=4,路径数L=10时,随发送功率增大,不同BOF下系统和速率的仿真结果。仿真结果显示,随着BOF增大,系统的和速率在减小,这是因为增大BOF虽然可以减小IUI,但同时BOF的增大使得能够传输的数据符号数减少了,也就导致符号速率的降低,且IUI的减小不足以弥补符号速率的大幅度降低,因此系统和速率减小。图7(a)和(b)分别是是BOF D=1,路径数L分别为10和20时,随发送功率增大,不同用户数下的系统和速率。可以看到当发送功率较小时,随着用户数增多,系统和速率增大,这说明了频域TR预编码技术能够明显降低多用户系统中的IUI,但当发送功率较大时,噪声功率相对很小,可以忽略不计,干扰功率与发送功率同步增长,较多用户的干扰功率会更大,因此多用户的SINR会更小,系统和速率也就更低。即如图中所示,随发送功率增大,K=2和K=4的曲线会相交,并且用户数少的和速率会超过用户数多的。并且,从图7(a)和(b)可以看出,路径数增大,系统和速率会增大,这说明了频域TR适用于丰富的多径环境,能有效提高多径环境中的通信系统性能,且路径数越多,获得的聚焦增益越大。Fig. 6 is the simulation result of the system and rate under different BOFs when the number of users is K=4 and the number of paths is L=10, as the transmit power increases. The simulation results show that with the increase of BOF, the sum rate of the system decreases. This is because the increase of BOF can reduce the IUI, but at the same time, the increase of BOF reduces the number of data symbols that can be transmitted, which leads to the reduction of symbols. The rate is reduced, and the reduction in IUI is not enough to compensate for the large reduction in symbol rate, so the system and rate are reduced. Figures 7(a) and (b) are BOF D=1 and the number of paths L is 10 and 20 respectively, with the increase of transmit power, the system and rate under different numbers of users. It can be seen that when the transmit power is small, with the increase of the number of users, the system and rate increase, which shows that the frequency domain TR precoding technology can significantly reduce the IUI in the multi-user system, but when the transmit power is large, the noise power It is relatively small and can be ignored. The interference power increases synchronously with the transmission power, and the interference power of more users will be larger, so the SINR of multi-users will be smaller, and the system and rate will be lower. That is, as shown in the figure, as the transmit power increases, the curves of K=2 and K=4 will intersect, and the sum rate of the number of users will exceed that of the number of users. Moreover, it can be seen from Fig. 7(a) and (b) that, with the increase of the number of paths, the system sum rate will increase, which shows that the frequency domain TR is suitable for the rich multipath environment and can effectively improve the multipath environment. The performance of the communication system, and the greater the number of paths, the greater the focusing gain obtained.
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